CITY UNIVERSITY OF HONG KONG 香港城市大學 Cholecystokinin Dependent Long-Term Potentiation in Auditory Thalamocortical Pathway 聽覺丘腦皮層通路中膽囊收縮素依賴的 長時程增強 Submitted to Department of Biomedical Sciences 生物醫學科學系 in Partial Fulfillment of the Requirements for the Degree of Doctor of Philosophy 哲學博士學位 by FENG Jingyu 馮經宇 March 2018 二零一八年三月 Abstract Previous studies have demonstrated that thalamocortical synapses in young adult rodents regain plasticity after the critical period. However, the mechanism(s) underlying this recurrence remains elusive. Cholecystokinin (CCK) is the most commonly found neuropeptide in the brain and is widely distributed throughout the central nervous system including the medial geniculate body (MGB) and the auditory cortex (ACx). Our recent findings suggest that CCK plays a crucial role in synaptic plasticity in rodents. In this study, we investigated whether the age-dependent plasticity in the adult auditory thalamocortical pathway is modulated by CCK. Our first objective was to confirm the auditory thalamocortical plasticity in the young adult rodents. Theta burst stimulation (TBS) in the ventral MGB (MGv) was used to induce long-term potentiation (LTP) in the thalamocortical pathway. Robust LTP was achieved after TBS in MGv. Next, we investigated whether this thalamocortical LTP is also CCK dependent. Immunostaining results revealed that nearly all the thalamocortical projecting neurons in the MGv expressed CCK. Furthermore, TBS failed to induce the thalamocortical LTP in CCK-/- mice, and the CCK-B receptor antagonist, L365, 260 completely blocked the thalamocortical LTP. These results suggest that TBS-induced thalamocortical LTP is CCK dependent. To further test the sufficiency of CCK positive MGv neurons activation in the thalamocortical LTP induction, AAV virus was injected into CCK-Cre mice to express hChR2 in CCK 2 positive neurons of MGv, and high-frequency laser stimulation of these neurons in MGv was applied. This successfully induced LTP in the thalamocortical pathway. To investigate the mechanism of CCK release in the auditory thalamocortical pathway, N-methyl-D-aspartate (NMDA) receptor, metabotropic glutamate receptor 1 and 5 (mGluR1/5) antagonists were utilized, respectively. The results suggest that the thalamocortical LTP is not NMDA receptor but mGluR1/5 dependent. Immunostaining results also showed the existence of mGluR1/5 on the CCK positive thalamocortical presynaptic terminals. These results may suggest that CCK release in the auditory thalamocortical pathway is probably controlled by mGluR1/5. We further hypothesized that the recurrence of plasticity in the thalamocortical pathway of young adult rodents is regulated by the emergence of CCK expression in the MGB, during development. To test this hypothesis, both LTP induction and CCK expression levels were examined at different postnatal days (P10, P14, P21, P28, and adult). We could not observe LTP in rats at P10 and P14 in vivo. Immunostaining results also demonstrated that CCK was barely detectable in MGB in first two postnatal weeks. At the end of the third postnatal week, a weak CCK expression was detected in MGB, and minor LTP could be induced by TBS. Both CCK expression level and LTP continued to increase after P21 until adulthood. There was only a sparse CCK expression in MGB of old rats (>18 months), and the auditory thalamocortical pathway lost the plasticity. CCK-8S injection in the auditory cortex of the old rats could partially restore the plasticity of the auditory thalamocortical pathway. Another 3 interesting finding was that the peak latency of the thalamocortical activation became shorter (31.55±0.75ms ~ 7.40±0.16ms) during the developmental stage (P10-P60), which is a sign of a maturation process of the thalamocortical synapses. This finding also supports the subplate neuron model of the thalamocortical development. Finally, to examine the plasticity induction ability of CCK in behaving condition, mice were injected with CCK-8S in the auditory cortex and were exposed to the tone stimulation. Prepulse inhibition level of modified gap startle reflex was measured. The animals showed a significant increase in prepulse inhibition compared to the control group. This evidence suggests that CCK could significantly enhance the frequency differentiation ability of mice. This study is consistent with previous findings that the auditory thalamocortical pathway develops plasticity during the young adulthood and shows for the first time how CCK regulates the thalamocortical plasticity at different ages. Further, these findings may be translated to develop a therapeutic intervention for treating hearing loss and tinnitus. 4 Relevant Publications Journal publications Xiao Li, Kai Yu, Zicong Zhang, Wenjian Sun, Zhou Yang, Jingyu Feng, Xi Chen, Chun-Hua Liu, Haitao Wang, Yi Ping Guo & Jufang He. Cholecystokinin from the entorhinal cortex enables neural plasticity in the auditory cortex. Cell Research volume 24, pages 307–330 (2014) Xiao Li, Xi Chen, Yin Ting Wong, Haitao Wang, Hemin Feng, Xuejiao Zheng, Jingyu Feng, Joewel T. Baibado, Robert Jesky, Yujie Peng, Zhedi Wang, Hui Xie, Wenjian Sun, Zicong Zhang, Xu Zhang, Ling He, Nan Zhang, Zijian Zhang, Peng Tang, Jun-Feng Su, Ling-Li Hu, Qing Liu, Xiao-Bin He, Ailian Tan, Xia Sun, Min Li, Kelvin Wong, Xiaoyu Wang, Yi Ping Guo, Fuqiang Xu, Jufang He. Cholecystokinin release triggered by presynaptic NMDA receptors produces LTP and sound-sound associative memory formation. bioRxiv 188839 Jingyu Feng, Xuejiao Zheng, Peter Jendrichovsky, Joewel T. Baibado, Xi Chen, Jufang He. Cholecystokinin dependent long-term potentiation in the auditory thalamocortical pathway. (In preparation) 5 Acknowledgments I would like to express my deep gratitude to my supervisor, Prof. Jufang He, whose worthy guidance, inspirations, motivations and generous support and encouragements enabled me to accomplish this project. It is my great pleasure to thank all my dear colleagues who accompanied me these years and made this thesis possible, especially to mention Dr. Xi Chen, Dr. Xiao Li, Dr. Kai Yu, Ms. Xuejiao Zheng, Mr. Peter Jendrichovsky, Mr. Joewel T. Baibado, and other members in the lab. Especially, I would like to express my sincere appreciation to my dear wife. She is always showing patience and unreserved support to my study and research work. I would like to thank my parents for giving me life and supporting me to pursue my academic career. Finally, I also appreciate the lovely people studying and working in CityU and PolyU. They made these places warm and beautiful. 6 Table of Contents Abstract ..................................................................................................................... 2 Relevant Publications ............................................................................................... 5 Acknowledgments ..................................................................................................... 6 1. Introduction ........................................................................................................ 10 1.1 Ascending auditory pathway ....................................................................... 10 1.2 Long-term potentiation and thalamocortical LTP .................................... 19 1.2.1 Long-term potentiation .......................................................................... 19 1.2.2 Thalamocortical LTP ............................................................................. 20 1.3 Cholecystokinin and its function ................................................................. 22 1.4 Aims of this study .......................................................................................... 25 2. Material and Methods ........................................................................................ 27 2.1 Animals .......................................................................................................... 27 2.2 Chemicals and Antibodies ............................................................................ 27 2.3 Surgery ........................................................................................................... 28 2.3.1 Acute electrophysiological experiments ............................................... 28 2.3.2 Virus and retrograde tracer injection .................................................. 29 2.3.3 Cannula implantation ............................................................................ 29 2. 4 Auditory, electrical and laser stimuli ......................................................... 30 7 2.5 In vivo acute electrophysiological recording .............................................. 31 2.6 Immunohistochemistry and imaging .......................................................... 34 2.7 Frequency discrimination test ..................................................................... 35 2.8 Data analysis .................................................................................................. 36 3. Results .................................................................................................................. 38 3.1 Theta burst stimulation (TBS) induced thalamocortical LTP in the auditory cortex in vivo ........................................................................................ 38 3.2 TBS enhanced noise responses of auditory cortical neurons .................... 45 3.3 Auditory thalamocortical projecting neurons were Cholecystokinin (CCK) expressing neurons ................................................................................. 49 3.4 The loss of the auditory thalamocortical LTP in CCK-/- mice................. 51 3.5 Thalamocortical LTP was blocked by CCK-B receptor antagonist ........ 53 4.6 High-frequency (HF) optical activation of CCK positive neurons in the MGv induced thalamocortical LTP .................................................................. 55 3.7 TBS-induced thalamocortical LTP was group I mGluR dependent ........ 63 3.8 The ontogeny of CCK-dependent thalamocortical LTP during development ......................................................................................................... 69 3.9 Artificial CCK-8S injection partially restored thalamocortical LTP in old rats ........................................................................................................................ 75 3.10 CCK enhanced the frequency discrimination ability in adult mice ....... 81 8 4. Discussion ........................................................................................................... 89 References: .............................................................................................................. 96 9 1. Introduction 1.1 Ascending auditory pathway Hearing is one of the most important sensory modalities in animals. It plays a crucial role in localizing and identifying sound resources, which could help the animals sense the unseen dangers or potential preys in the wild. For some species, the hearing also guides the learning of vocal behavior, like understanding and production of speech in human (Jeffery A. Winer & Schreiner, 2011). To have a deep understanding of the function of the auditory system, it is very crucial to have a brief review of the anatomy of the auditory pathway. It is well-established that there are two major pathways in the central nervous system for auditory information processing. The ascending auditory pathway, which from the cochlea to the auditory cortex, is responsible for the perception of sound. The descending pathway, on the other hand, sending signals from the auditory cortex down to the cochlea, plays a vital role in filtering the sound information, which will not be explicated in this study. The ascending auditory pathway contains six major components, cochlear nucleus (CN), superior olivary complex (SOC), lateral lemniscus (LL), inferior colliculus (IC), medial geniculate body (MGB), and finally the auditory cortex, Figure I. 10 Figure I. Diagram of the ascending auditory pathway in human (CIBA Collection of Medical Illustrations, Volume 1) 11 Sound waves travel through the ear canal and vibrate the eardrum. The eardrum, then, transmits the vibration to the cochlea via the ossicles. In the cochlea, the mechanical sound vibration is transformed into an electrical signal by the electro-mechanical channels of the hair cells. The hair cells lay inside of the organ of Corti on the basilar membrane of the cochlea. Because of the characteristics of the basilar membrane, the hair cells show the significant frequency specificity, as the hair cells in the basal end of the cochlea respond to high frequencies and those located in the apical end detect low frequencies (Kros & Evans, 2006). While the electro-mechanical transduction happens in the hair cells, cochlear ganglion cells digitize the signals received from the hair cells through one to one connection and send the information to the first stop in the central nervous system, the cochlear nuclei, via cochlear nerve. The cochlear nuclei, which located in the brainstem, possess two essential features. One is the tonotopic organization. The cochlear nerve terminals arborize in the cochlear nuclei tonotopically. The fibers, which convey the high-frequency sound information, terminate in the dorsal part of the dorsal and ventral cochlear nuclei and those carrying low-frequency sound information terminate ventrally (Bourk, Mielcarz, & Norris, 1981). The other feature is that each cochlear nerve fiber connects to different types of neurons in different areas of the cochlear nuclei. In this manner, the ascending auditory pathway is separated into more than four parallel pathways, which convey different features of the sound (Cant, 1992). Once they leave CN, most of the fibers of the cochlear nucleus neurons cross over to the contralateral side of the brain, which is different from that found in the visual system. Each hemisphere processes the 12 acoustic information mostly comes from the contralateral ear. The next stop in the brainstem is SOC, which is the first nuclei that receive information from both ears. Because of this characteristic, SOC nuclei is very important for sound location in many vertebrates. They have different circuits for detecting the interaural time difference and the interaural intensity differences, as the lateral superior olive (LSO) is responsible for the interaural intensity differences detection and the medial superior olive (MSO) is assigned to analyze the interaural time differences (Park, Grothe, Pollak, Schuller, & Koch, 1996; Pecka, Brand, Behrend, & Grothe, 2008). After passing through or around LL, all the auditory information from the brainstem level (CN, SOC) converge into IC and is, then, sent to the auditory cortex via MGB. MGB is the principal thalamic nucleus related to the auditory perception. It receives inputs from IC, thalamic reticular nucleus (TRN), the auditory cortex, and other areas and project primarily to the auditory cortex, and other subcortical regions, like the amygdala and TRN (LeDoux, Farb, & Ruggiero, 1990; Yu, Xu, He, & He, 2009). There are three subdivisions of MGB, the medial (MGm), dorsal (MGd) and ventral (MGv), which are distinguished by the afferent and efferent connections, the cell morphology, physiology, and being conservative across many species (J. a Winer, 1984; J A Winer & Larue, 1996). Among the three subdivisions, the MGv receives the projection from the central nucleus of IC, TRN, and the corticothalamic projection sending from the auditory cortex. The output of MGv mainly target on the primary auditory cortex (AI) and is defined as the lemniscal auditory thalamocortical pathway because of the tonotopical organization of MGv (He, Yu, Xiong, Hashikawa, & Chan, 13 2002). It was thought that the primary function of the lemniscal auditory thalamocortical pathway was merely relaying the frequency and intensity information to the cortex. However, more and more evidence suggests that the plasticity of this pathway is highly involved in the development and refinement of the cortical tonotopic map and experience-dependent reorganization of the auditory cortex (Steriade & Timofeev, 2003), which will be further introduced in the next section. MGd and MGm, on the other hand, are categorized as non-lemniscal nuclei of MGB since these two subdivisions show no clear tonotopic map. They receive inputs from the non-tonotopic area of IC and send projections to the secondary auditory cortex (AII), limbic area and amygdala (C. C. Lee, 2015), Figure II. 14 Figure II. The schematic summary of thalamocortical projections from different subdivisions of MGB (C. C. Lee, 2015) 15 The final station on the ascending auditory pathway is the auditory cortex, which located in the temporal lobe of the cortex. The auditory cortex was first described by Sir. David Ferrier, who used stimulation and ablation of various gyri and surface regions of the monkeys` brains to identify the function of the brain, in 1875 and has been intensively studied since then (Jeffery A. Winer & Schreiner, 2011). Like all the sensory cortices in the brain, the auditory cortex shares the six-layer structure. Layer I, which also called the molecular layer, contains the thalamocortical axons originated from MGm and the apical dendrites of pyramidal neurons in deep layers (Huang & Winer, 2000). Only a few of neurons are found in layer I, and they are mainly GABAergic neurons. They have diverse lateral connections with the apical dendrites from other layers (J. A. Winer & Larue, 1989). Layer II is relatively rich in pyramidal neurons, also some unique neurons, and it primarily projects to other cortical areas (J A Winer, 1985). Layer III consists of two sub-layers, layer IIIa, a pyramidal layer, and layer IIIb, a non-pyramidal layer. It contains corticocortical feedforward connections and is the main origin of the commissural projections (Thomas & López, 2003). Layer IIIb and layer IV are the main input layers where the lemniscal thalamocortical projections target on (J. a Winer, 1984), and the output of layer IV is local (layer II, III) (Mitani et al., 1984). Layer V, the internal pyramidal layer, consists of corticocortical, corticothalamic and corticocollicular projecting neurons (Jeffery A Winer, 2001). Layer VI contains various shapes of neurons, mostly excitatory, and the major target of layer VI neurons is MGB. 16 The auditory cortex is also divided into many fields based on the different cortical functions, and the functional organization of the auditory fields varies within different species. There are three auditory fields in the rat (Shi & Cassell, 1997), thirteen in the cat (C. C. Lee & Winer, 2005), and twelve in the monkey (Hackett, 1999). Among these auditory fields, the primary auditory cortex is the largest part, which receives the lemniscal projections from MGv (Sally & Kelly, 1988). It has a short latency of the responses to the sound and represents the frequencies tonotopically. In rodents, the anterior part of AI responds to the high frequencies and the posterior part respond to the low frequencies (Recanzone, Schreiner, & Merzenich, 1993). The function of the primary auditory cortex was studied for a long time. It was thought that AI could only represent the auditory information from the outside world and viewed as neither critical site of learning, nor memory storage location. In 1956, Galambos et al. established the first electrophysiological study of the auditory cortex during learning (G Sheatz, 1956). They found that fear conditioning could cause a significant increase in the amplitude of evoked potentials to the conditioned stimulus (CS) in the auditory cortex. Since then, lots of works have been done to study the plasticity of the auditory cortex (Blake, Heiser, Caywood, & Merzenich, 2006; Polley, Heiser, Blake, Schreiner, & Merzenich, 2004; Weinberger, 2007). Nearly all the experiments demonstrated associative neural plasticity in the primary auditory cortex after a sound was paired with another meaningful event (reward or punishment), the responses of the cortical neurons changed. In 1986, Gonzalez-Lima and Scheich reported that tone-shock pairing produced a specific increase in uptake of the metabolic marker in an area of 17 the primary auditory cortex of the rat that processed the tone stimulus (GonzalezLima & Scheich, 1986),which was the first demonstration revealing that learning specifically modified auditory coding in the primary auditory cortex. From then, electrophysiological experiments on tuning curve were introduced to the primary auditory cortex. Weinberger and colleagues found that when a tone was followed by a shock in the guinea pig, tuning curves of the auditory cortical neurons would shift toward or even to the frequency of the tone (Bakin & Weinberger, 1990). Later studies found that there are various experimental manipulations that can change the neuronal representations of sounds, such as changing the statistics of an acoustic environment (de Villers-Sidani, Chang, Bao, & Merzenich, 2007; Norẽa, Gourevich, Aizawa, & Eggermont, 2006; Zhang, Bao, & Merzenich, 2001), pairing acoustic stimulation with neuromodulatory signals (Froemke, Merzenich, & Schreiner, 2007; Kilgard & Merzenich, 1998; Swanson & Köhler, 1986), and manipulating the behavioral significance of a sound (Blake et al., 2006; Fritz, Shamma, Elhilali, & Klein, 2003; Polley, Steinberg, & Merzenich, 2006; Recanzone et al., 1993; Schnupp, Hall, Kokelaar, & Ahmed, 2006). As the studies above elucidated that numerous neuronal connectivity changes contribute to the plasticity of AI, in the present study, we focused on the plasticity of the lemniscal auditory thalamocortical pathway, which is from MGv to AI. 18 1.2 Long-term potentiation and thalamocortical LTP 1.2.1 Long-term potentiation Long-term potentiation has been studied for more than forty years and is considered as the major candidate cellular mechanism of learning and memory (Roberts & Glanzman, 2003). It was first discovered in the hippocampus of a rabbit by Bliss and Lomo in 1973 (Bliss & Gardner-Medwin, 1973). They stimulated perforant pathway which projecting from the entorhinal cortex and recorded the evoked response in the dentate gyrus of the hippocampus. As a result, high-frequency electrical stimulation (100Hz) would significantly increase the synaptic strength of this neuronal pathway and an increased firing possibility in response to the constant synaptic input. These two findings together were defined as LTP. After the original finding of LTP in hippocampus, lots of experiments have been done to investigate LTP in different areas of the brain, such as cerebral cortex (Cooke & Bear, 2010), amygdala (Clugnet & LeDoux, 1990) and thalamocortical pathway (Crair & Malenka, 1995; Hogsden & Dringenberg, 2009; Isaac, Crair, Nicoll, & Malenka, 1997). Different forms of LTP are observed in different neuronal structures. Based on the signaling pathways that recruited for the formation of LTP, LTP is categorized N-methyl-D-aspartate (NMDA) receptor-dependent (Lüscher & Malenka, 2012) and NMDA receptor-independent (Futatsugi et al., 1999), in which some of NMDA independent LTP are mGluR dependent (H. Wang et al., 2016). The pre-post synaptic activation which required to induce LTP is another factor for LTP classification. According to the induction 19 protocol, LTP is also divided into Hebbian and non-Hebbian (Lechner & Byrne, 1998). As Hebbian`s theory postulated that cells that fire together, wire together, Hebbian LTP induction requires pre- and post-synaptic activation at the same time. Parallelly, Non-Hebbian LTP does not require the simultaneous activation of pre- and post-synapses. The function of LTP has been discussed for over forty years in different circuits of the brain. It has been intensively interpreted as the underlying mechanism for learning and memory in the hippocampal system (Bliss & Collingridge, 1993), amygdala (Clugnet & LeDoux, 1990), and most of the cerebral cortex (Rioult-Pedotti, 2000). During the development, LTP has also been considered as the mechanism for the maturation and refinement of the topographical map in the sensory cortices of neonatal rodents (Daw, Scott, & Isaac, 2007; Feldman, Nicoll, & Malenka, 1999; Martini, Moreno-Juan, Filipchuk, Valdeolmillos, & López-Bendito, 2018). 1.2.2 Thalamocortical LTP As mentioned in the previous section, LTP of the thalamocortical pathway plays a key role in the formation and refinement of the topographical map in the sensory cortices during development. In the somatosensory system, LTP could be induced by pairing the pre-and postsynaptic activation within the first postnatal week in vitro (Crair & Malenka, 1995). Furthermore, by applying NMDA receptor antagonist to the neonatal rats, the formation of the topographical map of barrel cortex was disturbed (Schlaggar, FOX, & O`Leary, 1993). Also, by exposing the neonatal mice 20 with the tone presentation during the auditory critical period, the tonotopical map of the auditory cortex was significantly impaired (Zhang et al., 2001). At the end of the critical period of each sensory modality, LTP in the thalamocortical pathway vanished because of the switching of NMDA receptor subunits during the development (Barkat, Polley, & Hensch, 2011; Malenka & Bear, 2004). Many methods have been tried to reverse the critical period to make the sensory cortex more plastic in the adult brain. By bringing the adult or juvenile rats back to a moderate noise environment or reducing the adenosine receptor 1 (A1R) signaling in MGB, the primary auditory cortex became easier to be manipulated by passive tone exposure (Blundon et al., 2017; Zhou, Panizzutti, de Villers-Sidani, Madeira, & Merzenich, 2011). Also, peripheral sensory deprivation could restore the critical period of the thalamocortical input in the somatosensory cortex (Seungsoo Chung et al., 2017). Inspired by these studies, new treatment plans could be established to help patients with the developmental disorder (Zhu et al., 2014). The thalamocortical LTP has also been found in the adult brain, which serves as the potential mechanism of sensory experience-dependent plasticity in the sensory cortex. In 2001, Bear and colleagues found that, by applying theta burst stimulation to the dLGN, LTP could be induced in the visual cortex in vivo (Heynen & Bear, 2001). Also, the result was successfully repeated in the auditory thalamocortical pathway in vitro with the existence of picrotoxin (Chun, Bayazitov, Blundon, & Zakharenko, 2013). However, the underlying mechanism of thalamocortical LTP in the adult brain remains elusive. 21 1.3 Cholecystokinin and its function Cholecystokinin (CCK) was first discovered as a molecule that causes gallbladder contraction. In 1975, van der Haagen and colleagues found that CCK is one of the gastrointestinal peptides in mammalian brains (van der Haagen, 1975). CCK family has several biologically active fragments. Among the family, CCK-8S is the most dominant member in the brain tissue and shows a wide distribution in both the peripheral and central nervous system. It has been found in the neurons of olfactory tubercle, the substantia nigra, the ventromedial thalamus, the septum, the nucleus accumben, the ventral tegmental area, the interpeduncular nucleus, the hypothalamus, the posterior lobe of the pituitary and the spinal cord (Beinfeld, Meyer, Eskay, Jensen, & Brownstein, 1981). This neuropeptide has also been detected in cortical areas and limbic structures such as the hippocampus and the amygdala (Lotstra & Vanderhaeghen, 1987), Figure III. In the auditory pathway, Senatorov found CCK mRNA expression in reciprocally-connected MGB and AC, which implies the modulatory function of CCK in the thalamo-cortico-thalamic circuit (Senatorov, Trudeau, & Hu, 1997). 22 Figure III. Distribution of CCK neurons and their major projections in the rat brain (Beinfeld, 2013) For CCK receptors, there are two subtypes: CCK-A and CCK-B. CCK-A receptors are constitutively expressed in the alimentary tract, which are closely involved in the endocrine regulation of digestion and feeding behavior, whereas CCK-B receptors are widely distributed in the central nervous system, such as the hippocampus, the amygdala, and cortices (Saito, Sankaran, Goldfine, & Williams, 1980; Zarbin, Innis, Wamsley, Snyder, & Kuhar, 1983). Moreover, one recent preliminary study from our lab also indicated that there might be a third unidentified CCK receptor in the cortical area, which plays a crucial role in the plasticity of GABAergic synapses (Unpublished data). It has been found that CCK is involved in satiety (Gibbs et al. 1973, Zhang et al. 1986), nociception (De Araujo et al. 1998), fear (Fekete et al. 1984), and most importantly, 23 learning and memory (Harro et al. 1993, Hadjiivanova et al. 2003, Li 2014, 2017). Fekete reported that infusion of CCK-8 into nucleus accumben facilitated the extinction of active avoidance behavior and attenuated the retention of passive avoidance behavior, and applying CCK-8 to the central amygdala caused opposite effects. An in vitro study suggested that LTP, but it substantially prolonged LTP of both field excitatory postsynaptic potential (fEPSP) and population spikes (PS) from about 1 to at least 3h. The CCK antagonist PD 135158 did not influence the induction of potentiation of the fEPSP slope but decreased the potentiation of PS amplitude. The results support the view that CCK-8S may facilitate long-term changes of glutamatergic synaptic transmission in the hippocampal LTP (Balschun & Reymann, 1994). Behavioral test of an appetitive task also provided the evidence that administration of CCK-B agonist improves the performance, and CCK-B antagonist can abolish the improvement if it is injected into the hippocampus (Matto, Harro, & Allikmets, 1997). Moreover, CCK knockout mice exhibited attenuated performance in a passive avoidance task and impaired spatial memory in the Morris Water Maze Test (Lo et al., 2008). In 2014, our lab found that local CCK-8S injection into the auditory cortex could significantly enhance the neuronal response to the sound stimulation and synaptic strength was potentiated after pairing the presynaptic and postsynaptic activity in the presence of CCK (Li et al., 2013). Another recent experiment showed that CCK, which released from the entorhinal cortical projecting terminals in the auditory cortex, could induce the cortico-cortical LTP and soundsound associative memory (Li, Chen, Wong, Wang, & Feng, 2017). 24 All the evidence above suggests that CCK is an important neuromodulator that participates in the neural plasticity throughout the brain. 1.4 Aims of this study It has been shown that the thalamocortical plasticity still exists in many sensory modalities of the adult brain. However, the underlying mechanism of the thalamocortical LTP and its emergence after the critical period remain elusive. Based on the previous findings of our lab, we hypothesized that CCK, which expressed in MGB, plays an essential role in the formation of thalamocortical LTP and the expression level of CCK is correlated with the emergence of thalamocortical LTP during development. To test this hypothesis, CCK-/- mouse line was used to test the existence of the thalamocortical LTP and CCK-B receptor antagonist was administrated to block the thalamocortical LTP which induced by TBS. To further confirm the sufficiency of CCK in the thalamocortical LTP induction, CCK positive neurons in MGv of CCK-Cre mice were labeled by an optogenetic virus that expressing hChR2, and high-frequency laser activation of CCK positive neurons in MGv was then used to test whether activating the CCK positive neurons is sufficient to induce the thalamocortical LTP. Next, to test the hypothesis raised in our previous work that CCK release is mediated by presynaptic NMDA receptor activation during TBS, NMDA receptor antagonist and group I mGluR (mGluR 1/5) antagonists were applied to block the thalamocortical LTP. Furthermore, the ontogeny of CCK expression in MGB and the thalamocortical LTP were also examined by immunostaining and electrophysiological recording in the neonatal rats, respectively. 25 Finally, to explore the potential therapeutic function of CCK in the loss of neural plasticity in adult and aged brains, CCK was infused into the auditory cortex, and the plasticity was measured on both electrophysiology and behavioral level. 26 2. Material and Methods 2.1 Animals In the present study, rats and mice of both sexes were used to investigate the thalamocortical LTP. For rats, Sprague-Dawley rats in different ages (neonatal: P10P28, young adult: 6-8weeks, old: older than 18 months), with clean external ear canals, were used in the electrophysiological and immune-histochemical experiments. For the mouse lines, C57BL/6 wild-type mouse, CCK-ires-Cre (Jax#012706), CckCreERT2 (Jax#012710) were used for the electrophysiological, optogenetic, immunehistochemical and C57 mice were also used in the behavioral experiments. All experimental procedures were approved by the Animal Subjects Ethics SubCommittees of The City University of Hong Kong. 2.2 Chemicals and Antibodies For in vivo electrophysiological experiments, CCK-8S (Cat.No. 1166), selective CCK-B receptor antagonist, L-365, 260 (Cat. No. 2767), DMSO (Cat. No. 3176), NMDA receptor antagonist, DL-APV sodium salt (Cat. No. 3693), selective noncompetitive mGluR5 antagonist MPEP hydrochloride (Cat. No. 1212), selective noncompetitive mGluR1 antagonist YM 298198 hydrochloride (Cat. No. 2448) were purchased from Tocris Bioscience (Hong Kong SAR). Artificial cerebrospinal fluid (item# 59-7316) was used as a solvent for the antagonists above and was purchased from Harvard Apparatus (U.S.). For the immunohistochemistry, the primary antibodies used are rabbit polyclonal CCK-8S antibody (given by Prof. Tomas 27 Hokfelt, 1: 500), anti-GFP antibody (Ab13970, 1:500), anti-CCK B receptor (Ab137495, 1:500). Anti-mGluR1 antibody (Ab82211, 1:200), anti-mGluR5 antibody (Ab53090, 1:200), purchased from Abcam (U.S.). Secondary antibodies, including Alexa Fluor 488-conjugated goat anti-chicken, CY5-conjugated goat antirabbit, and Alexa Fluor 405-conjugated goat anti-mouse, were purchased from Invitrogen. 2.3 Surgery 2.3.1 Acute electrophysiological experiments Rats or mice were anesthetized with urethane sodium (1.6g /kg IP; Sigma., US). Anesthesia was maintained throughout surgery. Atropine sulfate (0.05 mg/kg SC; Sigma., US) was administered 15 min before the induction of anesthesia to inhibit tracheal secretion. The animal was mounted in a stereotaxic frame (Narishige, Japan) and a midline incision was made in the scalp after a liberal application of a local anesthetic (Xylocaine, 2%). Cranial windows were prepared, and the dura mater was minimally opened followed by the silicon oil application to the surface of the brain to prevent drying. The animal’s body temperature was maintained at 37-38°C with a feedback-controlled heating pad (RWD, China). After the recording, those animals were sacrificed, and the brains were harvested for histological confirmation or immunostaining. 28 2.3.2 Virus and retrograde tracer injection CCK-Cre mice or SD rats were anesthetized with Pentobarbital (5mg/kg IP, France) and kept under anesthetic status by supplying one-third of the initial dosage once per hour. For the optogenetic virus injection, two small holes were drilled bilaterally in the skull of CCK-Cre mice according to the coordination of MGv (AP: -3.16mm, ML: 1.9mm, DV: 3.2mm). 100nl, 2.13x10^12 titer, rAAV5-EF1a-DIO-hChR2 (E123T/T159C)-EYFP (UNC vector core, U.S.) was injected into MGv. For the retrograde tracer injection, True Blue (5%, 1 µl, Invitrogen) in 0.1 M PBS was infused into the auditory cortex of rats. After injection, animals were sutured and sent back to the home cage for recovery. Antiseptic and analgesic balm was applied on the surface of the wound during first three days after the surgery. 2.3.3 Cannula implantation C57 mice were anesthetized, and the scalp was opened as mentioned above. Two small holes were prepared bilaterally based on the location of the primary auditory cortex (AP: -3.0mm, ML: 4mm, DV: 2.2mm). Drug injection cannulas with metallic caps and dummies (Length: 6mm, Diameter: 0.6mm., RWD Science., China) were inserted into the primary auditory cortex bilaterally and then fixed with C&BMetaBond adhesive luting cement (Parkell, U.S.) and dental cement (Mega Press, German). After the implantation, the animals were sent back to the home cages for recovery. Antiseptic and analgesic balm was applied on the surface of the wound on first three days after the surgery. 29 2. 4 Auditory, electrical and laser stimuli Auditory stimuli, including pure tones and noise bursts, were generated by TuckerDavis Technologies (TDT, U.S.) workstation and delivered through an electrostatic speaker (ED1, TDT). Auditory stimuli were played via the speaker placed at 20 cm away from the behavioral animals or directly to the ear contralateral to the implanted electrodes via a hollow ear bar for the anesthetized animals. The sound pressure level of the speaker was calibrated with a condenser microphone (B&K, Denmark). The electrical stimulation was generated by an ISO-Flex isolator (A.M.P.I., Israel), which was controlled by a multifunction processor (RX6, TDT). The electrical current pulses for baseline test were 0.5ms, 50-150µA and presented every 10s. The theta burst stimulation (TBS) contained four trails of 10 bursts at 5 Hz with the interval of 10s between the trails, and each burst consisted of 5 pulses at 100 Hz. The laser stimulation was produced by a laser generator (Wavelength=473nm, Ike Cool, China) controlled by RX6 and delivered to the brain by an optic fiber (Thorlabs, U.S.) which was connected to the generator. The output power of the fiber was measured and calibrated by an optical power meter (Item# PM120A, Thorlabs, U.S.) before inserted into the brain. The laser pulse width was 5ms, and the interval for baseline testing was 10s. For the high-frequency (HF) laser stimulation, the laser pulse train was comprised of four trails of 10 bursts at 5 Hz with the interval of 10s between the trails, and each burst consisted of five pulses at 80 Hz. 30 2.5 In vivo acute electrophysiological recording In TBS-induced thalamocortical LTP experiments, two customized microelectrode arrays with four tungsten electrodes each, impedance: 0.5-1 MΩ (recording), and 200500kΩ (ES) (FHC, U.S.), were used for the auditory cortical neuronal activity recording and MGv electrical stimulation and monitoring, respectively. The two electrode arrays were driven by two micro-manipulators separately. 70 dB, 100ms, noise bursts were presented every 10s during the insertion of the electrodes arrays, and neuronal activities were monitored as the electrode arrays were lowered until robust noise responses were achieved on both arrays. The final stimulating and recording positions were determined by maximizing the cortical field excitatory postsynaptic potential (fEPSP) amplitude triggered by the electrical stimulation in MGv. Histological confirmation showed that the stimulating electrode tip was placed in MGv (Figure 1). In neonatal rat experiments, the coordinates of MGB and ACx were readjusted according to ATLAS OF THE DEVELOPING RAT BRAIN IN STEREOTAXIC COORDINATES (Khazipov et al., 2015). The fEPSPs, which were elicited by 0.5ms electrical current pulses, were amplified (×1000) and filtered (1Hz -5kHz), with the 25kHz sampling rate, stored in PC by OpenEx software (TDT). In the young adult animals, fEPSPs with less than 10ms peak latency were considered as monosynaptic transmission. However, the peak latencies of evoked fEPSPs in neonatal rats were significantly longer than the adult rats because of the immaturity of the thalamocortical pathway. Before the recording, an input-output function was measured. A stimulation current, which elicited a fEPSP 31 amplitude 50% of maximum, was chosen for the baseline and after TBS recording. The fEPSPs were collected for 15min and 1 hour, before and after TBS, respectively. For TBS, 10 negative electrical current bursts were delivered in 5Hz and repeated 4 trials. The inter-trial interval was 10s. Each burst contained 5, 0.5ms pulse, in 100Hz. The current amplitude was selected 75% of the maximal response from the inputoutput relationship. The slopes of the evoked fEPSPs were calculated and normalized by customized MATLAB script, and the group data was plotted as mean±SEM. Also, 50 noise bursts (Intensity=70dB, Duration=100ms, Inter-stimulus-interval=10s) were presented before and after LTP induction session in rat experiments, and multiunit noise responses of the auditory cortex were recorded. A threshold of 3 standard deviations (SDs) above baseline was set to identify spikes online. Z-scores was then used to compare the noise responses before and after TBS in MGv. The Z-score of the neuronal response to the tone stimulus was calculated against the mean spontaneous firing rate before the stimulus onset; bin width was 5ms. It represented the difference between stimulus-evoked neuronal responses and average spontaneous firing in units of SD. Neuronal responses larger than 3.5 SD above baseline were considered as noise responses. In the optogenetic experiments, two to three tungsten electrodes were placed into the deep layer III and layer IV (350-500μm) of the auditory cortex in CCK-Cre mice 5-6 weeks after virus injection. The optic fiber was then inserted into either the auditory cortex, right next to the electrodes, or MGv, and the laser-evoked responses in the auditory cortex for both stimulating sites were tested. As the hChR2 expressing 32 thalamocortical projecting terminals could not follow high-frequency stimulation (Figure 14), fEPSPs evoked by laser stimulation in MGv were recorded and analyzed in this experiment. The procedures for the HF laser-induced LTP was similar as previously described in the TBS-induced LTP experiment, except the high-frequency burst containing laser pulses in 80Hz rather than 100 Hz. In the antagonist infusion experiments, L-365,260 (250nM in 10% DMSO, 1μl) was injected into the rat auditory cortex, and MPEP (43μM, 1μl), YM298198 (250nM, 1μl) and DL-APV (40μM, 1μl) were injected into the mouse auditory cortex by microinjector, before TBS, within 10min. ACSF (10% DMSO) or ACSF was injected in all the drug infusion experiments as a control. In the old rat thalamocortical LTP induction experiments, CCK-8S (1μΜ, 1μl) or ACSF was injected into the auditory cortex of old rats. Low-frequency electrical stimulation, which contains 200, 0.5ms, 75% saturated current pulses in 0.1Hz were delivered into MGv after the injection. In the tuning curve test, tones spanning 6 octaves (750-48kHz, 0.2-0.3 octave spacing) and 60dB (10-70 dB, 5-10 dB spacing) lasting 100ms were presented every 500ms in a pseudo-random sequence before and after the pairing to measure the receptive field of cortical neurons. For the pairing protocol, CCK-8S (1μΜ, 1μl) or ACSF was injected locally near the recording site, and non-Characteristic Frequency (non-CF) pure tone stimuli, one octave within the CF, were presented once per 2s for 200 trails, 5mins after the injection. We limited all analysis to action potentials that occurred 33 less than 30ms after the onset of the tone during the test. The threshold was determined as the lowest intensity bin in the receptive field, and CF was the middle frequency bin at that intensity. To quantify the changes of the tuning curve, frequency responding threshold was calculated as an indicator of the change. The data were plotted as mean ±SEM. After the recording, animals were sacrificed, and the brains were harvested for histological confirmation or immunostaining. 2.6 Immunohistochemistry and imaging Rats and mice were euthanized and then perfused with ice-cold saline followed by 4% paraformaldehyde (PFA) in phosphate-buffered saline (PBS). The brains were then harvested and soaked in 4% PFA for post-fixation. The brains were dehydrated by 30% sucrose and sectioned with a cryostat (thickness 50μm), and the brain slices were washed with PBS followed by incubated in a blocking buffer, which contains 10% goat serum, 0.2% Triton-100 for 2h at room temperature. After the blocking, brain slices were incubated with primary antibodies (24-48h) at 4°C and washed three times for 10 min with PBS before incubation with secondary antibodies (1:500) for 2h. After being intensively washed with PBS, brain slices were mounted with mounting medium with or without DAPI for imaging and analysis. Slices were imaged with Zeiss Laser Scanning Microscope LSM 880 NLO with Airyscan, or Nikon Eclipse Ni-E upright fluorescence microscope. 34 2.7 Frequency discrimination test Modified prepulse inhibition of the acoustic startle response test was adopted to examine the frequency discrimination ability of mice in CCK-8S injection group and ACSF control group. Three customized soundproof chambers equipped with vibration sensors on the bottoms for the startle reflex detection, MF-1 multi-field magnetic speakers for tone presentation and high-power tweeter speakers for startle white noise presentation. 3 days after the cannula implantation surgery, mice were placed into the self-designed plastic tubes individually with opening slots on both sides and front for habituation, 5-10min every day for 3 days. The mice were, then, randomly separated into two groups, one CCK-8S injection group, and one ACSF injection control group. CCK-8S (10nM, 1μl) or ACSF (1μl) was infused by microinjector at the speed of 0.2 μl/min bilaterally into the auditory cortices. 5min after the injection, mice were placed in the tubes and exposed to pure tone stimulation for 0.5h in the soundproof chamber. For the tone exposure protocol, a pure tone of 9.8kHz or 16.4kHz (Intensity=70dB, duration=100ms) was used. The tone exposure consisted of 900 trains of tones, and the trains were presented every 2s. Each train contained 5 tones presented at 5Hz. 24hrs after the exposure, mice were restrained into the tubes again for the startle test. The tubes were stabilized on the vibration sensors in the soundproof box during the experiment. The startle reflexes were detected by the sensors and then amplified and recorded by TDT. The whole experiment was divided into 4 blocks; a background tone (9.8 kHz or 16.4 kHz) was continuously presented at 70 dB throughout the experiment. Block 1 was a 5min 35 acclimation period in which only the background tone was presented. Block 2 contained 9-startle only trials in which a 120dB, 20ms white noise (WN) burst was presented. Block 3 consisted of prepulse inhibition trials in a pseudorandom order. Each prepulse trial consisted of a 70dB 80ms prepulse (pure-tone frequency was 0%, 2%, 4%, 8%, 16%, or 32% lower than the background tone, Δf), followed by a 120dB, 20ms white noise startle pulse, and then return to the background tone after the startle. Every trial in Block 3 was presented 15 times. Block 4 was identical with Block 2, and it was used to detect any habituation within the experiment. The inter-trial interval was 10-20s. The startle reflex was measured as peak-to-peak amplitude of the raw waveform detected by the sensor. Prepulse inhibition percentage was calculated from Block 3 data as follows: [1 – (prepulse trial/Δf=0% prepulse trial)] ×100 and the data was plotted as mean±SEM. Startle reflex amplitude in Block 2 and Block 4 were compared with each other as an internal control for startle attenuation over the whole experiment. Mice in which there were statistically significant differences between both trials were removed from the analysis. 2.8 Data analysis All data are presented as mean ±SEM, and n represents the number of recording sites or animals in each experiment. We used one-way ANOVA for three or more groups. Two-way ANOVA was used to compare mean values under different interventions with in two groups. If the data fails to pass the normality test, ANOVA on rank was used. Tukey test was used for the post-hoc test. P values < 0.05 were considered 36 statistically significant. These statistical analyses were performed using SigmaPlot 12.5 37 3. Results 3.1 Theta burst stimulation (TBS) induced thalamocortical LTP in the auditory cortex in vivo To confirm the existence of the thalamocortical LTP in the auditory cortex (ACx) of the adult rats, ES array was inserted into the medial geniculate body (MGB), and the recording electrodes were placed into the primary auditory cortex (according to the vasculature). Unlike Bear`s study, they recorded the evoked potential in the superficial layer of the visual cortex (Heynen & Bear, 2001). In the present study, we focused on the plasticity of the lemniscal auditory thalamocortical pathway, which is from the ventral medial geniculate body (MGv) to the deep layer III and layer IV of the auditory cortex (ACx). To confirm the location, after recording, the lesion was made to the MGv by driving 10mA current. Figure 1 shows the ES array inserted into MGv, and the recording electrodes were into the thalamorecipient layers of ACx (500700µm deep from the surface). 38 Figure 1. Experimental setup for thalamocortical LTP induction and histological confirmation of the position of ES array in MGv A) Schematic diagram represents the experimental setup, ES array was placed in the MGv, and the recording electrodes array was inserted into the auditory cortex. B) Nissl stained brain slice shows the position of the ES electrode tips in the MGv, as indicated by the asterisk. Scale bar: 500µm. LTP: long-term potentiation, MGd: dorsal medial geniculate body, MGm, medial medial medial geniculate body, MGv: ventral medial geniculate body, ACx: auditory cortex. 39 During the insertion, sound responses were monitored to determine the precision of the electrode positions at the MGv and the ACx. 100 ms noise bursts in 70 dB were played every ten seconds, and the sharp responses with the shortest latency indicated that the electrodes were in the desired locations (Figure 2). Figure 2. Raw signal of the extracellular multiunit recording in MGv and ACx. A) 100ms, 70dB noise bursts were presented during the electrodes insertion. Robust sound responses were achieved when the electrodes reached the layer IV of the ACx and the MGv, respectively. B) Detected spike waveforms of neuronal firing in ACx. 40 Subsequently, to test the connectivity between the stimulating and recording sites, 0.5 ms electrical pulses were delivered through one of the ES electrodes in the MGv every 10s. The position of the recording electrodes was then optimized to achieve the maximal fEPSPs with shortest peak latency (less than 10ms) triggered by the stimulation. The short peak latency of the fEPSP reflects the monosynaptic transmission of the thalamocortical pathway (Chun et al., 2013). Before the LTP induction, the relationship between the stimulation intensity in the MGv and the evoked fEPSPs in the ACx was tested. The stimulation current was gradually increased by the step of 50 µA, and the evoked potentials were recorded and averaged every 6 trials. Such input-output relationship is shown in Figure 3. As seen from the figure, the fEPSPs elicited by the ES is a function of stimulation intensity and reached the saturated level when the current went up to 300µA. The baseline probing current for the LTP induction was selected as the current elicited 50% of the saturated fEPSP, and 75% was used for TBS stimulation. 41 Figure 3. The input-output relationship between stimulation intensity in MGv and evoked fEPSP in ACx. Negative current pulses, started from 50µA and increased by 50µA per step, were presented in MGv and the evoked fEPSPs were recorded from ACx to calculate the input-output relationship between the stimulation intensity and the level of the response. The baseline stimulation current was set at a value that could evoke 50% of the maximum response, while the TBS current was set at 75%. fEPSP: field excitatory postsynaptic potential 42 Figure 4. TBS protocol for LTP induction. The schematic diagram illustrates the stimulation protocol. 10 negative electrical current bursts were delivered in 5Hz and repeated 4 trials. The inter-trial interval was 10s. Each burst contained 5, 0.5ms pulse, in 100Hz. The current amplitude was selected 75% of the maximal response from the input-output relationship as shown in Figure 3. 43 During the LTP induction, a stable baseline of the evoked fEPSP was recorded for 15min, TBS (Figure 4) was then applied to the MGv, and fEPSPs were recording of for another 1h following the stimulation. Consistent with the previous findings in other sensory modalities (Heynen & Bear, 2001; K. K. Y. Lee, Soutar, & Dringenberg, 2018), TBS successfully induced the auditory thalamocortical LTP in the adult rats. The slopes of fEPSPs were measured 1h after TBS increased to 156 ± 7.2% of baseline (Figure 5) (n=11, one-way ANOVA, p<0.001). Figure 5. TBS-induced LTP in the auditory thalamocortical pathway. Population data of normalized fEPSP slopes before and after TBS. (n=11, One-way ANOVA, p<0.001). Sample fEPSP waveforms before and after TBS (1, 2). Scale bar: 5ms, 0.2mV. 44 3.2 TBS enhanced noise responses of auditory cortical neurons As mentioned in the definition of LTP, the postsynaptic firing possibility to a constant synaptic input should also increase when LTP happens (Bliss & Gardner-Medwin, 1973). To test this, 50 trials of noise bursts with low sound intensities were presented before and after the LTP induction, and subsequently, the noise responses of the auditory cortical neurons were recorded (Figure 6). As we expected, the firing rate of the noise responses significantly increased after TBS and is shown by PSTH and raster plots in Figure 7. The latency of the responses also became shorter. Furthermore, the spontaneous activity and the rebound oscillation in the auditory cortex were also increased (data not shown), which may suggest that the overall of the auditory cortex became more active after TBS in the MGv. We repeated the experiments on 6 rats, and the mean Z-score of the noise responses showed a significant increase (Figure 8, n=12, two-way ANOVA,p<0.001; post-hoc: Tukey test, before vs after TBS, **, p< 0.001, *, p<0.05). These results suggest that the thalamocortical plasticity does still exist in the auditory system of adult rats and could be induced by TBS. 45 Figure 6. Schematic diagram of the experimental setup and the experimental protocol. 50 trials of noise responses in the auditory cortex were tested and compared before and after the thalamocortical LTP induction. 46 Figure 7. Noise responses in ACx before and after TBS in MGv. A) PSTH and raster plot (grey) show weak neuronal responses to the noise burst stimulation before TBS. B) PSTH and raster plot (red) show the increased neuronal responses to the noise burst increased after TBS. 47 Figure 8. Mean Z-score of noise responses before and after TBS. Z-score (mean ±SEM) of the cortical neuronal responses to the noise bursts before (grey) and after 。 (crimson) TBS in the MGv. Bin width: 5ms. The blue dash line represents the threshold of the sound response, 3.5 standard-deviation. The noise responses were significantly increased after TBS (n=12, two-way ANOVA, p<0.001; post-hoc: Tukey test, before vs after TBS, **, p<0.001, *, p<0.05) 48 3.3 Auditory thalamocortical projecting neurons were Cholecystokinin (CCK) expressing neurons After confirming the existence of the thalamocortical LTP in the auditory cortex of adult rats, we wanted to investigate the mechanism of the adult thalamocortical LTP. Cholecystokinin (CCK) is a neuropeptide, which is widely distributed in the central nervous system. In 1997, Senatorov and colleagues reported that CCK is expressed in both MGB and the deep layer of the auditory cortex (Senatorov et al., 1997). Recent experimental results of our laboratory demonstrated that local CCK infusion into the auditory cortex potentiates the cortical neuronal responses to the natural sound (ref). Furthermore, CCK, sent from the entorhinal cortex, can enable the cortical neural plasticity ( Li, Chen, Wong, Wang, & Feng, 2017; X. Li et al., 2013). Based on these evidence above, we hypothesized that CCK is involved in the auditory thalamocortical LTP. To test this hypothesis, first, we investigated whether CCKexpressing neurons in the MGv send projections to the auditory cortex. True Blue, a retrograde tracer, was injected into the auditory cortex, and CCK expression in the retrogradely labeled neurons was then detected by the CCK antibody. In the MGv, the thalamocortical projecting neurons were labeled as blue, and the CCK expression was shown as red (Figure 9). The high level of True blue and CCK colocalization indicated that most of the thalamocortical projecting neurons in the MGv expressed CCK. 49 Figure 9. Auditory thalamocortical projecting neurons expressed CCK. The schematic shows the injection site of the True Blue tracer. A) True Blue retrogradely labeled neurons were found in the MGv. B) The immunostaining shows that CCK was expressed in MGv neurons. C) The merged picture indicates that nearly all the projecting neurons contained CCK. Scale bar: 50µm 50 3.4 The loss of the auditory thalamocortical LTP in CCK-/- mice As the immunostaining result showed that a clear majority of the thalamocortical neurons express CCK; if CCK works as a key molecule that controls the thalamocortical LTP, deficits of the thalamocortical plasticity were expected in the CCK-/- animals. In the next experiment, CCK-/- mice were used to examine the thalamocortical LTP. As we predicted, TBS could not induce LTP in the thalamocortical pathway of CCK-/- mice, whereas significant LTP was successfully induced in C57 wild-type mice (Figure 10. CCK-/-, n=9; C57, n=8, two-way ANOVA, p<0.001; post-hoc: Tukey test, CCK-/-, p>0.05; C57, p<0.001). The result indicates that CCK is necessary for the thalamocortical LTP. However, we could not rule out the possibility that there might be some congenital deficit besides CCK expression that had contributed to the loss of plasticity in the auditory thalamocortical pathway of CCK-/- mice. Although, the cortical neuronal responses to the auditory stimuli in these mice were similar comparing with C57, suggesting the normal function of the auditory pathway (Li et al., 2017). 51 Figure 10. TBS failed to induce the thalamocortical LTP in CCK-/- mice. A) Population data of normalized slopes of fEPSPs before and after TBS in CCK-/- mice (blue open circle). Sample fEPSP waveforms before (1) and after (2) TBS in CCK-/mice. B) Population data of normalized slopes of fEPSP before and after TBS in C57 mice (blue filled circle). Sample fEPSP waveform before (1) and after (2) TBS in C57 mice. Scale bar: 5ms, 0.3mV. (CCK-/-, n=9; C57, n=8, two-way ANOVA, p<0.001, post-hoc: Tukey test, CCK-/-, p>0.05; C57, p<0.001). 52 3.5 Thalamocortical LTP was blocked by CCK-B receptor antagonist To confirm our hypothesis that CCK plays a key role in the thalamocortical LTP induction, L365, 260, a CCK-B receptor antagonist, was infused into the auditory cortex of rats before TBS. Another group of rats (control) received artificial cerebralspinal fluid (ACSF). We found that L365, 260 infusion totally blocked the thalamocortical LTP induction after TBS, whereas the LTP induction in the control group remained intact (Figure 11, L365, 260, n=9; ACSF, n=8, two-way ANOVA, p<0.001, post-hoc: Tukey test, L365, 260, p>0.05; ACSF, p<0.001), suggesting that CCK-B receptor activation is also necessary for the thalamocortical LTP induction. 53 Figure 11. CCK-B receptor antagonist blocked the thalamocortical LTP. A) Population data of normalized slopes of fEPSPs before and after L355, 260 infusion and TBS (Red filled circle). Sample fEPSP waveforms before (1) and after (2) L365,260 infusion and TBS. B) Population data of normalized slopes of fEPSPs before and after ACSF injection and TBS (Gray filled circle). Sample fEPSP waveforms before (1) and after (2) ACSF injection and TBS. Scale Bar: 5ms, 0.3mV. (L365, 260, n=9; ACSF, n=8, two-way ANOVA, p<0.001, post-hoc: Tukey test, L365, 260, p>0.05; ACSF, p<0.001). 54 4.6 High-frequency (HF) optical activation of CCK positive neurons in the MGv induced thalamocortical LTP Previous studies suggest that electrical stimulation in the MGB, the thalamic radiations or the white matter beneath the sensory cortices may activate not only the thalamocortical projections but also antidromically activate the corticothalamic projections, which also contain CCK (Beierlein, 2003; Senatorov et al., 1997). To activate the thalamocortical pathway exclusively and to test the sufficiency of activation of CCK positive MGB neurons in the thalamocortical LTP induction, we used the optogenetic method. We injected a Cre-dependent AAV virus, AAV-EFIaDIO-hChR2 (E123T/T159C)-EYFP, which specifically infected CCK-positive neurons and expressed hChR2 into the MGv of CCK-Cre mice. As shown in Figure 12, nearly all the neurons in the MGv were labeled with EYFP, indicating that most of the thalamocortical projecting neurons were CCK positive. Also, EYPF labeled thalamocortical projection fibers mainly targeted on the Layer IV of the primary auditory cortex. The previous study also mentioned that there is a high density of CCK binding sites in the layer IV of the auditory cortex (Zarbin et al., 1983), suggesting the active site of the thalamocortical CCK. To examine this hypothesis, CCK B receptors were stained on the brain slides, which contained the labeled thalamocortical terminals in the auditory cortex. We found that the CCK B receptors (red) and the CCK-positive thalamocortical terminals (green) were next to each other, resembling a synaptic structure. This result implies that CCK may release from the 55 thalamocortical projection terminals and has effects on the postsynaptic neurons in the layer IV, which express CCK-B receptors. 56 Figure 12. Cre-dependent virus infected CCK-positive thalamocortical projecting neurons in CCK-Cre mice. The schematic showing the virus injection site in the MGB and thalamocortical projection in the ACx. A-B) Histological confirmation of the virus expression in both ACx and MGB in CCK-/- mice (Green: EYFP, Blue: DAPI. Scale bar: ACx=100µm, MGB=50µm). C) CCK B receptors were visualized as red by immunostaining (white triangles). D) CCK positive thalamocortical fibers and terminals were labeled as green by EYFP (white triangles). E) CCK positive terminals and CCK B receptors were next to each other (white triangles). Scale Bar: 5 µm. 57 In our previous studies, we found that CCK dependent plasticity requires the pre- and post-synaptic activation and the presence of CCK (Li et al., 2013). Also, CCK release from the presynaptic terminals required high-frequency (HF) stimulation (Li et al., 2017). Therefore, in the current experiment, HF laser stimulation was utilized to trigger the CCK release, which in turn, induced LTP. However, as a key feature of the thalamocortical connections, the thalamocortical responses show strong shortterm depression because of the decreased glutamate release during the repeated thalamic radiation or white matter activation (Z Gil, Connors, & Amitai, 1997; Ziv Gil, Connors, & Amitai, 1999). Therefore, before the HF laser LTP induction experiment, we tested the efficacy of the laser-induced thalamocortical activation in both MGv and ACx. The fEPSPs evoked by laser in the auditory cortex were significantly smaller than those evoked by the identical power of the laser in the MGv, whereas the peak latency was longer for those fEPSPs evoked by the laser in the MGv (Figure 13). This result suggests that laser activating thalamocortical fibers was less efficient to elicit the thalamocortical responses in the ACx than the MGv. The shortterm depression of the thalamocortical response was also compared between two laser activation sites by using HF laser stimulation for the LTP induction (Figure 14). In agreement with the previous studies (Sooyoung Chung, Li, & Nelson, 2002; Ziv Gil et al., 1999), stimulating the thalamocortical fibers in the ACx, the thalamocortical responses in the ACx showed clear depression. As the HF laser bursts were delivered, the fEPSPs decreased and stopped to follow the stimulation after the third laser burst. On the contrary, flashing the laser to the MGv could induce reliable fEPSPs in the 58 ACx, which could follow the HF activation. Although the fEPSPs also showed a depression within one laser burst and partially recovered when the next laser burst arrived, this method could reliably activate the pre- and post-synaptic components. For the LTP induction of thalamocortical laser-response, one optic fiber was inserted into the MGv, and the recording electrodes were placed in the layer IV (350-500µm) of the ACx. Laser evoked thalamocortical fEPSPs were recorded. After a stable baseline achieved, HF laser stimulation was then delivered into the MGv. The result was similar to what we found while using ES. A robust LTP was achieved after the HF laser stimulation (Figure 15; n=8, one-way ANOVA, p<0.001). This result suggests that HF activation of CCK-positive thalamocortical projecting neurons may trigger CCK release at the thalamocortical synapses, which in turn enables the thalamocortical LTP. 59 Figure 13. Auditory cortical responses evoked by activation of CCK positive thalamocortical fibers and cell bodies. The schematics show the laser fiber positions in ACx (left) and in MGv (right). Laser evoked fEPSPs were recorded in both conditions. For the identical laser power, stimulating in the MGv elicited larger responses in ACx than stimulating the thalamocortical fibers in ACx 60 Figure 14. Responses evoked by HF laser stimulation in ACx and MGv. A) HF laser stimulation protocol. 4 trials of HF laser stimulation were delivered with intertrial-interval was 10s. Each trial contained 10 bursts, and each burst consisted 5, 5ms pulses in 80Hz (40% duty cycle). B) Raw waveforms of fEPSPs evoked by HF laser stimulation shows that fEPSPs in the ACx could follow the laser stimulation in the MGv, but not ACx. HF: high frequency 61 Figure 15. HF laser stimulation of CCK positive thalamocortical neurons in the MGv induced LTP in the thalamocortical pathway. Normalized slopes of laserevoked fEPSPs 15mins before and 1h after HF laser stimulation in the MGv (n=8, one-way ANOVA, p<0.01). Sample laser evoked fEPSP waveforms before (1) and after (2) HF laser stimulation. Scale bar: 5ms, 0.1mV. 62 3.7 TBS-induced thalamocortical LTP was group I mGluR dependent The results above suggest that TBS-induced thalamocortical LTP depends on CCK release from the thalamocortical terminals; however, the underlying mechanism for CCK release remains unclear. Based on our previous findings in the intracortical LTP (Li et al., 2017), CCK release is gated by presynaptic NMDA receptor activation. To test whether the same mechanism also works in the thalamocortical pathway, NMDA receptor antagonist, DL-APV, was injected into the auditory cortex before the LTP induction. We found that DL-APV did not block the thalamocortical LTP (Figure 16A, n=8, one-way ANOVA, p<0.001). However, group I metabotropic glutamate receptors, mGluR1/5, were involved in the thalamocortical LTP induction, as the results showed that MPEP, mGluR5 antagonist, and LY298198, mGluR1 antagonist blocked TBS-induced thalamocortical LTP (Figure 16B-C, MPEP, n=7, one-way ANOVA, p>0.05, LY298198, n=9, one-way ANOVA, p>0.05). Previous studies have shown that mGluR1/5 mainly work in a postsynaptic manner and are involved in different types of LTP, which are induced by different protocols and in different areas (Huemmeke, Eysel, & Mittmann, 2002; Stiefel, Tennigkeit, & Singer, 2005; Vickery, Morris, & Bindman, 1997; X. F. Wang & Daw, 2003). Furthermore, group I mGluR agonists could depolarize hippocampal neurons and elevate intracellular Ca2+ (Bianchi, Young, & Wong, 1999). However, in some special case, they are expressed in the presynaptic area to regulate the neurotransmitter release (Xie, Chen, & Pan, 2017). In the present study, we hypothesized that group I mGluR regulate the release of CCK in the auditory thalamocortical pathway presynaptically. mGluR1/5 were 63 stained on the brain slices with a presynaptic biomarker, synaptotagmine, and EYPF labeled CCK-positive thalamocortical projecting fibers. We found that mGluR1 and mGluR5 were colocalized with CCK-positive thalamocortical terminals in layer IV of the auditory cortex, which may suggest that mGluR1/5 control CCK release in a presynaptic manner. However, further studies are necessary to confirm the role of mGluR1/5 in the thalamocortical LTP. 64 65 Figure 16. TBS-induced thalamocortical LTP was group I mGluRs dependent, not NMDAR dependent. A) Normalized fEPSP slopes before and after the injection of D-APV in the ACx and TBS in the MGv (DL-APV, n= 7, one-way ANOVA, p<0.01). Sample fEPSP waveforms before (1) and after (2) DL-APV injection and TBS. Scale bar: 10ms, 0.3mV. B) Normalized fEPSP slopes before and after the injection of in the ACx and TBS in the MGv (LY298198, n=9, one-way ANOVA, p>0.05). Sample fEPSP waveforms before (1) and after (2) LY298198 injection and TBS. Scale bar: 10ms, 0.3mV. C) Normalized fEPSP slopes before and after the injection of in the ACx and TBS in the MGv (MPEP, n=9, one-way ANOVA, p>0.05). Sample fEPSP waveforms before (1) and after (2) MPEP injection and TBS. Scale bar: 10ms, 0.3mV. 66 67 Figure 17 Presynaptic mGluR1/5 on the CCK-positive thalamocortical projecting terminals. A) Co-labeling of EYPF (green), mGluR1 (red), and synaptotagmin (blue) in the auditory cortex of CCK-Cre mice, which was infected with AAV-EF1α-DIO-hChR2 (E123T/T159C)-EYFP in the MGv. The white triangles indicate the colocalization of mGluR1 and the presynaptic terminals of CCK-positive thalamocortical projecting fibers in the layer IV of the auditory cortex. Scale bar: 10µm. B) Co-labeling of EYPF (green), mGluR5 (red), and synaptotagmin (blue) in the auditory cortex of CCK-Cre mice, which was infected with AAV-EF1αDIO-hChR2(E123T/T159C)-EYFP in the MGv. The white triangles indicate the colocalization of mGluR5 and the presynaptic terminals of CCK-positive thalamocortical projecting fibers in the layer IV of the auditory cortex. Scale bar: 10µm. 68 3.8 The ontogeny of CCK-dependent thalamocortical LTP during development Since we found that the auditory thalamocortical plasticity in the adult rodents is CCK-dependent, which is different from the mechanism of LTP in the neonatal brains (Barkat et al., 2011; Crair & Malenka, 1995), the second question we wanted to address was when TBS-induced CCK-dependent plasticity starts to emerge during the thalamocortical development. To answer this question, the thalamocortical plasticity was examined in the rats at different postnatal days (P10, P14, P21, P28) in vivo. In agreement with in vitro experimental results (Crair & Malenka, 1995), the thalamocortical LTP did not exist in the neonatal rats at P10 and P14 (Figure 18, P10, n=9, one-way ANOVA, p>0.05, P14, n=11, one-way ANOVA, p>0.05). However, a weak potentiation (113±4.8%) after TBS was observed at the end of the third postnatal week (Figure 18, P21, n=13, one-way ANOVA, p<0.05), and the potentiation kept increasing to the adult level (143±11.3%) around P28 (Figure 18, n=7, one-way ANOVA, p<0.001). There are two critical factors may account for this CCKdependent thalamocortical plasticity developmental pattern. One factor is CCK expression level in the MGB during the development. By staining the CCK expression in the brain slices of rats at different postnatal days, we found that CCK was barely detectable in P10, and weak signals were detected in P14 rats (Figure 19). The expression level started to increase around P21 and reached the adult level until P28. The higher CCK expression level indicates that the thalamocortical pathway would be more plastic after the critical period. The other factor of CCK-dependent thalamocortical plasticity developmental pattern is the maturation of the 69 thalamocortical connection. The peak latencies of evoked fEPSPs during development were measured (Figure 20). The peak latency was 31.55±0.75ms in P10. The peak latency kept shortening as the rats grew and finally reached the adulthood in P28 (8.82±0.25ms) (P10, n=9, P14, n=9, P21, n=9, P28, n=9, Adult, n=9, one-way ANOVA, p<0.001, post-hoc: Tukey test, *, p<0.05). These results reflected the progress of the thalamocortical projection maturation during the development. In the auditory system, MGB projections enter the subplate area and activate the subplate neurons as early as P2 (Viswanathan, Bandyopadhyay, Kao, & Kanold, 2012; Zhao, Kao, & Kanold, 2009). These neurons, which have direct connections with the layer IV neurons in the auditory cortex, guide the thalamocortical projections to the layer IV neurons during the first two postnatal weeks. During these two postnatal weeks, two important events happen concomitantly: the opening of the ears and the auditory critical period. As the thalamocortical connections getting mature, the subplate neurons eventually die out around the fourth postnatal week. Also, the myelination change of the thalamocortical projection during development affects the conduction velocity, which in turns results in the peak latency (Salami, Itami, Tsumoto, & Kimura, 2003). Also, the myelin staining revealed that, before the second postnatal week, the whole brain was unmyelinated. As the animals grew and the myelin sheath started to cover the thalamocortical projection except for the section that entering the cortex. Thus, the increased conduction velocity caused by the growing myelination of the thalamocortical projection also contributes to the shortened peak latency that we observed. These three findings together suggest that the CCK-dependent plasticity 70 started to emerge in the auditory thalamocortical pathway when CCK started to express in the MGB and the thalamocortical projections were mature enough to follow the HF stimulation, which triggered the CCK release from the synapses. 71 Figure 18. TBS-induced thalamcortical plasticity of the rats at different postnatal days Normalized fEPSP slopes before and after TBS in the MGv at different postnatal days, P10 (open triangle), P14 (pink spade), P21 (orange circle) and P28 (red square). In P10 and P14, no LTP was induced by TBS in the MGv (P10, n=9, one-way ANOVA, p>0.05; P14, n=11, one-way ANOVA, p>0.05). A minor increase was observed after TBS at P21 (n=13, one-way ANOVA, p<0.05) and P28 rats showed significant thalamocortical LTP induced by TBS (n=7, one-way ANOVA, p<0.001). 72 Figure 19. Peak latencies of the evoked fEPSPs in the thalamocortical pathway of the rats at different postnatal days. Left: sample fEPSP waveforms at different postnatal days (P10, P14, P21, P28, and Adult). The blue dash lines indicate the peak latencies of the representative fEPSPs. Right: population data of the peak latencies. (P10, n=9, P14, n=9, P21, n=9, P28, n=9, Adult, n=9, one-way ANOVA, p<0.001 post-hoc: Tukey test, *, p<0.05) 73 Figure 20. CCK expression level in the MGv neurons of the rats at different postnatal days. Immunostained CCK expression of the MGv neurons at P10, P14, P21, P28. CCK: red; DAPI: blue. Scale bar: 20 µm. 74 3.9 Artificial CCK-8S injection partially restored thalamocortical LTP in old rats LTP, working as a possible mechanism of learning and memory, is also subject to aging (Barnes, 2003). Previous studies revealed that age-related impairment of hippocampal-dependent memory is partially caused by altered synaptic plasticity, including LTP (Deupree, Bradley, & Turner, 1993). During aging, the synapses also become less plastic in the thalamocortical pathway (Hogsden & Dringenberg, 2009). To investigate the thalamocortical plasticity in the aged brains, older than 18 months rats were examined in the current study. We tried to induce the thalamocortical LTP by TBS in these rats. As we inserted the recording electrodes into the auditory cortex, low spontaneous activity was observed, and neurons were less responsive to the sound stimulation throughout the insertion process (data not shown). However, the fEPSP could still be elicited by the electrical stimulation in MGv, except that the evoked fEPSP was easily saturated by the electrical current less than 200µA. After baseline recording, TBS failed to induce LTP in these rats, and minor decreases of fEPSPs were also observed in some cases (Figure 21, n=9, one-way ANOVA, p>0.05). This result suggests that the thalamocortical synapses lose the plasticity in the old age. According to our hypothesis, we speculated that the loss of the thalamocortical LTP must be accompanied by the decreased expression of CCK in the MGB. As we expected, the CCK expression level in the MGB decreased in the old rats (Figure 22). The results of CCK downregulation in the MGB and thalamocortical LTP loss is likely a causal relationship. If the loss of thalamocortical LTP is caused by the 75 decreased CCK expression, an introduction of artificial CCK should rescue this agerelated impairment. To test this, CCK-8S was infused into the auditory cortex, and low-frequency stimulation (LFS), 200 trials of electrical stimulation (75% of the saturated current pulse in 0.1Hz) were applied to the MGv after the infusion. The slopes of evoked fEPSPs increased to 126±5.1% of the baseline in CCK-8S infused rats (n=8, two-way ANOVA, p<0.001, post-hoc: Tukey test, p<0.001). ACSF control rats had no such effect (n=8, two-way ANOVA, post-hoc: Tukey test, p>0.05), Figure 23. The reason that CCK-8S infusion did not have the similar effects as TBS may be due to the decreased CCK-B receptor expression in the auditory cortex, or the loss of neurons in the thalamocortical pathway. These results indicate that CCK could partially restore thalamocortical LTP. 76 Figure 21. TBS failed to induce the thalamocortical LTP in old rats. Normalized fEPSP slopes before and after TBS in the MGv of the old rats (n=9, one-way ANOVA, p>0.05). Sample fEPSP waveforms before (1) and after (2) TBS in the MGv of the old rats. Scale bar: 5ms, 0.2mV. 77 Figure 22. CCK expression was downregulated in the MGv neurons of the old rats. CCK expression level in the MGv neurons of the old rats (2 years old) was detected by the immunostaining. CCK: Red; DAPI: Blue. Scale bar: 50 µm 78 Figure 23. CCK-8S injection in the auditory cortex induced thalamocortical LTP in the old rats. A) Normalized fEPSP slopes before and after CCK-8S injection in the ACx and LFS in the MGv of the old rats (n=8, two-way ANOVA, p<0.001, posthoc: Tukey test, p<0.001). Sample fEPSP waveforms before (1) and after (2) the CCK-8S injection and LFS. Scale bar: 5ms, 0.1mV. B) Normalized fEPSP slopes 79 before and after ACSF injection in the ACx and LFS in the MGv of the old rats (n=8, two-way ANOVA, post-hoc: Tukey test, p>0.05). Sample fEPSP waveforms before (1) and after (2) the ACSF injection and LFS. Scale bar: 5ms, 0.1mV. 80 3.10 CCK enhanced the frequency discrimination ability in adult mice Based on our above findings, CCK is involved in the thalamocortical plasticity in both juvenile and adult animals. Also, it could partially restore the thalamocortical LTP in older rodent brains, indicating a therapeutic potential of CCK in the developmental impairments or age-related diseases. Since the auditory cortical plasticity is less susceptible to the tone exposure after the critical period unless it is linked to meaningful events such as punishments or rewards (M. Weinberger, 2012), we wanted to investigate whether artificial CCK administration could enable the thalamocortical plasticity triggered by passive tone exposure, which in turn changes the frequency discrimination ability of adult mice. CCK-8S was injected into the auditory cortex of anesthetized rats, and supra-threshold tone stimulation was delivered for 200 trails after the CCK-8S injection. The tuning curves of the auditory cortical neurons were measured before and after the intervention. We found CCK-8S did not entirely shift the characteristic frequency (CF) of the tuning curve to the pairing tone frequency. Around the exposed frequencies, it only enhanced the neuronal responses and lowered the responding threshold to the frequencies in the range of one octave (Figure 24, CCK, n=15; ACSF n=12, two-way ANOVA, p<0.001, post hoc: Tukey test, CCK-8S vs ACSF, *p<0.05, **p<0.001), suggesting that CCK-8S potentiated thalamocortical activation during the exposure. In this study, we also conducted the prepulse inhibition acoustic startle test. After recovery from cannula implantation surgery and habituation of the testing tube, CCK8S and ACSF control injected mice were exposed to the tone stimulations (9.8 or 81 16.4kHz) in soundproof testing chambers immediately after the injections (Figure 25). 24h after the exposure, the frequency discrimination ability was tested by comparing the prepulse inhibition level between the two groups. The prepulse inhibition level (PPI) indicates how well the animals perceive the frequency differences. The higher PPI means the animal can differentiate the two frequencies better. We found that, in both ACSF control groups (Figure 26C, 9.8kHz; Figure 26, Figure 26; 16.4kHz, black lines), the animals showed a gradual increase of prepulse inhibition as the differences between the background tone frequency and the prepulse tone frequency became larger. The increased prepulse inhibition level indicates the normal frequency discrimination ability of mice (Figure 26B). However, in the CCK8S infusion groups, the prepulse inhibition levels were significantly increased in detecting the 2% difference between the background tone and the prepulse tone (Figure 26C, 9.8kHz; Figure 27, Figure 27; 16.4kHz, red lines) (9.8kHz; CCK-8S group n=7, ACSF group n=7, two-way ANOVA, p<0.05, post-hoc: Tukey test, CCK8S vs ACSF, **, p<0.001; 16.4kHz; CCK group n=7, ACSF group n=7, two-way ANOVA, p<0.05, post-hoc: Tukey test, CCK-8S vs ACSF, **, p<0.001). This result indicates that CCK enhanced the frequency discrimination ability of mice by potentiating the thalamocortical responses triggered by passive tone exposure. 82 83 Figure 24. CCK-8S injection lowered the responding threshold of exposed tone. A) Sample tuning curves before and after CCK-8S or ACSF infusion and a suprathreshold non-CF tone exposure. Red arrow above the horizontal axis indicates the exposed frequency (EF), 20 kHz in this case. B) Population data of the responding threshold changes after CCK-8S (filled circle line) or ACSF (open circle line), followed by tone exposure. (CCK-8S, n=15; ACSF n=12, two-way ANOVA, p<0.001, post-hoc: Tukey test, CCK-8S vs ACSF, *p<0.05, **p<0.001). EF: exposed frequency 84 Figure 25. Experimental setup of prepulse inhibition acoustic startle test and passive tone exposure with CCK/ACSF injection procedures. A) Schematic diagram of the experimental setup B) The experimental procedures of passive tone exposure with CCK/ACSF injection. 85 86 Figure 26. The frequency discrimination ability of mice was enhanced after CCK-8S infusion and passive tone exposure. A) Prepulse inhibition acoustic startle test protocol: 70dB, background pure tone (9.8kHz or 16.4kHz) was played continuously test, except when the prepulse tones and the startle noises were delivered. Prepulse inhibition trials were presented in a pseudorandom order. Each prepulse trial consisted of a 70dB 80ms prepulse (Δf, pure-tone frequency was 0%, 1%, 2%, 4%, 8%, 16%, or 32% lower than the background tone), followed by a 120dB, 20ms white noise startle pulse, and then return to the background tone after the startle. Every trial was presented 15 times; Inlet: example averaged startle waveforms of one intact mouse. B) Two individual example waveform series of prepulse inhibition startle from CCK-8S injection group (red) and ACSF injection group (black). C) Mean prepulse inhibition of the startle responses in C57 mice exposed to 9.8kHz tone after CCK-8S (red line) or ACSF (black line) injection into the auditory cortex (CCK-8S n=7, ACSF n=7, two-way ANOVA, p<0.05, post-hoc: Tukey test, CCK-8S vs ACSF, **, p<0.001). Prepulse frequencies were 0, 2, 4, 8, 16, or 32% lower than background tone, 9.8 kHz. PPI: prepulse inhibition. WN: white noise. 87 Figure 27. Mean prepulse inhibition of the startle responses in C57 mice exposed to 16.4 kHz tone after CCK-8S (red line) or ACSF (black line) injection into the auditory cortex (CCK-8S n=8, ACSF n=7, two-way ANOVA, p<0.05, post-hoc: Tukey test, CCK-8S vs ACSF , **, p<0.001). Prepulse frequencies were 0, 2, 4, 8, 16, or 32% lower than background tone, 16.4 kHz. 88 4. Discussion In the present study, we have shown that TBS in the MGv successfully induced LTP in the auditory thalamocortical pathway of adult rodents, which was CCK dependent and mediated by the presynaptic group I mGluRs. Also, the recurrence of the thalamocortical LTP after the critical period was due to the maturation of the thalamocortical projection and increasing expression of CCK in the MGB during the development. However, in the older animals, the auditory thalamocortical pathway lost LTP again because of the downregulation of CCK expression in the MGB. But, an artificial CCK injection in the auditory cortex partially restored the thalamocortical LTP. We found that artificial CCK introduction in the auditory cortex enabled the plasticity triggered by passive tone exposure, which in turns enhanced the frequency discrimination ability in adult behaving mice. These findings imply a great therapeutic potential of CCK in treating developmental impairments and age-related degenerations. Previous in vitro study done on the somatosensory thalamocortical pathway showed that there is a critical period for NMDA dependent LTP at the thalamocortical synapses (Crair & Malenka, 1995). By pairing the presynaptic stimulation and postsynaptic depolarization, thalamocortical LTP could be significantly induced in the neonatal brain slices from P3 to P7. However, this plasticity disappeared after the end of the first postnatal week. The reason behind the loss of the neonatal thalamocortical LTP was that the switch of the subunits of NMDA receptors (NR2B 89 to NR2A) on the thalamocortical synapses increased the difficulty in the thalamocortical LTP induction during the development. Later, they found that the silent synapses were activated by the LTP induction and contributed to the neonatal thalamocortical LTP, and the loss of those silent synapses during the development could be another possible mechanism for the critical period of the neonatal thalamocortical plasticity (Isaac et al., 1997). In 2011, Hensch and colleagues also found a similar critical period for the auditory thalamocortical connectivity by detecting the tonotopic map reorganization caused by passive tone exposure during the development (Barkat et al., 2011). Hence, it was thought that the thalamocortical inputs become less plastic after the critical period. However, some recent studies have demonstrated that the thalamocortical plasticity does still exist in the adult brain and could be induced by different protocols (Bear 2001, 2010, Hogsden, 2009, Hirata, 2005, Petrus, 2014, Blundon, 2011). To investigate the ontogeny of the thalamocortical LTP in the adult brain and its underlying mechanism, standard LTP induction protocol was used in our study. In support of the results from Heynen and Bear (Heynen & Bear, 2001), the thalamocortical LTP could be successfully induced by tetanic stimulation of MGv in our experiments, indicating that the thalamocortical synapses are still plastic after the critical period. One major difference between their study and ours is that they did not focus on the thalamorecipient layers. Instead, they mainly recorded the evoked potentials from the superficial layers of the visual cortex. However, the increased evoked potentials in these layers cannot reflect the real changes of the thalamocortical inputs directly. Furthermore, an in vitro study showed 90 that TBS could not induce LTP in the layer IV of the visual cortex without GABA antagonist (X. F. Wang & Daw, 2003). In the current study, we have shown for the first time that TBS induces the auditory thalamocortical LTP in the adult rodents in vivo. Our previous studies suggest that CCK plays an important role in the plasticity of the neocortex. Local CCK infusion potentiated the sound response of the auditory cortex and enabled intercortical plasticity in the adult animals. This result was confirmed by which was confirmed by cross-modal association on behavioral rodents (Li et al., 2013, 2017). Senatorov and his colleagues have reported that CCK mRNA was found in the reciprocally connected areas of MGB and auditory cortex, and high density of CCK B receptors was also found in layer IV of the auditory cortex (Senatorov et al., 1997; Zarbin et al., 1983). These results imply a potential function of CCK in the thalamocortical plasticity. In the present study, we hypothesized that the auditory thalamocortical LTP in the adult rodents is CCK dependent. By using retrograde labeling and immunostaining techniques, we confirmed that nearly all the thalamocortical projecting neurons expressed CCK. Also, the electrophysiological results showed that thalamocortical LTP could not be induced by TBS in the CCK-/mice, and the CCK-B receptor antagonist, L365, 260 blocked the thalamocortical LTP, suggesting that CCK is required for the formation of thalamocortical LTP in the adult rodent brain. However, we could not exclude the possibility that there might be some congenital deficits account for the loss of the thalamocortical plasticity in CCK-/mice. In a future study, CCK conditional knockout or RNAi knockdown methods may 91 be utilized to rule out these possibilities. We further tested the sufficiency of CCKpositive MGv neurons activation in the thalamocortical LTP induction. By using the optogenetic method, we could specifically target the CCK-positive neurons with the Cre-dependent virus. We could also prevent the activation of the corticothalamic pathway or the cholinergic fibers from the nucleus basalis caused by electrical stimulation in the thalamic radiation (Chun et al., 2013). According to our previous result, HF electrical stimulation of CCK containing neurons triggered CCK release (Li et al., 2017). In the current study, HF laser stimulation was utilized to activate the CCK-positive neurons in MGv exclusively. To prevent short-term depression caused by repeated activation of the thalamocortical fibers, the optic fiber was inserted into the MGv instead of the ACx. The HF laser stimulation of the CCK-positive neurons in MGv resulted in successful induction of thalamocortical LTP, supporting our hypothesis that the thalamocortical LTP is CCK dependent. Previous findings from Wang and Daw illustrated that there are different types of LTP in the visual cortex such as NMDA-dependent, mGluR dependent, and voltagesensitive calcium channel dependent (X. F. Wang & Daw, 2003). Also, our previous study (Li et al., 2017) had shown that CCK release from the entorhinal projecting neurons was controlled by presynaptic NMDA receptors. To test whether this CCKdependent thalamocortical LTP is also mediated by NMDA receptors, NMDA receptor antagonist, DL-APV and group I mGluR (mGluR1/5) antagonists, MPEP and LY298198 were applied to the auditory cortex, respectively. As a result, the thalamocortical LTP was blocked by group I mGluR antagonists and DL-APV 92 showed no such effect to this thalamocortical LTP. To further investigate the function of mGluR1/5 in the CCK-dependent thalamocortical LTP, our immunostaining study revealed that there were many mGluR1/5 colocalized with the CCK-positive thalamocortical terminals. These results above may imply the potential presynaptic function that is triggering the CCK release from the thalamocortical terminals, since group I mGluRs could depolarize the neurons and elevate the intracellular Ca2+ concentration (Anwyl, 2009). More whole-cell recording and immunoelectron microscopic studies may be done to confirm this result. In vivo thalamocortical LTP induction in the neonatal rats at different postnatal days revealed for the first time that the TBS-induced thalamocortical LTP appeared around P21 as the CCK expression level started to rise and the peak latency of the evoked potential became shorter and shorter. In agreement with the theory of the subplate neurons during the thalamocortical development (Zhao et al., 2009), our results indicate that the CCK-dependent thalamocortical LTP starts to appear when the synapses are getting matured and ready to follow the HF stimulation, which triggers the CCK release. Also, the mechanism of the thalamocortical LTP in the adult animal is different from that during the critical period (Isaac et al., 1997). As Hogsden and colleagues reported that the thalamocortical plasticity is also subject to aging (Hogsden & Dringenberg, 2009). In the present study, thalamocortical LTP in the old rodent brains was also examined. We found that TBS failed to induce the thalamocortical LTP in the rats older than 18 months of age and the CCK expression 93 in the MGB was also downregulated. According to our experimental results, CCK injection into the auditory cortex partially induced the thalamocortical LTP. This limited restoration may be due to a decrease of CCK-B receptors in the auditory cortex and the loss of the thalamocortical connectivity caused by aging. More immunehistochemical studies needed be done to further confirm this result. In the current study, we have demonstrated that CCK plays a crucial role in the thalamocortical plasticity of both young and old rodents. These results suggest the potential of CCK as a therapeutic drug to promote plasticity. We have shown that CCK significantly increased the frequency discrimination ability via facilitating the plasticity induced by the passive tone exposure. The thalamocortical plasticity in the adult brain has been reported to be induced by reversing the critical period of the sensory cortices in different ways (Blundon et al., 2017; Seungsoo Chung et al., 2017; Zhu et al., 2014). Zhu and colleagues reported that exposing the juvenile or adult rats to a moderate-level noise could reinstate the critical period plasticity (Zhu et al., 2014). Also, critical-period-like thalamocortical plasticity in the adult somatosensory cortex was induced by peripheral sensory deprivation (Seungsoo Chung et al., 2017). In a recent study, Blundon and colleagues demonstrated that the thalamocortical plasticity could be restored by restricting the thalamic adenosine signaling (Blundon et al., 2017). In parallel, our current study proposed another potential method to trigger the thalamocortical plasticity in the adult brain. 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