Trade-off between Sensitivity and Dynamic Range in Designing Digital Radar Receivers 1,2 1 2 2 3 1 Zhijian Li , L.P. Ligthart , Peikang Huang , Weining Lu , W.F. van der Zwan 2 Nanjing Electronic Equipment Institute, 35 Hou Biao Ying St., 210007 Nanjing, China IRCTR, Delft University of Technology, Mekelweg 4, 2628 CD Delft, The Netherlands 3 The Second Academy of China Aerospace, 52 Yong Ding Rd., 100854 Beijing, China Abstract - For optimizing a radar system and the digital radar receiver in particular, the designer is always confronted with trade-offs between sensitivity and dynamic range. In the paper the impact of effective noise figure of the Analog to Digital Converter (ADC) on receiver performance is discussed. Next different definitions of dynamic range are presented. An S-band IF sampling digital receiver for different scenarios is analyzed and compared theoretically. A scenario for studying the compromise between sensitivity and dynamic range is proposed and simulated using Agilent Advanced Design System (ADS) simulation software. Finally, simulation results are presented to demonstrate the validity of the theoretical analysis. I. INTRODUCTION Digital receiver concepts are widely used in radar and communication systems. Fig. 1 shows a most basic block diagram of the digital receiver. Due to the limited availability of ADCs with a high sampling frequency and a high number of bits, the ADC is a crucial component to be selected when designing a digital receiver [1]. The RF front-end is then designed to match with the selected ADC. The RF front-end characteristics, such as the noise figure (NF), gain, 1-dB compression point (P1dB) and third-order intercept point (IP3), are chosen to optimize the receiver performance. For a given bandwidth, the cascade NF defines the sensitivity of the receiver and determines the lowest input RF power that can be detected by the receiver. The dynamic range (DR) of a receiver is the measure of the receiver’s ability to handle a range of signal strengths, from the weakest to the strongest. The highest sensitivity can be realized by using a low noise amplifier (LNA) with the lowest NF and highest available gain in order to minimize the impact of a high NF of the succeeding stage in the receiver chain. The largest DR can be realized by using a LNA with the largest third-order intercept point at the input (IIP3). This maximum IIP3 can be obtained by using a LNA with the highest third-order intercept point at the output (OIP3) and a moderate gain. However, it is not realistic to get a LNA with the lowest NF and the largest IIP3. Figure 1 Basic block diagram of a digital receiver 978-1-4244-1880-0/08/$25.00 ©2008 IEEE. In this paper an IF sampling digital receiver used for an Sband radar application is presented. The receiver design for optimizing sensitivity and DR is analyzed using various scenarios. After comparison between the scenarios, a compromise scenario is proposed and simulated using ADS. The simulation results for this compromise scenario are given to demonstrate the validity of our approach based on the herepresented theoretical analysis. The rest of the paper is organized as follows. Section II describes the general design consideration of the receiver. Some definitions of DR are given in Section III. Section IV presents in detail the theoretical analysis of sensitivity and DR for different scenarios. Section V gives the simulation results of an S-band digital radar receiver for the compromise scenario. Some final conclusions are described in Section VI. II. GENERAL DESIGN CONSIDERATION OF RECEIVER For most modern receiver chains starting with the LNA and ending with an ADC, it is important to understand not only the limitations of the input power and noise at the receiver input, but also to consider the requirements and limitations of the ADC. While using a high performance ADC in a digital receiver, the NF of ADC (NFADC) should be taken into account, in order to determine the cascade NF of the complete receiver. The NFADC is normally much higher than the NF of the RF frontend (NFRF). From sensitivity point of view, the overall gain of the receiver should therefore be high enough in order to decrease the NF degradation (ΔNF) caused by the ADC. However, from DR point of view the overall gain of the receiver should not be too high. Otherwise the maximum input signal level of the receiver will be relatively low due to the limitation of the full-scale input level (PFS) of the ADC. The parameters of our selected ADC correspond to the 12bit AD12401 from Analog Devices [2]. For this ADC PFS is 14.08dBm, the SNR (SNRADC) is 63dBFS for a -1dBFS input signal and the sampling frequency (fs) equals 400MHz. The effective NFADC can be described as follows [3]: ⎛ ⎛ f ⎞⎞ NFADC = ( PFS − 1 − SNRADC ) − ⎜ KT + 10 lg ⎜ s ⎟ ⎟ ⎝ 2 ⎠⎠ ⎝ ⎛ ⎛ 400 ×106 ⎞ ⎞ = (14.08 − 1 − 63) − ⎜⎜ −174 + 10 lg ⎜ ⎟ ⎟⎟ 2 ⎝ ⎠⎠ ⎝ = 41.07 dB where (1) KT is -174dBm/Hz ICMMT2008 Proceedings 58 B. CDR CDR is the difference in dB between the receiver noise floor and the input 1-dB compression point (P1dB_input). CDR can be expressed as follows: X: 0.1 Y: 57.4 56 54 X: 0.4 Y: 51.23 G + NFRF (dB) 52 CDR = P1dB _ input − PRx _ noise _ floor (8) For some radar applications with high linear DR, the linearity margin should be considered in the receiver design. In such applications, CDR does not make sense. 50 48 46 44 X: 3 Y: 41.09 42 40 0 0.5 1 1.5 ΔNF (dB) 2 2.5 3 Figure 2 Relation between G+NFRF and ΔNF Fig. 2 gives the relation between the summation of the gain and NFRF i.e. (G+NFRF in dB) and ΔNF. The figure learns that the higher G+NFRF, the lower is ΔNF. The equations for deriving this relationship are F −1 (2) F = F + ADC (4) ILDR will be used in our analysis to optimize the receiver performance. Therefore, in the following sections DR refers to ILDR. In Section V, a realistic P1dB and IP3 for every component are selected to meet the requirements for CDR and SFDR of the receiver. (5) IV. THEORETICAL ANALYSIS FOR DIFFERENT SCENARIOS (6) The scenario leading to the optimum sensitivity and DR will be analyzed in detail in this section. The equations, given below, are related to our theoretical analysis of the receiver. They describe the noise floor, the maximum input level (considering 1 dB linearity margin of the ADC), the sensitivity and DR, respectively. The chosen receiver bandwidth (B) is 50MHz. The SNR, which will be used to estimate the sensitivity, is supposed to be 10dB. (10) PRx _ noise _ floor = KTB + NFRF + ΔNF RF g FADC − 1 F ΔF = = 1+ FRF g × FRF NF = NFRF + ΔNF F −1 g × FRF = ADC ΔF − 1 where ⎛ 100.1× NFADC − 1 ⎞ G + NFRF = 10 lg ⎜ 0.1×ΔNF ⎟ −1 ⎠ ⎝ 10 (3) F is the overall noise factor of receiver, NF is the overall noise figure of the receiver in dB, FRF is the noise factor of the RF front-end, NFRF is the noise figure of the RF front-end in dB, FADC is the noise factor of the ADC, NFADC is the effective noise figure of the ADC in dB, ΔF is the noise factor degradation due to FADC, ΔNF is the NF degradation due to NFADC in dB, g is the gain of the RF front-end, G is the gain of the RF front-end in dB. III. DEFINITIONS OF DYNAMIC RANGE There are various definitions for dynamic range, such as desensitization dynamic range (DDR), spur-free dynamic range (SFDR), 1-dB compression dynamic range (CDR) [4], and ideal linear dynamic range (ILDR). The definitions of SFDR, CDR and ILDR will be presented next. A. SFDR SFDR is the difference in dB between the receiver noise floor (PRx_noise_floor) and the level of each of two (with equal amplitude) out-of-band interfering tones that produce an inband spurious product equal in power to the noise floor. Generally, the IIP3 is used to predict the spurious product. SFDR can be expressed as follows: SFDR = 2 3 ( IIP3 − PRx _ noise _ floor ) C. ILDR ILDR can be used to describe the receiver DR, when the P1dB and IP3 for all the components in the receiver are ideal (e.g. 100dBm). ILDR is the difference in dB between the receiver noise floor and the maximum input level (PRx_input_max), which drives the ADC input signal to the full-scale level. ILDR can be expressed as follows: (9) ILDR = PRx _ input _ max − PRx _ noise _ floor (7) PRx _ input _ max = PFS − 1 − G (11) Sensitivity = PRx _ noise _ floor + SNR (12) DR = PRx _ input _ max − PRx _ noise _ floor (13) The sensitivity and DR of the receiver are limited by either the RF front-end or the ADC. Fig. 3 gives the relation between receiver sensitivity and overall gain and fig. 4 gives the relation between receiver DR and overall gain. Fig. 3 and fig. 4 learn that there exists some cut-off gain Gc [5]. If the receiver overall gain is lower than Gc, the sensitivity and the DR are limited by the ADC. If the receiver overall gain is higher than Gc, the sensitivity and the DR are limited by the RF front-end. From NF point of view, the precise definition of Gc can be expressed as follows: when the overall gain equals Gc, the NFRF equals ΔNF. It means that the overall NF equals two times NFRF. When the overall gain is higher or lower than Gc, the overall NF is determined mainly by NFRF or NFADC. Equation (6) can be expressed as ⎛ 100.1× NFADC − 1 ⎞ Gc = 10 lg ⎜ 0.1× NFRF ⎟ − NFRF −1 ⎠ ⎝ 10 (14) -45 A. The Highest Sensitivity Scenario In the highest sensitivity scenario, the gain of the RF frontend should be as high as possible and the NF of the LNA as low as possible. The overall gain can be set at some value, which enables ΔNF to be equal to 0.1dB. Fig. 2 shows that G+NFRF equals 57.4dB. Model 1 of the LNA is proposed to be used in this scenario. Considering an insertion loss of BPF1, the cascade NFRF is supposed to be approximately 1.2dB. Thus the overall gain of the RF front-end becomes 56.2dB. The receiver performance can be calculated using (10) to (13). We derive that the noise floor equals -95.71dBm, the maximum input level -43.12dBm, the sensitivity -85.71dBm and the DR 52.59dB. -50 Sensitivity (dBm) -55 -60 -65 -70 -75 limited by ADC -80 -85 0 10 20 30 limited by RF front-end Gc40 Gain (dB) 50 60 70 80 B. The Largest DR Scenario In the largest DR scenario, the gain of the RF front-end should not be too high while the P1dB_out of LNA should be as high as possible. The overall gain can be set at Gc, which enables ΔNF to be equal to 3dB. Fig. 2 shows that G+NFRF is 41.09dB. Model 2 of the LNA is proposed to be used in this scenario. The cascade NFRF is supposed to be approximately 2.3dB. The overall gain of the RF front-end becomes 38.79dB. The receiver performance can be calculated using (10) to (13). The noise floor equals -91.71dBm, the maximum input level -25.71dBm, the sensitivity -81.71dBm and the DR 66dB. As can be seen from fig. 4, when the receiver overall gain is low enough, the maximum DR approaches 69dB. But in reality, the dynamic range of ADC (DRADC) is limited by its quantization level. DRADC can also be expressed as [6] Figure 3 Relation between receiver sensitivity and overall gain 70 65 limited by RF front-end limited by ADC 60 DR (dB) 55 50 45 40 35 30 25 0 10 20 30 Gc40 Gain (dB) 50 60 70 80 ( DRADC = 10 lg 22 N −3 k 2 Figure 4 Relation between receiver DR and overall gain There is another definition of Gc which is convenient for use in a practical design. When the overall gain equals Gc, the FRF equals (FADC-1)/g. Under this condition, ΔNF equals 3dB. It means that the overall NF is 3 dB higher than NFRF. Because FADC is much higher than 1, (6) can be expressed as Gc = 10 lg ( FADC − 1) − NFRF ≈ NFADC − NFRF (15) Fig. 5 shows a typical block diagram of an S-band digital radar receiver. The performance of the RF front-end (e.g., NF, gain, P1dB and IP3) are determined by the cascade performance of the components in the RF front-end. The overall NF is mainly determined by the first stage amplifier (LNA) and the preceding passive components (RF BPF1). When designing the RF front-end, the LNA is the prime component to be selected to optimize the receiver performance. The primary specifications of two S-band LNAs which can be used in this design are given in table I. OIP3 is typically 10 to 15dB higher than output 1-dB compression point (P1dB_out). A value of 13dB is selected in the following analysis. TABLE I PRIMARY SPECIFICATIONS OF TWO LNAS Model Gain NF P1dB_out P1dB_in OIP3 IIP3 (dB) (dB) (dBm) (dBm) (dBm) (dBm) Model 1 40 0.4 13 -26 26 -14 Model 2 35 1.5 25 -9 38 3 ) = 6.021N − 9.031 − 20 lg k (16) N is the number of bits in the ADC, k is the ratio of the input rms noise level to the quantization level of the ADC. If the value of k is less than one, it means that the receiver noise at the input of the ADC is less than the quantization noise, which results in a loss of detectability. Generally, k is at least equal to 1. The maximum DRADC can be expressed by where DRADC _ max = 6.021× 12 − 9.031 − 20 lg1 = 63.22dB (17) Therefore, the maximum dynamic range of the receiver is limited to 63.22dB for 12-bit ADC. C. The Compromise Scenario In the compromise scenario, the overall gain can be set at some value, which enables ΔNF to be equal to 0.4dB. Fig. 2 shows that in this case G+NFRF is 51.23dB. Model 2 of the LNA is proposed to be used in this scenario in order to keep a higher DR. The cascade NFRF is supposed to be approximately 2.3dB. The overall gain of the RF front-end then results into 48.93dB. The receiver performance can be calculated using (10) to (13). The noise floor equals -94.31dBm, the maximum input level -35.85dBm, the sensitivity -84.31dBm and the DR 58.46dB. Figure 5 Typical block diagram of an S-band digital radar receiver Budget Budget NonlinearAnalysis=yes NonlinearHarmonicOrder=3 CmpMaxPin=45 _dBm NoiseFreqSpan=50 MHz P_1Tone PORT1 Num=1 Z=50 Ohm P=dbmtow(-35.9) Freq=RF_freq VAR VAR1 RF_freq=3315 MHz Var Eqn BUDGET VAR VAR2 LO_freq=3440 MHz Var Eqn Amplifier LNA S21=dbpolar(35,0) NF=1.5 dB TOI=38 GainCompPower=25 BPF_Butterworth RFBPF1 Fcenter=RF_freq BWpass=100 MHz Apass=1 dB IL=0.8 dB Var Eqn VAR VAR3 IF_freq=LO_freq - RF_freq Amplifier IFAMP1 S21=dbpolar(21.3,0) NF=3.7 dB TOI=46 GainCompPower=29 MixerWithLO MIX1 DesiredIF=LO_freq - RF_freq ConvGain=dbpolar(-7,0) NF=7 dB TOI=31 BPF_Butterworth RFBPF2 Fcenter=RF_freq BWpass=100 MHz Apass=1 dB IL=0.8 dB LPF_Butterworth LPF Fpass=200 MHz Apass=1 dB IL=0.8 dB Amplifier IFAMP2 S21=dbpolar(10,0) NF=8.7 dB TOI=50 GainCompPower=21.5 Attenuator ATTN Loss=7 dB VSWR=1.2 Amplifier ADC S21=dbpolar(0,0) NF=41.07 dB BPF_Butterworth AAF Fcenter=IF_freq BWpass=70 MHz Apass=1 dB IL=0.8 dB Term Term2 Num=2 Z=50 Ohm Figure 6 Block diagram used for budget analysis in an S-band digital radar receiver scheme D. Comparison for Different Scenarios The analysis results of different scenarios are shown in table II. The sensitivity of the highest sensitivity scenario is 4 dB better than that of the largest DR scenario. The DR of the largest DR scenario is 10.63dB better than that of the highest sensitivity scenario. The values of sensitivity and DR of the compromise scenario are moderate. They are equal to -84.31dBm and 58.46dB, respectively. The ΔNF for the compromise scenario is a reasonable value of 0.4dB. This value can be used as a criterion in IF sampling digital receiver design. TABLE II COMPARISON BETWEEN DIFFERENT SCENARIOS Scenario ΔNF NFRF NF Gain Sensitivity DR (dB) (dB) (dB) (dB) (dBm) (dB) Highest Sensitivity 0.1 1.2 1.3 56.2 -85.71 52.59 Largest DR 3.0 2.3 5.3 38.79 -81.71 63.22 0.4 2.3 2.7 48.93 -84.31 58.46 Compromise a a Fig. 6 shows the block diagram used for budget analysis in an S-band digital radar receiver scheme. The primary specifications of some key components are shown in table III. The simulation results are shown in table IV. TABLE III PRIMARY SPECIFICATIONS OF SOME COMPONENTS a NF Gain Sensitivity DR SFDR CDR (dB) (dB) (dBm) (dB) (dB) (dB) 2.71 48.96 -84.31 57.97 58.20 65.28 VI. CONCLUSIONS While designing an IF sampling digital radar receiver, the impact of NFADC on the receiver performance should be taken into account. The highest sensitivity scenario and the largest DR scenario are theoretically analyzed and compared. The compromise scenario with moderate sensitivity and DR have been proposed and simulated. The simulation results demonstrate the validity of our theoretical analysis. ACKNOWLEDGMENT Funding for this research is provided by STW, The Netherlands. The authors would like to thank the reviewers for their helpful comments and their thorough review. The authors also thank E.P. Lys, O.A. Krasnov, P. Hakkaart and J.H. Zijderveld for their help in this work. REFERENCES [1] a NF Gain P1dB (dB) (dB) (dBm) (dBm) LNA 1.5 35 25 38 Mixer 7 -7 17 31 IF Amp1 3.7 21.3 29 46 IF Amp2 8.7 10 21.5 50 a TABLE IV SIMULATION RESULTS FOR THE COMPROMISE SCENARIO Limited by quantization noise of ADC. V. SIMULATION FOR THE COMPROMISE SCENARIO Component Table IV shows that the sensitivity and DR are nearly the same as our theoretical analysis results. A realistic P1dB and IP3 for every component have been selected. Therefore, SFDR approaches DR and CDR is 7.31dB higher than DR. IP3 Refer to output for amplifier, refer to input for mixer. [2] [3] [4] [5] [6] Tsui, J.B.Y., Digital Techniques for Wideband Receivers, 2nd ed., Norwood, MA: Artch House Inc., 2001, p. 220. AD12401 12-Bit 400MSPS A/D Converter, Analog Device Inc., 2006. “How Quantization and Thermal Noise Determine an ADC’s Effective Noise Figure,” App. Note AN1197, MAXIM Integrated Products, 2002. R.E. Watson, “Receiver Dynamic Range: Part 2,” WJ Tech-notes, vol. 14, no. 2 March/April 1987. J. Halamek, I. Viscor and M. Kasal, “Dynamic range and acquisition system,” Measurement Science Review, vol. 1, no. 1, pp. 71-74, 2001. Merrill I. Skolnik, Introduction to Radar Systems. 3rd ed., New York: McGraw-Hill, 2001, p.140.