DECLARATION OF JOHN HARRY SAMSON M.D. I, John Harry Samson, M.D., declare and state as follows: 1. I am licensed to practice medicine in California. I have been board-certified in Pediatrics by the American Board of Pediatrics since 1966. I am currently a Clinical Professor of Pediatrics at USC School of Medicine and UCI School of Medicine. This declaration is based upon my own personal knowledge, and I can competently testify thereto if called to do so. 2. I obtained my medical degree from the Creighton University Medical School in 1961. I completed my rotating internship at Memorial Hospital of Long Beach in 1962. I completed my Pediatric residency at Children’s Hospital of Los Angeles in 1965. I have held professional positions such as: Chief Attending Physician, I.C.U. Long Beach Children’s Hospital; Secretary of Staff, Long Beach Children’s Hospital, Chairman of the Pediatric Intensive Care Unit Committee at Long Beach Children’s Hospital, President of Staff at Long Beach Children’s Hospital, a Trustee of the Board of Miller Children’s Hospital, and the Assistant Director of Pediatric Intern Resident Training Program at UCI School of Medicine. 3. I am familiar with the standard of care for pediatricians in Southern California at all times pertinent to the care provided to Plaintiff Ayden Flucker. A true and correct copy of my CV is attached. 4. In forming the opinions expressed herein, I was provided and have personally received and relied upon the following materials: a. b. c. d. e. f. g. h. i. j. k. l. m. n. o. p. q. Deposition Transcript of Brejeque Flucker, Guardian ad Litem K Deposition Transcript of Christopher Gadomski, M.D. Deposition Transcript of Nicole Morris, M.D. Deposition Transcript of Nader Bishara, M.D. Deposition Transcript of Jacqueline Nguyen, M.D. Deposition Transcript of Joshua Allen May, M.D. Deposition Transcript of Kara Brink, R.N. Deposition Transcript of Michael Aguinaldo, M.D. Ayden’s Medical Records from Kaiser Kaiser On Call Interaction 30266132 Audio Ayden’s Medical Records from Huntington Memorial Kaiser Ayden’s Medical Records from WIC Program CDPH Anomalous Report Declaration of Jean lake, M.D. Declaration of Donald Chace, M.D. Declaration of Edward Wassman, M.D. Declaration of Arlene Alikian, M.D. 1 DECLARATION OF JOHN HARRY SAMSON M.D. r. Ex K1 – Newborn H&P Note s. Ex K2 – Care Planning Note t. Ex K3 – NBS Order/Report Scan u. Ex K4 – Progress Note v. Ex K5 – Kaiser NBS Request Form w. Ex K6 – Newborn Discharge Summary x. Ex K7 – Care Plan Event Log y. Ex K8 – Patient Education z. Ex K9 – Breastfeeding Record aa. Ex K 10 – Discharge Time bb. Ex K 11 – Discharge Instructions cc. Ex K 12 – Scan of Neonatal Transport Record dd. Ex K 13 – CHLA NBS Request Form ee. Ex K 14 – NBS Original ff. Ex K 15 – NBS Scans gg. Ex K 16 – Breastfeeding Assessment Follow-Up hh. Ex K 17 – Newborn Care Clinic Note ii. Ex K 18 – Breastfeeding Follow-Up jj. Ex K 19 – Kaiser Advice Line Call kk. Ex K 20 – KPOnCall Interaction ll. Ex K 21 – WIC Note mm. Ex K 22 – Appt Check-In nn. Ex K 23 – Growth Chart oo. Ex K 24 – Kaiser Urgent Care Note pp. Ex H 1 – Progress Note qq. Ex H 2 – MRI Report rr. Ex H 3 – Discharge Note ss. Ex K 25 – Pediatric Progress Note tt. Ex K 26 – Patient Instructions uu. Ex K 27 – Transfer Note vv. Ex K 28 – EPRP Encounter Report ww. Ex K 29 – Kaiser Transport Note xx. Ex D 1 – Investigation Case Comments yy. Ex D 2 – NBS zz. Ex D 3 – Anomalous Inconsistent Results Investigation Form aaa. Ex C 1 – NBS Accession and Reporting at the NAPS Lab bbb. Ex C 2 – Newborn Screening Supervisor’s Daily Review and Release ccc. Ex C 3 – MS/MS Newborn Screening Supervisor’s Daily Review and Release ddd. Ex C 4 – Kaiser Contract eee. Ex R 1 – Kaiser Policy – Discharge Mom, Antepartum fff. Ex R 2 – Kaiser NBS Website / Booklet ggg. Ex R 3 – APA Newborn Screening Fact Sheets hhh. Ex R 4 – AAP Introduction to NBS iii. Ex R 5 – Increased Leucine Algorithm jjj. Ex R 6 – Newborn Screen – Increased Leucine kkk. Ex S 1 – 125000 Accepted Medical Practices 2 DECLARATION OF JOHN HARRY SAMSON M.D. lll. mmm. nnn. ooo. ppp. 5. Ex S 2 – 124980 Accurate, Maximum Information Ex S 3 – 124975 Legislative Findings and Declarations Ex S 4 – 6503 Newborn Screening Laboratory Requirements Ex S 5 – 125001 Mass Spectrometers Ex S 6 – 6500-39 Newborn’s Physician Definition Based on my education, training and experience, and my review of the medical records set forth above, I made the opinions set forth in this declaration. Based upon my review of these materials, I believe the following to be true and correct: a. On October 4, 2017, at 11:59 AM, Ayden Flucker was born via normal spontaneous vaginal delivery at 39 and 6/7 weeks-gestation at Kaiser Los Angeles Medical Center (Ex K1 at p. 5490). He weighed 3625 g (7 lb. 15.9 oz.) and his APGAR scores were 8 and 9, at one and five minutes of life, respectively (Ibid). At 1:00 PM, nurse Thuy Tran began assisting with breast feeding (Ex K2 at p. 5502). At 1:10 PM, Dr. Jacquelin Nguyen ordered a newborn screening panel specimen to be collected prior to discharge (Ex K3 at p. 5508). At 6 hours of life, Dr. Rebecca Demaria admitted Ayden and began planning his discharge for the following day (Ex K1 at p. 5494). She recommended “feed[ing] frequently in newborn period, lactation consult..., [n]ewborn screen... [and d]ischarge home when discharge criteria met and follow-up per hospital protocol” (Ibid.). Even though it was the policy of Kaiser Southern California Hospitals in 2017 to offer mothers the option of staying up to 48 hours for uncomplicated normal spontaneous vaginal deliveries (Ex R1 at p. 1). b. On October 5, 2017 at 5:58 AM, nurse Rhodora Demesa listed Ayden’s primary problem as, “breast feeding,” but noted that a LATCH score of 7 was achieved during her shift (Ex K2 at p. 5501). At 11:50 AM, Dr. Maya Rosen noted, “Mom [is] working on breastfeeding.., [r]eassurance provided.., [and] Baby A Brejeque Collins... to be discharge[d] home with follow up in 1 days in Newborn Clinic” (Ex K4 at p. 5500). At 12:00 PM, the newborn screen specimen was collected (Ex K5 at p. 1). The California Newborn Screening Test Request Form listed the baby’s name as, “Boy Collins,” the inpatient/ordering physician as, “Maya Rosen” and the outpatient physician (community primary care provider) as, “Joshua May” (Ibid.). However, in 2017 Dr. Joshua May did not function as an outpatient physician for newborns but rather as the recipient for all newborn screening reports on all babies born at Kaiser Los Angeles Medical Center as well as other Kaiser medical centers in southern California (Ex K14 at p. 5570). c. At 3:55 PM, Dr. Demaria filed Ayden’s Discharge Summary noting “Boy A Brejeque Collins... [will be d]ischarged home after receiving appropriate newborn screening” (Ex K6 at p. 5487). 3 DECLARATION OF JOHN HARRY SAMSON M.D. Ayden’s weight had remained relatively stable at 3590 g (7 lbs. 14.6 oz.), which represented less than 1% weight loss since birth (Id. at p. 5485). At 4:04 PM, nurse Lida Hayrpatian added the following problems to Ayden’s chart: “Provide Support During Feeding Sessions, Effective Breastfeeding, and Breastfeeding (Pediatric, Newborn, NICU) (Ex K7 at p. 5532). At 4:05 PM, she completed the aforementioned tasks and indicated that his breastfeeding problem had resolved (Ibid.). At 4:06 PM, nurse Hayrpatian noted Mrs. Flucker verbalized an understanding of the following signs/symptoms and to call the Advice Line “to seek assistance in further assessing your baby,” should they occur (Ex K8 at p. 5513, 5517, 5528): “When to Seek Medical Attention... Poor weight gain for a baby is when they lose more than 10% of his or her birth weight in the first week, hasn't reached their birth weight by 2 weeks of age, or gains weight too slowly after 2 weeks of age. Poor weight gain in an infant may be due to poor breastfeeding technique, not breastfeeding often enough or long enough, not feeding the baby on demand, not breastfeeding from both breasts, poor let-down reflex, a limited milk supply because of tobacco use, alcohol use or certain types of medicines or birth control pills...” “Feeding Readiness Cues... A baby who is hungry will latch on to the breast or bottle and suck continuously. When getting full during a feeding the baby will take longer pauses between sucking. A baby who is full will turn away from the breast or bottle and not want to suck...” “When to Seek Medical Attention... If your baby shows signs of decreased urine output, increasing jaundice, and sleepiness, your baby needs to be assessed...” Feeding Tolerance Decreased... Certain feeding difficulties may indicate potential problems or illness in the infant not feeding well, very sleepy or lethargic, not waking up to eat...” “Infection Signs/Symptoms... Signs of potential problems or illness in the newborn include the following, which require immediate medical evaluation: persistent rapid breathing or working hard to breathe...” “Persistent Crying... You will learn your baby’s patterns and recognize behaviors that seem unusual...” d. At 4:50 PM, Elaine Robertson conducted a breastfeeding consult, noting that Mrs. Flucker was expressing copious amounts of colostrum, had placed Ayden on her breast 7 times in the previous 24 hours and that he had 3 urinations since birth (Ex K9 at p. 5504). She recommended ad-lib breast-feeding every 2-3 hours and at early signs of hunger, at least 8-12 times every 24 hours (Id. at p 5505). At 4:59 PM, nurse Hayrpatian noted that a follow-up appointment had been made and Ayden was this discharge home (Ibid.). Nearly 5 hours after his newborn screen (which was ordered to be drawn before discharge) was drawn, Mrs. Flucker and her son were discharged home (Ex K10 at p. 5483). Upon being sent home, she was handed a sheet which instructed her to “Call Your Baby’s Provider for:.. Behavior:.. excessive sleepiness... Breathing: difficult inhaling or exhaling. Cry: cries in an unusual way... Feedings:.. loss of appetite...” (Ex K11 at p. 5538). For advice, she was instructed to call “800-954-8000.” 4 DECLARATION OF JOHN HARRY SAMSON M.D. e. On October 6, 2017, at 11:45 AM, Mrs. Flucker saw Mary Ann Tsutsumi for a breastfeeding assessment follow-up in clinic the day after Ayden’s discharge (Ex K16 at p. 276). She noted that Mrs. Flucker had breastfed 18 times in the previous 24 hours and reported the baby had been “sleepy post circumcision and did not nurse for very long” (Ibid.). Nurse Tsutsumi performed various interventions to improve his feeding, ultimately noting however, “infant swallows increased and may need further feeding evaluation” (Id. at p. 277). It does not appear nurse Tsutsumi voiced her concern about Ayden needing any further feeding evaluation to the newborn clinic staff as the family medicine resident, Dr. Camille Clefton, who saw Ayden later that day simply noted, “see lactation notes in mother’s chart for additional information” (Ex K17 at p. 6). Nurse Tsutsumi’s lactation note, in which she mentions the possibility of a further feeding evaluation, was never copied over to Ayden’s chart (Ibid.). f. At 12:14 PM, Ayden was seen in the newborn clinic by Dr. Clefton with Dr. Nicole Morris (Ibid.). His weight had dropped to 3300 g (7 lb. 4.4 oz.), which was down 325 g from his birth weight of 3625 g or a decreased of 9% (Id. at p. 7). Thus, by October 6, 2017, Ayden had dropped from the 71st percentile for weight at birth to the 40th percentile, just 2 days later (Ibid. and Ex K23 at p. 1). Dr. Clefton planned for Ayden to return to clinic in 1-2 days for a weight check and in 2 weeks for a well-baby check (Ibid.), yet the only future appointment listed in Ayden’s chart was not until October 20, 2017, two weeks from the newborn clinic visit (Id. at p. 8). It does not appear that Dr. Clefton voiced her concern about Ayden’s weight loss or the need for a followup weight check, to any of the newborn clinic staff as no appointment was ever made (Ibid.). g. At 1:14 PM, Mrs. Flucker was seen by another lactation consultant, Jennufer Lezak, as she still had concerns about breastfeeding (Ex K18 at p. 283). It appears lactation consultant Lezak thought Ayden was showing signs of sleepiness as she, “[e]courage[d] mother to keep baby stimulated while at the breast” (Ibid.). Unfortunately, lactation consultant Lezak does not appear to have been aware of nurse Tsutsumi’s concern about Ayden needing another feeding evaluation, as she simply wrote, “follow plan given by previous LC [lactation consultant]” (Id. at p. 284). h. On October 11, 2017, Mrs. Flucker called the Kaiser Advice Line (800-954-8000) as instructed to report “breathing difficulty inhaling or exhaling” (Ex K11 at p. 5538). She called 3 times between 12:48 PM and 1:41 PM, and was on the line with the Advice Line for a total of 48 minutes, according to Mrs. Flucker’s phone records (Ex K19 at p. 1). The interaction history call #30266132 indicates the patient’s name to be “LA MED CENTER UNKNOWN” and the 5 DECLARATION OF JOHN HARRY SAMSON M.D. MRN/Patient ID as “0.” The caller’s name was listed as “BREJEQUE FLUCKER” (Ex K20 at p. 1), not Brejeque Collins as it was listed in the newborn screening request form and elsewhere in Ayden’s chart (Ex K5 at p. 1). The call was first triaged by Peggy Sue Mountain who noted, “SOUNDS LIKE HAVING TROUBLE BREATHING,” and transferred the call to a nurse with a priority of “STAT” at 1:06 PM. i. Despite requests of Kaiser to produce any and all recordings, transcripts, or documentation of Mrs. Flucker’s 4 phone calls which she placed to the Kaiser Advice Line between October 11, 2017 and October 13, 2017, totaling more than 73 minutes (Ex K19 at pp. 1-2), they only produced a single 4 minute and 42 second recording (Ex K20 audio file). At the start of the call, one Kaiser receptionist is heard calling advice line nurse Mountain and indicating that a mother was calling to report her baby “making noises like the baby’s having difficulty breathing” (Id. at 00:17). The receptionist claimed that Mrs. Flucker did not have the baby’s information (Id. at 00:22) and thus it appears, no name, nor MRN was listed on the interaction call log (Ex K20 at p. 1). This also explains why there were “no notes” listed under “Call Documentation” when Mrs. Flucker rushed Ayden to the pediatric urgent care clinic two days later (Ex K24 at p. 20), with complaints of worsening difficulty breathing, as well as excessive sleeping, difficulty feeding, “issue with tongue... [and] movements that are stiff” (Ex K22 at p. 22). It is unclear why Mrs. Flucker’s October 11, 2017 calls were not documented in Ayden’s chart properly, given that Mrs. Flucker read Ayden’s correct MRN (000025265516) to the advice line nurse (Ex K20 at 00:57). She also spelled both her and Ayden’s first and last names, nevertheless, the patient’s name was listed as “UNKNOWN” in the interaction history (Ex K20 at p. 1). j. While we do not have access to the 43-minute call that followed the first two initial calls on October 11, 2017 (Ex K19 at p. 1), during the brief recording that was produced, Mrs. Flucker can be heard telling the nurse that her son is “struggling to breath,” and was concerned that he “can’t breath,” while making a sound as if he is gasping for air (Ex K20 at 02:50). Even more concerning, she reported after giving Ayden oral Tri-Sol which had been prescribed at the newborn clinic, “he started to breath like that [gasping for air] even more” (Id. at 03:15). In response, nurse Mountain simply stated she would have to ask a series of “yes or no” questions (Id. at 03:43). First, she asked if Ayden was “hard to wake up,” to which Mrs. Flucker responded, “yeah.” Nurse Mountain spoke over her response and listed other symptoms including, “staring or shaking” to which Mrs. Flucker responded, “he sleeps a lot, and he falls asleep in the middle of me feeding him, and yeah, he is hard to wake up” (Id. at 03:50). While she denied seeing him 6 DECLARATION OF JOHN HARRY SAMSON M.D. shake, she did report staring episodes when he was awake (Id. at 04:12). These responses were apparently documented as the nurse’s keyboard can audibly be heard clicking, while Mrs. Flucker spoke (Id. at 04:16), however under the section entitled “CSS Screening Questions” from the interaction history sheet, no questions or responses are listed (Ex K20 at p. 1). k. During the 43-minute phone call that followed the first two, Mrs. Flucker was apparently told to place her cell phone’s receiver up against the baby so she could listen to him breath, yet according to the declaration of defense expert, Dr. Arlene Alikian, “it was determined that there were no apparent issues with his breathing” (Alikian Declaration at p. 4, lines 19-20). Yet, Ayden’s symptoms continued to worsen and by October 13, 2017, unable to get a physical evaluation with Kaiser through the advice line service, Mrs. Flucker went to the closest Women, Infants, and Children (“WIC”) location to have her son properly evaluated (Ex K21 at p. 1). l. On October 13, 2017, Mrs. Flucker took Ayden to the PHFE WIC in Irwindale where they were seen by lactation consultant, Celia Sanchez who recommended immediate “[a]ction neede by the HCP [Healthcare Provider] and wrote, “baby hypertonic, baby has a disorganized suck and hard time grabbing breast. Possible ENT referral. Babies (sic) breathing and crying sounds different. Baby very sleepy. Try nipple shield - did not [breastfeed]” (Ibid.). She indicated that Mrs. Flucker had the correct latch-on, positioning and hand expression technique as well as a good milk supply (Ibid.). On the PHFE WIC “Physician Report for Breastfeeding Infant,” consultant Sanchez wrote both Dr. Nicole Morris (who saw Ayden on October 6, 2017) and Dr. Michael Aguinaldo (who was scheduled to see Ayden on October 20, 2017) on the report so that it would be directed to his listed providers at Kaiser (Ibid.). After failing to feed Ayden and growing increasingly concerned over his signs and symptoms, the staff at WIC recommended Ayden, immediately be taken to the hospital for an emergent evaluation (Ex K22 at p 1). Mrs. Flucker called ahead to inform Kaiser of what she was told at WIC and spoke with someone at the advice line for 25 minutes beginning at 4:27 PM (Ex K19 at p. 2). m. At 5:51 PM, Tim Moreno scheduled an urgent care office visit with Dr. Christopher Garomski at Kaiser Baldwin Park for 6:15 PM that evening (Ex K22 at p. 1). Mr. Moreno documented an arrival time of 5:52 PM and under scheduling notes, wrote, “difficulty breathing, sleeping a lot. hardly eating. issue with tongue. movements are stiff. heart murmur (sic)” (Ibid.). At 6:08 PM, Ayden’s weight was documented to be 3407 (7 lb. 8.2 oz.) and thus he had now fallen from the 71st percentile in weight at birth to the 30th percentile at 9 days of age (Ex K23 at p. 1). Ayden’s BMI was calculated to be 13.1 kg/m2 and he was tahcycardic to 149. While he was afebrile and 7 DECLARATION OF JOHN HARRY SAMSON M.D. not hypoxic (SpO2 100%), the reason for the visit was listed as “DIFFICULTY BREATHING while feeding and when not feeding [and] SLEEPINESS.” Yet, Dr. Gadompski’s note makes no mention of the hypertonia, disorganized suck, and “crying differently” as noted by WIC consultant Sanchez (Ex K21 at p. 1). His note makes mention of the stiff movements and tongue issue as documented by Kaiser representative Moreno (Ex K22 at p. 1). Instead, Dr. Gadomski lists a boilerplate normal exam and under assessment, simply enders the diagnosis code Z71.1 or “PERSON W FEARED COMPLAINT, NO DIAGNOSIS MADE” (Ex K24 at p. 21). Under plan, Dr. Gadomski gave “reassurance” and instructed “[r]eturn to clinic if worsens” (Ibid.). No orders were placed. (Ibid.). No tests or nursing assessments were ordered. (Ibid.) At his deposition, Dr. Gadomski admitted that he made no effort to look up Ayden’s newborn screening results and further testified that he did not know where or how to access such results. Thus, no diagnosis was given for complaints covering several organ systems including neurological (hypertonia, disorganized suck), metabolic (sleepiness, difficulty feeding), respiratory (difficulty breathing) (Ibid.). In the end, the Fluckers were reassured that there was nothing to fear, advised to return home, and told to keep trying to feed Ayden (Ibid.). They did as instructed, and waited until their first appointment with Ayden’s pediatrician to discuss their concerns further. n. On October 20, 2017, Ayden was seen for the first time by his assigned pediatrician, Dr. John Aguinaldo at 16 days of age for his well-baby check (Ex K25 at p. 28). In his note, he wrote, “[p]atient not feeding well. Patient taking ½ oz every 2 hour. Patient was seen at urgent care on 10/13/17 and diagnosed with fear complaint. Parents state that patient never fed well since before the discharge from hospital” (Id. at p. 27). Ayden’s weight had fallen to 2955 g (6 lb. 8.2 oz) which represented the 2nd percentile for his age (Ibid.). On exam, Ayden was lethargic, dehydrated with cap refill >3 seconds, unable to open his eyes, appeared to have oral thrush, was bradycardic, and had a weak tone (Ibid.). Dr. Aguinaldo spoke with “Dr. Schram from inpatient” but there were no beds available for admission, thus 911 was called for transport to the closest emergency department (Ibid.). He was given Glucagon intramuscularly by the EMTs for a blood glucose of 53, as he was so dehydrated, they could not place an intravenous line (Ibid.). o. The Fluckers were given Kaiser Permanente’s Child’s Well Visit Care Instructions advising parents to, “call your doctor or other clinician if you see signs that your child is having problems.., your baby cries in an unusual way, your baby is rarely awake and does not wake for feedings, seems too tired to eat, or is not interested in eating” (Ex K26 at pp. at 38-39). Elsewhere it instructs them to “call for help [when] concerned that your baby is not getting enough to eat or 8 DECLARATION OF JOHN HARRY SAMSON M.D. is not developing normally.” (Id. at p. 41). Kaiser’s instructions further state, “[i]t’s also a good idea to know your child’s test results (Id. at pp. 39-40). Elsewhere it states, “[f]ollow-up care is a key part of your children’s treatment and safety.., be sure you know the results of all tests and labs ordered as part of your child’s care” (Ex K26 at p. 38). p. At 4:45 PM on October 20, 2017, Dr. Lucy Schram documented that Ayden presented to clinic with poor feeding and an 18% weight loss since birth, appeared lethargic, dehydrated, and “minimally responsive” (Ex K27 at p. 45). Dr. Schram noted there would be no bed availability until later that evening, thus she recommended sending him to the closest emergency department (Ibid.). At 6:28 PM on October 20, 2017, Dr. Duane Hansen noted even after being given Glucagon, Ayden was, “still altered and very dehydrated” and thus was declared unstable for transfer and admitted to the NICU at Huntington Memorial Hospital (Ex K28 at p. 52). q. On October 22, 2017, Huntington Memorial neonatologist, Dr. Nader Bishara, wrote a NICU progress note with the following relevant history (Ex H1 at p. 48); “Admitted on DOL 16 with history of very poor PO intake, dehydration with hypernatremia and hyperchloremia, mild metabolic acidosis, hypercalcemia (total serum Ca was 14.8 with Ca 2.14), possible seizures.., hypotonia, and severe oral thrush.” On physical exam, Ayden exhibited, “slightly posteriorly rotated [ears], macroglossia and the mouth appear[ed] somewhat wide and the chin appear[ed] small... Breathing pattern [was consistent with] kussmaul respirations.., exaggerated inspiration and moderate retractions, occasional inspiratory stridor.., liver edge is palpable 2 cm below RCM... Lethargic with little spontaneous movement, is hypotonic, has decreased response to tactile stimuli, occasional weak whimpery cry, as well as periodic rhythmical pedaling involving both legs or left leg with alternating swinging arms... Mongolian spots noted on buttocks and right lower back” (Ibid.). It should be noted that none of the Kaiser nurses or physicians that saw Ayden up until his admission to Huntington Memorial had identified any of the congenital anomalies listed by Dr. Bishara including the rotated ears, large tongue that protruded from a small mouth, and Mongolian spots on his back and buttocks (Ibid.). While not specifically identified as having “macroglossia,” the WIC lactation consultant did report Ayden’s disorganized suck and the need, in her opinion for an ENT referral (Ex K21 at p. 1). She also identified the weak whimpery cry and the Kussmaul respirations that “sound[ed] different” (Ibid.). In fact, Dr. Bishara’s description of Ayden’s breathing as an exaggerated inspiratory stridor, is precisely what Mrs. Flucker described over the phone with the advice line nurse on October 11, 2017 (Ex K20 at 02:50). Despite what the Fluckers, lactation consultant Sanchez, 9 DECLARATION OF JOHN HARRY SAMSON M.D. and Dr. Bishara reported between October 11th and October 22nd, Dr. Gadomski noted normal breath sounds, respiratory effort, no palpable liver edge (Ex K24 at p. 21). He also made no mention of Ayden Mongolian spots, nor neurological complaints as the only neurological exam performed was to note Ayden was alert (Ibid.). There was no comment about Ayden’s primitive reflexes, nor his rhythmical pedaling (i.e. “stiff movements”), nor hypotonia, all of which were noted before and after Dr. Gadomski’s urgent care exam. Dr. Bishara was also able to obtain a more complete history from Ayden’s parents, noting: “[Ayden] was alert and feeding well on day of birth, but became less active after the circumcision [which was performed at approximately 20 hours of life] and had not been feeding well since... Per parents, they were not assigned a pediatrician when they were discharged from the hospital and were told to follow-up with the Kaiser Peds Clinic at 2 weeks of age which was the day of admission to our NICU. Infant was seen by Kaiser Lactation the day after discharge from nursery (DOL 2) and one other time and parents were told they needed to keep the baby awake and feed him more. Parents were very concerned about his weight loss and lack of interest in feeding, thus took him to Kaiser Urgent Care an 10/13, and were again told they needed to try harder to get the baby to eat. Parents followed up at the Peds Clinic as scheduled an 10/20... He was still passing meconium-like stook on 10/21 (DOL 17)... Per parents, the stridor has been present since birth and would get louder with crying or agitation... Parents showed Dr. Yang a note from a lactation consultant who noted her concern that infant was ‘hypertonic.’” (Ex H1 at pp. 50-52). Concerned about a possible metabolic disorder, Dr. Bishara planned to [f]ollow-up on Newborn Screen Result (parental consent for release of information faxed to NB screen on 10/20 - Done at Kaiser Sunset #31-485-756-31 under last name Collins DOB 10/4/17 (Mom's first name Brejeque, DOB 12/04/92) (Ex H1 at p. 53). r. On October 23, 2017 at 11:19 AM, Ayden underwent an MRI Brain for possible cerebral edema (Ex H2 at p. 373). The clinical history included poor feeding, dehydration, and hypotonia. At 2:38 PM, Dr. Jimmy Kang discussed his findings of “[s]ymmetric profound diffusion restriction within the brain as described above concerning for inborn error of metabolism. The appearance is compatible with maple syrup urine disease [“MSUD”]” (Ibid.). s. On October 24, 2017 at 2:54 PM, Dr. Bishara filed a NICU Transfer Summary/Discharge Note as Ayden was required by Kaiser to be transferred back to LAMC (“Kaiser Sunset”) as they now had bed availability (Ex H3 at p. 11). Dr. Bishara had already inquired about the initial newborn screen that was collected on October 5, 2017 and was informed that it was “negative” (Ibid.) Nevertheless, given the suspicion for a metabolic disorder and the radiographic confirmation on October 23, 2017, Ayden was made NPO and Dr. Bishara attempted to ensure Ayden remained NPO through the transfer back to Kaiser (Id. at p. 13), however he was unable to speak directly with Ayden’s Kaiser physicians and thus, Ayden was restarted on feeds upon being transferred 10 DECLARATION OF JOHN HARRY SAMSON M.D. back to Kaiser on October 24, 2017. Dr. Bishara noted in his transfer summary the plan for a metabolic disease consult and to follow-up on urine organic acids and plasma amino acids, which had been ordered to confirm the MSUD diagnosis (Id. at p. 15). On October 26, 2017, the Handoff Report/Acute Interfacility Neonatal Transport Record which documented Ayden’s transfer from Huntington Memorial to Kaiser LAMC two days prior, was scanned into Kaiser’s electronic medical record system and was indexed in Ayden’s chart the following day (Ex K12 at p. 73). t. While it only took 2 days for Kaiser to scan the transport record into Ayden’s chart, it took more than 6 weeks for Ayden’s Newborn Screening Results to be scanned by Kaiser’s medical records department and another 2 days to get indexed into Ayden’s chart (Ex K15 at p. 5572). Furthermore, it took more than 2 months for the results to be sent to the “Newborn’s Physician: JOSHUA MAY, MD and said copy to be scanned into Kaiser’s system, which did not occur until December 14, 2017 (Ex K3 at p. 5509). The Newborn Screening Panel order indicates that Kaiser’s Genetic Testing Laboratory also known as Kaiser South Biochemical Genetics or the NAPS laboratory performed the analysis of Ayden’s blood specimen on October 7, 2017 at 7:19 AM (Ibid.). It also states that “[r]esults and interpretation will be mailed out to all providers by the California State Genetic Disease Branch... Note: The results and interpretation are not available at Kaiser Genetic Testing Laboratory” (Ibid.). Thus, even though Ayden’s newborn specimen was collected by a Kaiser nurse, analyzed by a Kaiser lab technician, reviewed for holding and further testing or release by Kaiser’s lab supervisor, Kaiser’s physicians did not have access to the data until more than 2 months after it was initially analyzed (Ibid.). u. Had that data been made available to Ayden’s providers by October 11th and October 13th, then advice line nurse Mountain and urgent care pediatrician, Dr. Gadomski would have seen that even the initial results (which were subsequently discovered to have been highly inaccurate due to laboratory error), showed several “out-of-range” analytes including a total Leucine/Isoleucine level of 474.5 and a Valine:Phenylalanine ratio of 5.2 (nearly twice the upper cutoff of 250 umol/L for Leucine/Isoleucine and nearly 50% above the upper cutoff of 3.5 for the Valine:Phenylalanine ratio) (Ex K14 at p. 2). These values were flagged in red highlight as “High.” v. On the same page as the aforementioned flagged analytes of Leucine, Isoleucine, and Valine (the three branched chain amino acids that cannot be metabolized by those with MSUD) the report states: (Ibid.). 11 DECLARATION OF JOHN HARRY SAMSON M.D. “Test interpretations are based on the Birth/Collection Information provided above and subject to disclaimer below. Due to biological variability of newborns and differences in detection rates for the various disorders in the newborn period, the Newborn Screening Program will not identify all newborns with these conditions. While a positive screening result identifies newborns at an increased risk to justify a diagnostic work-up, a negative screening result does not rule out the possibility of a disorder. Health care providers should remain watchful for any sign or symptoms of these disorders in their patients. A newborn screening result should not be considered diagnostic, and cannot replace the individualized evaluation and diagnosis of an infant by a well-trained, knowledgeable health care provider.” w. Due to the Kaiser lab’s error in measuring and reporting an inaccurate Alanine level of 460.68 umol/L (474.5 umol/L / 1.03 = 460.68 umol/L), when the true and accurate level was measured by the state to be 256.48 umol/L (407.8 umol/L / 1.59 = 256.48 umol/L) (Ex D3 at p. 2), the initial results analyzed and reported by the Kaiser lab on October 7, 2017, did not flag as presumptively positive because the Alanine was falsely elevated by nearly double the accurate value later measured by the State’s lab when they retested the newborn screening specimen collected on October 5, 2017 (Ibid.). Nevertheless, even the erroneous results initially reported by Kaiser only missed one of the three cutoffs by approximately 6.5% (Lecine:Alanine ratio was initially measured by Kaiser’s NAPS lab at 1.03, when the accurate value later measured by the State’s lab was reported to be 1.59, far above the cutoff of 1.1, which would have flagged Ayden’s newborn screen as presumptively positive and avoided everything that happened after October 7, 2017 (Ibid.). x. However, even the erroneous results, had they been made available to Ayden’s providers in their original color form with red highlights for out-of-range values (Ex K14 at p. 2), would have triggered an investigation into a possible metabolic disorder, either by ordering an amino acid panel or other diagnostic tests such as the presence of alloisoleucine which is considered pathognomonic for MSUD (Ex D1 at p. 1). Instead, a black and white faxed copy of the report is scanned into Kaiser’s EMR system more than 6 weeks after the results were finalized (Ex K15 at p. 85 and p. 87). There is no red highlight flagging Leucine, Isoleucine, and the Valine/Phenylalanine ratio as “High.” (Ibid.). Furthermore, the report misidentifies the “Newborn’s Physician [as] Joshua May” (Ibid.). Addressing the results to Dr. May who was never intended to be the physician caring for Ayden, either in the nursery, the NICU or the outpatient community setting, violates the State’s Newborn Screening Program protocols which defines the ‘Newborn’s physician’ [as] the physician caring for the newborn or infant in the perinatal licensed health facility’s normal newborn nursery or neonatal intensive care unit or in the outpatient community after discharge” (17 CCR §6500.39). Dr. May fulfilled none of those rolls and admitted at his deposition that he only occasionally looked at the second page of the thousands of newborn screening results that were mailed to him in 2017 for all babies born at Kaiser LAMC, and only for his own personal patients that he saw for endocrine disorders. In other words, 12 DECLARATION OF JOHN HARRY SAMSON M.D. had the TSH had been flagged as high, he might have noticed it, but since he was not a metabolic specialist, not only was he not aware of the significance of an elevated Leucine, he did not bother to check since MSUD was not his specialty. However, unlike all the other physicians who have been deposed in this case who have personally ordered newborn screening tests and been mailed or provided the complete results (including the second page), those at Kaiser who cared for Ayden, did not have the knowledge of how to access or the ability to access said results. y. Ultimately however, if Kaiser had properly performed the initial newborn screening from the start and reported the values that the State eventually measured on November 7, 2017, then Ayden’s specimen would have been flagged as presumptively positive, he would have been placed on a protein restricted diet, and Ayden’s neurological injury would have been averted (Ex D3 at p. 2). According to the state’s investigator, Dr. Partha Neogi, “this anomaly may be due to possible contamination of the particular well from an unidentified source.” Instrument to instrument variation was also put forward as a possible explanation for the discrepancy between the Alanine value measured by Kaiser to be 460.68 umol/L and not the accurate value measured by the State to be 256.48 umol/L. (Ibid.). Despite Kaiser’s claim that the deviation was simply due to acceptable standard error or variation and that “contamination in a lab can happen absent negligence,” Kaiser’s expert, Dr. Donald Chace, puts forth no evidence or basis for such an opinion (Chace Declaration at p. 10, line 9). He also makes several other erroneous statements. For example, he and all of the other defense experts claim that the State of California owns the MSMS instruments and equipment that Ayden’s sample was run on (Chace Declaration at p. 9, lines 14-15), however this is contradicted by the Division Chief of the Genetic Disease Screening Program, Dr. Richard Olney, who testified at deposition that the State does not own the equipment Kaiser used to run Ayden’s newborn screening specimen. Furthermore, the statute creating the genetic disease testing program states, “If the department determines that contracting for these services is more cost effective, and meets the other requirements of this chapter, than purchasing the tandem mass spectrometry equipment themselves, the department shall contract with one or more public or private laboratories.” (§1250001(b)) z. Kaiser’s experts correctly state that the Kaiser South Biochemical Genetics Lab was, “not free to deviate from the contracts or the protocols set forth by the State of California.” (Chace Declaration at p. 4, lines 21-22). However, by analyzing and reporting an Alanine level that was nearly twice as high as its actual and accurate measurement, Kaiser violated the contracts and protocols set forth by the State (Ex D3 at p. 2). For example, the statute provides, “the information, tests, and counseling for children shall be in accordance with accepted medical 13 DECLARATION OF JOHN HARRY SAMSON M.D. practices... and shall follow the standards and principles specified in Section 124980,” which states in part, that “clinical testing procedures established for use in programs, facilities, and projects shall be accurate, provide maximum information, and the testing procedures selected shall produce results that are subject to minimum misinterpretation.” By definition, the initial Alanine level measured by Kaiser’s lab was not accurate, did not provide maximum information and the results were subsequently misinterpreted by the State as “no follow-up required.” Had Kaiser initially reported the accurate Alanine level, Ayden’s sample would have been automatically flagged as presumptively positive. aa. However, even despite the initial error, Kaiser’s laboratory supervisor had complete oversight and was charged with evaluating each and every MS well to judge on his/her own whether the sample should be scored as green for release, yellow for hold, or red for further testing (See “Kaiser’s Newborn Screening Supervisors Daily Review and Release Using Specimen Guide” and the “MS/MS Newborn Screening using NeoBase Supervisor’s Daily Review and Release”). These contracts require the Kaiser lab director to utilize critical judgement in analyzing specimens and quality control parameters to ensure that such contamination errors do not occur (Ibid.). 6. It is my opinion based upon my review of the materials in this case, and further based on my education, training, and experience, that the care provided to Ayden Flucker from his birth to his transfer to Huntington Memorial Hospital on October 20, 2017, fell below the standard of care. First, Kaiser’s expert, Dr. Arlene Alikan claims that it was not a breach in the standard of care to be influenced by the State’s newborn screening results that the results were negative and did not require follow up because the pediatricians and on call nurse conducted their own independent evaluation. Putting aside for the moment, my opinion that said evaluations, fell below the standard of care given the severity, consistency, and progressive nature of the complaints reported by Mrs. Flucker on October 11, 2017 and again on October 13, 2017. The simple fact that Kaiser reported a falsely elevated Alanine level that was nearly twice the actual measurement by the state and due to contamination from an unidentified source (either the MSMS instrument on which Ayden’s sample was run, consistently reported elevated Alanine levels for several runs/days or another specimen in an adjacent well which was run at the same time and had a spike in the Alanine level, caused Ayden’s sample to be falsely elevated), means that Kaiser violated the State’s statute to report accurate results subject to minimum misinterpretation. Putting aside, Kaiser’s negligence in performing the mandated newborn screen properly, from a clinical perspective, by sending the results to an endocrinologist 14 DECLARATION OF JOHN HARRY SAMSON M.D. who was not Ayden’s physician, Kaiser ignored the State’s requirement that the newborn’s physician actually be the provider caring for the patient. Such a system fell below the standard of care because it prevented the provider from utilizing all of the available data. Because the results indicating an elevated Leucine, Isoleucine, and Valine were never sent to Ayden’s care providers, they were falsely led to believe there were no metabolic issues. 7. It is my further opinion based upon my review of the materials in this case, and further based on my education, training, and experience, that the care provided to Ayden on October 6, 2017 fell below the standard of care as nurse Tsutsumi failed to voice her concern about Ayden needing any further feeding evaluation to the newborn clinic staff and failed to make an appointment for a weight check. Had nurse Tsutsumi done so, this would have provided another opportunity for a clinician to perform a physical exam and intervene before October 20, 2017. 8. It is my further opinion based upon my review of the materials in this case, and further based on my education, training, and experience, that the care provided to Ayden on October 11, 2017 by the Kaiser advice line nurses, fell below the standard of care. First, Mrs. Flucker described Ayden gasping for air, having difficulty breathing, difficulty awakening - answering all of nurse Mountain’s screening questions in the affirmative. This should have triggered a recommendation that Mrs. Flucker take Ayden in to be seen urgently. Second, it is certainly below the standard of care for a nurse to use a telephone receiver as a stethoscope to evaluate stridor. While it is true that upwards of 87% of all cases of stridor in infants and children is due to a congenital anomaly of the airway, not all of these conditions are benign. Stridor is caused by turbulent air flow in the larynx or lower in the bronchial tree and is a sign of a narrowed or obstructed airway. Inspiratory stridor often occurs in children with croup or it may be cause by a foreign body lodged in the airway. While Dr. Alikan claims there was no breach in the standard of care to perform such an assessment of stridor over the phone, because he was subsequently diagnosed with Congenital Laryngeal Stridor, “which is a common newborn issue that does not require further intervention.” (Alikian Declaration at p. 9, lines 16-17). Ayden was also diagnosed with Kussmaul respirations with inspiratory stridor (Ex H1 at p. 48). Had nurse Mountiain recommended Mrs. Flucker take Ayden so a provider could listen to his breathing, this would have provided another opportunity for a clinician to perform a physical exam and intervene before October 20, 2017. 9. It is my further opinion based upon my review of the materials in this case, and further based on my education, training, and experience, that the care provided to Ayden on October 13, 2017 by the 15 DECLARATION OF JOHN HARRY SAMSON M.D. Kaiser advice line nurse and Dr. Gadomski, fell below the standard of care. At less than 2 weeks of age with such a constellation of symptoms including difficulty breathing, lethargy, stiff movements, hypertonia, disorganized suck, difficulty feeding, weight loss from the 71 st percentile at birth to the 30th percentile at 9 days of life, the advice line nurse and Dr. Gadomski should have had a high suspicion for neonatal sepsis, which he was eventually diagnosed with, seven days later. At that time, Dr. Bishara noted several congenital anomalies which were never identified by any of the Kaiser staff at any point prior to October 20, 2017. It was below the standard of care for Dr. Gadomski not to perform a complete physical, including a neuro exam given the reports of hypotonia, stiff movements, and lethargy. It was below the standard of care for Dr. Gadomski not to inquire or attempt to retrieve Ayden’s newborn screening results. Had Dr. Gadomski done so and seen the elevated Leucine level, this should have triggered at least some further investigation, and at a minimum a blood glucose as hypoglycemia would have been simple to diagnose and treat as it was on October 20, 2017 when Ayden’s glucose was measured to be 53. Had any of the aforementioned tests been ordered, it is my opinion that Ayden Flucker would have been diagnosed with MSUD before October 20, 2017, in order to prevent or substantially limit Ayden’s neurological injuries. I declare under penalty of perjury under the laws of the State of California that the foregoing is true and correct. Execute this 23 day of February, 2022, at Long Beach, California. _______________________________ JOHN HARRY SAMSON M.D. 16 DECLARATION OF JOHN HARRY SAMSON M.D.