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Topic 1

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Rock Engineering
CSE40411
Week
Lecture
(9:30-11:30)
Room Y512
Tutorial
(11:30-12:30)
Room Y512
Laboratory
(13:30-16:30)
Room ZB216
Week
Lecture
(9:30-11:30)
Room Y512
Tutorial
(11:30-12:30)
Room Y512
Laboratory
(13:30-16:30)
Room ZB216
1
(8/9)
2
(15/9)
3
(22/9)
4
(29/9)
5
(6/10)
6
(13/10)
7
(20/10)
Topic 1
Topic 1/2
Topic 2
Topic 2
Topic 3
Topic 3
Topic 3
Topic 1/2
HW1
Topic 2/3
Lab 1
Group A
Lab 1
Group B
Lab 2
Group A
HW2
8
(27/10)
9
(3/11)
10
(10/11)
11
(17/11)
12
(24/11)
13
(1/12)
Mid-term
test
Topic 4
Topic 4
Topic 5
Topic 6
Topic 6
Show
solutions
Topic 4
Lab 2
Group B
Lab 3
Group A
HW3
Topic 5/6
Lab 3
Group B
HW4
2
Lab 4
Group A
Lab 4
Group B
HW5
Index Properties of
Rock and Rock
Mass Classification
Topic 1
3
4
Properties of Rock
•
•
•
•
•
•
Density and specific gravity
Porosity
Point load strength
Slaking and Durability
Sonic velocity
Permeability
5
Density
Density (ρ) is defined as mass
per unit volume, i.e., unit
weight
Mass
𝜌𝜌 =
Volume
[kg/m3] or [g/cm3]
Specific gravity G is the
density of a material (𝜌𝜌) at a
reference temperature (usually
20°C) divided by the density of
water (πœŒπœŒπ‘€π‘€ ) at this temperature.
𝜌𝜌
𝐺𝐺 =
πœŒπœŒπ‘€π‘€
6
Determine specific gravity
Quartz
The Hong Kong granite, obtained from
Po Lam road near Tseung Kwan O
Biotite
Plagioclase
Determine the specific gravity
based on the mineral contents
Orthoclase
7
Determine the specific gravity
based on the mineral contents
i
n
𝐺𝐺 = οΏ½ 𝐺𝐺𝑖𝑖 𝑉𝑉𝑖𝑖
i=1
Vi: Volume Percentage of each
mineral phase
ρdry=G ρw (1-φ)
φ: porosity
PbS (lead(II) sulfide)
8
Porosity
Porosity (φ) is the ratio of the pore volume in a rock to the
total bulk volume of that rock.
Pore Volume
× 100%
πœ‘πœ‘ =
Total Volume
Total volume = Pore volume + Solid volume
https://www.google.com/url?sa=i&url=http%3A%2F%2Fwww.deq.louisiana.gov%2Fassets%2Fdocs%2FWater%2FDWPP_forkidsandeducators%2FPorosityandPermeability.pdf&psig=AOvVaw0xiQxj21FI18oP8JY2J3NU&ust=1597831093220000&source=images&cd=vfe&ved=0CA0QtaYDahcKEwiApPWSv6TrAhUAAAAAHQAAAAAQCA
Mineral grains
Pores
9
Porosity – measurement
Pore Volume
× 100% ,
Total Volume
We need
usually unavailable.
πœ‘πœ‘ =
•
•
•
•
but pore volume is
Density method – Measure solid volume and bulk volume
to get pore volume:
Mass
Solid volume =
Density
Pore volume = Total volume − Solid volume
Imbibition Method – Measure pore volume by measuring
the volume of fluid the pore space can hold.
Mercury Injection Method – measures the connected
porosity and grain size and pore throat size distribution
Gas Expansion Method – Pycnometer measures solid
volume. Accurate and fast.
10
Volcanic tuff
https://www.123rf.com/photo_121079580_tuff-also-known-as-volcanic-tuff-type-of-rock-made-of-volcanic-ash-stone-texture-.html
Granite
https://www.granitegold.com/porosity-of-granite/
11
Saturation
How much pore space is filled with fluid?
water volume
Water saturation: Sw =
pore volume
Oil saturation: So =
oil volume
pore volume
Gas saturation: Sg =
gas volume
pore volume
http://www.kgs.ku.edu/HighPlains/atlas/apst.htm
12
Index Test Properties
•
•
•
•
Point load strength
Slaking and Durability
Sonic Velocity
Permeability
13
Point load test
• Subjecting a rock specimen to
an increasingly concentrated
load (through coaxial, truncated
conical platens) until failure.
• Calculate the point load
strength index that can be used
to classify the rocks.
• A common method used is by
estimating the uniaxial
compressive strength.
(ASTM D5731)
Video demon online
14
Point load test
L
W
L
D
D
D
Diametrical Test
L>0.5D
W
W
Axial Test
0.3W<D<W
Block Test
L>0.5D
0.3W<D<W
15
D
Irregular Lump Test
L>0.5D
0.3W<D<W
Uncorrected point load strength index (Is)
P
Is = 2
De
L
P: load at failure [N]
De: equivalent core diameter [mm2]
W
L
D
D
D
Diametrical Test
De2 = D2 for diametral tests
W
W
Axial Test
Block Test
D
Irregular Lump Test
De2 = 4A/π for axial, block, and lump tests,
where A = WD (minimum cross-sectional area
of a plane through the platen contact points).
16
(ASTM D5731)
De2 = 4A/π for axial, block, and lump tests, where A = WD (minimum
cross-sectional area of a plane through the platen contact points).
17
Typical Modes of Failure for Valid and Invalid Tests
Valid diametrical tests
Valid axial tests
Valid block tests
Invalid diametrical test
Invalid axial test
(ASTM D5731)
18
Point Load Strength Index
1. Uncorrected point load strength index
P
Is = 2
De
P: load at failure [N]
De: equivalent core diameter [mm2]
2. Calculate the size correction factor
F = (De/50)0.45
3. Calculate corrected point load strength index (Is(50))
Is(50)=FIs
4. Calculate the mean Is(50) value from >10 tests, without the two
highest and two lowest values
5. Further analysis
• Rock classification
• Estimation of uniaxial compressive strength
19
Shape Effect – sample length
Is (MPa)
L>0.5D, 0.3W < D < W
0
0.5
1
20
L/D
Shape Effect – sample diameter
I 50 = I s × F
F=
De
50
Is (MPa)
 De 
F=
ο£·
ο£­ 50 ο£Έ
0.45
Granite
Sandstone
For tests near the
standard 50 mm size
Claystone
10
50
21
De (mm)
Correlation between point load strength
index and uniaxial compression
σc = 24 Is(50)
σc = 20 Is(50)
qu MPa
(Franklin 1972)
(Wong 2018)
y = 20.404x
r = 0.8361
24
I s(50) (Diametrical Test)
I s(50) (Axial Test)
Irregular lump test σc =20×Is(50), F=(De/50)0.56 (Wong, 2018)
σc: Unconfined compressive strength
Is(50): Point load strength index (50 mm diameter)
22
Slaking and Durability
Sample: 10 lumps at ~50g each
Apparatus : Drum is turned at 20
revolutions /min.
23
Slaking and Durability test
https://www.youtube.com/watch?v=HbCgB-auLMs&feature=emb_logo
24
Slake Durability Index
1st cycle
dry weight of rock retained inside drum
× 100%
Id :
dry weight of rock before test
2nd cycle
dry weight after the second cycle
I2 :
× 100%
dry weight of rock before test
25
Gamble’s Slake Durability Classification
% Retained After One
10-Minute Cycle (Dry
Group Name
Weight Basis)
Very high durability
>99
98-99
High durability
Medium high durability
95-98
Medium durability
85-95
Low durability
90-85
Very Low durability
<60
26
% Retained After Two 10Minute Cycles (Dry
Weight Basis)
>98
95-98
85-95
60-85
30-60
<30
If the rock has high
durability, take three or
more cycles for index
If I2 value is from 0
to 10% determined
by first cycle
durability
I1 =
W first cycle
W inital
I1
× 100 %
I2
Id
1
27
2
I3
I4
3
4
Cycle
I5
5
I6
6
Shale and claystone immersed in water tends to
absorb water and soften.
For those soft rock with low slake-durability results
should be subjected to soil classification tests.
28
Sonic velocity test
• Ultrasonic pulse transmission technique.
• Measurement of velocity of sound (elastic wave)
to determine the degree of fissuring.
Rock Fissures – small narrow
fractures and cracks in rocks.
https://jgs.lyellcollection.org/content/jgs/early/2020/01/20/jgs2019-142.full.pdf
29
P-wave and S-wave
P-wave
(primary / Longitudinal)
S-wave
(secondary/ shear wave)
30
How to measure the wave velocity
The fissuring or pores inside the rock will affect the travel
velocity of the waves: the more fissuring, the slower speed
(the more travel time for the same distance)
(primary / Longitudinal)
S-wave
(secondary/ shear wave)
tp = travel time of P-wave
L
Vp =
tp
L
Vs =
ts
t0
Rock sample
P-wave
Sonic Pulse
Pore
L
Fissure
t1
ts = travel time of S-wave
tp=t1−t0
travel time of P-wave
31
Sonic Velocity test
32
How to represent the degree of Fissuring
For same rock type:
less fissures  higher sonic velocity  better quality
How do we compare different rocks?
Quality Index: IQ % =
V𝑃𝑃
V𝑃𝑃∗
× 100%
VP : Measured P-wave velocity in the rock sample
VP*: P-wave velocity in rock sample if it has no pores or
fissures
Vp
33
Vp*
Typical Values of VP* for Rocks
*
Rock
VP (m/s)
Gabbro
7000
basalt
6500-7000
Limestone
6000-6500
Dolomite
6500-7000
Sandstone and quartzite 6000
Granitic rocks
5500-6000
Fourmaintraux (1976)
34
Typical Values of
mineral contents
*
VP
for Rocks by measuring the
1
Ci
∗ = οΏ½
VP
VPi
i
P-wave Velocities of Minerals
Mineral
VP (m/s)
Quartz
6050
Olivine
8400
Augite
7200
Amphibole
7200
Muscovite
5800
Orthcolase
5800
Plagioclase
6250
Calcite
6600
Dolomite
7500
magnetite
7400
Gypsum
5200
Epidote
7450
Pyrite
8000
From Fourmaintraux (1976)
Ci : Volume proportion of mineral i in rock
VPi: Longitudinal wave velocity in mineral i
Amphibole
Orthcolase
Quartz
35
IQ % = 100 − 1.6 φp %
φp : Porosity of non-fissured rock
IQ%
Extremely
fissured
62.5
φp %
36
Fourmaintraux (1976)
Permeability
Hydraulic Permeability – the degree of
interconnection between pores, fissures, and joints
https://www.google.com/url?sa=i&url=http%3A%2F%2Fwww.deq.louisiana.gov%2Fassets%2Fdocs%2FWater%2FDWPP_forkidsandeducators%2FPorosityandPermeability.pdf&psig=AOvVaw0xiQxj21FI18oP8JY2J3NU&ust=1597831093220000&source=images&cd=vfe&ved=0CA0QtaYDahcKEwiApPWSv6TrAhUAAAAAHQAAAAAQCA
37
Darcy’s law
In 1856, Darcy established an empirical relation for
the flow of water (at ~20°C) through porous media,
known as Darcy’s law:
(β„Ž1 −β„Ž2 )
π‘žπ‘ž = 𝐾𝐾𝐾𝐾
𝐿𝐿
𝑑𝑑𝑑
π‘žπ‘žπ‘₯π‘₯ = 𝐾𝐾𝐾𝐾
𝑑𝑑𝑑𝑑
(flow in x direction)
q: volumetric flow rate [m3/s]
K: hydraulic conductivity [m/s]
A: cross-section area [m2]
h: hydraulic head [m]
L: length of the sample [m]
Q: volumetric flow = q·t [m3]
Qin
h1
Qout
L
A
x direction
38
h2
Datum
Darcy’s law
𝑑𝑑𝑑
π‘žπ‘žπ‘₯π‘₯ = 𝐾𝐾𝐾𝐾
(at ~20°C)
𝑑𝑑𝑑𝑑
π‘˜π‘˜ 𝑑𝑑𝑑𝑑
π‘žπ‘žπ‘₯π‘₯ = 𝐴𝐴
µ 𝑑𝑑𝑑𝑑
q: volumetric flow rate [m3/s]
k: hydraulic permeability [m2]
A: cross-section area [m2]
p: pressure [Pa]
L: length of the sample [m]
µ: fluid viscosity [m2/s]
(µ of water: 1x10-6 m2/s at 20°C)
Hydraulic conductivity is related to the hydraulic permeability as
π‘˜π‘˜πœŒπœŒπœŒπœŒ
𝐾𝐾 =
µ
𝜌𝜌: gravitational acceleration [m/s2]
𝑔𝑔: density of water [kg/m3]
39
Darcy’s law
π‘˜π‘˜ 𝑑𝑑𝑑𝑑
π‘žπ‘žπ‘₯π‘₯ = 𝐴𝐴
µ 𝑑𝑑𝑑𝑑
• Permeability k is independent of the fluid
properties (also called intrinsic permeability).
• Darcy (D) (1 D ~ 1 × 10− 12 m2) and is the standard field
unit for permeability.
• Volumetric flow rate depends on the pressure
difference (𝑑𝑑𝑑𝑑).
40
Measurement of hydraulic conductivity
Falling Head Permeability Test
𝑑𝑑𝑑𝑑2 𝐿𝐿
β„Ž0
K = 2 ln( )
β„Ž
𝑑𝑑𝑐𝑐 𝑑𝑑
dc2: sample diameter
dt2: falling head tube diameter
L: length of the sample
h0: initial water level
h: water level after t
K: hydraulic conductivity οƒ  k
(Fetter 1980)
41
Measurement of hydraulic conductivity
Constant Head Permeability Test
K=
𝑉𝑉𝑉𝑉
Ath
V: discharged water volume in time t
L: length of the sample
A: cross section area of the sample
h: hydraulic head
K: hydraulic conductivity οƒ  k
(Fetter 1980)
42
Lab permeability test
𝑑𝑑𝑑𝑑 = 𝑃𝑃1 − 𝑃𝑃2
𝑑𝑑𝑑𝑑 = 𝐿𝐿
P2
x direction
L
Rock sample
A
P1
π‘˜π‘˜ 𝑑𝑑𝑑𝑑
π‘žπ‘žπ‘₯π‘₯ = 𝐴𝐴
µ 𝑑𝑑𝑑𝑑
π‘˜π‘˜ (𝑝𝑝1 −𝑝𝑝2 )
π‘žπ‘ž = 𝐴𝐴
πœ‡πœ‡
𝐿𝐿
π‘žπ‘žπœ‡πœ‡πΏπΏ
π‘˜π‘˜ =
𝐴𝐴(𝑝𝑝1 − 𝑝𝑝2 )
q: volumetric flow rate [m3/s]
k: permeability [m2]
A: cross-section area of the sample [m2]
P: fluid pressure [m]
L: length of the sample [m]
µ: kinetic viscosity of water [m2/s]
43
Lab conductivity/permeability test
http://www.kensains.com.my/controls_rock.html
Permeability test in a testing cell (Hoek cell)
44
Table 2.4 Conductivities of Typical Rocks
K (cm/s) for Rock with Water @ 20oC
Rock
Sandstone
Lab
Field
3 x 10-3 to 8 x 10 -8
1 x 10-3 to 3 x 10 -8
Navajo sandstone
2 x 10-3
Berea sandstone
4 x 10-5
Greywacke
3.2 x 10-8
10-9 to 5 x 10 -13
10-8 to 10 -11
5 x 10-12
2 x 10-9 to 5 x 10 -11
Limestone, dolomite
10-5 to 10 -13
10-3 to 10 -7
Salem limestone
2 x 10-6
Shale
Pierre shale
Basalt
10-12
10-2 to 10 -7
Granite
10-7 to 10 -11
10-4 to 10 -9
10-8
2 x 10-7
Schist
Fissured schist
1 x 10-4 to 3 x 10 -4
Field test hydraulic conductivity >> Lab test values
45
Pumping test
https://me.me/i/formation-of-a-cone-of-depression-infiltration-recharge-cone-of-804894
46
Pumping test - confined aquifer
q
Original groundwater table
Observation well
h2
h1
hw
H (aquifer
thickness)
r1
confined aquifer
r2
impermeable
2r0
π‘Ÿπ‘Ÿ2
dr
K 2π𝐻𝐻 β„Ž2
οΏ½ dh
οΏ½
=
π‘žπ‘ž
π‘Ÿπ‘Ÿ1 π‘Ÿπ‘Ÿ
β„Ž1
In the radial (r) direction:
dh
dh
q = KA = K 2πrH
dr
dr
𝑑𝑑𝑑𝑑 K 2πH dh
=
π‘Ÿπ‘Ÿ
π‘žπ‘ž
impermeable
47
π‘Ÿπ‘Ÿ2
K 2π𝐻𝐻
(h2 − β„Ž1 )
ln =
π‘žπ‘ž
π‘Ÿπ‘Ÿ1
q ln(π‘Ÿπ‘Ÿ2 /π‘Ÿπ‘Ÿ1 )
K =
2πœ‹πœ‹H(β„Ž2 − β„Ž1 )
Pumping test - unconfined aquifer
q
Original groundwater table
saturated aquifer
thickness at
radial distance r
Observation well
h
h2
h1
hw
r1
r
unconfined aquifer
r2
2r0
π‘Ÿπ‘Ÿ2
dr
K 2π β„Ž2
οΏ½ β„Ž dh
οΏ½
=
π‘žπ‘ž β„Ž1
π‘Ÿπ‘Ÿ1 π‘Ÿπ‘Ÿ
In the radial (r) direction:
dh
dh
q = KA = K 2πrh
dr
dr
𝑑𝑑𝑑𝑑 K 2πh dh
=
π‘Ÿπ‘Ÿ
π‘žπ‘ž
48
π‘Ÿπ‘Ÿ2
Kπ 2 2
(β„Ž2 −β„Ž1 )
ln =
π‘žπ‘ž
π‘Ÿπ‘Ÿ1
q ln(π‘Ÿπ‘Ÿ2 /π‘Ÿπ‘Ÿ1 )
K =
πœ‹πœ‹(β„Ž22 −β„Ž12 )
Packer Test (Lugeon test)
Maurice Lugeon, a Swiss geologist
first formulated the test.
https://www.geotech.hr/en/permeability-test-lugeon-test/
49
Packer Test (Lugeon test)
In situ test of formation
conductivity/permeability performed
by measuring the volume of water
taken in a section of test hole when
the interval is pressurized at given
pressure.
https://www.geotech.hr/en/permeability-test-lugeon-test/
Packers
https://www.nve.no/Media/5313/lloydt-lugeon-test.pdf
50
Stage
Pressure
1
0.50Pmax
2
0.75Pmax
3
Pmax
4
0.75Pmax
5
0.50Pmax
Packer Test (Lugeon test)
The average hydraulic conductivity of the rock mass
is expressed in terms of Lugeon unit (1 Lu ≈ 1.3 ×
10 −7 m/s).
q 𝑃𝑃0
Lugeon value: Lu = ×
L 𝑃𝑃
q - flow rate [liter/min]
L - Length of the borehole test interval [m]
P0 - Reference pressure of 1 MPa [MPa]
P - Test pressure [MPa]
51
Packer Test (Lugeon test)
Range of Lugeon values and the
corresponding rock condition
52
Rock Mass Classification
• Rock mass rating system (RMR) system
• Q system (NGI system)
53
Rock Mass Rating (RMR) system
Bieniawski (1975) proposed the geomechanics
classification system: Rock Mass Rating (RMR) indicating
rock quality from 1 to 100.
Basic Parameters:
1.) Strength of intact rock
4.) Condition of Joints
2.) Rock Quality Designation (RQD)
5.) Groundwater Conditions
3.) Spacing of Joints
6.) Orientation of Joints
54
RMR
Basic Parameters:
1.) Strength of intact rock
2.) Rock Quality Designation (RQD)
3.) Spacing of Joints
4.) Condition of Joints
5.) Groundwater Conditions
6.) Orientation of Joints
55
56
Rock-quality designation (RQD)
Rock-quality designation (RQD) is a
rough measure of the degree of
jointing or fracture in a rock mass.
57
Rock Quality Designation (RQD)
Σ length core pieces (length >2×diameter)
×100%
RQD =
Total length of core run
Rock core
58
Rock Quality Designation (RQD)
RQD =
Σ > 10cm length
Total length of core run
×100%
5 cm diameter core
0.61 + 0.21
= 55%
RQD =
1.50
#1 – 9 natural fractures (joints)
Spacing of Joints (most influential set)
59
10 cm
https://dxi97tvbmhbca.cloudfront.net/upload/user/image/JJakubec_Roles_of_defects_in_rock_mass_classfication_201320191128184530242.pdf
60
5 cm
Scale
𝐑𝐑𝐑𝐑𝐑𝐑 = 𝟎𝟎𝟎
𝐑𝐑𝐑𝐑𝐑𝐑 = 𝟎𝟎𝟎
10 cm
𝐑𝐑𝐑𝐑𝐑𝐑 = 𝟏𝟏𝟏𝟏𝟏𝟏𝟏
https://dxi97tvbmhbca.cloudfront.net/upload/user/image/JJakubec_Roles_of_defects_in_rock_mass_classfication_201320191128184530242.pdf
61
5 cm
Scale
62
Joint spacing
Spacing of Joints (most influential joint sets)
63
Joint spacing, condition, and water
http://www.kgs.ku.edu/PRS/Ozark/well_1_32.html
https://geologyengineering.com/2019/11/rqd-rock-quality-design/
64
65
Basic Parameters:
1.) Strength of intact rock
2.) Rock Quality Designation (RQD)
3.) Spacing of Joints
4.) Condition of Joints
5.) Groundwater Conditions
6.) Orientation of Joints
66
Q system (NGI, Tunnel Quality Index)
RQD
Jr
Jw
×
Q =
×
Ja
Jn
SRF
(Barton et al., 1974)
Environmental conditions
influencing the behaviour
of rock mass
Jn : Joint set number
Jr : Joint roughness number
Ja : Joint alternation number
Shear strength of the
block surface
Jw : Joint water reduction factor
Size of joint block
SRF : Stress reduction factor
67
68
69
Q system and the RMR system connection:
RMR= 9 ln Q +44 (std 9.4)
70
End – Topic 1
Questions?
Department of Civil and Environmental Engineering (CEE)
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