People of the Philippines v Catbagan J Panganiban G.R. Nos. 149430-32. February 23, 2004 FACTS: 03/15/1998: Danilo Lapidante’s advance birthday party in SJDM, Bulacan with many relatives and friends in attendance (woot woot). o Sgt. Celso Suico (from the PAF and PSG) fired shots with his Armalite Rifle; election gun ban was in effect so the attention of Carmelo Catbagan (Investigator, Criminal Investigation Service, PNP) was called. o 5:00pm - Catbagan went to the lot where party was held to ask who fired the shots, no one gave a positive answer so he left. o Some minutes before, Lapidante conducted some of his guests home with his jeep. Suico and Ernesto Jun Lacaden (Suico’s companion) were with him. Suico returned his armalite to his residence but substituted it with a .45 caliber pistol. o 5:30pm - Catbagan returned to the party (with Jess Fababier). He again inquired about the gunshots and Sgt. Suico answered that it was nothing. Someone hurled a stone that landed on a tree and then hit Catbagan. Irritated, Catbagan directed Fababier to look for the person who threw the stone. o Sgt. Suico went out the pedestrian gate to introduce himself to Catbagan and say that he was a member of the PSG. Catbagan ignored this, drew out his .09mm automatic pistol and fired successively at Suico, who said ‘Huwag, Pare.” Catbagan fired more shots, victim fell to the ground, bloodied and dying from mortal wounds. o Lacaden was napping inside the jeep when the shots were fired and he went down without knowing what was happening. Two shots were fired at him by Catbagan. He was hit by one and fell down. o Lapidante (who was inside the compound) was prompted by his wife to run but before he could enter his house, two rapid shots were aimed at him, with one hitting him in the upper part of his body. o Suico died on the spot, Lapidante died in the hospital, Lacaden had to be treated and was confined in a hospital. Version of the Defense: o Ernesto Purbos heard the successive gunshots bet 9-11 am, and reported it to Catbagan. He was told not to mind it so he went home. He heard them again at around 4pm, and Catbagan told him that he was going to call the attention of the Barangay Captain. o Zosimo Pavabier corroborated Purbos’ testimony. In his version of the events, Suico uttered that he was a PSG mem, drew his .45 caliber pistol and cocked it. Catbagan drew his gunand fired at Suico. Lacaden, who was attacking Catbagan from the side was shot by the latter once. Seeing this, Lapidante went to his shouting “Akina iyong mahaba.” Catbagan made one shot upward, yelling at o o Lapidante “Pare, pare, huwag kang tatakbo!” As Lapidante continued, Catbagan fired at him once. Jonathan Bellosillo (Barangay Captain) confirmed that complaint/report was made by Catbagan about a gunfiring incident. Carmelo Catbagan- basically same as Pavabier’s version. A rock was thrown at him at Lapidante’s compound. Lacaden (holding an icepick) and Suico (holding a gun) rushed at him. He drew his gun while stepping backwards and fired at his aggressors. He saw Lapidante rushing back to his house, shouting “akina yung mahaba!” He fired a warning shot, uttering: ‘Tumigil ka, huwag kang kikilos’. Lapidante did not heed Catbagan’s warning and continued to rush. Fearing that Lapidante might be able to get hold of the long gun, Catbagan fired a shot at him once. RTC Ruling: o Appellant did not know who had fired shots, thus he could not claim that he went there to perform his duty to make an arrest. o Re Suico: Unlawful aggression on part of the victim, but means to repel aggression was unreasonable. Appellant was credited with incomplete self-defense bc he lost his right to kill or wound the victim after unlawful aggression had ceased. No evident premeditation and treachery in the killing so appellant was guilty of only homicide. o Re Lapidante: RTC rejected self-defense and ruled that treachery existed because victim was shot with his back to Catbagan. o Re Lacaden: Court found that he was shot in the back while fleeing. RTC rejected that Lacaden was carrying an icepick at the time of the shooting, and even if he was, it was of no threat to Catbagan bc Lacaden was too far from him. Self-defense could not be appreciated. RTC found treachery in the crime bc he did not pose imminent danger to appellant – in fact, he was running away from the scene, and appellant used his pistol to wound his vital organs. Death did not ensue by reason of causes independent of will of appellant – court found him guilty of frustrated murder. ISSUES: 1. W/N appellant was justified in shooting the victims as a direct result of his fulfillment of a lawful duty o No. o Appellant is correct in arguing that he had the legal obligation to maintain peace and order but he was not justified in shooting the victims. o Art 11: a person who acts in the fulfillment of a duty or in the lawful exercise of a right or office does not incur any criminal liability. o Requisites for Art 11: 1) the accused must have acted in the performance of a duty or in the lawful exercise of a right or office; and 2) the injury caused or the offense committed o o 2. W/N he could use self-defense as a valid... defense o Re Suico: There is unlawful aggression on Suico’s part – aiming a cocked gun at Catbagan o BUT Catbagan employed unreasonable means to retaliate Catbagan continuously fired his gun even if Suico was already dispossessed of his gun due to gunshot wounds Suico was also inebriated af so it would’ve been easier for Catbagan to subdue victim w/o resorting to excessive means. o No provocation on part of person resorting to self-defense – he just went there to determine who fired the gunshots. o Catbagan CANNOT use self-defense because he was not able to prove all elements of self-defense (necessity of means employed). But he may still be credited with mitigating circumstances under Art 13 RPC. o o should have been the necessary consequence of such lawful exercise. o Requisites are ABSENT. Appellant not performing his duty bc men he shot had not been indiscriminately firing guns in his presence; he wasn’t there to effect an arrest. Appellant was there to determine who had fired the shots (he’s dutybound to maintain peace and order), but him inflicting fatal injuries were not a necessary consequence of the performance of his duty. People v Cabrera o In People v Cabrera, victim created disturbance in the presence of the accused who immediately intervened and subdued the former. o Present case: Appellant had no personal knowledge who fired the shots. His only duty was to determine who fired shots. Re Lapidante: o No unlawful aggression. It cannot consist merely of oral threat or intimidating stance or posture. o RTC ratiocination that SC agrees with: To this Court, the belief on the part of Catbagan that the victim was about to retrieve a rifle from the doorside of the house, existed only in his imagination. o “Ang mahaba! Ang mahaba!” Lapidante et al had just arrived from delivering the armalite back to Suico’s house. Lapidante was gripped w fear and was obviously trying to escape from harm. Catbagan couldnt validly state that he was in imminent danger from Lapidante. o o Running back to his house to take a more advantageous position = unlawful aggression NO. No clear purpose in Lapidante’s retreating He never attacked Catbagan in the first place so he did not begin unlawful aggression Self-defense cannot be used because there is no unlawful aggression (sine qua non of self-defense) Re Lacaden: o No unlawful aggression on Lacaden’s part. o Lacaden was shot in the back, meaning he wasn’t facing Catbagan, and wasn’t attacking him with the icepick either. o Icepick wasn’t presented as evidence. o Even IF Lacaden had icepick, he was too far from Catbagan. Appellant himself clarified that Lacaden was 6-7meters away from him, and that the latter’s arms were raised upward. o No self-defense. 3. W/N he could be credited with the mitigating circumstance of voluntary surrender o Yep. o For voluntary surrender to mitigate criminal liability, the following elements must concur: 1) the offender has not been actually arrested; 2) the offender surrendered himself to a person in authority; and 3) the surrender was voluntary. o Act must be spontaneous & indicative of intent of unconditional surrender bc there is acknowledgement of guilt or desire to save authorities from searching for culprit. #thoughtful o Catbagan immediately called his superior to tell him of incident and convey his intention to surrender. Appellant surrendered himself & his firearm the next day. 1) He had not been arrested yet 2) He surrendered himself to the Chief of Ass. Directorate for Intelligence of the PNP 3) Surrender was voluntary and spontaneous + he owned responsibility to the shooting. 4. W/N the characterization of the crimes and penalties imposed by the trial court was correct. o Suico – Homicide o No treachery – shooting is frontal encounter o No premeditation o Charges of homicide are correct o o Lapidante - Murder o No treachery – just bc victims were vulnerable = treachery agad o No premeditation o Incorrect charges - should not be murder, should be homicide instead Lacaden – Frustrated Murder o No treachery - just bc victims were vulnerable = treachery agad o No premeditation either. o Actually, no intent to kill also – him being shot was brought about by confrontation bet Catbagan and Suico o Appellant wasn’t even looking at him since his focus was on the person shouting “Ang mahaba, ang mahaba!” o Incorrect charges - correct finding would be Less Serious Physical Injuries. Catbagan’s Penalties: Suico – Homicide o Reclusion temporal but bc he proved majority of elements of self-defense, penalty may be lowered to prision correccional. o Mitigating circumstance of voluntary surrender is present, so penalty shall be imposed in its minimum period. o Indeterminate Sentence Law applicable to case – minimum penalty shall be arresto mayor o Civil indemnity for death (for heirs): P50k. o For loss of earning capacity: P135, 748.80 Lapidante - Homicide o Reclusion temporal again o Mitigating circumstance of voluntary surrender is present, so penalty shall be imposed in its minimum period. o Indeterminate Sentence Law applicable to case but minimum penalty for Indeterminate Sentence would be prision mayor. o Civil indemnity for death (for heirs): P50k. o Actual damages: P13,850 o Moral damages: P50,000 o Loss of earning capacity P1,980,763.20 Lacaden - Less Serious Physical Injuries o Arresto mayor, minimum period bc of mitigating circumstances. o Actual damages: P4,589.86 Naubos braincells ko dun.