Food and Chemical Toxicology 84 (2015) 8e17 Contents lists available at ScienceDirect Food and Chemical Toxicology journal homepage: www.elsevier.com/locate/foodchemtox Review Safety and risk assessment of ceramide 3 in cosmetic products Seul Min Choi, Byung-Mu Lee* Division of Toxicology, College of Pharmacy, Sungkyunkwan University, Seobu-ro 2066, Changan-ku, Suwon, Gyeonggi-do, 440-746, Republic of Korea a r t i c l e i n f o a b s t r a c t Article history: Received 15 May 2015 Received in revised form 16 July 2015 Accepted 18 July 2015 Available online 21 July 2015 Ceramide 3 is used mainly as a moisturizer in various cosmetic products. Although several safety studies on formulations containing pseudo-ceramide or ceramide have been conducted at the preclinical and clinical levels for regulatory approval, no studies have evaluated the systemic toxicity of ceramide 3. To address this issue, we conducted a risk assessment and comprehensive toxicological review of ceramide and pseudo-ceramide. We assumed that ceramide 3 is present in various personal and cosmetic products at concentrations of 0.5e10%. Based on previously reported exposure data, the margin of safety (MOS) was calculated for product type, use pattern, and ceramide 3 concentration. Lipsticks with up to 10% ceramide 3 (MOS ¼ 4111) are considered safe, while shampoos containing 0.5% ceramide 3 (MOS ¼ 148) are known to be safe. Reported MOS values for body lotion applied to the hands (1% ceramide 3) and back (5% ceramide 3) were 103 and 168, respectively. We anticipate that face cream would be safe up to a ceramide 3 concentration of 3% (MOS ¼ 149). Collectively, the MOS approach indicated no safety concerns for cosmetic products containing less than 1% ceramide 3. © 2015 Elsevier Ltd. All rights reserved. Keywords: Ceramide 3 Cosmetics Margin of safety (MOS) Risk assessment Contents 1. 2. 3. 4. 5. 6. 7. 8. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9 Physical and chemical properties . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10 Production and usage . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10 Human exposure . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10 Pharmacokinetics . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12 5.1. Absorption . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12 5.2. Distribution . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12 5.3. Metabolism . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12 5.4. Excretion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12 Toxicological effects . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12 6.1. General toxicity . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12 6.2. Genotoxicity . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12 6.3. Carcinogenicity . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13 6.4. Immunotoxicity . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13 6.5. Developmental/reproductive toxicity . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13 6.6. Local toxicity . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13 6.7. Ocular toxicity . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13 6.8. Other toxicities . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13 Regulation status . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13 Risk assessment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13 8.1. Hazard identification and doseeresponse assessment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14 8.2. Exposure assessment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15 8.3. Risk characterization . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15 * Corresponding author. E-mail address: bmlee@skku.edu (B.-M. Lee). http://dx.doi.org/10.1016/j.fct.2015.07.012 0278-6915/© 2015 Elsevier Ltd. All rights reserved. S.M. Choi, B.-M. Lee / Food and Chemical Toxicology 84 (2015) 8e17 9. Summary and conclusion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Conflict of interest . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Transparency document . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1. Introduction The stratum corneum is the outermost layer of the skin and prevents water loss through the skin (Lampe et al., 1983). The stratum corneum is composed of three lipid components: ceramides, cholesterol, and fatty acids (Bissett, 2009). Ceramides are a family comprising distinct lipid molecular species characterized by the introduction of hydroxyl groups on the acyl chain (Hannun and Obeid, 2011; Novgorodov and Gudz, 2011). Ceramides play a key role as components of the stratum corneum and also as second messengers in various cellular events, including proliferation, differentiation, cell cycle arrest, apoptosis, and senescence (el Bawab et al., 2002; Nikolova-Karakashian and Rozenova, 2010; Bikman and Summers, 2011). The role of ceramides as a major regulator of apoptotic cell death in a wide range of cell types, including lens epithelial cells, cerebellar granule cells, and osteoblasts, has been ~ ano et al., 2008; Hill and Tumber, investigated (Samadi, 2007; Min 2010). Other studies on ceramides have focused on their barrier function in the skin, because decreased levels of ceramides within the intercellular lipid lamellae of the stratum corneum are 9 16 16 16 16 associated with dry skin (Rawlings, 2003; Coderch et al., 2003; Draelos, 2012). In practice, ceramide 1 (CAS no. 100403-19-8) or 3 (CAS no. 100403-19-8) applied individually or as a mixture in the form of an emulsion synergistically improves the skin barrier function in humans (Yilmaz and Borchert, 2006; Machado et al., 2007; Huang and Chang, 2008). Furthermore, some ceramide- or pseudoceramide-dominant emulsions can decrease the severity of pruritus and trans-epidermal water loss (TEWL) in patients (Luk et al., 2009; Kircik and Del Rosso, 2011). Recently, it was reported that ceramides are also used as one of the major constituents of topical formulations for rosacea (Sparavigna et al., 2014) and facial atopic eczema (Miller et al., 2011; Puviani et al., 2014). Despite these attributes, little is known about the possible toxicity of ceramides. In particular, the toxicity data for exogenously applied natural ceramides, such as ceramide 3, is very limited. Recently, the Cosmetic Ingredient Review (CIR) Expert Panel reviewed the safety of ceramides. They concluded that ceramide ingredients are safe in the cosmetics in the present practices of use and concentration based on the unpublished data submitted by Personal Care Product Council (CIR, 2015). For pseudoceramide- or Fig. 1. Chemical structure of ceramides and pseudo-ceramide. Phytosphingosine serves as a base for ceramide 3, which is amide-linked to a non-hydroxy fatty acid. Sphingosine and 6-hydroxysphingosine serve as a base for ceramide 2 (CAS no. 100403-19-8) and 8, respectively. 10 S.M. Choi, B.-M. Lee / Food and Chemical Toxicology 84 (2015) 8e17 Table 1 Information on ceramide 3. CAS No. EINECS No. INCI name IUPAC name 100403-19-8 309-560-3 Ceramide 3 Ceramide NP e Adopted from Gottschalck and Bailey (2010). ceramide-dominant formulations, some systemic toxicity data are available, but they can only be used as reference data for the direct risk assessment of natural ceramides. Consequently, there is no consensus concerning the safe concentration of ceramides used in cosmetic or personal products worldwide. This study was undertaken to review the toxicological characterization of ceramides and pseudo-ceramides, and to carry out risk assessment for ceramide 3. The searches have been carried out in the Medline/PubMed and TOXNET database until April 2015 using predefined keywords such as ceramide(s), ceramide 3, ceramide NP, and pseudo-ceramide(s). This review may help provide scientific rationale for the regulation of ceramide use in cosmetic products. 2. Physical and chemical properties Ceramides contain one of the three types of sphingoid bases: sphingosine, phytosphingosine, or 6-hydroxysphingosine. They are amide-linked to a non-hydroxy fatty acid (e.g., ceramide 2, 3, and 8), a-hydroxy fatty acid (ceramide 5, 6, and 7), or u-hydroxy acid (ceramide 1 and 4) (Robson et al., 1994; Ponec et al., 2003). In particular, ceramide 3 consists of a phytosphingosine backbone acylated with a saturated fatty acid (stearic acid) (Fig. 1). The major physicochemical properties are detailed in Table 1. 3. Production and usage Endogenous ceramides are synthesized at the cytosolic side of the endoplasmic reticulum through the action of several sphingolipid-metabolizing enzymes (Novgorodov and Gudz, 2011). For commercial mass production, ceramides can be obtained from natural sources or they can be synthesized. Although synthetic analogues of natural ceramides and pseudo-ceramides usually do not have the optimal three-dimensional molecular configuration, they are of commercial value owing to their equivalent absolute molecular configuration to human skin ceramides (Lee et al., 2003). Naturally derived ceramides are biologically similar to the ceramides found in the human skin. They are derived from animal tissues or organs (mainly the sphingolipids found in the brain and spinal cord) or are manufactured by yeast (Pacha and Hebert, 2012). Table 2 Ceramide concentration in cosmetic products. Product types Concentration (%) Lotion Lip gloss Lip balm Lipstick Eyeshadow Essence Cream Cleansing gel Cleansing cream Powder 0.01e0.3 0.01e0.05 0.01 0.01e0.2 0.1 0.01e0.5 0.01e0.7 0.1 0.01 0.01 Data source: KCII (Foundation of Korea Cosmetic Industry Institute), 2012. Contamination with prions that can transmit bovine spongiform encephalopathy is a concern when using animal sources (Adkin et al., 2010). The other source of sphingolipids is the yeast Pichia ciferrii, which differs from all the other known microbial sources because it is able to produce large quantities of phytosphingosine in the form of tetraacetyl phytosphingosine through fermentation (Barenholz and Gatt, 1969, 1972; Barenholz et al., 1973). The stereochemical configuration of the extracellular sphingolipids produced by P. ciferrii is identical to that found in human skin (Wickerham and Stodola, 1960). Advances in biotechnology have enabled effective production of sphinganine and sphingosine for cosmetic and pharmaceutical applications (Schorsch et al., 2009; €rgel et al., 2012). Typically, fatty acids are coupled with phytosBo phingosine for the commercial scale production of ceramides (Lee et al., 2003; Wollenweber and Farwick, 2006). As reported by Kwun et al. (2006), optimal ceramide production can be achieved using another yeast Saccharomyces cerevisiae, when grown at pH 6.0 and 30 C. Ceramide 3 is used in a wide range of cosmetic products, including lipstick, body lotion, face cream, shampoo, and facial cleanser. In South Korea, a survey of the cosmetic products showed that liquid cosmetics contain ceramide at concentrations of 0.01e0.3 g/100 g, and cream cosmetics contain 0.01e0.7 g/100 g (Table 2) (KCII, 2012). 4. Human exposure Several clinical studies on formulations containing pseudoceramide and ceramide have been published (Table 3). In one case of ceramide-mediated allergic contact dermatitis, a 22-yearold female showed positive response in patch test to 0.25% and 0.5% (w/w) concentrations of a chemically synthesized hydrophilized ceramide resembling type 2 ceramide (Yajima, 2002). In another study, the efficacy and safety of emulsions containing ceramide 1 and/or ceramide 3 were evaluated in 15 Asian women with healthy skin (Huang and Chang, 2008). The participants applied the emulsions twice daily for 28 days. A beneficial synergistic effect of the ceramides applied as a combination emulsion was evident from skin hydration and TEWL. A skin erythema test conducted in the same study revealed that at 0.02% (w/w), both ceramides did not induce any visual skin irritation during the 4-week study period. Kircik and Del Rosso (2011) investigated EpiCeram™, a ceramide-dominant triple lipid formulation containing a 3:1:1 molar ratio of a pseudo-ceramide (ceramide N-(2-hydroxyethyl)-2penta-decanolylhexadecanamide), cholesterol, and free fatty acid (Pediapharm, Ile des Sœurs, Quebec, Canada). The ceramidedominant formula was applied twice daily for 3 weeks to 65 subjects with atopic dermatitis (3 monthse16 years of age; mean age: 7.4 years). Three of the 65 subjects showed treatment-related adverse but non-serious events that included mild pain, irritation, and pruritus. In a separate study conducted by Lowe et al. (2012), the same formula was applied for 6 weeks to 10 infants (0e4 weeks of age) with a family history of allergy. Adverse events including heat rash, facial eczema, folliculitis, dry skin, bronchiolitis, cough/fever, conjunctivitis, reflux, and common cold were observed. However, since all of these events are common conditions in infancy, it could not be concluded that they arose solely in response to the formulation. Another clinical study evaluated Curel® (Kao, Tokyo, Japan), a commercially available moisturizing cream containing pseudoceramide (Luk et al., 2009). The cream was applied to subjects with senile xerosis twice daily for 3 weeks. Significant improvements in skin hydration and symptom scores were evident. The exact formulation of the pseudo-ceramide and its concentration in S.M. Choi, B.-M. Lee / Food and Chemical Toxicology 84 (2015) 8e17 11 Table 3 Clinical study results of ceramides and pseudo-ceramides. Test article Subject Synthesized hydrophilized ceramide Ceramide 1, ceramide 3 or the mixture containing emulsion EpiCeram™ (Pseudo-ceramidedominant triple lipid formula) Allergic contact dermatitis 0.25, 0.5% patients Healthy volunteers 0.02% EpiCeram™ (pseudo-ceramidedominant triple lipid formula) Infant (0e4 weeks of age) with a family history of allergic disease Senile xerosis patients Atopic dermatitis patients (mean aged 7.4 years) Curel® (pseudo-ceramide containing moisture cream) Curel® (pseudo-ceramide containing Atopic eczema patients moisture cream) (5e18 years old) Concentration Duration Results Ref. e Positive response Yajima, 2002 28 days No skin irritation (both single and the mixture) Mild pain, irritation and pruritus (3/65 patients) Huang and Chang, 2008 Kircik and Del Rosso, 2011 3:1:1 molar ratio of pseudo- 3 wks ceramide, cholesterols, free fatty acid No treatment related AEs Lowe et al., 2012 3:1:1 molar ratio of pseudo- 6 weeks ceramide, cholesterols, free fatty acid Not described 3 weeks, twice No treatment related AEs Luk et al., 2009 a day 8% 4 weeks, bid No safety data Hon et al., 2011 information given AE: adverse effect. the applied cream remains proprietary. No adverse events occurred during the study period, and the moisture cream was well tolerated by the subjects. A similar study was subsequently conducted with 33 subjects aged 5- to 18-years-old who had atopic eczema (Hon et al., 2011). A cream containing 8% synthetic pseudo-ceramide was applied to the flexures and areas affected with eczema twice daily for 4 weeks. Although skin hydration improved significantly, no deterioration in TEWL or eczema severity was observed. Fig. 2. Metabolic pathway of ceramide. The balance between generation and degradation of various enzymes regulate the intracellular levels of ceramide. Abbreviations: SMases, Sphingomyelinases; SM, sphingomyelin; SMS, sphingomyelin synthase; Sph, sphingosine; SK, sphingosine kinase; GCS, glucosylceramide synthase; GC, glucosylceramide; S1P, sphingosine 1-phosphate; S1PP, sphingosine 1-phosphate phosphatase; C1P, ceramide-1-phosphate; CDase, ceramidase; C1PP, ceramide-1-phosphate phosphatase; CK, ceramide kinase; CRS, cerebrosidase; CS, ceramide synthase. Adopted and modified from Pettus et al. (2002) and Tani et al. (2007). 12 S.M. Choi, B.-M. Lee / Food and Chemical Toxicology 84 (2015) 8e17 5. Pharmacokinetics 5.1. Absorption Oral absorption of ceramide was evaluated in Hairless Wistar Yagi (HWY) rats after single administration of 3H-ceramide at a dose of 30 mg/kg. The Cmax was 2.75 ng eq./ml at 10.67 h and decreased with a T1/2 of 67.12 h. The area under the curve AUC0-144 and AUC0-inf were estimated as 211.74 and 287 ng eq. h/ml, respectively (Ueda et al., 2009). Synthetic pseudo-ceramide SLE66 (CAS no. 110483-07-3), which has a molecular structure analogous to the natural nonhydroxy fatty acid ceramide, has been developed by the Kao Corporation (Tokyo, Japan) for patients with atopic dermatitis. The absorption of [14C]-SLE66 was evaluated following oral and dermal administration to SpragueeDawley (SD) rats (Morita et al., 2009a). Oral administration at dose level of 1000 mg/kg resulted in detectable blood concentrations from 30 min to 72 h. The Tmax and Cmax were estimated to be 4 h and 39.77 mg eq./ml, respectively. In addition, the AUC(0-72) and AUC(0-inf) were calculated as 945 and 1080 mg eq. h/ml, respectively. A dermal pharmacokinetic study was also conducted using [14C]-SLE66 at a dose of 1000 mg/day or as a formulation (8%) at dose level of 160 mg/kg to normal and abraded skin of SD rats. Application of [14C]-SLE66 to normal skin did not produce systemic absorption at any time point. However, when applied to abraded skin as a formulation, a small quantity of radioactivity was detected after 2e8 h (Tmax, 6 h). The Cmax was estimated to be 0.28 mg eq./ml, which is 0.7% of oral Cmax. Based on these results, the authors concluded that this pseudo-ceramide is unlikely to be absorbed following application to normal skin. 5.2. Distribution Ueda et al. (2009) reported that the high concentration of radioactivity was observed in the adrenal gland, liver, mesenteric lymph node, and small intestine at 12 and 24 h after oral administration of 3H-ceramide to HWY rats at a dose of 30 mg/kg. The radioactivity also detected in the skin, which reached 4-fold as high as the blood concentration at 120 h after administration. 5.3. Metabolism Morita et al. (2009a) reported that the aforementioned pseudoceramide, SLE66, is primarily absorbed unchanged in plasma at 4 h following oral administration. The remaining amount of the parent compound found in plasmadnearly 59%dwas metabolized to multiple unidentified minor metabolites. The endogenous level of ceramide is controlled by the activities of various enzymes. Ceramide can be generated and eliminated through multiple routes (Pettus et al., 2002). Among these metabolic pathways, a series of ceramide/sphingosine/sphingosine-1-phosphates are known to function not only as intracellular second messengers, but also as extracellular messengers (Tani et al., 2007). As shown in Fig. 2, ceramide is produced when sphingomyelinases cleave sphingomyelin. Ceramide is then deacylated to sphingosine by ceramidase. Sphingosine is phosphorylated to sphingosine 1-phosphate by sphingosine kinase. Sphingosine 1-phosphate is rapidly degraded into either hexadecenal or phosphoethanolamine and converted to phosphatidylethanolamine and palmitate, respectively (Cuvillier, 2002; Spiegel and Kolesnick, 2002). 5.4. Excretion Excretion of 3 H-ceramide was investigated after single oral administration to HWY rat at a dose of 30 mg/kg. The radioactivity recovered within 96 h was 87.4%, 4.8%, and 0.6% in feces, urine, and expired air, respectively (Ueda et al., 2009). Excretion of SLE66 was investigated using [14C]-SLE66 following oral administration (1000 mg/kg) to SD rats (Morita et al., 2009a). The excretion of radioactivity for up to 24 h in urine, feces, and expired air was 5.7%, 84.8%, and 0.6%, respectively. It was concluded that the main excretion route of pseudo-ceramide is via the feces. When administered orally, a small amount is converted to 14CO2. 6. Toxicological effects 6.1. General toxicity Ceramide is a lipid-signaling molecule that is involved in various cellular events, including proliferation, differentiation, and apoptosis (Hannun, 1994; Kolesnick and Kronke, 1998; Hannun and Obeid, 2002). Because these endogenous ceramides are found at trace levels in living organisms, they pose no safety concern. However, safety should be monitored when using highly functional synthetic pseudo-ceramides. Morita et al. (2009b) evaluated the potential acute adverse effects of SLE66 in rats. Although several clinical signs, including piloerection, hunched posture, and pallor of the extremities, were observed in the oral toxicity study, all these signs resolved within 2 days following administration. Furthermore, no clinical signs were observed with dermal application of SLE66. The LD50 values of this pseudo-ceramide were estimated to be greater than 5 g/kg and 2 g/ kg when administered orally and dermally, respectively. Another synthetic pseudo-ceramide, Bio-391 [N-(2-hydroxyethyl)-2pentadecanolyl-hexadecanamide; CAS no. 791838-11-4], was also evaluated for acute toxicity according to the Organization for Economic Co-operation & Development (OECD) guidelines, although detailed information was not available (Uchida et al., 2008). The LD50 value exceeded 2000 mg/kg in rodents, indicating that serious acute toxicity was unlikely. A 4-week repeated toxicity study of pseudo-ceramide SLE66 was carried out in SD rats administered SLE66 via gavage once daily for 28 days at doses of 0, 150, 400, or 1000 mg/kg (Morita et al., 2009b). In a separate study, SLE66 was also applied daily for 5 days/week for 28 days at doses of 0, 100, 300, or 1000 mg kg1 day1 to the dorsal clipped area of rats (Morita et al., 2009b). In both studies, no mortality, abnormal clinical observations, or changes in body weight or food consumption were observed. Furthermore, there were no dose-related changes in hematological parameters, serum chemistry, organ weight, or histopathological indicators. Based on these results, the no-observedadverse-effect level (NOAEL) for systemic toxicity following oral or dermal administration of SLE66 was estimated to be 1000 mg/kg/ day. 6.2. Genotoxicity No mutagenic potential was reported in the Ames test in the presence and absence of S9 mixture (Morganti and Fabrizi, 1999). The mutagenicity of SLE66 was also evaluated using the Ames and chromosomal aberration tests (Morita et al., 2009a). In the Ames test, no significant or dose-responsive increase in the mean number of revertant colonies was recorded in the presence or absence of S9 metabolic activation. The chromosomal aberration test revealed a lack of dose-related increase in the number of cells at metaphase in human lymphocytes exposed to SLE66. These results suggest that SLE66 is neither clastogenic nor mutagenic. S.M. Choi, B.-M. Lee / Food and Chemical Toxicology 84 (2015) 8e17 13 6.3. Carcinogenicity 6.7. Ocular toxicity Similar to genotoxicity, no reports on the carcinogenicity of ceramides and pseudo-ceramides have been published. However, it is well studied that the endogenous ceramides have tumor suppressing effects through various mechanism such as apoptosis, necrosis and autophage (Dany and Ogretmen, 2015). Furthermore, the levels of ceramides are up-regulated when cancer cells are exposed to anticancer drugs and radiation (Ponnusamy et al., 2010) and defects in ceramide generation and metabolism in cancer cell reduced the response to chemotherapy (Galadari et al., 2015). For example, Koybasi et al. (2004) reported that C18 ceramide, a product of ceramide synthase 1, was significantly lower in the majority of tumor tissues of patients with head and neck squamous cell carcinoma (HNSCC) than that in noncancerous adjacent head and neck tissues. A further study demonstrated that, the decreased C18 ceramide level was significantly correlated with lymphovascular invasion and nodal metastasis in patients with HNSCC (Karahatay et al., 2007). The expression of ceramide was also investigated in 23 patients with leukoplakia larynx (Yuan et al., 2007). The ceramide expression levels decreased gradually from normal tissue via precancerous lesions to laryngeal carcinoma, which suggests a potential tumor suppressive effect of ceramide. Morganti and Fabrizi (1999) reported that ceramide 3 induced light irritation when instilled into (27 mg) the eye of three rabbits. However, the detailed experimental condition and result were not described in the study. An eye irritation study was conducted for SLE66 (Morita et al., 2009b). In this study, 70 mg (0.1 ml) of SLE66 was applied to the lower everted eyelids of NZW rabbits and 100 mg of SLE66 was instilled into the eyes of Japanese white. There was no corneal damage or iridial inflammation following SLE66 instillation, although some enlargement of the conjunctival blood vessels was observed in all animals 1 h after application. These changes resolved 1e3 d after the instillation of SLE66. In a second set of experiments, 100 mg SLE66 resulted in a mild conjunctival reaction 1, 3, and 6 h post-instillation according to the Draize score. These changes were also restored to normal 24 h post-instillation. 6.4. Immunotoxicity There have been no reports on the immunotoxicity of ceramides or pseudo-ceramide. 6.5. Developmental/reproductive toxicity Developmental toxicity for pseudo-ceramide SLE66 was assessed in mated female Crl:CD(SD)IGS BR rats (25 heads/group) (Morita et al., 2009c). The rats were administered SLE66 orally once daily from gestation day 6 through day 19 (0, 150, 400, or 1000 mg kg1 day1). There were no changes in body weight, gravid uterine weight, feed consumption, intrauterine growth, fetal survival, or fetal malformations or developmental variations. Based on these results, it was concluded that the NOAEL for developmental or maternal toxicity was 1000 mg kg1 day1. 6.6. Local toxicity No non-clinical study has examined the local toxicity of ceramides except for one brief study reported by Morganti and Fabrizi (1999). In this study, ceramide 3 was not irritating after application to the intact skin of three rabbits at the dose of 0.5 g. However, adverse effects of the pseudo-ceramide SLE66, such as irritation and pruritus, have been reported in clinical study, as described in the section on human exposure data. In a preclinical study, two independent investigations of SLE66 were conducted by Morita et al. (2009b). For the skin irritation investigation, the dermal application of SLE66 (0.5 g) did not induce any irritating reaction or toxic signs in New Zealand White (NZW) rabbits. In a skin sensitization study using guinea pigs, SLE66 did not produce any toxic signs or dermal reactions following intradermal injection (1% SLE55) or topical application (60% SLE66). Similar results were observed following 20 applications over a 5-week period at a concentration of 5% or 50% in human volunteers. In this human study, no skin reaction was evident for either a single patch test (0.02 ml of 5% SLE66) or a cumulative skin irritation test (5% and 50% SLE66 applied 20 times over 5 weeks) (Morita et al., 2009b). 6.8. Other toxicities In a phototoxicity study, SLE66 was applied to the back of female Hartley guinea pigs at a concentration of 0%, 5%, and 50% (Morita et al., 2009b). There were no skin reactions regardless of ultraviolet exposure at any time point for any experimental group, except for the positive control group (0.03% 8-methoxypsolaren). Morita et al. (2009a) conducted a cytotoxicity test for SLE66 using a three-dimensional human skin model (cornified normal human epidermal cells). The cell viabilities of 20%~56% of SLE66 ranged from 75% to 82%, whereas that of the vehicle was 87%. When an 8% SLE66 medicated cream was applied, the cell viability was 103% compared to the control. Therefore, it was concluded that SLE66 did not produce obvious cytotoxicity. 7. Regulation status Ceramide 3 is not classified as a restricted ingredient for cosmetics by the United States (FDA, 2015), Canada (Health Canada, 2014), member countries of the European Economic Union (EC, 2013), or South Korea (KFDA, 2015). 8. Risk assessment There have been no scientific or systemic risk assessments for ceramides owing to a lack of toxicological data that would enable identification of NOAEL. Nonetheless, there are several reasons why a risk assessment is needed. First, although natural-source ceramides are not commonly used for commercial purposes, they might pose a risk of contamination when they are derived from bovine central nervous systems. Second, there is limited information on the toxicity of both endogenous and synthetic pseudo-ceramides. Since ceramide is Table 4 In-silico prediction of physico-chemical and ADME related properties. Parameters Ceramide 3 SLE66 Solubility LogP LogSw Bioavailability (%) AUCpo0-inf (mg/ml) AUCiv0-inf (mg/ml) Caco-2 permeability (106 m/s) Highly insoluble 15.18 9.94 0 0 14.22 0 Highly insoluble 13.41 7.84 0 0 15.07 0 Abbreviations: ADME, absorption, distribution, metabolism, and excretion; AUCpo, area under the curve per os; AUCiv, area under the curve intravenous; LogP, Log octanol/water partition coefficient; LogSw, Log intrinsic water solubility. 14 S.M. Choi, B.-M. Lee / Food and Chemical Toxicology 84 (2015) 8e17 Table 5 Average application number of products per use day. Product types Body lotion Number Hands Arms Feet Legs Neck & throat Back Other partsa Face cream Lipstick Shampoob Facial cleanser (Lathering and Non-lathering)b a b Table 8 Calculated average SED based on the assumption that the various concentrations of ceramide 3 are contained in final products (mg kg1 day1). Ref. Min. Mean Max. e e e e e e e e e 1.00 1.0 2.12 1.52 0.95 1.11 0.43 0.26 0.40 1.77 2.35 1.11 1.6 e e e e e e e e e 2.14 3.2 Loretz et al., 2005 Body lotion Loretz et al., 2006 Loretz et al., 2008 Face cream Lipstick Shampoo Facial cleanser Includes torso, face, hips, buttocks, and elbows. The ratio of the number of applications to the number of use days. Table 6 Average amount of product applied per application. Product types Body lotion Face cream Lipstick Shampoo Facial cleanser Amount (g) Lathering Non-lathering Ref. Min. Mean Max. 0.05 0.00 0.000 67.89 0.33 0.57 4.42 1.22 0.010 11.76 2.56 2.58 36.31 21.01 0.214 0.39 10.67 14.61 Loretz et al., 2005 Loretz et al., 2006 Loretz et al., 2008 Data are the ratio of the total amount used to the total number of applications. involved in various cellular processes as a second messenger, the possibility of a disturbance in this elaborate regulation by exogenous ceramides or pseudo-ceramides should be considered carefully. Third, there is no standard concentration limits for the use of ceramides, including pseudo-ceramide, as an ingredient in beauty products. 8.1. Hazard identification and doseeresponse assessment Because of the absence of an NOAEL value for ceramide 3, the toxicity study results on pseudo-ceramide were used instead of ceramide 3. Structure-based similarity approaches using three diverse similarity techniques (Tanimoto, Dice, Cosine) have been Table 7 Average amount of cosmetic or personal product applied per day (mg kg1 day1). Product types Body lotion Face cream Lipstick Shampoo Facial cleanser Aggregate exposurea Amount(mg kg Hands Arms Feet Legs Neck & Throat Back Other parts Lathering Non-lathering SED (mg kg1 day1) Product types 1 day 1 ) Min. Mean Max. 1.77 1.27 0.79 0.93 0.36 0.22 0.33 0.00 0.00 7.22 8.80 15.20 28.09 156.17 111.97 69.98 81.77 31.68 19.15 29.47 35.99 0.39 217.56 68.27 68.80 822.93 1282.95 919.85 574.91 671.74 260.22 157.34 242.07 619.80 8.38 1255.97 284.53 389.60 6382.83 Data are calculated as average number of applications per use day average amount of product applied per application. The mean body weight of 60 kg was assumed for the adults. a In the case of facial cleanser, only non-lathering type was used for calculation. Hands Arms Feet Legs Neck & Throat Back Other parts Lathering Non-lathering 0.5% 1% 3% 5% 10% 0.78 0.56 0.35 0.41 0.16 0.10 0.15 0.18 0.00 1.09 0.34 0.34 1.56 1.12 0.70 0.82 0.32 0.19 0.29 0.36 0.00 2.18 0.68 0.69 4.69 3.36 2.10 2.45 0.95 0.57 0.88 1.08 0.01 6.53 2.05 2.06 7.81 5.60 3.50 4.09 1.58 0.96 1.47 1.80 0.02 10.88 3.41 3.44 15.62 11.20 7.00 8.18 3.17 1.92 2.95 3.60 0.04 21.76 6.83 6.88 conducted. It has been reported that these indices have high predictive ability for similarity calculations (Bajusz et al., 2015). The calculated values between ceramide 3 and pseudo-ceramide, SLE66, using Discovery Studio v4.0 (Accelrys Software Inc.) were 0.940, 0.969, and 0.988 in Tanimoto, Dice, and Cosine coefficients, respectively. These values demonstrate that ceramide 3 and SLE66 are highly similar in chemical structure. The physico-chemical and pharmacokinetic properties were also predicted using an in silico prediction tool. The descriptors of compounds, i.e. logP (octanol/ water partition coefficient, estimated by Kowwin), solubility, logSw (intrinsic water solubility, estimated by Wskowwin), bioavailability, AUC, and permeability were determined using ACD Percepta (ACD/Labs software). As shown in Table 4, it is predicted that the two compounds have similar physico-chemical properties, which predict similar toxicokinetics. The in silico prediction supports that the toxicological profile of SLE66 can be applied to the risk assessment of ceramide 3. SLE66 (a long acyl chain ceramide analogous to natural ceramides) was applied to the dorsal clipped regions of male and female rats at doses of 100, 300, or 1000 mg kg1 day1 once daily for 4 weeks (Morita et al., 2009b). This 4-week dermal application did not result in any deaths, and the clinical observations were similar in the vehicle control and the pseudo-ceramide treated group. No body weight or food consumption changes or blood-related indications of toxicity were observed in any experimental group. At terminal necropsy, no toxicologically meaningful changes were seen either macroscopically or microscopically. Therefore, the Table 9 The MOS of various cosmetic or personal products based on assumption that various concentrations of ceramide 3 are contained in final product. MOSa Product types Body lotion Face cream Lipstick Shampoo Facial cleanser Hands Arms Feet Legs Neck & Throat Back Other parts Lathering Non-lathering 0.5% 1% 3% 5% 10% 206 288 460 394 1017 1681 1093 895 82,213 148 472 468 103 144 230 197 508 841 546 447 41,106 74 236 234 34 48 77 66 169 280 182 149 13,702 25 79 78 21 29 46 39 102 168 109 89 8221 15 47 47 10 14 23 20 51 84 55 45 4111 7 24 23 a Calculated using the equation MOS ¼ NOAEL/SED, where NOAEL is 161 mg/kg which is estimated in 8.1. “Hazard identification and dose response assessment” section, and SED is the calculated value in Table 8. S.M. Choi, B.-M. Lee / Food and Chemical Toxicology 84 (2015) 8e17 15 Table 10 The MOS of various cosmetic products produced in South Korea. Lotion (Body) Cream (Face) Cream (hand) Eyeshadow Lipstick a b c Concentration (%)a Estimated daily exposure (mg kg1 day1)b SED MOSc 0.01e0.3 0.01e0.7 0.01e0.7 0.1 0.01e0.2 123.20 24.14 32.70 0.33 0.90 0.0123e0.3696 0.0024e0.1690 0.0033e0.2289 0.0003 0.0001e0.0018 436e13,068 953e66,694 703e49,235 487,879 89,444e1,788,889 Data from KCII (Foundation of Korea Cosmetic Industry Institute), 2012. Data from Hall et al., 2007, 2011; SCCS, 2012. Calculated using NOAEL (161 mg/kg) in 8.1. “Hazard identification and dose response assessment” section. NOAEL of SLE66 in rats was estimated to be 1000 mg kg1 day1. For the margin of safety (MOS) approach, NOAEL can be converted to a human-equivalent dose (HED) using the following equation: SED mg kg1 day1 ¼ A mg kg1 day1 Cð%Þ=100 DAp ð%Þ 100 HEDðmg=kgÞ ¼ NOAEL 1000 mg=kgðrat; dermalÞ÷6:2a ¼ 161 mg=kg a Assumes 60 kg human. Conversion of animal doses to HED based on body surface area (US FDA, 2005). 8.2. Exposure assessment To conduct risk assessment of cosmetic products, exposure information was used for cosmetic and personal care products (Loretz et al., 2005, 2006, 2008). In these studies, female subjects were recruited from across the United States and were asked to record their use of each product in a diary for 2 weeks. The average number of product applications and the average amount per use are shown in Tables 5 and 6. Total survey estimates were derived by assuming that the 14 person-days contributed by each of the participants represented independent person-days of observations. Therefore, the estimates were based on 4312 (14 person-days for each of the 308 participants), 4200 (14 person-days for each of the 300 participants), and 4354 person-days (14 person-days for each of the 311 participants) for body lotion, face cream, and lipstick, respectively. Based on the data in Tables 5 and 6, the average amount of product applied each day was calculated and summarized in Table 7. In the case of body lotion, it was assumed that the average amount per application was equal to the amount used on all body parts. Because there are no specific data regarding the dermal absorption of ceramide 3, calculation of the systemic exposure dosage (SED) was conducted using the formula shown below. Regarding dermal absorption, we assumed that 100% of ceramide 3 would penetrate into the skin due to a lack of relevant data and assuming Table 11 Aggregate exposure based SED and MOS assuming that various concentrations of ceramide 3 are contained in the final products. Ceramide 3 concentration 0.5% 1% 3% 5% 10% SED (mg kg1 day1) MOSa Min. 0.14 0.28 0.84 1.40 2.81 b the worst-case scenario (KFDA, 2011). The SED was also calculated at various concentrations to suggest an upper limit value using the MOS approach (Table 8). Mean Max. Min. Mean Max. 4.11 8.23 24.69 41.15 82.29 31.91 63.83 191.48 319.14 638.28 1150 575 191 115 57 39 19 6 3 1 5 2 0 0 0 The values were calculated based on the aggregation of exposure to cosmetic and/or personal products as shown in Table 7. a MOS ¼ NOAEL (161 mg/kg)/SED as described in the sections of 8.1e8.3. b Aggregate exposure (Min. amount, 28.09 mg kg1 day1) 0.5%/100 100%/ 100. The value A is the estimated daily exposure to the product as calculated in Table 7, C (%) is the concentration of the ingredient in the finished cosmetic or personal product on the application site, and DAp (%) is the dermal absorption expressed as a percentage of the test dose assumed to be applied in real-life conditions. 8.3. Risk characterization The MOS values for various cosmetic and/or personal products, which may contain ceramide 3, are summarized in Table 9. We assume that ceramide 3 exists in these types of products at a wide range of concentrations. There are no limitations on its usage at present. The MOS's for all products exceeded 100 except for shampoo, assuming that ceramide 3 is contained at a concentration of 1% in the final product. Therefore, it can be concluded that if ceramides are used at concentrations of within 1% in the final products, there would be no safety concerns. These analytic results are consistent with a previous report of Huang and Chang (2008). As described in the “Human Exposure Data” section, ceramide 1, ceramide 3, or emulsions containing both were all safe when applied twice daily over a period of 28 days. In this study, each volunteer applied 0.2 g of the ceramide emulsions to each forearm. Based on the 0.02% of ceramide 3 contained in this emulsion, the SED can be calculated as 0.0013 mg kg1 day1 (200 mg 2 forearm$601 kg-1 day1 0.0002). In this case, the MOS would be higher than 100,000, which indicates no risk for humans. For body lotion, the MOS values varied depending on the application sites. The application site resulting in the lowest MOS was the hands, while the back was the least sensitive. However, considering that the most common application sites for body lotion are the arms and legs, the reasonable concentration limit of ceramide 3 in body lotions should be less than 1%. Regardless of lathering, it is also reasonable that facial cleansers should include less than 1% of ceramides in the final product. However, face creams containing up to 3% ceramide concentrations in the final products do not pose health risks. The only cosmetic product with no predicted risk up to 10% ceramide concentration in the final product was lipstick. Even if the concentration of ceramide 3 used in a lipstick product is 10%, the MOS would still be greater than 4000. At present, the most critical point for the risk assessment of ceramide 3 is the lack of systemic and relevant toxicity data. For a more accurate risk profile prediction for ceramide 3, detailed toxicity studies are needed. Considering this fundamental limitation, a conservative approach should be used for risk assessment. From this perspective, it can be concluded that the concentration of 16 S.M. Choi, B.-M. Lee / Food and Chemical Toxicology 84 (2015) 8e17 ceramides in most types of cosmetics or personal products except for shampoos, face creams, and lipsticks, should not exceed 1%. In practice, the concentrations of ceramide 3 in several cosmetic products produced in South Korea range from 0.01% to 0.7%. Based on previous reports for estimated daily exposure data (Hall et al., 2007, 2011), the calculated MOS values were above 100 regardless of cosmetic type (Table 10). Therefore, the use of ceramide 3 in consumer products at concentrations lower than 1% would pose no safety concerns, but the upper limit of safety may vary depending on the product. The possibility of aggregate exposure is also important considering factor in chemical safety assessment (Kennedy et al., 2015a, 2015b). For this purpose, a tiered approach is recommended which is consisted of a conservative tier 1 for the screening level assessment and more complex tier 2 for realistic aggregated exposure modeling (Dudzina T et al., 2015; Tozer SA et al., 2015). However, no standard methods have been adopted until now. In practice, the Scientific Committee on Consumer Safety (SCCS) used global daily exposure value when estimate the aggregate exposure of preservatives assuming the worst-case scenario (SCCS, 2012). Therefore, we have conducted rough deterministic estimation, that is, the daily exposures of all product types were added. In the case of facial cleanser, non-lathering type was used for calculation instead of lathering type for considering the worst-case scenario. As a result, the MOS value was only 39 when assumed that all products contain as low as 0.5% ceramide 3 and used average daily amount (Table 11). However, even though it is assumed that all products contain 5% ceramide 3, the MOS values exceed 100 when minimal amounts of ceramide 3 are used (Table 11). 9. Summary and conclusion Although ceramide 3 is widely used in personal and cosmetic products, data on its specific concentration limits are lacking. We performed a risk assessment for ceramide 3 in various types of personal or cosmetic products, under the assumption that these products contained 0.5e10% ceramide 3 and the rate of dermal absorption was 100%. The MOS 100, which indicates no risk (Kim et al., 2013; Kang et al., 2014; Chen et al., 2014), varied depending on product type and application site. Nevertheless, it can be concluded that there may be sufficient margin of safety for systemic toxicity to humans if ceramide 3 is used less than 1% as an ingredient for cosmetic products. 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