HORIZONTAL RESPONSE OF PILES IN LAYERED SOILS Downloaded from ascelibrary.org by ZHANGYUAN NI on 02/25/19. Copyright ASCE. For personal use only; all rights reserved. By George Gazetas 1 and Ricardo Dobry, 2 Members, ASCE ABSTRACT: An inexpensive and realistic procedure is developed for estimating the lateral dynamic stiffness and damping of flexible piles embedded in arbitrarily layered soil deposits. Starting point is the determination of the pile deflection profile for a static force at the top using any reasonable method—beamon-Winkler foundation, finite elements, well-instrumented pile load tests in the field, etc. Material as well as radiation damping due to waves emanating at different depths from the pile-soil interface are rationally taken into account; the overall equivalent damping at the top of the pile is then obtained as a function of frequency by means of a suitable energy relationship. The method is applied to study the dynamic behavior of three different piles embedded in two idealized and one actual layered soil deposit; the results of the method, obtained by hand computations, compare favorably with the results of three dimensional dynamic finite element analyses. INTRODUCTION Current state-of-the-art procedures for analysis and design of single piles subjected to static lateral loads are mostly of a semiempirical nature. They use the "beam-on-Winkler-foundation" model in which the soil support at different depths is approximated by independent nonlinear "springs," whose deformation characteristics are described by p-y curves based on field load tests (22,23,32,37,38). Theoretical methods have also been developed, which treat the soil as a continuum and utilize boundary-element type (2,29,30) or finite-element (9,31) formulations. However, most of them are still used primarily for research rather than as design tools. On the other hand, established methods for dynamic analysis of laterally loaded piles are of a theoretical nature and make use of viscoelastic wavepropagation concepts to model the dynamic soil reactions against the pile (5,8,15,16,17,18,20,24,26,27,34,35). No experimental data is yet available in the form of "p-y versus frequency" curves obtained from dynamic field tests. Attempts to analytically develop such dynamic p-y curves on the basis of the nonlinear soil behavior established in the laboratory have been recently reported by Kagawa and Kraft (14,15), and Angelides and Roesset (1). However, additional work is needed to merge these dynamic response solutions with the results of actual (static) field tests; this seems at present the only way to develop simple methods of dynamic response analysis of piles for the wide range of frequencies and load intensities encountered in practice (3). In this paper an attempt is made to develop an inexpensive and realistic procedure for estimating the lateral response of flexible piles embedded in a layered soil deposit, and subjected to harmonic headloading. 'Assoc. Prof, of Civ. Engrg., Rensselaer Polytechnic Inst., Troy, N.Y. 12181. 2 Prof. of Civ. Engrg., Rensselaer Polytechnic Inst., Troy, N.Y. 12181. Note.—Discussion open until June 1,1984. To extend the closing date one month, a written request must be filed with the ASCE Manager of Technical and Professional Publications. The manuscript for this paper was submitted for review and possible publication on March 24, 1983. This paper is part of the Journal of Geotechnical Engineering, Vol. 110, No. 1, January, 1984. ©ASCE, ISSN 0733-9410/ 84/0001-0020/$01.00. Paper No. 18496. 20 J. Geotech. Engrg., 1984, 110(1): 20-40 Downloaded from ascelibrary.org by ZHANGYUAN NI on 02/25/19. Copyright ASCE. For personal use only; all rights reserved. The applicability of the proposed method is illustrated with three case studies involving piles embedded in three different linearly hysteretic soil deposits: (1) Homogeneous stratum with constant Young's modulus; (2) an inhomogeneous stratum with modulus increasing linearly with depth; and (3) a realistic layered soil deposit. Excellent agreement is obtained with the pertinent results of rigorous dynamic finite-element (FE) analyses (5,8,17). Note that for cases (1) and (2) the FE results have already been independently published. PROBLEM DEFINITION The problem studied in this paper is that of a floating or end-bearing fixed-head 'flexible' pile embedded in a layered soil deposit and subjected to harmonic lateral excitation at the top [Fig. 1(a)]. On such a pile, due to the restriction imposed by the pile cap, lateral loading is applied with no rotation of the top. A variety of pile cross-sections [see Fig. 1(b)] can be studied with this method. The pile is treated as an elastic flexural beam, having Young's modulus Ep, width b = 2B measured perpendicular to the direction of loading, and corresponding area moment of inertia Ip. The pile is assumed to be slender enough to exhibit 'flexible' behavior under horizontal loading. In practice, most laterally loaded piles are indeed 'flexible' ('long piles' in Ref. 8) in the sense that they do not deform over their entire length L. Instead, pile deflections and stresses become negligible below an 'active length/ la [Fig. 1(a)]. This length depends on how stiff the pile is compared to the soil, but it usually is less than 10-15 pile-diameters (17,18,31,40). Table 1 presents simple expressions for preliminary estimates of the active length, Z„, of various pile cross sections. These formulas were derived from the results of rigorous analyses for two idealized and rather extreme soil profiles—a homogeneous stratum of modulus Es and a linearly inhomogeneous stratum of modulus Es = Es z/b (see Refs. 17, 31, 40 for details). The pile cross section shape factors, S, appearing in the Poe'" 1 looding FIG. 1.—Problem Geometry and Pile Cross Sections Considered FIG. 2.—Static (Y„) versus Dynamic (Y4) Pile Displacement Shapes 21 J. Geotech. Engrg., 1984, 110(1): 20-40 TABLE 1.—Active Length Under Dynamic Loading for Preliminary Estimations Active Length/Width, IJb Soil profile Downloaded from ascelibrary.org by ZHANGYUAN NI on 02/25/19. Copyright ASCE. For personal use only; all rights reserved. 0) Homogeneous (constant modulus: Es) Inhomogeneous (modulus proportional to depth: £ s = Es z/b) Expression (2) 3.3(EPS/ES)1/5 Typical range (3) 3.2( EPS/ES)1/6 5-15 8-20 Note: Ep = Young's modulus of pile; Es = Young's modulus of soil at a depth z = b; S = pile cross section dimensionless shape factor given in Table 2. formulas of Table 1, have been selected such that the bending stiffness and radiation damping characteristics of the various pile cross sections are consistently reproduced. Table 2 gives the corresponding expressions for S. The steady-state horizontal displacement y(t) = yd exp (mi) at the head of the pile is related to the harmonic horizontal exciting force P(t) = P0 exp (mi) through the complex-valued dynamic impedance function K+mC = yd (1) in which i = V ( _ l ) ; w = frequency of excitation in rad/sec (w = 2ir/ where / is in Hz); P0 = amplitude of the forcing function; and yd = yd(f) = the (complex) amplitude of the horizontal motion. The complex nature of yA stems from the presence of damping in the system, as a result of which forces and displacements are, generally, out of phase. Terms K = K(f) and C = C(f) can be interpreted as the pile-head equivalent "spring" and "dashpot" coefficients; they are both functions of the frequency / = w/Zir. Physically, K reflects the stiffness and inertia characteristics of the pile-soil system, while C expresses the energy loss due to both, hysteretic action in the soil (material or hysteretic damping) and geometric spreading of waves away from the pile (radiation damping). Alternatively, the equivalent damping ratio D = D(f) may be used in place of C (1,8,17,40): D _ MC _ rfC (2) 2K K The objective of the method developed herein is to inexpensively obTABLE 2.—Pile-Cross Section Shape Factor Pile cross section (1) Circular (diameter: b) Pipe (diameters: outside b, inside b,) Concrete-Filled Steel Pipe Pile (diameters: outside b, inside 6,) Rectangular (lateral width: 2B, length: 2A) Shape factor, S (2) 1 1 - (bM 1 - (bM + Earn../ Es««i)(b,/6)4 1.7(A/Bf J. Geotech. Engrg., 1984, 110(1): 20-40 tain realistic estimates of K(f) and C(/) or D(f), at the head of a laterally loaded pile. OUTLINE OF PROPOSED METHOD Downloaded from ascelibrary.org by ZHANGYUAN NI on 02/25/19. Copyright ASCE. For personal use only; all rights reserved. The proposed approximate method involves the following four steps: 1. The horizontal-displacement profile, ys(z), of the pile subjected to a statically applied horizontal load of magnitude P0 is obtained using the best procedure(s) available. For instance, one may utilize a beam-onWinkler-foundation type formulation along with pertinent p-y response curves (13,22,23,32,37,38), or a boundary-element integral method (2,29,30), or a finite-element code (9,18,31). Alternatively, one or several well instrumented full-scale lateral pile-load tests in the field may be used to provide ys(z). The static value, Ks, of the "spring" coefficient K is then directly computed as Po/ys(0), in which ys(0) = static displacement of the pile head. 2. Two parallel dashpots are assumed attached to the pile at every elevation, and their characteristic coefficients, cm and cr, are determined. (The dimensions of cm and cr are those of a "dashpot/unit length of pile.") The first dashpot is intended to simulate the material dissipation of energy in the soil. Its coefficient, c,„, is estimated on the basis of the "effective" shear strain, ye(z), induced in the soil at each particular elevation; 7e(z) is in turn related to the static deflection profile, ys(z), obtained in the first step. The second dashpot represents the radiation of energy by waves spreading geometrically away from the pile-soil interface. Its coefficient, cr, is obtained, at a particular frequency, from the solution of appropriate plane-strain wave propagation problem(s), using soil moduli consistent with the "effective" shear strains, 7e(z). 3. The overall "dashpot" coefficient C = C{f) at the head of the pile is computed from the values of cr and cm distributed along the pile (step 2), in conjunction with the static pile deflection profile, ys(z) (step 1). To this end, the following simple energy-conservation relationship is used: C = J (c, + cm) Y2s{z)dz (3) Jo in which: Ys(z) = ys(z)/ys(0) = static deflection profile normalized to a unit top amplitude. Eq. 3 is analogous to usual expressions in classical dynamics for replacing distributed stiffness with a generalized spring. The main approximation in Eq. 3 involves the use of the static (/ = 0) rather than the dynamic (/ ¥^ 0) pile displacements. Note, however, that the main influence of / is upon the magnitude of the pile displacements rather than on their shape. Evidence in support of the above argument is offered in Fig. 2, which compares the static shape, Ys(z) of a fixedhead pile with its dynamic shapes, Yd(z), at two different frequencies. All these shapes were computed using a dynamic finite-element (FE) formulation for a circular pile of L = 25 • b, embedded in a soil stratum with modulus proportional to depth and overlying a rigid base (39,40). The two frequencies studied correspond, respectively, to the fundamental resonant frequency of the stratum, and to a fairly high frequency. It 23 J. Geotech. Engrg., 1984, 110(1): 20-40 Downloaded from ascelibrary.org by ZHANGYUAN NI on 02/25/19. Copyright ASCE. For personal use only; all rights reserved. is apparent that the three curves are essentially identical at shallow depths. The discrepancies observed at greater depths are of no major practical consequence, since the value of C from Eq. 3 is controlled by the larger values of Yd at shallow depths. 4. The variation with frequency of both the "spring" coefficient, K(f), and of the damping ratio, D(f), are estimated from the static stiffness, Ks, and from the results of steps 2 and 3. Specifically, K(f) is derived from Ks, approximately corrected to account for possible resonance phenomena and high-frequency effects. Fig. 3 provides the basis for these corrections. In this_ figure, the ratio K/Ks is plotted versus the frequency factor a0 = 2n/ B/Vs for flexible piles embedded in sbc different types of soil deposits. (B = b/2 = radius of the pile; and Vs = [Es/2ps(l + v)]1/2 is a reference value of the S-wave velocity in each stratum; Es is indicated for each deposit in Fig. 3.) The results in Fig. 3 were obtained using dynamic FE analyses, and include linear and nonlinear soil behavior as well as a wide range of pile stiffnesses (1,17,18,35,40). It is evident that, IWKENEDUS DEPOSIT OF O&WEN CLAY; Undralned shear stregth iu"96kPa; vO.49; strain S-wsve velocity V, w S T e / s 2*f8/V S| „, FIG. 3.—Lateral Dynamic Stiffness versus Frequency from 3-D Finite-Element Analyses [E, = 2p V2S (1 + v); Es = 2P V] (1 + v)] 24 J. Geotech. Engrg., 1984, 110(1): 20-40 Downloaded from ascelibrary.org by ZHANGYUAN NI on 02/25/19. Copyright ASCE. For personal use only; all rights reserved. in many cases, K = Ks would be a realistic approximation for the frequency range examined. A correction may be necessary for the resonant dip which appears whenever a stiff, rock-like formation is present at some depth. This dip invariably occurs at essentially the fundamental frequency, /„, of the soil stratum for vertical S-wave propagation. The value of /„ can be easily obtained from published solutions, simplified procedures, or 1-D wave propagation analyses (e.g., 7, 12, 17). The ratio K(f„)/Ks at resonance depends mainly on the material damping ratio, p, of the soil, approaching unity as p increases. K(f„)/Ks also approaches unity as the stiffness of the underlying formation decreases. The results in Fig. 3 obtained for p = 0.05 and a perfectly rigid base correspond to cases where this effect is most pronounced. With regard to the damping ratio, D(/), the curves obtained from Eqs. 2-3 can be easily corrected to account for the fact that no radiation damping can be generated in a soil stratum at frequencies lower than /„. Fig. 4 schematically illustrates the proposed modification of Eq. 2 in the frequency range 0 < / s 2/„. Determination of the dashpot coefficients cr and cm along the pile is a crucial task of the proposed method and will be now discussed in some detail. RADIATION DASHPOT COEFFICIENTS Several models, based on 1, 2 or 3-D wave propagation idealizations, are available for evaluating the distributed radiation dashpot coefficients cr = c r (/;z). The 1-D model proposed by Berger et al. (4) and adopted by others (14,15,27) utilizes the analogy between the dynamic response of any 1-D wave, such as one traveling along the axis of a cylinder, and a viscous dashpot (21). According to this analogy, a dashpot with coefficient c = pAV fully absorbs the energy of a wave traveling with velocity V along a cylinder of cross-sectional area A and mass density p [Fig. 5(a)]. Berger et al. (4) assumed that a horizontally-moving pile cross section of effective width b = IB would solely generate 1-D P-waves traveling in the direction of shaking and 1-D SH-waves traveling in the direction «—Radiotion (Viscous) Damping Ratio (D r ) «—Material (Hysterfltic) Damping Ratio ( 0 m ) FREQUENCY, f FIG. 4.-—Approximate Modification of Damping versus* Frequency Curve at Frequencies N@ar Resonance 25 J. Geotech. Engrg., 1984, 110(1): 20-40 l-D Model o 1 Betger «l 01(4) Wlniisly Long Rod-, I Wow Propojalion P-Wovtl Downloaded from ascelibrary.org by ZHANGYUAN NI on 02/25/19. Copyright ASCE. For personal use only; all rights reserved. Rod EndsotlhiiPeinl dEn<ttonni»poini-^ f V-Wove Spwd } j } - f - — ~- ! ,vo •=> ~u «t.,.0 | 1 Plan 5 I 1=0 Hfflitontel Saclion FiG. §.—1-D and 2-D Radiation Damping Models perpendicular to shaking, as sketched in Fig. 5(b). Thus, using the aforementioned analogy, their model computes cr = 4BpsVs 1 + (4) vs as the coefficient of the viscous dashpot that will fully absorb the energy of all the waves originating at the pile-soil interface. In Eq. 4, Vp and Vs stand for the P-wave and S-wave velocities of the soil at the depth of interest. Vp and Vs are related through the Poisson's ratio, v, of the soil: 1/2 -"•[£2] (5) For all its simplicity, the model has two drawbacks. First, by assuming that waves propagate only within two narrow zones of constant cross section (width b = IB), the model derives a frequency-independent cr (Eq. 4). In reality, even a square cross section would generate waves spreading in all directions, and cr is a function of frequency, as it is shown subsequently. Second, the use of Vp as the appropriate wave velocity in the compression-extension zone implies that a perfect constraint is provided in the near field by the two lateral boundaries, so that ex = ez = 0 [Fig. 5(b)]. As a result, the proposed cr (Eq. 4) exhibits a very high sensitivity to variations in Poisson's ratio, v, and tends to infinity as v approaches 0.50 (Eq, 5). As no such jump to infinity has been found in rigorous studies of the problem when v = 0.50 (26,35), the use of Vp in Eq. 4 is clearly unrealistic. The reason for this is that the constraint, zx = cz = 0 is in26 J. Geotech. Engrg., 1984, 110(1): 20-40 Downloaded from ascelibrary.org by ZHANGYUAN NI on 02/25/19. Copyright ASCE. For personal use only; all rights reserved. consistent with the assumed stress-free surrounding soil in the x-direction in Berger's model. Therefore, in a previous publication (27), it was proposed to accept Berger's basic expression, but using a velocity, V < Vp, instead of Vp in Eq. 4. The authors have defined three possible candidates for V. One possibility is V = Vc, in which Vc is obtained by assuming as boundary conditions, e2 = 0 and ax = 0; the expression for Vc = [2/(1 - v)]1/2 Vs. A second possibility is V = VL, in which VL = rod wave velocity, defined by the boundary conditions ax = az = 0 and by the expression VL = [2(1 + v)]1/2 Vs. The third possibility is V = Vu in which Vu = - 3.4 Vs (6) ir(l - v)" is the Lysmer's analog "wave velocity," which has proven useful for the understanding of surface foundations subjected to vertical oscillations (Dobry, R. and Gazetas, G., "Stiffness and Damping of Arbitrary-Shaped Machine Foundations"). All three velocities, Vc, VL and Vu are smaller than Vp and have reasonable values as v = 0.5. Exactly at v = 0.5: V„ = oo, Vc = 2VS, VL = 1.73 Vs and Vu = 2.16 Vs. The use of either of the latter three velocities in Eq. 4 would recognize the fact that, in the soil near the pile, compression-extension oscillations propagate with at least some degree of normal straining in the lateral, x, direction. A step further toward a better understanding of the radiation damping was provided by the plane-strain model used by Novak and coworkers (26; see also 34). They obtained a rigorous solution to the corresponding elastodynamic boundary value problem of an infinite soil space subjected to horizontal oscillations from a rigid, vertical, infinitely long circular inclusion [Fig. 5(c)]. In this case e2 = 0 and the solution is twodimensional. The triangles in Fig. 6 depict the radiation "dashpot" coefficient, cr, obtained from Ref. 26 and normalized by 4B ps Vs, as a function of the frequency factor a0 = 2itf B/Vs for two values of the Poisson's r - * Soil Profile ,5„r • TT-8-O—CL_Q_O 9 • S 1 I 0 ^^ » % O • bl • I Symbol >^-Free-Head Piles 6 S- \~f—l a2B Fixed-Head Piles itttta^^ Pile Cross-section 0" 0.5 o„ =27TfB/Vs 101 I04 SEp/g, or FIG. 6.—Radiation Dashpot Coefficient of Circular Pile Cross Section: Evaluatlon of the Approximate Plane-Strain Model Developed by Authors 10' 10' 3E,/E, FIG. 7.—Coefficient 8 of Eq. 12 versus Relative Pile Stiffness 27 J. Geotech. Engrg., 1984, 110(1): 20-40 Downloaded from ascelibrary.org by ZHANGYUAN NI on 02/25/19. Copyright ASCE. For personal use only; all rights reserved. ratio (0.25 and 0.40). B = the radius of the pile and Vs = the S-wave velocity of the surrounding soil. Notice the monotonic decrease of cr with frequency, in contrast with the frequency-independent cr obtained from the 1-dimensional Eq. 4. Additional support for the validity of the 2-dimensional plane-strain model for cr has been provided by Roesset and coworkers (34,35,5), who used an efficient 3-D FE formulation to relate local soil reactions to corresponding pile displacements. "Spring" and "dashpot" coefficients comparable to the plane-strain valeus were then obtained by suitably averaging the local values. For 'flexible' piles floating in a deep soil deposit, the resulting cr values are plotted as circles in Fig. 6, for v = 0.25 and v = 0.40. There is excellent agreement between Roesset's 3-D and Novak's 2-D values in Fig. 6. Kagawa and Kraft (14,15) used a somewhat different averaging procedure with the results of a 3-D FE analysis to derive "spring" and "dashpot" coefficients comparable to those of the plane-strain case. They finally decided, however, to adopt the 1-dimensional model of Berger et al. (4) (Eq. 4), primarily because of its simplicity and versatility in approximately modeling nonlinear soil behavior. An alternative simple and versatile approximate plane-strain model, which does not have the limitations of Berger's model, has been developed by the authors. This approximate plane-strain model is based on the intuitive assumption that compression-extension waves propagate in the two quarter-planes along the direction of loading, while shear waves are generated in the two quarter-planes perpendicular to the direction of loading. Fig. 5(d) illustrates the basic elements of the model for the case of a square pile cross section. Only horizontal soil deformations are allowed within each quarter-plane, and all straight lines originally normal to the corresponding direction of wave-propagation remain normal during the oscillation. Each of the four quarter-planes is assumed to vibrate independently of the three others. If the pile cross section is circular, it is replaced by a square section having the same perimeter 2ITB. By assuming that S-waves propagate with velocity Vs in two quarter planes and that compression-extension waves propagate with velocity Vu in the other two, and by adding up the energies radiated away in the four quarter planes [Fig. 5(d)], the following expression is derived for the radiation dashpot coefficient associated with a circular cross section of radius B [or for a square section of side (8/IT)B]: C 3.4 ' = 1+ .ir(l - v). 4B Ps y s 5/4-, , ,3/4 ^J «; V 4 (7a) in which a0 = 2TT/B/VS (Gazetas, G., and Dobry, R., "Simple Radiation Damping Models for Piles and Footings"). The expression for cr computed from Eq. 7a is plotted in Fig. 6 for v = 0.25 and v = 0.40. It is evident that the predictions of the approximate plane-strain model compare very favorably with the results of the more rigorous calculations by Novak and Roesset. At very shallow depths, however, Eq. 7a probably overpredicts the value of c,.. The reason for this is that the presence of the (stress-free) ground surface will facilitate the generation of surface type waves instead 28 J. Geotech. Engrg., 1984, 110(1): 20-40 Downloaded from ascelibrary.org by ZHANGYUAN NI on 02/25/19. Copyright ASCE. For personal use only; all rights reserved. of, or in addition to, plane-strain body waves, and surface waves propagate with velocities closer to V$ than to Vu,. The authors propose, as an approximate way of accounting for this effect, to use the velocity Vs(z) of the soil for all four quarter planes in the model of Fig. 5(d), at depths less than zr = 2.5b below the ground surface. Hence, at such shallow depths Eq. 7a is replaced by 2 / \3/4 w.~ \V a;m z Zr=2 5b * - {7b) It is interesting to draw an analogy between the recommended zr = 2.5b and the current procedures of estimating lateral p-y design curves for statically loaded piles (23,32,38). These procedures recognize the importance of "near-surface" effects by reducing the soil resistance in a zone extending from the surface down to a depth zr, which is typically also of the order of 2.5-3 pile diameters. MATERIAL (HYSTERETIC) DASHPOT COEFFICIENTS The first step in evaluating the distributed material dashpot coefficients, c,„ = cm (z), is the estimation of the hysteretic damping ratio, (3 = P(z), in the soil. For a given soil, p is mainly a function of the amplitude of the induced shear strains. A pile section at depth z oscillating with an amplitude yd(z) induces in the surrounding soil an average shear strain of amplitude 7e(z) ~ YiF y"(z) (8) This expression has been proposed by Kagawa and Kraft (14,15) and is an extension of the Matlock (23) relationship between pile-deflection and normal strain. Again, as a first approximation, the static pile deflection, ys(z) may be used in Eq. 8 in place of y,*(z). If greater accuracy is desired, a trial-anderror procedure can be readily devised, but in most cases this may not be warranted in view of the many other uncertainties involved in defining the soil properties for specific engineering applications. Once ye is known, the damping ratio p can be estimated from widely available experimental data in the form of damping-versus-strain curves (e.g., Ref. 33). Typical values for p at different levels of strain, yer are: for 7e = lCT5, p « 0.02; for ye = 10 -4 , p « 0.05; and for ye = 10~3, p = 0.10-0.15. The dashpot coefficient, cm, is related to p by an expression similar to Eq. 2, in which C is replaced by cm, D by p, and K by a local soil modulus, k = k(z). Thus, Eq. 2 gives cm~2k^ (9) to k = a secant modulus defined as the ratio of the static local soil reaction against a unit length of pile, p = p(z), over the corresponding pile deflection, ys(z); i.e.: 29 J. Geotech. Engrg., 1984, 110(1): 20-40 Hz) = ^ \ (10) Downloaded from ascelibrary.org by ZHANGYUAN NI on 02/25/19. Copyright ASCE. For personal use only; all rights reserved. ys(z) Notice that p(z) has units of force/length and k(z) of force/(length) 2 . The determination offc(z)is fairly straightforward and falls within the first step of the proposed method, i.e., the estimation of the static deflection profile, ys(z). If a beam-on-Winkler-foundation type formulation with a linear elastic subgrade k„(z) were used to derive ys(z), then k(z) would be k{z) = k0(z)b (11) On the other hand, if a nonlinear "p-y" type analysis were done in step 1, k(z) would be obtained directly from p(z) and ys(z), by means of Eq. 10. Conversely, p(z) and ys(z) can be backfigured from available instrumented field load test results in order to estimate k(z) with Eq. 10. Furthermore, if theory of elasticity is used to predict ys(z), using boundary-integral or finite-element codes, k(z) can be obtained from the local soil Young's modulus £s(z) (5,8,14,15,20,25,35): k(z) = 8 E,(z) (12) The coefficient, 8, independent of z, might be selected such that the top deflection of the pile supported by independent elastic springs of modulus 8Es(z), per unit length, is the same as the "true" deflection of the pile embedded in an elastic continuum of Young's modulus Es(z). For long 'flexible' piles, 8 turns out to be mainly a function of the type of soil profile, the type of head loading and the relative stiffness of the pile with respect to soil. Fig. 7 provides guidance for the selection of 8 in practical applications. The hatched ranges in the figure bound results obtained for two extreme soil profiles (a homogeneous and a linearly inhomogeneous), two extreme types of loading (fixed-head and free-head conditions), and a wide range of pile to soil stiffness ratios, as expressed by S Ep/Es or S E p /E s . Notice the sensitivity of 8 to the type of loading conditions ("fixed" versus "free"). On the other hand, the stiffness ratio appears to be much more important for free-head than for fixed-head loaded piles. For typical soils and piles, 8 « 1.0-1.2 for fixed-head and 8 « 1.5-2.5 for freehead conditions. Kagawa and Kraft (14,15) derived a similar 8 factor by equating the work done by the soil reactions along the pile; their results are generally consistent with those of Fig. 7. Three numerical examples are now presented illustrating the detailed application of the method and demonstrating its technical and economic advantages. Note that all computations in these examples, beyond the determination of the static response, can be performed by hand, without the use of a computer. FIRST APPLICATION: PIPE PILE IN STIFF HOMOGENEOUS SOIL STRATUM An end-bearing steel pipe-pile having outside and inside diameters b = 1.0 m and b, = 0.9 m, is embedded in a 25-m deep homogeneous overconsolidated soil stratum underlain by rigid bedrock. The pile is subjected to fixed-head type harmonic oscillations, to which the soil re30 J. Geotech. Engrg., 1984, 110(1): 20-40 Downloaded from ascelibrary.org by ZHANGYUAN NI on 02/25/19. Copyright ASCE. For personal use only; all rights reserved. sponds as a linear hysteretic solid of constant Young's modulus Es = 172.0 MPa (1 MPa = 1,000 kPa; 1 kPa = 1 kN/m 2 ), constant Poisson's ratio v = 0.40 and constant hysteretic damping ratio p = 0.05. In addition: soil mass density ps = 1.90 T/m 3 ; shear modulus Gs = Es/[2(1 + v)] = 172.0/2.8 « 61.5 MPa; and S-wave velocity Vs = (61,500/1.90)1/2 « 180.0 m/s. These properties are typical of stiff overconsolidated clay deposits. The question is to determine the dynamic values of K(f) and D(/) at the head of the pile for loading frequencies, /, ranging from 0-20 cycles/ sec (Hz), using the proposed method. Some preliminary computations must be done to ensure that the method is indeed applicable in this case. Tables 1 and 2 are consulted for estimating the dynamic active pile length, l„. The cross section shape factor S = 1 - (0.9/1)4 = 0.344 leading to a pile-soil stiffness ratio, S Ep/E$ = 0.344 X 2.5 x 108/172,000 = 500, in which Ep = 2.5 X 108 kPa is the modulus of steel. Therefore, /SE\V5 I, = 3.3 I — l J b = 3.3 x (500)1/5 x 1.0 = 11.5 m (13) which is clearly less than the actual pile length, L = 25 m. Hence, the pile is 'flexible' and our simplified method can be utilized. Step 1.—-The static pile deflection profile, ys{z), due to a unit horizontal force, P„ = 1, and without any rotation at the top is readily available in closed-form from beam-on-Winkler-foundation analysis (30,36). After estimating k = 8ES « 1.25 x 172.0 - 215.0 MPa (where 8 is obtained Lorqe-Diameter Steel Pipe-Pile in Homogenous Soil Stratum 0-0.05 4' A"T I 0 I tn ! i 2'n I 10 1 1 20 f i n Hz (o) (b) FIG. 8.—First Application of the Proposed Method: (a) Problem Geometry and Static Pile Deflection Profile; (h) Comparison of Predictions by Method with Independently Published Dynamic FE Results 31 J. Geotech. Engrg., 1984, 110(1): 20-40 from Fig. 7 for S Ep/Es = 500), w e construct the normalized profile, Y$(z) = ys(z)/y0(z), which is s h o w n in Fig. 8(a). The static stiffness is (30,36) Downloaded from ascelibrary.org by ZHANGYUAN NI on 02/25/19. Copyright ASCE. For personal use only; all rights reserved. / \1/4 Ks = (4E p I p ) 1/4 k3/i - ( 4 x 2.5 x 108 x — x l 4 x 0.344J x (2.15 x 10 5 ) 3/4 ~ 6.4 x 10 s k N / m (14) Step 2.—We start with material damping. Since d a m p i n g ratio a n d soil modulus are both i n d e p e n d e n t of z, Eqs. 9 a n d 12 yield a depth-independent coefficient = 2 X 2.15 x 105 x - = 4.3 x 1 0 5 - cm = 2k(0 CO (15) (0 The distributed radiation d a s h p o t coefficients for shallow a n d greater depths are computed from Eqs. 7. For z s zr = 2.5 x 1 = 2 . 5 m cr = cri = 4B P s V s (1.67a; 1 / 4 ) = 4 x 0.5 x 1.9 x 180 X 1.67a0~1/4 = 1,142a; 1 '' 4 (16) while for z > 2.5 m, given that v = 0.40, cr» cn « 4B P s y s (2.578« 0 - 1 / 4 ) « l,763a 0 ~ 1/4 (17) Step 3.—The pile-head " d a s h p o t " coefficient, C, is estimated from the energy relationship, Eq. 3: /-25 C = cm\ ,-2.5 Y\dz + cn Jo Jo [25 Y]dz + cr2 Y*dz J2.5 (18) The above three integrals can be evaluated analytically in this particular case. They are found to be approximately equal to 2.23, 1.84 a n d 0.39, respectively. Consequently, Eqs. 15-18 yield: C - 2.23 x 4.3 x 1 0 5 - + (1.84 x 1,142 + 0.39 x l,763)fl 0 _1/4 do » 9.59 x 105 - + 2,788fl0_1/4 (19) CO Alternatively, the effective pile-head d a m p i n g ratio is coC 9.59X105S tab 180 2,788fl0_1/4 D« — = -. + — x — x — • 2KS 2 x 6.4 x 105 V3 0.5 2 x 6.4 x 105 « 0.75(3 + 0.78a; 3 / 4 (20a) D « 0.038 + 0.037/ 3 / 4 (20b) Step 4.—The fundamental natural frequency, / „ , of the soil stratum due to vertically propagating (horizontally polarized) S waves is Vs 180 /„ = 0.25 — = 0.25 x — = 1.80 H z (21) H 25 At frequencies lower t h a n 1.80 H z the d a m p i n g ratio is taken as conor 32 J. Geotech. Engrg., 1984, 110(1): 20-40 Downloaded from ascelibrary.org by ZHANGYUAN NI on 02/25/19. Copyright ASCE. For personal use only; all rights reserved. stant, equal to 0.038; at frequencies higher than 2/„ = 3.60 Hz, D is given by Eq. 20b; and a linear interpolation is assumed for the intermediate frequency range, 1.80 < / < 3.60. The resulting D = D(f) is shown in Fig. 8(b) and compared to the "actual" curve, obtained from a FE analysis performed by the authors using the formulation of Blaney et al. (5). The agreement is very good in Fig. 8(b), throughout the wide frequency range examined. Particularly remarkable is the successful prediction that the effective hysteretic damping ratio at the top of the pile-soil system is only about 75% of the hysteretic damping ratio in the soil. Such a value may seem strange, but in fact it is a natural consequence of the assumed perfectly elastic behavior for one of the two components of the system, the pile. The variation with frequency of the pile-head "spring" coefficient, K, is readily constructed with the help of Fig. 3(a) for S Ep/Es = 500, since K, (6.4 X 106 kN/m) and /„ (1.80 Hz) are already known. Fig. 8(b) portrays K = K(f). In this case the "actual" FE curve essentially coincides with the constructed curve, as the example in Fig. 8 is the same as the case used to construct Fig. 3(a). The agreement between predicted and "actual" K(f) curves may not necessarily be as good in more general cases. SECOND APPLICATION: CONCRETE PILE IN SOFT NORMALLY CONSOLIDATED CLAY STRATUM A b = 0.35 m, L = 14 m circular concrete pile of modulus Ep = 2.5 x 107 kPa is embedded in a deposit of very soft, normally consolidated saturated clay underlain by rigid bedrock (Fig. 9(a)). The soil responds Smojl-Diomater Concrete Pile in Inhomoqenous Soil Strotom In) lb) FIG. 9.—Second Application of the Proposed Method: (a) Problem Geometry and Static Pile Deflection Profile; (b) Comparison of Predictions by the Method with Independently Published Dynamic FE Results 33 J. Geotech. Engrg., 1984, 110(1): 20-40 Downloaded from ascelibrary.org by ZHANGYUAN NI on 02/25/19. Copyright ASCE. For personal use only; all rights reserved. as a linear hysteretic solid having undrained Young's modulus Es = 380ff„, constant Poisson's ratio v = 0.49 and constant damping ratio (3 = 0.05. [Note that the assumption of constant p = 0.05 is made only in order to compare the results with those of a previously published FE study (40).] Term av is the effective vertical stress and at a particular depth z is equal to av = (ys - yw) z » (16.5 - 10)z = 6.52, in which -ys = 16.5 kN/m 3 is the saturated unit weight of the soil and ya » 10 kN/ m3 is the unit weight of water. Thus, Es increases linearly with depth: £s « 380(6.52) » 2,470z; the characteristic modulus at a one-diameter depth is Es = 2,470 x 0.35 » 864 kPa and the corresponding S-wave velocity Vs * [864/(1.65 X 2.98)]1/2 « 13.3 m/s. The wave velocity at the middle of the deposit is about 60 m/s. [Note that these soil properties are somewhat similar to those of the Drammen clay used in the pile study of Angelides and Roesset (1).] In this case the crosssection shape factor S = 1 and, thus, S Ep/Es = 2.5 X 107/864 « 29,000, and, from Table 1, the dynamic active length is /SE\1/6 /„ = 3.2 I —v-J b « 3.2 X (29,000)1/6 X 0.35 = 6.2 m < L = 14 m . . . . (22) indicating a clearly 'flexible' pile for which the proposed method is applicable. Step 1.—The normalized static pile deflection profile, Ys(z), obtained from a FE analysis (5), is shown in Fig. 9(a). The static stiffness is found to be about 6,600 kN/m, a value which checks with the expression proposed in Refs. 17 and 40. (S E x °'35 Ks - 0 . 6 0 b E , l - ^ = 0.60 x 0.35 x 864 x (29,000)035 - 6,615 kN/m (23) Step 2.—From Fig. 7 for S Ep/Es = 29,000 obtain 8 = 1.13; hence cm = cjz) = 28ES - = 2 x 1.13 x 2,4702 x - = (5,582 - J z W (0 \ (24) (0/ which, in this case, is proportional to depth. From Eqs. 7 we obtain for 2 < zr = 2.5 x 0.35 = 0.88 m: cri = cr{z) = 4BpsFs(2){1.669[a0(z)]-1/4} - 93.5/" 1/4 z 5/8 {25a) and for z > 0.88 m: cn = cri(z) « 4BPsVs(2){2.97[fl0(2)r1/4} - 166/- 1/4 z 5/8 Step 3.—Eq. 3 takes the form ,•5.20 w +166 r- zY2sdz+ C - 5,582Jo (25b) /.0.88 3.5 L Jo z5/8Y2sdz z5/eY2sdz f~m (26) The three integrals are numerically computed to be 1.35, 0.42 and 0.70, 34 J. Geotech. Engrg., 1984, 110(1): 20-40 respectively; hence C « 7,536 - + 156f-1H (27) to Downloaded from ascelibrary.org by ZHANGYUAN NI on 02/25/19. Copyright ASCE. For personal use only; all rights reserved. The effective damping ratio at the pile-head becomes a>C 7,536 -B 2 T T / X 1 5 6 ,., ~^r^5+Tk^5>^-0.57P D + 0.074^ (28) Step 4.—The fundamental natural frequency, /„, of the soil stratum in vertical S-waves is given by (7,40) 1/2 /14^1/2 x = 1.15 Hz (29) v ; IT 14 \0.35/ At frequencies, /, lower than 1.15 Hz the damping ratio, D, is taken constant, equal to 0.57 B = 0.57 X 0.05 - 0.0285; in the range / > 2/„ = 2.30 Hz, D is given by Eq. 28; and in the intermediate frequency range D is estimated by a linear interpolation. The resulting D = D(/) compares very favorably with the "actual" FE curve, as is evidenced in Fig. 9(b). Notice that for this particular soil profile the effective hysteretic damping ratio of the system is a smaller fraction (57%) of the hysteretic damping in the soil, compared to the damping in the homogeneous profile of the previous example. Finally, the variation with frequency of the pile-head "spring" coefficient, K, is constructed with the help of Fig. 3(d) for S Ep/Es = 29,000, once Ks (6,615 kN/m) and/„ (1.15 Hz) have been determined. 0.60 x 13.3 THIRD APPLICATION: CONCRETE FILLED STEEL PILE FLOATING IN A REALISTIC LAYERED PROFILE The proposed method is now tested with a realistic layered soil profile, typical of those encountered in the San Francisco Bay Area. As pictured in Fig. 10(d), the profile consists of seven main layers and is underlain by bedrock located at about 60 m below the ground surface. A 4.2 m thick sandy fill covers the site, below which lies a 7.8 m thick layer of normally consolidated San Francisco Bay Mud. The remaining layers consist of stiff and very stiff clays interbedded with a 2.0 m layer of sand at a depth of 28.0 m. The properties of each layer, described in Fig. 10(a) through their Young's modulus, E s , Poisson's ratio, v, and hysteretic damping ratio, B, were selected to be generally consistent with measured values in these types of soil. Note in Fig. 10 that the values of B are different for the different layers. A very large diameter (1.4 m) concrete-filled steel-pipe pile, of 0.085m pipe thickness, was selected for this example. This pile diameter is somewhat larger than the largest piles usually driven on-shore for buildings and bridges. The pile was selected as an extreme example of high stiffness, to test the proposed method and to show that even some of the stiffest piles can be treated as "flexible" from the viewpoint of their lateral response. In the example, the pile is embedded in the upper 34 m of the deposit, i.e., with its tip 4.0 meters within the lower (very stiff) clay layer. 35 J. Geotech. Engrg., 1984, 110(1): 20-40 20Q 400 6QQ <=* Downloaded from ascelibrary.org by ZHANGYUAN NI on 02/25/19. Copyright ASCE. For personal use only; all rights reserved. Son Fmnclieo Gay Mud p,«l.70t/m 3 ym? FIG. 10.-—Third Application of the Proposed Method: (a) Realistic Layered Soil Profile; (b) Static Pile Deflection Profile The pile must be designed against lateral dynamic loads with frequencies, /, ranging from about 0-22 Hz. From Table 2, the cross section shape factor is S.l-(^V + 0. 1 o(H?y. 0 .46.Vl.40/ Vl-40/ (30) leading to an "effective" pile modulus S Ep = 0.46 x 2.5 x 108 = 1.15 x 108 kPa. For a crude estimate of the dynamic active length, /„, we observe [Fig. 10(1;)] that a representative soil modulus, ESfiV, can be anywhere from, say 80.0 MPa to 200.0 MPa. These values lead to a stiffness ratio S EP/ES/OT ranging from about 580-1,440. Table 1, then, indicates that the effective dynamic length, Z„, will most likely be on the order of 20.0 meters—certainly less than the 34.0 m actual pile length. A static FE analysis yields the normalized deflection profile, Ys, portrayed in Fig. 10(b), and a stiffness Ks » 0.9 x 106 kN/m. (As a crude order-of-magnitude check: using the expression suggested in Ref. 8 with the aforementioned range of Esav values one gets the range 0.50 x 106 <KS< 1.10 x 106 kN/m.) Application of the method is now straightforward. The soil is discretized into 18 sublayers along the length of the pile. For each sublayer, cm, cmY2Az, cr and cfY2Az are computed (Eqs. 7, 9, 12). Table 3 depicts these computations. The choice of 8 « 1.35 for Eq. 12 is based on Fig. 7 and on the fact that this soil profile is somewhere in-between a homogeneous and a linearly-inhomogeneous one; clearly some engineering judgment is needed for this choice. The integral of Eq. 3 is easily evaluated from this table by adding up Cols. 10 and 11. The effective pile-head damping ratio is D 53,858 2K. 6 2 x 0.9 x 10 15,061 x 2irf , ... L Vi 3/4 — 2 x 0.9 x 106f~ « 0.33 + 0.053/ . 36 J. Geotech. Engrg., 1984, 110(1): 20-40 (31) TABLE 3.—Computation of Damping for Pile in San Francisco Bay Area Profile Layer number Downloaded from ascelibrary.org by ZHANGYUAN NI on 02/25/19. Copyright ASCE. For personal use only; all rights reserved. 0) 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 Az (2) 0.42 0.42 0.43 0.43 0.64 0.64 0.64 0.64 1.71 1.71 1.93 2.18 3.21 3.21 4.30 5.00 2.00 4.00 2 = 34 P (3) 0.04 0.04 0.04 0.04 0.04 0.04 0.04 0.04 0.07 0.07 0.07 0.07 0.03 0.03 0.03 0.02 0.02 0.02 Es (4) 58 87 116 132 132 132 132 132 86 86 86 86 200 200 200 357 273 480 Vs (5) 112 135 159 165 165 165 165 165 130 130 130 130 184 184 184 257 232 300 cocm (6) 6,264 9,396 12,528 12,920 12,920 12,920 12,920 12,920 16,254 16,254 16,254 16,254 16,200 16,200 16,200 19,278 14,742 25,920 Crf'4 (7) 2,085 2,662 3,303 3,536 3,536 3,536 3,589 4,563 4^272 4,272 4,272 4,272 6,888 6,888 6,888 8,746 7,404 10,734 ys (8) 0.996 0.978 0.962 0.920 0.88 0.81 0.75 0.68 0.58 0.41 0.27 0.16 0.07 0.03 0.015 0.010 0.002 0.0 w 2 Ys2 u>c„,Y*&z crf Y , Az (10) (9) (11) 0.992 2,610 869 0.956 3,773 1,069 0.925 1,314 4,983 0.846 4,700 1,286 0.774 1,751 6,400 0.656 5,424 1,485 0.562 4,647 1,290 0.462 3,820 1,348 0.336 9,340 2,454 0.166 4,613 1,212 0.073 2,290 601 0.026 922 241 0.005 260 109 0.001 22 53 0.0002 14 6 0.0001 9 4 0.0 0 0 0.0 0 0 53,858 15,061 Note: Az: m; E s : MPa; Vs: m/s; cm and c r : kN • s/m. 07 0.6 05 0.4 D 0.3 02 0 10 20 IXIO 6 Proposed Method 3 - D Finite Element Analysis * 0.5XI0 6 0 10 f i n Hz 20 FIG. 11.—Third Application: Comparison of Predictions by Method with Dynamic FE Results 37 J. Geotech. Engrg., 1984, 110(1): 20-40 Downloaded from ascelibrary.org by ZHANGYUAN NI on 02/25/19. Copyright ASCE. For personal use only; all rights reserved. Eq. 31 is plotted in Fig. 11, after being modified at frequencies lower than 2/„, in which /„ is estimated to be 1.30 Hz, by using the simplified Rayleigh Procedure described in Ref. 7. The very favorable agreement with the corresponding FE curve is evident and needs no further elaboration. The comparison of the K(f) curves is also portrayed in Fig. 11. The agreement here is absolutely no surprise, since the largest and the smallest values of the FE computed K(f) are within 10% of Ks. CONCLUSIONS AND ADDITIONAL CAPABILITIES OF THE MODEL Determining the dynamic response of laterally loaded piles embedded in a layered soil deposit is not a routine operation. At present, it requires the use of rather complicated and not widely available computer programs—a time and money consuming process. The writers have presented a practical alternative; a simplified procedure whose starting point is the estimation of the static pile deflection profile. From there on, the method is based on simple physical approximations which have been to a large extent verified, both directly and indirectly. These approximations refer to the nature of radiation and material damping at different depths along the pile-soil interface; the way these individual effects combine; and the influence of the natural frequency of the whole deposit on the response of the pile. Not only are the computations of the method very simple and straightforward such that a computer is not required, but, also, the engineer has a clear picture of the assumptions and uncertainties involved at every step of the analysis. Thus, he is encouraged to use his judgment throughout the process. Moreover, noncircular pile geometries can be easily analyzed with the help of Table 2 and use of the simple radiation damping model. Equally significant is the potential of the proposed method for considering other effects. Phenomena such as the lateral variation of soil modulus due to the influence of pile installation, and the nonlinear soil behavior during large-amplitude vibration can in principle be handled by the method, although further research is still needed. In conclusion, the proposed model is simple, has so far compared very favorably with dynamic finite-element analyses, and seems very promising in areas where the current state-of-the-art of pile analysis is not well developed. ACKNOWLEDGMENT The authors are grateful to William J. Gardner for his useful suggestions. APPENDIX.—REFERENCES 1. Angelides, D. C , and Roesset, J. M., "Nonlinear Lateral Dynamic Stiffness of Piles," Journal of the Geotechnical Engineering Division, ASCE, Vol. 107, No. GT11, Nov., 1981, pp. 1443-1460. 2. Banerjee, P. K., and Davies, T. G., "The Linear Behavior of Axially and Laterally Loaded Single Piles Embedded in Nonhomogeneous Soils," Geotechnique, Vol. 28, No. 3, 1978, pp. 309-326. 38 J. Geotech. Engrg., 1984, 110(1): 20-40 Downloaded from ascelibrary.org by ZHANGYUAN NI on 02/25/19. Copyright ASCE. For personal use only; all rights reserved. 3. Bea, R. G., "Dynamic Response of Piles in Offshore Platforms," Special Technical Publication on Dynamic Response of Pile Foundations: Analytical Aspects, ASCE, O'Neill and Dobry, eds., Oct., 1980, pp. 80-109. 4. Berger, E., Mahin, S. A., and Pyke, R., "Simplified Method for Evaluating Soil-Pile Structure Interaction Effects," Proceedings of the 9th Offshore Technology Conference, OTC Paper 2954, Houston, Tex., 1977, pp. 589-598. 5. Blaney, G. W., Kausel, E., and Roesset, J. M., "Dynamic Stiffness of Piles," Second International Conference on Numerical Methods in Geomechanics, Vol. II, Virginia Polytechnic Institute and State University, Blacksburg, Va., June, 1976, pp. 1001-1012. 6. Desai, C. S., and Kuppusamy, T., "Applications of a Numerical Procedure for Laterally Loaded Structures," Numerical Methods in Offshore Piling, Institution of Civil Engineers, London, England, 1980, pp. 93-99. 7. Dobry, R., Oweis, I., and Urzua, A., "Simplified Procedures for Estimating the Fundamental Period of a Soil Profile," Bulletin of the Seismological Society of America, Vol. 66, No. 4, 1976, pp. 1293-1321. 8. Dobry, R., Vicente, E., O'Rourke, M. J., and Roesset, J. M., "Horizontal Stiffness and Damping of Single Piles," Journal of the Geotechnical Engineering Division, ASCE, Vol. 108, No. GT3, Mar., 1982, pp. 439-459. 9. Faruque, M. O., and Desai, C. S., "3-D Material and Geometric Nonlinear Analysis of Piles," Proceedings of the Second International Conference on Numerical Methods in Offshore Piling, University of Texas at Austin, Tex., 1982, pp. 553-575. 10. Franklin, J. N., and Scott, R. F., "Beam Equation with Variable Foundation Coefficient," Journal of the Engineering Mechanics Division, ASCE, Vol. 105, No. EM5, 1979, pp. 811-827. 11. Gazetas, G., "Analysis of Machine Foundation Vibrations: State-of-the-Art," International Journal of Soil Dynamics and Earthquake Engineering, Vol. 2, No. 1, 1983 (presented in the International Conference of Soil Dynamics, held at Southampton University, July, 1982), pp. 2-43. 12. Gazetas, G., "Vibrational Characteristics of Soil Deposits with Variable Wave Velocity," International Journal for Numerical and Analytical Methods in Geomechanics, Vol. 6, No. 1, 1982, pp. 1-20. 13. Georgiadis, M., and Butterfield, R., "Laterally Loaded Pile Behavior," Journal of the Geotechnical Engineering Division, ASCE, Vol. 108, No. GT1, 1982, pp. 155-165. 14. Kagawa, T., and Kraft, L., "Seismic p-y Response of Flexible Piles," Journal of the Geotechnical Engineering Division, ASCE, Vol. 106, No. GT8, Aug., 1980, pp. 899-918. 15. Kagawa, T., and Kraft, L. M., "Lateral Load-Deflection Relationship of Piles Subjected to Dynamic Loadings," Soils and Foundations, Vol. 20, No. 4, 1980, pp. 19-36. 16. Kaynia, A. M., and Kausel, E., "Dynamic Behavior of Pile Groups," Proceedings of the 2nd International Conference on Numerical Methods in Offshore Piling, University of Texas at Austin, Tex., 1982, pp. 509-531. 17. Krishnan, R., "Static and Dynamic Response of Piles," thesis submitted to the Rensselaer Polytechnic Institute, in Troy, New York, in 1982, in partial fulfillment of the requirements for the Degree of Master of Science. 18. Kuhlemeyer, R. L., "Static and Dynamic Laterally Loaded Floating Piles," Journal of the Geotechnical Engineering Division, ASCE, Vol. 105, No. GT2, Proc. Paper 14394, Feb., 1979, pp. 289-304. 19. Kuhlemeyer, R. L., and Lysmer, J., "Finite Element Method Accuracy for' Wave Propagation Problems," Journal of the Soil Mechanics and Foundations Division, ASCE, Vol. 99, No. SM5, Proc. Paper 9703, May, 1973, pp. 421-427. 20. Liou, D. D., and Penzien, J., "Mathematical Modeling of Piled Foundations," Numerical Methods in Offshore Piling, Institution of Civil Engineers, London, England, 1980, pp. 69-74. 21. Lysmer, J., and Richart, F. E., Jr., "Dynamic Response of Footings to Vertical Loading," Journal of the Soil Mechanics and Foundations Division, ASCE, Vol. 39 J. Geotech. Engrg., 1984, 110(1): 20-40 Downloaded from ascelibrary.org by ZHANGYUAN NI on 02/25/19. Copyright ASCE. For personal use only; all rights reserved. 92, No. SMI, Proc. Paper 4592, Jan., 1955, pp. 65-91. 22. Matlock, H., and Reese, L. C , "Generalized Solutions for Laterally Loaded Piles," Journal of the Soil Mechanics and Foundations Division, ASCE, Vol. 86, No. SM5, 1960, pp. 63-91. 23. Matlock, H., "Correlations for Design of Laterally Loaded Piles in Soft Clay," Proceedings of the 2nd Annual Offshore Technology Conference, Paper No. OTC 1204, Houston, Tex., 1970, pp. 577-594. 24. Nogami, T., and Novak, M., "Resistance of Soil to a Horizontally Vibrating Pile," International Journal of Earthquake Engineering and Structural Dynamics, Vol. 5, No. 3, July-Sept., 1977, pp. 249-262. 25. Nogami, T., and Novak, M., "Coefficients of Soil Reaction to Pile Vibration," Journal of the Geotechnical Engineering Division, ASCE, Vol. 106, No. GT5,1980, pp. 565-568. 26. Novak, M., Nogami, T., and Aboul-EUa, F., "Dynamic Soil Reactions for Plane Strain Case," Journal of the Engineering Mechanics Division, ASCE, Vol. 104, No. EM4, Proc. Paper 13914, 1978, pp. 953-959. 27. O'Rourke, M. J., and Dobry, R., "Spring and Dashpot Coefficient for Machine Foundations on Piles," Proceedings of the American Concrete Institute International Symposium on Foundation for Equipment and Machinery, Mar., 1979, Milwaukee, Wise. 28. Penzien, J., Scheffley, C. F., and Parmelee, F. A., "Seismic Analysis of Bridges on Long Piles," Journal of the Engineering Mechanics Division, ASCE, Vol. 90, No. EM3, Proc. Paper 3953, June, 1964. 29. Poulos, H. G., "The Behavior of Laterally-Loaded Piles: 1. Single Piles," Journal of the Soil Mechanics and Foundations Division, ASCE, Vol. 97, No. SM5, 1971, pp. 711-731. 30. Poulos, H. G., and Davis, E. H., Pile Foundation Analysis and Design, John Wiley and Sons, New York, N.Y., 1980. 31. Randolph, M. F., "Response of Flexible Piles to Lateral Loading," Geotechnique, Vol. 31, No. 2, 1981, pp. 247-259. 32. Reese, L. C , "Laterally Loaded Piles: Program Documentation," Journal of the Geotechnical Engineering Division, ASCE, Vol. 103, No. GT4, 1977. 33. Richart, F. E., Jr., and Wylie, E. B., "Influence of Dynamic Soil Properties on Response of Soil Masses," Structural and Geotechnical Mechanics, W. J. Hall, ed., Prentice-Hall Inc., Englewood Cliffs, N.J., 1977, pp. 141-162. 34. Roesset, J. M., "Stiffness and Damping Coefficients of Foundations," Special Technical Publication on Dynamic Response of Pile Foundations: Analytical Aspects, ASCE, O'Neill and Dobry, eds., Oct., 1980. 35. Roesset, J. M., and Angelides, D., "Dynamic Stiffness of Piles," Numerical Methods in Offshore Piling, Institution of Civil Engineers, London, England, 1980, pp. 75-81. 36. Scott, R. F., Foundation Analysis, Prentice-Hall Inc., Englewood Cliffs, N.J., 1981. 37. Stevens, J. B., and Audibert, J. M. E., "Reexamination of p-y Curves Formulations," Proceedings of the 11th Offshore Technology Conference, Paper No. OTC 3402, Houston, Tex., 1979, pp. 397-403. 38. Sullivan, W. R., Reese, L. C , and Fenske, C. W., "Unified Method for Analysis of Laterally Loaded Piles in Clay," Numerical Methods in Offshore Piling, Institution of Civil Engineers, London, England, 1980, pp. 135-146. 39. Velez, A., "Response of Piles to Lateral Load and Base Motion," thesis presented to the Rensselaer Polytechnic Institute, Troy, New York, in 1982, in partial fulfillment of the requirements for the degree of Master of Science. 40. Velez, A., Gazetas, G., and Krishnan, R., "Lateral Dynamic Response of Constrained-Head Piles," Journal of Geotechnical Engineering, ASCE, Vol. 109, No. 8, Aug., 1983. 40 J. Geotech. Engrg., 1984, 110(1): 20-40