Intellectual Property Rights Part II Dr. Saurabh Verma PhD (IPR), PGDIPR Assistant Professor Department of Management Studies NIT Silchar (Assam) 788010 Creation……………. Protection…………. Commercialization………. Copyright@Saurabhverma Copyright@Saurabhverma Why patent? You can not derive commercial or monitory value from it (e.g., license it or sell it) You cannot enforce any rights for the publication (e.g., sue anybody for infringement) Somebody can take that same invention and add few improvements and file a patent and even get it Your idea, which may have lot of potential, can not now be developed into your Intellectual Property, but it is merely lying as a charity in public domain Prestige and ranking of institute as well as Students can grow exponentially if it protects its research efforts, which helps in the placement of students as well Patent (Indian Patent Act, 1970) ⮚ Derived from a word ‘Patene’ which means ‘to open’ ⮚ It is a legal grant of monopoly rights for some fixed term to the creators of new and useful invention in return of his disclosing the invention. ⮚ Patents may be granted for both product and processes in all technological fields. ⮚ The term for patent protection is 20 years from the date of filing for both product as well as process Patents. ⮚ Patents are the territorial Rights Copyright@Saurabhverma Invention: Sec.2(1)(J) “Invention” means a new product or process involving an inventive step and capable of industrial application Indian Patents Act, 1970 Patentable subject matter Copyright@Saurabhverma Invention must relate to a Process or Product or both be new (Novel) involve an inventive step be capable of industrial application Should not fall under the exclusions of Section 3 (a-k) and Section 4 Novelty: • Invention must not be published in India or elsewhere in prior public knowledge or prior public use with in India • Claimed/described before in any patent specification in India Novelty and Inventive Step Inventive Step • A feature of an invention that involves technical advance as compared to the existing knowledge or • has economic significance or both, and • makes the invention not obvious to a person skilled in the art Section 3 exclusions (Non Patentable Subject Matters) Section 3(a) Frivolous inventions Inventions contrary to well established natural laws Examples: a machine that gives more than 100% performance, perpetual machine Section 3(b) Commercial exploitation or primary use of inventions, which is contrary to: public order or morality and/or causes serious prejudice to health or human, animal, plant life or to the environment. Examples: addiction drug, gambling machine, drug to suicide/inducing depression, device for auto theft, biological warfare material or device, tobacco smoking, weapons of mass destruction, terminator gene technology, embryonic stem cells. Section 3 exclusions (Non Patentable Subject Matters) Section 3 (c) mere discovery of a scientific principle or formulation of an abstract theory or discovery of any living thing or discovery of non–living substance occurring in nature Examples: Einstein’s theorems on relativity; Newton’s Laws, Laws of genetics, superconductivity, discovery of micro-organism, new species of a frog, discovery of natural gas or a mineral. Important: naturally occurring micro-organisms are NOT patentable but Genetically modified microorganisms (GMOs) are patentable. Section 3 exclusions (Non Patentable Subject Matters) Section 3 (d) The mere discovery of a new form of a known substance which does not result in the enhancement of the known efficacy of that substance Explanation: For the purposes of this clause, salts, esters, ethers, polymorphs, metabolites, pure form, particle size, isomers, mixture of isomers, complexes, combinations and other derivatives of known substances shall be considered to be the same substance, unless they differ significantly in properties with regard to their efficacy. Examples: Polymorphs, Crystalline forms of known substances Section 3 exclusions (Non Patentable Subject Matters) Section 3 (d): Mere discovery of any new property or new use for a known substance or of the mere use of a known process, machine or apparatus, unless such known process results in a new product or employs at least one new reactant. Examples: Paracetamol for cancer,, new use of Aspirin for heart ailments Section 3 exclusions (Non Patentable Subject Matters) Section 3 (f) Mere arrangement or re-arrangement or duplication of known devices, each functioning independently of one another in a known way Examples: Fan with LED, a lunch box fitted with heater, an umbrella with fan, a TV and radio in a single cabinet, a flourmill provided with sieving. Section 4 exclusion (Non Patentable Subject Matters) Inventions falling within Section 20 (1) of the Atomic Energy Act, 1962 are not patentable Example: Inventions relating to compounds of Uranium, Beryllium, Thorium, Plutonium, Radium, Graphite, Lithium and more as notified by Central Govt. from time to time. TYPES OF PATENTS Patent means, the grant by a government of the country to one or more individuals for a limited period of time, the exclusive rights of making, selling or using the invention for which a patent has been granted and also the right to, by the holders of such a right, for authorizing others to do so, under license. In practice, it is a negative right, which prevents others from using the invention without the legal consent of the patent holder(s) There are four major types of Patents: ⚫ Standard Patent ⚫ A Patent of Addition ⚫ Utility Model Patent ⚫ New use Patent Copyright@saurabhverma Jurisdiction of a granted patent So, What is World patent? Is it true or a misconception? ⚫ Patents are valid only in the territorial jurisdiction of a country, which means that a patent granted in India is valid only within the territorial boundaries of India and not valid in any other country. ⚫ In case an inventor wishes to seek protection in other countries he has to apply in that country for patent protection, follow their rules and regulations and secure a patent grant for his product or process in that country. Copyright@saurabhverma Another important point It is extremely important to note that once a patent has been granted in anyone country in the world, it becomes prior art and consequently is deemed to be in the public domain, in all other countries where the patent application, was not filed within the time stipulated that is 12 months from the date of filing the patent application in anyone country, unless a convention application /PCT application is filed within 12 months. Copyright@saurabhverma Sources of Patent Information Information on Indian and foreign patents is available at ⚫ The patent information system (PIS) in Nagpur. ⚫ NRDC in New Delhi, ⚫ The Patent Facilitation Center (PFC) of the Department of Science and Technology, ⚫ The National Information Center (NIC), New Delhi, ⚫ The Patenting Cell of CSIR, etc. Copyright@saurabhverma What is Prior Art Search Copyright@Saurabhverma Why Prior Art Search? To know existing art in the field of your invention Who Where What When How Patent and Non-Patent Literature: research papers, studies, landscapes, review articles, manuscripts, thesis etc. patents form a rich repertoire of scientific and technical information. E.g., more than 50% patents are reproducible i.e. their results can be reproduced in a laboratory Only 15-20% research papers have reproducible research 80% of world’s new knowledge is available in patent documents Where to search? Many public and paid databases available for patent searching Paid databases like Orbit, Thomson Innovation, Relecura Public databases handled by various governments such as in USA, Europe, Japan, India, Malaysia, UK, Canada etc. Important search databases http://patft.uspto.gov US Patent Office – Only US http://worldwide.espacenet.com/?locale=en_EP European Patent Office – has records of patents filed in major countries including China and Japan Google Patents – EP, PCT, US http://www.google.com/patents Patentscope – from WIPO http://patentscope.wipo.int/search/en/search.jsf Free Patents Online – www.freepatentsonline.com www.ipindia.nic.in (more recently-INPASS) Patent Application Patent Application is a scientific as well as legal document. Main parts of patent application include Title – Generally up to 20-25 words Field of the invention – To point to the examiner about the general field of art – and particular as well. For example general field being automobile or automobile engines, specific field being spark plugs etc. Patent Application Background or Description of Prior Art – This section to describe prior art to your invention. To give examiner where the prior art falls short and lacks, and what are the disadvantages/limitations of the prior art Summary of the invention: A brief technical description of your invention goes here. Mechanisms, various embodiments, examples etc., do not form part of summary. Patent Application Brief Description of Drawings – Here, the drawings and illustrations are briefly described such as Figure 1 is top view of machine X, or Figure 2 is flow of the process as mentioned, etc. Detailed description- The invention is described in details. Various embodiments, variations of your inventions may be listed along with data, examples, advantages. Generally, the invention is described in present tense, while the experimental data and procedures in past tense. Patents on PAPER CLIP PATENT IN US 1896-97 PATENT IN US 1900-1901 PATENTS ON PAPER CLIP: Continuing US PATENT GRANTED ON MARCH 15 2016 https://www.avantel.in/news-patent-277563.php Source: https://company360.in/patent-registration-in-india Copyright@Saurabhverma Difference between old and new Patent Act S. NO INDIAN PATENT ACT 1970 INDIAN PATENT(AMENDMENT) ACT 2005 1 Grant only process patent Product and process patent both 2 Duration of process patent is 7 years Uniform protection period is 20 years 3 Provide automatic compulsory licence Permits compulsory licence on merit basis, under ‘right to licence’ without consent depending upon the case and patent holder is of right holder heard No system for the protection of plant Sui-generis for protection of plant varieties. 4 varieties in India 5 Does not allow protection on life forms Protects microorganisms 6 Importation of drug does not qualified Equal protection to drugs imported or for ‘working in India’ so, no protection manufactured locally Burden of proof for infringement of Burden of proof for process patent lies on process patent lies with the plaintiff defendant/infringer 7 Copyright@Saurabhverma What is Compulsory Licensing Compulsory licensing is when a government allows someone else to produce a patented product or process without the consent of the patent owner or plans to use the patent-protected invention itself. It is one of the flexibilities in the field of patent protection included in the WTO’s agreement on intellectual property — the TRIPS (Trade-Related Aspects of Intellectual Property Rights) Agreement. Nexavar, Bayer v/s NATCO The first compulsory license was issued to NATCO Pharmaceuticals. The CL was granted for the anti-cancer drug Sorafenib a patented product of Bayer sold under the brand name of Nexavar. The rational for the grant of compulsory license for Nexavar was in line with section 84 of Indian patent act 1970. NATCO approached Bayer for a voluntary licensing on reasonable terms; by “paying 3 per cent royalty amount of net sales”. Bayer refused to grant a voluntary license to NATCO. The Section 84 of the act states that, any generic drug manufacturer can approach the patent owner for voluntary CL after completion of 3 years of patent grant on reasonable terms on three basic issues 1. Reasonable requirement of the public has not met, it was reported that the drug is accessible to only 2 percent of the patient. 2. The patented product is not available to the public at a reasonable price as Bayer charge Rs. 2,80,000 for a month long therapy, and 3. The invention is not worked in India. Some Important Patents ⮚ Adding Machine ⮚ Calculator ⮚ Computer ⮚ Automobile ⮚ Printing Press ⮚ Incandescent Lamp ⮚Elevator ⮚ Fertilizer ⮚ Lock ⮚ Radio Copyright@Saurabhverma ⮚ Air Conditioning ⮚ Anesthesia ⮚ Camera ⮚ Instant Photography ⮚ Motion Picture ⮚Telephone ⮚Telegraph ⮚Television ⮚Typewriter Heated Butter Knife Copyright@Saurabhverma Lower Drawer Forming Step for Reaching Up Copyright@Saurabhverma Copyright@Saurabhverma Copyright@Saurabhverma Copyright@Saurabhverma Helmet that keeps your hairstyle intact Copyright@Saurabhverma Copyright@saurabhverma Source: WIPO Statistics Database, March 2022 Copyright@saurabhverma Source: WIPO Statistics Database, March 2022 Copyright@saurabhverma Source: WIPO Statistics Database, March 2022 Copyright@saurabhverma Source: WIPO Statistics Database, March 2022 Copyright@saurabhverma Source: WIPO Statistics Database, March 2022 Copyright@saurabhverma Copyright@saurabhverma Copyright@saurabhverma Source: WIPO Statistics Database, August 2019 Source: WIPO Statistics Database 03/2021 Copyright@saurabhverma PATENT FEE (Figures are in INR) Sr. No. Description Natural Persons (Individual Inventors) Small Entity Other then Small Entity Comment 1. Application for grant of Patent 1600 4000 8000 Mandatory 2. Early publication fee 2500 6250 12500 Optional 3. Request for examination of Patent 4000 10000 20000 Mandatory 4. For every Extra sheet over 30 sheets 160/sheet 400/sheet 800/sheet Mandatory 5. For every Extra claim over 10 claims 320/claim 800/claim 1600/claim Copyright@Saurabhverma Mandatory PATENT OFFICES IN INDIA Copyright@Saurabhverma Office Address Territorial Jurisdiction Mumbai Intellectual Property Office, Boudhik Sampada Bhawan, Near Antop Hill Post Office, S.M.Road,Antop Hill, MumbaiI – 400 037. EMAIL: mumbai-patent@nic.in Maharashtra, Gujarat, Madhya Pradesh, Goa and Chhattisgarh and the UTs of Daman and Diu & Dadra and Nagar Haveli Chennai Intellectual Property Office, Intellectual Property Office Building, G.S.T. Road, Guindy, Chennai-600032, Email: chennai-patent@nic.in Andhra Pradesh, Karnataka, Kerala, Tamil Nadu and the UTs of Pondicherry and Lakshadweep New Delhi Intellectual Property Office, Intellectual Property Office Building, Plot No. 32, Sector 14, Dwarka, New Delhi-110075, Email: delhi-patent@nic.in Haryana, Himachal Pradesh, Jammu and Kashmir, Punjab, Rajasthan, Uttar Pradesh, Uttaranchal, Delhi and the UTs of Chandigarh. Kolkata Intellectual Property Office, Intellectual Property Office Building, CP-2 Sector V, Salt Lake City, Kolkata-700091, Phone : 23671945, 1946, 1987, FAX-033-2367-1988, Copyright@Saurabhverma Email:- kolkata-patent@nic.in The rest of India. Tips for innovators ⮚Do not publish/ present/ display/ discuss your invention before filing a patent application. ⮚Always maintain record of your invention. ⮚Conduct a search before filing an application to judge the feasibility. Copyright@Saurabhverma Dr. Saurabh Verma PhD (IPR), PGDIPR Assistant Professor Department of Management Studies NIT Silchar (Assam) 788010 E-mail: saurabhverma@mba.nits.ac.in Mobile: 8059442520