ISO 9001:2015 - Quiz to Test Your Knowledge (Day 2A) Participant : _______________________________________ Before After 1 Which of the following is NOT the personality of an Internal Auditor? a. Open mind b. Talks a lot c. Observer d. Review _______ _______ 2 Internal auditors must be competent in the following aspects EXCEPT for: a. Quality method b. Quality equipment c. Quality assurance d. All of the above _______ _______ 3 This statement of non-compliance must be clearly stated. a. Details that are lacking b. Objective evidence c. Location d. All of the above _______ _______ 4 Frequency of audit should take into account the following EXCEPT for: a. Number of rejects b. Customer feedback c. Cost of materials d. All of the above _______ _______ 5 Which document should the audit team member prepare before conducting an audit? a. Previous Audit Report b. Form CAR c. Audit Checklist _______ _______ d. Audit Plan 6 Which of the following passages is best used as an audit question technique? a. How can reject rates be controlled? b. Are you sure you understand your procedure? c. I asked you a question _______ d. None of the above _______ 7 When following up on the audit, the Internal Auditor must find: a. The same problem is not repeated b. The cause has been identified c. Action is taken to address this d. All of the above _______ _______ 8 The audit criteria are: a. Audit plan b. A set of questionnaires c. A set of policies, procedures or should be used as a reference during the audit _______ d. All of the above _______ 9 Which of the following is the correct order of audit activity? a. Preparation, planning, performing audits, completing audits, audit findings reports, follow-up b. Carrying out audits, completing audits, planning, preparation, audit findings report, follow up c. Follow-up, planning, preparation, conducting audits, completing audits, audit findings reports d. None of the above _______ _______ Page 1 of 2 10 What are two (2) types of documents that must be prepared before the audit is conducted? a. Corrective Action Form and Audit Checklist b. Audit Report and Audit Checklist c. Audit Plan and Audit Checklist _______ _______ d. Audit Plan and Audit Report 11 Which of the following clause is required to conduct an Internal Audit? a. Quality Management System b. Product Realization c. Both of the above d. Not all of the above _______ _______ 12 To eliminate non-compliance and the detected causes, a. Correction and corrective action should be made by QMR. b. Correction and corrective action should be made by Management for the section itself. c. Correction and corrective action should be made by the Management _______ in charge of the section itself. _______ 13 In preparing an audit, one of the key factors in the selection of the Audit Team is: a. Select all qualified Auditors b. Make sure all auditors are of senior management level c. Selecting an independent auditor from the area to be audited _______ d. On the condition that Team Leader selects the staff they like to work with _______ 14 Why is the audit useful? a. It ensures QMS works and is accurate b. It ensures that employees are always using the process created by the ISO certification c. It gives an overview of how well QMS is working _______ d. All of the above _______ 15 Which of the following is NOT a Deming Cycle? a. Plan b. Act c. Do d. Co-Ordinate _______ _______ 16 Which document should an auditor review during Stage 1 Audit? a. Quality Manual (if any) b. Scope c. KPI d. All of the above _______ _______ 17 What is the purpose of the Team Meeting? a. Ensure that the audit runs smoothly and effectively b. Make sure the scope of the audit is touched c. Observe noncompliance and collect meetings d. All of the above _______ _______ _______ _______ 18 An audit Checklist must be…. 1. Be clear about the evaluation criteria 2. Ready to use QMS documentation 3. Identify records to sample 4. Limit assessment d. 1,3 and 4 a. b. c. d. Page 2 of 2 2 and 4 2 and 3 1,2 and 3 1,3 and 4
