NSA Networking and Functions Technical Poster This technical poster provides only a general overview and does not constitute any offers or commitments. For detailed information, see the product or feature documentation delivered with the software. 5G Networking Overview There are two types of 5G networking schemes: non-standalone (NSA) networking and standalone (SA) networking. In NSA networking, Huawei base stations support the Option 3 and Option 3x architectures. In SA networking, Huawei base stations support the Option 2 architecture. This technical poster focuses on NSA networking. NSA Networking Options NSA NR: The gNodeB requires the eNodeB working as the control plane anchor to connect to the EPC or the eLTE base station working as the control plane anchor to connect to the 5GC. Option 3 HW Option 3x HW EPC eNodeB Option 3a EPC gNodeB eNodeB EPC gNodeB eNodeB gNodeB Option 7 Option 7x Option 7a 5GC 5GC 5GC eLTE base station gNodeB eLTE base station gNodeB eLTE base station gNodeB NSA E-UTRA: The eLTE base station requires the gNodeB working as the control plane anchor to connect to the 5GC. Option 4 Option 4a 5GC 5GC eLTE base station gNodeB eLTE base station gNodeB SA Networking Options Option 2 HW Option 5 5GC 5GC gNodeB eLTE base station Control plane anchor 4G control-plane data 4G user-plane data Data split anchor HW Supported by Huawei 5G control-plane data 5G user-plane data NSA Networking 1 Benefits ● The NSA Networking based on EPC feature takes full advantage of the wide coverage of LTE and sufficient spectrum resources of NR, allowing operators to quickly deploy NR networks on the existing LTE networks. ● This feature allows fast deployment of commercial NR networks and protects operators' LTE network investments. ● This feature improves service continuity and avoids frequent UE handovers and service interruptions caused by UEs moving on NR networks. Protection of investment in legacy networks Fast deployment of NE networks 2 Improvement of service continuity Concepts In EPC-based NSA networking, if a UE supports both LTE and NR NSA dual connectivity (DC), it can connect to both an LTE eNodeB and an NR gNodeB, and use radio resources provided by these base stations to transmit data on both base stations. Supported Architecture Options Option 3 Option 3x EPC EPC S1 S1 S1 eNodeB X2 gNodeB eNodeB X2 gNodeB Uu Uu Uu Uu UE UE Control-plane data Option 3 Architecture User-plane data is split on the eNodeB, and MCG split bearers are used. That is, user-plane data is preferentially carried on the eNodeB and dynamically distributed to the gNodeB for transmission. Option 3x Architecture User-plane data is split on the gNodeB, and SCG split bearers are used. That is, user-plane data is preferentially carried on the gNodeB and dynamically distributed to the eNodeB for transmission. User-plane data Supported Bearer Types SCG Split Bearer MCG Split Bearer S1-U PDCP S1-U X2 X2 PDCP RLC RLC RLC RLC MAC MAC MAC MAC MeNB (LTE) SgNB (NR) MeNB (LTE) SgNB (NR) Key Technologies 1 Carrier Management Overview Carrier management involves master cell group (MCG) carrier management and secondary cell group (SCG) carrier management. The MCG of an NSA DC UE is an LTE cell group configured on the LTE side. The SCG of an NSA DC UE is the NR cell group configured on the NR side. CC1(LTE) CC2(LTE) eNodeB (MeNB) CC5(LTE) X2 CCa(NR) UE CCb(NR) gNodeB (SgNB) MCG carrier management: refers to LTE carrier management, and involves: ● PCC anchoring: is controlled by the NSA DC PCC anchoring policy switch. ● SCC management: is the same as the SCC selection policy in LTE carrier management. For details, see Carrier Aggregation for LTE. SCG carrier management: refers to NR carrier management, and involves: ● PSCell (primary cell of the SgNB) configuration: supports measurement-based PSCell configuration and blind PSCell configuration. ● SCC management: is the same as the SCC selection policy in NR carrier management. For details, see Carrier Aggregation for NR. Key Technologies NSA PCC Anchoring NSA PCC anchoring can be performed separately for UEs in idle mode and connected mode. ● When an NSA UE enters idle mode after the first connection release, dedicated anchoring priorities can be notified to the UE through an IMMCI IE. (IMMCI stands for IdleModeMobilityControlInfo.) NSA UE eNodeB The camping policy for NSA UEs in idle mode is the same as that for LTE-only UEs. First connection procedure (Attach/TAU/...) ● Determines whether the UE supports NSA based on UE capabilities. ● Delivers dedicated priority information in the IMMCI IE if the UE supports NSA. RRC connection release (with the IMMCI IE delivered) Reselects to a cell with a higher anchoring priority based on the priority information in the IMMCI IE. ● When an NSA UE initiates a service request in idle mode and enters connected mode in an LTE cell, if the NSA anchoring priority of the cell is not the highest, a handover is triggered to a cell with the highest priority for NSA DC. NSA UE eNodeB The camping policy for NSA UEs in idle mode is the same as that for LTE-only UEs. Initiates a service request and enters connected mode. ● Determines whether the UE supports NSA based on UE capabilities. ● Determines whether the current NSA anchoring priority is the highest for the NSA UE. If not, delivers measurement configurations about the frequencies with the highest priority. Performs A4/A5 inter-frequency measurement. Selects an LTE cell with the highest priority to initiate a handover. Delivers a handover command (RRC Connect Recfg). Performs a handover to a cell with the highest anchoring priority (HO CMP). NSA PCC Anchoring Enhancement In NSA networking, the LTE side is mainly used to carry control-plane signaling and VoLTE services. When the uplink coverage of the LTE anchor is limited, a frequency with a better uplink coverage can be selected as an anchor to carry LTE services. When an NSA UE is handed over from a low-priority cell to a high-priority cell, MLB may be triggered and multiple handovers may be performed if multiple cells have high priorities but some of them are heavily loaded. The following factors are considered for NSA PCC anchoring enhancement. For the basic function For the enhanced function NSA PCC anchoring priority LTE load Downlink coverage of the strongest cell in the measurement report NSA DC combinations supported by the UE Uplink coverage NSA PCC Anchoring Based on NR Coverage Without NR coverage When an NSA UE camps on an anchor cell and there is no NR coverage, the UE can be handed over to a non-anchor cell based on non-anchor frequency priority. Handover from an anchor cell to a non-anchor cell NR With NR coverage When an NSA UE camps on a non-anchor cell and there are anchor cells with NR coverage, the UE can be handed over to an anchor cell based on NSA anchor frequency priority and configured with an SCG. Handover from a non-anchor cell to an anchor cell NR NSA PCC anchoring based on NR coverage NSA PCC anchor cell 2 Movement path LTE PCC anchor cell NSA Virtual Grids LNR Virtual Grid Model Building UEs with the same radio signal characteristics can be classified into a category based on multi-dimensional measurements. The eNodeB considers the UEs with the same RSRP measurement result on a frequency to be in the same virtual grid. The eNodeB uses machine learning technology with virtual grids as features to construct a signal characteristics mapping from all virtual grids in a cell to a frequency. This mapping is contained in an entity called virtual grid model. No Start Scope determining Data collection Model building Model available? Yes End LNR virtual grid model building in NSA scenarios LNR Virtual Grid Model Updating No Model retesting Accuracy decreased? Yes Model rebuilding Start KPI monitoring KPI degraded? Yes No LNR virtual grid model updating in NSA scenarios End Fast SCG Addition Based on LNR Virtual Grids LTE-NR (LNR) virtual grid models include only RSRP prediction models. After determining a UE's virtual grid in an LTE cell, the eNodeB can quickly predict the UE's RSRP on a neighboring NR frequency by querying the RSRP prediction model oriented to this NR frequency. In scenarios with continuous LTE coverage but discontinuous NR coverage, LNR virtual grids can be used to predict the RSRP of NR cells based on the RSRP of the serving cell and neighboring cells obtained from LTE intra-frequency A3 measurement results. This reduces the number of invalid gap-assisted measurements in areas without NR coverage. When a UE moves from an area without NR coverage to an area with NR coverage, the NR RSRP can be quickly predicted and an SCG can be added for the UE. 158° 215° UE1@Cell RSR P1 58° P2 RSR RSRP3 Intra-frequency characteristics [RSRP1, RSRP2, RSRP3, ...] F1 + Intra-frequency F2 characteristics F3 [RSRP4, RSRP5, ...] Output Virtual grid model Machine learning Input [RSRP4, RSRP5, ...]@F3 3 Without NR Coverage With NR Coverage Without virtual grids Gap-assisted measurement is triggered but no measurement result is produced, reducing the throughput. Gap-assisted measurement is triggered for NR at intervals of 5s to 60s. Therefore, SCG addition may not be performed in a timely manner. With virtual grids It is predicted that there is no NR coverage, and gap-assisted measurement is not triggered. NR coverage status is predicted every 2s. Therefore, SCG addition can be performed in a timely manner. Mobility Management in NSA DC In an area with both LTE and NR coverage, cells must be configured as external neighboring cells of the MeNB. In the following figure, the cells under SgNB1 and SgNB2 must be configured as external neighboring cells of the cells under MeNB1 and MeNB2. MeNB1 SgNB1 SgNB2 MeNB2 UE MeNB SgNB SgNB SgNB Addition Modification Handover 1 Change MeNB Handover 2 SgNB Release Mobility Scenario Procedure SgNB Addition SgNB addition initiated by MeNB1 SgNB Modification SgNB modification initiated by SgNB1, and SgNB modification initiated by MeNB1 MeNB Handover 1 Intra-MeNB change without an SgNB change initiated by MeNB1 SgNB Change SgNB change initiated by SgNB1 MeNB Handover 2 Inter-MeNB change without an SgNB change initiated by MeNB1 SgNB Release SgNB release initiated by the MeNB2 or SgNB2 4 Data Split in NSA DC Data Split Configuration Operators select bearer types based on UE service QCIs, and then set the uplink and downlink data split policies. UL/DL Data Split Policy Selection Bearer Type Selection SCG SPLIT BEARER Selection of QCI-specific bearer types LTE-NR dynamic data split Setting of data split policy SCG transmission MCG SPLIT BEARER MCG transmission MCG BEARER (LTE ONLY) Fast Retransmission for Downlink Data Split When an NSA UE is moving, the air interface quality on the LTE or NR side may deteriorate suddenly due to factors such as interference and the transmission rate may drop. If this occurs, there will be serious misalignment between PDCP SNs on the UE side or serious stop and wait for PDCP reordering. As a result, the upper-layer TCP traffic is unstable and data is overstocked on the LTE or NR side, affecting the throughput on the other side. 4 8 … 123 567 EPC NR LTE UE 123 4 5678 … The base station periodically checks the difference between the duration for the RLC buffer to be empty on the LTE side and that on the NR side to quickly detect air interface changes on the two sides. Then, it migrates the data buffered on the side with a long delay to the other side for fast retransmission, reducing the impact of data accumulation on TCP window sliding and the impact on the overall throughput. Source-side data packets corresponding to the migrated data are discarded to reduce the transmissions of repeated data packets. 4 8 … 123 5678 EPC NR LTE UE … 12345678 … … Uplink Fallback to LTE In NSA DC scenarios, the network side controls the UE to dynamically send uplink data to the gNodeB or eNodeB based on the uplink SINR on the NR side, using the uplink coverage capability of LTE to compensate for the insufficient uplink coverage of NR. ● When the uplink SINR on the NR side is high, the UE sends uplink data on the NR side. ● When the uplink SINR on the NR side is low, the UE sends uplink data on the LTE side. NSA UE LTE NR SRS SINR < Threshold – Configured offset SgNB Modification Required RRC Connection Reconfiguration (to instruct the UE to change the uplink data path) RRC Connection Reconfiguration Complete SgNB Modification Confirm SRS SINR > Threshold + Configured offset SgNB Modification Procedure (to change the uplink data path to the originally configured path) Uplink Data Transmission Path Selection If NSA UEs do not support uplink data split in NSA DC scenarios, uplink services can be carried only on the LTE or NR side. Uplink experience will vary with UE movement, as there are differences between LTE and NR in factors such as bandwidth, subframe configuration, and load. Therefore, the optimal uplink data transmission path needs to be selected to improve uplink user experience by estimating the uplink LTE and NR data rates based on factors such as air interface status and load. For NSA UEs with uplink data transmission only on the NR side, NR coverage is divided into three areas based on uplink user experience. The optimal uplink data transmission path can be selected for UEs in different areas. ● Uplink NR-preferred area: The uplink NR air interface quality is good in this area. The UE camps on the NR side in the uplink to enjoy low latency. ● Uplink LTE-NR selection area: The uplink NR air interface quality is average in this area. If the UE has large packets to send, the base station periodically compares the estimated uplink data rates on the two sides and selects the optimal uplink carrier. If the UE does not have large packets to send, the original mode is retained. ● Uplink NR-limited area: The uplink NR air interface quality is poor in this area. The UE camps on the LTE side in the uplink to ensure uplink coverage. NR LTE Uplin k tra nsm Uplin ission on th e LTE side mal carri miss er se ion o lectio n the n NR s ide k tra ns Opti UE Uplink NR-preferred area UE UE Uplink Uplink LTE-NR selection area NR-limited area For NSA UEs supporting data split: ● When the uplink NR air interface quality is good, uplink data is transmitted in the original mode. ● When the uplink NR air interface quality is poor, uplink data is transmitted only on the LTE side. Data Split Example: Uplink and Downlink Separation In Option 3x, to overcome poor uplink coverage at the NR cell edge, uplink data and downlink data can be configured to be transmitted through the MCG and SCG, respectively to implement uplink and downlink separation. EPC S1 S1 UL DL eNodeB eNodeB gNodeB gNodeB Uu Uu UE UE Area with poor uplink NR coverage 5 X2 Control-plane data User-plane data Uplink Power Control in NSA DC Initial Power Control For an NSA DC-capable UE initially accessing the network, the sum of the maximum uplink transmit power on the LTE and NR sides cannot exceed 23 dBm. Uplink power on the LTE side MAX + Uplink power on the NR side MAX ≤ 23 dBm Network-Coordinated Dynamic UE Power Sharing If a UE supports dynamic power sharing, the power is preferentially allocated to the LTE side and then to the NR side, according to 3GPP specifications. The total transmit power of a UE is 23 dBm. It is likely that most or all of the UE power is allocated to the LTE side but only little or even no power is allocated to the NR side. As a result, uplink data cannot be sent on the NR side and the SCG may be released. In subframes with both LTE and NR, power control and coordinated scheduling are performed to limit the uplink power on the LTE side and ensure that there is available uplink power on the NR side. The following uses LTE FDD and NR TDD with a slot configuration of dual-period 8:2 as an example. In time synchronization scenarios, the maximum uplink transmit power assigned by the eNodeB to the LTE and NR sides of a UE is 23 dBm and 23 dBm respectively when the UE is at the LTE cell edge, or 20 dBm and 23 dBm respectively when the UE is not at the edge. In non-time-synchronization scenarios, the maximum uplink transmit power assigned by the eNodeB to the LTE and NR sides of a UE is the maximum uplink transmit power on the MCG side and 23 dBm, respectively. LTE and NR are time-synchronized, and only the maximum transmit power in dual-mode subframes is restricted. 0 U LTE 1 U 2 U 3 U 4 U 5 U 6 U 7 U 8 U 9 U The maximum power on the LTE side The maximum power in a in a dual-mode subframe is 20 dBm. single-mode subframe is 23 dBm. 0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 D D D S U D D D S U D D D S U D D D S U NR LTE and NR are not time-synchronized, and the restriction is applied through configuration. LTE 0 U 1 U 2 U 3 U 4 U 5 U 6 U 7 U 8 U 9 U The maximum uplink transmit power that can be used in each subframe is equal to that on the MCG side. The maximum uplink transmit power that can be used in each subframe is 23 dBm. NR 6 0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 D D D S U D D D S U D D D S U D D D S U Interference Avoidance in NSA DC Intermodulation signals are generated when LTE and NR simultaneously transmit uplink data, affecting LTE downlink reception. To avoid NR uplink subframes and ensure that LTE common channels are not affected, secondary intermodulation interference avoidance is implemented, in which time division scheduling is used on the LTE side. To ensure that NR common channels are not affected, secondary harmonic interference avoidance is implemented, in which NR common channels are avoided at the time-frequency position during LTE uplink scheduling. The preceding two interference avoidance methods ensure UE mobility. The following uses secondary intermodulation interference avoidance as an example: In an LTE FDD+NR TDD combination scenario, assume that the uplink-downlink subframe configuration of NR TDD is DDDSU, and the scheduling unit is 0.5 ms. When an LTE U subframe collides with an NR U subframe, LTE signals are not transmitted in this subframe. 7 RAT Scheduling Unit LTE 1.8 GHz UL NR 3.5 GHz UL 1 ms 0.5 ms Subframe Number 0 1 2 3 4 5 6 7 8 9 U U U U U U D D D S U D D D S U D D D S U D D D S U NSA Carrier Combination Selection Based on User Experience In NSA networking, after an NSA UE enters the EN-DC state, the number of carriers used on the LTE side may be less than that used for LTE CA when the UE works in LTE-only state. In this case, the downlink experience of the UE in EN-DC may be worse than that in LTE CA. NSA carrier combination selection based on user experience can be used to provide the best service experience for NSA UEs. The eNodeB can select the most suitable combination from EN-DC or LTE CA combinations supported by the UE based on the EN-DC capability and LTE CA capability reported by the UE as well as the signal strength, load, available bandwidth, and other factors of LTE and NR cells. The eNodeB evaluates the available bandwidths of all candidate LTE CA combinations and selects the optimal combination. The eNodeB generates candidate LTE CA band combinations and EN-DC band combinations. CC1(LTE) CC6(LTE) CC2(LTE) CC7(LTE) CC5(LTE) CC9(LTE) Candidate LTE CA combination 1 Candidate LTE CA combination N CC6(LTE) CC7(LTE) The eNodeB evaluates the available bandwidths of all candidate EN-DC combinations and selects the optimal combination. eNodeB CC1(LTE) CC6(LTE) CC2(LTE) CC7(LTE) CC5(LTE) Candidate EN-DC combination 1 (LTE CA + single NR carrier) CC9(LTE) eNodeB CC2(NR) CC1(NR) 8 The eNodeB selects the final optimal combination. CC3(NR) Candidate EN-DC combination N (LTE CA + NR CA) NSA Anchor Coverage Extension Based on User Experience In NSA networking with an LTE medium frequency, an LTE low frequency, and an NR low frequency, when the LTE medium frequency serves as the anchor for NSA UEs and the UEs do not support the EN-DC combination that includes the LTE low frequency and NR low frequency, the 5G online duration of the UEs may be short and NR low-frequency resources cannot be fully used. NSA anchor coverage extension based on user experience extends the coverage edge of LTE medium frequencies and increases the 5G online duration of UEs. This feature provides the following functions: • Threshold adaptation for inter-frequency handovers based on LTE coverage, which delays the handovers of NSA UEs from LTE medium-frequency cells to LTE low-frequency cells • Threshold adaptation for NSA PCC anchoring based on NR coverage, which increases the probability of handing over UEs from LTE low-frequency cells to LTE medium-frequency cells and the probability of adding NR low-frequency cells as SCG cells for the UEs accordingly The eNodeB on LTE 1.8 GHz defines the farthest cell coverage boundary. 2 LTE 1.8G Basic coverage area Area in which 5G online duration increases LTE 800M Extended coverage area 1 1 The handovers of NSA UEs from LTE medium-frequency cells to LTE low-frequency cells are delayed. 2 The probability of handovers from low-frequency LTE cells to medium-frequency LTE cells is increased. NR 700M The coverage of the LTE medium-frequency anchor is extended to increase the 5G online duration. 9 Other Functions Uplink Smart Preallocation ● In a single mode (LTE or NR), uplink preallocation is triggered by downlink packets. In NSA DC scenarios, if uplink and downlink data split modes are inconsistent, smart preallocation on the LTE or NR side cannot be triggered, increasing the end-to-end delay. ● In NSA DC scenarios, this function increases the number of times that the base station proactively schedules UEs to reduce the duration of uplink data packet buffering on UEs, speed up the response to UE services, and improve user experience. The following uses Option 3x as an example to describe the NSA uplink preallocation procedure. The NSA uplink preallocation procedure is as follows: NR PDCP 2 1 1 preallocation indications to the LTE and NR sides based on the uplink and downlink packets transmitted on the LTE and NR sides. 2 The NR PDCP instructs the LTE and NR sides to enable uplink preallocation. 3 The LTE MAC and NR MAC start uplink preallocation after receiving the uplink preallocation instructions from the NR PDCP. 2 LTE RLC NR RLC 3 1 1 1 The NR PDCP determines whether to send uplink 3 NR MAC LTE MAC NSA Networking Scenarios The following networking scenarios and interconnection modes are supported in NSA DC: ● Co-site scenarios: LTE and NR base stations in NSA networking support CI interconnection, intra-BBU backplane interconnection, and IP transmission interconnection. ● Inter-site scenarios: LTE- and NR-only base stations in NSA networking support only IP transmission interconnection. 1 1 LTE and NR Co-Site Scenarios Separate-MPT LTE-NR co-BBU separate-MPT BBU5900 UMPT(L) UMPT(NR) LTE-NR separate-BBU separate-MPT LTE BBU39X0&BBU5900 NR BBU5900 UMPT(L) UMPT(NR) CI CI IP network IP network LTE and NR are interconnected through the panel or backplane. X2 control-plane data between LTE and NR is transmitted through IP transmission interconnection, and X2 user-plane data is transmitted through either CI interconnection or IP transmission interconnection. Co-MPT LTE-NR co-BBU co-MPT BBU5900 UMPT(L*NR) IP network 2 LTE and NR Inter-Site Scenarios IP transmission interconnection between LTE- and NR-only base stations LTE BBU39X0&BBU5900 UMPT(L) NR BBU5900 UMPT(NR) IP network Engineering Deployment Hardware Networking License Software Activation Main control boards, baseband processing units, RF modules, and core network equipment that meet requirements, as well as NSA DC-capable UEs. • The LTE and NR frequency band combinations support this feature. • The LTE and NR cells meet the bandwidth requirements of this feature. • • • • EN-DC Performance Enhancement EN-DC Optimal Carrier Selection NSA Carrier Combination Selection Based on User Experience NSA Anchor Coverage Extension Based on User Experience The LTE-NR X2 self-setup function is enabled and the X2 link can be set up successfully. • Turn on the NSA DC switches on the LTE and NR sides. • Set the following parameters: neighboring NR frequencies, external NR cells, neighboring NR cells, PCC and SCG frequencies, data split polices, and others. For details about NSA networking deployment, see NSA Networking based on EPC Feature Parameter Description. Glossary 5GC 5G Core Network E-UTRA Evolved Universal Terrestrial Radio Access MeNB Master eNodeB NSA Non-Standalone PCell Primary Cell SCC Secondary Component Carrier SgNB Secondary gNodeB Copyright © Huawei Technologies Co., Ltd. 2022. All rights reserved. EPC Evolved Packet Core MCG Master Cell Group NR New Radio PCC Primary Component Carrier PSCell Primary SCG Cell SCG Secondary Cell Group TDM Time Division Multiplexing