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Characterization
of Stress to
Predict The
Reliability of
Brittle Materials
TE Buchheit, SJ Grutzik, MC Teague,
RL Johnson, SP Meserole, DR Tallant,
& KG Ewsuk
40th ICACC
Daytona Beach, Florida USA
January 26, 2016
1
Sandia National Laboratories is a multi-program laboratory managed and operated by Sandia
Corporation, a wholly owned subsidiary of Lockheed Martin Corporation, for the U.S. Department of
Energy’s National Nuclear Security Administration under contract DE-AC04-94AL85000.
SAND No. 2011–XXXXP.
ICACC-S1-014-2016
9:20-9:50 AM
Coquina Salon D
SAND2016-0659C
Technical Symposium S1: Mechanical
Behavior and
Performance of Ceramics & Composites
40th International Conference and Exposition on
Advanced Ceramics and Composites (ICACC)
Brittle Materials Failure Presents A Reliability
Concern in High Consequence Applications
Electrical Feedthru
Braze
“catastrophic” brittle failure
*
Braze structure
high strength, low ductility, low toughness
Pin
Alumina
Alumina
Stress
500 mm
“graceful” ductile failure
*
Electronic Substrate
high strength, high ductility,
high toughness
Metal Via
Strain
2
LTCC
200 mm
Brittle materials are susceptible to sudden catastrophic failure
Sandia’s Interests & Capabilities To Predict
Brittle Failure Align With The National Challenge
Identified In 2012
NSF Workshop
Sandia National
Laboratories
The Challenge
Brittle Failure
Prediction Is A
Ceramic Material
Grand Challenge
Brittle Materials
Performance & Reliability
Are Critical To
Sandia’s Mission
Critical Capabilities
3D Microstructure
Characterization &
Multi-Scale
Modeling/Simulation
Core Capabilities In
Materials Characterization &
Modeling/Simulation
Glass-to-Metal (GtM) Seals
2 mm
Pin
Glass
Glass
3
Pin
5 mm
Current State:
Qualitative Stress-Based Predictions
Stress
o
We Design To Avoid High Stress
o
Engineering Judgment Has Deficiencies
•
•
•
4
Structure/Pr
operties
Failure Probability %
~ crit
Limited by practical experience
Neglects flaws/flaw populations
Does not incorporate fracture mechanics
Strength (MPa)
Qualitative prediction
of brittle failure based
on engineering
judgment/experience
Future State: Quantitative Mechanics-Based
Prediction of Brittle Failure & Reliability
K ~  a1/2 ~ KIC
Stress
Structure/Pr
operties
Fracture
Mechanics
5
Thermal Strain (%)
0.2
Fast Cool
Slow Cool
0
-0.2
-0.4
Super-Cooled
Liquid
-0.6
-0.8
0
100 200 300 400 500 600
Temperature (C)
Quantitative mechanicsbased brittle failure
prediction
Coordinated Stress, Fracture, & Structure/Props
Experiments & Modeling Are Being Conducted
Vision: Quantitative
mechanics-based failure &
reliability prediction
Microstructure &
Property
Characterization &
Modeling
Micro- to ContinuumScale Stress
Characterization &
Modeling
.
Characterization
& Modeling Crack
propagation
6
Current State: Qualitative stressbased failure analysis
(engineering judgment)
Experimentally-Validated Modeling Tools Are
Being Developed To Predict Crack Propagation
Bi-material stress/crack growth specimen
metal
glass
Steady State KII= 0 Position
Crack Path
Crack Origin
initial crack
Tested/Refined crack propagation force
standard mesh
/b = 0.0125
refined mesh
/b = 0.00625
6 growth steps
Simulated crack propagation with
Sandia Sierra/SolidMechanics-Franc3D
Semi-analytical solution for plane stress G=K2/E
2b 2
F(a / b) 
EG/3.14 a
3P(L  S)
7
Emery & Reedy
Method
/b
F(a/b)
% from
ref. soln.
J-integral
0.01250 1.490
-0.3
J-integral
0.00625 1.493
-0.1
CZ analysis 0.01250 1.453
-2.8
CZ analysis 0.00625 1.486
-0.5
Crack Path Predictions
Compare Favorably With Experiment
304 SSl Ef,= 193 Gpa, f =0.29, f =17.3e-6/OC
hf=3.175 mm
l=254 mm
b=25 mm
ao=15.9 mm
Experiment
Borosilicate/SS #11 (a0= 16 mm, Tf= -47°C)
Borosilicate glass Es=64 Gpa, s= 0.20, s
=3.25e-6/OC
hs=31.75 mm
Model
45 crack growth steps, (displacement mag 10x)
4.9 mm
8
Reedy & Grutzik
Non-FEA predicts a steady state crack path 4.9 mm
below the interface --- same as Sierra/SM-Franc3D
Hutchinson & Suo IJSS 1989
Materials Behavior Characterization Enabled
Model Development, Parameterization, & Validation
0.1
0.01
0.01
25
20
0.1
1
10
Frequency (Hz)
G' Data
G' Prony Fit
G'' Data
G'' Prony Fit
100
0.6
7
6
15
4
10
3
2
5
9
1
G'' (GPa)
G' (GPa)
5
0.5
Displacement (mm)
Simplified
Potential
Energy Clock
(SPEC)
Nonlinear
Viscoelastic
Model For Glass
400 C
430 C
460 C
490 C
520 C
550 C
1
6
Model Calibration
1st cool 30C/min
Reheat 0.5C/min
2nd cool 30C/min
SPEC Model
0.4
0.3
0.2
Symbols are data
5
Model Validation
F= 0.81N
F= 1.57N
F= 4.89N
F= 8.32N
Creep
Tref=460°C
4
3
Dashed = data
Solid = SPEC model
2
1
0
0
50
100 150
Time (min)
200
250
0.6
Linear Thermal Strain (%)
Characterization
Linear Thermal Strain (%)
Tan Delta
10
0.5
data C1
data C2
data C3
SPEC Model
0.4
0.3
0.2
0.1
0.1
0
0
100
200
300
400
500
0
100 200 300
-4 -3 -2 -1 0 1 2 3 4
Temperature (C)
Time (min)
Log(freq, rad/s)
R.S. Chambers, Rajan Tandan, Mark E. Stavig, Characterization and calibration of a viscoelastic simplified potential energy clock
model for inorganic glasses, J. Non-Cryst. Solids (2015), http://dx.doi.org/10.1016/j.jnoncrysol.2015.06.005
400
500
Improved Materials Models Have Enabled
Stress/Strain Predictions With Engineering Accuracy
The Physically-based SPEC Model
Accurately Predicts Thermal
Strain
During
Solidification
Thermal
Strain
History
2
-0.2
-0.4
Elastic
Solid
-0.6
Viscous
Liquid
Actual
Tg
Legacy
Tset
-0.8
-1
100
200 300 400 500
Temperature (C)
Legacy Modeling Employs
Simplifying
Assumptions/Approximation
s
600
Max Principal Stress (ksi)
Thermal Strain (%)
0
Legacy Thermal Strain
Processing History
0.01 C/min Cooling
FE Analysis with SPEC
Model Predicts
HigheratResidual
Stress
Stresses
Pin/Glass
Interface
1.5
1
0.5
0
Legacy Models - No History
New Models - With History
New Models - 0.01 C/min
-0.5
0
100 200 300 400 500 600
o
Temperature ( C)
Enhanced Modeling Accounts
for Time-Dependent Response
& Process History
Processing history affects GtM seal residual stress/predictions
10
Elisberg
Coupled Experiments & Modeling
Enable Better Stress Determination
Stress Mapping Using Indentation Fracture
c2
c4
Stress related
crack length
c3
20
Radial Stress (MPa)
c1
Metal
0
-20
-40
-60
Concentric seal test geometry
Experimental issue
-80
 Stress determined indirectly
Modeling assumption
 Continuum-based material behavior
11
Chambers, Tandon, Jamison, Newton, & Buchheit
0
1
2
3
4
Radial Position (mm)
5
Experimental Measurements
(3 test geometries)
simulated result (SPEC+BCJ)
Micro- To Continuum-Scale Stress Mapping Is
Possible With SEM/EBSD And PL Spectroscopy
SEM of polycrystalline AL2O3
EBSD map (0.5 m spacing)
20 µm
PL Spectroscopy grid (2 µm spacing)
R2 peak shift
692.91
692.9
692.89
692.88
692.87
12
Buchheit, McKenzie, Johnson & Meserole
Glass-Bonded Sapphire Bicrystals
Were Fabricated For EBSD & PL Spectroscopy
 Sputtered ~100 nm of Eagle glass (Corning) on
polished surface of single crystals
 Placed glass side together in alumina boat
 Bonded by heating in air to 1600C at
20C/min, 1H hold
Bonded Bicrystals
• C-plane to C-plane, rotated 30
• A-plane to C-plane
• M-plane to C-plane
Bicrystal boundary
Sapphire
Single Crystal #1
(C-Plane)
Sapphire
Single Crystal #2
(M-Plane)
500 µm
13
Brown-Shaklee & Teague
EBSD Was Used To Determine Exact Crystal
Orientation For Stress Modeling & Calculation
A-C Bicrystal
Crystal #1
Crystal #2
Global X
Crystal #1 (a-plane)
x = [ 0.84832 -0.02183 0.52902] - [1.6 0 1 ]
y = [ 0.52913 0.07101 -0.84556] - [ 1 0 1.6]
z = [-0.01910 0.99724 0.07179] - [ 0 1 0 ]
Crystal #1
Crystal #2
Crystal #1
Global Y
Global Z
Crystal #2 (C-plane, rotated)
x = [ 0.01895 0.53775 -0.84289 ] - [ 0 1 1.6 ]
y = [-0.03011 0.84297 0.537125] - [ 0 1.6 1 ]
z = [ 0.99937 0.01520 0.032165] - [ 1 0 0 ]
y
x
z
y
14
Buchheit & McKenzie
z
x
Crystal #2
Global
y
x
z
Stress In The Bicrystal
Was Simulated Using ABAQUS FEA
Material Parameters
elastic constants
S11= 497 GPa
S44= 147 GPa
S13= 116 GPa
0.5 mm
Al2O3
Free
surface
S33= 501 GPa
S12= 163 GPa
S14= -22 Gpa
- Goto et. al. Journal of Geophysical Research, 1989
Coefficients of thermal expansion
α11 = 7.3e-06 1/C
α33 = 8.2e-06 1/C
Glass
E=70 GPa
=0.2
α =3.55e-06 1/C
Z-displacement
held to zero on
bottom surface
Simulation conditions
T = -600C
0 nm glass bond layer
Stresses in bicrystal are generated due to CTE mismatch and elastic anisotropy
15
Buchheit & Grutzik
FE Stress Predictions Were Bounded By
Modeling A 0 nm And 30 m Glass Bond Layer
A-C bicrystal
A-C bicrystal
0 nm
glass layer
30
mmlayer
glass=layer
glass
30 um
glass layer = 0 nm
120
AA-Crystal
crystal
C - crystal
C Crystal
ACrystal
A Crystal
C-Crystal
Crystal
C
Stress (MPa)
80
40
0
-40
s11
11
s22
22
s33
33
Stress
Pressure
-80
-120
-0.4
-0.2
0
0.2
0.4
X Displacement
from boundary
Disp. from boundary
(mm) (mm)
s11
11
s22
22
s33
33
Stress
Pressure
-0.4
-0.2
0
0.2
0.4
Disp. fromfrom
Boundary
(mm)
X Displacement
boundary
(mm)
The same stress is predicted for a 0 nm to 5 m glass layer
16
Buchheit & Grutzik
A State-Of-The-Art PL Spectroscopy Capability
Has Been Developed To Map Multi-Scale Stress
Map mm2 areas using thousands of spectra with micrometer-scale spatial resolution




Focused laser beam for micro-scale spatial resolution
Determine stress sensitive R1 (~694.24 nm) and R2 (~692.84 nm) Ruby (Al2O3:Cr3+) PL bands
Automated specimen repositioning and spectra acquisition
Process thousands of spectra in minutes (MATLAB, GRAMS, & LABSPEC)
Wavelength resolution and stability to resolve peak shits to 0.001 nm (~3MPa)
 Instrument drift corrected to Ar lamp emission line NIST reference (696.5431 nm)
 Temperature stable to 0.1C (0.0007 nm peak shift) and temperature corrected
 Working to correct for Cr concentration (1 wt.% Cr – 4.8 nm peak shift)
• R1 & R2 fluorescence peaks
(positions, widths, &
separations) are best fit with a
Lorentzian or pseudo-Voigt fit
• The Ar peak is best fit with a
Gaussian fit
17
Johnson, Tallant, & Meserole
R2 peak
R1 peak
Ar peak
Spatially Resolved R1 & R2 Peak Positions
Were Mapped In The A-C Bicrystal
X Position
R2 Peak
Position
A Crystal
X Position
C Crystal
R1 Peak
Position
18
Johnson
Y Position
Y Position
A Reference Stress-Free R2 Peak Position
Was Used To Determine Stress Related Peak
Shifts
A-C Bicrystal
R2 Peak Position
A-C Bicrystal R2 Peak Position
Use this region for
“bulk average”
X Position
Closest to
A-C
interface
Far from interface
 “bulk” average = 692.8827 nm
 NIST standard = 692.84 nm
19
Johnson
Y Position
R1 & R2 Peak Shifts In the A-C Bicrystal Were
Calculated Relative To A Stress-Free Reference
R2 peak shift – single line scan
C Crystal
A Crystal
C Crystal
Peak Shift (nm)
A Crystal
R2 peak shift – average of 11 line scans
Y Position
X Displacement
from (m)
boundary (mm)
Y Position
X Displacement
from (m)
boundary (mm)
Noise Is reduced by averaging peak shift line scans
20
Johnson
Stress-Related Cr Band Peak Shifts
In The A-C Bicrystal Were Mapped
21
Johnson
A Crystal
 Larger peak shifts
indicate higher
stress regions
X Position
X Position
 Region near bicrystal
boundary shows
larger peak shifts
R2 Peak
Shift
C Crystal
R1 Peak
Shift
Y Position
Y Position
Measured Cr Fluorescence Peak Shifts
Were Converted To Residual Stress
1 cm-1 = 200 MPa
Piezospectroscopic Coefficients for Ruby
Uniaxial Loading
 11

33
22
Hydrostatic
Coefficient  11
 22
 33
 11 +  22 + 
33
Modeling And Experiment Predict Similar
Stresses In The Glass-Bonded A-C Bicrystal
A-C bicrystal Stress: Simulation vs. Experiment
Hydrostatic Stress
11 +σ22 + σ33) MPa
Trace(σ(MPa)
200
Simulation
Experimental Data
150
100
A Crystal
C Crystal
50
0
-50
-100
-150
-200
23
-400
Buchheit, Grutzik, & Johnson
-200
0
200
X Displacement from boundary (mm)
400
Experimentally-Informed Microstructure Modeling
Capability Is Being Developed To Predict Stress
20 µm
SEM of Al2O3
EBSD map ofAl2O3
Stress map of Al2O3
Al2O3 – Kovar Brazed Sample
EBSD map of polycrystalline Si
1 µm
Applied Tension
1.29
(GPa) 1.96
Kovar
Al2O3
Measured area
19.5 mm
Measurement Grid 3000 µm x 200 µm (10 µm spacing)
Spectroscopic peak shift
Von-Mises Stress
Predicted stress
Resultant stress calculation
-100 0 100
FE simulation of micro-scale stress &
(MPa)
variation in a brittle material microstructure
PL spectroscopy used for micro- to
24 Buchheit, Teague, Johnson, Tallant, Meserole, & Tandon continuum-scale stress measurement
We Are Integrating Stress, Microstructure, &
Fracture Mechanics To Predict Failure/Reliability
Mechanics Model
PL Spectroscopy
• Surface initiated fracture
Clarke
FIB cuts create a strip
under uniaxial stress
• Crack shapes
Zimmermann et. al, J. Am. Cer. Soc., 1998
Nakamura et al., J. Am. Cer. Soc., 2009
SEM/EBSD
25
Microstructure Map
PL Peak Shift
Principal stress
Sierra/SolidMechanics-Frank3D
Microstructure model
Stress/fracture
predictions
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