A research essay outlining the process of Chemical Vapour Deposition, specifically in the context of diamond synthesis. Submitted to the Faculty of Science, University of the Witwatersrand, Johannesburg, in partial fulfilment of the requirements for the degree of Bachelor of Science Johannesburg, November 2022 CHEMICAL VAPOUR DEPOSITION OF DIAMOND Independent Research Essay Zangothando Kubheka, 2127264 Abstract Chemical Vapour deposition is categorized as an industrial coating process that leverages thermally induced chemical reactions to produce a desired deposit material on a compatible substrate. The process occurs through the substrate being exposed to the requisite gaseous reagents that are thermally activated in the reaction. These activated reagents then either react with or decompose onto the substrate, producing the target material deposit. Diamond is a material of particular interest because of its combination of chemical and mechanical properties. Namely, its material hardness, chemical inertness and high index of refraction for optical applications. As such, a process where diamond can be synthesized is incredibly useful. There is a rich history of the synthesis of diamond and a variety of processes that can be explored, but the low pressure process proves to be the most effective in terms of quality. The chemical vapour deposition of diamond is a process in which diamond is synthesized at relatively low pressures and temperatures through utilizing thermally induced chemical reactions of hydrogen-rich reagent gases to produce a thin film of diamond on an inert substrate. The diamond produced through this process can be used for mechanical applications in masonry due to its hardness, or as a heat sink in electrical components due to high thermal conductivity and electrically insulating properties. The applications of CVD extend beyond just the synthesis of diamond as the process can be applied in the synthesis of other materials. A particular material of interest being another allotrope of carbon, namely graphene. and subsequently, carbon nanotubes and bucky-paper. i Table of Contents Abstract [i] Table of Contents [ii] 1. Introduction [1] 2. Types of Diamond Synthesis [3] 2.1. High Temperature High Pressure (HPHT) [3] 2.2. Chemical Vapour Deposition (CVD) [5] 2.3. Detonation [6] 2.4. Cavitation [6] 3. Defining Chemical Vapour Deposition (CVD) [7] 4. CVD Synthesis of Diamond [9] 5. Applications of CVD Diamond [11] 6. Closing Remarks [12] References [13] ii 1. Introduction Diamond is an extremely rare allotrope of arising naturally about 150-200 kilometers deep into the Earth’s crust due to the high temperatures and pressures present at this depth. The temperatures range from 900-1300˚C and pressures are in the region of 4,5-6 GPa. Under these specific conditions, diamond’s tetrahedral crystalline structure becomes the most stable physical nucleation of carbon atoms as opposed to the layered hexagonal structure of graphite, leading to the formation of diamond crystals. Figure 1 Allotropes of Carbon (taken from ScienceNotes.org) Diamond is widely considered a super material throughout the scientific and engineering community because of its rare combination of chemical and mechanical properties due to the strength of the intermolecular bonds present in the diamond crystal. Diamond is the hardest naturally occurring mineral known to man according to the Mohs Hardness scale. This means it is completely resistant to abrasion caused by any other material besides diamond. It also has one of the lowest compressibility factor of any solid material. Pure diamond is an electrical insulator, but it has an incredibly high thermal conductivity. In W excess of 2000 m∙K , conducting heat nearly five times better than copper. This thermal conductivity is coupled with a high level of chemical inertness due to the stability of diamond’s tetrahedral molecular structure. This means that diamond does not react with strong acids or alkalis. It can; however, burn with high enough temperatures in the presence of sufficient oxygen. 1 Diamond has the highest refractive index of any naturally occurring transparent material. High reflectance makes it highly coveted by the jewellery industry for its aesthetic appeal. Lastly, diamond has a negative electron affinity which means that energy is released when the diamond surface accepts an electron. This unique combination of properties means that diamond holds a host of mechanical and chemical applications. Its material hardness makes it useful for industrial applications such as coating high wear surfaces on tools or creating abrasives. Its thermal conductivity makes it ideal for creating heat sinks in electrical components. Lastly, its chemical inertness makes it a suitable material for creating robust medical implants that will not interfere with the patient’s physio-chemistry. The rarity of natural diamond means it holds tremendous economic value. The cost of production associated with its immense mining operations leads to it being ranked as one of the most valuable minerals in the world. As such, it would simply be too expensive to use natural diamond for its mechanical and chemical properties on a substantial scale. This necessitated the inception of processes that could be employed to synthesize diamond. The process that is of particular interest to us in this essay is the low pressure process of Chemical Vapour Deposition (CVD) which is categorized by gaseous reagents being deposited onto a designated substrate to form a thin, crystalline film of the desired deposit material atom by atom and layer by layer to ultimately form a solid crystal. Through this essay, I hope to highlight the important properties of diamond as a material, then establish a holistic and fundamental understanding of the chemical vapour deposition process, assessing the presently available types of diamond synthesis, with the goal of ultimately developing an understanding of the process of chemical vapour deposition in the specific context of diamond by breaking down the scientific principles and methodology behind the topic material into their simplest form and reconstructing them in a palatable and intellectually accessible way. I then hope to bring attention to the potential applications of not only synthetic diamond, but of the CVD process as a whole. 2 2. Types of Diamond Synthesis Following the confirmation of Lavoisier’s theory, conceived in 1772, that diamond is comprised purely of carbon in the year 1796 by English chemist Smithson Tennant, the notion that diamond could be synthetically produced from ignited the imagination of the scientific community and spurred the pursuit of a process that artificially creates diamond. 2.1. High Pressure High Temperature (HPHT) The earliest conceived process to achieve this goal came about in 1954. The American company General Electric sanctioned a project that was codenamed “Project Super Pressure’. The company enlisted the services of physical chemist and researcher, Howard Tracy Hall to design a process that artificially synthesizes diamond. Hall designed a machine, a belt press, that simulates the high pressures and temperatures under which natural diamond forms. A variety of temperatures, pressures and methods were investigated in order to find the optimal conditions to promote diamond growth. Through trial and error, Hall and his team found that exposing graphite dissolved in a metal medium to temperatures around 2000C and pressures exceeding 10 GPa would yield a resultant material that scored a 10 on the Mohs scale. Upon closer inspection, it was discovered that the team had successfully created the first ever synthesized diamond. This process was called the High Pressure High Temperature (HPHT) process. Figure 2 H. Tracy Hall and his HPHT tetrahedral press machine (courtesy of the H. Tracy Hall Foundation and Legacy Books) 3 Figure 3 Micrograph of diamonds produced using HPHT machine (courtesy of the H. Tracy Hall Foundation and Legacy Books) The diamonds this process would yield were incredibly small and impure, far from gem quality, and were thus used in an industrial context to create abrasives and cutting tools. The process was; however, revised, reiterated and improved to result in General Electric successfully producing gem quality diamonds by the year 1971. The process involved adding tremendous pressure and heat to a graphite seed enclosed in a tube, which yielded a massive increase in the quality and size of the diamonds produced, but this process was not without its faults. The resultant stones were often yellow, which was later discovered to be attributed to an excess of nitrogen present during the process. This nitrogen would become incorporated in the crystal lattice structure of the carbon, absorbing the blue part of the light spectrum and leaving the diamond with a yellowish tint. It was also economically not viable as it was incredibly expensive to produce the requisite energy for the process to take place and the quality of the diamond produced did not justify the cost. The process was continually revised throughout the decades, with particular focus being placed on the removal of process nitrogen. At present, this process yields diamonds that rival, and sometimes even exceed, natural stones in size and clarity, but remains incredibly expensive and unfeasible. 4 2.2. Chemical Vapour Deposition (CVD) A simple definition for CVD is that “chemical vapour deposition is a coating process that uses thermally induced chemical reactions at the surface of a heated substrate, with reagents supplied in gaseous form. These reactions may involve the substrate material itself, but often do not,” (TWI: 2020), but in the context of diamond, CVD is categorized as the “synthesis [of diamond] from a gas phase in the conditions of thermodynamic metastability of diamond at low pressures” (BV Spitsyn: 2000) The CVD process arose independently from the HPHT process and the first patent for the CVD synthesis of diamond was issued in 1954, with the inception of research taking place simultaneously in the USA and in Russia. A year before General Electric announced the success of the HPHT process, but the method was not adopted until the late 1980s, by which time through decades of research, scientists had developed a fundamental understanding of the nature of chemical vapour deposition as well as the relationship between atomic hydrogen and its interaction with carbon bonds. Through this knowledge, they were able to devise a process in which a mixture of a hydrocarbonous gas (most commonly methane) and dissociated, atomic hydrogen is heated in a vacuum chamber to deposit a film of diamond onto a substrate in the chamber. This process will be expanded on in subsequent sections of this research essay. The advantage that CVD synthesis holds over the HPHT process is that it takes place at significantly lower temperatures and pressure than the HPHT process and thus requires a substantial amount of less energy to sustain, making it cheaper to undertake and simpler to maintain. Both processes are capable of yielding high grade diamonds, but comparatively, CVD diamonds prove to hold a higher chemical purity than their HPHT counterparts. Because the reaction takes place in an evacuated chamber, provided the optical windows of the chamber do not degrade and become part of the reaction, the resultant crystal is comprised entirely of carbon, whereas in HPHT processes, nitrogen and boron often infiltrate the structure of the resultant diamond. Figure 4 Cut and polished CVD diamond (courtesy of AliCat Scientific) 5 2.3. Detonation Detonation is a process in which an oxygen deficient, carbon rich explosive mixture of trinitrotoluene (TNT) and hexogen is detonated in a closed, reinforced chamber. The chamber is then rapidly cooled yielding a graphitic ash that is rich in nano-diamonds (diamonds with a circumference in the range of 5nm). The rapid cooling is employed to prevent the newly formed diamond from reverting back to graphite. This process was initially discovered in 1963 by Soviet Union scientists K.V. Volkov, V.V. Danilenko, and V.I. Elin. The flash of high temperature and pressure from the explosion forces tiny nucleations of the carbon present in the explosive to adopt a diamond crystal lattice structure. The lack of oxygen in the reaction prevents the carbon from burning and forming carbon dioxide. In order to extract the nanodiamond from the ash, the ash is boiled in nitric acid for a prolonged period of time (1-2 days) at a temperature of around 250˚C. This is done to dissolve the graphite and remove metal contaminants from the detonation chamber, resulting in a high concentration nano-diamond powder that holds a variety of applications in industry. This process differs from the HPHT process in that the high pressure and temperature of the HPHT process is static whereas in detonation, it is dynamic. Figure 5 Electron Micrograph of Detonation Nano-Diamond (courtesy of Materialscientist) 2.4. Cavitation This relatively new process uses the ultrasonic cavitation of a fluid comprised of hexagonal graphite suspended in a variety of organic liquid media at ambient temperature and atmospheric pressure to produce diamonds in the range of 6-9μm ± 0.5μm with a yield of up to 10% diamond by mass. The quality of the cubic crystal lattice of the product is significantly worse than that of HPHT diamonds and this process, due to it being in its infancy, presently has no industrial applications. The process continues to be investigated and optimized. 6 3. Defining Chemical Vapour Deposition (CVD) Simply put, CVD is an industrial coating process that leverages thermally induced chemical reactions to produce the desired deposit on a substrate. The process is not exclusively used in coating. It can be used to grow crystals and other materials from gas deposits, but the key detail in this process is that reagents or reactants are delivered in the gaseous phase and during the reaction, the pyrolytic decomposition of gaseous reagent compounds provides a coating of a solid reaction product. Essentially, the reagents condense and nucleate on the surface of the substrate, forming a crystalline film product, layer by layer. Volatile by-products are often produced in the reactions, but these are removed from the reaction chamber through an exhaust and the mechanism of gaseous flow. The fact that the reactants used are gases provides a key advantage of the CVD, allowing the process to take advantage of the diffusion mechanism through which gases permeate. A consequence of this is that CVD processes can be used to coat restricted, hard to access surfaces as the gas dispersal that takes place through the mechanism of diffusion is even in three dimensions, thus CVD is not a line-of-sight process like most other coating processes Another advantage is that CVD can employ a wide range of coating materials based on the substrate and the coating material used. The resultant film can be deposited with very low porosity levels and with relatively high purity. The process proves to efficient and cost effective in that it can be applied on a large scale in the context of industrial coating. Figure 6 Schematic Diagram of CVD Process (Chemical Route derived Bismuth Ferrite Thin films and Nanomaterials: Zhang, Qi) The CVD process typically employs temperatures in the range of 600 - 1100°C. These high temperatures may have a significant thermal effects on the substrate material, depending on 7 properties of the substrate such as its thermal expansion and its thermodynamic properties. This high heat may compromise the properties of substrates such as steels, that enter the austenite phase region in this temperature range. Manufactures may need to reinforce the desired properties of the substrate using suitable heat treatment processes. A very commonly used method of thermal activation used in the CVD coating industry is plasma assisted CVD (PACVD). In this process, an electrical discharge in a sub atmospheric pressure gas is used to energize the gaseous reagent compounds and advance the CVD reaction, which can serve to significantly lower the reaction temperatures needed for the process to take place. This method, alongside that of microwave plasma activation, is also commonly used in the vapour deposition of diamond. Other compounds that can deposited using the PACVD technique include quartz, silicon, silicon nitride and titanium nitride. Figure 7 Microwave Plasma Activation CVD (courtesy of nandne.com: 5 processes to make CVD diamond or synthetic diamond) CVD categorized by the pressure the reaction takes place at is divided into three main branches. Namely: Atmospheric pressure CVD, Low-pressure CVD (LPCVD, which is also known as sub-atmospheric CVD) and Ultrahigh vacuum CVD (UHVCVD) Other denominations of CVD include the temperature of the reaction chamber. There are two main branches of this subdivision. Namely, Hot wall CVD, in which the chamber temperature is raised by heating it with an external power source and the substrate is heated through the radiation emitted by the heated chamber walls. Alternatively, we have Cold wall CVD, whereby only the substrate itself is directly heated, either by induction, heating the substrate itself through physical contact with a heater or through running an electrical current through the. The chamber walls maintain ambient temperatures. 8 4. CVD Synthesis of Diamond The key point of knowledge in the search for alternative methods of diamond synthesis was the chemical constitution and structure of the diamond, which is essentially large molecules constructed from sp3- covalently bonded atoms of carbon. At ambient conditions, this structure is not thermodynamically stable, but the nature of organic chemistry dictates that the synthesis of metastable molecules is highly permissible. Diamond, being metastable at ambient temperatures and pressures in comparison to graphite, maintains its high energy structure at atmospheric pressures and temperature up to and more than 1000oC, provided the surrounding gases are oxygen deficient in order to prevent burning. It was discovered that in ultra-high vacuum conditions or in an atmospheric pressures comprised of ultra-pure hydrogen surrounding gases, diamond retains the tetrahedral crystal lattice structure up to temperatures in the range of 1300-1400˚ C. This inspired the idea to take advantage of this relative stability of diamond in these conditions to promote its artificial synthesis using carbon rich gases at these low pressures. This notion is the foundation of diamond CVD synthesis. “. It was supposed that, under the action of directional activity of surface forces, the bonds between the atoms at the diamond surface and carbon atoms from decomposing carbonaceous substances will rebuild diamond, if exclusively sp3-bonding formation was provided. Thus, it was required to find conditions at which mainly and with high enough rate only sp3-type carbon-carbon bonds are formed and the formation of other types of bonding between carbon atoms at the surface of growing diamond are completely excluded.” (Alexenko: 2000) In the CVD synthesis of diamond, atomic hydrogen is vital. This form of hydrogen is obtained through the dissociation of hydrogen (H2) molecules. Thus, for diamond CVD, a hydrogen rich (>90%) process gas is essential. In order to spur the hydrogen’s dissociation, it needs to be energized to break up the hydrogen molecules. This can be achieved through the use of a plasma activation (electrical or microwave), or a thermal activation using a hot filament. The atomic hydrogen obtained serves the purpose of selectively etching graphite and breaking up carbonic double bonds thus converting graphitic bonds into diamond bonds through the removal of non-diamond phases leaving gaps for the sp3-type carbon-carbon bonds.to form. The CVD process essentially produces diamond from a low pressure, thermally activated mixture of a hydrocarbonaceous, gas (usually methane) and atomic hydrogen in a vacuum chamber. Conventionally, heating this carbonaceous mixture at such low pressures would yield graphite. This is where atomic hydrogen intervenes, promoting diamond formation since diamond is more stable in this hydrogen rich environment. The graphite reacts with the atomic hydrogen and evaporates in a newly formed gas phase and the remaining atomic hydrogen forms a highly volatile hydrocarbon species that then decomposes, releasing the hydrogen to form diamond from the remaining, pure carbon. 9 Figure 8 Schematic Diagram of Diamond CVD (courtesy of the Journal of Semiconductors) Figure 9 Carbon/hydrogen/oxygen balance required for diamonds to grow (courtesy of AliCat Scientific) Diamond is usually deposited at growth rates in the range of 0.1 and 10 microns/hour for large areas (>100 cm2) making it is an incredibly slow process, but much higher growth rates (>100 micron/hour) have been demonstrated for small areas (<1 cm2). 10 5. Applications of CVD Diamond Dopants and other impurities can be incorporated into the diamond produced during the CVD synthesis process, meaning the optical and electronic properties of the resultant diamond can be altered. Diamond coated tools, virtually no wear and unrivalled hardness very effective for masonry especially High heat conductivity makes the ideal heat spreader or heat sink in components, coupled with good electrical insulation make it a desirable packaging material for semiconductors Diamond’s unique multispectral transparency combined with its mechanical strength, chemical inertness and abrasion resistance makes it a desirable material for optical windows Boron-doped diamond exhibits electrical conductivity (acts as a semiconductor) and has a large electrochemical window. The chemical inertness of these diamond electrodes has great electrochemical application Figure 10 Applications of CVD Diamond (courtesy of Roland Haubner) 11 6. Closing remarks Aside from being used as an advanced technique of industrial coating or to produce synthetic diamond, which has an incredible host of applications, CVD can be used to ultimately grow, graphene which, in proportion to its thickness, is the strongest material known, is an extraordinary conductor of both heat and electricity, and is nearly 100% transparent to light, elastic, flexible. it’s a super material with a host of properties carbon nanotubes which are essentially just rolled sheets of graphene, but have amazing applications due to their atomic configuration in turn can produce bucky-paper, a macroscopic aggregate of carbon nanotubes used to create a thin macroscopic sheet of CNTs. can’t be made 100% the van der Waals force's interaction between the nanotube surface and the surfactants used in the synthesis of the bucky paper can often be mechanically strong and quite stable of CNTs all super materials based on a hexagonal lattice formation of carbon and stronger than diamond (cubic crystal lattice) and these form the foundation of the field of nanotechnology. 12 References Angus, J.C. 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