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EFFORTFUL
SWALLOW
NICOLE ZIEGLER
APRIL 16, 2020
WHAT IS EFFORTFUL
SWALLOW?
ASHA
Pryor, 2019
Effortful swallow is used both as a compensatory maneuver to improve pharyngeal
clearance and has been proposed as an exercise to improve pharyngeal and base of tongue
strength. The purpose of effortful swallowing is to activitate base of tongue retraction and
the pharyngeal muscles in a non-passive matter to encourage less residual bolus. Effortful
swallows lead to better airway protection and less of a risk for aspiration/penetration.
Compensatory
- Compensate for weak or
ineffective base of tongue
or pharyngeal muscles.
- Used to push bolus and
residue through the pharynx
- Base of tongue retraction
and pharyngeal wall are key
components.
Exercise
- Used to recruit more motor units
to create a muscle
training/strengthening effect in the
tongue and pharynx
- Targets an increase in base of
tongue retraction, as well as the
pressure during the pharyngeal
phase of swallowing through
consistent training
Population
Who
uses
Effortful
Swallow?
Disorder
************
************
People who have impaired base of tongue
All age groups can benefit from retraction and/or weakened pharyngeal muscles
effortful swallow if they are
can benefit from this technique.
experiencing pharyngeal dysphagia- It can also be helpful during temporary
specifically pharyngeal residue in
pharyngeal dysphagia (e.g., feeling like
the valleculae.
something is stuck in your throat).
Severity
Etiology
************
************
Any level of severity can use There are many possible causes of
effortful swallow.
pharyngeal dysphagia. Some are:
Temporary → mild → moderate →
Stroke
severe
Head and Neck
Temporary includes experiencing
Cancer/Trauma
something stuck in your throat, or
Natural Aging
being NPO and working towards a
Degenerative Disorders
typical diet.
Park et. al., 2019
Wheeler-Hegland et. al., 2008
MATERIALS AND
ADMINISTRATION
Materials
Instruments
» The patient needs
something to
swallow, it can be:
~saliva
~food
~liquid
(Direct or indirect
therapy)
To measure tongue strength:
» Surface Electromyography
(sEMG)
» Iowa Oral Performance
Instrument (IOPI)
To observe oral and
pharyngeal residue:
» Videofluoroscopic Swallow
Study (VFSS)
Administration
» The SLP can train the patient
to use effortful swallows.
» Training can involve a plan
like: 15 effortful swallows per
session, and there are 6
sessions per week
» As the patient becomes more
efficient, it is expected that they
start utilizing effortful swallows
spontaneously.
Gomes, 2019
PROCEDURE
CHEW & REST
TONGUE PRESS
Prep the food/liquid/saliva for
swallowing. Prior to the
swallow, have your tongue in a
resting position
Press your tongue against the
roof of your mouth as hard as
you can
SQUEEZE & SWALLOW
Squeeze all your muscles
in your pharynx (throat)
and swallow the bolus
If a client is struggling, tell them to imagine they are swallowing something large- like a whole grape or a large
vitamin with no water- to help them activate that effortful swallow. Effortful swallows are fairly visible.
DEMONSTRATION
Speech Therapy Swallowing Exercise - Effortful Swallow. (2017). Retrieved from
https://www.youtube.com/watch?v=mevAcMkWm2o
Comparison of Effortful and Noneffortful Swallows
in Healthy Middle-Aged and Older Adults
by: Hind et. al., 2001
THEORETICAL
BASIS
» Weakened/impaired muscles in the
base of tongue (retraction) and pharynx
lead to issues with residual bolus.
» This potentially can lead to
penetration/aspiration, or other health
complications.
» Effortful swallow maneuver helps to
strengthen these muscles and remove
the bolus from the pharynx (typically
the in the valleculae)
» There’s limited research on clinical
populations, but most studies tend to
study its effectiveness
This study focuses on finding differences between
effortful swallows and normal swallows in older,
healthy adults. Their findings support why it is
beneficial to use effortful swallow.
Effect of effortful swallowing training on tongue strength
and oropharyngeal swallowing function in stroke
patients with dysphagia: a double-blind,randomized
controlled trial
by: Park et. al., 2019
This study focuses on the effect of using effortful
swallowing as a maneuver to compensate for
weakness in the oropharyngeal muscles.
Comparison of Effortful and
Noneffortful Swallows in Healthy
Middle-Aged and Older Adults
HIND ET. AL., 2001
METHODS
DESIGN
» 64 healthy adults aged
45 to 93 from the
community.
» To study oral pressure,
oropharyngeal residue,
and durational measures
in effortful swallowing
and noneffortful
swallowing.
» Participants
swallowed 3-mL thin
liquid boluses both
normally and using the
effortful swallow
strategy.
» Instruments: VFSS &
oral pressure bulbs
RESULTS
»Pressure: increased oral
pressure in effortful swallow.
»Durational measures: the
effortful swallow produced
longer: pharyngeal response
duration, hyoid maximum
anterior excursion, duration of
UES opening, and total
swallowing duration
»Residue: trend of less residue
in effortful swallowing.
EBP ARTICLE #1
IMPLICATIONS
» Findings indicate that the
airway is protected
better/for a longer time,
which helps to prevent
aspiration
» Less residue means less
spillage after the swallow
» Effortful swallowing
provides a safer way to
swallow
Effect of effortful swallowing training on tongue
strength and oropharyngeal swallowing
function in stroke patients with dysphagia: a
double-blind, randomized controlled trial
METHODS
DESIGN
» 24 patients who
experienced a stroke
were split into a control
and experimental group.
» To study the effects of
effortful swallow
training on tongue
strength & oropharyngeal
swallowing function.
»Experimental: Received
training for 30 mins/day,
5 days/week, for 4 weeks.
»Control: Same sessions
but with normal swallow
» Tongue strength was
measured using IOPI
» VFSS was used to look
at the oropharynx and its
function.
PARK ET. AL., 2019
RESULTS
» The experimental group
experienced greater
improvements in the
anterior and posterior
locations of the tongue.
» Better oral function due
to stronger tongue
EBP ARTICLE #2
IMPLICATIONS
» Increased tongue strength
and oral function →
increase oral pressure and
oral bolus clearance; as well
as a more effective
pharyngeal phase regarding
vallecular clearance.
» Effortful swallowing
training increases strength
and overall function
GOALS
GOAL #1
GOAL #2
Patient will complete
15 effortful swallows
during a session
when provided with
moderate cues with
100% accuracy.
Patient will
independently utilize
effortful swallows
during mealtime for
every swallow with
100% accuracy.
REFERENCES
American Speech-Language-Hearing Association. (n.d.). Retrieved from https://www.asha.org/PRPSpecificTopic.aspx?folderid=8589942550§ion
Gomes, A. (2019). Swallowing Exercises - For patients with head and neck cancer starting radiation treatment. Toronto, Canada: University Health
Network. Retrieved from
https://www.uhn.ca/PatientsFamilies/Health_Information/Health_Topics/Documents/Swallowing_Exercises_for_Patients_with_Head_and_Neck_Cancer_
Receiving_Radiation_Treatment.pdf
Groher, M. E., & Crary, M. A. (2016). Dysphagia: clinical management in adults and children. St. Louis, MO: Elsevier.
Hind, J. A., Nicosia, M. A., Roecker, E. B., Carnes, M. L., & Robbins, J. (2001). Comparison of effortful and noneffortful swallows in healthy
middle-aged and older adults. Archives of Physical Medicine and Rehabilitation, 82(12), 1661–1665. doi: 10.1053/apmr.2001.28006
Park, H. S., Oh, D. H., Yoon, T., & Park, J. S. (2019). Effect of effortful swallowing training on tongue strength and oropharyngeal swallowing function in
stroke patients with dysphagia: a double‐blind, randomized controlled trial. International Journal of Language & Communication Disorders, 54(3),
479–484. doi: 10.1111/1460-6984.12453
Pryor, J. C. (2019, August 27). The Effortful Swallow Exercise: National Foundation of Swallowing Disorders - A community for those impacted by
dysphagia. Retrieved from https://swallowingdisorderfoundation.com/effortful-swallow-exericise/
Speech Therapy Swallowing Exercise - Effortful Swallow. (2017). Retrieved from https://www.youtube.com/watch?v=mevAcMkWm2o
Wheeler-Hegland, K. M., Rosenbek, J. C., & Sapienza, C. M. (2008). Submental sEMG and Hyoid Movement During Mendelsohn Maneuver, Effortful
Swallow, and Expiratory Muscle Strength Training. Journal of Speech, Language, and Hearing Research, 51(5), 1072–1087. doi:
10.1044/1092-4388(2008/07-0016)
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