INVENTION DISCLOSURE FORM (IDF) This form is a formal record of the disclosure of your invention. The information you supply in this form will be used to assess the potential for obtaining patent (or other) protection for your invention so it is important to be accurate and succinct, avoiding as much technical jargon as possible. If patenting is appropriate, the information will be used to form the basis of detailed discussions with a patent attorney. Please attach any information that may be of assistance. Please return this form to 1. Brief Working Title of Invention Ballpoint pen type input device for computers 2. Please indicate exactly where and when the invention was first conceived Date: 04/08/1998 Place: Rondevoo Technologies LLC 3. Description of invention 3.1. Introduction What is the market / field / disease / of invention. Size of market. General Wide Market (Same as that of a stylus or a pen), especially students 3.2. What problem does it solve? What is the clinical / end-user / market demand? Why is the invention required? What is wrong / what are the limitations, with the current tools / therapies / diagnostics / devices etc? Who will use it and when? It helps store manually created data for archive and retrieval purposes in its original format. For example, notes kept in an inventor’s notebook can be input into a computer system in the inventor’s handwriting, further authenticating the electronically stored version of that information. It has a great profit potential due to the huge market size and good turnover every year due to new students constantly being matriculated. 3.3. Summary What is it? How and why does it work/what does it look like? Describe in layman’s terms and use sketches, drawings, flow diagrams, and chemical equations as needed to help understanding by others. Attach photographs, drawings, sketches or any other descriptive material. It’s an ordinary ball point pen but with a sensor system that enables it to record what is being written on a physical paper which is then forwarded to a computer to create a digital copy of what’s being written. It operates on a battery and the data transmission is completely wireless making the device very portable. 3.4. Do similar inventions exist? What is the closest existing prior art that you can identify? Of yours? Of others? Attach evidence if possible. Stylus probes in combination with touchscreen technology. https://patents.google.com/patent/JP2000122808A/en?inventor=Takeshi+Kuribayashi&sort=new&pag e=10 3.5. What is novel about the invention? Why is your invention different? Differentiate your invention from the prior art (publications, patents, products). What are the limitations with existing technologies? What are the technical / clinical problems it will uniquely solve? What are the commercial problems it overcomes? What advantages does your innovation provide that makes it better than the existing solutions? How does your invention differ? It combines the simplicity of a standard ball point pen with the features of a stylus all without needing a touchscreen to write on. Using a stylus on a touchscreen does not give the same feeling as that of a ballpoint pen while writing with a ball point pen has the limitations of being written on paper. CONFIDENTIAL & RESTRICTED IRIS Ref No. IRIS Ref No. (signed IDF) Page 1 of 8 Date Received Date Signed 3.6. Has the invention been tested or used in practice? What data do you currently have to support the invention? If you have any practical results, please summarise them. -There is no practical data to be provided3.7. Extensions of the idea What extensions to the idea can you foresee that you consider may work but are untried and beyond the scope of the invention described above? eg: other material combinations that might achieve similar results, alternative applications of the idea, other topologies etc. It could potentially be attached with a small microphone which can be used to record quick memos. 4. Information on the intellectual property (A) PUBLIC DISCLOSURES 4.1. Has the invention or any part of it been disclosed in a publication, an abstract, a presentation or any other form of public disclosure? If yes, please attach a copy and write the date of the disclosure on the material. CONFIDENTIAL & RESTRICTED IRIS Ref No. IRIS Ref No. (signed IDF) No Page 2 of 8 Date Received Date Signed 4.2. Is there a draft manuscript detailing the invention? If yes, please attach a copy. Yes As shown in a cutaway, longitudinal view, a typical ballpoint pen housing 10 is adapted for housing the pen/input device of the subject invention. The pen barrel 12 houses the pen/input device of the subject invention, as will be described. A removable cap 14 is adapted for housing an independent power supply such as a dry cell battery unit 18. Where desired, the cap or barrel may also include a standard pocket clip 16. Other power supplies, such as, by way of example, a rechargeable system or a solar cell could also be used. The pen/input device includes a typical ballpoint pen cartridge with a rolling ball pen “point” 22. Sensors 24 and 28 are housed in the barrel 12 for monitoring the movement of the ball 22. Wires 26 and 30 are connected to sensors 24 and 28, respectively, for carrying the sensed motion signals to a transmitter 32 which transmits the motion signals to a remote receiver via a low frequency radio signal through integrated antenna 34. The transmitter/sensor system is connected to the internal power supply 18 via a coupling system such as, by way of example, the wires 36, 38. The power supply connectors can be any of the well-known contact system CONFIDENTIAL & RESTRICTED IRIS Ref No. IRIS Ref No. (signed IDF) Page 3 of 8 Date Received Date Signed standard and known to those who are skilled in the art. For example, a standard flashlight connector system can be readily adapted to the present invention. In the embodiment of FIG. 1, where video sensors 24 and 28 are utilized, the tip of the barrel 12 includes a transparent window 40 through which the sensors 24 and 28 can monitor the movements of the ball and the orientation of the pen relative to the transfer media, such as paper, not shown. This assures that the position of the pen relative to the paper is known both during a pen stroke and when the pen is lifted and moved to another portion of the paper. As best shown in FIG. 2, all motions of the pen can be defined by standard “x” and “y” coordinates. This permits any alphanumeric or graphic data to be defined by a point-to-point “x” and “y” position of the ball 22 to the paper or other media. By monitoring the position of the ball relative of a defined origin point, the “x” and “y” position data can be transmitted via the transmitter 32 to a remote computer and accurately reproduced in electronic form. In the embodiment shown in FIG. 2, the video sensors 24 and 28 “watch” and transmit the pen movements relative to the paper. For example, the sensor 28 monitors the orientation (rotation) of the pen relative to the origin and the sensor 24 monitors the angle and distance of the pen relative to the origin in order to define the “x” and “y” coordinate of each point representing the alphanumeric or graphic input. By using an orientation sensor, the style of stroke may be monitored as well as the “x” and “y” position. Thus, if a calligraphic (flat) point were used instead of the ball, both the “thin” and “thick” line strokes can be monitored by sensing the orientation (rotation) of the point about the center axis of the pen. An alternative sensor system is shown in FIG. 3. As there shown, a stiff wire unit 50 is housed within the cartridge 20 and is located along the central axis of the pen. A friction contact surface 52 is positioned above and in contact with the ball 22, with sufficient clearance to permit ink to flow around the surface 52 and onto the ball. Sensors 54 and 56 are positioned around the perimeter of the wire 50 and monitor deflection of the wire to determine movement of the ball in an “x” and “y” coordinate system. Sensor 58 monitors surface speed of the ball 22 to determine actual coordinate position at any point during a stroke, via the positive contact system as indicated by contact surface 60. This permits accurate representation of the pen position by combining the “x” and “y” deflection with the speed of movement. The sensor 58 may also monitor ball pressure (or “z” axis deflection) in order to capture the boldness of the stroke. A sensor system based on the mouse principal is shown in FIGS. 4 and 5. This system utilizes sensors that are in direct contact with the rolling ball 22. In this configuration, the “x” sensor is a pressure or deflection sensor having a positive contact surface 61 and a diametrically opposite negative contact surface 60. The sensor monitors the deflection of the ball in the “x” direction. The “y” sensor 62 operates in a similar manner with the positive contact 63 and the negative contact 62 measuring pressure or deflection in the “y” direction. The actual deflection is monitored on a calibrated index or reference system 65 provided in each sensor 60 and 62 and the resulting vectors give accurate “x,” “y” directional coordinates for the pen motion. The speed sensor 70 is shown in FIG. 5 and may be positioned anywhere on the ball 22. Preferably the speed sensor will be positioned on the central axis of the ball 22 so that it can also be used as a pressure (“z” axis deflection) sensor, to indicate boldness of stroke. The ball 72 provided in the sensor 70 monitors surface speed of the ball 22 and when combined with the deflection signals of sensors 60 and 62 provides an accurate signal representing direction and length of each pen stroke. In the preferred embodiment, the origin point of the pen is the first point input and all additional strokes are measured from that point. Other origin or orientation points may be defined in the wellknown manner. FIG. 6 is an embodiment incorporating the same principals as the embodiment of FIGS. 4 and 5, with a modified sensor construction. As in FIG. 5, the CONFIDENTIAL & RESTRICTED IRIS Ref No. IRIS Ref No. (signed IDF) Page 4 of 8 Date Received Date Signed “x” sensor 80 measures “x” deflection of the contact surface 88, the “y” sensor 82 measures “y” deflection of the contact surface 88 and the “z” sensor monitors both speed and pressure. The subject invention provides a useful, portable device for inputting manually generated data into a computer system. Where desired the wireless transmitter could be replaced with a hardwired transmitting system to reduce costs. While certain features and embodiments of invention have been described in detail herein, it will be understood that the invention includes all modifications and enhancements within the scope and spirit of the following claims. Anticipated date of submission / disclosure: 04/01/1999 4.3. If yes to 4.2, has this been submitted to a journal or publisher? Please provide details of the publisher, dates of submission and whether or not the manuscript has been accepted for publication. Journal name: Submission date: Outcome: No (B) MATERIALS 4.4. Have you supplied any material relating to the invention to anyone outside your research group? Please include researchers within your organisation as well as those at other organisations. The research is non-existent as it’s merely an idea No If yes, was the material transferred under a Material Transfer Agreement (MTA)? No If appropriate, please supply MTA reference number(s). 4.5. Did you use any materials supplied by other researchers to make your invention? No No If yes, were the materials supplied under an MTA? If appropriate, please supply MTA reference number(s). (C) RESEARCH TOOLS 4.6. In developing the invention have you made use of any research tools (such as: software design environments; gene editing platforms; image analysis tools (eg GFP) etc.) that are restricted to research use only or otherwise may restrict the commercial exploitation of their outputs? No If yes, were the research tools supplied to you under an MTA or other agreement? No If appropriate, please supply MTA reference number(s). (D) COMMERCIAL INTEREST 4.7. Are you aware of any companies that might be interested in this invention? Yes If yes, please list names. Microsoft, Apple CONFIDENTIAL & RESTRICTED IRIS Ref No. IRIS Ref No. (signed IDF) Page 5 of 8 Date Received Date Signed 5. Funding sources1 Please list all sources of funding that have contributed to the invention. What funding source was used to support the project leading to the creation of this invention? Please provide details of the source (funding body), Principal Investigator and the specific grant(s) applicable. Funding Institute Award Type Sponsor’s Award No Title University Grant Number Contract Period NA 6. Inventors (insert additional tables if required) It is a legal requirement to identify correctly the inventors named on a patent filing. An inventor needs to have either conceived the idea or contributed to its development in the sense that without their contribution the invention would not have been devised. A person should not be named as an inventor if they simply followed the instructions of others or performed known techniques. If their role was to perform experiments to prove that the idea works then they must have had to devise new techniques for their contribution to be inventive. Name: Adam A. Monroe Title: Nationality2: United States of America Employer (whether, or not, UoD): Rondevoo Technologies LLC Status: Contractor Work Address: 308 Negra Arroyo Lane, Albuquerque, New Mexico, 87104 Work Phone: 605148369 Work Email: Rondevoo.monroe@hotmail.com Personal Email3: monroeadam@yahoo.com Description of Inventive Contribution4 Sole Contributor % Inventive Contribution5 100 Name: NA Dr. Title: Nationality: Employer (whether, or not, UoD): Status: Employee / Contractor / Consultant Work Address: 1 To comply with funder reporting requirements Nationality is required by patenting authorities 3 Alternative contact detail for patent offices 4 Where more than one person is named as an inventor or non-inventive contributor, provide a brief description of what each person contributed towards the conception and the development of the invention CONFIDENTIAL & RESTRICTED Page 6 of 8 2 IRIS Ref No. IRIS Ref No. (signed IDF) Date Received Date Signed PI Work Phone: Work Email: Personal Email: Description of Inventive Contribution % Inventive Contribution: eg: 40 Name: NA Title: Nationality: Employer (whether, or not, UoD): Status: Employee / Contractor / Consultant Work Address: Work Phone: Work Email: Personal Email: Description of Inventive Contribution % Inventive Contribution: eg: 40 Named inventor who will act as the principal contact person Dr. Adam A. Monroe 7. Non-inventor contributions (insert additional tables if required) Non-inventive contributors may have contributed considerable time and skill to an invention and may be deserving of a share of any net revenue if the project is commercially successful. Please list any person who should be recognised for their contribution but does not fall within the definition of inventor. Name: NA Title: Employer (whether, or not, UoD): Status: Employee / Contractor / Consultant Work Address: Work Phone: Work Email: Personal Email: Description of Contribution CONFIDENTIAL & RESTRICTED IRIS Ref No. IRIS Ref No. (signed IDF) Page 7 of 8 Date Received Date Signed % of Aggregate Inventive Contribution to be received: eg: 40 Donated by Which Inventors: Name: NA Title: Employer (whether, or not, UoD): Status: Employee / Contractor / Consultant Work Address: Work Phone: Work Email: Personal Email: Description of Contribution % of Aggregate Inventive Contribution to be received: eg: 40 Donated by Which Inventors: 8. Inventors’ signatures Signing confirms that to the best of your knowledge the information provided in this form is accurate and complete. It also confirms your agreement with the % revenue shares stated in Sections 6 & 7. Print Name Signature Date Print Name Signature Date Print Name Signature Date CONFIDENTIAL & RESTRICTED IRIS Ref No. IRIS Ref No. (signed IDF) Page 8 of 8 Date Received Date Signed