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О
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ИТ
ЈЛ
РЗ
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1975
UNIVERSITY OF BANJA LUKA
FACULTY OF MECHANICAL ENGINEERING
Gordana Globočki Lakić
Davorin Kramar
Janez Kopač
METAL CUTTING
THEORY AND APPLICATIONS
Cutting forces
F
t
Fc
Ff
Fp
Surface quality
Chip shape
Ra
t
UNIVERSITY OF LJUBLJANA
FACULTY OF MECHANICAL ENGINEERING
19
71
UNIVERSITY OF BANJA LUKA
FACULTY OF MECHANICAL ENGINEERING
UNIVERSITY OF LJUBLJANA
FACULTY OF MECHANICAL ENGINEERING
Gordana Globočki Lakić
Davorin Kramar
Janez Kopač
METAL CUTTING
THEORY AND APPLICATIONS
Banja Luka and Ljubljana, 2014
METAL CUTTING – THEORY AND APPLICATIONOS
Authors:
PhD Gordana Globočki Lakić, Associate Professor,
University of Banja Luka, Faculty of Mechanical Engineering
PhD Davorin Kramar, Assistant Professor,
University of Ljubljana, Faculty of Mechanical Engineering
PhD Janez Kopač, Full Professor,
University of Ljubljana, Faculty of Mechanical Engineering
Reviewers:
PhD Franci Čuš, Full Professor,
University of Maribor, Faculty of Mechanical Engineering
PhD Pavel Kovač, Full Professor,
University of Novi Sad, Faculty of Technical Sciences
Publisher:
University of Banja Luka,
Faculty of Mechanical Engineering
78000 Banja Luka, Vojvode Stepe Stepanovića, 71
University of Ljubljana,
Faculty of Mechanical Engineering
1000 Ljubljana, Aškerčeva 6
For publisher:
PhD Darko Knežević, Associate Professor, Dean
PhD Branko Širok , Full Professor, Dean
Lector:
Božana Bugarski
DTP
Milivoj Stipanović
Print:
Vilux, Banja Luka
Number of copies:
120
Banja Luka and Ljubljana, 2014
ISBN:
ISBN: 978-961-6536-85-1
Copyright © Faculty of Mechanical Engineering, Banja Luka, 2014
Copyright © Faculty of Mechanical Engineering, Ljubljana, 2014
By the decision No...... of......... 2014, the Teaching and Research Council of the Faculty of Mechanical
Engineering, University of Banja Luka, approved the publishing of this book as a university textbook
PREFACE
Dear readers,
More than 5% of the world GDP is related to machining processes as part of manufacturing
technologies. This proves that knowledge about machining processes is strategically
important and has to be further improved. With this in mind, the idea is to have a book
that gives us an opportunity to open it at any time and provide us with theoretical or/and
technological information about machining processes. Therefore, this book covers the most
important processes, such as turning, milling, drilling, etc. Besides conventional, this book
also describes cutting-edge technologies. The basic cutting theory is similar or practically the
same for all the processes, while for further development, we must be familiar with the
mechanisms occurring in the cutting zone and improve this understanding. In the cutting zone
takes place the transformation of material, where material is separated from the workpiece,
producing chips, and what is most valuable – the final shaped workpiece (product).
However, technicians and engineers must also become familiar, besides conventional, with
the latest sound developments in this field, and make a step further in the real production
environment. Therefore, we still have to improve our knowledge and fully comprehend
cutting processes and focus on mechanisms and reasons for successful or less successful
cutting. This can be achieved through a careful and precise analysis of the cutting process
behaviour. Machining problems such as bad surface roughness, unpredictable tool-wear and
vibration occurrence (chatter), are directly related to the machining parameters. Usually, when
these problems occur, they have to be minimised. This will however lead to lower
productivity, while trends require the opposite. The solution lies in careful analyses and the
development of predictive performance models that can predict the process behaviour as well
as the mentioned problems. The fact is that in order to prevent bad machining scenarios, one
must predict them. These are the reasons why further analysis, research, and studies of the
cutting theory, processes and technologies, are inevitable. Ideally, improved knowledge
would offer the possibility of finding the best/optimal solution for any specific/unique
problem. Nevertheless, this cannot be done without the strong support of a theoretical
background.
What is the difference between a technician and an engineer? The technician is an operator
responsible for the realization of the machining production (by using modern machine tools,
of course). On the other side, the engineer is a person who has to take care of the preparation
of technology and definition of optimal cutting/machining parameters. And the fact is that
there can be no single optimal solution in machining. This depends on specific objectives that
we have, and they are case-based. In general, these objectives pertain to three main areas: cost
optimization, time optimization and quality optimization. All the objectives are in fact
opposite in nature. It is therefore important for process planning to consider all the conditions
and choose the right viewpoint for optimization. Moreover, recent trends are directed towards
a sustainable production, sustainable machining, etc. In order to reach the goal of this idea, the
book is encouraging engineers to act in a manner where they can significantly contribute to
saving energy, reducing consumption of cooling/lubrication fluids, minimizing waste, etc.
Banja Luka and Ljubljana, November, 2014
iii
Acknowledgements
This book is the result of many years of successful cooperation between the Laboratory for
cutting technology and machining systems of the Faculty of Mechanical Engineering,
University of Banja Luka, and the Laboratory for cutting of the Faculty of Mechanical
Engineering, University of Ljubljana, and personal cooperation between the authors.
We would like to use this opportunity to thank the reviewers of the book, professor Franci
Čuš, PhD, and professor Pavel Kovač, PhD, for their helpful suggestions and advice that have
certainly contributed to the best possible content of the book.
We also thank Branislav Sredanovic, MSc, mechanical engineer and senior assistant at the
Faculty of Mechanical Engineering in Banja Luka, for assisting with the technical preparation
of this book. Also, thanks go to the sponsors who financially supported the publication of this
book.
Last but not least, many thanks to our families for their support and understanding.
Banja Luka and Ljubljana, November 2014
Gordana Globočki Lakić
Davorin Kramar
Janez Kopač
v
Symbols and Abbreviations
Capital Letters
A
Ach
Aα
A'α
Aγ
AΦ
BBD
BUE
C
CAD
CAM
CAPP
CBN
CCD
CI
CIM
CLF
CNC
CMM
Co
D
DFM
E
EDM
F
Fa
Fc
FD
Ff
FΦ
FΦN
FN
Fp
FT
G
HB
HRC
HSC
HSS
HV
KB
KM
KT
MQL
Mo
mm2
mm2
mm2
mm2
mm2
mm2
mm
N
N
N
N
N
N
N
N
N
N
mm
mm
mm
Nm
Cross section
Chip cross section
Major flank face
Minor flank face
Rake face
Shear plane cross section
Box Behnken design
Built up edge
Taylor equation constant
Computer Aided Design
Computer Aided Manufacturing
Computer Aided Process Planning
Cubic Boron Nitride
Central Composite Design
Statistical confidence interval
Computer Aided Manufacturing
Cooling and Lubrication Fluid
Computer Numerical Control
Coordinate Measuring Machine
Piezo Crystal Capacitivity
Tool diameter
Design for Manufacturing
Young’s modulus
Electric Discharge Machining
Resultant cutting force
Active force
Main cutting force
Thrust force
Feed force
Shear force
Normal force on shear plane
Normal force on rake face
Passive force
Tangential force on rake face
Shear modulus
Brinell hardness
Rockwell hardness
High Speed Cutting
High Speed Steel
Vickers hardness
Crater width
Crater centre distance
Crater depth
Minimum Quantity Lubrication
Torque
vii
METAL CUTTING – Theory and Applications
NC
OVAT
P
Pf
Pn
Po
Pr
Ps
PCD
Qe
Q
R
Ra
REM
RSm
RSM
Rm
Rp0,2
Rmax (Rt)
Rz
S
S'
T
T
Tch
Tm
Tr
U
V
VB
VBmax
VC
Vch
VCmax
VNmax
VS
W
kW
V
J
μm
mm
N/mm2
N/mm2
μm
μm
min
°C
°C
°C
°C
V
mm3
mm
mm
mm
mm3
mm
mm
mm
J
Numerical Control
One-Variable-At-a-Time
Power
Assumed working plane
Tool cutting edge normal plane
Tool orthogonal plane
Tool reference plane
Cutting edge plane
Polycrystalline Diamond
Electric charge
Heat generated in cutting zone
Electrical resistance
Average roughness (Arithmetic mean roughness)
Scanning electron microscope (SEM)
Average ridge width of roughness profile
Response Surface Methodologies
Tensile strength
0.2%–yield strength
Profile total height
Ten-point mean roughness (Average surface roughness)
Major cutting edge
Minor cutting edge
Tool life
Temperature
Chip temperature
Mean cutting temperature
Room temperature
Voltage
Volume of removed layer of material before cutting
Width of flank wear
Maximum width of flank wear
Average width of wear on chamfered or rounded cutting edge
Volume of cut chips
Maximum width of wear on chamfered or rounded cutting edge
Notch length on main flank face at maximum depth of cut or
rounded cutting edge
Width of average wear on minor cutting edge
Mechanical work
Small Letters
ae
ap
apmax
b
bch
c
cch
dch
dW/dt
viii
mm
mm
mm
mm
mm
mm
m/min
Width of cut
Depth of cut
Maximum depth of cut
Undeformed chip width
Chip width
Thermal conductivity
Specific heat of workpiece material (chip)
Curve diameter
Growth of wear
Symbols and Abbreviations
emf
f
fa
fmax
fmin
fr
fz
h
hch
hcu,max
hm
hmin
kc1.1
kf1.1
ki
kp1.1
kq
l
lch
ln
lm
lf
m
mch
mc
n
pch
rε
r
rß
sd
t
tg
te
vc
vch
vsh
vf
vfax
ve
z
q
mV
mm
mm
mm
mm
mm
mm
mm
mm
mm
mm
mm
N/mm2
N/mm2
N/mm2
N/mm2
m
mm
m
m
m
kg
kg
rev/min
mm
mm
mm
min
min
min
m/min
m/min
m/min
m/min
m/min
m/min
%
Electromotive force
Feed
Axial feed
Maximum feed
Minimum feed
Radial feed
Feed per tooth/cutting edge
Undeformed chip thickness
Chip thickness
Maximum chip thickness
Geometric mean chip thickness
Minimum chip thickness
Specific cutting force, b = h = 1 mm
Specific feed force, b = h = 1 mm
Specific resultant force
Specific passive force, b = h = 1 mm
Crystal constant
Length of material (length of the tool path)
Chip length
Tool-overhang
Machining length
Feed path
Mass of removed layer of material before cutting
Chip mass
Exponent of specific cutting force
Spindle speed
Pitch of curve
Corner radius (tool nose radius)
Correlation coefficient
Rounded cutting edge radius
Coating thickness
Cutting time
Basic time
Time per unit
Cutting velocity
Chip velocity
Velocity in shear plane direction
Feed velocity
Axial feed velocity
Effective cutting speed
Number of teeth
Percentage of heat dissipated by the chip
Greek Letters
α
αL
αk
β
°
°
°
°
Tool clearance angle
Coefficient of linear expansion
Kinematic values of tool clearance angle
Wedge angle
ix
METAL CUTTING – Theory and Applications
γ
γk
ε
εk
εr
θ
κr
λs
λch
ψ
μ
ϕ
ϕf
φ
φc
ρ
ρm
σ
τ
ω
x
°
°
°
°C
°
°
°
°
°
°
°
°
kg/m3
N/mm2
N/mm2
rad/s
Tool rake angle
Kinematic values of tool rake angle
Strain
Critical strain
Tool included angle
Temperature
Major tool cutting edge angle
Tool cutting edge inclination angle
Chip compression ratio
Angle of texture
Friction coefficient
Shear angle
Slide angle
Feed motion angle
Engagement feed angle
Friction angle
Density (specific mass)
Normal stress
Tangential stress (shear stress)
Angular speed
Contents
CHAPTER I
INTRODUCTION ..............................................................................................................................1
1.1 Importance of processing technology with chip removal in modern manufacturing ..............1
1.2 General information on machining technology .......................................................................6
1.3 Types of machining with chip removal ...................................................................................6
1.4 Model of the cutting process ...................................................................................................8
1.5 Machinability of materials ......................................................................................................9
Literature .....................................................................................................................................11
CHAPTER II
MEASUREMENT AND CONTROL IN MACHINING PROCESSES ..........................................13
2.1 The importance of measurement and quality of products .....................................................13
2.2 Process of measurement ........................................................................................................16
2.3 Basic principles of measurement ..........................................................................................16
2.4 Accuracy of machining – dimensions, tolerances and related attributes ..............................17
2.5 Length measurement .............................................................................................................22
2.5.1 Single purpose measuring tools ...................................................................................22
2.5.2 Multipurpose indicating measuring instruments ..........................................................26
2.6 Angles and cones measurement ............................................................................................29
2.7 Laboratory exercise – cutting wedge angles measurement ...................................................31
2.7.1 Geometry of the cutting tool ........................................................................................32
2.7.2 Description of the experimental exercise .....................................................................34
Literature .....................................................................................................................................37
CHAPTER III
CHIP SHAPES AND TYPES ..........................................................................................................39
3.1 Chip shaping and forming process ........................................................................................39
3.2 Rating of chip forms; favourable and unfavourable chip forms ...........................................45
3.3 Experimental chip shape determination ................................................................................47
3.4 Main conclusions regarding the creation of favourable chip forms ......................................50
3.5 Laboratory exercise – Determination of shape and type of the chips ...................................50
Literature .....................................................................................................................................55
CHAPTER IV
CHIP COMPRESSION RATIO .......................................................................................................57
4.1 Theoretical considerations ....................................................................................................57
4.2 Influence of the cutting regime on the chip compression ratio .............................................59
4.3 Experimental determination of the chip compression ratio ..................................................60
4.4 Laboratory exercise – Determination of the chip compression ratio ....................................61
Literature .....................................................................................................................................67
CHAPTER V
CUTTING FORCES ........................................................................................................................69
5.1 Theoretical considerations ....................................................................................................69
5.2. Determination of specific cutting forces ..............................................................................75
5.3 Determination of the resultant cutting force components .....................................................77
5.3.1 Components of resultant cutting force in turning ........................................................78
xi
METAL CUTTING – Theory and Applications
5.3.2 Components of resultant cutting force in drilling ........................................................78
5.3.3 Components of resultant cutting force in milling ........................................................80
5.4 Statistical evaluation of experimental results ........................................................................82
5.5 The cutting force components measuring system .................................................................83
5.6 Laboratory exercise – Measurements of cutting force components ......................................88
5.6.1 Software for cutting force measurement and analysis .................................................92
5.6.2 Measurements of feed force and torque in drilling ......................................................95
5.7 Final conclusions ...................................................................................................................98
Literature ...................................................................................................................................100
CHAPTER VI
THERMAL PHENOMENA IN MACHINING PROCESSES ......................................................101
6.1 Theoretical considerations ..................................................................................................101
6.2 Temperature field of the cutting zone .................................................................................103
6.3 Methods for determining temperatures in cutting ...............................................................105
6.3.1 Caloric heat measurements ........................................................................................106
6.3.2 Measurement with thermo-colours ............................................................................107
6.3.3 Thermoelectric measurement methods ......................................................................108
6.3.4 Radiation measurement ..............................................................................................111
6.4 Laboratory exercise .............................................................................................................112
6.4.1 Calorimetric method for mean chip temperature measurement .................................112
6.4.2 Cutting temperature measurements with thermocouple .............................................116
Literature ...................................................................................................................................119
CHAPTER VII
TOOL WEAR ................................................................................................................................121
7.1 Theoretical considerations ..................................................................................................121
7.2 Determination of tool wear .................................................................................................128
7.3 Tool life line determination .................................................................................................129
7.4 Final conclusions .................................................................................................................133
7.5 Experimental measurement of tool wear .............................................................................135
7.6 Laboratory exercises ...........................................................................................................138
Literature ...................................................................................................................................144
CHAPTER VIII
SURFACE ROUGHNESS .............................................................................................................145
8.1 Theoretical considerations ..................................................................................................145
8.2 Basic definitions of surface roughness ................................................................................147
8.3 Surface roughness in machining .........................................................................................149
8.4 Surface roughness measurements .......................................................................................151
8.5 Laboratory exercises – Surface roughness measurements ..................................................153
Literature ...................................................................................................................................159
CHAPTER IX
MANUFACTURABILITY AND MACHINABILITY .................................................................161
9.1 Theoretical considerations ..................................................................................................161
9.2 Manufacturability ................................................................................................................164
9.3 Machinability ......................................................................................................................171
9.4 Case studies ..........................................................................................................................178
Literature ...................................................................................................................................191
xii
Contents
CHAPTER X
PROCESS MODELLING USING DESIGN OF EXPERIMENTS ..............................................193
10.1 Introduction .......................................................................................................................193
10.2 Process modelling .............................................................................................................195
10.3 Methodology for Design of Experiments ..........................................................................199
10.3.1 Selecting an appropriate design for the experiment ................................................203
10.3.2 Analytical tools of DOE ..........................................................................................206
10.4 Laboratory exercise ...........................................................................................................208
Literature ...................................................................................................................................215
xiii
CHAPTER I
INTRODUCTION
Contents
1.1
1.2
1.3
1.4
1.5
Importance of processing technology with chip removal in modern manufacturing
General information on machining technology
Types of machining with chip removal
Model of the cutting process
Machinability of materials
1.1 Importance of processing technology with chip removal in modern
manufacturing
Manufacturing is the initiator of development in any industrialized country. The main rule
for any country is: the higher the level of manufacturing, the higher the standard of living.
Modern manufacturing includes product design and documentation, material selection,
process planning, production, quality assurance, management and product marketing.
These activities should be integrated in order to produce viable and competitive products.
Today, the manufacturing processes are extremely complex owing to the latest
technological advances. The status of modern manufacturing processes is extremely
complex and technologically sophisticated.
The machining of materials, especially the cutting technology, is of great importance in the
industry of each country today. An explanation for this lies in the fact that the requirements
for the accuracy and quality of processing are constantly increasing. The accuracy of
processing is the most important output parameter of processing and is directly related to
the costs of processing. We should not aspire for perfection, but the accuracy of machining
should be minimal in order to achieve the functionality of the workpiece.
In many companies, the strategy to increase productivity often includes high capital
investment in the plant, and to amortize such costs i.e. pay-back. This strategy can create
‘bottlenecks’ and disrupt the harmonious flow of production at later stages of
manufacturing. Another approach might be to maximize the number of components per
hour, or alternatively, reduce costs at the expense of shorter tool life, which would increase
the non-productive idle time for the production set-up. Solutions for these problems related
to the tools, in any company, should be resolved systematically through three related areas:
rationalization, consolidation and optimization [1].
For the rationalization of the use of tools within the current production in a company, it is
essential to conduct a thorough appraisal of all the tools and associated equipment with the
company. Tool rationalization (Figure 1.1) consists of looking at the results of the previous
tooling survey and significantly reducing the number of tooling suppliers for particular
types of tools and inserts. The rationalization of cutting inserts can have a very good effect
on reducing the tooling and work holding inventory [1]. By grouping inserts by their
respective sizes, shapes, nose radius, etc., it is possible to eliminate many of the lessutilized inserts. In this case one should create conditions for tool costs reduction. By
1
METAL CUTTING – Theory and Applications
consolidating the tooling, one allows for productivity to be boosted by the optimization of
the cutting insert grades [2]. The optimization of the cutting process is very complex
because it involves three key factors: tool life, speed, feed rate, being in certain
relationships, Figure 1.2 [1].
The rationalisation includes:






shape
geometry
size
grade
coatings
application data
VERY IMPORTANT:
Reduction of inventory is
possible from 60 to 90%
Figure 1.1 Effects of the rationalisation of cutting inserts [1, 3]
If one parameter changes, it will affect the others, and therefore a compromise has to be
reached to obtain optimum performance from a cutting tool. For example, if the cutting
speed is increased rather than the feed, a point is reached where any increase in the cutting
speed will result in a decrease in productivity. In other words, if cutting is too fast, it will
result in spending more time on tools replacement than on parts production. On the other
hand, if cutting is too slow, the tool will last much longer, however this will affect the final
number of produced machined parts. What is the ‘right’ cutting speed? Generally, an
answer to this lies in each specific production, i.e. each individual manufacturing plant (or
each factory) will have to determine its own particular manufacturing objectives – where
considering both cutting speeds and tool life. One must keep in mind that the key
requirement in the production is not perfection, but the overall output increase.
2
INTRODUCTION
Complex relationship between:
speed, feed and tool life.
Other factors are constant:








depth of cut
workpiece material
insert grade
insert geometry
nose radius
coolant
lead angle
entering angle
Figure 1.2 Complex relationship between influential factors in optimization of the cutting
process
Not only cutting parameters but also tool geometry affects the tool life, especially the
entering and lead angle, see Figures 1.3 and 1.4.
Figure 1.3 Plan approach angle for a typical insert [1]
The lead angle and the entering angle have a very important role in the definition of cutting
forces. Influences of both angles are present on Figure 1.4. The impact of the entering
angle on the cutting speed is important, because at the same chips cross-section different
active lengths of the cutting occur. For larger values of the major cutting edge angle, the
length of the cutting edge is less active. Then a higher specific heat and mechanical load on
the tool appear. For different values of the entering angle and the lead angle, different
values of the axial and radial cutting forces appear, Figure 1.4.
3
METAL CUTTING – Theory and Applications
Figure 1.4 Insert approach angles geometry for turning operations [1]
For example, the ideal cutting tool should have superior performance in five distinct areas
(Figure 1.5):
 Hot hardness - it is necessary to keep a sharp and consistent cutting edge at the
elevated temperatures that are present in the cutting process.
 Resistance to thermal shock - this is necessary in the cutting conditions with
periodical cycles of heating and cooling (for example, in milling operation). If the
resistance to thermal shock is too low, than the wear is rapidly increasing.
 Resistance to oxidation - the oxidation resistance of the cutting tool is necessary in
case of machining at high temperatures,
 Toughness - it is very important for the cutting conditions where unwanted
vibrations are induced, and
 Lack of affinity - any degree of affinity between the tool and the workpiece will
lead to the formation of a built up edge (BUE).
Figure 1.5 Main factors affecting cutting tool life [1]
4
INTRODUCTION
Cutting tool manufacturers will produce an "ideal cutting tool" by carefully balancing these
five factors. Tool manufacturers have produced a wide range of workpiece-cutting ability
ranging from fewer types of inserts to a diverse range of speeds and feeds.
Metal cutting process is the most complex part of the technological process of production,
machining and assembling parts of different configurations. In modern production
conditions, there is a constant increasing demand for quality and assortment of products.
These requirements are possible to achieve in the conditions of flexible automation, Figure
1.6.
Figure 1.6 Area of application of different systems of automated manufacturing [4]
Increasing the effectiveness of the automation process is connected with the application of
new workpiece materials, tools and a cutting regime in specific production conditions. The
solution is the introduction of a system of monitoring (diagnostics) of both the cutting
process and the state of the cutting tool. The main task of the theory and practice of metal
cutting is to increase the productivity of the machining system. It is achieved by increasing
the cutting regime and reducing the auxiliary and preparatory processing time. The
increasing of the cutting regime is achieved by increasing the total cross-section of the chip
and the cutting regime (cutting speed, feed and speed of auxiliary movements). The
shortening of the auxiliary and preparatory time is achieved by using flexible manufacturing
systems and computer aided design, technology and management of process (CAD, CAM,
CAPP, CIM).
Figure 1.7 Influence of the cutting speed and feed on the cost of processing [5]
5
METAL CUTTING – Theory and Applications
1.2 General information on machining technology
In production, using different manufacturing processes, the base material - preform is
transformed into the final product. The geometric shape of a semi-finished or finished part
can be achieved in two ways:
 with removal of excess material (with chip removal) - machining of metal cutting
and unconventional processing, and
 without removal of excess material (without chip removal) - processing by casting,
plastic deformation and by joining.
The main task of the metal cutting technology is how to make a particular part (product) to
achieve its geometrical and functional specifications in the fastest and most cost-effective
way with the application of knowledge from this technology.
In the metal cutting technology, the process starts from the base material (preform) which
can be raw material of different shapes and dimensions, or can be semifinished product
obtained by casting, forging, welding, Figure 1.8.
Figure 1.8 Illustration of metal cutting process [5]
By applying technological knowledge and available equipment in a factory, one can define
the machining operations, which will allow to obtain the finished machine parts
predetermined geometry, accuracy and quality. Both of the above mentioned components
(available technological knowledge and available equipment) have a great impact on the
technology of metal cutting. In the modern industrial world, however, the technological
knowledge ("know-how") has more importance. The level of the technology planning in
one facility depends on the technological knowledge of engineers as well as on the
available contemporary equipment. This rule still remains: "A good technologist can
always produce better quality parts working on older equipment than a bad technologist on
modern equipment." [6].
1.3 Types of machining with chip removal
Machining with chip removal includes methods in which the design of workpieces is
achieved by removing excess of materials. Depending on the mechanisms of the excess
material removal, there are two types of processes, Figure 1.9:
6
INTRODUCTION
1. A machining processes that use a tool to create chips and remove metal from a
workpiece, and
2. Unconventional machining processes.
In the machining processes, the excess of material is removed mechanically with tools
whose hardness is much higher than the hardness of the material of the workpiece. These
processes include: turning, milling, drilling, planning, broaching, sawing, grinding,
threading cutting, gear cutting. The methods of thread cutting and gear cutting are specific
by the kinematics of cutting and by tools. The methods of machining differ mutually by the
geometry of the tool and kinematics of the machining, while the mechanism of removing
excess of material is the same for all processes. The machining processes are much more
developed compared to the non-conventional processes, as expected, as they have been
developed for many years.
Figure 1.9 Classification of metal cutting processes [5]
In unconventional machining processes, the modification of the shape and dimensions, as
well as the material structure of parts are realized by removing excess of material by means
of different physical-chemical mechanisms which are entirely different. In these processes
different forms of energy are applied: electrical, chemical, light, electro-thermal, magnetic,
etc. The unconventional machining processes include:
1. Ultrasonic machining,
2. Water jet machining,
3. Electrical discharge machining (EDM),
4. Electron beam machining,
5. Laser machining,
6. Plasma arc machining,
7. Electrochemical machining,
8. Chemical machining,
9. Ion beam machining and
10. Combined machining processes.
The unconventional machining processes are a recent phenomenon. According to estimates
by many authors in this field, the metal cutting processes represent approximately 70-80%
of the processing technology with chip removal. The rest of 20-30% is related to the
unconventional machining processes. Although this percentage is much lower, these
processes are irreplaceable in some branches of industry: nuclear and rocket technology,
7
METAL CUTTING – Theory and Applications
airline industry, the production of spacecraft, the production of electronic micro
components, the production of special tools for different machining technology, etc. The
expansion of the field of application of these machining processes has been more and more
present today.
Based on the foregoing, it can be concluded that the technology of cutting, as well as nonconventional technologies, have a very important place in the modern production today.
This importance will become even greater in the future because this is the only production
method that can comply with the increasing demands in terms of the accuracy and quality
of processing.
1.4 Model of the cutting process
Metal cutting is an interdisciplinary and multidisciplinary science that uses the knowledge
of mechanics of solid bodies, applied mechanics, materials science, thermodynamics,
tribology, physics and chemistry, Figure 1.10.
Figure 1.10 Model of metal cutting [5]
Machining process is a very complex physicochemical process. The sizes in the cutting
process are as follows, Figure 1.11:
 input (primary, controls and disturbance),
 functional, and
 output.
The basic sizes are: workpiece material, method of machining, required accuracy and
surface roughness. The control sizes are: tool materials, construction and tool geometry,
type of machine tool, regime of machining, CLF. The disturbance sizes can be systemic
and random. The systemic sizes are related to the principle of change of speed and depth of
cut, tool geometry, etc. Mainly, they are the consequence of cutting kinematics. The
random sizes are stochastic (uncontrolled) and represent the result of changes in the
structure of the workpiece or tool material, and the static and dynamic behavior of the
machining system, etc.
The functional sizes are the quantitative indicators of physicochemical mechanisms of the
process. They describe the processes in the cutting zone. The functional state of the
technological cutting system can be evaluated by identifying and measuring cutting forces,
tool wear, acoustic emission, vibration signals, etc. The output sizes of the cutting process
are: surface quality, productivity and efficiency, reliability of the process and
characteristics of the surface layer.
8
INTRODUCTION
Figure 1.11 Structural model of the cutting process [5]
1.5 Machinability of materials
The concept of the machinability of materials is generally understood as the ability of the
materials to be processed. The concept of the machinability, in its broadest sense, refers to
all the mechanical machining and, therefore, covers the processes of cutting. In many
examples, the metal cutting process is referred to machinability. Such a definition seems
perfectly clear, but it is difficult to specify a particular measure. Nevertheless,
machinability is a very important property of materials that should be considered by
designers if one wants to ensure that products meet quality requirements and are as costeffective as possible. In a narrow sense, one material has a better machinability if:
 it can be processed,
 where the tool life is longer,
 where smaller cutting forces occur,
 where better surface quality occurs,
 where favorable chip shape occurs,
 where better precision of processing occurs.
Each of these positions represents an important factor in determining the machinability of a
specific material. A number of attempts have been made to get a numeric value or to set
parameters that could be established when it comes to the machinability of individual
materials. But it has not been possible yet to determine the legality of the interactions of
the tool material, the workpiece and the tool wear. The machinability of materials, for most
technologists, is a combination of different characteristics. If we wish to express it
numerically, we can use the following criteria, Figure 1.12:
 tool wear,
 tool life,
 shape of chip,
 surface quality and accuracy of machining,
 size of the cutting forces.
In addition to these four basic criteria, some auxiliary ones should be added, such аs:
 temperature of the chip,
 temperature of the tool,
 energy consumption for cutting,
 total cost of machining, etc.
9
METAL CUTTING – Theory and Applications
Figure 1.12 Basic criteria and objectives to determine the machinability [7]
When determining the machinability of materials, problems occur because not all the
criteria for each process are equally important. Therefore, the most important criterion for
the rough turning is tool life, for the fine turning is the surface quality, while for processing
on machines, it is the shape of the chip. Therefore, one can only talk about characteristics
according to individual criteria, and moreover, they can only be compared. When
specifying and standardizing the values of the cutting parameters for a particular cutting
process, we should start from the meaning of machining (Figure 1.13) [8, 9].
The aim of the processing is to make parts that must meet the defined criteria. At the same
time, it is important to achieve the accuracy of shape and dimensions as well as the surface
quality. Also, one must take into account the cost of the production, the processing time
and the utilization of production resources that are used in the production.
In sharp regimes of the processing, the quantity of cut material per time unit is high, and
the result is a shorter technological processing time. Such regimes of the processing cause
rapid tool wear and short tool life, and thus result in more frequent tool change. This
increases significantly the cost of tools in total costs per product. The values of the cutting
parameters should be selected so that all the costs (costs of tools, processing, equipment
and personal income of workers) are in a reasonable relation. This can only be achieved if
we know the impact of processing conditions on the tool wear and the tool life.
10
INTRODUCTION
Figure 1.13 Influential factors in determining the value of cutting parameters [3, 7]
The selection of the cutting parameters is necessary in order to determine the tool life that
can be achieved in specific processing conditions in adhering to the criteria of the tool
wear. Using these data, one can determine the cutting parameters to be used when
calculating the optimal parameters of cutting in the production on conventional machine
tools, as well as on modern machines that support the NC technology.
Literature:
[1] Smith G.T.: Cutting Tool Technology, Industrial Handbook, Springer, Southampton
Solent University, Southampton, U. K., ISBN 978-1-84800-204-3, Springer-Verlag
London, 2008
[2] Çalşkan, H., Kurbanoğlu, C., Panjan, P., Kramar, D.: Investigation of the performance
of carbide cutting tools with hard coatings in hard milling based on the response
surface methodology. The international journal of advanced manufacturing technology,
2013, vol. 66, no. 5-8, 883-893
[3] Sandvik Coromant: Metal Cutting Technology, Technical Guide, 2010
[4] Globočki-Lakić G.: Metal cutting process – theory, modeling and simulation, Faculty
of Mechanical Engineering, Banja Luka, 2010 (in Serbian)
[5] Lazić M.: Metal cutting process, Faculty of Mechanical Engineering, Kragujevac,
2002 (in Serbian)
[6] Milikić D., Gostimirović M., Sekulić M.: Basics of machining technology, Faculty of
Technical Science, Novi Sad, 2008 (in Serbian)
[7] Cedilnik M., Rotar V., Kopač J.: Cutting 1, supplementary material for lectures and
exercises, script, Ljubljana, 2006 (in Slovenian)
[8] Sredanović, B., Globočki-Lakić, G., Cica, Dj., Kramar, D.: Influence of different
cooling and lubrication techniques on material machinability in machining, Journal of
Mechanical Engineering, 2013, vol. 59, No. 12, 748-754
[9] Kramar, D., Sredanović, B., Globočki - Lakić, G., Kopač, J.: Contribution to Material
Machinability Definition, Journal of production engineering, 2012, vol. 15, No. 2, 27 - 32
11
CHAPTER II
MEASUREMENT AND CONTROL IN MACHINING PROCESSES
Contents
2.1
2.2
2.3
2.4
2.5
2.6
2.7
Importance of measurement and quality of products
Process of measurement
Basic principles of measurement
Accuracy of machining - dimensions, tolerances and related attributes
Length measurement
Angles and cones measurement
Laboratory work – cutting wedge angles measurement
The science of measurement is called metrology. Metrology is in fact a specialized part of
the individual sciences and engineering, which deals with the methods of measurement of
physical quantities, development and production of measuring devices, reproduction and
storage of measuring units, and all other activities that allow measurement and improvement
of measurement procedures [1].
Measurement plays a very important role in all fields of science and technological
development of each national economy. In highly developed countries, 6% of gross domestic
product is spent on the process of measurement [1]. For quality and objective measurement,
in addition to the educated and professional staff, it is necessary to dispose of appropriate
measuring equipment. The foundation of modern highly automated production is based on
measurement and industrial quality control, since measurement and control facilitate the
development of new technologies, modernization and automation of production processes,
quality assurance of products and their placement on the market. Measurement costs in the
production are significant and sometimes amount up to 15% of the total production costs.
Technical measurements are applied in all areas, from the procurement of raw materials,
production and development of parts and products to the sale of the finished product on the
market. Monitoring, control and management of industrial processes would be impossible
without modern measuring equipment. On the other hand, there can be no development of
science, nor any scientific research and testing of phenomena and processes without
measurement and modern equipment.
2.1 The importance of measurement and quality of products
Generally, there are two types of measurement: measurement in the production and
measurement in the laboratory. If product development includes all phases from concept to
finished product on the market, we can then say that measurement is present in all phases.
Production measurements contribute to increasing the level of automation and the level of
product quality and reduce production operations, Figure 2.1.
The following products can be tested, measured and controlled in the production:
machining system-machine tool, tool, workpiece or instrument to be checked [1].
13
METAL CUTTING – Theory and Applications
Figure 2.1 The main tasks of production measurements [1]
The control of machine tools is performed periodically, and the process parameters that
affect the product stability and characteristics are measured. Product quality directly
depends on the condition and accuracy of the machining systems and devices used in its
production. The measurement and control of the tool is performed during its production
and during its exploitation. Tool accuracy directly affects product quality. The
measurement and control of the workpiece refers to its geometric characteristics, material
and functional purpose. The purpose of the measuring tool control and testing is to
establish confidence in measurement results according to the international standards, as
well as to establish trust between the manufacturer and the buyer of the product. In this
way, control time is reduced, significant savings in material resources are achieved, and the
product reaches the market faster. The product parameters that are measurable and include
dimensions, colour, weight, material, mechanical properties, as well as the quality of the
machined surface, describe the condition of the product and define its quality.
The control of the product parameters is related to: testing and control of material
properties, testing of product functionality and control of geometric characteristics, Table
2.1.
Table 2.1 Measurement of product characteristics [1]
Material testing
- Young's modulus (E),
- Shear modulus (G),
- Hardness
- Microstructure
- Cracks
Testing of functionality
- Static tests
- Dynamic tests
- Vibration characteristics
- Measurement of noise
Control of geometric
characteristics
- Shape
- Dimensions
- Position
- Surface integrity
The control of geometric characteristics forms the basis of production measurements.
These measurements are performed during the preparation and processing of the workpiece
and creation of the finished product. The highest percentage of measurements is performed
directly on the workpiece and 80-90% of all measurements involve the measurement of the
geometric characteristics of the product. More specifically, 85% relate to the measurement
of the dimensions and shape of the product (macrostructure-size, shape, location, angle,
microstructure-roughness and waviness). Approximately 10% of the total measurement
refers to the measurement and control of materials and structures (hardness, chemical
composition, crystal structure, elastic modulus), and approximately 5% refers to the
surface characteristics (hardness, cracks, residual stresses, ...).
14
MEASUREMENT AND CONTROL IN MACHINING PROCESSES
Considering the fact that we live in a time of the globalization of markets and in conditions
of highly automated production of parts and products, measurement procedures must also
be automated as it will reduce the time necessary for the finished product to be put on the
market. At present, complex products are usually assembled in one place from parts
manufactured worldwide. Products made at various machining systems and controlled with
different equipment must form a functional unit, and to be able to achieve this goal basic
requirements for products interchangeability must be met, Figure 2.2.
Apart from the prescribed control, additional controls are sometimes conducted in order to
ensure prevention and avoid mistakes. Today, error ranges in ppm (parts per million) are
considered to be acceptable. The establishment of methods for complete quality
management makes it possible for a product of desired quality to be put on the market in
the shortest possible time. This can be achieved by control throughout the process, by
minimizing the level of errors in the process and by the establishment of automatic control
in the process wherever possible.
Figure 2.2 Basic requirements for interchangeability of products [1]
Mistakes that mainly result from the measuring tool errors or errors made by the measurer
occur throughout all measurements. Ideal conditions for laboratory measurements include
air conditioned room with temperature of 20°C and at 55% relative humidity, where most
accurate and state-of-the-art equipment and devices for accurate measurements are
available. If measurements are made beyond this temperature, the coefficient of linear
expansion αL must be taken into account (for steel αLSt  12·10-6 K-1, and for aluminium
αLAl  23·10-6 K-1).
The first measuring tools in the form of movable scales originate from the ninth century.
With the industrial revolution begins the mass production of measuring tools, especially the
control gauges for direct comparison of the gauge and the workpiece. During this period,
machines for mechanical measurements and gauges for calibration were developed, and the
set of calibration gauges was made in Sweden. In the twenties and thirties of the past century
began the development of optical and pneumatic methods. The development of electronic
measuring devices for production measurements originates from the early seventies of the
past century, and since the eighties, the development of the means of coordinate metrology
that use electronic and optical components has rapidly expanded, Figure 2.3.
15
METAL CUTTING – Theory and Applications
Figure 2.3 Development of measuring tools for production measurements [1]
2.2 Process of measurement
In order to carry out the process of measurement correctly, whether it is production
measurements in a factory or precise measurements, it is necessary to proceed in a
particular order:
1. Clearly define measurement task, position to be measured, measurement error,
confidence interval for the measured value, probability of the measured value being
in the confidence interval, start and end of measurement, etc.
2. Define units of the SI system to be used to express the measurement results.
3. For each individual measurement define the best combination of boundary
conditions in order to get reliable results.
4. Select a measuring instrument and define a measurement system. Form a
measurement plan or an experimental plan.
5. Calibration of the measuring system or instrument to ensure measurement accuracy.
6. Perform the measurements (defining the conditions and criteria for the measurement
set, the choice of the measuring equipment, type of sensor signals, etc.) and
determine the results.
7. Consider influences on the measurement, eliminate errors, define measurement
uncertainty.
8. Determination of the actual measurement results.
9. Evaluation and analysis of the measurement results.
2.3 Basic principles of measurement
The accuracy of measurement depends on a number of factors, but also on the basic
principles that underlie the design and construction of the measurement and control tools.
The basic principles are:
 Abbe's (comparator principle of measurement)
 Taylor's principle of measurement
16
MEASUREMENT AND CONTROL IN MACHINING PROCESSES
The Abbe's principle uses optical indicating elements and works by using very precise
rulers. It applies to measuring instruments and reads as follows: the most accurate measure
can only be achieved when the measured size is in a straight line extension of the scale.
Otherwise an additional error will take place (e.g. Δl by callipers), Figure 2.4.
Figure 2.4 Comparator or Abbe's principle of measurement [1]
The Taylor's principle applies to limit gauges and reads as follows: the ‘Go side’ of a limit
gauge should be constructed in a way that it ensures the interchangeability of parts, while
the ‘No go side’ is supposed to be constructed in a way to ensure the verification of only
one parameter. So the task of the ‘No go side’ is to detect deviations from the controlled
measures, and therefore has a barrel form. The principle is applied to limit gauges for
assembly elements control (e.g., shaft - sliding or ball bearing, piston ring - cylinder liner,
etc.), Figure 2.5.
Figure 2.5 Taylor's principle of control
2.4 Accuracy of machining – dimensions, tolerances and related
attributes
Machining accuracy is a degree of concurrency of processed parts with predetermined
standards and is conditioned by the requirements of constructive documentation (class of
accuracy, deviations, etc.). The main objective of a cost-effective production is to produce
parts of only necessary and sufficient accuracy, not of highest one. In this way, the costs of
the production are reduced to a minimum. The accuracy depends on the development of
machining errors that can be:
 Pre-processing,
 Processing,
 Post-processing.
17
METAL CUTTING – Theory and Applications
Machining errors are random and cannot be predicted, but with a proper choice of
parameters and processing conditions can be minimized and set within the allowable
margin of error.
Pre-processing errors are methodological errors (wrong choice of processing method),
basing errors, clamping, tool setting, and faults in machine tool, tools, and equipment.
Processing errors result from the elastic and temperature dilatations of technological
system elements, tool wear and internal (residual) stresses.
Post-processing errors result from measurement and control errors.
In the cutting process, geometric processing errors and errors in the microstructure are
present. Geometric machining errors can be divided into: macro-geometric and microgeometric, Figure 2.6.
Shape error
MACRO GEOMETRIC ERRORS
MICRO GEOMETRIC ERRORS
Measure error
Roughness
Position error
Figure 2.6 Geometric errors of machining
Micro-geometric errors are related to the surface roughness (see Chapter VIII), and macrogeometric errors are related to:
1. Shape errors,
2. Dimension errors (measure), and
3. Position errors.
Shape errors are the deviations of the actual profile from the ideal one. Shape tolerances
are straightness, flatness, roundness, cylindricity, line form and surface shape, Table 2.2.
Shape errors should be smaller than the acceptable shape deviation indicated in the
drawing. Examples of marking shape deviations are shown in Figure 2.7 [1].
Dimension errors - measures (width, length, height, cylindrical surface diameter, hole
depth, cone angle, ...) represent deviations from the dimensional tolerances prescribed in
the documentation. Tolerances are prescribed by ISO standards. ISO tolerance class and
ISO roughness class must be reconciled, Table 2.3.
Position errors represent the deviations of relative position from the ideal one as defined
by the documentation (part drawings). Surface position tolerances are presented in Table
2.4 and Figure 2.8 and are classified into three categories: direction deviations, deviations
of the place and deviations of the rotation accuracy. Direction deviations include:
deviations from parallelism, deviations from perpendicularity and the angle of inclination.
Deviations of the place are: location, concentricity, coaxiality and symmetry. Deviations of
rotation accuracy are: accuracy, roundness and rotation straightness [1].
18
MEASUREMENT AND CONTROL IN MACHINING PROCESSES
Table 2.2 Definitions of the geometric attributes of parts
Name of
geometric
attribute
Angularity
Definition
The extent to which a part feature such as a surface or axis is at a
specified angle relative to a reference surface. If the angle = 90°, then
the attribute is called perpendicularity or squareness.
Circularity
For a surface of revolution such as a cylinder, circular hole, or cone,
circularity is the degree to which all points on the intersection of the
surface and a plane perpendicular to the axis of revolution are
equidistant from the axis. For a sphere, circularity is the degree to
which all points on the intersection of the surface and a plane passing
through the centre are equidistant from the centre.
Concentricity
The degree to which any two (or more) part features such as a
cylindrical surface and a circular hole have a common axis.
Cylindricity
The degree to which all points on a surface of revolution such as a
cylinder are equidistant from the axis of revolution.
Flatness
The extent to which all points on a surface lie in a single plane.
Parallelism
The degree to which all points on a part feature such as a surface,
line, or axis are equidistant from a reference plane or line or axis.
Perpendicularity The degree to which all points on a part feature such as a surface,
line, or axis are 90 from a reference plane or line or axis.
Roundness
Same as circularity
Squareness
Same as perpendicularity.
Straightness
Same as perpendicularity.
Figure 2.7 Examples of marking
deviations of the shape
Figure 2.8 Examples of marking
deviations of the position
19
METAL CUTTING – Theory and Applications
Table 2.3 Connection between ISO tolerance class and class of roughness [2]
Classes of roughness and values of roughness parameters
Normal value, mm
to 3
over 3 to 18
over 18 to 80
over 80 to 250
over 250
Class of
Ra,
Class of
Ra,
Class of
Ra,
Class of
Ra,
Class of
Ra,
roughness μm roughness μm roughness μm roughness μm roughness μm
IT5
N3
0.1
N4
0.2
N5
0.4
N5
0.4
N6
0.8
IT6
N4
0.2
N5
0.4
N5
0.4
N6
0.8
N6
0.8
IT7
N5
0.4
N5
0.4
N6
0.8
N7
1.6
N7
1.6
IT8
N5
0.4
N6
0.8
N7
1.6
N7
1.6
N8
3.2
IT9
N6
0.8
N6
0.8
N7
1.6
N8
3.2
N9
6.3
IT10
N7
1.6
N7
1.6
N8
3.2
N9
6.3
N9
6.3
IT11
N7
1.6
N8
1.6
N9
6.3
N9
6.3
N10
12.5
IT12
N8
3.2
N8
3.2
N9
6.3
N10
12.5
N11
25
IT13
N9
6.3
N9
6.3
N10
12.5
N11
25
N11
25
IT14
N10
12.5
N10
12.5
N11
25
N11
25
N12
50
IT15
N10
12.5
N10
12.5
N11
25
N12
50
100*
IT16
N11
25
N11
25
N12
50
100*
100*
*) extremely rough surface quality
Mark of
ISO
tolerance
class
Table 2.4 Surface shape and position tolerances
The basic parameters used by design engineers to specify sizes of geometric features on a
part drawing are: dimensions, tolerances, flatness, roundness and angularity.
ANSI [3, 4] defines a dimension as “a numerical value expressed in appropriate units of
measure and indicate on a drawing and in other documents along with lines, symbols and
notes to define size or geometric characteristic, or both, of a part or part feature“.
Dimensions on part drawings represent nominal or basic sizes of the part and its features.
These are the values that the designer would like the part size to be, if the part could be
made to an exact size with no errors or variations in the fabrication process. However,
there are variations in the manufacturing process, which are manifested as variations in the
part size.
20
MEASUREMENT AND CONTROL IN MACHINING PROCESSES
Tolerances are used to define the limits of the allowed variation. ANSI standard [3, 4]
defines a tolerance as “the total amount by which a specific dimension is permitted to vary.
The tolerance is the difference between the maximum and minimum limits.”
Tolerances can be specified in several ways, illustrated in Figure 2.9 [3]. Probably most
common is the bilateral tolerance, in which the variation is permitted in both positive and
negative directions from the nominal dimension. For example, shown in Figure 2.9 (a), the
nominal dimension = 2.500 linear units (e.g., mm, in), with an allowable variation of 0.005
units in either direction. Parts outside these limits are unacceptable. It is possible for a
bilateral tolerance to be unbalanced; for example, 2.500 +0.010, -0.005 dimensional units.
A unilateral tolerance is one in which the variation from the specified dimension is
permitted in only one direction, either positive or negative, as in Figure 2.9 (b). Limit
dimensions are an alternative method to specify the permissible variation in a part feature
size; they consist of the maximum and minimum dimensions allowed, as in Figure 2.9 (c).
Dimensions and tolerances are normally expressed as linear (length) values. There are
other geometric attributes of parts that are also important, such as flatness of a surface,
roundness of a shaft or hole, parallelism between two surfaces, and so on. Definitions of
these terms are listed in Table 2.2 [3].
Figure 2.9 Three ways to specify tolerance limits for a nominal dimension of 2.500:
(a) bilateral, (b) unilateral, and (c) limit dimensions [2]
Measurement is a procedure in which an unknown quantity is compared with a known
standard, using an accepted and consistent system of units. Two systems of units have
evolved in the world: (1) the U.S. customary system (U.S.C.S.), and (2) the International
System of Units (or SI, for Système internationale d’unités), more popularly known as the
metric system. The metric system is used throughout this book. The metric system is
widely accepted in nearly every part of the industrialized world except the United States,
even though the US has also been adopting SI System lately.
Measurement provides a numerical value of the quantity of interest, within certain limits of
accuracy and precision. Accuracy is the degree to which the measured value agrees with
the true value of the quantity of interest. A measurement procedure is accurate when it has
no systematic errors, which are positive or negative deviations from the true value that are
consistent from one measurement to the next.
Precision is the degree of repeatability in the measurement process. Good precision means
that random errors in the measurement procedure are minimized. Random errors are
usually associated with human participation in the measurement process.
Gauging is a term closely related to measurement. Gauging determines simply whether a
part characteristic meets or does not meet the design specification.
21
METAL CUTTING – Theory and Applications
2.5 Length measurement
Following their principle of operation, the length measuring tools can be divided into:
mechanical, pneumatic, optical, and electronic. The following mechanical gauges for
length measurement will be particularly analyzed:
 Ones not showing the measured quantities (single purpose), which include: gauge
blocks, limit gauges, rulers without scales, measuring boards, and other gauges.
 Ones showing the measured quantities (multipurpose), which include: callipers,
micrometers and comparators.
Single purpose measuring tools measure only one particular quantity, while multipurpose
measuring tools measure a range of quantities.
2.5.1 Single purpose measuring tools
Precision gauges are the reference standard for other dimensional measuring instruments
and gauges. In the technique of length measurement, different gauges are used:
 Parallel gauges in which the distance between two flat and parallel surfaces
constitute a longitudinal measure.
 Stepwise gauges that have more than two flat and parallel surfaces.
 Angular gauges with flat but non-parallel measuring surfaces. These measuring
tools represent angular measure and are classified as the length embodied
measuring tool.
 Globe (Ball) gauges – have two measurement surfaces which belong to the common
sphere.
 Cylindrical gauges and rings are also classified in this group and are used to
measure the size of circular cylinder.
Precision gauge blocks
Gauge blocks are usually square or rectangular. The measuring surfaces are finished to be
dimensionally accurate and parallel within several millionths of an inch and are polished to
a mirror finish. The highest grade is made to a tolerance of ±0.0003 mm. Depending on the
degree of desired hardness and price the user is willing to pay, gauge blocks can be made
of any of several hard materials, including tool steel, chrome-plated steel, chromium
carbide, or tungsten carbide [3].
Precision gauge blocks are available in certain standard sizes or in sets, the latter
containing a variety of different-sized blocks. The sizes in a set are systematically
determined so they can be stacked to achieve virtually any desired dimension within
0.0025 mm. For best results, gauge blocks must be used on a flat reference surface, such as
a surface plate. A surface plate is a large solid block whose top surface is finished to a flat
plane. Most surface plates today are made of granite. Granite has the advantage of being
hard, nonrusting, nonmagnetic, long wearing, thermally stable, and easy to maintain.
Gauge blocks and other high-precision measuring instruments must be used under standard
conditions of temperature and other factors that might affect the measurement. By
international agreement, 20°C (293 K) has been established as the standard temperature.
Metrology labs operate at this standard. If gauge blocks or other measuring instruments are
used in a factory environment in which the temperature differs from this standard,
corrections for thermal expansion or contraction may be required, see Chapter 2.1. Also,
working gauge blocks used for inspection in the shop are subject to wear and must be
calibrated periodically against more precise laboratory gauge blocks [3].
22
MEASUREMENT AND CONTROL IN MACHINING PROCESSES
Figure 2.10 Parallel gauge blocks set (Source: Mahr)
Accuracy of gauge blocks:
1. The most accurate (according to ISO 3650 Class K and 0):
2. Less accurate (Class 1 and 2):
1,0
where M is a nominal measure given in mm.
0,1
µm
µm
Figure 2.11 Stepwise gauges (Source: etalon QFM, Erlangen)
Figure 2.12 Cylindrical gauges set
Embodied measuring tools are also cylindrical gauges (control-measuring pins) according
to DIN-2269, having the largest nominal diameter of 20 mm. The cylindrical gauges
23
METAL CUTTING – Theory and Applications
embody external measure of the circular cylinder diameter. They are used for testing
cylindrical holes, balls, spacing, threads, gear teeth, branch, etc., Figure 2.12. They are
often used as standards for setting the measuring devices.
Control rings embody the size of the inner cylinder, and also represent an element of
circular cylinder forms in very narrow tolerances. They are in addition to the parallel gauge
blocks classified as the most important reference standards, Figure 2.13.
Figure 2.13 Control ring gauges
Limit gauges
For finished product control, especially in serial and mass production of the same parts,
single purpose limit gauges are used as control tools, which allow an immediate control of
measures and shapes of the product features by the comparison method. Thus, comparative
limit gauges do not provide a direct measure, but allow determining whether a delegated
lengths measure is or is not in the tolerance planned in the drawings.
Limit gauges are produced in two basic forms:
 Snap gauge for control of external linear measures, and
 Plug shaped gauge for control of internal linear measures.
Limit gauges (test gauges) are used to determine whether a controlled size lies within its
allowed tolerances but they do not determine the controlled size value nor measurement
deviation. They are fixed gauges with the “GO” side and the “NO GO” side. They are
therefore used for controlling only one type of object, or to be more precise only one size
(nominal size) and its tolerance zone. Single (fixed) gauges are primarily used as control
tools in serial production.
The main types of single (fixed) gauges are: parallel limit gauges, tolerance gauges for
checking shafts and holes, single profiled gauges for specific purposes.
Compared to multiple gauges with direct reading, single gauges are simple and allow a
much faster control of object measures. Their main weakness is that they can only be used
for one control type and one nominal size.
Limit gauges can be fixed and adjustable, single and double-sided and are used to control
the extent and form of shafts, holes, internal and external threads, taper. They are primarily
used in the mass production of products with the specified tolerance. The characteristic of
fixed, single purpose gauges is that each of them can be used to control a single nominal
dimension or the tolerance field related to the measure. Therefore, these gauges must be
made in a high accuracy class.
24
MEASUREMENT AND CONTROL IN MACHINING PROCESSES
a)
b)
Figure 2.14 Limit snap gauges for shafts: a) different shapes of gauges, b) two-sided snap
gauge
a)
b)
Figure 2.15 Limit plug gauges for holes: a) different shapes of plug gauges b) two-sided
plug gauge
Other single purpose measuring tools (gauges)
Other single purpose measuring tools include:
1. Taper plug gauge, Figure 2.16 (1).
2. Spline gauge, Figure 2.16 (2).
3. Tread gauges.
4. Thread plug gauges, Figure 2.17 a).
5. Snap thread gauges, Figure 2.17 b).
6. Templates and calibres, Figure 2.18.
7. Angle gauges for cutting tool angle measurements, Figure 2.19.
Figure 2.16 Taper plug gauge (1) and spline gauge (2)
25
METAL CUTTING – Theory and Applications
a)
b)
Figure 2.17 a) Thread plug gauges and b) snap thread gauge
Templates and calibres are made of sheets in kits, have a certain shape and dimensions,
and are used for the rapid control of a specific object shape in case of which measurement
with the usual means of measurement tools is difficult or impossible. This group of
measuring tools include: feeler gauges for gaps ("spies"), gauges for the inner and outer
radii, taper gauges for the angles (casting and forging) and "combs" thread pitch gauge for
control of the threads.
a)
b)
c)
Figure 2.18 a) Feeler gauge, b) radius gauges, b) thread pitch gauge
Figure 2.19 Angle gauges for cutting tool angle measurements
2.5.2 Multipurpose indicating measuring instruments
These instruments are universal and provide us with any measures or deviations in a
certain range of measures. Depending on the accuracy that can be achieved when
measuring, the following measuring instruments differ: rulers, measuring tools with vernier
or calliper scale – callipers, micrometers, comparators, and the combined instruments and
26
MEASUREMENT AND CONTROL IN MACHINING PROCESSES
devices for length measurements. Rulers are the easiest measuring tools to be used in the
production and are used for the roughest measurements in castings, forgings, welded
structures and the like, especially when measuring objects of great dimensions.
Instruments with mechanical converters
They belong to a group of multiple indicating measuring instruments that are the oldest but
also the most commonly used. This group of measuring instruments includes: callipers,
micrometers and comparators. These measuring instruments are used when it is necessary
to provide significantly greater accuracy of measurement compared to measuring rulers.
They are used in a single production in workshops, including: callipers, depth measuring
instruments for depth of holes or stack height measuring, etc., and height gauges for
marking of castings and forgings.
Figure 2.20 Calliper with digital display
Micrometers
These instruments are used for more precise measurements compared to callipers. They
work by means of precision-made ball screw with a pitch of 0.5 mm or 1/40". Measuring
range of micrometers as a rule is 25 mm, regardless of the size of the openings of its body.
The limit of 25 mm is therefore taken to avoid any error in the preparation of the
micrometer mechanism, and thus avoiding the inaccuracies of the measurement.
Micrometers achieve the accuracy of measurement of 1/100 mm within the measuring
range of 25 mm. They differ in micrometers for: external, internal and depth
measurements, Figure 2.21.
Figure 2.21 Micrometer for external measurements
27
METAL CUTTING – Theory and Applications
Figure 2.22 Micrometer for internal measurements with adjustable ring
Comparators
These measuring instruments are used for accurate measurement of smaller dimensions, up
to 10 mm. They are often used to measure the deviations from the nominal measure, in
which case the comparator must be previously set to correct nominal measure, and the
measurement obtained in this case is a positive or negative deviation from the nominal
measure.
Figure 2.23 Comparator with an analogue measurement scale (dial) and with a digital
display
a)
b)
Figure 2.24 a) Comparative measuring instrument with integrated dial comparator for
external measures, b) Comparative measuring instrument for inner measurements (bore
gauge)
28
MEASUREMENT AND CONTROL IN MACHINING PROCESSES
Comparators operate on different principles depending on the transmission mode of the
measuring signal from the measuring probe to the cursor; most are designed to work on:
 Mechanic (accuracy of 1/100 of mm)
 Optical (accuracy of 1/1000 of mm)
 Pneumatic (accuracy of 0.2 µm)
 Hydraulic (accuracy of 0.2 µm)
 Electric (accuracy of 1/1000 of mm) and
 Combined principle.
2.6 Angles and cones measurement
Angle measurement is performed by single purpose and multipurpose measuring tools, and
by applying methods of indirect measurement. The single purpose measuring tools for
angles include: limit and tolerance gauges, angle gauges and templates. The multipurpose
measuring instruments include: protractors (mechanical and optical), an optical dividing
head and spirit levels. Angle gauge blocks are limit gauges whose combination may
achieve the desired angle. As to the single purpose measuring tools in workshops, one uses
the angle gauge blocks with the angles of 60º, 90º, 120º, and 135º, and the most used one is
the angle of 90º. Templates are used to control the angles of the cutting tools after damage
and in the different types of threads production. Figure 2.25 shows angle limit gauges.
Figure 2.25 Angle limit gauge blocks
Figure 2.26 Universal protractor and measuring possibilities
29
METAL CUTTING – Theory and Applications
Universal protractor, Figure 2.26, is used for the measurement of angles that should have
accuracy of less than one degree. Protractor has two scales; one fixed with 360 degrees
division, and a movable scale with 12 divisions, each one of 11 degrees. Universal
protractor may also have a double scale. For ease of reading most of the protractors have a
dual vernier, whose 12 divisions are distributed in an arch which corresponds to an angle
of 23º, instead of 11º. In this case, a value corresponding to each division is 115', i.e. 23º:
12 = 1380':12 = 115’.
For very accurate measurements of angles and slopes, one uses a special, precisely designed
prism which relies on two identical rolls of the same machining precision. Surfaces of such
sine bar are ideally flat, allowing accurate measurements up to 10". Figure 2.27 shows sine
bar and measuring principle. Setup consists of a flat steel straight edge (the sine bar), and
two precision rolls set a known distance apart on the bar. The straight edge is aligned with
the part angle to be measured, and gauge blocks or other accurate linear measurements are
made to determine the height. The procedure is carried out on a surface plate to achieve the
most accurate results. This height H and the length L of the sine bar between rolls are used to
calculate the angle A using
sin
Figure 2.27 Sine bar and measuring principle
During the measurement and control of the rake angle and tool clearance of the cutting
wedge, especially in the process of regeneration and the sharpening of cutting tools, the
following devices and instruments are used:
 Tool and universal measuring microscope (Chapter VII elaborates on these
measurements).
 Special protractors for the control of appropriate cutting tools, Figure 2.28.
 Special measurement and control templates for specific tools, Figure 2.29.
 Universal protractors, Figure 2.30.
30
MEASUREMENT AND CONTROL IN MACHINING PROCESSES
Figure 2.28 Special protractors for cutting tools control
Universal protractors allow measurements of geometry and angles for majority of the
cutting tools. The principle of operation is as follows: cutting tool (turning tool) is placed
on a flat surface (control or measuring plate), and the base plane of the protractor on the
surface of the cutting wedge (rake or flank face depending on which angle is measured).
By pressing the button to block the protractor, the hand that always takes the vertical
position is activated (with the weight due to gravitational force) demonstrating the value of
the controlled angle.
Figure 2.29 Control template for spiral
drill angles [5]
Figure 2.30 Universal dial bevel
protractor [5]
2.7 Laboratory work – cutting wedge angles measurement
The goal of any theoretical presentation of this book is to familiarize students with the
basic theoretical knowledge which is necessary to properly set up a laboratory work, and to
perform the required measurements. All the measuring tools and instruments for measuring
length, angles and cones are described above. The laboratory work refers to the
measurement of tool wedge angles, so that the list below only represents the basic
theoretical explanations relating to this issue.
31
METAL CUTTING – Theory and Applications
2.7.1 Geometry of the cutting tool
All cutting tools consist of at least two parts; the tool body where the cutting elements of
the tool (tool wedge) are located, and the handle or the opening in the tool body, through
which the setting and fastening of the tool is carried out to the tool holder or to the
machine. On the tool wedge the characteristic elements can be identified, Figure 2.31; rake
face Aγ or the area where the chips slide, flank face Aα or the surface facing cut surface and
minor flank face A’α or the surface of the tool wedge facing the machined surface of the
workpiece. The major cutting edge of the tool S is located at the intersection of the surfaces
of the rake and flank face of the tool. Minor cutting edge is located at the intersection of
the rake face and minor flank face. Intersection of the major and minor cutting edge
defines the tip of the tool, which is usually rounded and called the tool nose radius r.
Figure 2.31 Cutting edges and faces of the wedge, acc. to ISO 3002-1
The characteristic angles of the tool wedge can be defined by introducing the tool frame of
reference in which the following planes are defined; see Figure 2.32:
 The cutting edge plane Ps runs tangentially to the cutting edge S and
perpendicularly to the tool reference plane Pr.
 The tool orthogonal plane Po is perpendicular to the tool cutting edge plane Ps.
 The tool cutting edge normal plane Pn is perpendicular to the cutting edge S.
Figure 2.32 Tool frame of reference,
acc. to ISO 3002-1
32
MEASUREMENT AND CONTROL IN MACHINING PROCESSES
Looking at the tool frame of reference, tool wedge characteristic angles can be defined,
Figure 2.33:
 Clearance angle α or the angle between flank face Aα and the cutting edge plane Ps;
the size of the clearance angle affects tool wear, friction on machined surface, heat
generation, quality of the workpiece, hardness of the surface layer, etc.
 Rake angle γ is the angle between the rake face and tool reference plane Pr;
affecting the degree of deformation, chip formation process, and tool wear, etc.
 The angle of the tool wedge β is the angle between the rake and flank face of the
tool and affects the resistance of the tool wedge, friction on the flank face and hence
the stability and tool life.
Tool cutting edge inclination λs is the angle between the major cutting edge and the
reference plane Pr measured in the tool cutting edge plane Ps. It influences the chip
formation and evacuation process. By measuring and analysing the tool geometry in the
reference plane Pr, the following angles can be defined:
 Major tool cutting edge angle κr is the angle between the working surface and the
major cutting edge;
 Tool included angle εr as an angle between the major and the minor cutting edge.
These angles affect the surface quality, the vibration occurrence during machining, the
cutting resistance, the evacuation of the generated heat, etc.
Figure 2.33 Single point cutting tool angles, acc. to DIN 6581
The positioning of the cutting tool above or below the workpiece axis during machining
affects the cutting tool geometry. This results in the geometric values of rake angle γ and
clearance angle α being changed to kinematic values γk αk, see Figure 2.34. The roughing
tool is usually placed above the axis in order to allow a smaller chip deformation and
facilitate processing. The finishing tool is placed below the axis of the workpiece in order
to optimize the process of the chip deformation.
Figure 2.34 Influence of the cutting tool positioning on the tool wedge rake angle γ and the
clearance angle α [6, 7]
33
METAL CUTTING – Theory and Applications
2.7.2 Description of the experimental work
The aim of the laboratory work is to measure rake angle γ and clearance angle α for
different cutting tools. Additionally, other angles of the cutting wedge should be defined,
such as: tool cutting edge inclination λs, major tool cutting edge angle κr and tool included
angle εr. During the laboratory work, students should understand the change in values of
the tool geometric angles depending on the method of tool positioning in turning.
A universal protractor is used in the laboratory work to measure the value of rake angle
and clearance angle and all other angles listed above. All tests should be recorded in the
test report - Measuring form 1 and 2 (Table 2.6 and 2.7).
A. Laboratory work
Task. Identify and measure the tool elements of geometric quantities on selected cutting
tools.
Measurement procedure:
1. Choose a cutting tool for experimental measurements
2. Identify tool elements
3. Identify tool geometric features
4. Measure the geometric features
Table 2.5 Measuring instruments and accessories
No.
Name and characteristics
1
Calliper
Measuring range: 0 - 150 mm
Accuracy:
0.01 mm
2
Universal protractor
Measuring range: 0 - 150 mm
Accuracy:
0.01 mm
3
Radius gauge
34
Figure
MEASUREMENT AND CONTROL IN MACHINING PROCESSES
Table 2.6 Measuring form 1
Measuring method outline
Measured/calculated quantities
Observations and comments:
35
METAL CUTTING – Theory and Applications
Table 2.7 Measuring form 2
Measuring method outline
Observations and comments:
36
Measured/calculated quantities
MEASUREMENT AND CONTROL IN MACHINING PROCESSES
Literature:
[1] Zaimović-Uzunović N., Lemeš S., Denjo D. Softić A.: Production measurements,
Faculty of Mechanical Engineering, Zenica, 2009 (in Serbian)
[2] Lazić M.: Metal cutting process, Faculty of Mechanical Engineering, Kragujevac,
2002 (in Serbian)
[3] Mikell P. G.: Principles of Modern Manufacturing, SI Version, Mth Edition, John
Wiley & Sons (Asia) ISBN: 978-0-470-50592-2, 2011
[4] American National Standards Institute, Inc. Dimensioning and Tolerancing, ANSI
Y14.5M-1982. American Society of Mechanical Engineers, New York, 1982
[5] Lazić M.: Metal cutting process, handbook for laboratory exercises second edition,
Faculty of Mechanical Engineering, Kragujevac, 1987 (in Serbian)
[6] Globočki-Lakić G., Metal cutting process – theory, modelling and simulation, Faculty
of Mechanical Engineering, Banja Luka, 2010 (in Serbian)
[7] Globočki-Lakić G., Sredanović B.: Supplementary material to perform laboratory
exercises in metal cutting process, Faculty of Mechanical Engineering, Banja Luka,
2011 (in Serbian)
37
CHAPTER III
CHIP SHAPES AND TYPES
Contents
3.1
3.2
3.3
3.4
3.5
Chip shaping and forming process
Rating of chip forms; favourable and unfavourable chip forms
Experimental chip shape determination
Main conclusions regarding the creation of favourable chip forms
Laboratory work – Determination of chip shape and type
Cutting process, i.e. the process of excess material removal and chip formation is very
complex and occurs in a narrow localized zone that is called the cutting zone. The
understanding of the complex physical and chemical processes that take place in this zone to
manage the chip shaping and forming process represents one of the most important tasks in
the course of providing a complete automated cutting process with no operator control. Chip
formation control and tool wear control are the basic prerequisites for process automation.
With the development of modern tool materials, advanced machining systems and modern
materials, cutting regimes have largely increased, the cutting speed in particular. This has
resulted in a longitudinal continuous chip being formed, which is very unfavourable for the
operation and could harm the finished surface. In modern machining systems, the
automatic chip removal and storage must be resolved. Therefore, chip control, transport
and storage are one of the most serious problems in the automation of the cutting process.
Troubleshooting is possible in the following ways:
 Control of chip formation,
 Automatic chip removal,
 Cutting regime correction, and
 Appropriate workpiece material selection.
The simplest, and therefore the most used way is the control of chip formation. Due to a
large number of influencing factors on the chip formation process, it is not possible to
predict the form of chip without having previously performed experimental tests.
3.1 Chip shaping and forming process
The process of chip formation takes place in three successive stages:
1. Plastic deformation of the workpiece material and chip formation,
2. Chip evacuation from the cutting zone, and
3. Chip breaking using special additional elements (chip breaker).
The last stage does not appear in all processes.
The most important is the first stage. It has been the subject of numerous studies due to the
complexity of the phenomenon in the cutting zone as well as many other factors relating to
workpiece material, tool material, tool geometry, machining system, coolant and
lubrication, and technological parameters (Figure 3.1) [1, 2].
39
METAL CUTTING – Theory and Applications
In the cutting process, elastic (initial) strain and plastic deformation are present in a narrow
localized zone – the cutting zone. Given that the size of elastic deformation is much
smaller than the plastic, and that almost the entire cutting operation is done by the plastic
deformation of the affected layer of the material in the cutting zone and by the friction on
contact surfaces of the tool, then the process of elastic deformation during cutting,
according to some authors [3, 4], can be neglected.
Thus, the cutting process is viewed as a process of plastic deformation of the affected layers
of material in the cutting zone. Following this approach, it should be emphasized that the
process of plastic deformation when cutting is very specific in relation to the processes that
have been studied in the general theory of plasticity. These specifics are reflected in the
following:
 Plastic deformation of cut layers takes place in a narrow localized zone – the cutting
zone,
 Cutting process is accompanied by complex tribological processes at the contact
surfaces of the cutting wedge,
 During plastic deformation strong thermodynamic processes take place in the
cutting zone, etc.
In the cutting zone, some very complex processes that take place are conditioned by the
action of a number of influencing factors in some correlative dependencies, Figure 3.1.
Figure 3.1 Chip shaping and forming process
The process of chip formation is created by a local plastic deformation of the workpiece
material. During penetration of the cutting tool wedge into the workpiece material,
complex stresses occur in the material ahead of the cutting wedge. The plane where the
maximum shear stresses are located is called the shear plane, and its position is determined
by the shear angle . The cutting process does not take place in the shear plane (one level)
only, but in a narrow layer around that plane, called the shear zone or zone of deformation
(cutting zone).
40
CHIP SHAPES AND TYPES
Figure 3.2 shows characteristic deformation zones:
 I – primary deformation zone – zone ADOHB. In front of ODA zone, metal is
elastically deformed.
 II – secondary deformation zone – (OHC) with a braking layer of thickness a1 ≈ 0.1
hch.
 III – tertiary deformation zone consists of a deformed layer of thickness a2, which
depends on the workpiece material and tool loading.
Figure 3.2 Shear plane and deformation zone with texture lines
The simplest way to explain the stages of the chip formation process is in orthogonal
cutting, where considering the case of the workpiece being stationary and the tool moving
in a straight line. In general, it can be divided into three or four typical stages of chip
formation. It depends on the relationship between the values of shear angle ϕ and rake
angle γ whether there will be three or four phases. If the normal to the shear plane AA falls
outside the tool wedge, then the process of forming a chip ends in three stages. If the
normal to the shear plane passes through the tool wedge , then the fourth stage of chip
formation takes place – subsequent plastic deformation of the chip on the tool rake face
(see Figure 3.3). Shear angle ϕ largely depends on the type of material being processed.
Figure 3.3 Characteristic phases of chip formation [5]
41
METAL CUTTING – Theory and Applications
In the first stage of the chip forming process, the material is compacted in front of the rake
face of the blade until the stress in the material has exceeded the value of the tensile
strength RM. At this point, the crack is formed in front of the tool tip, which begins the
second phase of chip formation. Further penetration of the cutting tool wedge in the
material causes the shear stress that is constantly growing. The moment these stresses
exceed the shear strength of the material, the shear of the affected and compacted layer of
material along the shear plane AA will occur. This part of the process is the third phase of
chip formation. If the value of angle ϕ is less than the value of rake angle γ, i.e. when the
normal to the shear plane falls out of the tool wedge, the chip formation process is
completed in three phases. Further penetration of the tool wedge in the material just repeats
these three phases and creates a series of connected slats. In such a case, linked or strip
chips form (processing of ductile materials). In the case where the normal to the shear
plane passes through the cutting tool wedge (when ϕ > γ), the fourth stage in the chip
formation process takes place.
The elementary lamella is tearing in the shear plane AA but tends to move in the direction
normal to the plane of shear NN. In the case where ϕ > γ lamella is diverted from its
natural way by rake face of the tool so that it is subsequently deformed-broken on the rake
face, which represents the fourth phase. In this way a broken-disrupted chip is formed.
Therefore the knowledge of chip formation is very important for the production practice
and, as shown in Figure 3.3, it can be formed through three or four stages, or can form a
continuous or intermittent chip.
Numerous factors that affect the chip formation process (Figure 3.1) define the shape and
type of chip as well as the way chip evacuates from the cutting zone. The individual effects
of each factor and their mutual interaction often cause unexpected changes in chip
formation. The shape and type of chip, beside the relative values of shear plane angle ϕ and
tool rake angle γ, also depend on the characteristics of the workpiece material, cutting
speed, depth of cut and feed rate.
The influence of the workpiece material on the form and type of chip is reflected in the
fact that during the processing of brittle materials (cast iron, non-ferrous metals, etc.) a
broken chip occurs, and during the processing of ductile materials (mainly all kinds of
steel) strip a continuous chip occurs.
The effect of the cutting speed – processing with lower values of cutting speed results in
broken chips, whilst strip chips occur when working with higher cutting speeds. Creating
conditions for the formation of desired chip shape, i.e. strip chips, by using the cutting
speed is not simple because the cutting speed is selected and defined in accordance with a
number of other parameters mainly of economical nature. The same goes for depth of cut
and feed rate. Strip chip occurs at lower values of depth of cut and feed rate, whilst broken
chips form at higher values.
Depending on the mechanism and character of chip origin, the chip of different forms and
types form. The chip form and type depend on the sort and physical-mechanical properties
of the workpiece material (plasticity above all), and conditions for plastic deformation of
cutting layer, strain character (continuous or discontinuous cutting), time, degree and speed
of deformation. Generally, there are four chip types (Table 3.1):
 Unbroken or continuous (strip),
 Broken or discontinuous (resulting from the processing of brittle materials),
 Continuous in terms of BUE occurrences, and
 Lamellar chip.
Chip shapes that form in the machining of different materials are displayed in Figure 3.4.
42
CHIP SHAPES AND TYPES
Figure 3.4 Chip shapes formed at different materials machining [6]
Table 3.1 Chip types and shapes and description of the characteristics [7]
CONTINUOUS CHIP
 occurs if the angle between the rake face and the shear zone is less
than 90 degrees,
 at relatively high cutting speed, small and medium-sized chip
thickness,
 elongated structure, lamellas well-welded to each other, chips are
very strong and long,
 workpiece materials must have a high capacity for deformation.
LAMELLAR CHIP
 occurs when increased deformation in the shear zone decreases
the strength of the material (vibration),
 generated at cutting speeds of 20 to 80 m/mm and when material
has sufficient plasticity and ductility, which are not subject to
corrosion and have an austenitic structure,
 lamellar structure, jagged outside, lamellas are deformed and
welded together.
SEGMENTED CHIP
DISCONTINUES
CHIP
 occurs when deformation in the shear zone exceeds the limit
strength,
 at cutting speed and chip thickness high enough, less plastic or
heavily hardened material,
 lamellas are poorly welded together; in the chip formation cracks
propagate from the exterior to the interior.
 formed in brittle materials that have a low ability of deformation,
an irregular structure and inclusions (gray cast iron, stone, brass,
hard alloy),
 occurs also in ductile materials machining, when small wedge
angles and low cutting speeds (up to 10 m/s) are used,
 chip particles are torn, flat and brittle, so the machined surface is
rough,
 chip cracks are propagated in the direction opposite to the cutting
edge.
43
METAL CUTTING – Theory and Applications
Chip forming and shaping depends on the bending moment at the root of the chip, which
changes the flow angle of the chip. Different bending of the chip occurs due to: uneven
speed of chip flow along the tool, chip net weight, slowing down the chip flow and
collisions of elementary lamellas, dynamic character of force in the shear zone, and
variability of material properties of the workpiece. Models and methods of chip bending
and flowing are shown in table 3.2 [7].
Table 3.2 Chip forms caused by different bending [7]
Flat
vc = 0
vc ≠ 0
Theoretical form
Bending upwards
Bending sideways only
only
vc = 0
vc ≠ 0
vc = 0
vc ≠ 0
Chip axis parallel to
major cutting edge
Chip axis
through
major
cut. edge
Chip axis
intersects
major
cut. edge
Chip axis perpendicular
to major cutting edge
Bending upwards and
sideways
vc = 0
vc ≠ 0
Chip axis
through
major
cut. edge
Chip axis
intersects
major
cut. edge
Chip axis inclined to
major cutting edge
Long chips
Flat
Bending
sideways
only
Bending upwards only
Bending upwards and
sideways
Flat ribbon
chip
Snarled
chip
Flat
Cylindrical
spiral
chip
Helical
chip
Flat helical
chip
Long chips
Bending sideways
Bending upwards only
only
Cylindrical chip
segment
44
Oblique
spiral
chip
Oblique chip
segment
Ring-shaped chip
Coneshaped
spiral chip
Oblique
helical
chip
Bending upwards and
sideways
Cone-shaped
chip segment
CHIP SHAPES AND TYPES
3.2 Rating of chip forms; favourable and unfavourable chip forms
The type and form of the chip, as well as the manner of its removal from the cutting zone is
of particular importance in the process of automatic production. In principle one can
separate short (preferred) from long (continuous, adverse) forms in terms of favourable and
unfavourable chip forms. Undoubtedly, there is a series of transitional forms in between
them.
The long, continuous chips are considered unfavourable as they cause a large number of
faults when working on the machine:
1. Interruption of the machining process for machine servicing. The machine must be
stopped frequently to remove the wounded chip.
2. Damages the finished area, especially in automatic machine tool.
3. Chip Transportation is rendered across the rake face and tool holder that might
cause damage and breakage of tools.
4. Increases injury risk for machine operator.
When working on manually operated machines, the problem of chip flow is important in
terms of protection of operators rather than in terms of chip flow, because the machine can
be stopped and the wounded chips removed by the operator. With automatic machines, the
problem of chip form and the ways of its removal is of particular importance.
Unfavourable chip forms are present in the turning and milling process due to its
machining principle, whilst in other processes favourable chip forms occur. These two
processes comprise about 70% of all machining, so the question of forms and types of
chips, as well as ways of their removal are very important.
In principle, the chip shape and dimensions can be manipulated in two ways:
1. Choice of tool geometry and machining regime – the tendency of chip breakage
increases by decreasing the values of rake angle, by reduction of the cutting speed or by
increasing the feed rate and depth of cut. It is often impossible to set these parameters in
order to obtain the desired shape of chips, and thereby achieve an appropriate, costeffective and productive processing. The reduction of the cutting speed often leads to a
reduction in production economics (longer production time).
2. Planned chip breaking – this application is particularly present in turning, and can be
accomplished in several ways:
 By using fixed and adjustable chip breakers on the tool rake face;
 By creating longitudinal grooves on the surface of the workpiece by milling or by
using lasers;
 With the addition of alloying elements in the material of the workpiece;
 By cutting with two knives set at an angle of 45°;
 By periodic interruption of cutting through the control system;
 By turning with tools for milling (driven tools);
 By using high-pressure jet assisted machining, etc.
All of these approaches, except for the chip breaker, require additional, expensive
equipment on the machine, so the chip breaker approach is still the most applied.
The shape of the cutting edge, geometry of the insert, shapes and geometry of the chip
breaker, cutting regimes, and rigidity of the machine tool are of vital importance for the
chip formation process and tool life. The geometry of the insert, especially rake angle and
cutting regime (feed rate) have the most important role in the process of chip formation.
Taking into account that 80% of the generated heat in the cutting zone is removed by chip,
it is obvious how significant is the matter of chip breakage and its fast evacuation from the
cutting zone.
45
METAL CUTTING – Theory and Applications
One is faced with the problem of selecting the appropriate criteria when rating and
classifying chips. Chip dimensions, bulk gravity and radius of curvature are preferred
because number indication gives uniform ranking. Practice has shown that the detection of
these numbers is complicated and time-consuming.
Better chip assessment allows tables. Many different tables for chip classification indicate
that there is still no optimal classification. The forms of unbroken - continuous to broken
chips are presented in Figure 3.5. The ranking is done according to the extension rather
than the radius of curvature. For the classification of different forms in appropriate groups,
a special row with characteristic values is given in the table in Figure 3.5.
1.
2.
3.
4.
5.
Ribbon chip
Snarled chip
Flat helical chip
Angular helical chip
Helical chip
6.
7.
8.
9.
10.
Helical chip segment
Cylindrical helical chip
Spiral chip
Spiral chip segment
Discontinous chip
Figure 3.5 Classification table for chip shape assessment in turning operations [7]
Natural chip flow means its free flow across the rake face of the tool. Such chips can
eventually break due to internal stresses or their own weight, even though most of them are
long and unbroken, Figure 3.6. These correspond to the types and forms of chips from 1-6
in Figure 3.5.
Figure 3.6 Natural
chip flow
46
Figure 3.7 Chip breaks
on obstacle
Figure 3.8 Short,
favourable shape of chips
CHIP SHAPES AND TYPES
Chips do not usually flow freely across the tool rake face, they come across an obstacle, be
it the tool or the workpiece. Either because of its self-bending or because of the shape of
the cutting tool, the chip comes across a barrier - the tool or the workpiece, Figure 3.7. The
chip is broken due to the increased bending. This way, chip forms from 4 to 10 are created
(table in Figure 3.5). Figure 3.8 shows the short, desired shape of chip.
3.3 Experimental chip shape determination
It is obvious from Figure 3.1 that a large number of factors affect the chip shape. In
experimental studies, the determination of the chip shape is carried out for the workpiece –
tool pair. In various machining processes the impact of regimes on the chip form is
different. Nevertheless, it is the cutting depth and the feed rate that have the greatest
impact.
Based on this, a diagram of chip forms depending on these two parameters has been made.
Figure 3.9 shows the forms of chips, depending on the depth of cut and feed rate for a
particular tool – workpiece pair.
γ
α
λs
r
εr
r
- 6
6
- 6
75
90
0.8 mm
Figure 3.9 Diagram with a photograph of chip shapes depending on depth of cut and feed
rate for defined tool-material pair [7]
47
METAL CUTTING – Theory and Applications
To determine the utilization area of chip shapes, chips are evaluated according to the
following criteria: good, acceptable and unfavourable. Based on this classification, it is
possible to simplify the previous diagram (Figure 3.9) with the one in Figure 3.10 where
the shaded area shows favourable (+) chips, and the rest of the diagram shows the area
acceptable (±) and unsuitable (nonacceptable) (-) chips.
Figure 3.10 Diagram of favourable, acceptable and nonacceptable chip areas [7]
The same result is shown in Figure 3.11, however in a different form. In this diagram,
limits of the formation of favourable shape filings with aspects of feed and depth of cut are
precisely defined. When defining these diagrams during experimental tests, other
processing parameters (type of workpiece material, cutting speed, types of tools, etc.)
typically do not change.
Figure 3.11 Determination of area for favourable chip shape formation for different
values of feed rate and depth of cut [6]
48
CHIP SHAPES AND TYPES
This way it is very easy to create diagrams of optimum cutting data for a variety of cutting
tools depending on the feed rate and depth of cut and other important parameters. The
making of these diagrams of chip forms has a particular significance in automated
production. The proper selection of the cutting regime directly affects the processing with
increased productivity and reduced downtime due to the machine, tool or workpiece
failure. When optimizing cutting data from the point of forming a favourable chip form in
compliance with used cutting tools, one cannot speak of a single-unambiguous approach in
order to simultaneously achieve optimum costs and optimum technology for the
manufacture of a certain product.
Figure 3.12 Two approaches for optimization of technological and economic parameters [6]
Figure 3.12 a) and b) shows two possible approaches to optimize the high-tech process
with regard to the processing costs. Figure 3.12 a) shows three different areas of origin of
favourable chip form with respect to feed rate and cutting depth, regarding the type of
processing (rough, semi, finish). In this example are used three tools, which are specific
and intended for certain type of machining (rough, semi, finish). Tools for semi machining
and recommended values for feed rate and depth of cut allow roughing and finishing, but
only up to a certain limit. Restrictions or the area of favourable chip forms is primarily
determined by the cutting insert geometry , chip breaker, ... Tools for semi machining
conditions can be used for a wide range of cutting conditions, however in this case very
fine or very rough machining with these tools is not productive. Very fine machining for
getting high quality machined surfaces (very low surface roughness) requires a different
form of the cutting tool blade and different regimes in order to create favourable chip
forms, and indirectly the corresponding surface integrity and processing costs. On the other
hand, that same tool is very unprofitable for very rough machining conditions. Due to the
geometry of the tool and demanding machining conditions, adverse chip are formed, which
increases tool wear and can reduce its stability.
Another approach to the optimization of the cutting process is shown in Figure 3.12 b).
Recent detailed and extensive studies that refer to the cutting zone, new materials, chip
formation conditions, etc., offer as a result the market tools that can be used in rough,
medium and finish machining. Specially adapted geometry of the cutting insert with
special chip breakers creates favourable conditions for chip formation in a wide range of
cutting regimes, i.e. depth of cut and feed rate. Likewise, the material properties of cutting
tools adapted to a wide range of cutting regimes certainly determine the higher cost of the
tool. However, extreme regimes for finishing as well as for roughing do not allow the
creation of favourable chip forms, so it is better to use the tools that are designed especially
for rough or finish machining.
49
METAL CUTTING – Theory and Applications
Naturally, the question then arises as to which approach is better in the optimization of the
machining processes. It is difficult to give an answer to this as it depends on many factors
and parameters pertaining primarily to the workpiece material, equipment, machine tool,
available funds for tools, but also on decisions made by the machine operator, and
eventually on the company policy [8, 9].
3.4 Main conclusions regarding the creation of favourable chip forms
Studies have shown that favourable chip formation depends on:
 Workpiece material and its structure; brittle materials are easier to handle.
 Depth of cut and feed rate have the greatest impact, therefore with the change of
these two parameters one can easily create a diagram of favourable chip shapes.
 To some extent, the cutting speed has a smaller impact on the chip shape and it
must be selected according to the productivity and power of machines.
 Very important is the material and the tool geometry. With correct choice of chip
break geometries, energy consumption for cutting could be 20% less.
 One must not ignore the influence of other parameters, such as: tool wear, coolant
and lubrication fluid, stiffness of the tools, etc.
To achieve favourable chip forms, a greater cutting depth should be selected as thicker
chips are easier to break. Increasing the cutting depth can reduce the number of necessary
cuts, and thus the main and auxiliary processing time. At the same time, it is better to
choose a higher feed rate to obtain a more favourable chip form, which shortens the
processing time. Also the specific cutting force is smaller and the process productivity is
higher. However, the depth of cut and feed rate are usually limited to other criteria that
should be considered for quality assurance. If the depth of cut is too large, the cutting
forces will suddenly increase and might significantly reduce the tool life. Excessive feed
rate value has a direct impact on reducing the high surface quality (increased surface
roughness).
Favourable chip formation leads to:
 Safe working process.
 Satisfactory quality of machined surface.
 Possibility of automation due to uninterrupted processing procedures.
 Increased productivity.
 Greater tool stability.
 Simpler transport and storage of the chips.
Achieving favourable chip forms represents a proof of a good selection of the cutting
regime and cutting conditions, a key to productive process from the economic and
technological point of view.
3.5 Laboratory work – Determination of shape and type of the chips
This laboratory work is divided into two parts. The first part of the work consists of the
determination of favourable, acceptable and adverse chip forms in turning. During the
experiments, machining regimes vary (depth of cut and feed rate), while the other
processing parameters (material of the workpiece, tool, cutting speed) are kept constant
(Table 3.3). The determination is made according to the classification table (Figure 3.5)
which is handed out to each student and is part of the form for the laboratory work.
50
CHIP SHAPES AND TYPES
The second part of this laboratory work relates to the definition of the fields of depth of cut
and feed rate where favourable (+), acceptable (±) and unfavourable (-) forms of chips
occur (Table 3.4). Precisely, the second part of the work pertains to the determination of
boundaries to create favourable chip forms for different values of depth of cut and feed
rate. Based on the defined area of favourable chip forms, a diagram of favourable chip
formation (region of operability) is created; Table 3.5.
Theoretical background and recommendations for the laboratory work performance are
given in the previous paragraphs.
A. Laboratory work
Task. Identify the type and form of chips for different cutting regimes. Enter results and
conclusions into the tables.
Table 3.3 Measuring instruments and accessories
No.
Name and characteristics
1
Metal box for chip collection
Figure
Accessories for chip evaluation
2
Digital camera
Scale paper
Flashlight
The measurement procedure:
1.
2.
3.
4.
5.
6.
Choosing machine tool and cutting tool for experiment
Choosing the value of depth of cut ap and feed f
Collecting chips in a metal box for each cutting regime combination
Taking photos and classification of the chip for each cutting regime
Estimate the chip for suitability
Draw the diagram of acceptable cutting regimes (region of operability)
51
METAL CUTTING – Theory and Applications
Table 3.4 Machine tool data
Elements
Values
Machine tool
Type
Designation
Power P (kW)
Feed range (mm/rev.)
Spindle speed range (rev./min)
Adopted revolution speed nr (rev./min)
Tool
Designation
Tool wedge angle α =
β=
Tool cutting edge angle, nose radius κr =
rε =
Workpiece
Tool-overhang ln (mm)
Material designation
Hardness HRC
Tensile strength Rm (N/mm²)
Dimension D  L (mm)
Figure 3.13 Background for photos of chips with scale
52
γ=
CHIP SHAPES AND TYPES
Table 3.5 Chip classification sheet – photos
Depth of cut ap [mm]
0.5
1.5
2.5
3.5
4.5
0.20
0.30
0.40
0.50
Feed f [mm/rev.]
0.10
0.05
0.02
vc = 250
[m/min]
53
METAL CUTTING – Theory and Applications
Based on the photos filled in Table 3.5 classify suitability of chips, and represent results
into the Table 3.6. Define the regime of operability based on chip form criteria.
Tabela 3.6 Chip classification sheet – definition of suitable regimes
Depth of cut ap [mm]
0.5
1.5
2.5
3.5
4.5
0.10
0.20
0.30
0.50
0.40
Feed f [mm/rev.]
0.05
0.02
vc = 250
[m/min]
Remarks
54
±
+
unsuitable
acceptable
favorable
CHIP SHAPES AND TYPES
Literature:
[1] Globočki-Lakić, G.: Metal cutting process – theory, modelling and simulation, Faculty
of Mechanical Engineering, Banja Luka, 2010 (in Serbian)
[2] Lazić, M.: Metal cutting process, Faculty of Mechanical Engineering, Kragujevac,
2002 (in Serbian)
[3] Armarego, E. J. A., Brown, R. H.: Обработка металов резанием,
Машиностроение, Moskva, 1997 (in Russian)
[4] Бобров, В. Ф.: Основы резания металов, Машиностроение Moskva, 1975 (in
Russian)
[5] Milikić D., Gostimirović M., Sekulić M.: Basics of machining technology, Faculty of
Technical Science, Novi Sad, 2008 (in Serbian)
[6] Sandvik Coromant: Metal Cutting Technology, Technical Guide, 2010
[7] Cedilnik M., Rotar V., Kopač J.: Cutting 1, supplementary material for lectures and
exercises, script, Ljubljana, 2006
[8] Kramar, D., Krajnik, P., Kopač, J.: Capability of high pressure cooling in the turning
of surface hardened piston rods. Journal of materials processing technology, 2010, vol.
210, iss. 2, 212-218
[9] Globočki, L. G., Sredanović, B., Kramar, D., Nedić, B., Kopač, J.: Experimental
Research Using of MQL in Metal Cutting, Journal Tribology in industry, 2013,
Volume 35, No. 4, 276-285
55
CHAPTER IV
CHIP COMPRESSION RATIO
Contents
4.1
4.2
4.3
4.4
Theoretical considerations
Influence of the cutting regime on the chip compression ratio
Experimental determination of the chip compression ratio
Laboratory work – Determination of the chip compression ratio
4.1 Theoretical considerations
The chip formation process occurs due to the local plastic deformation of the workpiece
material. The thickness of the shear zone, i.e. the thickness of the zone of plastic
deformation is affected by the type of workpiece material and the cutting conditions. At
high cutting speeds when using tools with small or negative values of rake angle, the
thickness of the shear zone is relatively small, so that it can be approximated by a shear
plane. The chip formation process goes through several stages, Figure 4.1, which is
explained in detail in Chapter 3.
Figure 4.1 Stages in chip formation process [1, 2]
High specific heat and mechanical loading lead to high temperatures up to 1600 K and
contact pressures up to 35000 MPa, suitable for BUE occurrence on the surface of the tool
rake face, Figure 4.2. The role of BUE has different sides; it can be considered as a
positive property protection of the rake face against the wear, while on the other hand,
BUE may cause tearing of the tool material when removed from the surface. This changes
the tool geometry and puts at risk the quality of machining.
The following are used as parameters for the chip material deformation process: chip
compression ratio, relative sliding, relative speed of sliding, squared elongation, relative
dilation, and actual or logarithmic degree of deformation. Figure 4.3 presents the definition
of the chip compression degree.
57
METAL CUTTING – Theory and Applications
Figure 4.2 BUE formation at the rake face [2]
The chip compression ratio λch is commonly used to identify the degree of chip
deformation - it represents the ratio between chip thickness hch and undeformed chip
thickness h (i.e. depth of cut ap):
2
5
4.1
Large values of the chip compression ratio must be avoided as a higher degree of
deformation requires greater energy consumption. The cutting process is carried out well if
2 < λch <3.
According to these values of the chip compression ratio λch, one can conclude that the chip
speed on the tool rake face is much lower than the cutting speed.
Figure 4.3 Definition of chip compression ratio [1, 2]
Values of the chip compression ratio λch can be defined based on the values of rake angle γ
and shear angle ϕ. The chip compression ratio λch can also be defined as the ratio between
the cutting speed vc and the chip sliding speed on the tool rake face vch, Figure 4.4.
58
CHIP COMPRESSION RATIO
Figure 4.4 Definition of chip compression ratio λch [1, 2]
According to Figure 4.4, one can make the following equation to define the values of the
chip compression ratio λch:
4.2
For a particular type of material, for which the shear angle ϕ is approximately constant, one
can conclude that the chip compression ratio λch will then depend on the rake angle γ only.
If the value of rake angle γ increases, the chip compression ratio λch decreases, which is
logical because a sharp tool easily penetrates the material and cutting is done with a lower
degree of deformation. However, one should be careful and rational when increasing the
values of rake angle γ. If the increase is too big, the cutting wedge will lose strength.
4.2 Influence of the cutting regime on the chip compression ratio
The value of the chip compression ratio λch depends on mechanical properties of the
material, tool geometry, cutting regime, and cooling and lubrication conditions. By
increasing material plasticity, the chip compression ratio increases because plastic
materials deform more easily than brittle ones. From the point of view of tool geometry,
rake angle of the cutting tool wedge γ has the greatest impact on the chip compression
ratio. With the increased value of this angle, cutting tool easily penetrates into the material
of the workpiece, chips are less deformed, and the value of the chip compression ratio
drops. This has been demonstrated in a number of researches noting that with increased
rake angle γ, friction force on the tool rake face decreases, while the shear angle ϕ
increases. The fact is that by increasing the shear angle ϕ, the value of the chip
compression ratio λch reduces, as evident from the Eq. 4.2.
One can also conclude from the same equation that increasing the depth of cut will
decrease the chip compression ratio λch, Figure 4.5 (increasing the depth of cut ap will
increase the shear angle ϕ as well).
The influence of the feed rate on the chip compression ratio λch is monitored through chip
thickness hch. Increased chip thickness (with decreasing feed rate) increases the chip
compression ratio, resulting from the shear angle ϕ increase.
59
METAL CUTTING – Theory and Applications
Figure 4.5 Effect of cutting speed and depth of cut on chip compression ratio λch [1, 3]
There will be a non-monotonic change in the value of the chip compression ratio λch with
the increase of the cutting speed, Figure 4.5. The change of λch with the change of the
cutting speed v is conditioned by high mechanical and thermal stresses which occur in the
cutting zone and by the formation of BUE on the cutting tool. The minimum value of the
chip compression ratio is favourable for the conditions in which occur the largest deposits
on the tool. Characteristic saddle point (λch,max) is moved to the field of lower cutting
speeds when machining ductile materials using smaller values of the rake angle γ and a
smaller depth of cut ap. By increasing the cutting speed, BUE is growing and thus
increasing the real - effective value of the rake angle γ. As a result, the chip compression
ratio decreases to a minimum. With further increase in the cutting speed, BUE does not
form and the chip compression ratio reaches its maximum. With still further increase of the
cutting speed, λch decreases as the softening of the material occurs near the top of the
cutting edge. This softening of the material results from high temperatures in the cutting
zone as well as from the reduction of the friction coefficient on the tool rake face [4].
The type, concentration and flow rate of the coolant and lubricant significantly affect the
reduction of the chip compression ratio.
4.3 Experimental determination of the chip compression ratio
The value of the chip compression ratio can be experimentally determined in three ways:
 by measuring the cutting speed vc and the speed of chips vch,
 by volumetric method, and
 by a weight basis.
Volume and mass methods are very simple and can be applied in each laboratory because
they do not require special equipment.
Volumetric method is based on the equality of the volume of the removed layer of material
before cutting V and the volume of cut chips Vch. The assumption is that the width of the
chip bch is approximately equal to the width of cutting b, i.e. the deformation of material by
width is minimal. By adopting this assumption one can note:
where is
V=Vch, i.e. h∙b∙l = hch∙bch∙lch,
4.3
b≈bch, follows
4.4
hch
l
  ch
h lch
4.5
where: l – length of material, or the length of the tool path,
lch – length of the chip.
60
CHIP COMPRESSION RATIO
When applying this method, it is simply necessary to measure the chip length and calculate
the chip compression ratio. In cases where it is difficult to straighten the chip, its length
can be measured using a thin, soft wire that passes through the inside of the chip, cut off at
the ends, and then accurately measured.
Mass method is based on the equality of the chip mass and the mass of removed material
before cutting, and is slightly more accurate than volumetric method. Taking into account
again that the width of the cut layer b is approximately equal to the width of the chip bch, a
simple mathematical Eq. 4.6 can be derived:
∙
∙
∙
∙
∙
∙
∙
4.6
where: mch – chip mass, lch – chip length, ρm – chip specific mass.
Taking into account the Eq. 4.6, and the value of the chip width bch, the chip compression
ratio λch can be calculated using the following equation:
∙ ∙
where:
∙
∙
∙
∙
4.7
∙ , cross section.
By applying this method, the following features can be measured: the length of chips lch,
the mass of chips mch and the specific mass ρm by pycnometer.
4.4 Laboratory work – Determination of the chip compression ratio
The aim of this experimental work is to analyse the process of deformation in the cutting
zone, exploring the nature of chip formation and to confirm the acquired theoretical
knowledge. The process of chip formation, which is analysed by the chip compression
ratio, is of crucial importance for the machining system. The chip compression ratio refers
to consumed power, the influence of the tool geometry and workpiece material on
machining system and machining process. In order to successfully optimize the machining
study, analysis and modelling (or the knowledge acquisition) about the process of
formation and deformation of the chips must be carried out. This is the aim of this
experimental work.
In a laboratory work, the previously described mass method is applied. By measuring the
mass and the length of the chips, the chip compression ratio λch and the shear angle ϕ can
be calculated.
Test equipment consists of the following elements:
1. Metal box for chip collection,
2. Workshop calliper,
3. Analytical balance, accuracy of 0.01 grams.
The measurement procedure, Figure 4.6, is performed in the following manner; machine
tool is set and adjusted for the experiment, i.e. feed rate f and depth of cut ap, marking on
the workpiece is made for the adopted length of machining and simultaneously the
diameter of the workpiece is measured. During machining, the chips are collected in a
metal box. When the tool tip reaches the point where the length of cutting is marked, the
process is stopped. After collecting the chips, the measuring of the chip mass and length
begins. The chip will usually form a spiral, so the measurement is carried out by the
recalculation from step, diameter and length of the chip spiral measurement, Figure 4.6.
This procedure describes one run of the experiment or one cycle of measurement. Other
measurements are performed with a different combination of cutting conditions.
61
METAL CUTTING – Theory and Applications
All combinations of the machining conditions and all measurements are recorded in a
spreadsheet included in the report. Measured quantities are recalculated using forms
provided in the table 4.1, to finally calculate the appropriate level of the chip compression
ratio λch and shear angle ϕ.
Figure 4.6 Mass method for chip compression ratio determination [1, 2]
A. Laboratory work
Task. For a determined cutting regime, measure the chip compression ratio λch and
calculate the shear angle ϕ.
Table 4.1 Measuring instruments and accessories
No.
Name and characteristics
1
Metal box for chip collection
Caliper
2
Measuring range: 0 - 150 mm
Accuracy:
0.01 mm
Analytical Balance
3
62
Range: -500 … +1000 g
Accuracy: 0.01 g
Figure
CHIP COMPRESSION RATIO
Measurement procedure:
1. Choosing machine tool and cutting tool for experiment
2. Defining the length of machining lm
3. Choosing the value of rake angle γ and feed f
4. Collecting the chips in a metal box for each cutting regime combination
5. Measuring the length of the chips for each combination lch
6. Weighing the chips for each combination.
Table 4.2 Machine tool data
Elements
Values
Workpiece
Tool
Machine tool
Type
Designation
Power P (kW)
Feed range (mm/rev.)
Spindle speed range (rev./min)
Adopted revolution speed nr (rev./min)
Designation
Tool wedge angle
Tool cutting edge angle, nose radius
Tool-overhang ln (mm)
Material designation
Hardness HRC
Tensile strength Rm (N/mm²)
Specific mass ρm (kg/m³)
Dimension D  L (mm)
Machined length lm (mm)
α=
κr =
β=
rε =
γ=
Table 4.3 Measurements and calculations sheet (case study)
1
2
3
4
5
6
7
8
9
Rake
angle
Feed
γ
[°]
f
mm/o
Selected
Selected
12
12
12
6
6
6
2
2
2
0.165
0.175
0.330
0.165
0.175
0.330
0.165
0.175
0.330
Length of
the tool Chip length
path
l
mm
∙
∙
9520
8976
4760
9520
8976
4760
9520
8976
4760
Chip mass
Chip
compression ratio
lch
mm
mch
g
λch
-
Measured
Measured
1322
1264
1127
2434
2226
1687
2261
2199
1268
10.00
9.66
7.68
19.32
17.14
17.00
24.16
23.78
22.31
∙
∙
2.92
2.78
1.32
3.06
2.80
1.95
4.12
3.94
3.40
Shear angle
ϕ
[°]
∙
19.8
20.8
41.5
18.6
20.2
28.4
13.7
14.4
16.6
63
METAL CUTTING – Theory and Applications
Using MS Excel, a diagram is drawn showing the influence of feed and rake angle on shear
angle, where one must take into account the conversion of degrees to radians and vice
versa, Figure 4.7.
Figure 4.7 Influence of feed on shear angle for different values of rake angle
The following functional dependence is given when using regression analysis (LINEST):
32.418 ∙
.
∙
.
Using MATLAB and the following program code, a three-dimensional graph of the
aforementioned dependence is provided:
vg=1:.01:12;
vf=0.1:.001:0.4;
[g,f] = meshgrid(vg,vf);
C=32.418;
F = C.* (f.^0.313 + eps) .* (g.^0.635 + eps);
mesh(g, f, F)
colorbar
Figure 4.8 Influence of feed and rake angle on shear angle
64
CHIP COMPRESSION RATIO
B. Practical tasks and calculations
Task 1. Turning is performed on a universal lathe. Workpiece diameter is D = 50 mm.
After machining, which is done in i = 3 passes, the final workpiece diameter is d = 38 mm.
The spindle speed is n = 316 rev./min. The selected cutting insert has the following
geometry: clearance angle α = 8°, and the angle of the tool wedge β = 78°. Chip velocity
vch = 90 m/min is determined by measuring. With given processing data, calculate the chip
thickness hch and the shear angle ϕ.
Solution: First, one must calculate the depth of cut ap at the last passage (assuming that the
process is running with the same dimensions of the tool at each passage):
ap 
D  d 50  38 12


2
2i
23
23
 mm 
Cutting speed vc at last passage is:
 d  2  a p     n 38  2  2    316
vc  

 41.7
1000
1000
 m/min 
The chip compression ratio λch amounts to:
ch 
vc 41.7

 2.32
vch
18
Chip thickness hch is then:
hch  ch  a p  2.32  2  4.64 mm 
To calculate the shear angle ϕ, it is necessary to know the value of the rake angle γ, which
is calculated from:
  90      90  8  78  4
or   4   / 180  0.069
 rad 
And finally the shear angle ϕ amounts to:
  arctg
cos 
cos 4
 arctg
 23.9
2.32  sin 4
ch  sin 
65
METAL CUTTING – Theory and Applications
Task 2. Turning is performed on a universal lathe at feed rate f = 0.2 mm/rev. Workpiece
diameter is D = 50 mm. After machining, which is done in i = 3 passes, the final workpiece
diameter is d = 38 mm, and the length of cutting L = 15 mm. The spindle speed is n = 316
rev./min. Selected cutting insert has the following geometry: clearance angle α = 8° and
the angle of the cutting wedge β = 78°. The mass of the chips mch = 19 g and the length of
the chips lch = 2500 mm is determined by measuring. The density of the workpiece
material is ρ = 7.85·10-3 g/mm3. With given conditions, calculate the chip velocity vch and
shear angle ϕ, on the assumption that the width of the cutting layer has not changed during
processing.
Solution: First, one needs to calculate the depth of cut ap at the last passage (assuming that
the process is running with the same dimensions of the tool at each passage):
ap 
D  d 50  38 12


 2 mm
2i
23
23
The chip compression ratio λch amounts to:
ch 
mch
mch
19


 2.42
A  lch  m a p  f  lch  m 2  0.2  2500  7.85 103
Cutting speed vc at last passage is:
vc 
d  2  a    n  38  2  2   316  41.7 m / min
1000
1000
p
Chip velocity vch sliding over the rake face of the blade is then:
vch 
vc
ch

41.7
 17.23 m / min
2.42
To calculate the shear angle ϕ, it is necessary to know the value of the rake angle γ, which
is calculated from:
  90      90  8  78  4
or
  4   / 180  0.069 rad
And finally the shear angle ϕ amounts to:
  arctg
66
cos 
cos 4
 arctg
 23
ch  sin 
2.42  sin 4
CHIP COMPRESSION RATIO
Remarks
Literature:
[1] Globočki-Lakić, G.: Metal cutting process – theory, modelling and simulation, Faculty
of Mechanical Engineering, Banja Luka, 2010 (in Serbian)
[2] Globočki-Lakić, G., Sredanović, B.: Supplementary material to perform laboratory
exercises in metal cutting process, Faculty of Mechanical Engineering, Banja Luka,
2011 (in Serbian)
[3] Lazić, M.: Metal cutting process, Faculty of Mechanical Engineering, Kragujevac,
2002 (in Serbian)
[4] Nedić, B., Globočki-Lakić, G.: Development Model for Control of Metal Cutting
Process, 10th DEMI Conference, Banja Luka, Bosnia and Herzegovina, 2011, 309-315
67
CHAPTER V
CUTTING FORCES
Contents
5.1
5.2
5.3
5.4
5.5
5.6
5.7
Theoretical considerations
Determination of specific cutting forces
Determination of the resultant cutting force components
Statistical evaluation of experimental results
Cutting force components measuring system
Laboratory work – Measurements of cutting force components
Final conclusions
5.1 Theoretical considerations
Cutting forces and torques represent the characteristics of the state and behaviour of the
cutting process. Cutting forces are one of the most important machining parameters.
Knowledge of the size and direction of the resultant cutting force F and its components:
main cutting force Fc, feed force Ff, and passive force Fp is very important for:
1. Design of the machine tools (supporting structure, selection and definition of the
operation, budget, and guiding system)
2. Selection of the cutting and working conditions in the technological preparation,
3. Assessment of the processing accuracy due to deformation of the machining system,
4. Analysis of phenomena in the cutting zone and definition of the tool-wear
mechanisms,
5. Vibration analysis in the cutting process and dynamic behaviour of the machining
system.
The size of cutting forces is the criterion for the evaluation of machinability, because in the
processing of hard-to-machine materials higher cutting forces appear. The size of the
cutting force as well as workpiece materials affect a range of other factors, Figure 5.1.
Penetration of the tool wedge into the material of the workpiece causes cutting resistance
by the action of internal forces in the material. The resultant force F, represented here in
the turning process as an example, can be decomposed into the following components:
cutting force Fc, feed force Ff and passive force Fp (Figure 5.2). These resultant force
components are usually detected metrologically by using piezoelectric force sensors
explained in detail further in this chapter.
69
METAL CUTTING – Theory and Applications
Figure 5.1 Factors affecting the size of cutting forces [1]
The first component is the main cutting force Fc whose vector operates at the tool contact
point with the machined surface in the direction of the cutting speed vector. Passive force
Fp represents resistance to the tool penetration into the workpiece material, and acts
perpendicular to the machined surface. In oblique cutting, there is resistance to feed
motion, i.e. feed force Ff, which acts counter feed direction.
Figure 5.2 Resultant force F and its components in the cutting process, acc. to DIN 6584
70
CUTTING FORCES
Figure 5.3 Components of resultant force in working plane
For each type of cutting (Figure 5.4), the analysis of forces derived for the orthogonal cut
by Merchant is the basis for determining the forces acting on the tool cutting edge, as
shown in Figure 5.3. Resultant cutting force FR can be divided into:
 Tangential force (friction force) FT and normal force FN,
 Tangential force of shear plane (share force) Fϕ and normal share force FϕN,
 Major cutting force Fc and passive force Fp, and also feed force Ff in oblique
cutting.
In practice is the most significant the relationship between friction force FT and FN, which
determines the coefficient of friction μ on the tool rake face, i.e. friction angle ρ, because it
allows the calculation of the individual components of the resulting cutting force, Eq. 5.1:
  tg  
FT
FN
5.1
Expressions for the calculation are usually determined depending on the main cutting force
Fc. Other components of the resulting force can be calculated on the basis of the main
cutting force. Based on the resulting cutting force F and the main cutting force Fc, other
components of the resulting cutting force can be defined as:
F 
Fc
cos    
and F p  Fc tg    
FT  F sin   Fc
FN  F cos   Fc
sin 
   FN
cos    
cos 
cos    
F  F cos        Fc
cos      
cos    
5.2
5.3
5.4
5.5
71
METAL CUTTING – Theory and Applications
Figure 5.4 Components of forces for different types of machining [2, 3]
Based on the measured values of the force components Fc and Fp, it is possible to
determine the value of the angle of friction  and friction coefficient .
tg   
72
Fc sin   F p cos  Fc tg  F p
FT


FN Fc cos   F p sin  Fc  F p tg
5.6
CUTTING FORCES
The average normal and tangential stresses originating from the resultant force components
acting on the rake face can be calculated using Eq. 5.7 and 5.8.


F N
A
F
A
sin 
  Fc sin   Fp cos  
a pb
5.7
sin 
 Fc cos   Fp sin  
a pb
5.8


where:
A 
a pb
A
– shear plane area,

sin  sin 
ap – depth of cut [mm],
b – width of cut [mm],
 – shear angle.
Derived expressions for calculating the cutting forces in orthogonal cutting indicate that
the cutting force and, thus, the power consumption depend on:
 Workpiece material properties (stresses , ),
 Tool geometry (rake angle),
 Friction in the contact zone between the tool and the workpiece material,
 Machining geometry (depth and width of cut).
The size and direction of the resultant force are strongly influenced by the cutting parameters
and cutting section geometries used [4 - 6]. Figure 5.5 shows the dependence of the static
components of the resultant cutting force Fc, Ff and Fp on the feed f, cutting speed vc, depth
of cut ap and the tool cutting edge angle κr qualitatively in a linear coordinate system.
The extremes in the profiles of the resultant force components over cutting speed can be
ascribed to growth of built up-edge (BUE). The reduction of forces with increasing cutting
speed is caused by the reduction of material strength at higher temperatures. The
components of the resultant force increase proportionally over the depth of cut ap. Yet this
is only valid if the depth of cut is larger than the corner radius of the tool. The profile of
feed force Ff and passive force Fp over the tool cutting edge angle κr results from the
geometric position of the cutting edge with respect to the workpiece axis, since with a
larger cutting edge angle the resultant force component aimed in the feed direction
increases, and its maximum is reached at κr= 90°. If the tool cutting edge angle is
increased, the undeformed chip thickness h increases proportionally to the reduction of the
width of undeformed chip b. Since cutting force Fc is proportional over depth of cut ap (
width of undeformed chip b) but increases degressively over feed f ( undeformed chip
thickness h), a light reduction of Fc with increasing κr is the outcome of both changes.
73
METAL CUTTING – Theory and Applications
Figure 5.5 Components of resultant force depending on feed f, cutting velocity vc, tool
cutting edge angle κr, and depth of cut ap (qualitative)
The influence of the tool geometry (Figure 5.6) includes tool wedge angle, tool cutting
edge inclination s, tool tip radius r and tool cutting edge angle κr. For example, the value
of the clearance angle does not substantially affect the cutting force, whilst a 1° change in
the rake angle  leads to a 1-2% change in the main cutting force. Reducing the value of
the rake angle will lead to cutting forces being reduced but will decrease the tool strength
and might cause its breakage. The strongest cutting edge is achieved with a negative rake
angle value. The tool cutting edge inclinations has only a slight influence on cutting
forces, mostly on the radial component – passive force Fp. Tools with high values of the
inclination angle generate high impact forces that cause buckling (deflection) of the
workpiece. Otherwise, this force is very small when using a tool with major tool cutting
edge angle κr= 90. In this case, it is also possible to process small-diameter workpieces.
Major tool cutting edge angle κr also significantly affects the cutting force Fc (also the
force components Fp and Ff) due to changes in chip shape and dimensions.
74
CUTTING FORCES
Figure 5.6 Influence of tool geometry on cutting forces [2]
If there is alteration in cutting forces in a time period with the processing parameters
remaining unchanged, it is obvious that the value of the cutting force changes with the
processing time. In instances of a stationary random process, statistic parameters can easily
be determined – the mean force (static component of the cutting force) and standard
deviation as the dynamic component of the cutting force, Figure 5.7.
Figure 5.7 Static FS and dynamic FD component of cutting force
5.2. Determination of specific cutting forces
In the past there have been several attempts to mathematically describe the dependence of
cutting force on influential parameters, but not very successfully. Kienzle and Victor
established the principle of cutting force changes influenced by the relevant parameters,
Figure 5.8.
75
METAL CUTTING – Theory and Applications
Figure 5.8 Parameters influencing cutting force [1]
If the components of the cutting forces are divided with the chip cross-sectional area, we
get the factor of proportionality referred to as the specific cutting force ki;
ki 
Fi
bh
i = c, f, p
5.9
The value of the specific cutting force is not constant but changes depending on the
thickness of the chip. If we now plot the values thus found over undeformed chip thickness
h in a double logarithmic plot, the measurement points arrange themselves in a straightline,
Figure 5.9:
ki  ki ,1x1h  mi
i = c, f, p
5.10
ki,11 – unit specific cutting force; the cutting force required to detach a chip of undeformed
chip width b = 1 mm and undeformed chip thickness h = 1 mm,
mi – exponent.
Figure 5.9 Influence of undeformed chip thickness h on specific cutting force ki [1]
The corresponding linear equation
log  Fi / b   log ki ,11  1  mi   log  h 
5.11
can be converted into the Kienzle-Viktor Equation
Fi  b  h (1 mi )  ki ,1x1
76
i  c, f , p
5.12
CUTTING FORCES
If one wants to track the dependence of the cutting force on the chip thickness, the
previous equation can be easily written in the form:
Fi  Fi / b  ki ,1x1  h1 mi
5.13
To determine ki,11 and (1–mi), cutting
experiments are carried out for the
combination of workpiece material and
cutting tool material under investigation.
In these experiments, the relevant cutting
forces are measured with constant cutting
speed, depth of cut and cutting section
geometry and plotted in accordance with
Figure 5.10. The required specific cutting
force characteristic parameter ki,1x1 is
determined
by
extrapolating
the
undeformed chip thickness to h = 1 mm.
The tangent of the angle between the
straight line and the x-axis is the desired
gradient value (1–mi).
Figure 5.10 Graphical determination of
characteristic values ki,11 and (1–mi)
Table 5.1 Experimentally determined values for specific cutting force [1]
Specific cutting force kc (N/mm2) for different values of chip thickness h (mm)
Tensile
Material
strength;
No.
hardness
1.0744
1.0050
1.0060
1.0070
1.0722
1.1221
1.7131
1.5920
1.7225
1.7220
1.8159
1.7262
1.1165
GGG70
GG 10
GG 15
GG 20
GG 25
340/370
520
620
720
670
770
770
630
730
800
600
590
770
300 HB
180 HB
180 HB
220 HB
220 HB
Cast iron 55 HRC
0.063 0.08
2850
4080
3380
5180
3270
3500
4310
5180
5130
4000
4560
3660
3050
2550
1070
1700
2040
2380
3860
2730
3840
3240
4820
3160
3360
4050
4820
4820
3810
4280
3520
2830
2400
1040
1610
1920
2240
3690
0.1
2630
3620
3120
4510
3060
3220
3820
4510
4550
3630
4040
3390
2660
2260
1010
1540
1810
2110
3530
0.125 0.16
2540
3430
3000
4220
2970
3100
3610
4220
4290
3470
3810
3260
2540
2130
980
1470
1720
1990
3390
2430
3210
2880
3920
2870
2960
3380
3920
4030
3290
3580
3130
2350
2000
950
1400
1610
1870
3230
0.2
2340
3020
2770
3660
2780
2850
3190
3660
3800
3140
3370
3010
2180
1890
920
1330
1530
1760
3100
0.25 0.315 0.4
2250
2850
2670
3430
2700
2730
3010
3430
3580
3000
3180
2900
2050
1780
900
1270
1440
1660
2970
2170
2690
2570
3200
2610
2620
2840
3200
3380
2850
3000
2790
1920
1670
870
1210
1360
1570
2850
2080
2530
2470
2980
2520
2510
2660
2980
3170
2720
2820
2680
1830
1580
840
1150
1280
1470
2720
0.5
0.63
0.8
2000
2380
2370
2780
2450
2410
2510
2780
2990
2590
2660
2580
1770
1490
820
1100
1210
1390
2600
1930
2250
2280
2600
2370
2310
2370
2600
2820
2470
2500
2480
1740
1400
800
1050
1150
1310
2490
1850
2110
2190
2420
2290
2220
2230
2420
2650
2350
2350
2380
1700
1320
770
1000
1080
1230
2390
kc1×1
1-mc
h=1
1780 0.83
1990 0.74
2110 0.83
2260 0.70
2220 0.86
2130 0.82
2100 0.74
2260 0.70
2500 0.74
2240 0.79
2220 0.74
2290 0.83
1680 0.72
1240 0.74
750
0.87
950
0.79
1020 0.75
1160 0.74
2280 0.81
5.3 Determination of the resultant cutting force components
This chapter briefly presents theoretical equations for determination of the resultant force
components for different machining operations.
77
METAL CUTTING – Theory and Applications
5.3.1 Components of resultant cutting force in turning
Resultant cutting force F on a turning tool, which overcomes the cutting resistance,
consists of three components: major cutting force Fc, feed force Ff and passive force Fp,
Figure 5.11.
Undeformed chip width:
ap
b
sin  r 
Undeformed chip thickness:
h  f  sin  r 
Figure 5.11 Components of resultant cutting force in longitudinal turning [1, 3]
If we take into account the terms of the width and thickness of the chip, the expressions for
the cutting force components are as follows:
Fc  A  k c  bh 1 mc k c ,11
F f  A  k f  bh
F p  A  k p  bh
1 m f 
kc 
k f ,11
kf 
k p ,11
kp 
1 m p 
Fc
 k c ,11  h  mc
bh
Ff
bh
Fp
bh
5.14
 k f ,11  h
m f
5.15
 k p ,11  h
m p
5.16
Resultant cutting force can be calculated using the following relation:
F  Fc2  F p2  F f2
78
5.17
CUTTING FORCES
5.3.2 Components of resultant cutting force in drilling
In drilling, it is necessary to determine the moment of cutting Mc [Nm] and feed force, i.e.
axial force Ff [N]. The cutting force is calculated from the equation of torque assuming that
the force Fc/2 operates in the middle of the cutting surface, Figure 5.12.
Cutting moment:
F D
Mc  c 
2 2
Undeformed chip width:
D
b
 
2 sin  
2
Undeformed chip thickness:
h
f
 
sin 
2 2
Figure 5.12 Components of cutting force in drilling and the chip cross-sectional area [1, 7]
If the main cutting force is represented depending on the chip cross-sectional area with
Kienzle's equation:
Fc  A  k c  2bh  k c  2bh  k c ,11  h  mc .
5.18
If in the previous equation, the values for the width and thickness of the chip are entered,
we get the expression for the specific cutting force kc:
kc 
4M c 1
Fc


2bh
D 2bh
kc 
8M c
.
D2 f
5.19
The feed force can be calculated by similar expression:
F f  A  k f  2bh  k f  2bh  k f ,1 x1  h
m f
,
5.20
and the specific feed force is:
kf 
Ff
2bh
.
5.21
79
METAL CUTTING – Theory and Applications
5.3.3 Components of resultant cutting force in milling
It is typical for the milling process that the size and position of the cutting force
components change during the process. Therefore, when considering this process, two
coordinate systems have to be adopted: a fixed coordinate system of the machine tool (Fx,
Fy, Fz) and a variable (co-rotating) coordinate system Fc, Ff, Fp on the cutting edge of the
tool. For practical use of the measured values of the force components (Fx, Fy, Fz), the
tangential component, i.e. peripheral cutting force Fc(), the radial component - feed force
Ff() and the thrust component, i.e. passive force Fp() in the direction of the axis of the
spindle, have to be calculated, Figure 5.13.
Figure 5.13 Components of cutting force in face milling and chip cross-sectional area [1, 7]
Tangential force:
Fc    Fx  cos   Fy  sin 
5.22
Radial force:
Ff    Fx  sin   Fy  cos
5.23
Passive force:
Fp     Fz  
5.24
The main cutting force can be expressed in Kienzle’s equation
Fc  bhm  k c  bhm1mc   k c ,1x1
5.25
Undeformed width of cut b can be expressed by a similar equation as in case of turning:
b
80
ap
sin  r 
5.26
CUTTING FORCES
Since the cross sectional area of the cut during milling varies, the geometric mean chip
thickness hm is calculated, Figure 5.14:
hm 
  2
f
 

z
sin 
1
d


fz
   2  1
where:
cos  1  cos  2 

cos  1 
a e  2e
D
5.27
cos 2  
ae  2 e
.
D
5.28
Finally, the mean thickness of the chip in face milling is, Figure 5.14, right:
hm 
2  ae
fz
fz
 a  2e ae  2e  
 e

    D
 2  1  D
D 
2
1
5.29
In the equation 5.29 we must write angles φ1 and φ2 in arched coordinates. Since the arc
cos function has infinite solutions, the following values for both angles must be used:
0  1   / 2 and  / 2  2   .
Figure 5.14 Medium chip thickness for peripheral milling (left) and face milling (right) [8]
and the mean thickness of chip for peripheral milling is, Figure 5.14. left:
 
hm 


f z sin
0
d


fz

1  cos  
5.30
When replacing values from φ and sinφ, we will get
2
2
D D

     ap 
ap  ap 
2
2
  

2
sin  
1  
D
D
D
2
ap

1  cos 
sin 

D
2
2
D
 a p D  2a
2a p
p

 1
cos   2
D
D
D
2
5.31
5.32
5.33
81
METAL CUTTING – Theory and Applications
fz  ap
hm 
D  arcsin
5.34
ap
D
Value hm is calculated at half the angle φ, i.e. for ψ=φ/2.
Since milling is an interrupted cutting operation, the angle of engagement φ refers to a
certain number of teeth zFi
z Fi  z F
 (rad )
2
5.35
where zF is a number of cutters teeth. When measuring forces, cutter with single blade is
used so that the number of teeth zFi= 1.
Simplifying the equations for the main cutting force
Fc  bhm  k c  bhm1mc   k c ,1x1 ,
5.36
we come to the expression for specific cutting force
kc 
Fc
 kc ,1x1hmmc .
bhm
5.37
In a similar manner the expression for feed force can be derived
1 m f 
F f  bh m k f  bh m
k f ,1 x1 ,
5.38
or for specific feed force
kf 
Ff
bh m
m
 k f ,1x1hm f .
5.39
5.4 Statistical evaluation of experimental results
In many experimental studies we want to determine the effect of one variable to another. In
most cases the relation is not linear and we can find a bigger or smaller scatter in results,
which is due to inaccuracies in the measurement of both variables or incorrect assumptions
about a linear function. Statistical method to determine the linear relationship between the
dependent and independent variable is called the linear regression, and result is the
regression equation. Coefficients of the linear regression equation are usually determined
by the least squares method. In order to obtain a linear form of the equation, an equation
that connects the chip thickness and specific cutting force kc, has to be logarithmic:
kc  kc ,1x1h  mc
logkc   logkc ,1x1   mc logh  .
5.40
The last equation can be written in the following form:
y  a0  a1x
5.41
where:
y = log (kc)
x = log (h)
82
dependent variable
independent variable
a1 = - mc
a0 = log (kc1x1)
inclination angle
section on the ordinate.
CUTTING FORCES
Table 5.2 The values of dependent and independent variables
Independent variable
x1
x2
x3
… … …
xn
Dependent variable
y1
y2
y3
… … …
yn
a0+a1x1 a0+a1x2 a0+a1x3 … … … a0+a1xn
Regression values of dependant variable
The coefficients of the regression equation (a0, a1) are obtained using the least deviation of
the measured values to the values obtained by regression equation. The sum of squares of
all deviations must be minimal. Function S will have a minimum value only for those
coefficients a0 and a1 for which its partial derivatives are equal to 0.
2
N
S
0
a 0
S   a0  a1xi  yi 
i 1
S
0
a1
5.42
The system can be reduced to two inhomogeneous linear equations with two unknowns,
i.e. the normal equations that can be solved using different methods (by use of matrix
calculus, determinants application or by use of already made software).
Using the method of least squares on a concrete example, and solving this system of
equations, regression coefficients are obtained:
log k c ,11 
N
N
i 1
i 1
N
N
i 1
i 1
2
N
N    log hi 
i 1
N
 mc 

 log kci    log hi    log hi   log hi  log kci


2
 N

   log hi 
 i 1

N

5.43
2
N
N   log hi  log kci   log hi   log kci
i 1
i 1
5.44
i 1
2


2
N   log hi     log hi 
i 1

 i 1
N
N
Measure of connection between the two variables is the correlation coefficient r. Its values
lie between +1 and -1. When the value is 0, there is no linear relationship between the two
variables, and when the value is ± 1 the connection is linear. It is calculated according to
the formula:
N
r


N
N
i 1
i 1
N   log hi  log kci   log hi   log kci
i 1
N

 N

2
 N    log hi     log hi 

i 1
 i 1


2
N
 
   N   log kci
 
i 1
 


2

 
   log kci  
 i 1
 
N
2
5.45
5.5 The cutting force components measuring system
The measurement of forces in cutting is the result of problems encountered in the
analytical determination of the cutting force components. Since it is impossible to measure
the components of cutting forces in their positions, their reactions to a certain distance to
the cutting edge are measured. So we need a measuring system which can perform accurate
measurements regardless of the position of force or torque application.
83
METAL CUTTING – Theory and Applications
The measuring system must meet the following requirements:
 to maintain the accuracy of the base,
 dynamic properties must be highly similar to the original situation,
 mounting the tool or workpiece should not significantly change its position,
 frequency response should be as wide as possible,
 the interaction between the components of forces and moments should be minimal,
 the sensitivity of the transducer has to be stable with time, temperature, and
fastening tool and the workpiece,
 high resolution; the ability of measuring small changes in the forces and moments,
 easy to set a zero point, sensitivity, measuring ranges etc..
Systems for measuring forces were developed in university laboratories. These systems are
described in detail in the literature and require highly skilled people and special equipment.
The aim of the development of the measurement system is to provide industrial applied
research with simple and effective measurement systems. These measurement systems
should give answers to problems that arise in the design, manufacture and use of tools.
They are utilized to exert comparing of the machinability of materials as well as for the
optimization of machining parameters.
Figure 5.15 Measurement system for measuring the cutting force components in the
processes of drilling, milling and turning
Figure 5.15 shows a measurement system for measuring the cutting force components in
the processes of drilling, milling and turning, and is sufficient for all the requirements
listed above. Piezoelectric sensor – dynamometer changes the mechanical signal into the
electric one which is then amplified by the charge amplifier. Through the A/D digitizer the
signal is transferred from the charge amplifier to a PC computer, where the appropriate
software package calculates the specific cutting force.
Piezoelectric principle: One of the properties of some crystals is that under mechanical
load on their surface an electric charge will occur. This phenomenon is called piezoelectric
effect, discovered by the Curie brothers in 1880th. These crystals are also called
transducers, as they change mechanical load in electric charge. (Dynamo) meters are
composed of several transducers, which are differently prestressed and calibrated. Quartz
crystals are most commonly used for the force transducers, which are known as a very
good piezoelectric material. Three piezoelectric effects are visible on the crystal, Figure
5.16.
The electric charge, which is obtained on the surface of the crystal, is collected by the
electrode. Charge is converted into an analogue voltage by charge amplifier.
84
CUTTING FORCES
Longitudinal effect
Electric charge Qe is proportional to the force F and
independent of crystal size
Transversal effect
Electric charge Qe is proportional to the force F and to the
crystal dimension ratio(y vs. x)
Shear effect
Electric charge Qe is proportional to the shear force F and
independent of crystal size
Figure 5.16 Piezoelectric effects in quartz crystal [1]
Transducers: quartz crystals are cut in the crystallographic directions. This gives the
crystal plates, which are brought into the steel casing of the force transducer. Steel housing
provides uniform distribution of deformation of the crystal plates, while protecting them
from dirt. Housing must be well insulated (resistance 1013 Ω).
One should use the longitudinal piezoelectric effect when observing the forces acting on a
single axis. The electric charge is proportional to the active force and is independent of the
size of the crystal. Multi-component transducers are composed of several crystals which
are mechanically arranged in series. Thus, a force is acting on each of the crystal and at the
same time on all together. Each element is sensitive to the load in one direction only, since
the crystal plates are cut in different crystallographic directions. This method allows the
determination of the individual component of the force. To measure the shear effect, the
crystal plates are attached to the steel plate through which shear stresses are transmitted, or
by prestressing where achievement of sufficient friction between the surfaces is needed.
85
METAL CUTTING – Theory and Applications
Transducers for torque measurements: can be made by the placement of small circular
plates of crystal arranged in a circle. Orientation of their shear sensitive axes is tangent to
the circle. The plates are mechanically and electrically parallel. Torque acting on the axis
of the transducer causes an electrical charge that is proportional to the torque load. Again,
the transducer is prestressed so that the frictional force between the elements is capable of
transmitting torque. Described transducer is an essential part of the device for measuring
the axial force and torque in drilling.
Dynamometers: transducers can be used independently only in special cases. Most are set
up as components of dynamometers. Their advantage is that each transducer is loaded in a
particular direction designed in the construction of the dynamometer. The result is a much
smaller load of transducers than in their sole use. Dynamometers also allow greater
tolerance in point of application of the load. Thus, the force with constant magnitude and
direction of operation but by changing the point of application always gives the same
measurement results. Piezo-meters can be built in various forms and for various purposes.
Operating range is very broad and different loads can be measured.
In orthogonal turning, the following components of the cutting force are interesting:
cutting force, feed force and passive force. Therefore, the tool is clamped in the threecomponent force piezoelectric sensor. The dynamometer is rigidly attached onto the lathe
cross slide.
In milling, two ways of force measuring can be used; mounting the workpiece on a threecomponent dynamometer, or mounting the transducer on the cutter. For small workpieces,
the first method is more appropriate. Clamping of larger workpieces causes a problem. In
this case, the second method must be used. This method is much more demanding.
In drilling, feed force and torque of the main cutting force is measured. In addition to them,
the passive force occurs in the form of a vector, which is normal to the axis of rotation, and
rotates around the axis. In ordinary spiral drills the two passive forces between two cutting
edges cancel each other. We get a resultant passive force that bends the drill when using
drills with interchangeable inserts. The dynamometer is placed under the workpiece,
because this is the easiest way to trace cutting forces reactions. Figure 5.17 shows a multicomponent sensor, which is mounted on the table of the drilling machine. This
measurement is based on a two-component transducer (Ff and Mc), which is installed
between the lower and the upper plate of the housing. Converter is preloaded. If we are
interested in the lateral passive forces, a two-component transducer which is sensitive to
the shear stress in the X and Y directions is installed in the dynamometer. Passive force is
measured with the two components and is determined as a record of the two sinusoidal
signals with a phase shift for 90 degrees.
Figure 5.17 Multi component dynamometer for measuring the cutting force components in
the processes of drilling [1]
86
CUTTING FORCES
Piezoelectric sensor (material) is the insulator and for that reason metal plates that are
linked to the plate of the piezo transducer have the role of the electrodes. From the
electrical point of view, a system can be considered as capacitor, where the resulting
voltage is proportional to the charge generated by the crystal and the inverse capacitance of
the system:
U
kq – crystal constant
xi – crystal deformation proportional to the load
Co – crystal capacitivity
Cs – cables and instrument capacitivity
k x
Qe
 q i
C C0  CS
5.46
The resulting electric charge in the crystal causes a current through a resistor, and thus the
voltage drop. Voltage changes with time, Figure 5.18:
U t   U t  0   e

t
Ri  C 0  C S

 U t  0   e

1
T
5.47
T – time constant
Figure 5.18 Piezo sensor circuit model and voltage drop in time [1]
Hence it follows that the measurement has correct reading at t = 0, and no longer. For this
reason, we strive to maximize the time constant, which requires a lot of resistance. Piezo
crystal is suitable for the measurement of very rapid processes (large input frequency), and
less for slow or stationary states. In order to achieve high input resistance (impedance),
piezo transducer is connected to an amplifier with high input impedance.
Charge amplifier consists of a DC amplifier with high input impedance, a capacitor in
feedback loop C and adjustable ohm resistor R. The capacitor C converts electric charge Qе
generated in the sensor into the proportional voltage U. By varying the capacitance of the
capacitor in feedback loop, the amplification factor changes. Due to the current losses for
charging the capacitor, ohm resistor is included in the feedback loop too. The ohm resistor
prevents current losses and improves the amplifier characteristics. With this option, the
time constant is set, Figure 5.19.
U
k T

X i 1 T
T  RP  C P
k – amplification factor
T – time constant
Figure 5.19 Principle of charge amplifier circuit [1]
87
METAL CUTTING – Theory and Applications
5.6 Laboratory work – Measurements of cutting force components
The aim of the laboratory work is to execute measurements of cutting force components
and establish as to how different cutting regimes reflect on the cutting forces. To obtain
results, it is necessary to execute regression analyse and show the results in diagrams.
Figure 5.20 Principle of cutting force measurements in turning
A. Laboratory work
Task. For different depth of cut and feed rate settings, measure cutting forces in turning
and carry out statistical data processing.
Figure 5.21 Schematic setup of cutting forces measurements principle
88
CUTTING FORCES
Table 5.3 Measuring instruments and accessories
No.
Name and characteristics
1
Calliper
Measuring range: 0 - 150 mm
Accuracy:
0.01 mm
Figure
Force measurement chain
Connected to PC:
2






dynamometer,
tool holder,
charge amplifier,
cables,
A/D card,
software.
Measurement procedure:
1. Choose machine tool and cutting tool for experiment
2. Connect force measurement chain to the universal lathe
3. Select three different depths of cut ap and three different feed rates f
4. Measure cutting forces for each cutting regime combination
5. Perform statistical data processing
89
METAL CUTTING – Theory and Applications
Table 5.4 Machine tool data
Elements
Values
Machine tool
Type
Designation
Power P (kW)
Feed range (mm/rev.)
Spindle speed range (rev./min)
Adopted revolution speed nr (rev./min)
Tool
Designation
Tool wedge angle α =
β=
Tool cutting edge angle, nose radius κr =
rε =
γ=
Tool-overhang ln (mm)
Workpiece
Material designation
Hardness HRC
Tensile strength Rm (N/mm²)
Dimension D  L (mm)
One must take into account that the values of the forces from dynamometer correspond to
cutting forces according the following schedule; Fz value corresponds to the main cutting
force Fc, Fy is the value of the feed force Ff and Fx is the value of the thrust or passive force
Fp.
Table 5.5 Measurements and calculations sheet (case study)
No.
1
2
3
4
5
6
7
8
9
Depth of cut
ap (mm)
2.5
2.5
2.5
2.0
2.0
2.0
1.5
1.5
1.5
Feed
f (mm/rev.)
0.280
0.355
0.400
0.280
0.355
0.400
0.280
0.355
0.400
Main cutting force
Fc (N)
Feed force
Ff (N)
Passive force
Fp (N)
1419
1834
2021
1164
1468
1609
944
1156
1165
607
716
780
542
586
615
438
481
489
451
559
619
407
477
518
356
418
423
MS Excel diagrams show the influence of depth of cut and feed on cutting forces
components, Figure 5.22 - 24.
90
CUTTING FORCES
Figure 5.22 The influence of feed on main cutting force at different depths of cut
Figure 5.23 The influence of feed on feed force at different depths of cut
Figure 5.24 The influence of feed on passive force at different depths of cut
91
METAL CUTTING – Theory and Applications
With regression analysis (function LINEST in MS EXCEL), empirical models showing the
influence of depth of cut ap and feed f on cutting force components can be derived:
1849 ∙
0.925
∙
0.850
558 ∙
0.776
∙
0.458
656 ∙
0.590
∙
0.692
Using MATLAB and the following program code a three-dimensional graph of the
aforementioned dependence is provided:
va=1:0.05:3;
vf=0.2:.001:0.42;
[a,f] = meshgrid(va,vf);
C=1849;
F = C.* (a.^0.925 + eps) .* (f.^0.850 + eps);
mesh(a, f, F);
colorbar
Figure 5.25 The influence of depth of cut and feed on cutting force
5.6.1 Software for cutting force measurement and analysis
The Laboratory for Machining (LABOD) of the Faculty of Mechanical Engineering,
University of Ljubljana, Slovenia, has developed a software application for cutting force
and torque measurements and analysis named “LABOD_Forces”. LABView based
software saves machining parameters and calculates Kienzle regression equation for
cutting force modelling. Figures 5.26 – 5.29 represent sequences (tabs) in the
LABOD_Forces measurement and calculation procedure.
92
CUTTING FORCES
Measurement procedure:
 Signal Tab: In this part a capture of the signal is carried out. To be precise, the
upper graph represents the current value of the signal with a short history. This
graph is for information purposes only. In order to obtain the desired signal for
further processing, pressing the START button is required just before the cutting
process. With this button the capture of signal is initiated, as demonstrated by the
red light below the button. When the process is complete by pressing the START
button, recording is stopped (red light turns to green). The recorded signal is
located in the graph below. If the analysis does not need the entire signal, part of
the signal can be cut with sliders: "Beginning of the signal" and "End of the signal"
(Fig. 5.26)
Figure 5.26 Definition of the part of signal for analysis and signal capturing [1]
 Saving Tab: This window provides an overview of signal for analysis,
determination of the process type (turning or drilling), input of cutting parameters
and saving the file of a single experiment. Once the measurement is performed, it is
necessary to determine the appropriate cutting process by clicking TURNING/
DRILLING. Then it is necessary to enter the appropriate amplification, which is set
on charge amplifier and selected cutting parameters. Finally, it is necessary to
specify a file name, in which all the data of each machinability test is saved and
press SAVE to store the average values of forces or moments and associated
machining parameters (Fig 5.27).
 Representation Tab: This window provides only an overview of individual
measurements and eventual deletion of incorrect entries. Deleting an individual
entry is performed by entering the row (No. of experiment) you want to delete and
press the DELETE key.
 Calculation Tab: The last part or window represents the conversion of the Kienzle
equation based on linear regression of cutting forces. In order to implement the
calculation, it is only necessary to choose which component of cutting force will be
set as input to the analysis of linear regression and the computer automatically
calculates the coefficients of the Kienzle equation. Matching of linear regression
93
METAL CUTTING – Theory and Applications
with experiments is shown graphically, and accuracy is quantitatively characterized
by the value of the MSE (mean square error). In addition, the result which is also
very important and useful for the industry, is the dependency graph of the specific
cutting force of the chip thickness. Therefore, the right part of the window also
shows this dependence.
Figure 5.27 Input of the cutting conditions, amplification and saving data into the file [1]
Figure 5.28 Representation of forces or moments at different experiments (cutting
conditions) [1]
94
CUTTING FORCES
Figure 5.29 Linear regression of measured data and generation of Kienzle equation [1]
5.6.2 Measurements of feed force and torque in drilling
The aim of the measurements on the machine tool is to determine the size of torque and
feed force when drilling with screw drill in the workpiece material.
For practical work execution, the following equipment is needed:
1. Machine tool – drilling machine.
2. Tool – twist drill with diameter d.
3. Workpiece (low mass, not to influence on measurements) – with known mechanical
and heat treatment properties.
4. Measurement chain (dynamometer, charge amplifier, cables, A/D card, and
software).
Process parameters such as spindle speed and feed rate are changed, and for each setting
the measurements of forces and torques are performed. With this the cutting speed and
chip cross section are changed.
Statistical evaluation of the measurement; program provides a measurement-based plotting
graphs:
Fc / b-h; Ff / b-h; kc-h; kf-h
From the obtained results, formulate a correlation between the change of the cutting
parameters and the size of the forces and torques.
1 According to the known equations, calculate the specific cutting force kc1×1, mc
coefficient and correlation factor r.
2 Calculate the size of the feed force and torque cutting forces generated by the cutting of
the test piece with similar tool; the drill bit with a diameter of 22 mm and a feed rate of
0.18 mm/rev.
95
METAL CUTTING – Theory and Applications
Table 5.6 Results of measurements for forces and torques in drilling
Measurement table
Machine tool:
Power:
Workpiece material:
Heat treatment:
Dimensions:
Tool / drill type:
Measurement chain:
Dynamometer:
Tool material:
Point angle:
Helix angle:
No.
Amplifier:
A/D converter:
Software:
Drill diam.
d (mm)
Cutting speed
vc (m/min)
Feed
f (mm/rev.)
Torque
Mc (Nm)
Feed force
Ff (N)
1
2
3
4
5
6
7
8
9
10
Table 5.7 Statistical data processing
Table for statistical data processing
No.
h
log h
(log h)2
kc
4
5
(log kc)2
log kc
log h∙log kc
1
2
3
4
5
6
7
8
9
10
No.
h (mm)
Fc (N)
b (mm)
96
1
2
3
6
7
8
9
10
CUTTING FORCES
Figure 5.30 Dependence Fc/b-h and kc-h [1]
97
METAL CUTTING – Theory and Applications
Practical task and calculations
Task. Machining is performed on a universal lathe with feed f = 0.1 mm/rev, and depth
of cut ap= 1.5 mm. Turning has tool cutting edge angle κr = 45°. Specific cutting force
of the workpiece material is kc = 1990 N/mm2 and cutting force exponent is mc= 1.
Calculate the cutting force.
Solution:
To calculate the main cutting force, it is necessary to define the geometric parameters of
the processing. Based on the cutting parameters (feed and depth of cut), it is possible to
calculate the geometric parameters of the process - the width and thickness of the cutting
layer, Figure 5.31. According to the established relations given in Figure 5.31, the width of
the cutting layer is:
b
ap
sin  r

1.5
 2.121  mm  ,
sin 45
and the thickness of the cutting layer is:
h  f  sin  r  0.1  sin 45  0.071  mm  .
Figure 5.31 Geometrical and technological parameters of turning
The main cutting force is calculated based on the specific cutting resistance and geometric
parameters in the following form:
Fc  b  h
1 mc 
 kc ,11  2.121  0.071
1 0.19 
1990  495  N 
5.7 Final conclusions
The measured values of the cutting force components along with the tool life represent the
most important information about the machinability of a particular material. Coefficients of
specific forces are entered into the database, and from the determination of the individual
factors influencing the size of the cutting forces, we can choose the appropriate tools
parameters.
98
CUTTING FORCES
Table 5.8 Influence of different factors on cutting forces – conclusions
Influencing factor
Influence on cutting force
feed, f
Double feed leads to rise of cutting force for 20-85%
(mean value for steel is cca. 60%). Maximal feed is
limited by tool radius.
depth of cut, ap
Double depth of cut results in double cutting force.
Depth of cut is limited by power and rigidity of the
machine tool.
cutting speed, vc
Cutting force reaches its maximum in a curtain region
(see figure; 80 m/min for steels) and decreases at
higher plasticity of material.
tool wear
Worn cutting edge leads to higher forces. For each 0.1
mm of wear, cutting force increases for 10%. Maximal
allowed wear depends on requested results (tolerances,
surface quality ...) and tool material and geometry. For
rough machining this means 10% of the insert
thickness.
rake angle, 
Enlarging the rake angle for one degree leads to
decrease of force for 1-2% for steel. Maximal rake
angle is limited by tool edge rigidity.
tool cutting edge
angle, 
With smaller tool cutting edge angle, chips are
narrower, which leads to rising of cutting forces. The
angle is limited with process stability.
material
Materials with higher hardness and strength are harder
to machine and forces are higher.
Larger wedge angles are needed for such materials to
prevent tool breaking.
tool material
Coated tools (carbides or HSS) especially with TiN
and Ti(C,N) have lower friction and lower forces. The
same is with finish treated cutting surfaces (grounded
and polished) with sharp edges.
chips evacuation
Grooves for chips evacuation have positive rake angle
which leads to smaller forces. The shape of grooves
depends on depth of cut and feed rate. Higher feeds
lead to chips jamming and rising of cutting forces.
cutting edge shape
(phase, roundness)
Phases and roundness compared to sharp edges give
higher cutting forces; i.e. for phases 0.2×20 deg. and
roundness 0.03-0.05 leads to 5-10% increase of cutting
forces.
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METAL CUTTING – Theory and Applications
Literature:
[1] Cedilnik, M., Rotar V., Kopač J.: Cutting 1, supplementary material for lectures and
exercises, script, Ljubljana, 2006
[2] Globočki-Lakić G.: Metal cutting process – theory, modelling and simulation, Faculty
of Mechanical Engineering, Banja Luka, 2010 (in Serbian)
[3] Globočki-Lakić, G., Sredanović B.: Supplementary material to perform laboratory
exercises in metal cutting process, Faculty of Mechanical Engineering, Banja Luka,
2011 (in Serbian)
[4] Cica, Dj., Sredanović, B, Globočki-Lakić, G., Kramar, D.: Modeling of the cutting
forces in turning process using various methods of cooling and lubricating: an
artificial intelligence approach. Journal of Advances in mechanical engineering, 2013,
vol. 2013, 1-8
[5] Sredanović, B., Globočki – Lakić, G., Čiča, Đ., Borojević, S., Golubović – Bugarski,
V.: Modeling of Cutting Forces with Artifical Neural Netvorks, ICMEN 2011 – 4th
International Conference on Manufacturing Engineering, Thessaloniki, Greece, 2011
[6] Globočki-Lakić G., Cica Dj., Sredanović B.: Application of Artificial Intelligence in
Modeling of Metal Cutting Process, 9th International Scientific–practical conference
“Research, development and Application of High Tehnologies in Industry”, Saint
Petersburg, Russia, 2011, 120-124
[7] Kopač, J.: Metal cutting – theoretical bases and technological instructions, Faculty of
Mechanical Engineering, Ljubljana, 2008 (in Slovenian)
[8] Muren, H.: Odrezavanje in odnašanje, Faculty of Mechanical Engineering, Ljubljana,
1995 (in Slovenian)
100
CHAPTER VI
THERMAL PHENOMENA IN MACHINING PROCESSES
Contents
6.1
6.2
6.3
6.4
Theoretical considerations
Temperature field of the cutting zone
Methods for determining temperatures in cutting
Laboratory work - Calorimetric method for mean chip temperature measurements
- Cutting temperature measurements with thermocouple
This chapter discusses the theoretical basis concerning the thermal phenomena that are
present in the cutting zone as well as a detailed analysis of heat sources and heat sinks in
the area of treatment.
It also analyses methods and techniques for the measurement of heat and temperatures
generated in cutting, with an emphasis on methods for the measurement of the mean
cutting temperature. A detailed explanation of the measurement method for the mean chip
temperature using the calorimetric method and thermocouple method for direct cutting
temperature measurement is given along with a laboratory work procedure.
6.1 Theoretical considerations
Heat generation in the cutting zone results from the conversion of mechanical work into
thermal energy due to material internal friction and friction that occurs on the tool contact
surfaces. Heat in the cutting zone has a major impact on:
 chip formation,
 chip deformation and compression,
 cutting forces and power,
 tool wear and deposit formation on the tool (BUE),
 surface quality,
 structure and thickness of the affected surface layer, etc.
More than 99.5% of mechanical energy in the cutting process consumed for the workpiece
material deformation and for overcoming the friction force on the contact surfaces of the
tool wedge is converted into heat. Vibrations are ignored here assuming that the kinetic
energy of the chips and the potential energy of elastic deformation of the crystal lattice of
the workpiece material, chips and tools are negligibly small. The amount of generated heat,
i.e. consumed mechanical work, can be represented by the following expression:
∙
∙
6.1
where:
Q – heat generated in the cutting zone,
W – mechanical work [J],
Fc – main cutting force [N],
vc – cutting speed [m/min]
t – cutting time [min]
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METAL CUTTING – Theory and Applications
The conversion of mechanical energy into heat takes place in four characteristic zones,
with some of the zones overlapping, Figure 6.1. Generated heat is the result of the
appearance of four heat sources Q in the cutting zone. The highest percentage of heat is
generated:
1. in the shear zone caused by internal friction between sheared layers in the material
of the workpiece, where Q1 = 75 – 80% of total Q – a primary deformation zone,
2. on the rake face caused by the friction between the chip and tool rake face, where
Q2 = 19 – 22.5% of Q,
3. on the clearance face caused by the contact of this tool surface and machined
surface, where Q3 = 2 – 3.5% of Q, and
4. in the zone of elastic deformation, i.e. below shear zone, where Q4  0.5% of Q.
Figure 6.1 Heat sources in the cutting zone
The character of heat extraction (distribution) is defined through a heat sink q, Figure 6.2.
Heat dissipation from the cutting zone depends on the machining procedure, cutting speed,
thermal conductivity of the workpiece and tool material, workpiece dimensions, tool
geometry, etc. Figure 6.2 shows that the highest percentage of generated heat goes into the
chip. A smaller percentage represents the heat sink in the processing environment, i.e. the
surrounding air. If CLF is used during processing, the heat dissipation percentage is much
higher. Heat sinks:
1. the chip, where q1 = 68 – 80% of total q; heat from sources Q1 and Q2 is dissipated
with the chip,
2. the tool, q2 = 2 – 5% of q; heat from sources Q2 and Q3 is dissipated over the tool,
3. the workpiece, q3 = 2 – 10% of q; heat from sources Q2, Q3 and Q4 is dissipated
over the workpiece,
4. the surroundings or CLF, q4 = 8 – 25% of q,
5. the tool surface layer q5 = 1 – 6% of total q.
Figure 6.2 Heat sinks in the cutting zone
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THERMAL PHENOMENA IN MACHINING PROCESSES
Figure 6.3 Influence of cutting speed on heat dissipation over chip, workpiece and cutting
tool [1]
The percentage of dissipated heat in the given processing conditions depends on the cutting
speed. The main part of the generated heat is dissipated with chips, Figure 6.3. At low
cutting speeds, the amount of generated heat dissipated with chips and the workpiece is
approximately the same. In modern machining and high-speed cutting, chips take up to
95% of the generated heat, so that the tool and the workpiece are relatively "cold". Figure
6.3 shows that as the cutting speed increases, the amount of heat dissipated with chips
increases, and the amount of heat dissipated with the tool and the workpiece decreases. For
example, when cutting steel with carbide tools at the cutting speed of 150 m/min, the
percentage of heat that dissipates with chips is about 80%, 15% with the workpiece, and
approximately 5% with the tool.
6.2 Temperature field of the cutting zone
Temperature field is generated in the tool, the workpiece and the chip as a result of the
formation and function of heat sources. This temperature field changes until thermal
balance has been restored, i.e. the balance between heat sources and heat sinks. Once a
steady state has been established, a so called quasi-steady thermal field occurs. It has been
determined through experiments that the establishment of thermal equilibrium process
takes about 15 seconds. The temperature field in the cutting zone and the tool, chip and
workpiece characteristic temperatures that can occur in the processing of steel are shown in
Figure 6.4. The temperature field changes because the heat sources in processing change;
(tool wear during processing; conditions of deformation and friction at the contact surface
of the tool change).
The temperature results from the heating elements that are in the zone of processing. It is
primarily manifested by elevated tool and workpiece heating. Heat conduction through
tools and the workpiece causes the appearance of the isotherms on the tool (or field lines
with the same temperature). Figure 6.4 clearly shows that different points of chips and the
tool rake face are at different temperatures. In both cases, i.e. the rake and the clearance
face of the tool, the maximum temperature is in the middle of the contact zone.
Maximum temperature is achieved in the middle of the rake face area, at the contact
between the tool and the chip, and not at the top of the tool as the tip of the tool and the
clearance face are cooled by the workpiece. In addition, in contact with the tool, the new
volume of material is coming which is moving opposite to the flow of heat, so the
103
METAL CUTTING – Theory and Applications
clearance face has a lower temperature than the rake face. Based on the analysis of many
researchers, the maximum temperature in the shear zone ranges from 300 to 450°C and
heat from this zone is generally dissipated to the chip.
It is well known that the complete temperature field in the cutting zone is very difficult to
determine. For this reason, in the analysis of the thermal load of tools and workpiece, the
characteristic temperature points of the cutting zone are defined, Figure 6.5, as well as the
mean temperature of cutting, Figure 6.6.
Figure 6.4 Temperature field in the cutting zone and characteristic temperatures in steel
machining [1]
There are four characteristic temperature points:
1. Maximum temperature on the tool rake face T1 – the temperature that occurs as a
result of the friction between the rake face and the chip. The peak is reached in the
middle of the contact and usually coincides with the maximum depth of the crater
on the tool rake face. When processing hard-to-machine materials, it can reach a
value of 1300°C and it is also the highest possible temperature in the cutting zone.
2. Maximum temperature on the tool clearance face T2 – the temperature which occurs
in the middle of the contact zone between the tool clearance face and the machined
surface. Since this contact is very small, this point is very close to the tool tip. This
temperature is considerably lower than the temperatures of the tool rake face and it
can go up to a maximum of 850°C in severe processing conditions.
3. Machined surface temperature T3 – temperature of the machined area is
significantly lower than the temperature of the tool and reaches the maximum value
of approximately 250C for hard turning. This leads to a conclusion that the tool in
the process of cutting is much more exposed to heat stresses than the workpiece.
4. Temperature in the shear plane T4 – the temperature that results from cleavage of
the workpiece material. We may say that this temperature has a positive effect on
the cutting process; the material softens and is therefore easier to deform. For the
toughest conditions, temperatures reach the values of 450C.
104
THERMAL PHENOMENA IN MACHINING PROCESSES
Figure 6.5 Temperatures in characteristic points of the cutting zone [2]
The mean temperature of cutting, i.e. the temperature defined as the contact zone
temperature is shown in Figure 6.6. In the same figure, the temperature dependence on the
cutting speed is presented.
Figure 6.6 Mean cutting temperature and its dependence on cutting speed
6.3 Methods for determining temperatures in cutting
There is a number of methods for the modelling and simulation of the thermodynamic
phenomenon in the cutting zone as well as for determining cutting temperatures. It is
known that experimental measurement methods are beset with many problems, because in
the cutting process many specifics occur compared to the conventional conditions of
temperature measurement. These specifics pertain to a narrow localized heating zone, the
specific pressures and temperatures, etc. All methods of the cutting temperature
determination can be classified into three groups:
1. Computational methods (finite difference method, variational method),
2. Methods of electro-thermal analogies, and
3. Methods of cutting temperature measurement.
Methods for the cutting temperature measurement can be divided according to different
criteria - measurement aim, type of sensors, etc., see Figure 6.7. Regarding the
measurement aim, the following methods can be singled out:
 Measurement of the mean temperature,
 Measurement of the local temperature, i.e. temperature at the point,
 Measurement of the temperature field, and
 Definition of certain laws.
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METAL CUTTING – Theory and Applications
Figure 6.7 Temperature measurement in cutting processes [3]
According to the type of sensor, the methods can be classified into: calorimetric, contact
and contactless. The most used methods for measuring the cutting mean temperature are:
calorimetric method, method of thermo-sensitive coatings, thermocouples, and method of
changing the colours of the chip thin oxide layer.
The most widely used methods for measuring the cutting temperature at the point (in
individual places of the tool, chip or workpiece) are: method of thermocouples, radiation or
optical method, microscopic analysis, and the method of electro-thermal analogy, etc.
6.3.1 Caloric heat measurements
This is the simplest method to measure the cutting zone mean temperature. It is based on
the fact that the highest percentage of the generated heat in the cutting zone dissipates to
chips. By measuring the amount of heat generated in chips and at the appropriate relation
definition, one can calculate the mean cutting temperature as well as the amount of
generated heat.
The principle consists of the chip generated in the machining being captured into liquid
and its heating is measured. One uses a liquid with known specific heat (water - cw). In
order to reduce losses, the vessel is thermally insulated (calorimeter). Based on the results
of the temperature measurement of fluid in the calorimeter before (T0) and after the chip
106
THERMAL PHENOMENA IN MACHINING PROCESSES
falls into the calorimeter (T1), and on the mass of the chip mch, when the liquid mass (mw)
and the heat of the workpiece material - chip cch are known, the mean temperature of the
chip Tch can be determined by:
∙
∙
∙
6.2
By applying this method one can measure the mean chip temperature before the chip has
fallen into the calorimeter. Necessary equipment is listed and presented in Figure 6.8:
1.
2.
3.
Thermally insulated vessel (calorimeter)
with water as a chip catcher,
Sensitive and precise thermometer,
Stopwatch to measure the time of
machining, the accuracy of 0.1 s and
calliper.
Figure 6.8 Equipment and principle of calorimetric method for mean chip temperature
measurements [4]
During the experiment, the calorimeter is placed below the workpiece and the tool, so that
chips fall directly in the calorimeter. Chapter 6.4 gives a detailed description and a
practical work of the chip mean temperature measurement using this method.
6.3.2 Measurement with thermo-colours
The method of thermo-sensitive coatings is often used to measure the mean temperature of
the cutting. The coatings - chemical compounds that change their original colour at the
right temperature are used here. Certain temperatures correspond to certain colours of the
coating. The resulting colour will not change even after cooling, making this method
suitable for the formation of the temperature fields (zones) of the tool wedge, Figure 6.9. In
this manner, a temperature range from 45 to 740°C can be determined with a measurement
error in the range of 10°C.
Figure 6.9 Method of cutting temperature measurement with thermo-coatings
- coating colour change on the tool rake face
107
METAL CUTTING – Theory and Applications
6.3.3 Thermoelectric measurement methods
Thermocouples have always been a popular transducer used in temperature measurement.
Thermocouples are very rugged and inexpensive and can operate over a wide temperature
range. According to the Thomson-Peltier law, a thermocouple is created whenever two
dissimilar metals touch and the hot contact point produces a small open-circuit voltage
(emf - electromotive force) as a function of temperature. If these two dissimilar materials
are the cutting tool and the workpiece materials, as shown schematically in Figure 6.10,
then this thermocouple is called a tool/work (chip) natural thermocouple or dynamic
thermocouple. The method of tool/work (chip) natural thermocouple is commonly used to
measure the mean value of cutting temperature.
Figure 6.10 Scheme of tool/work (chip) natural thermocouple and calibration curve [1, 5]
Some wires are required to make a complete circuit between the recorder and the tool and
the recorder and the work, as well as a special mercury slip-ring device due to transmission
of the emf signal from the rotating workpiece. As a rule, both the tool and workpiece are
electrically insulated from the post and the chuck, respectively. The emf measured in
cutting must be converted to temperature, hence prior to measurement the tool/work
thermocouple is calibrated using the same materials as in the cutting tests and the reference
thermocouple, for example the chromel/alumel standard thermocouple. Each different type
of tool and work materials used must be calibrated individually. It is possible to calibrate
separately, for example, the tool/chromel and work/chromel junctions and in such a case
the tool/work emf - vs temperature relation is the difference between the foregoing
relations [6]. The hot junction is created by rapid heating using an infrared heating furnace
equipped with a high power halogen lamp or standard TIG welding apparatus. It should be
noted that generally, the emf/temperature relation for tool/work thermocouples is nonlinear. Errors arising from uncertain calibration of the thermocouple can be partially
eliminated by using two different tool materials to cut the same bar of work material,
simultaneously, under the same conditions. This is the greatest disadvantage of the
tool/work (chip) natural thermocouple. Voltage values are very small and amount up to 10
mV depending on the thermocouple materials and other parameters.
While the tool/work (chip) natural thermocouple method is relatively simple to use, it has
certain limitations. First, it measures the mean temperature over the entire area between the
chip and the tool including the wear land on the clearance face. Second, misleading results
may be obtained if a BUE is formed because then dissimilar materials do not exist over the
entire area. Third, there is a question whether static calibration is valid for a dynamic
situation. Fourth, oxide layers formed on the carbide tools during machining may change
the calibration of the tool-chip thermocouple. Fifth, for each tool–work material
combination, separate calibration is needed. Sixth, a rotating contact as well as insulation
of the workpiece system and the tool system is required. This process can detect
temperatures of up to 1200°C.
108
THERMAL PHENOMENA IN MACHINING PROCESSES
The tool/work (chip) natural thermocouple with two tools is also a well known solution.
The thermocouple consists of two tools of identical geometrical parameters, but made of
different materials. The circuit is formed over two tools, the workpiece serving as a
conductor of large dimensions, and the measuring instrument, Figure 6.11. The method of
two tools as a thermocouple eliminates the influence of the workpiece material on the form
of the calibration curve. The advantage of this thermocouple is that calibration is not
required when switching from one material of the workpiece to another [1, 3]. Here, the
tool and the workpiece must be isolated as well. The disadvantage of this thermocouple is a
big consumption of materials and the need to ensure the same conditions for both tools.
.
Figure 6.11 Scheme of Two-tool thermocouple measuring method [1, 7]
The wire-tool (semi artificial) thermocouple method was developed to measure the
temperature at the point of contact between the chip and rake face, Figure 6.12. One
element of the thermocouple is a platinum wire (part of inserted thermocouple) and the
second element is the workpiece (part of natural thermocouple). The method is therefore
called the wire-tool (semi artificial) thermocouple. The platinum wire is sintered in (electro
non-conductive) the ceramic insert with one end coming out on the tool rake face. The
other end is connected to the conductor and the measuring instrument. The second element
of the thermocouple is connected to the workpiece and the second part of the measuring
instrument. If the measurement is done when processing with hard metal, wire
thermocouples in the tool must be isolated. The wire-tool (semi artificial) thermocouple
method can be used to measure the temperature on the tool [7].
Figure 6.12 Scheme of wire-tool (semi artificial) thermocouple method and measurement
results
109
METAL CUTTING – Theory and Applications
By using the wire-tool (semi artificial) thermocouple, it is possible to determine a part of
the tool temperature field. This is achieved by grinding the rake and flank face of the tool
so that the point of measuring relatively moves in relation to the cutting edge.
The method of inserted thermocouples is often used because it is reliable and accurate. It is
used to measure the temperature of the tool and workpiece, in the different types of
processing. This method can also be used for testing of the temperature field in the cutting
zone. The method consists of placing two insulated wires (iron-constant, platinum-iridium,
brass-constant, etc.) in a pre-drilled hole in the tool or workpiece depending on where you
measure cutting temperature, Figure 6.13 [7, 8]. Temperature measurement with
thermocouples is one of the most common techniques today. Insulated thermocouple wires
are connected only at the top where the temperature measurement is carried out. In cutting,
the thermocouple wears together with the tool so that contact is made through the chip and
it can continually measure temperature. The other ends of the wire are connected to the
measuring instrument which registers changes in the circuit voltage. Based on the known
values of circuit parameters and calibration curve of the specific thermocouple, cutting
temperature is identified.
Figure 6.13 Scheme of inserted thermocouple method and tool with embedded
thermocouple acc. to Kusters [7-9]
Thermocouples can be applied in blind holes in the tool [7-9] or in the workpiece.
Recently, non-traditional machining techniques, such as EDM or laser drilling are
generally used to make these holes in view of the high hardness of the tools and relative
ease of drilling holes by these techniques. Figure 6.13 shows the carbide insert with builtin thermocouple (NiCr-Ni) with diameter of 0.34 mm. The thermocouple is embedded at
the location of the maximum crater depth and that way registers the maximum cutting
temperature in turning. Temporal resolution is influenced by the response time of the
thermocouple and heat transfer between the thermocouple and the device under test. These
techniques generally have low temporal resolution. Also problematic is the contact heat
transfer resistance between the surface under test and the thermocouple due to the
roughness of the bore. This causes a difference in temperature between the measurement
surface and the thermocouple. In the case of sheathed thermocouples with isolated
measuring points, there is also the distance between the thermocouple surface and the
internal measurement point. Due to the extremely high temperature gradients with short
test time characteristic of cutting processes, this can lead to much lower measurements.
110
THERMAL PHENOMENA IN MACHINING PROCESSES
Thermal compounds are used to improve heat transfer between the thermocouple and the
surface. Another disadvantage is that direct contact between the thermocouple and the test
object is necessary and that the holes used to position the thermocouples can significantly
affect the distribution of temperature and limit the strength of the tool.
6.3.4 Radiation measurement
The most important techniques in radiation measurement, which determines temperature
by measuring the heat radiation emitted from a surface, are pyrometry and thermography.
Pyrometry is the contact-free determination of absolute temperature by measuring the
inherent radiation of a body without spatial scanning of the object field. Thermography
provides a pictorial representation of temperature distribution. Radiation techniques have
decisive advantages compared with thermoelectric methods: the time resolution is much
higher (whereby pyrometers are principally faster than infrared cameras), and they are also
contact-free.
One significant problem when measuring for an exact absolute temperature with a
radiation method is the dependence of the radiation emitted on the grade of emission of the
surface. Since the emission grade is the function of many factors like temperature,
wavelength, angular position, material and surface condition, calibrating the measurement
device for a particular surface is very difficult. The precision of total radiation and
broadband partial radiation pyrometers are especially influenced by factors that alter the
spectral grade of emission of the surface. In cutting, effects such as surface roughness and
oxidation influence the grade of emission of different surfaces greatly. To limit the
influence of the grade of emission on measured temperatures, narrow-band partial
radiation, two-colour and multi-colour pyrometers have been developed. The two-colour
pyrometer (Figure 6.14) has the advantage that the spectral grades of emission ε1 and ε2 of
the surface need not be known. Since the two selected wavelengths lie directly next to each
other, ελ1 ∼ ελ2. An error in measurement will only result if both wavelengths λ1 and λ2
differ greatly. Further advantages of this principle are that the measured temperature is
independent of signal dampening, due to dust for example, as long as both signals are
dampened equally. Moreover, the temperature of objects that are smaller than the optical
field of vision can be measured without error [3].
Figure 6.14 Build-up of a two-colour pyrometer in principle [3]
111
METAL CUTTING – Theory and Applications
6.4 Laboratory work
6.4.1 Calorimetric method for mean chip temperature measurement
Described below is a laboratory work using the calorimetric method of measuring the
amount of generated heat dissipated by the chip. In the work, the mean temperature of the
chip is determined applying this method.
Laboratory work
Task. For different cutting speeds determine the amount of heat generated during
processing, the amount of heat taken by the chip and the chip temperature. Table 6.1 shows
the necessary measuring equipment and instrumentation for the execution of the laboratory
work.
Table 6.1 Measuring instruments and accessories
No.
Name and characteristics
1
Thermo isolated vessel calorimeter
for chip collection
Calliper
2
3
Measuring range: 0 - 150 mm
Accuracy:
0.01 mm
Cutting forces measuring
chain – dynamometer
Sensitive thermometer
4
112
Measuring range: -10 … 40°C
Accuracy:
0.1°C
Figure
THERMAL PHENOMENA IN MACHINING PROCESSES
Measurement procedure, Figure 6.15:
1. Choose a tool and a cutting tool for experiment
2. Define the machining time t
3. Define three different cutting speeds vc
4. Fill 1 litre of water in the calorimeter and measure the temperature T0
5. Collect chips in the calorimeter for each cutting regime combination
6. Measure the average cutting force Fc
7. Wait for stabilisation of the chip and water mixture temperature
8. Measure the mixture temperature T1
Figure 6.15 Principle of calorimetric method for measuring heat generated in the chips
Table 6.2 Machine tool data
Machine tool
Elements
Values
Type
Designation
Power P (kW)
Feed range (mm/rev.)
Spindle speed range (rev./min)
Tool
Designation
Tool wedge angle
α=
β=
Tool cutting edge angle, nose radius
κr =
rε =
γ=
Tool-overhang ln (mm)
Workpiece
Material designation
Hardness HRC
Tensile strength Rm (N/mm²)
Specific mass ρm (kg/m³)
Dimension D  L (mm)
113
METAL CUTTING – Theory and Applications
Table 6.3 Measurements and calculations sheet (case study)
No. Symbol Dimension
Name
1
2
3
selected
150
220
316
selected
2.5
2.5
2.5
selected
0.2
0.2
0.2
measured
60
60
60
30
30
30
1
1
1
1
n
2
ap
3
f
4
D1
mm
5
t
s
6
mw
kg
Mass of water
7
Fc
N
Main cutting force
measured
1012
986
978
8
T1
°C
Water temperature at the
beginning
measured
14.6
14.3
14.3
9
T2
°C
Water temperature at the end
measured
15.9
17.2
18.7
10
D2
mm
Cut diameter
D1 – 2 ∙ ap
55.0
55.0
55.0
11
lc
mm
Cutting length
n∙f
30.0
44.0
63.2
12
vc
m/min
Cutting speed
D1 ∙ π ∙ n / 60000
0.471
0.691
0.993
13
D12
m2
The square of D1
D12
0.00360
0.00360
0.00360
14
D22
m2
The square of D2
D22
0.00303
0.00303
0.00303
15
ΔD2
m2
Difference of squares
D12 - D22
0.00058
0.00058
0.00058
16
ΔT
K
Temperature differences
T2 – T 1
1.3
2.9
4.4
17
PFc
W
Cutting power
Fc ∙ vc
477
681
971
18
Qh
kJ
Generated heat
PFc ∙ t
14.306
20.444
29.126
19
cw
kJ/(kg·K) Water specific heat capacity
constant
4.182
4.182
4.182
20
cch
kJ/(kg·K) Chip specific heat capacity
constant
0.466
0.466
0.466
21
mch
kg
Chip mass
ΔD² ∙ π ∙ lc ∙ ρch / 4
0.106
0.156
0.224
22
Qw
kJ
Heat transferred to water
mw ∙ cw ∙ ΔT
5.437
12.128
18.401
23
Qch
kJ
Heat generated in chips
Qw
5.437
12.128
18.401
24
ΔTch
K
Chip temperature rise
Qch / (cch ∙ mch)
109.700
166.851
176.246
25
Tch
°C
Chip temperature
T2+ ΔTch
130
187
196
26
qch
%
Percentage of heat dissipated
with the chip
100 ∙ Qch / Qh
38
59
63
114
rev./min Spindle speed
Source
mm
Depth of cut
mm/rev. Feed
Workpiece Diameter
Machining time
selected and
measured
selected and
measured
THERMAL PHENOMENA IN MACHINING PROCESSES
Using MS Excel, a diagram showing the influence of the cutting speed on the chip
temperature is drawn, Figure 6.16. A trend line is added and polynomial equation is
derived:
439 ∙
770 ∙
136
Figure 6.16 The influence of cutting speed on chip temperature
Figure 6.17 shows the percentage of the total heat generated in machining and dissipated
by the chip.
Figure 6.17 Percentage of the total generated heat dissipated by the chip
115
METAL CUTTING – Theory and Applications
6.4.2 Cutting temperature measurements with thermocouple
Laboratory work
Task. For different cutting speeds and depths of cut, determine the temperature of the
cutting zone, i.e. the temperature below the rake face. Table 6.4 shows the necessary
measuring equipment and instrumentation for the execution of the laboratory work.
Table 6.4 Measuring instruments and accessories
No.
Name and characteristics
1
Thermocouple
(calibrated)
Figure
Calliper
2
3
4
Measuring range: 0 - 150 mm
Accuracy:
0.01 mm
Charge amplifier
Connected to computer
Turning tool insert with a blind hole
Measurement procedure, Figure 6.18:
1. Choose a machine tool and a cutting tool (with a blind hole) for the experiment
2. Define the machining time t
3. Define fixed feed f, and three different depths of cut ap and cutting speeds vc
4. Embed the thermocouple and prepare the experimental set-up according to Figure 6.18
5. Measure the rake face temperature θ
116
THERMAL PHENOMENA IN MACHINING PROCESSES
Figure 6.18 Scheme of experimental set-up for built-in thermocouple method
Table 6.5 Machine tool data
Workpiece
Tool
Machine tool
Elements
Values
Type
Designation
Power P (kW)
Feed range (mm/rev.)
Spindle speed range (rev./min)
Designation
Tool wedge angle
Tool cutting edge angle, nose radius
Tool-overhang ln (mm)
Material designation
Hardness HRC
Tensile strength Rm (N/mm²)
Specific mass ρm (kg/m³)
Dimension D  L (mm)
α=
κr =
β=
rε =
γ=
Table 6.6 Measurements and calculations sheet (case study)
No.
Feed
f (mm/rev.)
Depth of cut
ap (mm)
Cutting speed
vc (m/min)
Measured temperature
θ (°C)
1
2
3
4
5
6
7
8
9
0.26
0.26
0.26
0.26
0.26
0.26
0.26
0.26
0.26
0.20
0.20
0.20
0.35
0.35
0.35
0.60
0.60
0.60
20
70
100
20
70
100
20
70
100
142
251
287
208
323
341
269
377
416
117
METAL CUTTING – Theory and Applications
Using MS Excel, a diagram showing the influence of the cutting speed and depth of cut on
the rake face temperature is drawn, Figure 6.19. A trend line is added and polynomial
equation is derived:
112.6 ∙
.
∙
.
Figure 6.19 Influence of cutting speed and depth of cut on rake face temperature
Using MATLAB and the following program code, a three-dimensional graph of the
aforementioned dependence is provided:
vv=10:.05:110;
va=0:0.05:1;
[a,v] = meshgrid(va,vv);
C=112.6;
t = C.* (v.^0.344 + eps) .* (a.^0.430 + eps);
mesh(a, v, t);
colorbar
Figure 6.20 Influence of depth of cut and cutting speed on rake face temperature
118
THERMAL PHENOMENA IN MACHINING PROCESSES
Remarks
Literature:
[1] Lazić M.: Metal cutting process, Faculty of Mechanical Engineering, Kragujevac,
2002 (in Serbian)
[2] Milikić D., Gostimirović M., Sekulić M.: Basics of machining technology, Faculty of
Technical Science, Novi Sad, 2008 (in Serbian)
[3] Klocke, F.: Manufacturing Processes 1, Cutting, Springer Heidelberg Dordrecht
London New York, 2011
[4] Globočki-Lakić G., Sredanović B.: Supplementary material to perform laboratory
exercises in metal cutting process, Faculty of Mechanical Engineering, Banja Luka,
2011 (in Serbian)
[5] Nedić, B., Lakić Globočki, G.: Friction Coefficient for Al Alloys and Tool Materials
Contact Pairs, Tribology in industry, 2005, Vol.27, No. 3, 4, 53-56
[6] Grzesik, W.: Advanced machining processes of metallic materials, Theory, Modeling
and Applications, Elsevier, 2008
[7] Kovač P, Milikić D.: Metal cutting, Faculty of Technical Science, Novi Sad, 1998 (in
Serbian)
[8] Kusters, K.J.: Das Temperaturfeld in Drehmeissel (The Temperature Field in the
Cutting Edge of a Cutting Tool). Essen, Germany: Verlag W. Girardet, 1954 (in
German)
[9] Courbon, C., Kramar, D., Krajnik, P., Pusavec, F., Rech, J., Kopac, J.: Investigation of
machining performance in high-pressure jet assisted turning of Inconel 718: An
experimental study, International Journal of Machine Tools & Manufacture, 2009, No.
49, 1114–1125
119
CHAPTER VII
TOOL WEAR
Contents
7.1
7.2
7.3
7.4
7.5
7.6
Theoretical considerations
Determination of tool wear
Tool life line determination
Final conclusions
Experimental measurement of tool wear
Laboratory works
7.1 Theoretical considerations
Tribological processes on contact surfaces between the tool and the workpiece influence
the character of tool wear, surface integrity, machining accuracy, etc. Contact between the
chip and the rake face is characterized by variable quality of contact surfaces, uneven
stresses, and changes of contact temperature on a large scale.
In machining, tools are loaded with forces resulting from deformations that occur during
chip formation and friction between the tool and the workpiece. This develops heat that
heats up the tool, the clip and partly the workpiece. All contact surfaces are usually clean
and chemically very active, so that cutting is always accompanied by complex physical and
chemical processes. Tool wear is the gradual removal of particles from the surface which is
under the influence of mechanical and thermal loads as well as chemical influences. Tool
wear is monitored (measured) at three levels (see Figure 7.1):
 flank wear,
 rake face wear (crater wear), and
 tool nose radius
whereby flank wear is the most common and determining criterion for tool replacement or
tool sharpening.
Figure 7.1 Flank and rake face, and tool nose radius [1]
121
METAL CUTTING – Theory and Applications
Intense heat and mechanical stresses create conditions for the process of friction connections
formation and disruption between the tool and the workpiece material. The nature of friction
in the cutting process can be clarified by frequent formation and disruption of friction
connections, while particle removal from the tool material causes tool wear. These processes
lead to energy loss, extra labour to sever connections and heat generation.
Figure 7.2 Basic mechanisms of tool wear [2, 3]
Tool wear is influenced by mechanical impacts associated with the heat load leading to,
Figure 7.2:
 Abrasive wear is a typical mechanical wear. It occurs because tool material is
removed when harder particles penetrate its surface. This type of wear is typical for
high-speed steels. In carbide cutting tools, abrasive wear is less obvious due to
relatively lower hardness of the workpiece inclusions and due to higher cutting
speeds.
 Adhesive wear occurs when two materials with good surface treatment and similar
hardness slide past each other. The tool and the chip touch each other only in
specific points where large surface pressures cause plastic deformation and weld the
chip to the insert (BUE formation). With increased contact area, the size of
deformation and removed particles increases, as well as the wear rate,
and by chemical impacts causing:
 Diffusion wear - diffusion is a chemical process that occurs at the tool-chip contact
surface, Figure 7.3. This type of wear is typical for carbide tools and cutting
ceramic. Diffusion wear occurs at temperatures ranging from 800 to 850°C as a
result of tool material diffusion dissolution in the workpiece material (chip and
cutting surface). Different components of the cemented-carbide tool diffuse into the
workpiece at different speeds. Because carbon diffuses first, and more slowly
tungsten, cobalt and titanium, the tool subsurface containing Fe3W3C or a more
complex carbides weakens and a crater wear develops rapidly. Severe crater wear
ultimately leads to a tool failure due to breakage. At the same time, there is a
diffusion of some components of the workpiece material into the tool material. For
122
TOOL WEAR
example, the processing of steel comes to the diffusion of Fe into carbide tool. The
result of the diffusion process (i.e. different dissolution rates between the tool, chip
and workpiece material) is the forming of three diffusion layers. The farthest from
the contact area is noncarbon layer (C). The second layer (B) is a solid solution C
and W or W and Ti in iron. Third layer is intermetalid in the form of Fe-W, or more
complex carbides.
Figure 7.3 Diffusion wear mechanism of carbide tool [2, 4]
 Oxidation wear is the consequence of a chemical reaction between oxygen in the
air and the components of the cemented-carbide metal. This results in the formation
of oxides on tool surfaces that will corrode. The reaction occurs at temperatures
between 700 and 800°C. At these temperatures, oxygen in the air reacts with the
cobalt phase of carbide tool and with W and Тi carbides forming oxides (Co3O4,
CoO, WO3, TiO2) with hardness 40 to 60 times lower than the hardness of carbide
tools. Oxide places swell and begin to peel away. With the softening of the cobalt
phase, the link between W and Ti grains and cementing ties is weakening, which
disturbs carbide compactness and starts the oxidation wear. This phenomenon is
more present in W carbide than in Ti carbide and other carbides.
Figure 7.4 Oxidation wear of turning tool [5]
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METAL CUTTING – Theory and Applications
Tool wear represents the loss of cutting tool capabilities. The result is a plastic deformation
of the tool tip, chipping, breaking off or destruction of the cutting tool wedge. Basic forms
of cutting tool wear are, Figure 7.5:
 wear exclusively on the rake face in the form of craters (typical for the tools of high
speed steel without the use of cutting fluid),
 wear exclusively on the flank face in the form of a belt wear of certain width
(typical for finishing), and
 general form of wear, at the flank and at the rake face (typical for machining of
brittle materials, steels lean for deposits formation, machining at larger depths of cut
and in the application of cutting fluids).
Figure 7.5 Forms of tool wear [5]
The aforementioned mechanical and thermal stresses and chemical influences cause
different types of wear. Some of them, along with possible causes of wear and possible
solutions to reduce them, are shown below, Tables 7.1 - 7.8 [6].
Table 7.1 Flank wear
Tool wear
Rapid flank wear causing
poor surface finish or out of
tolerance.
Possible causes
Cutting speed too high or
insufficient wear resistance.
124
Possible solutions
Reduce the cutting speed.
Select a more wear resistant
grade.
Select an Al2O3 coated
grade.
For work-hardening
materials, select a smaller
entering angle or a more
wear resistant grade.
TOOL WEAR
Table 7.2 Crater wear
Tool wear
Excessive crater wear
causing a weakened edge.
Cutting edge breakthrough
on the trailing edge causes
poor surface finish.
Risk of insert breakdown.
Possible causes
Possible solutions
Select an Al2O3 coated
grade.
Select positive insert
geometry.
First, reduce the speed to
obtain a lower temperature,
and then reduce the feed.
Diffusion wear due to
cutting temperatures that are
too high on the rake face.
Table 7.3 Plastic deformation
Tool wear
Edge depression or flank
impression.
Leads to poor chip control
and poor surface finish.
Risk of excessive flank wear
leading to insert breakage.
Possible causes
Possible solutions
Select a harder grade with
better resistance to plastic
deformation.
Edge depression – reduce
feed.
Flank impression – reduce
speed.
Cutting temperature is too
high, combined with a high
pressure.
Table 7.4 Built-up edge (BUE)
Tool wear
Built-up edge causing poor
surface finish and cutting
edge frittering when the
built-up edge is torn away.
Possible causes
Workpiece material is
welded to the insert due to:
Cutting speed that is too low.
Negative cutting geometry.
Adhesive workpiece
material.
Possible solutions
Increase the cutting speed
or cool heavily.
Select a positive geometry.
Reduce feed at the
beginning of the cut.
Select a thin coated PVD
grade and a positive
geometry.
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METAL CUTTING – Theory and Applications
Table 7.5 Thermal cracks
Tool wear
Small cracks perpendicular
to the cutting edge causing
frittering and poor surface
finish.
Possible causes
Possible solutions
Select a tougher grade with
better resistance to crack
propagation.
Coolant should be applied
copiously, or not at all.
Thermal cracks due to
temperature variations
caused by:
- Intermittent machining.
- Varying coolant supply.
Table 7.6 Frittering
Tool wear
Small cutting edge fractures
(frittering) causing poor
surface finish and excessive
flank wear.
Possible causes
Grade is too brittle.
Insert geometry is too weak.
Built-up edge.
Possible solutions
Select tougher grade.
Select an insert with a
stronger geometry (bigger
chamfer for ceramic inserts).
Increase the cutting speed or
select a positive geometry.
Decrease the cutting speed
and coolant.
Reduce feed at the beginning
of the cut.
Table 7.7 Insert breakage
Tool wear
Insert breakage that damages
not only the insert but also
the shim and workpiece.
Possible causes
Grade is too brittle.
Excessive load on the insert.
Insert geometry is too weak.
Insert size is too small.
126
Possible solutions
Select a tougher grade.
Reduce the feed and/or the
depth of cut.
Select a stronger geometry,
preferably a single-sided
insert.
Select a thicker/larger
insert.
TOOL WEAR
Table 7.8 Notch wear
Tool wear
Notch wear causing poor
surface finish and risk of
edge breakage.
Possible causes
Possible solutions
Select a cermet grade.
Reduce the cutting speed.
(When machining heat
resistant material with
ceramics, increase cutting
speed).
Oxidation.
Attrition.
The wear process of cutting tool elements or the loss of tool cutting properties can be
traced by numerous parameters that are classified as (Figure 7.6):
 Direct parameters of wear - line or one-dimensional (wear bandwidth on the flank
face - VB), plane or two-dimensional (the area of the crater on the rake face) and
volumetric or three-dimensional (volume or mass of battered material tools) and
 Indirect parameters of wear (surface roughness, accuracy of machining, cutting
temperature, cutting forces, etc.).
Based on observed wear parameters, special methods for tool wear determination have
been developed:
 Direct methods, which can directly measure the wear parameter (mass method,
microscopic method, ‘fingerprint’ method, radioactive methods, etc.),
 Indirect methods, for which models were developed, are based on the monitoring of
other process parameter to determine tool wear (measurement of surface roughness,
cutting force measurement, cutting temperature measurement, etc.).
Due to different wear forms shown previously, and thus due to different criteria for tool
replacement, it is difficult to determine the proper moment to replace the tool with a new
one. In any case, one should avoid the worst situation when the tip of the tool breaks. Prior
to this happening, there will be signs on the tool or the workpiece directly or indirectly
indicating excessive tool wear or cutting edge wear:
 Tool loses its cutting ability,
 A ring is formed around the workpiece,
 Need for greater processing power of the machine,
 Workpiece overheating,
 Uncontrolled chip formation (unfavourable chips),
 Workpiece dimensions out of tolerance,
 Excessive noise during processing,
 Poor surface quality ,
 Uneven heat transfer between processing,
 Excessive vibration.
127
METAL CUTTING – Theory and Applications
Figure 7.6 Measured quantities of tool wear according to DIN ISO3685
7.2 Determination of tool wear
In all cutting processes, tool wear begins after a certain time period. The size of the wear
and wear rate depends directly or indirectly on many factors determined by the processing
parameters and by the properties of the tool and workpiece material. In general, a tool is
operable as long as there is no breakage or can be used to such extent that further work is
no longer appropriate. Tool breakage often occurs unexpectedly and with no sign of it
happening. Different types of wear have therefore set different criteria that dictate tool
replacement or sharpening.
If we focus on the turning process, flank wear (under normal operating conditions) is the
criterion for tool replacement or sharpening. In this general case, the wear on the flank face
significantly increases (Figure 7.7), allowing to some extent the estimation of when the tool
should be repaired or replaced. Such estimations are naturally based on experimentally
derived models (equations) that link the size of the wear to individual influential parameters.
Figure 7.7 Tool life curve for flank wear VB
128
TOOL WEAR
Flank wear VB rate is relatively fast to some initial value, and then rises evenly (almost
linearly) within a specified time interval. The wear curve then moves into an area of
relatively rapid wear of the cutting edge and finally to the fracture of the tool tip (Figure
7.7). Experimental results and analysis of wear progress as a function of the cutting speed
and feed rate can be used as criterion for allowable size of flank wear. In general, the
criterion for permissible flank wear of the high-speed steel and carbide tools is determined
separately for finishing and for roughing.
 VBper = 0.4 to 0.5 mm for rough machining;
 VBper = 0.1 to 0.2 mm for finishing.
Given that the experimental results show very different slope angles of wear curves for the
last (steeper) part, the criterion of permissible flank wear is determined as a certain kind of
the highest point of yet linear section of the wear curve.
Experimental measurements have shown that cutting speed has the greatest impact on tool
wear. Tool wear curves for different cutting speeds (Figure 7.8) show that by increasing
the cutting speed, the wear curves move toward the ordinate axis. It means that by
increasing the cutting speed, the tool wears faster (angle of curve wear increases) and its
operable time shortens (T1 < T4). Also, the S-shape wear curve, typical for low cutting
speeds, disappears and transfers into almost linear dependence at higher cutting speeds.
Figure 7.8 Tool life curves for different cutting speeds [1]
Mathematical description of the wear curve that corresponds to only a narrow field of
cutting speed, is expressed by the equation:
∙
7.1
where: VB – flank wear [mm]
C – constant
t – turning time [min]
p – exponent.
7.3 Tool life line determination
In practice, the measurement and monitoring of tool wear is a relatively unusual task. This
because it is a task associated with a precise and time consuming work on toolmakers
microscope, which is often hard to achieve in the conditions of mass production.
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METAL CUTTING – Theory and Applications
Additionally, the size of tool wear is in fact of secondary importance for machine
operators. The most important information for machine operators is the tool life or how
long a tool can perform its function depending on the choice of other cutting parameters
(cutting speed above all). A number of influential parameters that affect the rate of tool
wear require a lot of experimental work, results and analysis that must be included in
technological databases for each material to be cut. In this text, we shall focus on the most
influential parameter only, the cutting speed. A tool life diagram can be determined in the
following manner: if we calculate logarithm for the equation that gives the tool wear curve
(eq. 7.1), we shall obtain a double logarithmic diagram line:
∙
7.2
For more different cutting speeds in the diagram [log VB (log T)], more parallel lines are
obtained, Figure 7.9. Tool life in machining is defined as the time T for tool in function
until the permissible tool wear is achieved. Figure 7.9 shows how to obtain a tool life line
in [log T (log vc)] diagram.
Figure 7.9 Tool life line determination in a double logarithmic diagram
Tool life line can be expressed in the following mathematical form:
∙
7.3
where: T… tool life [min]
C… constant
υ … line inclination angle [o]
vc … cutting speed [m/min]
By calculating anti-logarithm and rearranging the equation 7.3, we will obtain the well
known Taylor equation for durability. For turning with high-speed steel tools, Taylor found
that the most evident interdependence between tool wear and cutting speed is given by the
equation:
∙
where: m … Taylor equation exponent
Cv … Taylor equation constant
130
7.4
TOOL WEAR
Matching this exponential equation with the actual course of the wear curve, which is
shown in Figure 7.10, is valid only within a relatively narrow range of cutting speeds. In
the figure, the double-logarithmic diagram shows the curve of the actual tool wear in
dependence on the speed and theoretically (mathematically) obtained straight tool life line.
Match of the actual curve and stability of the theoretical line is obvious only in a relatively
narrow range of cutting speeds.
Humped shape of the actual wear curve shows the change in tool life rate for minimum and
maximum cutting speed. In the middle the curve descends relatively straight, which
corresponds to the Taylor equation. At low cutting speeds, BUE may form on the cutting
edge, area b in Figure 7.10. In area d of higher cutting speeds, there may occur plastic
deformation of the tool cutting edge (Figure 7.10).
Figure 7.10 Wear curve and tool life line
Nevertheless, to illustrate the wear curve with the tool life line in this narrow interval
requires many assumptions. Tool life is affected by the above-mentioned different types of
wear on the cutting edge and many other parameters, in addition to the most influential
parameter, the cutting speed. As a result, starting from the Taylor equation, many authors
try to expand it to include other influential parameters. The expanded equation that
includes the influence of feed and cutting depth, in addition to cutting speed, is called the
expanded Taylor’s equation:
∙
∙
7.5
ap … depth of cut [mm]
f … feed [mm/rev.]
Cv, r, s … constants of expanded Taylor equation
m … Taylor equation exponent
131
METAL CUTTING – Theory and Applications
If we express an exponential dependence of cutting speed vc [m/min] on other machining
parameters, we obtain the most commonly used form of the tool life equation:
Turning: vc  const  f b1  ab 2  t b3 VBb 4
7.6
Drilling: vc  const  f b1  ab 2  l b3 VBb 4
7.7
Milling: vc  const  f b1  ab 2  (ae / D)b3  l bf 4 VBb5
7.8
where: f … feed [mm/rev.]
ae/D … milling width ratio [-]
ap … depth of cut [mm]
lf … milling length [mm]
t … turning time [min]
const … Taylor equation constant [-]
d … drill diameter [mm]
b1 … tool life equation exponents [-]
l … drilling length [mm]
Cutting speed dependence on the changing influence of each parameter in turning is shown
in Table 7.9.
Table 7.9 Cutting speed dependence on other influential parameters [1]
Turning
vc  const  f b1  abp2  t b3 VBb 4
1
2
3
4
132
TOOL WEAR
1. If we monitor the influence of feed f on cutting speed vc, we find that the feed is
inversely proportional to the influence (tanφ1 > 90° → b1 < 0), in case if other
influential parameters do not change. In other words, increasing the feed, cutting
speed decreases under the preset condition that permissible tool wear VB is reached
in the same time t without changing cutting depth ap.
2. Monitoring the influence of the depth of cut ap with respect to cutting speed vc
shows the same similarity, namely the relation is also inversely proportional (tanφ2
> 90° → b2 <0). This means that with increasing the depth, cutting speed decreases,
under the proviso that the obtained permissible tool wear VB at a given time t and
without changing the feed f is the same.
3. Monitoring the impact of the time variable t with respect to cutting speed vc also
shows the same similarity as in the case of previous two quantities, namely the
relationship is also inversely proportional (tanφ3 > 90° → b3 < 0). This means that
cutting speed is reduced if desired machining time increased, under the condition
that the test was carried out with the same depth of cut ap, and feed rate f to achieve
the (same) permissible tool flank wear VB.
4. Monitoring the impact of the flank wear VB with respect to cutting speed vc shows a
proportional relation (tanφ4 < 90° → b4 > 0), which means that greater flank wear
VB is achieved at higher cutting speed, assuming that turning time t as well as the
depth of cut ap and the feed f remain the same.
The constant and exponents of the Taylor equation are determined by various statistical
methods of tool wear experimentally measured values in relation to the changing of cutting
parameters. Multiple linear regression is the most used method. Due to a large number of
influential parameters (independent variables) and a large number of measured values of
tool wear, the coefficients of the equation are determined by using appropriate numerical
methods using PC. Reliability of such a regression equation depends on the number of
influential parameters in the equation, the number of attempts and accuracy of the tool
wear measurement. In order that the experimental work is not excessively broad, and thus
time-consuming and expensive, it is reasonable to carry out the wear tests of systematically
pre-selected combinations of different cutting speed, feed and depth of cut necessary to
prepare a design of the experiments. In doing so, we try to choose the combination of
influential parameters in order to cover the widest possible area.
Based on a number of analyzed experiments [7 – 9] it was found that:
 Cutting speed has the greatest influence on tool wear or tool life
 Feed has less impact on tool wear than cutting speed
 Depth of cut has a very subordinate influence on wear.
7.4 Final conclusions
Influence of cutting conditions on tool life is systematically presented in table 7.10.
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METAL CUTTING – Theory and Applications
Table 7.10 Influence of variables on tool life [1]
Variable
Increasing depth of cut
ap1 < ap2 < ap3
Increasing feed
f1 < f2 < f3
Application of cutting fluids
(CF)
Decreasing tool cutting
edge angle
κr2 > κr1
Increasing allowable wear
criteria
VB1 < VB2
Lower material
machinability
More wear resistant tool
material grade
134
Influence on tool life
Tool life decreases with
increase of depth of cut.
Increasing depth is limited
and related to material of the
workpiece shape inserts,
process stability, ...
Increasing feed rate reduces
tool life. Maximum feed rate
is limited by surface
roughness , suitable chip
formation, ...
Cooling lubricant increases
tool life. In particular, the use
of CF is efficient in processes
that create high temperatures,
which may cause temperature
cracks, plastic deformation,
BUE on the tool rake face, ...
Reduction of tool cutting
edge angle has positive effect
on tool life. Wear is spread
over a longer cutting edge.
The minimum angle is
dependent on workpiece
shape and is limited by
stability of the process.
Tool life is prolonged. The
safety of the process
decreases as possibility for
breakage of the tool tip
increases.
Workpiece material affects
position and slope of tool life
lines. Large slope means
strong influence of heat on
wear resistance. Cutting
speed can vary only within
narrow limits.
Better cutting material has
greater resistance. Very wearresistant tool allows higher
cutting speed and/or stability.
TOOL WEAR
7.5 Experimental measurement of tool wear
It is recommended for measuring the wear of the tool cutting edge that it is measured by
toolmakers microscope (Figure 7.11) at 20 to 50-fold magnification and a sensitivity of at
least 0.01 mm.
Figure 7.11 Toolmakers microscope
In tool wear measurements, the middle half of the flank face wear b/2 is measured as
shown in Figure 7.12. Wear on the flank face VB is measured according to still undamaged
cutting edge of the tool. Even when the cutting edge size reduces, the starting point for
wear measurements is its intact part. The maximum wear on the flank face VBmax is often
taken as the wear criterion . It should be noted that the maximum wear is mainly used as a
parallel criterion for wear evaluation.
Figure 7.12 Tool wear measurement on flank (and rake) face in turning [1, 4]
In milling, the width of flank wear is not always the same for the entire length of the
cutting edge, but varies considerably in the range of rounding off the blade and at the end
of the wear trace (Figure 7.14). Wear on the flank face is measured relative to the new
cutting edge (a part of the cutting edge, which is not in contact with the workpiece) on the
main cutting edge, on chamfered or rounded corner of the tool or on the side cutting edge.
Individual types of wear on the main cutting edge are:
 The notch length on the main flank face at the maximum depth of cut is VNmax,
 Width of the wear trace on the flank face is VB, and the maximum width of the
flank wear in this area is VBmax.
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METAL CUTTING – Theory and Applications
Additional types of tool wear are (see Fig. 7.13):
 The average width of the wear on chamfered or rounded cutting edge is marked
with VC (maximum value of VCmax)
 The width of the average wear on the minor cutting edge is indicated by VS.
Figure 7.13 Tool wear measurement on flank (and rake) face in turning [1]
In drilling, flank wear of the drill increases with increasing cutting speed from the chisel
edge to the outer part of the main cutting edge. Depending on the increase in flank wear
and the rounding of the cutting edge, an offset of the cutting edges in the direction towards
the leading edge of the drill bit occurs (Figure 7.14). The base line for the measurement of
flank wear of the drill is the undamaged main cutting edge, which in the worn blade cannot
be used for measurement. Therefore, in the transition area from the major flank face to the
minor flank face behind the leading edge, a scratch with a diamond needle is made. Then,
the distance from the scratch line to the main cutting edge for the case of a sharp new tool
is measured. With successive measurements from scratch line to wear line, flank wear of
the drill is determined. We need to measure the wear on both blades and determine the
mean wear value according to the following equation:
VB 
VB1  VB2
2
7.9
Figure 7.14 Determination of tool wear on flank face and on leading edge in drilling [1, 4]
136
TOOL WEAR
Information about wear tests should be collected very carefully and systematically. In wear
tests, it is not enough to only record the depth of cut, feed, cutting speed and cutting time.
Without data on all the wear phenomena, the results cannot be used well enough. Further
use of such data is impossible if one wants to deal with similar problems in machining.
Boundary conditions must be systematically organized in the following order: workpiece
material, machine tool, cutting tool material, constant or fixed cutting parameters, and
sorted out in the form of a test. Table 7.11 shows a wear measurements form for turning.
Table 7.11 Tool wear measurements form for turning (case study)
Depth of cut
Feed
Cutting speed
T
(min)
1
3
6
9
12
16
20
24
28
Cutting edge angle
Workpiece diameter
Spindle speed
ap = 2 mm
f = 0.16 mm/rev.
vc = 0.63 m/min
VB
(mm)
0.06
0.12
0.15
0.21
0.23
0.26
0.30
0.34
0.43
VBmax
(mm)
/
/
0.16
0.24
0.27
0.31
0.38
0.42
0.55
KT
(mm)
KM
(mm)
Chip
class
9-10
9-10
9-10
9-10
10
10
10
10
10
κr = 75o
D = 176 mm
n = 114 rev./min
Remarks
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METAL CUTTING – Theory and Applications
7.6 Laboratory works
A. Laboratory tool wear measurements 1
Task: For selected regime and cutting conditions for turning, Table 7.13, it is necessary to
determine the size of tool wear on the rake and flank face and draw the wear curve.
Figure 7.15 Schematic setup of tool wear measurements principle [2]
Table 7.12 Measuring instruments and accessories
No.
Name and characteristics
Toolmakers microscope
1
Magnification
 75×
 30×
High-resolution camera
(5 MPx)
Image processing software
138
Figure
TOOL WEAR
Table 7.13 Tool wear measurements form for turning
Depth of cut
Feed
Cutting speed
T
(min)
ap =
f=
vc =
VB
(mm)
Cutting edge angle
Workpiece diameter
Spindle speed
mm
mm/rev.
m/min
VBmax
(mm)
KT
(mm)
KM
(mm)
Chip
class
κ=
D=
n=
o
mm
rev./min
Remarks
139
METAL CUTTING – Theory and Applications
B. Laboratory tool wear measurements 2
Task. Measure and perform statistical data processing for flank wear at different cutting
speeds.
Measurement procedure:
1. Choose machine tool and cutting tool for experiment
2. Select three different cutting speeds vc
3. Remove insert from tool holder after each 2 minutes of machining
4. Measure flank wear VB on toolmakers microscope for each cutting speed setting
5. Perform statistical data processing
Figure 7.16 Principle of tool wear measurements using toolmakers microscope
Table 7.14 Machine tool data
Elements
Values
Machine tool
Type
Designation
Power P (kW)
Feed range (mm/rev.)
Spindle speed range (rev./min)
Selected revolution speed nr (rev./min)
Tool
Designation
Tool wedge angle α =
β=
Tool cutting edge angle, nose radius κr =
rε =
Workpiece
Tool-overhang ln (mm)
140
Material designation
Hardness HRC
Tensile strength Rm (N/mm²)
Dimension D  L (mm)
γ=
TOOL WEAR
Table 7.15 Measurements and calculations sheet (case study)
Parameters
ap (mm)
f (mm/rev.)
D (mm)
Spindle speed n (rev./min)
2.0
220
0.350
Time t (min)
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
0
2
4
6
8
10
12
14
16
18
20
22
24
26
28
30
467
Cutting speed vc (m/min)
60
No.
316
41
60
88
Flank wear VB (mm)
0.000
0.020
0.040
0.061
0.073
0.088
0.094
0.101
0.107
0.116
0.128
0.137
0.143
0.166
0.219
0.270
0.000
0.039
0.057
0.081
0.099
0.112
0.120
0.126
0.139
0.152
0.166
0.201
0.256
0.000
0.060
0.076
0.090
0.112
0.132
0.150
0.169
0.193
0.233
0.273
Using MS Excel, a diagram showing the dependence of tool flank wear VB on machining
time is drawn, Figure 7.18.
Figure 7.18 Wear curves for different cutting speeds [2]
Trend lines are added and polynomial equations are derived (Add trendline – Display
equation on chart in MS EXCEL), which show the influence of machining time T and
cutting speed vc on flank wear VB:
/
/
/
0.001 ∙
0.001 ∙
0.001 ∙
0.018 ∙
0.022 ∙
0.024 ∙
0.008
0.002
0.007
141
METAL CUTTING – Theory and Applications
Practical tasks and calculations
Task 1. Based on the monitoring of tool wear process on peripheral milling cutter tooth
with milled teeth, shown in Figure 7.19, one obtains the flank tool wear functional
dependence on the machining time, and it is approximated with parabola function:
0.05
1.8 ∙ 10
∙
.
Determine the overall tool life, if the maximum wear criterion on the flank face is VBmax =
0.3 mm, the size of the defect layer cutting edge c = 0.05 mm. Determine the reduction of
tool diameter in each sharpening. Tool geometry: α = 20°, γ = 8°, lt = 6 mm.
Figure 7.19 Wear process on peripheral milling cutter tooth with milled teeth [10]
Solution:
As for tools that need sharpening (HSS tools), the total tool life is calculated from the
expression:
Tu  1  i   T
where: i - the number of sharpenings, T - tool life.
The number of sharpenings depends on the method used for tool sharpening, i.e. on the
number and shape of cutting edges. The most commonly applied method is the sharpening
on the rake face, where the number of possible sharpenings is calculated by the expression:
i
0.5  lt
lsh
where is:
lsh - tool length removed in one sharpening;
lt - length of the tool flank face.
Cutter tooth wear layer VBα is to be increased by the size of the defect layer removed by
sharpening, and the length of sharpening can be expressed:
where:
VBα - the size of measured flank tool wear
cα
- the size of defect layer measured on the flank face
142
TOOL WEAR
Figure 7.20 The scheme of sharpening peripheral cutter
From the scheme of cutter sharpening, Figure 7.20, can be derived the following relation:
VB 
c 
VB
cos 
c  cos 
cos 
When these expressions are included in the expression for calculating the size of material
to be removed in one sharpening, we get the following:
lsh  VB  c 
VB
c  cos 
0.3
0.05  cos8



 0.373  mm  .
cos 
cos 
cos 20
cos 20
Number of sharpenings of the cutting tool will be:
i
0,5  6
 8.04
0.373
rounded to the nearest smaller value, the number of sharpenings will be: i = 8
Tool life can be determined from the above-defined functional dependencies on the tool
wear exactly defined criterion, VBmax = 0.3 mm:
1
1
 VB  0, 05 3 1,38  0,3  0, 05 3 1,38
T   max
10   
10   36  min  .
1,8
1,8




Total tool life will be:
Tu  1  i   T  1  8  36  324  min  .
Teeth Height is reduced with sharpening. The size of this reduction can be calculated with
the expression:
Dt  2  lsh  sin   2  0.373  sin 20  0.255  mm .
C. Remarks
143
METAL CUTTING – Theory and Applications
Literature:
[1] Cedilnik M., Rotar V., Kopač J.: Cutting 1, supplementary material for lectures and
exercises, script, Ljubljana, 2006 (in Slovenian)
[2] Globočki-Lakić G., Sredanović B.: Supplementary material to perform laboratory
exercises in metal cutting process, Faculty of Mechanical Engineering, Banja Luka,
2011 (in Serbian)
[3] Lazić M.: Metal cutting process, Faculty of Mechanical Engineering, Kragujevac,
2002 (in Serbian)
[4] Kopač J.: Metal cutting – theoretical bases and technological instructions, Faculty of
Mechanical Engineering, Ljubljana, 2008 (in Slovenian)
[5] Klocke, F.: Manufacturing Processes 1, Cutting, Springer Heidelberg Dordrecht
London New York, 2011
[6] Sandvik Coromant: Metal Cutting Technology, Technical Guide, 2010
[7] Çalşkan, H., Kurbanoğlu, C., Panjan, P., Čekada, M., Kramar, D.: Wear behavior and
cutting performance of nanostructured hard coatings on cemented carbide cutting
tools in hard milling, Tribology international, 2013, vol. 62, 215-222
[8] Globocki - Lakic, G., Nedic B., Ivkovic, B., Golubović - Bugarski, V., Cica Dj.:
Possibility of Determination of Material Machinability Over Tribological Parameters
by Use of Tribometer Block on Disk, Proc. of 9th CIRP International Workshop on
Modelling of Machining Operations, Bled, Slovenia, 2006
[9] Globočki - Lakić, G., Sredanović, B.: The importance of modeling in the study of
machinability, 5th International Conference on Manufacturing Engineering, ICMEN
2014 Thessaloniki, Greece, 2014
[10] Lazić M.: Metal cutting process, material for exercises, Faculty of Mechanical
Engineering, Kragujevac, 2002 (in Serbian)
144
CHAPTER VIII
SURFACE ROUGHNESS
Contents
8.1
8.2
8.3
8.4
8.5
Theoretical considerations
Basic definitions of surface roughness
Surface roughness in machining
Surface roughness measurements
Laboratory work - Surface roughness measurements
8.1 Theoretical considerations
No mechanical cutting process provides a perfect smooth surface. Every real surface
deviates from the nominal (ideal) surface to some extent. The extent of geometric
imperfection is defined at the macro-geometric level (shape and dimensions) and the
micro-geometric level (waviness and roughness).
Figure 8.1 Factors influencing the quality of machined surface
145
METAL CUTTING – Theory and Applications
The quality of machined surface is an important parameter for defining the machinability
of a material in cutting, especially when one must ensure:
 required tolerances pertaining to the quality of machined surface (fits of functional
surfaces, etc.),
 required quality of processing in order to increase resistance to abrasion, corrosion,
and friction (the sliding surfaces of bearings, surfaces of fits),
 lower processing costs (no additional fine finish costs).
There is a large number of influential parameters that affect surface quality, Figure 8.1.
Due to a large number of influencing factors, it is very difficult to set a reliable connection
between machining methods and the quality of machined surface [1–4]. To illustrate,
systematized links between quality and roughness classes for different types of machining
are shown in Table 8.1.
Table 8.1 Overview of quality classes and surface roughness values which can be achieved
with different manufacturing processes
GRADATION
Finest machining
Fine
machining
Pretreatment
Roughing
QUALITY
CLASSES
Arithmetic deviation from the mean line profile Ra [μm]
0.025 0.05 0.1
0.2
0.4
0.8
1.6
3.2
6.3 12.5
Rough planning
Fine planning
Rough turning
Pretreatment turn.
Fine turning
Finest turning
Drilling
Countersinking
Reaming
Fine reaming
Finest reaming
Rough milling
Pretreatment mill.
Fine milling
Finest milling
Broaching
Fine broaching
Rough grinding
Normal grinding
Fine grinding
Finest grinding
Honing
Fine honing
Finest honing
Rough lapping
Pretreatment lapp.
Fine lapping
Finest lapping
146
25
50
SURFACE ROUGHNESS
8.2 Basic definitions of surface roughness
With regards to components, a distinction is often made between macro-geometric
parameters and surface quality. Macro-geometric parameters refer to deviations from
dimension, form and position. Surface quality is defined by roughness parameters.
Transitions between these categories are not always clearly definable. DIN 4760 offers a
general system for organizing structural deviations (Figure 8.2). It is therefore necessary to
define the term “surfaces” at the beginning. Real surface is the surface that results from the
processing of a part. Actual surface is the effective (measured) surface. It may differ from
the real surface, since any measuring method can only approximate the real surface.
Figure 8.2 Structural deviations, acc. to DIN 4760
A geometrically ideal surface is specified in designs and it forms the basis of tolerances. In
Figure 8.3 six orders of structural deviations are defined on the basis of these observations.
Structural deviations of the 1st order are frequently the result of systematic errors (errors in
machine guides, machine or workpiece bending, incorrect workpiece clamping,
deformation due to annealing, wear, ...) With regards to waviness, i.e. the structural
deviations of the 2nd order, one cannot clearly define whether they are caused by
systematic or random influences (the eccentric clamping of the workpiece, errors in cutter
shape, tool or machine vibration). The unbalance of a rotating tool and any periodical
oscillations caused by it are forced, while sudden rattling oscillations are self-starting. In
general, fundamentally different actions must be implemented in order to exclude any
systematic or random causes of error. Structural deviations of the 3rd order also occur
regularly. They are to be attributed to the penetration between tool and workpiece and are
often determined by means of penetration calculations. Examples of these are kinematic
roughness associated with turning, surface marks created in peripheral milling and
generated cut deviations created in hobbing. In such cases, structural deviations can be
influenced in a targeted way by means of generation of kinematics and tool design. The
higher orders of structural deviation are primarily random in their occurrence. Examples of
structural deviations of the 4th order include chip formation processes and removal
processes. Roughness of the 5th order is rendered visible by structural properties on the
surface. This can play a significant role in the high-precision machining of metallic optical
mirrors. Thus in high-precision turning of multicrystalline metals, grain boundaries may
147
METAL CUTTING – Theory and Applications
become visible because the individual crystals exhibit varying orientations and therefore
varying stiffness. In this case, anisotropism of the grains becomes visible on the surface.
In general, all the structural deviations on a real surface are superposed. Filters are
employed to separate roughness and waviness in a measurement process.
Roughness parameters are defined according to the system centre line (M system), which
represents the base line of the profile. It is determined so that the profile mean square
deviation is minimum within the reference length. For the profile of the machined surface
in the figure 8.3 the following parameters are defined:
 The total height of the profile (maximum height of irregularities) Rmax (Rt): the sum
of the highest profile point and the depth of the deepest profile valley within the
measured length L.
 Ridge width k is the distance between two adjacent peaks.
 The mean roughness value (centreline average) Ra: the arithmetic mean of the
values of the y-coordinates Z(x) within a sampling length Li
Ra 
1 n
 Yi
n i 1
or
l
Ra 
1
Y  dx
L 0
8.1
 Ten-point mean roughness (ten point height of irregularities) Rz is the average
distance between the five peaks and the five deepest valleys within the sampling
length,
Rz 
R1  R3  .....  Rm  ( R2  R4  .....  Rn )
5
8.2
Figure 8.3 Fundamental terms of surface inspection technology
The basic and most widely used roughness criterion is the medium arithmetic profile
deviation Ra, while the remaining criteria are complementary. According to the standard,
Ra roughness is classified into twelve classes. Comparison between classes and criteria of
roughness are shown in Table 8.2.
148
SURFACE ROUGHNESS
Table 8.2 Roughness classes and corresponding ridge width
Roughness
class
N1
N2
N3
N4
N5
N6
N7
N8
N9
N10
N11
N12
Highest value in µm
Ra
Rz
0.025
0.10
0.050
0.20
0.100
0.40
0.20
0.80
0.40
1.60
0.80
3.20
1.60
6.30
3.20
12.50
6.30
25
12.50
50
25
100
50
200
Ridge width
[mm]
0.006
0.0125
0.025
0.050
0.100
0.20
0.40
0.80
1.60
3.20
6.30
12.5
8.3 Surface roughness in machining
In machining with defined tool shape, ideal surface roughness represents smoothness,
which is dependent on sharpness of the tool used in the cutting process. Medium arithmetic
profile deviation is calculated from the profile of machined surface so that with the centre
line, the profile is divided into two equal parts. The criterion for surface roughness Ra is
given as the sum of the absolute values of the areas above and below the mean line divided
by the length of the reference (see Figure 8.3 and Eq. 8.1). If we carefully monitor the
cutting process, we can conclude that the medium arithmetic profile deviation Ra is the
most depending on feed rate f and on cutting tool corner radius r.
The following example shows the generation of surface quality for a simple external
turning process. Since chip formation processes are ignored, we speak in this case of the
generation of kinematic surface roughness. For this, the tool penetration into the workpiece
is geometrically evaluated taking into consideration the kinematics in the tool reference
plane Pr, Figure 8.4.
Figure 8.4 Geometric ratio of engagement in cutting process and theoretical kinematic
surface roughness definition
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METAL CUTTING – Theory and Applications
It is practically impossible to achieve ideal machining conditions, so the actual surface
roughness usually differs very much from the theoretical kinematic one. Due to the
presence of BUE, wear and vibration, tool and workpiece, irregularity in the feed
movement of the tool, irregularity in the structure of the workpiece, uneven chip formation
and many other effects, the actual surface roughness has very random shape. In the
practical machining of a particular piece with a selected tool, the impact of feed and cutting
speed on surface finish is often analysed. From the diagram in Figure 8.5, which shows the
influence of feed and tool radius on theoretical and actual surface roughness in turning, it
can be seen that roughness increases by increasing feed rate and decreasing tool corner
radius.
Figure 8.5 Influence of feed and tool radius on theoretical and measured roughness Rz
Final conclusions
With experimental monitoring of various machining conditions, the influence of various
parameters that affect surface finish can be determined. In particular in high-speed
machining, one of the most serious problems is the occurrence and presence of vibrations,
which (in) directly affect the quality (or roughness) of machined surface. In Figure 8.6 –
first row, the influence of the tool cutting angle κ on the formation and amplitude of
vibrations. The presence and amplitude of vibrations in a tool are directly linked with the
choice of tool corner radius r (2nd row), rake angle γ (3rd row) and tool wear (or shape),
last row in Figure 8.6.
150
SURFACE ROUGHNESS
Figure 8.6 The influence of tool cutting angle κ, corner radius r, rake angle γ and tool
wear on formation and amplitude of vibrations [5]
8.4 Surface roughness measurements
Surface quality is a three-dimensional problem. Surface roughness parameters describe the
size and shape of micro-surface roughness measurements and therefore represent a very
complicated technical problem. For this reason, we must often use several criteria for
evaluating surface roughness or even specify a type of machining.
Methods for measuring the surface profile are quantitative methods. Most used are the
principles that contact the surface with stylus profilometer. Its movements are registered by
means of electric instruments. Conversion of mechanical movements into electrical
impulses is carried out with piezo crystal or inductive coils. In order to follow the profile,
diamond stylus should be rounded with probe tip as small as possible (0.02 – 50 µm).
Principle of operation of such instruments is shown in Figure 8.7.
Figure 8.7 Two working principles of mechanical roughness measuring methods
151
METAL CUTTING – Theory and Applications
The relevant ISO-standards give not only the definition of characteristics but also
requirements on measuring instruments (e.g. probe tip radius; distance between measuring
points) and software (e.g. phase-correction Gauss filter). The profile, which is obtained by
means of the section probing method, is called, after the application of the filter for short
wavelengths λs, the primary profile (P-profile). The roughness profile (R-profile) is
obtained through the deletion of the long-wavelength profile features (threshold
wavelength λc) from the primary profile. The waviness profile (W-profile) is made by
filtering the primary profile by means of λc and λf, as depicted in Figure 8.8.
Figure 8.8 Separation of waviness and roughness profile by wave filter [6]
The threshold wavelengths λc and λs necessary for this filtering readable in Figure 8.9 after
profile classification between periodic and aperiodic. No concrete definition currently
exists for the threshold wavelength λf, only the recommendation of λf = 10(5)λc. Besides the
threshold wavelengths for the separation of profile elements, definitions of the maximum
probe element radii and the distances between measuring points are established. However,
there are severe restrictions for the use of instruments in this way [7].
Figure 8.9 Measuring conditions (ISO 3274 and ISO 4288)
152
SURFACE ROUGHNESS
The additional assembly of y-shift table perpendicular to the actual feed direction allows the
collection of data from flat, three-dimensional structures. Using an appropriate software
package, one can derive three-dimensional surface characteristics from this data, or rather a
visual impression of the surface for the benefit of the user. This allows conclusions on
properties of the surface, which one cannot easily derive from a single profile.
Figure 8.10 3D surface structure in turning
Regarding the practice, 3D parameters are signed with the letter S. Their indexes, principal,
and geometrical content are similar to 2D parameters. While 2D parameters are described
by functions with one variable [y=f(x)], 3D parameters are characterized by functions with
two variables [z=f(x,y)]. It possesses a sampling area, while it is a sampling length for 2D
parameters. Most of the 2D parameters have their 3D equivalent [8].
Figure 8.10 shows the three-dimensional measured structure of a workpiece that was
machined on conventional lathe. The differences in altitude are represented by different
colours. The ridge width caused by the tool shape engagement and feed rate curvature left
behind the tool is clearly recognizable.
8.5 Laboratory works – Surface roughness measurements
Task 1. For different values of feed rates, measure mean roughness value Ra of the
machined surface.
Figure 8.11 Schematic diagram of roughness measuring principle [9]
153
METAL CUTTING – Theory and Applications
Table 8.3 Measuring instruments and accessories
No.
Name and characteristics
1
Calliper
Measuring range: 0 - 150 mm
Accuracy:
0.01 mm
Figure
Portable Surface Roughness
Tester
2
ISO, ANSI, JIS
Measurement procedure:
1. Choose machine tool and cutting tool for experiment
2. Define six different feed values f
3. For each parameters combination measure the surface roughness of the three sites
4. Perform statistical analysis of results
Figure 8.12 Roughness measurement procedure and printed result
154
SURFACE ROUGHNESS
Table 8.4 Machine tool data
Machine tool
Elements
Values
Type
Designation
Power P (kW)
Feed range (mm/rev.)
Spindle speed range (rev./min)
Tool
Designation
Tool wedge angle
α=
β=
Tool cutting edge angle, nose radius
κr =
rε =
γ=
Tool-overhang ln (mm)
Workpiece
Material designation
Hardness HRC
Tensile strength Rm (N/mm²)
Specific mass ρm (kg/m³)
Dimension D × L (mm)
Table 8.5 Measurements and calculations sheet (Surface roughness – measured values)
f (mm/rev.)
vc (m/min)
ap (mm)
0.0175
200
0.4
0.10
200
0.4
0.125
200
0.4
0.15
200
0.4
0.20
200
0.4
0.25
200
0.4
Ra (µm)
Ra (µm) - average
155
METAL CUTTING – Theory and Applications
Figure 8.12 Diagram of feed rate influence on surface roughness Ra
Table 8.6 Measurements and calculations sheet (Surface roughness – case study)
No.
f (mm/rev.)
1
0.1
2
0.2
3
0.3
4
0.4
5
0.5
6
0.6
156
Ra (µm)
0.34
0.38
0.31
1.29
1.22
1.34
2.97
2.88
2.91
5.21
5.14
5.15
8.23
8.21
8.26
9.99
10.19
10.27
Ra (µm) - average
0.34
1.28
2.92
5.17
8.23
10.15
SURFACE ROUGHNESS
Using MS Excel, a diagram showing the influence of feed on surface roughness can be
created. By applying least squares method (in Excel: function Add trendline – Display
equation on chart) an empirical model is generated, Figure 8.13.
Figure 8.13 Influence of feed rate on surface roughness Ra
Task 2. Derive the equation for theoretical total height of the profile Rmax in turning based
on feed f and tool corner radius r.
_________________________________________________________________________
_________________________________________________________________________
_________________________________________________________________________
_________________________________________________________________________
_________________________________________________________________________
_________________________________________________________________________
_________________________________________________________________________
_________________________________________________________________________
_________________________________________________________________________
157
METAL CUTTING – Theory and Applications
Task 3. Define the highest feed rate f, which can be used in turning with tool corner radius
r = 0.4 mm when total height of the profile Rmax = 1.6 μm should be achieved.
_________________________________________________________________________
_________________________________________________________________________
_________________________________________________________________________
_________________________________________________________________________
_________________________________________________________________________
_________________________________________________________________________
_________________________________________________________________________
_________________________________________________________________________
_________________________________________________________________________
_________________________________________________________________________
_________________________________________________________________________
Remarks
158
SURFACE ROUGHNESS
Literature:
[1] Globočki, L. G., Sredanović, B., Kramar, D., Nedić, B., Kopač, J.: Effects of Using of
MQL Technique in Metal Cutting, 13th International Conference on Tribology
SERBIATRIB 13, Kragujevac, Serbia, 2013, 292 - 301
[2] Raykar, S. J., D'addona, D. M., Kramar, D.: Analysis of Surface Topology in Dry
Machining of EN-8 Steel. Procedia materials science, 2014, vol. 6, 931-938
[3] Globočki- Lakić G., Sredanović B., Jokanović S., Borojević S.: Vector Based
Approach in Defining of Universal Machinability, In-TECH, Prague, Czech Republic,
2010, 326 - 329
[4] Nedić B., Jovanović D., Globočki Lakić G.: Influence of previous machining on
characteristics of galvanic cooatings, 12th International Conference on Tribology
SERBIATRIB 11, Kragujevac, Serbia, 2011, 146 - 151
[5] Sandvik Coromant: Metal Cutting Technology, Technical Guide, 2010
[6] Klocke, F.: Manufacturing Processes 1, Cutting, Springer Heidelberg Dordrecht
London New York, 2011
[7] Grote K-H., Antonsson, E. K.: Handbook of Mechanical Engineering, SpringerVerlag, 2008
[8] Staut, K. et al.: (The development of methods for the characterisation of roughness in
three dimensions. Report EUR 15178 EN. EC. Brussels,1994
[9] Globočki-Lakić G., Sredanović B.: Supplementary material to perform laboratory
exercises in metal cutting process, Faculty of Mechanical Engineering, Banja Luka,
2011 (in Serbian)
159
CHAPTER IX
MANUFACTURABILITY AND MACHINABILITY
Contents
9.1
9.2
9.3
9.4
Theoretical considerations
Manufacturability
Machinability
Case studies
9.1 Theoretical considerations
Parts that are machined by cutting can be encountered in all branches of industry [1]. Metal
cutting is used for the production of components which require high dimensional accuracy,
complex surface, and high quality of the machined surface. The manufacturing of the
mentioned parts is carried out in large, medium, and small batches, and in individual
production with defined appropriate workpiece stock (Figure 9.1). Current trends in
production technologies affect the planning and execution of machining in the way that they
require [1]:
 shorter timespan from request to final product,
 near shape processing to increase utilization of materials,
 increased precision machining,
 reduction of production costs,
 ability to create various forms,
 product life extension,
 compliance with principles of ecological production.
Figure 9.1 Machined part and corresponding stock [2]
161
METAL CUTTING – Theory and Applications
Table 9.1 Manufacturability and machinability parameters [3]
Component
Materials
P
M
K
N
S
H
Steel
Stainless steel
Cast Iron
Aluminium
Heat resistant m.
Hard materials
Operation
Conditions
Environment
Turning
Clamping
Coolant
Milling
Hardness
Cutting
parameters
Boring
Dry machining
The planning of a machining process is a complex task due to many interactions of
parameters. New technologies and materials, non-systematic knowledge, and machining
methods further complicate the mentioned problem. In product development, the
designer’s objective must be to achieve product functionality taking into consideration
production costs and possibility of using available technologies and processes. The main
part of the planning process is the recognition and analysis of the technological features of
a workpiece (Figure 9.2).
Figure 9.2 Recognition of technological features (holes, channels, pockets)
Technological features represent the ordered information set about geometric forms that
are defined by appropriate machining process, process parameters and non-geometrical
parameters related to the same machining process. The information contained in the
technological features includes: class of forms (cylindrical, prismatic, complex surface,
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MANUFACTURABILITY AND MACHINABILITY
etc.), geometric shapes (cylinder, groove, pocket, channel, etc.) and production conditions
(quality and accuracy). Based on the type and size of the technological features, one can
define the necessary operations, the required characteristics of tool machines, cutting tools
and clamping accessories. The planning process includes:
1. analysis of workpiece,
2. stock definition (defining of roughing and finishing allowance),
3. operations plan,
4. plan for clamping (requirements for clamping devices and grouping of operations),
5. plan for tool machine (requirements for work space and movements, for example),
6. plan for cutting tools (requirements for tool types and characteristics),
7. processing parameters definition (cutting speed, depth of cut and feed).
In product design, designers and technologists work together in order to improve and adapt
product characteristics to suit production capabilities, a practice known as the concept of
DFM (Design for Manufacturing). Process planning is usually based on the criterion to
reduce machining time and cost of production without reducing nominal demands for the
quality and functionality of parts. When developing a possible execution of the machining
process, it is necessary to take into account the following:
 manufacturability - in accordance with capabilities to machine technological
features,
 machinability - in accordance with capabilities to machine workpiece material.
Figure 9.3 Influence on machinability and manufacturability definition
The analysis of manufacturability and machinability based on geometric characteristics and
characteristics of the workpiece material is related to the characteristics of machining
equipment, processing conditions, external environment conditions, human factor,
availability of equipment, etc. (Figure 9.3). The analysis of manufacturability and
machinability is mostly based on empirical knowledge. The complexity of this problem has
led to the development of CAPP system that incorporates the technologist’s knowledge and
database of materials, tools and tool machines [4]. CAPP can be defined as a set of
computer aided activities that simplifies and supports the work of technologists. As such, it
represents the link between product design systems (CAD) and machining design systems
(CAM). The development of CAPP was aimed at reducing the manual work of
technologists, optimization performance, knowledge systematization and proper analysis of
machining time and production cost [4]. Knowledge about technology is based on the
understanding of the workpiece geometry and non-geometrical information about product
(type of treatment, clamping and positioning of workpiece, type of cutting tools, etc.).
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METAL CUTTING – Theory and Applications
9.2 Manufacturability
Manufacturability can be defined as the ability to manufacture a part with ease regarding
its geometric features and additional technological characteristics [5]. It is defined as the
ability of a workpiece to be manufactured by executing appropriate operations.
Manufacturability is difficult to express as an explicit value. When analyzing a workpiece
in process planning, the following characteristics must be included:
 workpiece dimensions (maximum and minimum dimensions),
 workpiece shape (dimensional size, relative size),
 complexity (symmetry, latency of technological forms),
 dimensional and positional tolerances (values, relations)
 surface roughness (maximum height roughness, mean deviation),
 batch size (number of pieces to be produced),
 delivery speed (required time of manufacture),
 cost of processing.
Figure 9.4 Tool machine movements as the basis for determination of manufacturability [3]
The processing plan includes a sequence of operations in accordance with the clamping
plan. Possible tool machine movements and workpiece orientation must be considered
when planning the operations sequence (Figure 9.4). The basic rule for determining the
operations sequence is that prior to the machining of the observed surface, the surface
based on which it is dimensioned must be machined. The surface that is dimensioned based
on the clamping base has the priority. The workpiece area with defined position tolerances
must have the priority in machining. The basis for the cutting plan definition is to extract
information about individual technological features. Technological features in cutting can
be produced through the following operations: turning, milling, drilling, grinding etc.
The choice of operation is essentially influenced by the required surface quality of a
workpiece (Figure 9.5). Some operations cannot provide fine surface quality [5]. The
problem can be partially resolved by introducing the roughing and finishing operation.
Roughing and finishing processes in an operation differ in the values of process
parameters, and very often, in the type of cutting tools, and relative movements between
the tool and the workpiece. Due to different tool types used for roughing and finishing,
these two types of processing can be defined as separate operations and thus defined as
specific technological features.
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MANUFACTURABILITY AND MACHINABILITY
Figure 9.5 Value of surface roughness for different types of operations
Cylindrical technological features (with given surface roughness, tolerances, and shapes)
can be obtained by turning, but also by milling (Table 9.2). However, turning is a more
productive process than milling. In machining of cylindrical shapes by turning, one can
achieve a more precise geometry because it is realized through the natural rotation of the
workpiece.
In turning, it is necessary to avoid situations where cutting depth and feed are equal (Figure
9.6). The relation between cutting depth and feed should be ap > fn. It is necessary to
provide processing conditions where cutting depth is greater than the tool tip radius ap > rε.
Chamfers on the workpiece contour greater than 22° are inadequate for turning with other
contour and with one cutting tool. To solve this problem, one must use acceptable tool
insert shapes or the right turning tool (Figure 9.7). Low roundness is difficult for turning
and must be machined with cutting tools whose tip radius is smaller than the roundness in
order to avoid vibrations (Figure 9.8).
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METAL CUTTING – Theory and Applications
Table 9.2 Turning operation and its application [3]
Turning operations
Application
External turning
It is used for:
- external facing
- external longitudinal turning
- external radial turning
Can be performed with multi passes or
specific CNC cycles. This operation type
is used for medium feeds and steps in
turning.
Internal turning
It is used for:
- internal facing
- internal longitudinal turning
- internal radial turning
Can be performed with multi passes or
specific CNC cycles. This operation type
is used for medium feeds and steps in
turning.
Parting
It is used for:
- grooving
- parting
- making of rotational channels
(internal and external)
Can be performed with multi passes or
one pass. This operation type is used for
low feeds and steps in turning.
Figure 9.6 Recommendations for relation between cutting depth, feed and tool tip radius [3]
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MANUFACTURABILITY AND MACHINABILITY
Figure 9.7 Recommendation for cutting tool use in machining of chamfers [3]
Figure 9.8 Recommendation for tool tip radius in machining of fillets [3]
Table 9.3 Milling operations and their application [3]
Milling operations
Application
Face milling
It is used for milling of planar surface,
with smaller depths of cut. Can be
performed with appropriate CNC cycles
for facing.
Shoulder milling
It is used for milling of shoulder and
steps, with smaller depths of cut. Can be
performed with multi passes and
appropriate tool machine movements.
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METAL CUTTING – Theory and Applications
Edge milling
It is used for milling of edge side and
deeper shoulder, with higher depths of
cut. Can be performed with multi passes
and appropriate tool machine movements.
Slot milling
It is used for milling of slot, pocket and
simple profile milling, with higher depths
of cut. Can be performed with multi
passes and appropriate tool machine
movements.
Profile milling
It is used for milling of complex surfaces.
Must be performed with multi-simulating
movements of tool machine. For this type
of milling ball nose cutter is commonly
used.
Prismatic parts can be primarily manufactured by milling operations (Table 9.3). In case of
defining simple shapes, technological features on prismatic parts can be manufactured by
milling operations on tool machines with 2½ D control. In modern industry appear
prismatic parts with complex shape and their configuration cannot be described through
simple technological features. If processes on machines have a higher level of control (for
example 3D or 5D control), it complicates the definition of technological features.
In milling, deep features and features on a workpiece with inaccessible surface are
complicated for machining with conventional tools, operations and tool machine
movements (Figure 9.9). Machining of inaccessible and deep places on a workpiece, due to
poor chip evacuation and tool vibration, destroys the machined surface and causes parts
spoilage (Figure 9.10).
Figure 9.9 Problem of inaccessible surface machining [3]
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MANUFACTURABILITY AND MACHINABILITY
Figure 9.10 Problems of deep inaccessible machining [3]
In milling of pockets with rounded corners, it is necessary to use specific strategies and
circular movements of tool machine. For this to be possible, the radius of the milling cutter
must be smaller than the radius of the rounded corner. One must avoid situations where the
tool axis coincides with the workpiece axis or workpiece edge. In milling of channels, it is
preferable that the diameter of the milling cutter is smaller than the channel width. These
strategies result in higher accuracy and lower incidence of vibration.
Sudden changes in the continuity of the workpiece volume (such as holes, pockets,
chamfers, channels, etc.) result in vibration and tool breakage (Figure 9.11). Processing
unfavourable thin-walled structures on a workpiece requires a special machining strategy,
where at any time of machining one must ensure support to the observed structure.
Figure 9.11 Features with discontinuous structure [3]
Drilling processes are intended for the machining of volatile and non-volatile holes. The
basic drilling operations include: drilling, boring and reaming (Table 9.4). In addition to
the basic operations, one can perform other operations such as start-drilling, deep holes
drilling and threading. The main problem in hole drilling is the formation of inadequate
chip shapes and their removal from the cutting zone. Long chips get stuck between the drill
tool and the hole, and this situation distorts the surface quality. If the input or output
surface of the hole is uneven, it is necessary to reduce the feed (Figure 9.12). Drilling on
asymmetrical and inclined surfaces and expansion of holes with small cutting depth with a
drill tool is not allowed (Figure 9.13).
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METAL CUTTING – Theory and Applications
Table 9.4 Drilling operations and their application [3]
Drilling operations
Application
Drilling
It is used for drilling of holes with
lower quality of machined surface.
It is used for:
- simple holes,
- blind holes,
- irregular holes,
- deep holes.
Commonly, it is performed with
appropriate CNC cycles.
Chamfering
It is used for:
- step holes,
- taper holes,
- chamfered holes.
Commonly, it is performed with
appropriate CNC cycles or one pass
machining. It is used for drilling of
holes with lower quality of machined
surface.
Boring
It is used for drilling of holes with
higher quality of machined surface.
It is used for:
- boring of simple holes,
- boring of holes with large
diameters,
- special boring,
- reaming.
Commonly, it is performed with one
pass machining.
Figure 9.12 Reduction of feed during drilling on complicated start surfaces [3]
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MANUFACTURABILITY AND MACHINABILITY
Figure 9.13 Recommendations for drilling on complicated surfaces [3]
9.3 Machinability
Machinability is a relative characteristic of a material and can be defined as the ease with
which the material can be machined. Machinability, being a technological characteristic of
materials, can be defined as material’s ability to be machined with ease or difficulty using
appropriate operations within a narrow range of defined process parameters and conditions
(Figure 9.14). Generally, machinability is defined as the ability of a material to be processed
using economical methods of machining. The disadvantage of this definition is that it does
not make it possible to quantify or measure machinability. Therefore, machinability is a
material’s ability to provide required quality, high efficiency, productivity and process costeffectiveness in machining.
Figure 9.14 Parameterization of machinability [6]
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METAL CUTTING – Theory and Applications
As a technological characteristic, machinability is not only related to material, but also to
the cutting process. The study and definition of machinability in metal cutting includes
several phases: experimental measurements, modelling of process parameters, definition of
machinability, and utilization of knowledge about machinability of a material. The aim of
the machinability study is the need for increased productivity and decreased production
costs. Machinability covers the following areas [6]:
 machining of materials,
 process planning,
 optimization of machining processes,
 construction of new tools, inserts and coatings,
 testing of dosage techniques and type of coolants and lubricants.
There are many direct and indirect factors that influence machinability, but they all fall
into three basic categories that are related to the workpiece and tool material, cutting
conditions and machining system characteristics. Influential factors can be divided into
three groups: factors related to the cutting process, factors related to the cutting tool and
factors related to the workpiece (Figure 9.15).
Figure 9.15 Influential factors on machinability [1]
Figure 9.16 Direct and indirect functions and criteria of machinability [1]
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MANUFACTURABILITY AND MACHINABILITY
Machinability is defined by the basic and additional set of functions and criteria. Figure
9.16 shows the correlation between the criteria for the definition of machinability, where
is: MRR - material removal rate for standard tool life, MPR - mechanical properties of the
workpiece, CF - cutting forces, CHCOM - chemical properties of the material, TCOND thermal conductivity of the material, CT - cutting temperature and CHF - chip shape.
A set of machinability functions can define machinability accurately enough [10]. When
defining a material’s machinability, it is important to select and rank the basic
machinability functions taking into consideration the following facts [7, 8, 10, 11]:
1. The basic machinability functions do not have equal importance in all types of
processes. For example, in roughing tool life has the greatest importance, as it provides
maximum productivity. In this case, the aim is to minimize the cutting force. In finishing,
most affected functions are surface quality and dimensional accuracy. The above facts
indicate the complexity of defining, where requirements must be met.
2. A material may have contrasting indications of machinability with respect to
different criteria. Some materials have good machinability according to one criterion, and
poor according to another. For example, aluminium has good machinability regarding the
cutting forces criterion, and poor machinability regarding the surface roughness criterion.
Table 9.5 Machinability testing methods [6]
Groups
Subgroups
Method of cutting forces measurement
Method of friction measurement in cutting zone
Comparative methods
(index methods)
Method of temperature measurement in cutting zone
Radioactive method
Method of constant length of cutting
Method of constant loads
Express method
Complex methods
(functions methods)
Method of orthogonal plans
Chemical composition test
Tapper turning test
Absolute methods
(tests on complex parts)
Step turning test
Variable feed rate test
Modern experimental techniques and procedures in cutting processing have contributed to
the development of different machinability testing methods (Table 9.5). All testing
methods are based on some machinability criteria [12, 13]. One of the most common ways
to express machinability is through machinability index [14]. It is a relative measure of
machinability that is compared with the selected material - etalon material (Figure 9.17).
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METAL CUTTING – Theory and Applications
Figure 9.17 Machinability indexes for different materials and criteria [6]
The following are three most commonly used physical material parameters for analyzing
machinability of materials: hardness (HRc), strength (Rm), and thermal conductivity (c).
The effect of alloying elements in a workpiece material has a crucial influence on the ease
of machining.
Figure 9.18 Machinability indexes for different steels [6]
Various combinations of alloying elements in steel as well as the chemical composition of
alloys used in metal industry have different influence on the ease of the cutting process
(Figure 9.18). Structural steels have good machinability. They can be machined at higher
cutting speeds, do not stick on the tool edge and have good thermal conductivity. Manganese
stainless steels are difficult to machine due to their high strength. They are machined at
medium cutting speeds. Chromium-Nickel steels have low machinability due to the
occurrence of carbides and nitrides, high strength, hardness and heat resistance. They usually
have an austenitic structure. Chromium-Nickel steels are machined at lower cutting speeds.
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MANUFACTURABILITY AND MACHINABILITY
Table 9.6 Influence of alloy elements on machinability of steels
Element
Carbon
Silicon
Manganese
Chrome
Nickel
Tungsten
Chem.
mark
C
Si
Mn
Cr
Ni
W
Percentage
of alloying
Influence on machinability
< 2%
Steel with 0.8% has maximum machinability, with
highest Rm. Reducing the percentage of carbon
causes increase of toughness. Increasing the
percentage causes increase of hardness.
> 0.6%
Moderately increases Rm and elasticity and
decreases toughness of steel. Increases resistance
to corrosion. It has diverse impact on
machinability.
> 0.8%
Expanded austenitic field of steel moderately
increases the strength, toughness and hardness.
Strongly reduces tendency to oxidation. It causes
intense abrasion of tool.
> 0.3%
The most used element. Extends ferrite area and
increases hardness and dynamic strength,
resistance to oxidation and chemical reagents. It
causes intense abrasion of tool.
> 0.3%
It is always combined with other elements.
Expands austenite field and increases strength and
toughness at very low temperatures. Increases
resistance to influence of chemical reagents.
> 0.1%
Intensively increases hardness of steel and wear
resistance. Extremely intense, increases steel
resistance (hardness and strength) at higher
temperatures.
Molybdenum
Mo
> 0.08%
Extremely increases material toughness, strength
and dynamic strength, and thus causes intense
abrasion of cutting tool.
Vanadium
V
> 0.1%
Very intensively increases strength and toughness
of steel, which are retained at higher temperatures.
Increases elasticity of steel.
Cobalt
Co
> 0.1%
Greatly increases strength, corrosion resistance
and wear resistance of material. It causes intense
abrasion of tool.
Ni alloys have very poor machinability due to nitride in their structure. They have stable
hardness and strength at high temperatures and are high cutting resistance materials.
Appearance of vibrations during machining leads to the strength of surface layers.
Titanium alloys have very poor machinability because of their high strength, hardness and
toughness, and because of their small thermal conductivity. They can be machined at lower
speeds.
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METAL CUTTING – Theory and Applications
Aluminium alloys have better machinability at higher cutting speeds as it avoids the
appearance of build on edge (BUE) on the cutting tool and appearance of higher surface
roughness. Brass, the alloy of copper and zinc, has low machinability in cutting, because it
results in very short chip. When machining at higher cutting speeds, BUE will appear due
to the increase of cutting temperatures. Bronze, the alloy of copper and zinc alloy, is
difficult to process due to high tensile strength at higher temperatures, as well as increased
dynamic strength and toughness.
Figure 9.19 Influence of vibrations on surface roughness [3]
Elements of the machining system influence machinability in the following ways:
 Increase in cutting resistance; use smaller feed, smaller cutting depth and lower rake
angle to reduce it.
 More intensive wear of the cutting edge; use lower cutting speed and a coolant to
reduce it.
 Increase in the cutting edge temperature; use lower cutting depth, lower cutting
speed, and a coolant to reduce it.
 Increase in surface roughness; use lower feed, the highest cutting speed and tool tip
radius to reduce it.
 Appearance of unfavourable chip shape; use the highest cutting depth, tool with
chip-breaker and smaller tool tip radius to reduce it.
 Increase of vibrations; to reduce them use stiffer cutting tool.
Figure 9.20 Problems during machining of soft materials [3]
Vibration is a very negative phenomenon in cutting. It occurs on the workpiece and the
cutting tool and results in decreasing surface roughness (Figure 9.19). Brittle or soft
workpiece material and vibration can lead to the appearance of "phantom holes" or larger
or smaller values of diameter than the nominal diameter. A soft workpiece material, large
inclination angle and lower feed can lead to the appearance of fat on the cut edges of the
workpiece (Figure 9.20). This problem requires the introduction of additional operations.
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MANUFACTURABILITY AND MACHINABILITY
Research on manufacturability and machinability requires a complex experimental
research, modeling, analysis and data sorting (Figure 9.21). In order to obtain conclusions
about machinability of new materials machined with latest cutting processes, new tools,
and different cutting parameters, one must perform complex process monitoring.
Figure 9.21 Data flow in machinability research [6]
In order to improve product quality, increase productivity and reduce costs, one needs to
integrate continuous monitoring systems of the process on tool machine. The effectiveness
of the cutting process monitoring depends on the ability to identify unfavourable events
during cutting process. Monitoring process can be:
 on-line (monitoring during machining):
 measuring of cutting forces,
 measuring of vibration,
 measuring of cutting temperature,
 off-line (monitoring after machining):
 measuring of tool wear,
 measuring of surface quality,
 chip shape classification.
Technological windows can be created during machinability testing. They are based on the
French national standard NF E 66-520-6. A technological window is a graphical
representation of the area of cutting parameters applicable value (Figure 9.22). It is
obtained from experimental measurements and it represents the limit of the values of
cutting parameters (cutting speed, depth of cut and feed), and other geometrical and
physical parameters, too. An experimental research starts with setting the initial cutting
parameters values. One parameter is set as a constant, while the other is changed in several
levels. After exhausting all the combinations, the research procedure sets a new parameter
as a constant. During the experimental research, the measurement of cutting force,
vibrations, and surface roughness is performed, as well as the chip shape classification.
The boundaries of the applicable area are determined when the measured values of the
cutting parameters rapidly increase or reach a predetermined value [15].
The results of research on manufacturing and machinability by means of the mentioned
experimental measurement can be sorted in a database and included in an appropriate
catalogue of the world's leading producer of cutting tools. Databases that offer tool
producers are often automated and available on the internet, which contributes to the
development of CAPP system [3].
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METAL CUTTING – Theory and Applications
Figure 9.22 Example of technological window for turning of C45E with conventional
flooding and High Pressure Jet Assisted Machining (HPJAM) on pressure 110 MPa [15]
9.4 Case studies
The following practical tasks are related to the manufacturability and machinability
research and analysis (Task 1) and the use of the existing database related to machinability
and manufacturability (Task 2). To perform cutting operations with no unfavourable events
and with processing cost reduction is the main goal of the research of manufacturability
and machinability.
Task 1: Perform the complex testing of machinability for new tool insert for turning of
bearing steel 100Cr6 with special CLF dosing techniques - High Pressure Jet Assisted
Machining. Make the technological window for tested condition [15].
Solution:
Solution will be achieved through the implementation of several phases pertaining to:
setting initial requirements, experimental setup, description of the measurement equipment,
and finally, analysis and presentation of the results.
A. Cutting tool
A new carbide tool insert for turning will be tested (Figure 9.23). Cutting tool mark is
CNMG 1204 08 MF5 - TH1000, coated with nano-layer, and manufactured by SECO
tools. It is a rhomboid insert with clearance angle 5° and rake angle 0°, radius of tool tip is
0.8 mm. Inclination angle is κ = 120°. The insert has special chip break geometry with
trace for jet cooling and lubrication. Tool holder is PCBNR 2525 M12 by SECO tools.
B. Workpiece materials
Workpiece material is heat treated bearing steel 100Cr6. Tensile straight of this material is
σ = 1000 N/mm², module of elasticity E = 2·10³ MPa and hardness is 62 HRc. Experimental
research will be performed on rod workpiece with dimensions 60×250 mm.
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MANUFACTURABILITY AND MACHINABILITY
Figure 9.23 Tool insert TH1000 by SECO tools
C. Tool machine
Tool machine is universal lathe BOEHRINGER PRVOMAJSKA. Properties of tool
machine are: power P = 8 kW, maximum spindle speed nmax = 2240 rev/min, maximum
feed fmax = 1.6 mm/rev. Maximum dimension of workpiece is D×L = 250×1500 mm. Lathe
is equipped with high pressure plunger pump for HPJAM (Figure 9.24).
Figure 9.24 Universal lathe (left) and high-pressure pump for HPJAM machining (right)
D. Experimental setup
Figure 9.25 Experimental setup and data flow
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METAL CUTTING – Theory and Applications
Cooling and lubrication fluid is 3% emulsion of vegetable oil and technical water without
chlorine by PRIMOL 3000. It is an organic emulsion with good tribological characteristic.
HPJAM turning was performed at pressure 50 MPa and flow rate 2 l/min. The coolant jet
from sapphire nozzle is directed to the cutting edge at angle of 30° with the rake face at the
distance of 30 mm, in zone between clearance tool face and chip. Jet was hit on the tip of
cutting edge at the angle of 90°. Nozzle diameter is 0.4 mm.
E. Measuring devices
The cutting forces were measured with a “KISTLER” measuring chain. The measuring
chain consisted of 4-component dynamometer, connection cables, amplifier for signal
conversion and software for monitoring and processing measuring signals.
Measurement of tool wear was performed on a “MITOTOYO TM505” microscope with
CCD camera and appropriate software for images processing. It has light source and 30x
zoom lens, with positioning accuracy 0.001 mm. Surface roughness was measured using
the measuring device “MITOTOYO Surftest SJ 301” with different measuring functions,
which correspond to ISO, JIS, DIN and AISI standards. Measurement results can be
transferred to PC via the external RS232 connection or on device monitor.
Figure 9.26 Measuring devices: cutting force dynamometer (left), tool microscope
(middle) and surf tester for roughness (right)
F. Results and analyses
Measured values of the cutting forces components (main cutting force – Fc, feed cutting
force – Ff and passive cutting force – Fp) for different combinations of cutting parameters,
are shown in Table 9.7.
Table 9.7 Cutting forces for machining 100Cr6 with tool CNMG 1204 08 MF5
No.
1
2
3
4
5
6
7
8
180
Depth of cut
Feed
Cutting speed
ap (mm)
f (mm/rev)
vc (m/min)
0.5
0.080
65
0.5
0.080
85
0.5
0.080
100
0.5
0.125
85
0.5
0.160
85
0.5
0.180
85
0.75
0.125
85
0.25
0.125
85
Fc (N)
Ff (N)
Fp (N)
302
293
278
337
361
383
409
269
211
201
196
227
242
251
350
122
239
247
244
304
348
365
417
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MANUFACTURABILITY AND MACHINABILITY
Figure 9.27 shows tool wear curves for different combinations of technological parameters.
Table 9.8 shows the values of material removal rate (MRR), tool life and surface roughness
at the beginning and end of machining time.
Figure 9.27 Tool wear for different input parameters (ap = 0.5 mm) [6]
Table 9.8 Tool life and surface roughness for machining 100Cr6
Depth of
cut
ap (mm)
Feed
f (mm/rev.)
Cutting
speed
vc (m/min)
MRR
(cm³/min)
Tool
life
T (min)
Beg.
time
End
time
Beg.
time
End
time
0.5
0.5
0.5
0.5
0.5
0.5
0.5
0.5
0.200
0.125
0.125
0.125
0.125
0.180
0.160
0.008
85
85
120
100
65
85
85
85
8.50
5.31
7.50
6.25
4.06
7.65
6.80
0.34
4.0
13.2
4.0
5.1
17.1
3.5
4.5
22.7
0.91
0.48
0.52
0.53
0.58
0.86
0.85
0.36
0.96
0.50
0.57
0.58
0.63
0.99
0.97
0.62
3.98
2.51
2.61
2.86
3.18
3.93
3.90
2.12
4.51
2.88
2.93
3.62
3.28
4.67
4.22
3.35
Ra [μm]
Rmax [μm]
Based on the analysis of cutting forces, it can be concluded that they increase by increasing
feed and cutting depth, and reduce by increasing cutting speed. Tool wear increases by
increasing feed and cutting speed. The analysis of measured values of surface roughness
tells us that surface roughness increases with the increasing of tool wear. Average value of
tool life for used cutting parameters is 9.25 min, and average value of material removal
rate is 5.80 cm³/min. Technological parameters that allow optimal machining in
accordance with the tool wear and productivity of machining (MRR), is ap = 0.5 mm, f =
0,125 mm/rev. and vc = 85 m/min. Tool wear in turning can be monitored through chip
shape (Figure 9.28). Chip shape becomes unfavourable by increasing the flank tool wear.
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METAL CUTTING – Theory and Applications
Figure 9.28 Phase of flank tool wear and chip shapes in HPJAM turning [6]
G. Presentation of results
Tool wear is a dominant problem in the turning of hardened steel 100Cr6, so there is a
tendency to use lower cutting parameters values. On the other hand, the mentioned
decreasing leads to a reduction in productivity. Based on these facts, it is necessary to
determine the area of acceptable parameters combinations, and based on that, technological
windows can be formed (Figure 9.29).
Figure 9.29 Technological window for tool insert TH1000 in HPJAM turning of 100Cr6
182
MANUFACTURABILITY AND MACHINABILITY
Task 2: Workpiece is given in Figure 9.30. Present the process plan for machining; define
operations, cutting tools, clamping plan and comments regarding manufacturability and
machinability. Based on the above information, take cutting parameters from the catalogue
and execute necessary calculation.
Figure 9.30 Workpiece for practical example
Solution:
A. Comments about manufacturability:
To machine the workpiece, it is necessary to use turning, drilling and milling (Figure 9.31).
Turning must be performed first in order to remove material at diameters 32 mm and
50 mm. The above operation is followed by the drilling of a through hole 14. Then
follows the milling of slots and a channel of diameter 50 mm. The drilling of the hole
before milling is required due to non-favourable shape of the output surface that would
result from the milling of the channel. This sequence is a good solution because of
operations grouping, and because the drilling of the central hole can be performed on lathe.
Figure 9.31 Phases of production by cutting
183
METAL CUTTING – Theory and Applications
B. Comments about machinability:
Structural steel C45E has medium machinability. It can be machined at higher cutting
speeds and medium cutting depth.
C. Stock definition:
Based on the given machining operations, a metal rod with diameter 60 mm can be used
(Figure 9.32). Machining will be performed on CNC machines. After turning, the
workpiece will be cut-off from longest rod, so the stock length is not defined.
Figure 9.32 Stock shape of workpiece
D. Process planning
For recognized machining operation can be used CNC lathe EMCO Turn 500 and CNC
milling centre EMCO Concept Mill 450 (Figure 9.33). For this case, operation plan, tool
plan and clamping plan is given in Table 9.8. Detailed tool information will be given in
calculations.
Figure 9.33 Tool machines for production of parts: milling machine (left) and lathe (right)
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MANUFACTURABILITY AND MACHINABILITY
Table 9.9 Process plan and other requirements
Clamping
No.
10
20
Clamping
no. 1
Lathe
jaws
Clamping
no. 2
Prismatic
clamp
devices
30
Name of operation
Facing 60 on front side
Rough turning:
- taper 22×32×15,
- cylinder 32×27,
- radius R3,
- shoulder from 32 to 50
- cylinder 50×25
Finish turning:
- taper 22×32×15,
- cylinder 32×27,
- radius R3,
- shoulder from 32 to 50
40
Drilling of hole 14×70 on lathe
50
Reaming of hole 14 h6×70 on lathe
60
Parting of workpiece on 70 mm
70
Edge milling of side on cylinder 50×25
80
90
Cutting tools
Tool with insert for
facing and longitudinal
turning
Drill 14 mm
Reamer 14 h6
Turning tool for parting
Rough slot milling in centre of cylinder
50×25
Finish slot milling in centre of cylinder
50×25
Flat end mill 8 mm
Flat end mill 8 mm
Flat end mill 8 mm
E. Process parameter for operations
E.1 Operation 30
Description: Fine turning of: taper 22×32×15, cylinder 32×27, radius R5, and
shoulder from diameter of 32 to diameter 50.
Figure 9.34 Cutting plan for operation 30
185
METAL CUTTING – Theory and Applications
Turning tool:
Insert: CNMG 12 04 04 - PF, SANDVIK carbide insert with quality GC4215
Rhomboid with angle 80° and radius of tool tip: rε = 0.4 mm
Tool holder: DCLNR 2525 M 12 with inclination angle: r = 95°
Figure 9.35 Cutting tool for operation 30 [3]
Cutting parameters:
For steel finishing and carbide inserts, cutting parameters are:
Depth of cut:
ap = 0.5 mm
Feed:
f = 0.15 mm/rev.
Cutting speed: vc = 380 m/min
Depth of cut must be greater than the feed value: ap > f → 0.5 > 0.15 and that is acceptable.
Depth of cut must be greater than the tool tip radius: ap > rε → 0.5 > 0.4 and that is
acceptable.
Figure 9.36 Cutting parameters for turning from catalogue SANDVIK [3]
186
MANUFACTURABILITY AND MACHINABILITY
Calculation of cutting parameters:
Number of revolutions:
1000 ∙
∙
1000 ∙ 380
32 ∙
3780
rev./min
Feed velocity:
∙
0.15 ∙ 3780
560
mm/min
Power and productivity:
Power, for specific cutting force kc = 2200 N/mm² and machine efficiencies c = 0.9:
∙ ∙ ∙
 ∙ 60 ∙ 10
0.5 ∙ 0.15 ∙ 380 ∙ 2200
0.9 ∙ 60 ∙ 10
1.2
kW
Productivity:
∙
∙
0.5 ∙ 0.15 ∙ 380
285
cm /min
Machining time:
Number of passes: i = 1
Entrance and exit of tools: e = 5 mm
Length of cutting:
18
15
7
50
32
58 mm
Machining time:
∙
2∙
∙
1 ∙ 58 2 ∙ 5
0.15 ∙ 3780
0.12
min
E.2 Operation 40
Description:
Drilling of through hole 14×70 mm
Figure 9.37 Cutting plan for operation 40
Drilling tool:
Solid drill: R840-1380-50-A0A, with TiN/TiAlNi multilayer, with quality GC1220
Maximum drill depth: l4 = 70 mm
Solid drill with cylindrical shank
Inclination angle: r = 70°
187
METAL CUTTING – Theory and Applications
Figure 9.38 Cutting tool for operation 40 [3]
Cutting parameters:
For steel drilling and solid drill, cutting parameters are:
Depth of cut:
ap = 7 mm
Feed:
f = 0.2 mm/rev.
Cutting speed: vc = 80 m/min
The required quality of hole diameter tolerance IT9 is equal to possible quality tolerance
IT9 and that is acceptable. Required quality of machining Ra = 1.6 is equal to possible
Ra = 1-2 μm and that is in compliance with requirements.
Figure 9.39 Cutting parameters for drilling from catalogue SANDVIK [3]
Calculation of cutting parameters:
Number of revolution:
1000 ∙
∙
1000 ∙ 80
14 ∙
1820
rev/min
Feed velocity:
0.2 ∙
0.2 ∙ 1820
364
mm/min
Power and productivity:
Power, for specific cutting force kc = 800 N/mm² and machine efficiencies c = 0.9:
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MANUFACTURABILITY AND MACHINABILITY
∙ ∙ ∙
 ∙ 240 ∙ 10
7 ∙ 0.2 ∙ 80 ∙ 800
0.9 ∙ 240 ∙ 10
0.42
kW
Axial force:
0.25 ∙
∙
0.25 ∙
∙
∙

∙
0.25 ∙ 800 ∙ 14 ∙ 0.2 ∙
70°
562
N
Productivity:
∙
0.25 ∙ 7 ∙ 0.2 ∙ 80
28
cm /min
Machining time:
Number of passes: i = 1
Entrance and exit of tools: e = 5 mm
Length of cutting: Lc = 70 mm
Machining time:
2∙
∙
∙
1 ∙ 70 2 ∙ 5
0.2 ∙ 1820
0.22
min
E.3 Operation 80
Description:
Rough milling of slot, in centre of larger cylinder 50×25. After the mill cutter pass, on
the sides and bottom of the slot remains material addition of 1 mm for finishing. This
operation can be performed with appropriate CNC cycles.
Figure 9.40 Cutting plan for slot milling in operation 80
Milling tool:
Rough end mill: R216.34-08050-AK19H, material HSS, with quality GC4230
Diameter: D = 8 mm
Maximum milling depth: amax = 19 mm
Number of teeth: z = 4
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METAL CUTTING – Theory and Applications
Figure 9.41 Cutting tool for operation 80 [3]
Cutting parameters:
For steel milling with HSS end mill, cutting parameters are:
Depth of cut:
ap = 4 mm
Width of cut:
ae = 8 mm
Feed per tooth: fz = 0.1 mm/tooth
Cutting speed: vc = 230 m/min
The first choice in milling is down milling. The shoulder mill cutter location is:
8
8/2
2
8 - that is not desirable, but is accepted in first pass of slot milling.
Figure 9.42 Cutting parameters for end milling [3]
Calculation of cutting parameters:
Number of revolution:
1000 ∙
∙
190
1000 ∙ 230
8∙
9150
rev./min
MANUFACTURABILITY AND MACHINABILITY
Feed velocity:
∙
0.1 ∙ 9150
915
mm/min
Power and productivity:
Power, for specific cutting force kc = 1700 N/mm² and tool machine efficiencies c = 0.9, is:
∙
∙ ∙ ∙ ∙
 ∙ 240 ∙ 10
4 ∙ 8 ∙ 0.1 ∙ 4 ∙ 250 ∙ 1700
0.9 ∙ 60 ∙ 10
0.4
kW
Productivity:
∙ ∙
1000
4 ∙ 8 ∙ 915
1000
29
cm /min
Machining time:
Number of passes: i = amax / ap = 12 / 4 = 3
Entrance and exit of tools: e = 3 mm
Length of cutting: Lc = 50 mm
Machining time:
∙ 2∙
2∙
3∙ 2∙8
50
915
2∙3
0.25
min
Literature:
[1] Gresik, W.: Advanced Machining Processes for Metallic Materials - Theory,
Modeling and Application, Elsevier B. V., Amsterdam, 2008
[2] Guptaa S. K., Nau D. S.: Systematic approach to analysing the manufacturability of
machined parts, Computer-Aided Design, 1995, Vol. 27 , 323-342.
[3] Sandvik Coromant: Metal Cutting Technology, Technical Guide, 2010
[4] Radhakrishnan P., Subramanvan S., Raju V.: CAD/CAM/CAPP, New Age
International Limitted Publisher, New Delhi, 2008
[5] El Wakil S. D.: Processes and Design for Manufacturing, Waveland Press, Long
Grove, 2002
[6] Sredanović B.: Development of model for universal machinability defining based on
the cutting process parameters, Master Thesis, Faculty of Mechanical Engineering,
Banja Luka, 2012 (in Serbian)
[7] Sredanović, B., Globočki - Lakić, G., Cica, Dj., Borojević, S.: A nouvel method for
material machinability evaluation, Conference MIT&SLIM 2013, Piran, Slovenija
[8] Globočki - Lakić, G., Sredanović, B., Nedić, B., Cica, Dj., Čatić, D.: Development of
Mathematical Model of Universal Material Machinability, Journal of the Balkan
Tribological Association, 2011, Vol. 17, No. 4, 501 – 511
[9] Pušavec, F., Kramar, D., Krajnik, P., Kopač, J.: Transitioning to sustainable
production. Part 2, Evaluation of sustainable machining technologies. Journal of
cleaner production, 2010, vol. 18, iss. 12, 1211-1221
[10] Rao R. V., Gandhi O. P.: Diagraph and matrix methods for machinability evaluation
of works material, Int. J. of Machine Tools & Manufacture, Vol. 42 (2002), 321-330
[11] Ong S. K., Chew L. C.: Evaluating the machinability of machined parts and their
setup plans, International Journal of Production Research, 2000, vol. 38, 2397–2415
191
METAL CUTTING – Theory and Applications
[12] Enache, S.
et al.: Mathematical model for the establishment of material
machinability, Annals of CIRP, 1995, Vol. 44, 79-82.
[13] Theile E. W., et al.: Comparative machinability of brasses, steel and aluminum alloy:
CDA's universal machinability index, Publication of CDA, New York, 1990
[14] Lakić-Globočki, G., Nedić, B., Golubović-Bugarski, V.: Application of "Block on
Disk" tribometer in researching materials workability, Balkantrib 05, 5th
International conference on tribology, Kragujevac, Serbia, 2005
[15] Kramar D.: High-pressure cooling assistance in machining of hard-to-machine
materials, Doctoral Thesis, Faculty of Mechanical Engineering, Ljubljana, 2009 (in
Slovenian)
192
CHAPTER X
PROCESS MODELLING USING DESIGN OF EXPERIMENTS
Contents
10.1
10.2
10.3
10.4
Introduction
Process modelling
Methodology for Design of Experiments
Laboratory work
10.1 Introduction
The goal of this chapter is to present the background and specific analysis techniques
needed to construct a statistical model that describes a particular scientific or engineering
process. The types of models discussed in this chapter are limited to those based on an
explicit mathematical function. These types of models can be used for prediction of
process outputs, for calibration, or for process optimization.
Experiments are performed today in many manufacturing organizations to increase our
understanding and knowledge of various manufacturing processes. Experiments in
manufacturing companies are often conducted in a series of trials or tests which produce
quantifiable outcomes. For continuous improvement in product/process quality, it is
fundamental to understand the process behaviour, the amount of variability and its impact
on processes. In an engineering environment, experiments are often conducted to explore,
estimate or confirm. Exploration refers to understanding the data from the process.
Estimation refers to determining the effects of process variables or factors on the output
performance characteristic. Confirmation implies verifying the predicted results obtained
from the experiment. In manufacturing processes, it is often of primary interest to explore
the relationships between the key input process variables (or factors) and the output
performance characteristics (or quality characteristics). For example, in a metal cutting
operation, cutting speed, feed rate, type of coolant, depth of cut, etc. can be treated as input
variables and surface finish of the finished part can be considered as an output performance
characteristic.
In engineering, one often-used approach is the best-guess (with engineering judgment)
approach. Another strategy of experimentation employed by many engineers today in
manufacturing companies is One-Variable-At-a-Time (OVAT) also known as COST
(changing one separate factor at a time), where we vary one variable at a time keeping all
other variables in the experiment fixed. This approach depends upon guesswork, luck,
experience and intuition for its success. Moreover, this type of experimentation requires
large resources to obtain a limited amount of information about the process. OVAT
experiments often are unreliable, inefficient, time consuming and may yield false optimum
condition for the process. These methods of experimentation became outdated in the early
1920s when Ronald A. Fisher discovered much more efficient methods of experimentation
based on factorial designs. This class of experimental designs includes the general
factorial, two-level factorial, fractional factorial, and response surface designs among
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METAL CUTTING – Theory and Applications
others. These statistically based experimental design methods are now simply called design
of experiment methods or DOE methods.
Statistical thinking and statistical methods play an important role in planning, conducting,
analysing and interpreting data from engineering experiments. When several variables
influence a certain characteristic of a product, the best strategy is then to design an
experiment so that valid, reliable and sound conclusions can be drawn effectively,
efficiently and economically.
In a designed experiment, the engineer often makes deliberate changes in the input
variables (or factors) and then determines how the output functional performance varies
accordingly. It is important to note that not all variables affect the performance in the same
manner. Some may have strong influences on the output performance, some may have
medium influences and some have no influence at all. Therefore, the objective of a
carefully planned designed experiment is to understand which set of variables in a process
affects the performance most and then determine the best levels for these variables to
obtain satisfactory output functional performance in products. Basically, DOE is a
methodology for systematically applying statistics to experimentation. DOE lets
experimenters develop a mathematical model that predicts how input variables interact to
create output variables or responses in a processor system. DOE can be used for a wide
range of experiments for various purposes including nearly all fields of engineering and
science. The use of statistics is important in DOE but not absolutely necessary.
In general, by using DOE, one can:
 learn about the process being investigated;
 screen important factors;
 determine whether factors interact;
 build a mathematical model for prediction; and
 optimize the response(s), if required.
Engineers in general carry out a fair amount of physical experimentation in the laboratory
and on the computer using a variety of numerical models. Experiments are carried out to
(1) evaluate and compare basic design configurations, (2) evaluate material alternatives,
(3) select design parameters so that the design will work well under a wide variety of field
conditions (robust design), and (4) determine the key design parameters that impact
performance [1, 2]. As with most engineering problems, time and budget are often limited.
Hence it is necessary to gain as much information as possible and do so as efficiently as
possible from an experimental program.
The potential applications of DOE in manufacturing processes include [3]:
 improved process yield and stability
 improved profits and return on investment
 improved process capability
 reduced process variability and hence better product performance consistency
 reduced manufacturing costs
 reduced process design and development time
 heightened morale of engineers with success in chronic-problem solving
 increased understanding of the relationship between key process inputs and
output(s)
 increased business profitability by reducing scrap rate, defect rate, rework, retest,
etc.
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PROCESS MODELLING USING DESIGN OF EXPERIMENTS
For the successful application of an industrial designed experiment, the following skills are
generally required [3]:
 Planning skills; understanding the significance of experimentation for a particular
problem, time and budget required for the experiment, how many people are
involved with the experimentation, establishing who is doing what, etc.
 Statistical skills involve the statistical analysis of data obtained from the
experiment, assignment of factors and interactions to various columns of the design
matrix (or experimental layout), interpretation of results from the experiment for
making sound and valid decisions for improvement, etc.
 Teamwork skills involve understanding the objectives of the experiment and having
a shared understanding of the experimental goals to be achieved, better
communication among people with different skills and learning from one another,
brainstorming of factors for the experiment by team members, etc.
 Engineering skills; Determination of the number of each factor levels, range at
which each factor can be varied, what to measure within the experiment,
determination of capability of the measurement system in place, determination of
which factors can be and which cannot be controlled for the experiment, etc.
DOE methods are useful as a strategy for building process models, and they have the
additional advantage that no complicated calculations are needed to analyze the data
produced from the designed experiment. It has now been recognized that the factorialbased DOE is the correct and the most efficient method of conducting multi-factored
experiments; they allow a large number of factors to be investigated in few experimental
runs. The efficiency stems from using settings of the independent factors that are
completely uncorrelated with each other. That is, the experimental designs are orthogonal.
The consequence of the orthogonal design is that the main effect of each experiment factor,
and also the interactions between factors, can be estimated independent of the other effects.
As stated earlier, many industries have recognized this fact and a DOE methodology is a
key component of the Six-Sigma quality program used by many major corporations. Yet it
is surprising that after more than 90 years since the invention of modern experimental
design it is still not widely taught in schools of engineering or science in our universities.
The wide variety of experimental designs and their statistical details can be found in many
excellent texts including Antony (2003) [3], Montgomery (2005) [4], Taguchi et al. (2004)
[5], among others. Note that most of the DOE methods presented here are supported by
standard software such as Design-Expert®, JMP, and Minitab® software.
10.2 Process modelling
The goal of this section is to give the big picture of function-based process modelling. This
includes a discussion of what process modelling is, the goals of process modelling, and
statistical method used for model building. Detailed information on how to collect data,
construct appropriate models, interpret output, and use process models is covered in the
following sections. The final section of the chapter contains a case study that illustrates
general information presented in the first sections using data from a laboratory work
(longitudinal turning process).
Process modelling is the concise description of the total variation in one quantity y, by
partitioning it into:
1. a deterministic component given by a mathematical function of one or more other
quantities, x1, x2, ... , plus
2. a random component that follows a particular probability distribution.
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METAL CUTTING – Theory and Applications
Figure 10.1 General model of a black box process/system [4]
In Figure 10.1, a general model of production process as a system with a set of inputs and
an output is presented. The inputs x1, x2, …, xn are controllable factors, such as cutting
speeds, feed rates, tool geometries, and other process variables. The inputs z1, z2, …, zn are
uncontrollable (or difficult to control) inputs, such as properties of raw material provided
by different external suppliers or environmental factors. Sometimes these factors are called
noise factors. The manufacturing process transforms these inputs into a finished product
with several quality characteristics. The output variable y is a measure of process quality
also called a process response.
A designed experiment is extremely helpful in discovering the key variables influencing
the interested process response. It is an approach to systematically vary the controllable
input factors and determine the effect these factors have on the process output parameters.
Statistically designed experiments are invaluable in reducing the variability in the quality
characteristics and in determining the levels of the controllable variables that optimize
process performance.
There are three main parts of every process model. These are
1. the response variable(s) (outputs), usually denoted by y,
2. the mathematical function, usually denoted as
,
3. the random errors, usually denoted by 
The general form of the model is
,
10.1
All process models discussed in this chapter have this general form. The random errors 
that are included in the model make the relationship between the response variable and the
predictor variables a "statistical" one, rather than a perfect deterministic one. This is
because the functional relationship between the response and predictors holds only on
average, not for each data point.
The response variable y is a quantity that varies in a way that we hope to be able to
summarize and exploit via the modelling process. Generally it is known that the variation
of the response variable is systematically related to the values of one or more other
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PROCESS MODELLING USING DESIGN OF EXPERIMENTS
variables before the modelling process has begun, although testing the existence and nature
of this dependence is part of the modelling process itself.
The mathematical function consists of two parts. These parts are the predictor variables
(factors), x1, x2, …, the regression coefficients parameters, β1, β2, …, and β0 is the average
response in a factorial experiment. The term ‘ε’ is the random error component which is
approximately normally and independently distributed with mean zero and constant
variance σ2. The predictor variables are observed along with the response variable. They
are the quantities described as inputs to the mathematical function,
,
.
The regression coefficients and predictor variables are combined in different forms to give
the function used to describe the deterministic variation in the response variable. Thus, the
first step is to find a suitable approximation for the true relationship between y and the
independent variables. Usually, a low-order polynomial is employed. If the response is
well modelled by liner function of the independent variables, then the approximating
function is the first-order model:
y = β0 + β1x1 + β2x2 + … + βkxk + 
10.2
If there is curvature in the system, then a polynomial of higher degree must be used, such
as the second-order model:
∑
∑
∑
∑
.
10.3
Poor values of the coefficients are those for which the resulting predicted values are
considerably different from the observed raw data y. Good values of the coefficients are
those for which the resulting predicted values are close to the observed raw data y. The
best values of the coefficients are those for which the resulting predicted values are close
to the observed raw data y, and the statistical uncertainty connected with each coefficient is
small.
For a given data set (e.g., 10 (x, y) pairs), the most common procedure for obtaining the
coefficients for Eq. 10.1 – 10.3 is the least squares estimation criterion R2 (R-squared). This
criterion yields coefficients with predicted values that are closest to the raw data y in the
sense that the sum of the squared differences between the raw data and the predicted values
is as small as possible. R2 = 1 means perfect fit between predicted and experimental values.
If this is a response surface design you want to use for modelling the design space, then the
R-squared values should be rather high (perhaps above 0.60, but this is not a "set in stone"
rule). If this is a factorial design you are using to simply identify the significant factors,
then it really does not matter what the value is. The significant factors are still significant,
even if the polynomial is not perfect.
There are many statistical tools for model validation, but the primary tool for most process
modelling applications is graphical residual analysis. Different types of plots of the
residuals from a fitted model provide information on the adequacy of different aspects of
the model. Numerical methods for model validation, such as the R2 statistic, are also
useful, but usually to a lesser degree than graphical methods. Graphical methods have an
advantage over numerical methods for model validation because they readily illustrate a
broad range of complex aspects of the relationship between the model and the data.
Numerical methods for model validation tend to be narrowly focused on a particular aspect
of the relationship between the model and the data and often try to compress that
information into a single descriptive number or test result.
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METAL CUTTING – Theory and Applications
Figure 10.2 Graphical residual analysis: Normal probability plot (above) and Residuals
vs Run plot (below)
'The normal probability plot' indicates whether the residuals follow a normal distribution,
in which case the points will follow a straight line. Expect some moderate scatter even with
normal data. Look only for definite patterns like an "S-shaped" curve, which indicates that
a transformation of the response model may provide a better analysis.
'Residuals vs Run' is a plot of the residuals versus the experimental run order. It allows you
to check for lurking variables that may have influenced the response during the
experiment. The plot should show a random scatter. Trends indicate a time-related variable
lurking in the background. Blocking and randomization provide insurance against trends
ruining the analysis.
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PROCESS MODELLING USING DESIGN OF EXPERIMENTS
Figure 10.3 Graphical process model validation: 'Predicted vs Actual' response values
A graph 'Predicted vs Actual' shows relation between the actual response values versus the
predicted response values. It helps detect a value, or group of values, that are not easily
predicted by the model. The data points should be split evenly by the 45 degree line. If
they are not, you may try a transformation (check the Box Cox plot) to improve the fit. An
explanation on data transformation is beyond the scope of this book and therefore readers
are advised to refer to Montgomery’s book, Design and Analysis of Experiment [4], which
covers the use of data transformation and how to perform data transformation in a detailed
manner.
10.3 Methodology for Design of Experiments
It is widely considered that DOE forms an essential part of the quest for effective
improvement in process performance or product quality. This chapter presents a systematic
methodology to guide students with limited statistical ability for solving manufacturing
process-related problems in real life situations. The methodology of DOE is fundamentally
divided into five phases. These phases are:
1. planning phase
2. designing phase
3. conducting phase
4. analysing phase and
5. conformation phase
The planning phase consists of the following steps.
A) DETERMINING CAUSES FOR PROBLEMS AND THEIR FORMULATION
The best way to quickly isolate quality problems is to make everyone an inspector. This
means every worker, foreman, supervisor, engineer, manager, and so forth is responsible
for making it right the first time and every time. Thus an experimentation team can be
formed. The team may include a DOE specialist, process engineer, quality engineer,
machine operator and a management representative. One very helpful tool in this effort is
the fishbone diagram. As shown in Figure 10.2, the fishbone diagram can be used in
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METAL CUTTING – Theory and Applications
conjunction with the control chart to root out the causes of problems. The problem can
have multiple causes, but in general, the cause will lie in the process, operators, materials,
or method (i.e., the four main branches on the chart). Every time a quality problem is
caused by one of these events, it is noted by the observer, and corrective action is taken.
Figure 10.4 Ishikawa diagram for the process of turning
Cause-and-effect (C&E) diagrams are also known as fishbone diagrams because of their
structure. Initially developed by Kaorw Ishikowa in 1943, this diagram organizes theories
about possible causes of a problem. On the main line is a quality characteristic that is to be
improved or the quality problem being investigated. Fishbone lines are drawn from the
main line. These lines organize the main factors that could have caused the problem.
Branching from each of these factors are even more detailed factors. Everyone taking part
in making a diagram gains new knowledge of the process. When a diagram serves as a
focus for the discussion, everyone knows the topic, and the conversation does not stray.
The diagram is often structured around four branches: the machine tools (or processes), the
operators (workers), the method, and the material being processed.
The three main applications of C&E diagrams are as follows:
I. Cause enumeration: Every possible cause and subcause is listed.
a. Visual presentations are one of the most widely used graphical techniques for QC.
b. A better understanding of the relationships within the process yields a better
understanding of the process as a whole.
II. Dispersion analysis involves grouping causes under similar headings; the 4 Ms stand for
men, machines, materials, and methods (can be further expanded to 6 or even 8 Ms:
measurement, management, Mother Nature as environment and maintenance).
a. Each major cause is thoroughly analyzed.
b. There is the possibility of not identifying the root cause (may not fall into main
categories).
III. Process analysis is similar to creating a flow diagram.
a. Each part of the process is listed in the sequence in which operations are performed.
The problem statement should contain a specific and measurable objective that can yield
practical value.
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PROCESS MODELLING USING DESIGN OF EXPERIMENTS
Some manufacturing problems that can be addressed using an experimental approach
include:
 Development of new products; improvement of existing processes or products.
 Improvement of the process/product performance relative to the needs and demands
of customers.
 Reduction of existing process spread, which leads to poor capability.
B) SELECTION OF RESPONSE OR QUALITY CHARACTERISTIC
The selection of a suitable response for the experiment is critical to the success of any
industrial designed experiment. The response can be variable or attribute in nature.
Variable responses such as length, thickness, diameter, viscosity, strength, etc. generally
provide more information than attribute responses such as good/bad, pass/fail or yes/no.
Moreover, variable characteristics or responses require fewer samples (experiments) than
attributes require to achieve the same level of statistical significance.
Experimenters should define the measurement system prior to performing the experiment
in order to understand what to measure, where to measure, who is doing the measurements,
etc. so that various components of variation (measurement system variability, operator
variability, part variability, etc.) can be evaluated. It is good to make sure that the
measurement system is capable, stable, robust and insensitive to environmental changes.
Sometimes the method of measurement may require a separate experiment.
C) SELECTION OF PROCESS VARIABLES OR DESIGN PARAMETERS
Some possible ways to identify potential process variables are the use of engineering
knowledge of the process, historical data, cause-and-effect analysis and brainstorming.
This is a very important step of the DOE procedure. If important factors are left out of the
experiment, then the results of the experiment will not be accurate and useful for any
improvement actions. It is good practice to conduct a screening experiment in the first
phase of any experimental investigation to identify the most important design parameters
or process variables. More information on screening experiments/designs can be obtained
in the next Chapter.
D) CLASSIFICATION OF PROCESS VARIABLES
Having identified the process variables, the next step is to classify them into controllable and
uncontrollable variables. Controllable variables are those which can be controlled by a
process engineer/production engineer in a production environment. Uncontrollable variables
(or noise variables) are those which are difficult to control or expensive to control in actual
production environments. Variables such as ambient temperature fluctuations, humidity
fluctuations, raw material variations, etc. are examples of noise variables. These variables
may have some immense impact on the process variability and therefore must be dealt with
for enhanced understanding of our process. The effect of such nuisance variables can be
minimized by the effective application of DOE principles such as blocking, randomization
and replication described before (see [3-7] for details).
E) DETERMINING THE LEVELS AND VALUES OF PROCESS VARIABLES
A level is the value that a process variable holds in an experiment. The number of levels
depends on the nature of the process variable to be studied for the experiment and whether
or not the chosen process variable is qualitative (e.g.: type of catalyst, type of material,
etc.) or quantitative (temperature, speed, pressure, etc.). For quantitative process variables,
two levels are generally required in the early stages of experimentation. However, for
qualitative variables, more than two levels may be required. If a non-linear function is
expected by the experimenter, then it is advisable to study variables at three or more levels.
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This would assist in quantifying the non-linear (or curvature) effect of the process variable
on the response function.
In designing phase, one may select the most appropriate design for the experiment.
Experiments can be statistically designed using classical approach advocated by Sir Ronald
Fisher, orthogonal array approach advocated by Dr. Genichi Taguchi or variables search
approach promoted by Dr. Dorian Shainin. Within Fisher’s approach, one can choose full
factorial, fractional factorial or screening designs (such as Plackett-Burmann designs).
The size of the experiment is dependent on the number of factors and/or interactions to be
studied, the number of levels of each factor, budget and resources allocated for carrying out
the experiment, etc. During the design stage, it is quite important to consider the confounding
structure and resolution of the design. It is good practice to have the design matrix ready for
the team prior to executing the experiment. The design matrix generally reveals all the
settings of factors at different levels and the order of running a particular experiment. All
combination of parameter settings in the experimental design should be possible to conduct.
Designing phase and selection of appropriate DOE is discussed in the Chapter 10.3.1.
In conducting phase the planned experiment is carried out and the results are evaluated.
Several considerations are recognized as being recommended prior to executing an
experiment, such as [1]:
 Selection of suitable location for carrying out the experiment. It is important to
ensure that the location should not be affected by any external sources of noise
(e.g.: vibration, humidity, etc.).
 Availability of materials/parts, operators, machines, etc. required for carrying out
the experiment.
 Assessment of the viability of an action in monetary terms by utilising cost-benefit
analysis. A simple evaluation must also be carried out in order to verify that the
experiment is the only possible solution for the problem at hand and justify that the
benefits to be gained from the experiment will exceed the cost of the experiment.
The following steps may be useful while performing the experiment in order to ensure that
the experiment is performed according to the prepared experimental design matrix [1]:
 The person responsible for the experiment should be present throughout the
experiment. In order to reduce the operator-to-operator variability, it is best to use
the same operator for the entire experiment.
 Monitor the experimental trials. This is to find any discrepancies while running the
experiment. It is advisable to stop running the experiment if any discrepancies are
found.
 Record the observed response values on the prepared data sheet or directly into the
computer.
Having performed the experiment, the next phase is to analyse and interpret the results so
that valid and sound conclusions can be derived. In DOE, the following are the possible
objectives to be achieved from this phase:
 Determine the design parameters or process variables that affect the mean process
performance.
 Determine the design parameters or process variables that influence performance
variability.
 Determine the design parameter levels that yield the optimum performance.
 Determine whether further improvement is possible.
The last phase in DOE methodology is conformation phase. Confirmatory experiment
should always be run to verify predicted results. If results are not confirmed or are
otherwise unsatisfactory, additional experiments may be required.
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PROCESS MODELLING USING DESIGN OF EXPERIMENTS
The statistical confidence interval (at 99 per cent confidence limit) for the mean response
can be computed using the equation:
3
√
10.3
where y is mean response obtained from confirmation trials or runs, s is standard deviation
of response obtained from confirmation trials, and n is number of samples (or confirmation
runs).
As the predicted value based on the regression model falls within the statistical confidence
interval, we will consider our model good! If the results from the confirmation trials fall
outside the statistical confidence interval, possible causes must be identified. Some of the
possible causes may be [3]:
 incorrect choice of experimental design for the problem at hand
 improper choice of response(s) for the experiment
 inadequate control of noise factors, which causes excessive variation
 some important process or design parameters which have been omitted in the first
rounds of experimentation
 measurement error
 wrong assumptions regarding interactions
 errors in conducting the experiment, etc.
If the results from the confirmatory trials are within the confidence interval, then
improvement action on the process is recommended. The new process or design
parameters should be implemented with the involvement of top management. After the
solution has been implemented, control charts on the response(s) or key process parameters
should be constructed for constantly monitoring, analysing, managing and improving the
process performance.
10.3.1 Selecting an appropriate design for the experiment
Screening
In many process development and manufacturing applications, the number of potential
process or design (factors) is large. Screening is used to reduce the number of process or
design parameters (or factors) by identifying the key ones that affect product quality or
process performance. This reduction allows one to focus process improvement efforts on the
few really important factors, or the ‘vital few’. Screening designs provide an effective way to
consider a large number of process or design parameters (or factors) in a minimum number
of experimental runs or trials (i.e. minimum resources and budget). The purpose of screening
designs is to identify and separate out those factors that demand further investigation.
Fractional factorial designs, Plackett-Burman (P-B) designs, and 2-level orthogonal arrays
by Taguchi can be used for screening many factors to find the significant few. Especially
P-B designs should be used if you can assume the absence of two-factor interactions;
otherwise a higher resolution fractional factorial design should be chosen. The number of
factors allowed is up to one less than the number of runs (for example 11 factors in 12
runs.) Choose the design with the number of factors equal to or just larger than the number
you actually have.
DOE: Response Surface Methodologies
Response surface methodologies (RSM) are primarily relevant when we desire (1) to create
a relatively accurate prediction of engineered system input-output relationships and (2) to
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“tune” or optimize thoroughly the system being designed. Since these methods require
more runs for a given number of factors than screening using fractional factorials, they are
generally reserved for cases in which the importance of all factors is assumed, perhaps
because of previous screening experimentation.
The methods described here are called RSM because they are widely used and the
prediction models generated by them can yield 3D surface plots. The methods are mostly
based on two types of design of DOE matrices. First, “central composite designs” (CCDs)
are matrices corresponding to (at most) five level experimental plans from Box and Wilson
(1951). Second, “Box Behnken designs” (BBDs) are matrices corresponding to three level
experimental plans from Box, Behnken (1960).
The most popular RSM design is the CCD [6]. A CCD has three groups of design points:
1. two-level factorial or fractional factorial design points
2. axial points (sometimes called "star" points)
3. centre points
CCD's are designed to estimate the
coefficients of a quadratic model. All
point descriptions will be in terms of
coded values of the factors (Figure 10.5).
Figure 10.5 Graphical representation of
CCD in terms of coded factor values
1. Factorial Points; The two-level factorial part of the design consists of all possible
combinations of the +1 and -1 levels of the factors. For the two factor case there are four
design points: (-1, -1) (+1, -1) (-1, +1) (+1, +1).
2. Star or Axial Points; The star points have all of the factors set to 0, the midpoint, except
one factor, which has the value +/- Alpha. For a two factor problem, the star points are:
(-Alpha, 0) (+Alpha, 0) (0, -Alpha) (0, +Alpha). The value for Alpha is calculated in each
design for both rotatability and orthogonality of blocks. The experimenter can choose
between these values or enter a different one. The default value is set to the rotatable value.
Another position for the star points is at the face of the cube portion on the design. This is
commonly referred to as a face-centred CCD. You can create this by setting the alpha
value equal to one, or choosing the Face Centred option. This design only requires three
levels for each factor.
3. Centre Points; as implied by the name, are points with all levels set to coded level 0 the midpoint of each factor range: (0, 0). Centre points are usually repeated 4-6 times to get
a good estimate of experimental error (pure error). For example, with two factors the
design will be created with five centre points by default.
To summarize, central composite designs require 5 levels of each factor: -Alpha, -1, 0, 1,
and +Alpha. One of the commendable attributes of the central composite design is that its
structure lends itself to sequential experimentation. Central composite designs can be
carried out in blocks.
You may also add categorical factors to this design. This will cause the number of runs
generated to be multiplied by the number of combinations of the categorical factor levels.
Box-Behnken designs are response surface designs, specially made to require only 3 levels,
coded as -1, 0, and +1. Box-Behnken designs are available for 3 to 10 factors. They are
formed by combining two-level factorial designs with incomplete block designs. This
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PROCESS MODELLING USING DESIGN OF EXPERIMENTS
procedure creates designs with desirable statistical properties but, most importantly, with
only a fraction of the experiments required for a three-level factorial. Because there are
only three levels, the quadratic model is appropriate. Blocking options are also offered for
most of these designs (see [3-7] for details). You may also add categorical factors to this
design. This will cause the number of runs generated to be multiplied by the number of
combinations of the categorical factor levels.
DOE: Orthogonal arrays - Robust Design (Taguchi approach)
Taguchi used and promoted statistical techniques for quality from an engineering rather
than from a statistical perspective. Although Taguchi has played an important role in
popularising DOE, it would be wrong to consider Taguchi Methods as just another way to
perform DOE.
Since the core of Taguchi’s parameter design is based on experimental methods, he went to
great lengths to make DOE more user-friendly. Basically, he simplified the use of DOE by
incorporating the following: a standard set of experimental design matrices (Orthogonal
arrays), a graphical aid to assign the factors to the experimental matrix (linear graphs),
clear guidelines for the interpretation of results, special data transformation to achieve
reduced variation (S/N Ratios) and a formal study of uncontrollable factors using the
robust design technique, among others [5]. Taguchi’s main contribution to experimental
design was a strong emphasis on variation reduction. Therefore, he proposed a novel
design, where factors (included in experimentation) are classified into two main groups:
Control factors and Noise Factors. The first one includes parameters that can be easily
controlled or manipulated, whereas noise factors are difficult or expensive to control.
Therefore, the basic idea in parameter design is to identify, through exploiting interactions
between control parameters and noise variables, the appropriate setting of control
parameters at which the system’s performance is capable of withstanding uncontrollable
variation among noise factors. Since the goal is to make the system resistant to variation of
noise variables, the approach has also been called “Robust design”.
Taguchi designs also known as orthogonal arrays are a type of factorial design. The
convention for naming arrays is La(bc) where a is the number of experimental runs, b the
number of levels of each factor, and c the number of columns (or number of parameters
and interactions) in the array. Design options are available with differing numbers of
factors and levels. L12, L18, L36, and L54 arrays are among a group of specially designed
arrays that enable the practitioner to focus on main effects. Such an approach helps to
increase the efficiency and reproducibility of small scale experimentation. A recent
bibliography on Taguchi’s approach to DOE may be found in Taguchi et al.’s (2004)
Quality Engineering Handbook [5].
Note that standard screening using fractional factorials, response surface methods, and
robust design methods are all based on regression analysis. Yet, regression modelling is
relevant whether the response data is collected using a randomized experiment or,
alternatively, if it is “on-hand” data from an observational study. In addressing on-hand
data, primary challenges relate to preparing the data for analysis and determining which
terms should be included in the model form. Regression is a family of curve-fitting
methods for (1) predicting average response performance for new combinations of factors
and (2) understanding which factor changes cause changes in average outputs. Regression
methods are perhaps the most widely used statistics or operations research techniques.
Also, even though some people think of regression as merely the “curve fitting method” in
Excel, the methods are surprisingly subtle with much potential for misuse (and benefit).
For more details on regression analysis refer to literature [3-7].
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METAL CUTTING – Theory and Applications
10.3.2 Analytical tools of DOE
The following tools can be used for the analysis of experimental results. As the focus of
this chapter is to ‘Keep It Statistically Simple’ for the readers, only simple but powerful
tools for the analysis and interpretation of results will be introduced. There is a number of
DOE books (see Literature of this chapter) that cover more sophisticated statistical
methods for the analysis. The authors encourage students to use MINITAB® or DesignExpert® software for the analysis of experimental results.
A main effect plot is a plot of the mean response values at each level of a design parameter
or process variable. One can use this plot to compare the relative strength of the effects of
various factors. The sign and magnitude of a main effect would tell us the following [3]:
 The sign of a main effect tells us of the direction of the effect, i.e. if the average
response value increases or decreases.
 The magnitude tells us of the strength of the effect.
If the effect of a design or process parameter is positive, it implies that the average
response is higher at high level than at low level of the parameter setting. In contrast, if the
effect is negative, it means that the average response at the low level setting of the
parameter is higher than at the high level.
Figure 10.6 illustrates the main effect of tool nose radius on the surface roughness Ra in
turning. As you can see from Figure 10.6, roughness decreases when the setting of nose
radius varies from low to high (i.e. -1 to 1).
Figure 10.6 Main effect plot of tool nose radius on surface roughness Ra.
An interactions plot (Fig. 10.7) is a powerful graphical tool which plots the mean response
of two factors at all possible combinations of their settings. An interaction occurs when the
response is different depending on the settings of two factors. Plots make it easy to
interpret two factor interactions. They will appear with two non-parallel lines, indicating
that the effect of one factor depends on the level of the other.
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Figure 10.7 Interaction plot: influence of tool nose radius on surface roughness Ra at
different feed rate settings
Cube plots are useful for representing the effects of three factors at a time. They show the
predicted values from the coded model for the combinations of the –1 and +1 levels of any
three factors that you select. Non-selected factors, numerical or categorical, can be set to a
specific level. If you select a factor that is not in your model, the predicted values will not
change when you move from the –1 to the +1 side of that factor’s axis. Figure 10.8
illustrates an example of a cube plot for a surface roughness optimization study (see
chapter 10.4; case study in laboratory work) with three process parameters; tool nose
radius, feed rate and cutting speed. The graph indicates that roughness increases with
increase in feed rate when using smaller tool nose radius. The worst condition (the highest
roughness Ra = 7.69 µm) occurs when a tool with smaller radius is used. Cutting speed has
no influence in this case. One can easily determine the best and the worst combinations of
factor levels for achieving the desired optimum response. A cube plot is useful for
determining the path of steepest ascent or descent for optimization problems.
Figure 10.8 Cube plot: influence of tool nose radius r, feed rate f, and cutting speed v on
surface roughness Ra
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METAL CUTTING – Theory and Applications
Response 3D surface plots are useful for establishing desirable response values and
operating conditions. A surface plot generally displays a three-dimensional view that may
provide a clear picture of the response. If the regression model (i.e. first-order model)
contains only the main effects and no interaction effect, the fitted response surface will be
a plane. Surface plots help experimenters to understand the nature of the relationship
between the two factors (nose radius and cutting speed) and the response (roughness). As
can be seen in Figure 10.9, the roughness decreases with increase in tool nose radius
application; cutting speed has no influence.
Moreover, we can use a fitted surface (Figure 10.9) to find a direction of potential
improvement for a process. A formal way to seek the direction of improvement in process
optimization problems is called the method of steepest ascent or descent (depending on the
nature of the problem at hand, i.e. whether one needs to maximize or minimize the
response of interest).
Figure 10.9 3D surface plot: influence of tool nose radius r and cutting speed v on
surface roughness Ra
10.4 Laboratory work
Task: Verify the theoretical influence of tool nose radius r and feed rate f on surface
roughness Ra, and no or marginal influence of cutting speed vc. Use DOE methodology for
empirical model construction. Define the optimal process parameters settings for
determined roughness Ra = 1 µm at highest productivity possible.
Industrial experiments involve a sequence of activities, i.e. work procedure:
1. Hypothesis – an assumption that motivates the experiment
2. Select an appropriate DOE for defined process parameters and their levels
3. Experiment – a series of tests conducted to investigate the hypothesis
4. Analysis – involves understanding the nature of data and performing statistical
analysis of the data collected from the experiment
5. Interpretation – is about understanding the results of the experimental analysis and
determination of the optimal input variables setting to achieve output objectives
6. Conclusion – involves whether or not the originally set hypothesis is true or false.
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PROCESS MODELLING USING DESIGN OF EXPERIMENTS
Hypothesis in our case study is related to the cutting theory. We want to confirm that tool
nose radius and feed rate influence surface roughness, while cutting speed has only
marginal or no influence.
Inserts made by Sumitomo, used for the experiments have the following designation:
DCMT11T3(02) N-SU, appropriate for steel turning. The number in brackets gives the
value for tool nose radius (02 … r = 0.2 mm). Three different nose radiuses were used for
experiments, namely 02, 04, and 08. Table 10.1 shows selected parameters for DOE.
Cutting parameters levels were determined according to the cutting tools suggested region
of operability. The lowest level value (-1) for feed rate and cutting speed is the lowest
value of individual parameter common for all three tools, and the highest parameter value
(1) is the highest value of recommended region of operability common for all three tools.
Namely, all the parameters values in DOE should give appropriate cutting conditions.
Three levels are used since according to the theory (see Figure 8.4) second-order model is
expected. The middle level value for cutting parameter is the mean value. For tool nose
radius r = 0.4 mm is selected, since r = 0.5 mm is not available on the market.
Table 10.1 Parameters selected for DOE and their levels (case study)
Tool nose radius [mm]
0.2
0.4
0.8
1. level (-1)
2. level (0)
3. level (1)
Feed rate [mm/rev.]
0.08
0.14
0.20
Cutting speed [m/min]
210
260
310
Table 10.2 DOE based on CCD together with measured and theoretical values for
roughness parameters Ra and Ry (case study)
Std. Run
2
8
1
13
7
20
19
18
16
17
6
15
5
3
14
9
4
11
12
10
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
r
[mm]
0.8
0.8
0.2
0.4
0.2
0.4
0.4
0.4
0.4
0.4
0.8
0.4
0.2
0.2
0.4
0.2
0.8
0.4
0.4
0.8
f
[mm/rev.]
0.08
0.2
0.08
0.14
0.2
0.14
0.14
0.14
0.14
0.14
0.08
0.14
0.08
0.2
0.14
0.14
0.2
0.08
0.2
0.14
vc
[m/min]
210
310
210
210
310
260
260
260
260
260
310
260
310
210
310
260
210
260
260
260
Ra,mean.
[µm]
0.63
1.52
1.09
1.70
7.88
1.76
1.68
1.68
1.69
1.66
0.41
1.65
0.96
8.03
1.64
3.79
1.32
0.61
3.00
0.68
Ra,theor.
[µm]
0.25
1.56
1.00
1.53
6.25
1.53
1.53
1.53
1.53
1.53
0.25
1.53
1.00
6.25
1.53
3.06
1.56
0.50
3.13
0.77
Ry,mean.
[µm]
4.25
7.88
6.71
8.61
31.24
8.94
8.30
8.04
8.30
8.32
2.88
7.82
5.45
31.74
7.51
17.19
6.26
3.59
13.10
3.91
Ry,theor.
[µm]
1.00
6.25
4.00
6.13
25.00
6.13
6.13
6.13
6.13
6.13
1.00
6.13
4.00
25.00
6.13
12.25
6.25
2.00
12.50
3.06
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METAL CUTTING – Theory and Applications
For DOE face centred CCD (α = 1) was selected, (see [2] for details). Software packages
listed above allow user-friendly construction of DOE. Table 10.2 shows in first five
columns constructed DOE sorted by ‘Run’ to apply randomization. In the last four columns
results of mean surface roughness measurements are inserted for Ra and Ry = Rmax
(Ra,mean and Ry,mean), that is each measurement was repeated three times, together with
calculated theoretical values (Ra,theor and Ry,theor). See Chapter 8 for roughness
measurements details. In Table 10.3, other information according to the experiment is
listed.
Table 10.3 Machine tool data (case study)
Elements
Values
Machine tool
Type Mori Seiki SL-153
Designation SL-153
Power P (kW) 7.5 kW
Feed range (mm/rev.)
Spindle speed (rev./min) max. 5000
Tool
Designation DCMT11T3(02) N-SU
Tool wedge angle α =
β=
γ=
Tool cutting edge angle κr =
Workpiece
Tool-overhang ln (mm)
Material designation 100Cr6 soft annealed stage
Hardness HRC  23
Tensile strength Rm (N/mm²)  750
Dimension D  L (mm) 35 × 300
Once experiments have been conducted and results of surface roughness collected,
ANOVA is performed. Each response must be analyzed individually (Ra and Ry). Analyze
one response at a time using software by following these steps:
1. If desired, choose a transformation. Otherwise, leave the option at "None."
2. Choose the model.
3. Do analysis of ANOVA, analysis of individual model coefficients and case statistics
for analysis of residuals and outlier detection.
4. Inspect various diagnostic plots to statistically validate the model.
5. If the model looks good, generate model graphs for interpretation:
For factorial designs, look at the main effect (One Factor) and interaction graphs
and the cube plot.
For RSM and mixture designs, look at the contour and 3D graphs.
6. After each response is analysed, move on to multiple response optimization, either
by inspection of the interpretation plots, or with the graphical and numerical tools
provided for this purpose by software packages.
A second-order polynomial model (quadratic) was selected as the model for both Ra and
Ry. After ANOVA and model diagnosis, the best fit of quadratic model gives ‘Square root’
transformation.
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PROCESS MODELLING USING DESIGN OF EXPERIMENTS
For roughness Ra the following model was constructed:
0,37515
2,94093
17,73182
17,78915
3,7744
Numeric validation of the Ra model gives the following values:
0,9843
51,305
R2 value shows almost perfect fit of the model with the experimental results. The same
conclusion gives graphical process model validation: 'Predicted vs Actual' response values
in Figure 10.3, which is taken from this case study. "Adeq Precision" measures the signal
to noise ratio. It compares the range of the predicted values at the design points to the
average prediction error. A ratio greater than 4 is desirable. Resulted ratio of 51.305
indicates an adequate signal. This model can be used to navigate the design space. Model
shows that rε, f, interaction ‘rε f’, and rε2 are significant terms or process parameters, that
influence the roughness Ra. No influence of cutting speed vc on roughness Ra is found.
This can also be seen from Figure 10.6 - 10.11.
Figure 10.10 Main effect plot of feed rate on surface roughness Ra.
Figure 10.11 3D surface plot: influence of tool nose radius r and feed rate f on roughness Ra
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METAL CUTTING – Theory and Applications
Almost similar results were derived for surface roughness Ry model:
1,49612
6,08408
31,23071
31,82302
7,45631
Numeric validation of the Ry model gives the following values:
0,9792
44,443
The same conclusions as in Ra case can be made for Ry model. From the results of both
models we can confirm the hypothesis stated at the beginning of DOE procedure. Figure
10.12 shows graphical interpretation of the Ry model.
Figure 10.12 Model graphs for roughness Ry: cube plot (above), 3D surface plot (below)
Finally the optimal settings of process parameters should be selected to achieve the
objectives, i.e. highest possible productivity with constraint of Ra  1 µm. The
optimization can be made by the graphical or numerical way. When using graphical
optimization, software package displays the area of feasible response values in the factor
space. Regions that do not fit the optimization criteria are shaded. For multiple responses
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PROCESS MODELLING USING DESIGN OF EXPERIMENTS
you may see several overlapping shaded areas. Any "window" that is NOT shaded satisfies
the multiple constraints on the responses. The area that satisfies the constraints is yellowcoloured, while the area that does NOT meet your criteria is grey (see Figure 10.13). In our
case as shown in Figure 10.13, limits for Ra are 0.9  Ra  1 µm, and this because
achieving good roughness (i.e. low roughness) means slowing down the production (i.e.
lower productivity).From the optimization graph both process parameters (factors) can be
chosen. Since tool nose radius has no influence on productivity, the value is chosen where
the highest productivity in sense of feed rate can be achieved. This means that r = 0.8 mm
is chosen, and using feed rates around f = 0.16 mm/rev. still gives sufficient Ra and highest
productivity. Cutting speed has no influence on Ra so the highest value vc = 310 m/min can
be chosen for the highest productivity.
Figure 10.13 Graphical representation of process parameter optimization for criterion
0.9  Ra  1µm
More accurate results for process parameters optimization can be achieved by numerical
way. Criteria are given for all process parameters (input factors) and responses. In our case
study, the criteria are:
r in range (0.2  r  0.8 mm)
f maximize (to achieve productivity goal; check for Ra influence)
vc maximize (to achieve productivity goal; no influence on Ra)
Ra target 1
Ry minimize
Software gives us the same parameters as in the graphical method. Therefore in our case
study, for the selected criteria the following process parameters are chosen:
r = 0.8 mm
f = 0.16 mm/rev.
vc =310 m/min
With this parameters setting, roughness Ra = 1 µm and Ry = 5.42 µm is predicted. The last
step of DOE procedure is to conduct conformation tests. In conformation tests,
experiments are performed using chosen parameters setting and measuring Ra and Ry in
three different locations. The same experiment is repeated at least 3 times. Results of
conformation test are given in Table 10.4. Very good agreement between predicted and
actual values is gained. The error is around 3%.
213
METAL CUTTING – Theory and Applications
Table 10.3 Results of conformation tests (case study)
Measurement1
Measurement2
Measurement3
1 [µm]
0.94
0.99
0.97
2 [µm]
0.96
0.96
0.94
3 [µm]
0.99
0.97
0.97
1 [µm]
2 [µm]
3 [µm]
5.11
5.23
5.08
5.41
5.33
5.12
5.86
5.48
5.62
1,avg
[µm]
0.97
2,avg
[µm]
0.95
3,avg
[µm]
0.98
1,avg
[µm]
5.14
2,avg
[µm]
5.29
3,avg
[µm]
5.65
stdevRa =
0.0181
avg.avg
[µm]
0.97
avg,avg
[µm]
5.36
From these results statistical confidence interval CI (at 99% confidence limit) for the mean
response can be computed using Eq. 10.3:
0.97
3∙
.
√
0.97
0.03 μm.
Try DOE methodology with the same parameters and their values using different designs
(Box-Behnken or OA) and construct a model for Ra and Ry using the same procedure as
explained above.
A. Remarks
214
PROCESS MODELLING USING DESIGN OF EXPERIMENTS
Literature:
[1] Çalşkan, H., Kurbanoğlu, C., Panjan, P., Kramar, D.: Investigation of the performance
of carbide cutting tools with hard coatings in hard milling based on the response
surface methodology. The international journal of advanced manufacturing technology,
2013, vol. 66, no. 5-8, 883-893
[2] Courbon, C., Kramar, D., Krajnik, P., Pusavec, F., Rech, J., Kopac, J.: Investigation of
machining performance in high-pressure jet assisted turning of Inconel 718: An
experimental study, International Journal of Machine Tools & Manufacture, 2009, No.
49, 1114–1125
[3] Antony, J., Design of Experiments for Engineers and Scientists. Elsevier, ButterworthHeinemann, 2003
[4] Montgomery, D. C. Design and Analysis of Experiments, Wiley, New York, 2005
[3] Taguchi, G., Chowdhury S., and Wu Y., Taguchi's Quality Engineering Handbook. 1st
edition ed., 2004
[5] Funkenbusch, P. D., Practical guide to Designed Experiments. A unified modular
approach. 2005: Marcel Dekker.
[6] Design-Expert® Software User Manual, 2007
215
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