ZXSDR B8300 L200 LTE Baseband Unit Key Performance Indicator Reference Version: V3.20.50 ZTE CORPORATION NO. 55, Hi-tech Road South, ShenZhen, P.R.China Postcode: 518057 Tel: +86-755-26771900 Fax: +86-755-26770801 URL: http://ensupport.zte.com.cn E-mail: support@zte.com.cn LEGAL INFORMATION Copyright © 2013 ZTE CORPORATION. The contents of this document are protected by copyright laws and international treaties. Any reproduction or distribution of this document or any portion of this document, in any form by any means, without the prior written consent of ZTE CORPORATION is prohibited. Additionally, the contents of this document are protected by contractual confidentiality obligations. All company, brand and product names are trade or service marks, or registered trade or service marks, of ZTE CORPORATION or of their respective owners. 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Revision History Revision No. Revision Date Revision Reason R1.3 2013-01-08 The following KPIs have been modified: l RRC Drop Rate l PUSCH PRB Utilization Rate l PDSCH PRB Utilization Rate l Number of initial E-RABs Setup l Number of additional E-RABs Setup l Number of Failed Context l Number of E-RABs Requested to Release l Intra-RAT Handover l UL PRB Utilization Rate l Handover Via X2(Cell) l Handover Via S1(Cell) l PDSCH PRB Utilization Rate l PUSCH PRB Utilization Rate l RSRP l Ho Success Rate(Cell) The following KPIs have been added: l R1.2 2012-12-10 Number of Attempted Context Release The following KPIs have been modified: l Number of E-RABs Attempted to Setup (QCI=3) SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential Revision No. Revision Date Revision Reason l DL cell PDCP SDU Volume(QCI 1~ QCI 9) l DL cell PDCP SDU Volume l UL cell PDCP SDU Volume(QCI 1~ QCI 9) l UL cell PDCP SDU Volume l Success Rate of Intra-LTE Cell Outgoing Handover R1.1 2012-11-10 Version upgraded R1.0 2012-10-30 First edition Serial Number: SJ-20121015095533-005 Publishing Date: 2013-01-08 (R1.3) Contents About This Manual ......................................................................................... I Chapter 1 KPI Introduction ........................................................................ 1-1 Chapter 2 Accessibility .............................................................................. 2-1 2.1 Paging Congestion Rate ..................................................................................... 2-1 2.2 RRC Establishment Success Rate....................................................................... 2-2 2.3 RRC Re-establishment Success Rate.................................................................. 2-2 2.4 RRC Connection Setup Number.......................................................................... 2-3 2.5 RRC Connection Re-establishment Number ........................................................ 2-4 2.6 E-RAB Setup Success Rate................................................................................ 2-5 2.7 E-RAB Block Rate .............................................................................................. 2-7 2.8 Number of initial E-RABs Setup........................................................................... 2-9 2.9 Number of additional E-RABs Setup .................................................................. 2-10 2.10 Number of E-RABs Setup ............................................................................... 2-12 2.11 Number of E-RABs Modify .............................................................................. 2-17 2.12 UE Context Establishment Success Rate ......................................................... 2-19 2.13 UE Context Modification Success Rate ............................................................ 2-20 2.14 Number of Failed Context ............................................................................... 2-21 Chapter 3 Retainability............................................................................... 3-1 3.1 RRC Drop Rate.................................................................................................. 3-1 3.2 RRC-Connected User Number ............................................................................ 3-2 3.3 E-RAB Drop Rate............................................................................................... 3-2 3.4 Active User Number ........................................................................................... 3-5 3.5 Call Time before Drop......................................................................................... 3-7 3.6 User Number Scheduled per TTI ......................................................................... 3-7 3.7 Number of E-RABs Requested to Release ........................................................... 3-8 3.8 Number of Attempted Context Release .............................................................. 3-17 Chapter 4 Mobility ...................................................................................... 4-1 4.1 Intra-eNB Handover(Cell).................................................................................... 4-1 4.2 Handover Via X2(Cell) ........................................................................................ 4-4 4.3 Handover Via S1 ................................................................................................ 4-8 4.4 LTE-UMTS Handover(cell) ................................................................................ 4-12 4.5 LTE-CDMA Handover(cell)................................................................................ 4-14 4.6 LTE-GSM Handover(cell) .................................................................................. 4-15 I SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential 4.7 Intra-RAT Handover.......................................................................................... 4-17 4.8 Ho Success Rate(Cell) ..................................................................................... 4-19 4.9 Success Rate of SRVCC Handover ................................................................... 4-20 Chapter 5 Integrity...................................................................................... 5-1 5.1 Average DL PDCP SDU Delay ............................................................................ 5-1 5.2 DL PDCP SDU Drop Rate................................................................................... 5-3 5.3 PDCP SDU Loss Rate ........................................................................................ 5-4 5.4 Cell BLER.......................................................................................................... 5-8 5.5 Cell Retransmission Rate.................................................................................... 5-9 Chapter 6 Availability ................................................................................. 6-1 6.1 Cell Availability................................................................................................... 6-1 6.2 Sctp Link Disconnection Time ............................................................................. 6-1 Chapter 7 Traffic ......................................................................................... 7-1 7.1 PDCP SDU Volume ............................................................................................ 7-1 7.2 PDCP PDU Throughput ...................................................................................... 7-4 7.3 RLC PDU Throughput......................................................................................... 7-6 7.4 UL E-UTRAN IP Throughput ............................................................................... 7-8 7.5 Cell Aggregated Throughput ............................................................................... 7-9 Chapter 8 Transport ................................................................................... 8-1 8.1 Total Transport Data Volume ............................................................................... 8-1 8.2 Transport Throughput for eNodeB ....................................................................... 8-1 Chapter 9 Radio Resource......................................................................... 9-1 9.1 DL Transmit Power Per Cell ................................................................................ 9-1 9.2 DL PRB Utilization Rate...................................................................................... 9-2 9.3 UL PRB Utilization Rate...................................................................................... 9-2 9.4 PDSCH PRB Utilization Rate .............................................................................. 9-3 9.5 PUSCH PRB Utilization Rate .............................................................................. 9-4 9.6 PDCCH CCE Utilization Rate .............................................................................. 9-4 9.7 Average SINR .................................................................................................... 9-5 9.8 Average CQI ...................................................................................................... 9-5 9.9 RSRP ................................................................................................................ 9-6 9.10 PRB Number.................................................................................................... 9-7 9.11 DL PRB Usage ................................................................................................. 9-7 9.12 Percentage of No Dedicate Preamble be Allocated............................................. 9-8 Chapter 10 System Resource.................................................................. 10-1 10.1 CPU Peak Utilization Rate .............................................................................. 10-1 II SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential 10.2 CPU Average Utilization Rate.......................................................................... 10-1 10.3 Duration Rate When CPU Load Is Higher Than Threshold ................................ 10-2 III SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential IV SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential About This Manual Purpose This manual describes the KPIs of the eNodeB. These KPIs will guide maintenance engineers to perform performance management operations. Intended Audience This document is intended for: l l Maintenance engineer Network management engineer What Is In This Manual This manual contains the following chapters: Chapter Summary Chapter 1, Introduction Describes the fundamental KPI knowledge Chapter 2, Accessibility Describes the KPI of accessibility Chapter 3, Retainability Describes the KPI of retainability Chapter 4, Mobility Describes the KPI of mobility Chapter 5, Integrity Describes the KPI of integrity Chapter 6, Availability Describes the KPI of availability Chapter 7, Traffic Describes the KPI of traffic Chapter 8, Transport Describes the KPI of transport Chapter 9, Radio Resource Describes the KPI of radio resource Chapter 10, System Resource Describes the KPI of system resource I SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential II SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential Chapter 1 KPI Introduction KPIs are high level metrics, which gives general information on system resource usage, traffic, end user experience and network performance. KPIs are usually used as a first indication whether the system is highly loaded, or there are any potential performance issues, through which the operator can use the underlying raw counters or tracing tool for detailed analysis. 1-1 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential ZXSDR B8200 TL200 Key Performance Indicator Reference This page intentionally left blank. 1-2 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential Chapter 2 Accessibility Table of Contents Paging Congestion Rate.............................................................................................2-1 RRC Establishment Success Rate .............................................................................2-2 RRC Re-establishment Success Rate ........................................................................2-2 RRC Connection Setup Number.................................................................................2-3 RRC Connection Re-establishment Number...............................................................2-4 E-RAB Setup Success Rate .......................................................................................2-5 E-RAB Block Rate ......................................................................................................2-7 Number of initial E-RABs Setup..................................................................................2-9 Number of additional E-RABs Setup.........................................................................2-10 Number of E-RABs Setup.........................................................................................2-12 Number of E-RABs Modify .......................................................................................2-17 UE Context Establishment Success Rate .................................................................2-19 UE Context Modification Success Rate ....................................................................2-20 Number of Failed Context.........................................................................................2-21 2.1 Paging Congestion Rate Description The KPI shows the probability of dropping a paging record since the waiting queue is overloaded. Measurement Method Counters at eNodeB side are designed to enable the corresponding measurement: ● Number of Paging Request From MME ● Number of Paging Loss From MME Attributes l l Object: Cell Unit: Percent Formula Definition Paging Congestion Rate = 2-1 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential ZXSDR B8200 TL200 Key Performance Indicator Reference Number of paging records discarded at the eNodeB / Number of paging records received by the eNodeB * 100% Paging Congestion Rate = C373394401/C373394400 * 100% 2.2 RRC Establishment Success Rate Description The KPI shows probability for an end-user to be provided with an RRC connection at request. Measurement Method Counters at eNodeB side are designed to enable the corresponding measurement, which are split into sub-counters per establishment cause and per failure cause: ● Number of successful RRC connection establishment per establishment cause(Mt-Access, Mo-Signaling, Mo-Data, HighPriorityAccess, Emergency) ● Number of failed RRC connection establishment per establishment cause and per failure cause (time out, admission control failure, other reason) Attributes l l Object: Cell Unit: Percent Formula Definition RRC Establishment Success Rate = Number of successful RRC establishments / Number of RRC Establishment Attempts * 100% RRC Establishment Success Rate = (C373200000+C373200004+C373200008+C373200012+C373200016)/(C373200000 +C373200001+C373200002+C373200003+C373200004+C373200005+C373200006 +C373200007+C373200008+C373200009+C373200010+C373200011+C373200012 +C373200013+C373200014+C373200015+C373200016+C373200017+C373200018+ C373200019) * 100% 2.3 RRC Re-establishment Success Rate Description The KPI shows probability for an end-user to successfully re-establish an RRC connection at request. 2-2 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential Chapter 2 Accessibility Measurement Method Counters at eNodeB side are designed to enable the corresponding measurement, which are split into sub-counters per re-establishment cause and per failure cause: ● Number of successful RRC connection re-establishment per re-establishment cause ● Number of failed RRC connection re-establishment per re-establishment cause and per failure cause (time out, admission control failure, other reason) Attributes l l Object: Cell Unit: Percent Formula Definition RRC Re-establishment Success Rate = Number of successful RRC connection re-establishments / Number of RRC connection re-establishment attempts * 100% RRC Re-establishment Success Rate = (C373200060+C373200066+C373200072)/(C373200060+C373200061+C373200062 +C373200063+C373200064+C373200065+C373200066+C373200067+C373200068 +C373200069+C373200070+C373200071+C373200072+C373200073+C373200074 +C373200075+C373200076+C373200077) * 100% 2.4 RRC Connection Setup Number Description The KPI shows the number of RRC connection establishment. Measurement Method / Attributes l l Object: Cell Unit: Times Formula Definition Number of Attempted RRC Connection Establishments = Number of Mt-Access RRC Connection Establishment Attempts + Number of Mo-Signalling RRC Connection Establishment Attempts + Number of mo-Data RRC Connection Establishment Attempts + Number of highPriorityAccess RRC Connection 2-3 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential ZXSDR B8200 TL200 Key Performance Indicator Reference Establishment Attempts + Number of emergency RRC Connection Establishment Attempts Number of Successful RRC Connection Establishments = Number of Successful Mt-Access RRC Establishment + Number of Successful Mo-Signalling RRC Establishment + Number of Successful Mo-Data RRC Establishment + Number of Successful highPriorityAccess RRC Establishment + Number of Successful emergency RRC Establishment Number of Attempted RRC Connection Establishments = C373200084+C373200085+C373200086+C373200087+C373200088 Number of Successful RRC Connection Establishments = C373200000+C373200004+C373200008+C373200012+C373200016 2.5 RRC Connection Re-establishment Number Description The KPI shows the number of RRC connection re-establishment. Measurement Method / Attributes l l Object: Cell Unit: Times Formula Definition Number of Attempted RRC Connection Re-establishments = Number of RRC Connection Re-establishment Request Triggered by Handover Failure + Number of RRC Connection Re-establishment Request Triggered by Reconfig Failure + Number of RRC Connection Re-establishment Request Triggered by Other Number of Successful RRC Connection Re-establishments = Number of Successful RRC Connection Re-establishment Triggerd by Handover Failure + Number of Successful RRC Connection Re-establishment Triggerd by Reconfig Failure + Number of Successful RRC Connection Re-establishment Triggerd by Other Number of Attempted RRC C373200089+C373200090+C373200091 Connection Re-establishments = Number of Successful RRC C373200060+C373200066+C373200072 Connection Re-establishments = 2-4 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential Chapter 2 Accessibility 2.6 E-RAB Setup Success Rate Description The KPI shows probability for an end-user to be provided with an E-RAB at request within the Initial Context Setup procedure or the E-RAB Setup procedure. Measurement Method Counters at eNodeB side are designed to enable the corresponding measurement, which are split into sub-counters per QCI and per failure cause: ● Number of successful initial E-RAB establishments per QCI ● Number of successful added E-RAB establishments per QCI ● Number of failed initial E-RAB establishments per QCI and per failure cause (admission control failure, Uu Interface Failure, Handover Trigger, Parameter Error, other reason) ● Number of failed added E-RAB establishments per QCI and per failure cause (admission control failure, Uu Interface Failure, Handover Trigger, Parameter Error, other reason) Attributes l l Object: Cell Unit: Percent Formula Definition E-RAB Setup Success Rate = (Number of initial E-RABs successfully established + Number of additional E-RABs successfully established )/(Number of initial E-RABs attempted to setup + Number of additional E-RABs attempted to setup) * 100% E-RAB Setup Success Rate = (C373210200+C373210206+C373210212+C373210218+C373210224+C373210230 +C373210236+C373210242+C373210248+C373210254+C373210260+C373210266 +C373210272+C373210278+C373210284+C373210290+C373210296+C373210302) /(C373210200+C373210201+C373210202+C373210203+C373210204+C373210205 +C373210206+C373210207+C373210208+C373210209+C373210210+C373210211 +C373210212+C373210213+C373210214+C373210215+C373210216+C373210217 +C373210218+C373210219+C373210220+C373210221+C373210222+C373210223 +C373210224+C373210225+C373210226+C373210227+C373210228+C373210229 +C373210230+C373210231+C373210232+C373210233+C373210234+C373210235 +C373210236+C373210237+C373210238+C373210239+C373210240+C373210241 +C373210242+C373210243+C373210244+C373210245+C373210246+C373210247 2-5 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential ZXSDR B8200 TL200 Key Performance Indicator Reference +C373210248+C373210249+C373210250+C373210251+C373210252+C373210253 +C373210254+C373210255+C373210256+C373210257+C373210258+C373210259 +C373210260+C373210261+C373210262+C373210263+C373210264+C373210265 +C373210266+C373210267+C373210268+C373210269+C373210270+C373210271 +C373210272+C373210273+C373210274+C373210275+C373210276+C373210277 +C373210278+C373210279+C373210280+C373210281+C373210282+C373210283 +C373210284+C373210285+C373210286+C373210287+C373210288+C373210289 +C373210290+C373210291+C373210292+C373210293+C373210294+C373210295 +C373210296+C373210297+C373210298+C373210299+C373210300+C373210301 +C373210302+C373210303+C373210304+C373210305+C373210306+C373210307 +C373505375+C373505376+C373505377+C373505378+C373505379+C373505380 +C373505381+C373505382+C373505383+C373505384+C373505385+C373505386 +C373505387+C373505388+C373505389+C373505390+C373505391+C373505392) * 100% E-RAB Establishment Success Rate in cell,QCI=1 = (C373210200+C373210254)/(C373210200+C373210201+C373210202+C373505375 +C373210203+C373210204+C373210205+C373210254+C373210255+C373210256 +C373505384+C373210257+C373210258+C373210259) * 100% E-RAB Establishment Success Rate in cell,QCI=2 = (C373210206+C373210260)/(C373210206+C373210207+C373210208+C373505376 +C373210209+C373210210+C373210211+C373210260+C373210261+C373210262 +C373505385+C373210263+C373210264+C373210265) * 100% E-RAB Establishment Success Rate in cell,QCI=3 = (C373210212+C373210266)/(C373210212+C373210213+C373210214+C373505377 +C373210215+C373210216+C373210217+C373210266+C373210267+C373210268 +C373505386+C373210269+C373210270+C373210271) * 100% E-RAB Establishment Success Rate in cell,QCI=4 = (C373210218+C373210272)/(C373210218+C373210219+C373210220+C373505378 +C373210221+C373210222+C373210223+C373210272+C373210273+C373210274 +C373505387+C373210275+C373210276+C373210277) * 100% E-RAB Establishment Success Rate in cell,QCI=5 = (C373210224+C373210278)/(C373210224+C373210225+C373210226+C373505379 +C373210227+C373210228+C373210229+C373210278+C373210279+C373210280 +C373505388+C373210281+C373210282+C373210283) * 100% 2-6 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential Chapter 2 Accessibility E-RAB Establishment Success Rate in cell,QCI=6 = (C373210230+C373210284)/(C373210230+C373210231+C373210232+C373505380 +C373210233+C373210234+C373210235+C373210284+C373210285+C373210286 +C373505389+C373210287+C373210288+C373210289) * 100% E-RAB Establishment Success Rate in cell,QCI=7 = (C373210236+C373210290)/(C373210236+C373210237+C373210238+C373505381 +C373210239+C373210240+C373210241+C373210290+C373210291+C373210292 +C373505390+C373210293+C373210294+C373210295) * 100% E-RAB Establishment Success Rate in cell,QCI=8 = (C373210242+C373210296)/(C373210242+C373210243+C373210244+C373505382 +C373210245+C373210246+C373210247+C373210296+C373210297+C373210298 +C373505391+C373210299+C373210300+C373210301) * 100% E-RAB Establishment Success Rate in cell,QCI=9 = (C373210248+C373210302)/(C373210248+C373210249+C373210250+C373505383 +C373210251+C373210252+C373210253+C373210302+C373210303+C373210304 +C373505392+C373210305+C373210306+C373210307) * 100% 2.7 E-RAB Block Rate Description The KPI shows probability for an end-user to be rejected with an E-RAB at request due to eNodeB admission control, within the Initial Context Setup procedure or the E-RAB Setup procedure. Measurement Method Counters at eNodeB side are designed to enable the corresponding measurement, which are split into sub-counters per QCI: ● Number of failed initial E-RAB establishments due to admission control failure per QCI ● Number of failed added E-RAB establishments due to admission control failure per QCI ● Number of successful initial E-RAB establishments per QCI ● Number of successful added E-RAB establishments per QCI ● Number of failed initial E-RAB establishments per QCI and per failure cause (admission control failure, Uu Interface Failure, Parameter Error, other reason) ● Number of failed added E-RAB establishments Per QCI and per failure cause (admission control failure, Uu Interface Failure, Handover Trigger, Parameter Error, other reason) 2-7 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential ZXSDR B8200 TL200 Key Performance Indicator Reference Attributes l l Object: Cell Unit: Percent Formula Definition E-RAB Block Rate = Number of E-RABs failed to setup due to admission failure / Number of E-RABs attempted to setup * 100% E-RAB Block Rate = (C373210201+C373210207+C373210213+C373210219+C373210225+C373210231 +C373210237+C373210243+C373210249+C373210255+C373210261+C373210267 +C373210273+C373210279+C373210285+C373210291+C373210297+C373210303) /(C373210200+C373210201+C373210202+C373210203+C373210204+C373210205 +C373210206+C373210207+C373210208+C373210209+C373210210+C373210211 +C373210212+C373210213+C373210214+C373210215+C373210216+C373210217 +C373210218+C373210219+C373210220+C373210221+C373210222+C373210223 +C373210224+C373210225+C373210226+C373210227+C373210228+C373210229 +C373210230+C373210231+C373210232+C373210233+C373210234+C373210235 +C373210236+C373210237+C373210238+C373210239+C373210240+C373210241 +C373210242+C373210243+C373210244+C373210245+C373210246+C373210247 +C373210248+C373210249+C373210250+C373210251+C373210252+C373210253 +C373210254+C373210255+C373210256+C373210257+C373210258+C373210259 +C373210260+C373210261+C373210262+C373210263+C373210264+C373210265 +C373210266+C373210267+C373210268+C373210269+C373210270+C373210271 +C373210272+C373210273+C373210274+C373210275+C373210276+C373210277 +C373210278+C373210279+C373210280+C373210281+C373210282+C373210283 +C373210284+C373210285+C373210286+C373210287+C373210288+C373210289 +C373210290+C373210291+C373210292+C373210293+C373210294+C373210295 +C373210296+C373210297+C373210298+C373210299+C373210300+C373210301 +C373210302+C373210303+C373210304+C373210305+C373210306+C373210307 +C373505375+C373505376+C373505377+C373505378+C373505379+C373505380 +C373505381+C373505382+C373505383+C373505384+C373505385+C373505386 +C373505387+C373505388+C373505389+C373505390+C373505391+C373505392) * 100% 2-8 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential Chapter 2 Accessibility 2.8 Number of initial E-RABs Setup Description / Measurement Method / Attributes l l Object: Cell Unit: Times Formula Definition Number of initial E-RABs Failed to Setup due to eNodeB Admission Failure = Number of Initial QCI1 SAE Bearers Establishment Failures due to ENB Admission Failure + Number of Initial QCI2 SAE Bearers Establishment Failures due to ENB Admission Failure + ...... + Number of Initial QCI9 SAE Bearers Establishment Failures due to ENB Admission Failure Number of initial E-RABs Failed to Setup due to Parameter Error = Number of Initial QCI1 SAE Bearers Establishment Failures due to Parameter Error + Number of Initial QCI2 SAE Bearers Establishment Failures due to Parameter Error + …… + Number of Initial QCI9 SAE Bearers Establishment Failures due to Parameter Error Number of initial E-RABs Failed to Setup due to Radio Link Failure = Number of Initial QCI1 SAE Bearers Establishment Failures due to Uu Interface Failure + Number of Initial QCI2 SAE Bearers Establishment Failures due to Uu Interface Failure + …… + Number of Initial QCI9 SAE Bearers Establishment Failures due to Uu Interface Failure Number of initial E-RABs Failed to Setup due to Security Activation Failure = Number of Initial QCI1 SAE Bearers Establishment Failures due to Security Failure + Number of Initial QCI2 SAE Bearers Establishment Failures due to Security Failure + …… + Number of Initial QCI9 SAE Bearers Establishment Failures due to Security Failure Number of initial E-RABs Failed to Setup due to Receiving RRC Re-establishment Request = Number of initial QCI1 E-RABs Failed to Setup due to Receiving RRC Re-establishment Request + Number of initial QCI2 E-RABs Failed to Setup due to Receiving RRC Re-establishment Request + …… + Number of initial QCI9 E-RABs Failed to Setup due to Receiving RRC Re-establishment Request Number of initial E-RABs Failed to Setup due to Other Reason = 2-9 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential ZXSDR B8200 TL200 Key Performance Indicator Reference Number of initial QCI1 E-RABs Failed to Setup due to Other Reason + Number of initial QCI2 E-RABs Failed to Setup due to Other Reason + …… + Number of initial QCI9 E-RABs Failed to Setup due to Other Reason Number of initial E-RABs Failed to Setup due to eNodeB Admission Failure = C373210201+C373210207+C373210213+C373210219+C373210225+C373210231 +C373210237+C373210243+C373210249 Number of initial E-RABs Failed to Setup due to Parameter Error = C373210204+C373210210+C373210216+C373210222+C373210228+C373210234 +C373210240+C373210246+C373210252 Number of initial E-RABs Failed to Setup due to Radio Link Failure = C373210202+C373210208+C373210214+C373210220+C373210226+C373210232 +C373210238+C373210244+C373210250 Number of initial E-RABs Failed to Setup due to Security Activation Failure = C373210203+C373210209+C373210215+C373210221+C373210227+C373210233 +C373210239+C373210245+C373210251 Number of initial E-RABs Failed to Setup due to Receiving RRC Re-establishment Request = C373505375+C373505376+C373505377+C373505378+C373505379+C373505380 +C373505381+C373505382+C373505383 Number of initial E-RABs Failed to Setup due to Other Reason = C373210205+C373210211+C373210217+C373210223+C373210229+C373210235 +C373210241+C373210247+C373210253 2.9 Number of additional E-RABs Setup Description / Measurement Method / Attributes l l Object: Cell Unit: Times 2-10 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential Chapter 2 Accessibility Formula Definition Number of additional E-RABs Failed to Setup due to eNodeB Admission Failure = Number of additional QCI1 SAE Bearers Establishment Failures due to ENB Admission Failure + Number of additional QCI2 SAE Bearers Establishment Failures due to ENB Admission Failure + ...... + Number of additional QCI9 SAE Bearers Establishment Failures due to ENB Admission Failure Number of additional E-RABs Failed to Setup due to Handover Trigger = Number of additional QCI1 SAE Bearers Establishment Failures due to Handover Trigger + Number of additional QCI2 SAE Bearers Establishment Failures due to Handover Trigger + …… + Number of additional QCI9 SAE Bearers Establishment Failures due to Handover Trigger Number of additional E-RABs Failed to Setup due to Parameter Error = Number of additional QCI1 SAE Bearers Establishment Failures due to Parameter Error + Number of additional QCI2 SAE Bearers Establishment Failures due to Parameter Error + …… + Number of additional QCI9 SAE Bearers Establishment Failures due to Parameter Error Number of additional E-RABs Failed to Setup due to Radio Link Failure = Number of additional QCI1 SAE Bearers Establishment Failures due to Uu Interface Failure + Number of additional QCI2 SAE Bearers Establishment Failures due to Uu Interface Failure + …… + Number of additional QCI9 SAE Bearers Establishment Failures due to Uu Interface Failure Number of additional E-RABs Failed to Setup due to Receiving RRC Re-establishment Request = Number of Initial QCI1 SAE Bearers Establishment Failures due to Security Failure + Number of Initial QCI2 SAE Bearers Establishment Failures due to Security Failure + …… + Number of Initial QCI9 SAE Bearers Establishment Failures due to Security Failure Number of additional E-RABs Failed to Setup due to eNodeB Admission Failure = C373210255+C373210261+C373210267+C373210273+C373210279+C373210285 +C373210291+C373210297+C373210303 Number of additional E-RABs Failed to Setup due to Handover Trigger = C373210257+C373210263+C373210269+C373210275+C373210281+C373210287 +C373210293+C373210299+C373210305 Number of additional E-RABs Failed to Setup due to Parameter Error = C373210258+C373210264+C373210270+C373210276+C373210282+C373210288 +C373210294+C373210300+C373210306 Number of additional E-RABs Failed to Setup due to Radio Link Failure = C373210256+C373210262+C373210268+C373210274+C373210280+C373210286 2-11 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential ZXSDR B8200 TL200 Key Performance Indicator Reference +C373210292+C373210298+C373210304 Number of additional E-RABs Failed to Setup due to Receiving RRC Re-establishment Request = C373505384+C373505385+C373505386+C373505387+C373505388+C373505389 +C373505390+C373505391+C373505392 2.10 Number of E-RABs Setup Description The KPI shows the number of E-RABs setup. Measurement Method / Attributes l l Object: Cell Unit: Unit Formula Definition Number of E-RABs Attempted to Setup = Number of E-RABs Attempted to Setup (QCI=1) + Number of E-RABs Attempted to Setup (QCI=2) + …… + Number of E-RABs Attempted to Setup (QCI=9) Number of E-RABs Attempted to Setup (QCI=1) = Number of initial QCI1 E-RABs Attempted to Setup + Number of additional QCI1 E-RABs Attempted to Setup Number of E-RABs Attempted to Setup (QCI=2) = Number of initial QCI2 E-RABs Attempted to Setup + Number of additional QCI2 E-RABs Attempted to Setup Number of E-RABs Attempted to Setup (QCI=3) = Number of initial QCI3 E-RABs Attempted to Setup + Number of additional QCI3 E-RABs Attempted to Setup Number of E-RABs Attempted to Setup (QCI=4) = Number of initial QCI4 E-RABs Attempted to Setup + Number of additional QCI4 E-RABs Attempted to Setup Number of E-RABs Attempted to Setup (QCI=5) = Number of initial QCI5 E-RABs Attempted to Setup + Number of additional QCI5 E-RABs Attempted to Setup 2-12 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential Chapter 2 Accessibility Number of E-RABs Attempted to Setup (QCI=6) = Number of initial QCI6 E-RABs Attempted to Setup + Number of additional QCI6 E-RABs Attempted to Setup Number of E-RABs Attempted to Setup (QCI=7) = Number of initial QCI7 E-RABs Attempted to Setup + Number of additional QCI7 E-RABs Attempted to Setup Number of E-RABs Attempted to Setup (QCI=8) = Number of initial QCI8 E-RABs Attempted to Setup + Number of additional QCI8 E-RABs Attempted to Setup Number of E-RABs Attempted to Setup (QCI=9) = Number of initial QCI9 E-RABs Attempted to Setup + Number of additional QCI9 E-RABs Attempted to Setup Number of E-RABs Successfully Established = Number of E-RABs Successfully Established (QCI=1) + Number of E-RABs Successfully Established (QCI=2) + …… + Number of E-RABs Successfully Established (QCI=9) Number of E-RABs Successfully Established (QCI=1) = Number of Initial QCI1 SAE Bearers Successful Establishment + Number of additional QCI1 SAE Bearers Successful Establishment Number of E-RABs Successfully Established (QCI=2) = Number of Initial QCI2 SAE Bearers Successful Establishment + Number of additional QCI2 SAE Bearers Successful Establishment Number of E-RABs Successfully Established (QCI=3) = Number of Initial QCI3 SAE Bearers Successful Establishment + Number of additional QCI3 SAE Bearers Successful Establishment Number of E-RABs Successfully Established (QCI=4) = Number of Initial QCI4 SAE Bearers Successful Establishment + Number of additional QCI4 SAE Bearers Successful Establishment Number of E-RABs Successfully Established (QCI=5) = Number of Initial QCI5 SAE Bearers Successful Establishment + Number of additional QCI5 SAE Bearers Successful Establishment Number of E-RABs Successfully Established (QCI=6) = Number of Initial QCI6 SAE Bearers Successful Establishment + Number of additional QCI6 SAE Bearers Successful Establishment Number of E-RABs Successfully Established (QCI=7) = Number of Initial QCI7 SAE Bearers Successful Establishment + Number of additional QCI7 SAE Bearers Successful Establishment Number of E-RABs Successfully Established (QCI=8) = 2-13 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential ZXSDR B8200 TL200 Key Performance Indicator Reference Number of Initial QCI8 SAE Bearers Successful Establishment + Number of additional QCI8 SAE Bearers Successful Establishment Number of E-RABs Successfully Established (QCI=9) = Number of Initial QCI9 SAE Bearers Successful Establishment + Number of additional QCI9 SAE Bearers Successful Establishment Number of E-RABs Failed to Setup = Number of E-RABs Failed to Setup (QCI=1) + Number of E-RABs Failed to Setup (QCI=2) + …… + Number of E-RABs Failed to Setup(QCI=9) ERAB.NbrFailEstab._eNBAdmissionfailed = (Number of Initial QCI1 SAE Bearers Establishment Failures due to ENB Admission Failure + Number of Initial QCI2 SAE Bearers Establishment Failures due to ENB Admission Failure + ...... + Number of Initial QCI9 SAE Bearers Establishment Failures due to ENB Admission Failure) + (Number of Additional QCI1 SAE Bearers Establishment Failures due to ENB Admission Failure + Number of Additional QCI2 SAE Bearers Establishment Failures due to ENB Admission Failure + ...... + Number of Additional QCI9 SAE Bearers Establishment Failures due to ENB Admission Failure) ERAB.NbrFailEstab._HO = (Number of Additional QCI1 SAE Bearers Establishment Failures due to Handover Trigger + Number of Additional QCI2 SAE Bearers Establishment Failures due to Handover Trigger + ...... + Number of Additional QCI9 SAE Bearers Establishment Failures due to Handover Trigger) ERAB.NbrFailEstab._OtherCause = (Number of Initial QCI1 SAE Bearers Establishment Failures due to Other Reason + Number of Initial QCI2 SAE Bearers Establishment Failures due to Other Reason + ...... + Number of Initial QCI9 SAE Bearers Establishment Failures due to Other Reason) + (Number of Additional QCI1 SAE Bearers Establishment Failures due to Other Reason + Number of Additional QCI2 SAE Bearers Establishment Failures due to Other Reason + ...... + Number of Additional QCI9 SAE Bearers Establishment Failures due to Other Reason) ERAB.NbrFailEstab._ParaError = (Number of Initial QCI1 SAE Bearers Establishment Failures due to Parameter Error + Number of Initial QCI2 SAE Bearers Establishment Failures due to Parameter Error + ...... + Number of Initial QCI9 SAE Bearers Establishment Failures due to Parameter Error) + (Number of Additional QCI1 SAE Bearers Establishment Failures due to Parameter Error + Number of Additional QCI2 SAE Bearers Establishment Failures due to Parameter Error + ...... + Number of Additional QCI9 SAE Bearers Establishment Failures due to Parameter Error) ERAB.NbrFailEstab._RRCReCfgTimeOut = (Number of Initial QCI1 SAE Bearers Establishment Failures due to Uu Interface Failure + Number of Initial QCI2 SAE Bearers Establishment Failures due to Uu Interface Failure 2-14 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential Chapter 2 Accessibility + ...... + Number of Initial QCI9 SAE Bearers Establishment Failures due to Uu Interface Failure) + (Number of Additional QCI1 SAE Bearers Establishment Failures due to Uu Interface Failure + Number of Additional QCI2 SAE Bearers Establishment Failures due to Uu Interface Failure + ...... + Number of Additional QCI9 SAE Bearers Establishment Failures due to Uu Interface Failure) ERAB.NbrFailEstab._RRCReEstablish = (Number of Initial QCI1 SAE Bearers Establishment Failures due to Receiving RRC Re-establishment Request + Number of Initial QCI2 SAE Bearers Establishment Failures due to Receiving RRC Re-establishment Request + ...... + Number of Initial QCI9 SAE Bearers Establishment Failures due to Receiving RRC Re-establishment Request) + (Number of Additional QCI1 SAE Bearers Establishment Failures due to Receiving RRC Re-establishment Request + Number of Additional QCI2 SAE Bearers Establishment Failures due to Receiving RRC Re-establishment Request + ...... + Number of Additional QCI9 SAE Bearers Establishment Failures due to Receiving RRC Re-establishment Request) ERAB.NbrFailEstab._SecurityModeActiveFail = (Number of Initial QCI1 SAE Bearers Establishment Failures due to Security Failure + Number of Initial QCI2 SAE Bearers Establishment Failures due to Security Failure + ...... + Number of Initial QCI9 SAE Bearers Establishment Failures due to Security Failure) Number of E-RABs Attempted to Setup = C373505430+C373505431+C373505432+C373505433+C373505434+C373505435 +C373505436+C373505437+C373505438+C373505439+C373505440+C373505441 +C373505442+C373505443+C373505444+C373505445+C373505446+C373505447 Number of E-RABs Attempted to Setup (QCI=1) = C373505430+C373505439 Number of E-RABs Attempted to Setup (QCI=2) = C373505431+C373505440 Number of E-RABs Attempted to Setup (QCI=3) = C373505432+C373505441 Number of E-RABs Attempted to Setup (QCI=4) = C373505433+C373505442 Number of E-RABs Attempted to Setup (QCI=5) = C373505434+C373505443 Number of E-RABs Attempted to Setup (QCI=6) = C373505435+C373505444 Number of E-RABs Attempted to Setup (QCI=7) = C373505436+C373505445 Number of E-RABs Attempted to Setup (QCI=8) = C373505437+C373505446 Number of E-RABs Attempted to Setup (QCI=9) = C373505438+C373505447 Number of E-RABs Successfully Established = C373210200+C373210206+C373210212+C373210218+C373210224+C373210230 +C373210236+C373210242+C373210248+C373210254+C373210260+C373210266 +C373210272+C373210278+C373210284+C373210290+C373210296+C373210302 Number of E-RABs Successfully Established (QCI=1) = C373210200+C373210254 2-15 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential ZXSDR B8200 TL200 Key Performance Indicator Reference Number of E-RABs Successfully Established (QCI=2) = C373210206+C373210260 Number of E-RABs Successfully Established (QCI=3) = C373210212+C373210266 Number of E-RABs Successfully Established (QCI=4) = C373210218+C373210272 Number of E-RABs Successfully Established (QCI=5) = C373210224+C373210278 Number of E-RABs Successfully Established (QCI=6) = C373210230+C373210284 Number of E-RABs Successfully Established (QCI=7) = C373210236+C373210290 Number of E-RABs Successfully Established (QCI=8) = C373210242+C373210296 Number of E-RABs Successfully Established (QCI=9) = C373210248+C373210302 Number of E-RABs Failed to Setup = C373210201+C373210202+C373210203+C373210204+C373210205+C373210207 +C373210208+C373210209+C373210210+C373210211+C373210213+C373210214 +C373210215+C373210216+C373210217+C373210219+C373210220+C373210221 +C373210222+C373210223+C373210225+C373210226+C373210227+C373210228 +C373210229+C373210231+C373210232+C373210233+C373210234+C373210235 +C373210237+C373210238+C373210239+C373210240+C373210241+C373210243 +C373210244+C373210245+C373210246+C373210247+C373210249+C373210250 +C373210251+C373210252+C373210253+C373210255+C373210256+C373210257 +C373210258+C373210259+C373210261+C373210262+C373210263+C373210264 +C373210265+C373210267+C373210268+C373210269+C373210270+C373210271 +C373210273+C373210274+C373210275+C373210276+C373210277+C373210279 +C373210280+C373210281+C373210282+C373210283+C373210285+C373210286 +C373210287+C373210288+C373210289+C373210291+C373210292+C373210293 +C373210294+C373210295+C373210297+C373210298+C373210299+C373210300 +C373210301+C373210303+C373210304+C373210305+C373210306+C373210307 +C373505375+C373505376+C373505377+C373505378+C373505379+C373505380 +C373505381+C373505382+C373505383+C373505384+C373505385+C373505386 +C373505387+C373505388+C373505389+C373505390+C373505391+C373505392 ERAB.NbrFailEstab._eNBAdmissionfailed = C373210201+C373210207+C373210213+C373210219+C373210225+C373210231 +C373210237+C373210243+C373210249+C373210255+C373210261+C373210267 +C373210273+C373210279+C373210285+C373210291+C373210297+C373210303 ERAB.NbrFailEstab._HO = C373210257+C373210263+C373210269+C373210275+C373210281+C373210287 +C373210293+C373210299+C373210305 2-16 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential Chapter 2 Accessibility ERAB.NbrFailEstab._OtherCause = C373210205+C373210211+C373210217+C373210223+C373210229+C373210235 +C373210241+C373210247+C373210253+C373210259+C373210265+C373210271 +C373210277+C373210283+C373210289+C373210295+C373210301+C373210307 ERAB.NbrFailEstab._ParaError = C373210204+C373210210+C373210216+C373210222+C373210228+C373210234 +C373210240+C373210246+C373210252+C373210258+C373210264+C373210270 +C373210276+C373210282+C373210288+C373210294+C373210300+C373210306 ERAB.NbrFailEstab._RRCReCfgTimeOut = C373210202+C373210208+C373210214+C373210220+C373210226+C373210232 +C373210238+C373210244+C373210250+C373210256+C373210262+C373210268 +C373210274+C373210280+C373210286+C373210292+C373210298+C373210304 ERAB.NbrFailEstab._RRCReEstablish = C373505375+C373505376+C373505377+C373505378+C373505379+C373505380 +C373505381+C373505382+C373505383+C373505384+C373505385+C373505386 +C373505387+C373505388+C373505389+C373505390+C373505391+C373505392 ERAB.NbrFailEstab._SecurityModeActiveFail = C373210203+C373210209+C373210215+C373210221+C373210227+C373210233 +C373210239+C373210245+C373210251 2.11 Number of E-RABs Modify Description The KPI shows the number of E-RABs modify. Measurement Method / Attributes l l Object: Cell Unit: Unit Formula Definition Number of E-RABs Failed to Modify The QoS Parameter = 2-17 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential ZXSDR B8200 TL200 Key Performance Indicator Reference Number of QCI1 E-RABs Failed to Modify The QoS Parameter + Number of QCI2 E-RABs Failed to Modify The QoS Parameter + …… + Number of QCI9 E-RABs Failed to Modify The QoS Parameter ERAB.NbrFailModQoS._eNBAdmissionfailed = Number of QCI1 SAE Bearers Modification Failure due to ENB Access Failure + Number of QCI2 SAE Bearers Modification Failure due to ENB Access Failure + …… + Number of QCI9 SAE Bearers Modification Failure due to ENB Access Failure ERAB.NbrFailModQoS._HO = Number of QCI1 SAE Bearers Modification Failure due to Handover Trigger + Number of QCI2 SAE Bearers Modification Failure due to Handover Trigger + …… + Number of QCI9 SAE Bearers Modification Failure due to Handover Trigger ERAB.NbrFailModQoS._OtherCause = Number of QCI1 SAE Bearers Modification Failure due to Other Reason + Number of QCI2 SAE Bearers Modification Failure due to Other Reason + …… + Number of QCI9 SAE Bearers Modification Failure due to Other Reason ERAB.NbrFailModQoS._ParaError = Number of QCI1 SAE Bearers Modification Failure due to Parameter Error + Number of QCI2 SAE Bearers Modification Failure due to Parameter Error + …… + Number of QCI9 SAE Bearers Modification Failure due to Parameter Error ERAB.NbrFailModQoS._RRCReCfgTimeOut = Number of QCI1 SAE Bearers Modification Failure due to Uu Interface Failure + Number of QCI2 SAE Bearers Modification Failure due to Uu Interface Failure + …… + Number of QCI9 SAE Bearers Modification Failure due to Uu Interface Failure ERAB.NbrFailModQoS._RRCReEstablish = Number of QCI1 SAE Bearers Modification Failure due to Receiving RRC Re-establishment Request + Number of QCI2 SAE Bearers Modification Failure due to Receiving RRC Re-establishment Request + …… + Number of QCI9 SAE Bearers Modification Failure due to Receiving RRC Re-establishment Request Number of E-RABs Attempted to Modify The QoS Parameter = C373505488 Number of E-RABs Failed to Modify The QoS Parameter = C373210309+C373210310+C373210311+C373210312+C373210313+C373210315 +C373210316+C373210317+C373210318+C373210319+C373210321+C373210322 +C373210323+C373210324+C373210325+C373210327+C373210328+C373210329 +C373210330+C373210331+C373210333+C373210334+C373210335+C373210336 +C373210337+C373210339+C373210340+C373210341+C373210342+C373210343 +C373210345+C373210346+C373210347+C373210348+C373210349+C373210351 +C373210352+C373210353+C373210354+C373210355+C373210357+C373210358 2-18 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential Chapter 2 Accessibility +C373210359+C373210360+C373210361+C373505393+C373505394+C373505395 +C373505396+C373505397+C373505398+C373505399+C373505400+C373505401 Number of E-RABs Successfully Modified The QoS Parameter = C373505489 ERAB.NbrFailModQoS._eNBAdmissionfailed = C373210309+C373210315+C373210321+C373210327+C373210333+C373210339 +C373210345+C373210351+C373210357 ERAB.NbrFailModQoS._HO = C373210311+C373210317+C373210323+C373210329+C373210335+C373210341 +C373210347+C373210353+C373210359 ERAB.NbrFailModQoS._OtherCause = C373210313+C373210319+C373210325+C373210331+C373210337+C373210343 +C373210349+C373210355+C373210361 ERAB.NbrFailModQoS._ParaError = C373210312+C373210318+C373210324+C373210330+C373210336+C373210342 +C373210348+C373210354+C373210360 ERAB.NbrFailModQoS._RRCReCfgTimeOut = C373210310+C373210316+C373210322+C373210328+C373210334+C373210340 +C373210346+C373210352+C373210358 ERAB.NbrFailModQoS._RRCReEstablish = C373505393+C373505394+C373505395+C373505396+C373505397+C373505398 +C373505399+C373505400+C373505401 2.12 UE Context Establishment Success Rate Description The KPI shows probability for an end-user to successfully establish UE context at each attempt. Measurement Method Counters at eNodeB side are designed to enable the corresponding measurement: ● Number of initial context setup requests ● Number of initial context setup failures per failure cause (Activation failure in security mode, admission control failure, RRC ReConf failure, UE reestablish RRC connection, context setup request Msg error or other cause) 2-19 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential ZXSDR B8200 TL200 Key Performance Indicator Reference Attributes l l Object: Cell Unit: Percent Formula Definition UE Context Establishment Success Rate = Number of successful UE Context establishment /Number of UE Context establishment attempts * 100% UE Context Establishment Success Rate = C373220600/(C373220600+C373220601+C373220602+C373220603+C373220604 +C373220605+C373220606+C373220623) * 100% 2.13 UE Context Modification Success Rate Description The KPI shows probability for an end-user to successfully modify UE context at each attempt. Measurement Method Counters at eNodeB side are designed to enable the corresponding measurement: ● Number of successful UE context Modifications ● Number of UE context Modification Requests Attributes l l Object: Cell Unit: Percent Formula Definition UE Context Modification Success Rate = Number of successful UE Context Modification / Number of UE Context Modification attempts * 100% UE Context Modification Success Rate = C373220607/(C373220607+C373220608+C373220609+C373220610+C373220632) 100% 2-20 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential * Chapter 2 Accessibility 2.14 Number of Failed Context Description The KPI shows the number of UE Context failed to setup/modify. Measurement Method / Attributes l l Object: Cell Unit: Times Formula Definition Number of Failed Initial Context Establishments = Number of Context Setup Failure due to Active Failure in Security Mode + Number of Context Setup Failure due to Admission Control Failure + Number of Context Setup Failure due to RRC ReConf Failure + Number of Context Setup Failure due to UE Reestablish RRC Connection + Number of Context Setup Failure due to Context Setup Request Msg Error + Number of Context Setup Failure due to Other Cause Number of Failed Context Modifications = Number of Context Modify Failure due to ENB Access Failure + Number of Context Modify Failure due to Msg Param Error + Number of Context Modify Failure due to Other Cause + Number of Context Modify Failure due to Waiting Reconfiguration Complete timeout Number of Failed Initial Context Establishments = C373220601+C373220602+C373220603+C373220604+C373220605+C373220606 Number of Failed Context Modifications = C373220608+C373220609+C373220610+C373220632 2-21 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential ZXSDR B8200 TL200 Key Performance Indicator Reference This page intentionally left blank. 2-22 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential Chapter 3 Retainability Table of Contents RRC Drop Rate ..........................................................................................................3-1 RRC-Connected User Number ...................................................................................3-2 E-RAB Drop Rate .......................................................................................................3-2 Active User Number ...................................................................................................3-5 Call Time before Drop ................................................................................................3-7 User Number Scheduled per TTI ................................................................................3-7 Number of E-RABs Requested to Release .................................................................3-8 Number of Attempted Context Release ....................................................................3-17 3.1 RRC Drop Rate Description The KPI shows probability for an end-user to lose the RRC connection. Measurement Method Counters at eNodeB side are designed to enable the corresponding measurement, which are split into sub-counters per release cause: ● Number of abnormal RRC connection release per release cause(These counters are provided on per cell basis granularity in a non-overlapping 15 minute periodicity, at the beginning of which they are re-initialized with the default value.) ● Number of successfully established RRC connection, including initial RRC connection establishment and handover in/out RRC connection(These counters are provided on per cell basis granularity in a non-overlapping 15 minute periodicity. This measurement is obtained by accumulating the number of established RRC connections during the measurement period.) Attributes l l Object: Cell Unit: Percent Formula Definition RRC Drop Rate = 3-1 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential ZXSDR B8200 TL200 Key Performance Indicator Reference Number of RRC connection released abnormally by eNodeB / Number of successful RRC establishments * 100% RRC Drop Rate = (C373200022+C373200023+C373200024+C373200049+C373200051+C373200052 +C373200053)/(C373200000+C373200004+C373200008+C373200012+C373200016 +C373200031+C373200060+C373200066+C373200072+C373250984+C373261284 +C373271584+C373281884+C373292184+C373302484+C373312704+C373323004 +C373333304) * 100% 3.2 RRC-Connected User Number Description The KPI shows the number of RRC connected users in the cell. Measurement Method Counters at eNodeB side are designed to enable the corresponding measurement: ● Maximum number of RRC connected users ● Mean number of RRC connected users Attributes l l Object: Cell Unit: Unit Formula Definition Maximum RRC-Connected User Number = C373200029 Mean RRC-Connected User Number = C373200030 3.3 E-RAB Drop Rate Description The KPI shows probability for an end-user to lose the E-RAB. Measurement Method Counters at eNodeB side are designed to enable the corresponding measurement, which are split into sub-counters per establishment cause and per failure cause: ● Number of abnormally released E-RAB per QCI and per release cause(These counters are provided on per cell basis granularity in a non-overlapping 15 3-2 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential Chapter 3 Retainability minute periodicity, at the beginning of which they are re-initialized with the default value.) ● Number of successfully established E-RABs per QCI, including local E-RAB establishments and handover in E-RABs(These counters are provided on per cell basis granularity in a non-overlapping 15 minute periodicity. This measurement is obtained by accumulating the number of established E-RABs during the measurement period.) Attributes l l Object: Cell Unit: Percent Formula Definition E-RAB Drop Rate = Number of E-RABs released abnormally / Number of E-RABs successfully established * 100% E-RAB Drop Rate(QCI=1) = Number of QCI1 E-RABs released abnormally by eNodeB / Number of QCI1 E-RABs successfully established * 100% E-RAB Drop Rate(QCI=2) = Number of QCI2 E-RABs released abnormally by eNodeB / Number of QCI2 E-RABs successfully established * 100% E-RAB Drop Rate(QCI=3) = Number of QCI3 E-RABs released abnormally by eNodeB / Number of QCI3 E-RABs successfully established * 100% E-RAB Drop Rate(QCI=4) = Number of QCI4 E-RABs released abnormally by eNodeB / Number of QCI4 E-RABs successfully established * 100% E-RAB Drop Rate(QCI=5) = Number of QCI5 E-RABs released abnormally by eNodeB / Number of QCI5 E-RABs successfully established * 100% E-RAB Drop Rate(QCI=6) = Number of QCI6 E-RABs released abnormally by eNodeB / Number of QCI6 E-RABs successfully established * 100% E-RAB Drop Rate(QCI=7) = Number of QCI7 E-RABs released abnormally by eNodeB / Number of QCI7 E-RABs successfully established * 100% E-RAB Drop Rate(QCI=8) = 3-3 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential ZXSDR B8200 TL200 Key Performance Indicator Reference Number of QCI8 E-RABs released abnormally by eNodeB / Number of QCI8 E-RABs successfully established * 100% E-RAB Drop Rate(QCI=9) = Number of QCI9 E-RABs released abnormally by eNodeB / Number of QCI9 E-RABs successfully established * 100% E-RAB Drop Rate = (C373210381+C373210391+C373210441+C373210451+C373210511+C373210521 +C373505354)/(C373210461+C373240828+C373505473+C373505481+C373546257) * 100% E-RAB Drop Rate(QCI=1) = (C373210372+C373210382+C373210432+C373210442+C373210502+C373210512 +C373505345)/(C373210200+C373210254+C373210452+C373240809+C373546248) * 100% E-RAB Drop Rate(QCI=2) = (C373210373+C373210383+C373210433+C373210443+C373210503+C373210513 +C373505346)/(C373210206+C373210260+C373210453+C373240810+C373546249) * 100% E-RAB Drop Rate(QCI=3) = (C373210374+C373210384+C373210434+C373210444+C373210504+C373210514 +C373505347)/(C373210212+C373210266+C373210454+C373240811+C373546250) * 100% E-RAB Drop Rate(QCI=4) = (C373210375+C373210385+C373210435+C373210445+C373210505+C373210515 +C373505348)/(C373210218+C373210272+C373210455+C373240812+C373546251) * 100% E-RAB Drop Rate(QCI=5) = (C373210376+C373210386+C373210436+C373210446+C373210506+C373210516 +C373505349)/(C373210224+C373210278+C373210456+C373240813+C373546252) * 100% E-RAB Drop Rate(QCI=6) = (C373210377+C373210387+C373210437+C373210447+C373210507+C373210517 +C373505350)/(C373210230+C373210284+C373210457+C373240814+C373546253) * 100% E-RAB Drop Rate(QCI=7) = 3-4 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential Chapter 3 Retainability (C373210378+C373210388+C373210438+C373210448+C373210508+C373210518 +C373505351)/(C373210236+C373210290+C373210458+C373240815+C373546254) * 100% E-RAB Drop Rate(QCI=8) = (C373210379+C373210389+C373210439+C373210449+C373210509+C373210519 +C373505352)/(C373210242+C373210296+C373210459+C373240816+C373546255) * 100% E-RAB Drop Rate(QCI=9) = (C373210380+C373210390+C373210440+C373210450+C373210510+C373210520 +C373505353)/(C373210248+C373210302+C373210460+C373240817+C373546256) * 100% 3.4 Active User Number Description The KPI shows the number of users with DTCH data queued in the DL/UL buffer per QCI in the cell. Measurement Method Counters at eNodeB side are designed to enable the corresponding measurement, which are split into sub-counters per QCI: ● Maximum DL Active User Number ● Maximum UL Active User Number ● Average DL Active User Number ● Average UL Active User Number Attributes l l Object: Cell Unit: Unit Formula Definition Maximum DL Active User Number( QCI=1) = C373384327 Maximum DL Active User Number( QCI=2) = C373384328 Maximum DL Active User Number( QCI=3) = C373384329 Maximum DL Active User Number( QCI=4) = C373384330 Maximum DL Active User Number( QCI=5) = C373384331 3-5 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential ZXSDR B8200 TL200 Key Performance Indicator Reference Maximum DL Active User Number( QCI=6) = C373384332 Maximum DL Active User Number( QCI=7) = C373384333 Maximum DL Active User Number( QCI=8) = C373384334 Maximum DL Active User Number( QCI=9) = C373384335 Maximum UL Active User Number( QCI=1) = C373384318 Maximum UL Active User Number( QCI=2) = C373384319 Maximum UL Active User Number( QCI=3) = C373384320 Maximum UL Active User Number( QCI=4) = C373384321 Maximum UL Active User Number( QCI=5) = C373384322 Maximum UL Active User Number( QCI=6) = C373384323 Maximum UL Active User Number( QCI=7) = C373384324 Maximum UL Active User Number( QCI=8) = C373384325 Maximum UL Active User Number( QCI=9) = C373384326 Average DL Active User Number( QCI=1) = C373384309 Average DL Active User Number( QCI=2) = C373384310 Average DL Active User Number( QCI=3) = C373384311 Average DL Active User Number( QCI=4) = C373384312 Average DL Active User Number( QCI=5) = C373384313 Average DL Active User Number( QCI=6) = C373384314 Average DL Active User Number( QCI=7) = C373384315 Average DL Active User Number( QCI=8) = C373384316 Average DL Active User Number( QCI=9) = C373384317 Average UL Active User Number( QCI=1) = C373384300 Average UL Active User Number( QCI=2) = C373384301 Average UL Active User Number( QCI=3) = C373384302 Average UL Active User Number( QCI=4) = C373384303 Average UL Active User Number( QCI=5) = C373384304 Average UL Active User Number( QCI=6) = C373384305 Average UL Active User Number( QCI=7) = C373384306 Average UL Active User Number( QCI=8) = C373384307 Average UL Active User Number( QCI=9) = C373384308 3-6 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential Chapter 3 Retainability 3.5 Call Time before Drop Description The KPI shows the call duration time of a data radio bearer before drop. Measurement Method / Attributes l l Object: Cell Unit: ms Formula Definition Average Call Time before Drop (QCI=1) = Call Time before Drop, QCI=1*100/Number of Abnormal Release Active ERAB(QCI=1) Average Call Time before Drop (QCI=2) = Call Time before Drop, QCI=2*200/Number of Abnormal Release Active ERAB(QCI=2) Average Call Time before Drop (QCI=3) = Call Time before Drop, QCI=3*300/Number of Abnormal Release Active ERAB(QCI=3) Average Call Time before Drop (QCI=4) = Call Time before Drop, QCI=4*400/Number of Abnormal Release Active ERAB(QCI=4) Average Call Time before Drop (QCI=1) = C373343796*100/C373505300 Average Call Time before Drop (QCI=2) = C373343797*100/C373505301 Average Call Time before Drop (QCI=3) = C373343798*100/C373505302 Average Call Time before Drop (QCI=4) = C373343799*100/C373505303 3.6 User Number Scheduled per TTI Description The KPI shows the number of users scheduled per TTI on the DL/UL in the cell. Measurement Method Counters at eNodeB side are designed to enable the corresponding measurement: ● Maximum DL User Number Scheduled per TTI ● Maximum UL User Number Scheduled per TTI ● Average DL User Number Scheduled per TTI 3-7 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential ZXSDR B8200 TL200 Key Performance Indicator Reference ● Average UL User Number Scheduled per TTI Attributes l l Object: Cell Unit: Unit Formula Definition Maximum DL User Number Scheduled per TTI = C373384339 Maximum UL User Number Scheduled per TTI = C373384341 Average DL User Number Scheduled per TTI = C373384340 Average UL User Number Scheduled per TTI = C373384342 3.7 Number of E-RABs Requested to Release Description The KPI shows the number of E-RABs requested to release. Measurement Method / Attributes l l Object: Cell Unit: Unit Formula Definition Number of E-RABs Requested to Release Initiated by ENodeB = Number of E-RAB Release by ENB Through E-RAB Release Procedure due to Overload Control + Number of E-RAB Release by ENB Through E-RAB Release Procedure due to Other Abnormal Reason + Number of E-RAB Release by ENB Through E-RAB Release Procedure due to HO Fail + Number of E-RAB Release by ENB Through E-RAB Release Procedure due to Radio Link Failure + Number of E-RAB Release by ENB Through E-RAB Release Procedure due to Reestablish Fail + Number of E-RAB Release by ENB Through E-RAB Release Procedure due to UserInactive + Number of E-RAB Release by ENB Through E-RAB Release Procedure due to Cell Block or Reset + Number of E-RAB Release by ENB Through E-RAB Release Procedure due to Redirection + Number of E-RAB Release by ENB Through E-RAB Release Procedure due to S1 Link Error + Number of E-RAB Release by ENB Through E-RAB Release Procedure due to CCO Cause + Number of E-RAB Release by ENB Through E-RAB Release Procedure due to X2 Handover Complete + Number of E-RAB Release by ENB due to UE off-line Number of E-RABs Requested to Release Initiated by ENodeB Per QCI(QCI=1) = 3-8 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential Chapter 3 Retainability Number of QCI1 E-RAB Release by ENB Through E-RAB Release Procedure due to Overload Control + Number of QCI1 E-RAB Release by ENB Through E-RAB Release Procedure due to Other Abnormal Reason + Number of QCI1 E-RAB Release by ENB Through E-RAB Release Procedure due to HO Fail + Number of QCI1 E-RAB Release by ENB Through E-RAB Release Procedure due to Radio Link Failure + Number of QCI1 E-RAB Release by ENB Through E-RAB Release Procedure due to Reestablish Fail + Number of QCI1 E-RAB Release by ENB Through E-RAB Release Procedure due to UserInactive + Number of QCI1 E-RAB Release by ENB Through E-RAB Release Procedure due to Cell Block or Reset + Number of QCI1 E-RAB Release by ENB Through E-RAB Release Procedure due to Redirection + Number of QCI1 E-RAB Release by ENB Through E-RAB Release Procedure due to S1 Link Error + Number of QCI1 E-RAB Release by ENB Through E-RAB Release Procedure due to CCO Cause + Number of QCI1 E-RAB Release by ENB Through E-RAB Release Procedure due to X2 Handover Complete + Number of QCI1 E-RAB Release by ENB due to UE off-line Number of E-RABs Requested to Release Initiated by ENodeB Per QCI(QCI=2) = Number of QCI2 E-RAB Release by ENB Through E-RAB Release Procedure due to Overload Control + Number of QCI2 E-RAB Release by ENB Through E-RAB Release Procedure due to Other Abnormal Reason + Number of QCI2 E-RAB Release by ENB Through E-RAB Release Procedure due to HO Fail + Number of QCI2 E-RAB Release by ENB Through E-RAB Release Procedure due to Radio Link Failure + Number of QCI2 E-RAB Release by ENB Through E-RAB Release Procedure due to Reestablish Fail + Number of QCI2 E-RAB Release by ENB Through E-RAB Release Procedure due to UserInactive + Number of QCI2 E-RAB Release by ENB Through E-RAB Release Procedure due to Cell Block or Reset + Number of QCI2 E-RAB Release by ENB Through E-RAB Release Procedure due to Redirection + Number of QCI2 E-RAB Release by ENB Through E-RAB Release Procedure due to S1 Link Error + Number of QCI2 E-RAB Release by ENB Through E-RAB Release Procedure due to CCO Cause + Number of QCI2 E-RAB Release by ENB Through E-RAB Release Procedure due to X2 Handover Complete + Number of QCI2 E-RAB Release by ENB due to UE off-line Number of E-RABs Requested to Release Initiated by ENodeB Per QCI(QCI=3) = Number of QCI3 E-RAB Release by ENB Through E-RAB Release Procedure due to Overload Control + Number of QCI3 E-RAB Release by ENB Through E-RAB Release Procedure due to Other Abnormal Reason + Number of QCI3 E-RAB Release by ENB Through E-RAB Release Procedure due to HO Fail + Number of QCI3 E-RAB Release by ENB Through E-RAB Release Procedure due to Radio Link Failure + Number of QCI3 E-RAB Release by ENB Through E-RAB Release Procedure due to Reestablish Fail + Number of QCI3 E-RAB Release by ENB Through E-RAB Release Procedure due to UserInactive + Number of QCI3 E-RAB Release by ENB Through E-RAB Release Procedure due to Cell Block or Reset + Number of QCI3 E-RAB Release by ENB Through E-RAB Release Procedure due to Redirection + Number of QCI3 E-RAB Release by ENB Through E-RAB Release Procedure due to S1 Link Error + Number of QCI3 E-RAB Release by ENB Through E-RAB Release Procedure due to CCO Cause + Number of 3-9 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential ZXSDR B8200 TL200 Key Performance Indicator Reference QCI3 E-RAB Release by ENB Through E-RAB Release Procedure due to X2 Handover Complete + Number of QCI3 E-RAB Release by ENB due to UE off-line Number of E-RABs Requested to Release Initiated by ENodeB Per QCI(QCI=4) = Number of QCI4 E-RAB Release by ENB Through E-RAB Release Procedure due to Overload Control + Number of QCI4 E-RAB Release by ENB Through E-RAB Release Procedure due to Other Abnormal Reason + Number of QCI4 E-RAB Release by ENB Through E-RAB Release Procedure due to HO Fail + Number of QCI4 E-RAB Release by ENB Through E-RAB Release Procedure due to Radio Link Failure + Number of QCI4 E-RAB Release by ENB Through E-RAB Release Procedure due to Reestablish Fail + Number of QCI4 E-RAB Release by ENB Through E-RAB Release Procedure due to UserInactive + Number of QCI4 E-RAB Release by ENB Through E-RAB Release Procedure due to Cell Block or Reset + Number of QCI4 E-RAB Release by ENB Through E-RAB Release Procedure due to Redirection + Number of QCI4 E-RAB Release by ENB Through E-RAB Release Procedure due to S1 Link Error + Number of QCI4 E-RAB Release by ENB Through E-RAB Release Procedure due to CCO Cause + Number of QCI4 E-RAB Release by ENB Through E-RAB Release Procedure due to X2 Handover Complete + Number of QCI4 E-RAB Release by ENB due to UE off-line Number of E-RABs Requested to Release Initiated by ENodeB Per QCI(QCI=5) = Number of QCI5 E-RAB Release by ENB Through E-RAB Release Procedure due to Overload Control + Number of QCI5 E-RAB Release by ENB Through E-RAB Release Procedure due to Other Abnormal Reason + Number of QCI5 E-RAB Release by ENB Through E-RAB Release Procedure due to HO Fail + Number of QCI5 E-RAB Release by ENB Through E-RAB Release Procedure due to Radio Link Failure + Number of QCI5 E-RAB Release by ENB Through E-RAB Release Procedure due to Reestablish Fail + Number of QCI5 E-RAB Release by ENB Through E-RAB Release Procedure due to UserInactive + Number of QCI5 E-RAB Release by ENB Through E-RAB Release Procedure due to Cell Block or Reset + Number of QCI5 E-RAB Release by ENB Through E-RAB Release Procedure due to Redirection + Number of QCI5 E-RAB Release by ENB Through E-RAB Release Procedure due to S1 Link Error + Number of QCI5 E-RAB Release by ENB Through E-RAB Release Procedure due to CCO Cause + Number of QCI5 E-RAB Release by ENB Through E-RAB Release Procedure due to X2 Handover Complete + Number of QCI5 E-RAB Release by ENB due to UE off-line Number of E-RABs Requested to Release Initiated by ENodeB Per QCI(QCI=6) = Number of QCI6 E-RAB Release by ENB Through E-RAB Release Procedure due to Overload Control + Number of QCI6 E-RAB Release by ENB Through E-RAB Release Procedure due to Other Abnormal Reason + Number of QCI6 E-RAB Release by ENB Through E-RAB Release Procedure due to HO Fail + Number of QCI6 E-RAB Release by ENB Through E-RAB Release Procedure due to Radio Link Failure + Number of QCI6 E-RAB Release by ENB Through E-RAB Release Procedure due to Reestablish Fail + Number of QCI6 E-RAB Release by ENB Through E-RAB Release Procedure due to UserInactive + Number of QCI6 E-RAB Release by ENB Through E-RAB Release Procedure due to Cell Block or Reset + Number of QCI6 E-RAB Release by ENB Through E-RAB Release Procedure due to Redirection + Number of QCI6 E-RAB Release by 3-10 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential Chapter 3 Retainability ENB Through E-RAB Release Procedure due to S1 Link Error + Number of QCI6 E-RAB Release by ENB Through E-RAB Release Procedure due to CCO Cause + Number of QCI6 E-RAB Release by ENB Through E-RAB Release Procedure due to X2 Handover Complete + Number of QCI6 E-RAB Release by ENB due to UE off-line Number of E-RABs Requested to Release Initiated by ENodeB Per QCI(QCI=7) = Number of QCI7 E-RAB Release by ENB Through E-RAB Release Procedure due to Overload Control + Number of QCI7 E-RAB Release by ENB Through E-RAB Release Procedure due to Other Abnormal Reason + Number of QCI7 E-RAB Release by ENB Through E-RAB Release Procedure due to HO Fail + Number of QCI7 E-RAB Release by ENB Through E-RAB Release Procedure due to Radio Link Failure + Number of QCI7 E-RAB Release by ENB Through E-RAB Release Procedure due to Reestablish Fail + Number of QCI7 E-RAB Release by ENB Through E-RAB Release Procedure due to UserInactive + Number of QCI7 E-RAB Release by ENB Through E-RAB Release Procedure due to Cell Block or Reset + Number of QCI7 E-RAB Release by ENB Through E-RAB Release Procedure due to Redirection + Number of QCI7 E-RAB Release by ENB Through E-RAB Release Procedure due to S1 Link Error + Number of QCI7 E-RAB Release by ENB Through E-RAB Release Procedure due to CCO Cause + Number of QCI7 E-RAB Release by ENB Through E-RAB Release Procedure due to X2 Handover Complete + Number of QCI7 E-RAB Release by ENB due to UE off-line Number of E-RABs Requested to Release Initiated by ENodeB Per QCI(QCI=8) = Number of QCI8 E-RAB Release by ENB Through E-RAB Release Procedure due to Overload Control + Number of QCI8 E-RAB Release by ENB Through E-RAB Release Procedure due to Other Abnormal Reason + Number of QCI8 E-RAB Release by ENB Through E-RAB Release Procedure due to HO Fail + Number of QCI8 E-RAB Release by ENB Through E-RAB Release Procedure due to Radio Link Failure + Number of QCI8 E-RAB Release by ENB Through E-RAB Release Procedure due to Reestablish Fail + Number of QCI8 E-RAB Release by ENB Through E-RAB Release Procedure due to UserInactive + Number of QCI8 E-RAB Release by ENB Through E-RAB Release Procedure due to Cell Block or Reset + Number of QCI8 E-RAB Release by ENB Through E-RAB Release Procedure due to Redirection + Number of QCI8 E-RAB Release by ENB Through E-RAB Release Procedure due to S1 Link Error + Number of QCI8 E-RAB Release by ENB Through E-RAB Release Procedure due to CCO Cause + Number of QCI8 E-RAB Release by ENB Through E-RAB Release Procedure due to X2 Handover Complete + Number of QCI8 E-RAB Release by ENB due to UE off-line Number of E-RABs Requested to Release Initiated by ENodeB Per QCI(QCI=9) = Number of QCI9 E-RAB Release by ENB Through E-RAB Release Procedure due to Overload Control + Number of QCI9 E-RAB Release by ENB Through E-RAB Release Procedure due to Other Abnormal Reason + Number of QCI9 E-RAB Release by ENB Through E-RAB Release Procedure due to HO Fail + Number of QCI9 E-RAB Release by ENB Through E-RAB Release Procedure due to Radio Link Failure + Number of QCI9 E-RAB Release by ENB Through E-RAB Release Procedure due to Reestablish Fail + Number of QCI9 E-RAB Release by ENB Through E-RAB Release Procedure due to UserInactive + Number of QCI9 E-RAB Release by ENB Through E-RAB Release 3-11 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential ZXSDR B8200 TL200 Key Performance Indicator Reference Procedure due to Cell Block or Reset + Number of QCI9 E-RAB Release by ENB Through E-RAB Release Procedure due to Redirection + Number of QCI9 E-RAB Release by ENB Through E-RAB Release Procedure due to S1 Link Error + Number of QCI9 E-RAB Release by ENB Through E-RAB Release Procedure due to CCO Cause + Number of QCI9 E-RAB Release by ENB Through E-RAB Release Procedure due to X2 Handover Complete + Number of QCI9 E-RAB Release by ENB due to UE off-line Number of E-RABs Requested to Release Initiated by MME = Number of E-RAB Release by MME Through E-RAB Release Procedure + Number of E-RAB Release by MME due to Other Reason Number of E-RABs Requested to Release Initiated by MME Per QCI(QCI=1) = Number of QCI1 E-RAB Release by MME Through E-RAB Release Procedure + Number of QCI1 E-RAB Release by MME due to Other Reason Number of E-RABs Requested to Release Initiated by MME Per QCI(QCI=2) = Number of QCI2 E-RAB Release by MME Through E-RAB Release Procedure + Number of QCI2 E-RAB Release by MME due to Other Reason Number of E-RABs Requested to Release Initiated by MME Per QCI(QCI=3) = Number of QCI3 E-RAB Release by MME Through E-RAB Release Procedure + Number of QCI3 E-RAB Release by MME due to Other Reason Number of E-RABs Requested to Release Initiated by MME Per QCI(QCI=4) = Number of QCI4 E-RAB Release by MME Through E-RAB Release Procedure + Number of QCI4 E-RAB Release by MME due to Other Reason Number of E-RABs Requested to Release Initiated by MME Per QCI(QCI=5) = Number of QCI5 E-RAB Release by MME Through E-RAB Release Procedure + Number of QCI5 E-RAB Release by MME due to Other Reason Number of E-RABs Requested to Release Initiated by MME Per QCI(QCI=6) = Number of QCI6 E-RAB Release by MME Through E-RAB Release Procedure + Number of QCI6 E-RAB Release by MME due to Other Reason Number of E-RABs Requested to Release Initiated by MME Per QCI(QCI=7) = Number of QCI7 E-RAB Release by MME Through E-RAB Release Procedure + Number of QCI7 E-RAB Release by MME due to Other Reason Number of E-RABs Requested to Release Initiated by MME Per QCI(QCI=8) = Number of QCI8 E-RAB Release by MME Through E-RAB Release Procedure + Number of QCI8 E-RAB Release by MME due to Other Reason Number of E-RABs Requested to Release Initiated by MME Per QCI(QCI=9) = Number of QCI9 E-RAB Release by MME Through E-RAB Release Procedure + Number of QCI9 E-RAB Release by MME due to Other Reason ERAB.NbrReqRelEnbInitPerCause._CCO = 3-12 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential Chapter 3 Retainability Number of E-RAB Release by ENB Through E-RAB Release Procedure due to CCO Cause ERAB.NbrReqRelEnbInitPerCause._CellBlockedOrReset = Number of E-RAB Release by ENB Through E-RAB Release Procedure due to Cell Block or Reset ERAB.NbrReqRelEnbInitPerCause._HOFail = Number of E-RAB Release by ENB Through E-RAB Release Procedure due to HO Fail ERAB.NbrReqRelEnbInitPerCause._OtherCause = Number of E-RAB Release by ENB Through E-RAB Release Procedure due to Other Abnormal Reason ERAB.NbrReqRelEnbInitPerCause._OverLoadControl = Number of E-RAB Release by ENB Through E-RAB Release Procedure due to Overload Control ERAB.NbrReqRelEnbInitPerCause._RBErrorIndication = Number of E-RAB Release by ENB Through E-RAB Release Procedure due to Radio Link Failure ERAB.NbrReqRelEnbInitPerCause._Redirection = Number of E-RAB Release by ENB Through E-RAB Release Procedure due to Redirection ERAB.NbrReqRelEnbInitPerCause._ReEstablishFail = Number of E-RAB Release by ENB Through E-RAB Release Procedure due to Reestablish Fail ERAB.NbrReqRelEnbInitPerCause._S1LinkBreak = Number of E-RAB Release by ENB Through E-RAB Release Procedure due to S1 Link Error ERAB.NbrReqRelEnbInitPerCause._UserInactive = Number of E-RAB Release by ENB Through E-RAB Release Procedure due to UserInactive ERAB.NbrReqRelEnbInitPerCause._X2HoSuccessful = Number of E-RAB Release by ENB Through E-RAB Release Procedure due to X2 Handover Complete ERAB.NbrReqRelEnbPerTraffic.Normal._ = Number of E-RAB Release by ENB Through E-RAB Release Procedure due to UserInactive + Number of E-RAB Release by ENB Through E-RAB Release Procedure due to Redirection + Number of E-RAB Release by ENB Through E-RAB Release Procedure due to CCO Cause ERAB.NbrReqRelEnbPerTraffic.Normal._QCI1 = 3-13 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential ZXSDR B8200 TL200 Key Performance Indicator Reference Number of QCI1 E-RAB Release by ENB Through E-RAB Release Procedure due to UserInactive + Number of QCI1 E-RAB Release by ENB Through E-RAB Release Procedure due to Redirection + Number of QCI1 E-RAB Release by ENB Through E-RAB Release Procedure due to CCO Cause ERAB.NbrReqRelEnbPerTraffic.Normal._QCI2 = Number of QCI2 E-RAB Release by ENB Through E-RAB Release Procedure due to UserInactive + Number of QCI2 E-RAB Release by ENB Through E-RAB Release Procedure due to Redirection + Number of QCI2 E-RAB Release by ENB Through E-RAB Release Procedure due to CCO Cause ERAB.NbrReqRelEnbPerTraffic.Normal._QCI3 = Number of QCI3 E-RAB Release by ENB Through E-RAB Release Procedure due to UserInactive + Number of QCI3 E-RAB Release by ENB Through E-RAB Release Procedure due to Redirection + Number of QCI3 E-RAB Release by ENB Through E-RAB Release Procedure due to CCO Cause ERAB.NbrReqRelEnbPerTraffic.Normal._QCI4 = Number of QCI4 E-RAB Release by ENB Through E-RAB Release Procedure due to UserInactive + Number of QCI4 E-RAB Release by ENB Through E-RAB Release Procedure due to Redirection + Number of QCI4 E-RAB Release by ENB Through E-RAB Release Procedure due to CCO Cause ERAB.NbrReqRelEnbPerTraffic.Normal._QCI5 = Number of QCI5 E-RAB Release by ENB Through E-RAB Release Procedure due to UserInactive + Number of QCI5 E-RAB Release by ENB Through E-RAB Release Procedure due to Redirection + Number of QCI5 E-RAB Release by ENB Through E-RAB Release Procedure due to CCO Cause ERAB.NbrReqRelEnbPerTraffic.Normal._QCI6 = Number of QCI6 E-RAB Release by ENB Through E-RAB Release Procedure due to UserInactive + Number of QCI6 E-RAB Release by ENB Through E-RAB Release Procedure due to Redirection + Number of QCI6 E-RAB Release by ENB Through E-RAB Release Procedure due to CCO Cause ERAB.NbrReqRelEnbPerTraffic.Normal._QCI7 = Number of QCI7 E-RAB Release by ENB Through E-RAB Release Procedure due to UserInactive + Number of QCI7 E-RAB Release by ENB Through E-RAB Release Procedure due to Redirection + Number of QCI7 E-RAB Release by ENB Through E-RAB Release Procedure due to CCO Cause ERAB.NbrReqRelEnbPerTraffic.Normal._QCI8 = Number of QCI8 E-RAB Release by ENB Through E-RAB Release Procedure due to UserInactive + Number of QCI8 E-RAB Release by ENB Through E-RAB Release Procedure due to Redirection + Number of QCI8 E-RAB Release by ENB Through E-RAB Release Procedure due to CCO Cause ERAB.NbrReqRelEnbPerTraffic.Normal._QCI9 = 3-14 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential Chapter 3 Retainability Number of QCI9 E-RAB Release by ENB Through E-RAB Release Procedure due to UserInactive + Number of QCI9 E-RAB Release by ENB Through E-RAB Release Procedure due to Redirection + Number of QCI9 E-RAB Release by ENB Through E-RAB Release Procedure due to CCO Cause Number of Normal Attempted Context Releases by ENB = Number of Context Release by ENB due to Inactivity + Number of Context Release by ENB due to Redirection + Number of Context Release by ENB due to CCO cause Number of E-RABs Requested to Release Initiated by ENodeB Per QCI = C373210381+C373210391+C373210431+C373210441+C373210451+C373210501 +C373210511+C373210531+C373505354+C373505364+C373505374+C373505461 Number of E-RABs Requested to Release Initiated by ENodeB Per QCI(QCI=1) = C373210372+C373210382+C373210422+C373210432+C373210442+C373210492 +C373210502+C373210522+C373505345+C373505355+C373505365+C373505452 Number of E-RABs Requested to Release Initiated by ENodeB Per QCI(QCI=2) = C373210373+C373210383+C373210423+C373210433+C373210443+C373210493 +C373210503+C373210523+C373505346+C373505356+C373505366+C373505453 Number of E-RABs Requested to Release Initiated by ENodeB Per QCI(QCI=3) = C373210374+C373210384+C373210424+C373210434+C373210444+C373210494 +C373210504+C373210524+C373505347+C373505357+C373505367+C373505454 Number of E-RABs Requested to Release Initiated by ENodeB Per QCI(QCI=4) = C373210375+C373210385+C373210425+C373210435+C373210445+C373210495 +C373210505+C373210525+C373505348+C373505358+C373505368+C373505455 Number of E-RABs Requested to Release Initiated by ENodeB Per QCI(QCI=5) = C373210376+C373210386+C373210426+C373210436+C373210446+C373210496 +C373210506+C373210526+C373505349+C373505359+C373505369+C373505456 Number of E-RABs Requested to Release Initiated by ENodeB Per QCI(QCI=6) = C373210377+C373210387+C373210427+C373210437+C373210447+C373210497 +C373210507+C373210527+C373505350+C373505360+C373505370+C373505457 Number of E-RABs Requested to Release Initiated by ENodeB Per QCI(QCI=7) = C373210378+C373210388+C373210428+C373210438+C373210448+C373210498 +C373210508+C373210528+C373505351+C373505361+C373505371+C373505458 Number of E-RABs Requested to Release Initiated by ENodeB Per QCI(QCI=8) = C373210379+C373210389+C373210429+C373210439+C373210449+C373210499 +C373210509+C373210529+C373505352+C373505362+C373505372+C373505459 Number of E-RABs Requested to Release Initiated by ENodeB Per QCI(QCI=9) = 3-15 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential ZXSDR B8200 TL200 Key Performance Indicator Reference C373210380+C373210390+C373210430+C373210440+C373210450+C373210500 +C373210510+C373210530+C373505353+C373505363+C373505373+C373505460 Number of E-RABs Requested to Release Initiated by MME Per QCI = C373210371+C373505471 Number of E-RABs Requested to Release Initiated by MME Per QCI(QCI=1) = C373210362+C373505462 Number of E-RABs Requested to Release Initiated by MME Per QCI(QCI=2) = C373210363+C373505463 Number of E-RABs Requested to Release Initiated by MME Per QCI(QCI=3) = C373210364+C373505464 Number of E-RABs Requested to Release Initiated by MME Per QCI(QCI=4) = C373210365+C373505465 Number of E-RABs Requested to Release Initiated by MME Per QCI(QCI=5) = C373210366+C373505466 Number of E-RABs Requested to Release Initiated by MME Per QCI(QCI=6) = C373210367+C373505467 Number of E-RABs Requested to Release Initiated by MME Per QCI(QCI=7) = C373210368+C373505468 Number of E-RABs Requested to Release Initiated by MME Per QCI(QCI=8) = C373210369+C373505469 Number of E-RABs Requested to Release Initiated by MME Per QCI(QCI=9) = C373210370+C373505470 ERAB.NbrReqRelEnbInitPerCause._CCO = C373505364 ERAB.NbrReqRelEnbInitPerCause._CellBlockedOrReset = C373210511 ERAB.NbrReqRelEnbInitPerCause._HOFail = C373210431 ERAB.NbrReqRelEnbInitPerCause._OtherCause = C373210391 ERAB.NbrReqRelEnbInitPerCause._OverLoadControl = C373210381 ERAB.NbrReqRelEnbInitPerCause._RBErrorIndication = C373210441 ERAB.NbrReqRelEnbInitPerCause._Redirection = C373210531 ERAB.NbrReqRelEnbInitPerCause._ReEstablishFail = C373210451 ERAB.NbrReqRelEnbInitPerCause._S1LinkBreak = C373505354 ERAB.NbrReqRelEnbInitPerCause._UserInactive = C373210501 ERAB.NbrReqRelEnbInitPerCause._X2HoSuccessful = C373505374 ERAB.NbrReqRelEnbPerTraffic.Normal = C373210501+C373210531+C373505364 3-16 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential Chapter 3 Retainability ERAB.NbrReqRelEnbPerTraffic.Normal._QCI1 C373210492+C373210522+C373505355 = ERAB.NbrReqRelEnbPerTraffic.Normal._QCI2 C373210493+C373210523+C373505356 = ERAB.NbrReqRelEnbPerTraffic.Normal._QCI3 C373210494+C373210524+C373505357 = ERAB.NbrReqRelEnbPerTraffic.Normal._QCI4 C373210495+C373210525+C373505358 = ERAB.NbrReqRelEnbPerTraffic.Normal._QCI5 C373210496+C373210526+C373505359 = ERAB.NbrReqRelEnbPerTraffic.Normal._QCI6 C373210497+C373210527+C373505360 = ERAB.NbrReqRelEnbPerTraffic.Normal._QCI7 C373210498+C373210528+C373505361 = ERAB.NbrReqRelEnbPerTraffic.Normal._QCI8 C373210499+C373210529+C373505362 = ERAB.NbrReqRelEnbPerTraffic.Normal._QCI9 C373210500+C373210530+C373505363 = Number of Normal Attempted Context Releases by ENB = C373220615+C373220618+C373220635 3.8 Number of Attempted Context Release Description The KPI shows the number of UE CONTEXT Release initiated by MME/eNodeB. Measurement Method / Attributes l l Object: Cell Unit: Times Formula Definition Number of Attempted Context Releases by MME Request = Number of Context Release by MME due to UE CONTEXT RELEASE REQUEST + Number of Context Release by MME due to Error Indication or Reestablish Inter eNB + Number of Context Release by MME due to Other Reason + Number of Context Release by MME due to Handover Complete 3-17 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential ZXSDR B8200 TL200 Key Performance Indicator Reference Number of Attempted Context Releases by ENB = Number of Context Release by ENB due to Uu Interface Failure + Number of Context Release by ENB due to Handover Failure + Number of Context Release by ENB due to Reset + Number of Context Release by ENB due to Inactivity + Number of Context Release by ENB due to Other + Number of Context Release by ENB due to Redirection + Number of Context Release by ENB due to Re-estblishment Fail + Number of Context Release by ENB due to S1 Link Fail + Number of Context Release by ENB due to UE Not Online Number of Attempted Context Releases by MME Request = C373220611+C373220617+C373220624+C373220634 Number of Attempted Context Releases by ENB = C373220612+C373220613+C373220614+C373220615+C373220616+C373220618 +C373220620+C373220621+C373220622+C373220635 3-18 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential Chapter 4 Mobility Table of Contents Intra-eNB Handover(Cell) ...........................................................................................4-1 Handover Via X2(Cell)................................................................................................4-4 Handover Via S1 ........................................................................................................4-8 LTE-UMTS Handover(cell)........................................................................................4-12 LTE-CDMA Handover(cell) .......................................................................................4-14 LTE-GSM Handover(cell) .........................................................................................4-15 Intra-RAT Handover .................................................................................................4-17 Ho Success Rate(Cell) .............................................................................................4-19 Success Rate of SRVCC Handover..........................................................................4-20 4.1 Intra-eNB Handover(Cell) Description The KPI shows probability for an end-user to succeed in a intra-eNB handover procedure, on the target cell basis. Measurement Method Counters at eNodeB side are designed to enable the corresponding measurement, which are split into sub-counters per failure cause: ● Number of successful intra-eNB intra-freq incoming handover preparations per cell ● Number of failed intra-eNB intra-freq incoming handover preparations per cell per failure cause ● Number of successful intra-eNB intra-freq outgoing handover preparations per cell ● Number of failed intra-eNB intra-freq outgoing handover preparations per cell per failure cause ● Number of successful intra-eNB intra-freq incoming handover executions per cell ● Number of failed intra-eNB intra-freq incoming handover executions per cell per failure cause ● Number of successful intra-eNB intra-freq outgoing handover executions per cell ● Number of failed intra-eNB intra-freq outgoing handover executions per cell per failure ● Number of successful intra-eNB inter-freq incoming handover preparations per cell 4-1 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential ZXSDR B8200 TL200 Key Performance Indicator Reference ● Number of failed intra-eNB inter-freq incoming handover preparations per cell per failure cause ● Number of successful intra-eNB inter-freq outgoing handover preparations per cell ● Number of failed intra-eNB inter-freq outgoing handover preparations per cell per failure cause ● Number of successful intra-eNB inter-freq incoming handover executions per cell ● Number of failed intra-eNB inter-freq incoming handover executions per cell per failure cause ● Number of successful intra-eNB inter-freq outgoing handover executions per cell ● Number of failed intra-eNB inter-freq outgoing handover executions per cell per failure cause ● Intra-eNB outgoing Handover Preparation Success Rate per Cell ● Intra-eNB outgoing Handover Execution Success Rate per Cell ● Intra-eNB outgoing Handover Preparation Success Rate per Cell ● Intra-eNB outgoing Handover Execution Success Rate per Cell Attributes l l Object: Cell Unit: Percent Formula Definition Preparation Success Rate of Intra-eNB Intra-freq Cell Incoming Handover = Number of successful Intra-eNB Intra-freq Cell Incoming Handover / Number of Intra-eNB Intra-freq Cell Incoming Handover attempts * 100% Preparation Success Rate of Intra-eNB Intra-freq Cell Outgoing Handover = Number of successful Intra-eNB Intra-freq Cell Preparation Outgoing Handover / Number of Intra-eNB Intra-freq Cell Preparation Outgoing Handover attempts * 100% Execution Success Rate of Intra-eNB Intra-freq Cell Incoming Handover = Number of successful Intra-eNB Intra-freq Cell Execution Incoming Handover/ Number of Intra-eNB Intra-freq Cell Execution Incoming Handover attempts * 100% Execution Success Rate of Intra-eNB Intra-freq Cell Outgoing Handover = Number of successful Intra-eNB Intra-freq Cell Outgoing Handover / Number of Intra-eNB Intra-freq Cell Outgoing Handover attempts x 100% Preparation Success Rate of Intra-eNB Inter-freq Cell Incoming Handover = Number of successful Intra-eNB Inter-freq Cell Preparation Incoming Handover/ Number of Intra-eNB Inter-freq Cell Preparation Incoming Handover attempts * 100% Preparation Success Rate of Intra-eNB Inter-freq Cell Outgoing Handover = 4-2 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential Chapter 4 Mobility Number of successful Intra-eNB Inter-freq Cell Preparation Outgoing Handover/ Number of Intra-eNB Inter-freq Cell Preparation Outgoing Handover attempts x 100% Execution Success Rate of Intra-eNB Inter-freq Cell Incoming Handover = Number of successful Intra-eNB Inter-freq Cell Execution Incoming Handover/ Number of Intra-eNB Inter-freq Cell Execution Incoming Handover attempts * 100% Execution Success Rate of Intra-eNB Inter-freq Cell Outgoing Handover = Number of successful Intra-eNB Inter-freq Cell Execution Outgoing Handover/ Number of Intra-eNB Inter-freq Cell Execution Outgoing Handover attempts * 100% Attempted Outgoing Intra-eNB Handovers = Number of Successful Outgoing Intra-eNB Intra-freq Handover Preparation + Number of Successful Outgoing Intra-eNB Inter-freq Handover Preparation * 100% Successful Outgoing Intra-eNB Handovers = Number of Successful Outgoing Intra-eNB Intra-freq Handover Execution + Number of Successful Outgoing Intra-eNB Inter-freq Handover Execution * 100% Success Rate of Intra-eNB Intra-freq Cell Incoming Handover = Preparation Success Rate of Intra-eNB Intra-freq Cell Incoming Handover*Execution Success Rate of Intra-eNB Intra-freq Cell Incoming Handover * 100% Success Rate of Intra-eNB Intra-freq Cell Outgoing Handover = Preparation Success Rate of Intra-eNB Intra-freq Cell Outgoing Handover *Execution Success Rate of Intra-eNB Intra-freq Cell Outgoing Handover * 100% Success Rate of Intra-eNB Inter-freq Cell Incoming Handover = Preparation Success Rate of Intra-eNB Inter-freq Cell Incoming Handover *Execution Success Rate of Intra-eNB Inter-freq Cell Incoming Handover * 100% Success Rate of Intra-eNB Inter-freq Cell Outgoing Handover = Preparation Success Rate of Intra-eNB Inter-freq Cell Outgoing Handover * Execution Success Rate of Intra-eNB Inter-freq Cell Outgoing Handover * 100% Preparation Success Rate of Intra-eNB Intra-freq Cell Incoming Handover = C373250940/(C373250940+C373250941+C373250942+C373250943) * 100% Preparation Success Rate of Intra-eNB Intra-freq Cell Outgoing Handover = C373250900/(C373250900+C373250901+C373250902+C373250903+C373250988) 100% * Execution Success Rate of Intra-eNB Intra-freq Cell Incoming Handover = C373250984/(C373250984+C373250985+C373250986+C373250987) * 100% Execution Success Rate of Intra-eNB Intra-freq Cell Outgoing Handover = C373250980/(C373250980+C373250981+C373250982+C373250983+C373250989) 100% 4-3 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential * ZXSDR B8200 TL200 Key Performance Indicator Reference Preparation Success Rate of Intra-eNB Inter-freq Cell Incoming Handover = C373281840/(C373281840+C373281841+C373281842+C373281843) * 100% Preparation Success Rate of Intra-eNB Inter-freq Cell Outgoing Handover = C373281800/(C373281800+C373281801+C373281802+C373281803+C373281888) 100% * Execution Success Rate of Intra-eNB Inter-freq Cell Incoming Handover = C373281884/(C373281884+C373281885+C373281886+C373281887) * 100% Execution Success Rate of Intra-eNB Inter-freq Cell Outgoing Handover = C373281880/(C373281880+C373281881+C373281882+C373281883+C373281889) 100% * Attempted Outgoing Intra-eNB Handovers Execution = C373250900 + C373281800 Successful Outgoing Intra-eNB Handovers Execution = C373250980 + C373281880 Success Rate of Intra-eNB Intra-freq Cell Incoming Handover = P310055*P310067 * 100% Success Rate of Intra-eNB Intra-freq Cell Outgoing Handover = P310054*P310066 * 100% Success Rate of Intra-eNB Inter-freq Cell Incoming Handover = P310079*P310091 * 100% Success Rate of Intra-eNB Inter-freq Cell Outgoing Handover = P310078*P310090 * 100% 4.2 Handover Via X2(Cell) Description The KPI shows probability for an end-user to succeed in a inter-eNB via X2 handover procedure, on the target cell basis. Measurement Method Counters at eNodeB side are designed to enable the corresponding measurement, which are split into sub-counters per failure cause: ● Number of successful inter-eNB via X2 intra-freq incoming handover preparations per cell ● Number of failed inter-eNB via X2 intra-freq incoming handover preparations per cell per failure cause ● Number of successful inter-eNB via X2 intra-freq outgoing handover preparations per cell ● Number of failed inter-eNB via X2 intra-freq outgoing handover preparations per cell per failure cause ● Number of successful inter-eNB via X2 intra-freq outgoing handover executions per cell ● Number of failed inter-eNB via X2 intra-freq outgoing handover executions per cell per failure cause 4-4 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential Chapter 4 Mobility ● Number of successful inter-eNB via X2 intra-freq incoming handover executions per cell ● Number of failed inter-eNB via X2 intra-freq incoming handover executions per cell per failure cause ● Number of successful inter-eNB via X2 inter-freq incoming handover preparations per cell ● Number of failed inter-eNB via X2 inter-freq incoming handover preparations per cell per failure cause ● Number of successful inter-eNB via X2 inter-freq outgoing handover preparations per cell ● Number of failed inter-eNB via X2 inter-freq outgoing handover preparations per cell per failure cause ● Number of successful inter-eNB via X2 inter-freq incoming handover executions per cell ● Number of failed inter-eNB via X2 inter-freq incoming handover executions per cell per failure cause ● Number of successful inter-eNB via X2 inter-freq outgoing handover executions per cell ● Number of failed inter-eNB via X2 inter-freq outgoing handover executions per cell per failure cause ● Inter-eNB via X2 incoming Handover Preparation Success Rate per Cell ● Inter-eNB via X2 incoming Handover Execution Success Rate per Cell ● Inter-eNB via X2 outgoing Handover Preparation Success Rate per Cell ● Inter-eNB via X2 outgoing Handover Execution Success Rate per Cell Attributes l l Object: Cell Unit: Percent Formula Definition Preparation Success Rate of Inter-eNB Intra-freq Cell Incoming Handover Via X2 = Number of successful Inter-eNB Intra-freq Cell Preparation Incoming Handover Via X2 / Number of Inter-eNB Intra-freq Cell Preparation Incoming Handover Via X2 attempts * 100% Preparation Success Rate of Inter-eNB Intra-freq Cell Outgoing Handover Via X2 = Number of successful Inter-eNB Intra-freq Cell Preparation Outgoing Handover Via X2/ Number of Inter-eNB Intra-freq Cell Preparation Outgoing Handover Via X2 attempts * 100% Execution Success Rate of Inter-eNB Intra-freq Cell Outgoing Handover Via X2 = 4-5 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential ZXSDR B8200 TL200 Key Performance Indicator Reference Number of successful Inter-eNB Intra-freq Cell Execution Outgoing Handover Via X2/ Number of Inter-eNB Intra-freq Cell Execution Outgoing Handover Via X2 attempts * 100% Execution Success Rate of Inter-eNB Intra-freq Cell Incoming Handover Via X2 = Number of successful Inter-eNB Intra-freq Cell Execution Incoming Handover Via X2/ Number of Inter-eNB Intra-freq Cell Execution Incoming Handover Via X2 attempts * 100% Preparation Success Rate of Inter-eNB Inter-freq Cell Incoming Handover Via X2 = Number of successful Inter-eNB Inter-freq Cell Preparation Incoming Handover Via X2/ Number of Inter-eNB Inter-freq Cell Preparation Incoming Handover Via X2 attempts * 100% Preparation Success Rate of Inter-eNB Inter-freq Cell Outgoing Handover Via X2 = Number of successful Inter-eNB Inter-freq Cell Preparation Outgoing Handover Via X2/ Number of Inter-eNB Inter-freq Cell Preparation Outgoing Handover Via X2 attempts * 100% Execution Success Rate of Inter-eNB Inter-freq Cell Incoming Handover Via X2 = Number of successful Inter-eNB Inter-freq Cell Execution Incoming Handover Via X2/ Number of Inter-eNB Inter-freq Cell Execution Incoming Handover Via X2 attempts * 100% Execution Success Rate of Inter-eNB Inter-freq Cell Outgoing Handover Via X2 = Number of successful Inter-eNB Inter-freq Cell Execution Outgoing Handover Via X2/ Number of Inter-eNB Inter-freq Cell Execution Outgoing Handover Via X2 attempts * 100% Attempted Outgoing Inter-eNB Intra-frequency Handovers Over X2 = Number of Successful Outgoing Inter-eNB(via X2) Intra-freq Handover Preparation + Number of Outgoing Inter-eNB(via X2) Intra-freq Handover Preparation Failure due to HO Request Ack Timeout + Number of Outgoing Inter-eNB(via X2) Intra-freq Handover Preparation Failure due to Dest Preparation Failure + Number of Outgoing Inter-eNB(via X2) Intra-freq Handover Preparation Failure due to Other Reason + Number of Outgoing Inter-eNB(via X2) Intra-freq Handover Preparation Failure due to User Inactivity Attempted Outgoing Handovers Preparations Over X2 = Number of Outgoing Inter-eNB(via X2) Intra-freq Handover Preparation Request + Number of Outgoing Inter-eNB(via X2) Inter-freq Handover Preparation Request Successful Outgoing Handovers Preparations Over X2 = Number of Successful Outgoing Inter-eNB(via X2) Intra-freq Handover Preparation + Number of Successful Outgoing Inter-eNB(via X2) Inter-freq Handover Preparation Attempted Outgoing Handovers Over X2 = Number of Successful Outgoing Inter-eNB(via X2) Intra-freq Handover Preparation + Number of Successful Outgoing Inter-eNB(via X2) Inter-freq Handover Preparation 4-6 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential Chapter 4 Mobility Successful Outgoing Handovers Over X2 = Number of Successful Outgoing Inter-eNB(via X2) Intra-freq Handover Execution + Number of Successful Outgoing Inter-eNB(via X2) Inter-freq Handover Execution Canceled Outgoing Handovers Over X2 = Number of Incoming Inter-eNB(via X2) Intra-freq Handover Preparation Failure due to Source Cancle HO + Number of Incoming Inter-eNB(via X2) Intra-freq Handover Execution Failure due to Source Cancel HO + Number of Incoming Inter-eNB(via X2) Inter-freq Handover Preparation Failure due to Source Cancle HO + Number of Incoming Inter-eNB(via X2) Inter-freq Handover Execution Failure due to Source Cancel HO Success Rate of Inter-eNB Intra-freq Cell Incoming Handover Via X2 = Preparation Success Rate of Inter-eNB Intra-freq Cell Incoming Handover Via X2*Execution Success Rate of Inter-eNB Intra-freq Cell Incoming Handover Via X2 * 100% Success Rate of Inter-eNB Intra-freq Cell Outgoing Handover Via X2 = Preparation Success Rate of Inter-eNB Intra-freq Cell Outgoing Handover Via X2*Execution Success Rate of Inter-eNB Intra-freq Cell Outgoing Handover Via X2 * 100% Success Rate of Inter-eNB Inter-freq Cell Outgoing Handover Via X2 = Preparation Success Rate of Inter-eNB Inter-freq Cell Outgoing Handover Via X2 * Execution Success Rate of Inter-eNB Inter-freq Cell Outgoing Handover Via X2 * 100% Success Rate of Inter-eNB Inter-freq Cell Incoming Handover Via X2 = Preparation Success Rate of Inter-eNB Inter-freq Cell Incoming Handover Via X2*Execution Success Rate of Inter-eNB Inter-freq Cell Incoming Handover Via X2 * 100% Preparation Success Rate of Inter-eNB Intra-freq Cell Incoming Handover Via X2 = C373261240/(C373261240+C373261241+C373261242+C373261243+C373261290) 100% * Preparation Success Rate of Inter-eNB Intra-freq Cell Outgoing Handover Via X2 = C373261200/(C373261200+C373261201+C373261202+C373261203+C373261289) 100% Execution Success Rate of Inter-eNB Intra-freq Cell Outgoing Handover Via X2 = C373261280/(C373261280+C373261281+C373261282+C373261283) * 100% Execution Success Rate of Inter-eNB Intra-freq Cell Incoming Handover Via X2 = C373261284/(C373261284+C373261285+C373261286+C373261287+C373261288 +C373261291) * 100% Preparation Success Rate of Inter-eNB Inter-freq Cell Incoming Handover Via X2 = 4-7 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential * ZXSDR B8200 TL200 Key Performance Indicator Reference C373292140/(C373292140+C373292141+C373292142+C373292143+C373292190) 100% * Preparation Success Rate of Inter-eNB Inter-freq Cell Outgoing Handover Via X2 = C373292100/(C373292100+C373292101+C373292102+C373292103+C373292189) 100% * Execution Success Rate of Inter-eNB Inter-freq Cell Incoming Handover Via X2 = C373292184/(C373292184+C373292185+C373292186+C373292187+C373292188 100% * Execution Success Rate of Inter-eNB Inter-freq Cell Outgoing Handover Via X2 = C373292180/(C373292180+C373292181+C373292182+C373292183) +C373292191) * 100% Attempted Outgoing Inter-eNB Intra-frequency Handovers Over X2 = C373261200+C373261201+C373261202+C373261203+C373261289 Attempted Outgoing Handovers Preparations Over X2 = C373261292+C373292192 Successful Outgoing Handover Preparations Over X2 = C373261200+C373292100 Attempted Outgoing Handovers Execution Over X2 = C373261200+C373292100 Successful Outgoing Handovers Execution Over X2 = C373261280+C373292180 Canceled Outgoing Handovers Over X2 = C373485179 Success Rate of Inter-eNB Intra-freq Cell Incoming Handover Via X2 = P310059*P310071 * 100% Success Rate of Inter-eNB Intra-freq Cell Outgoing Handover Via X2 = P310058*P310070 * 100% Success Rate of Inter-eNB Inter-freq Cell Outgoing Handover Via X2 = P310082*P310094 * 100% Success Rate of Inter-eNB Inter-freq Cell Incoming Handover Via X2 = P310083*P310095 * 100% 4.3 Handover Via S1 Description The KPI shows probability for an end-user to succeed in a inter-eNB via S1 handover procedure, on the target cell basis. Measurement Method Counters at eNodeB side are designed to enable the corresponding measurement, which are split into sub-counters per failure cause: 4-8 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential Chapter 4 Mobility ● Number of successful inter-eNB via S1 intra-freq incoming handover preparations per cell ● Number of failed inter-eNB via S1 intra-freq incoming handover preparations per cell per failure cause ● Number of successful inter-eNB via S1 intra-freq outgoing handover preparations per cell ● Number of failed inter-eNB via S1 intra-freq outgoing handover preparations per cell per failure cause ● Number of successful inter-eNB via S1 intra-freq incoming handover executions per cell ● Number of failed inter-eNB via S1 intra-freq incoming handover executions per cell per failure cause ● Number of successful inter-eNB via S1 intra-freq outgoing handover executions per cell ● Number of failed inter-eNB via S1 intra-freq outgoing handover executions per cell per failure cause ● Number of successful inter-eNB via S1 inter-freq incoming handover preparations per cell ● Number of failed inter-eNB via S1 inter-freq incoming handover preparations per cell per failure cause ● Number of successful inter-eNB via S1 inter-freq outgoing handover preparations per cell ● Number of failed inter-eNB via S1 inter-freq outgoing handover preparations per cell per failure cause ● Number of successful inter-eNB via S1 inter-freq incoming handover executions per cell ● Number of failed inter-eNB via S1 inter-freq incoming handover executions per cell per failure cause ● Number of successful inter-eNB via S1 inter-freq outgoing handover executions per cell ● Number of failed inter-eNB via S1 inter-freq outgoing handover executions per cell per failure cause ● Inter-eNB via S1 incoming Handover Preparation Success Rate per Cel ● Inter-eNB via S1 incoming Handover Execution Success Rate per Cell ● Inter-eNB via S1 outgoing Handover Preparation Success Rate per Cel ● Inter-eNB via S1 outgoing Handover Execution Success Rate per Cell Attributes l l Object: Cell Unit: Percent 4-9 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential ZXSDR B8200 TL200 Key Performance Indicator Reference Formula Definition Preparation Success Rate of Inter-eNB Intra-freq Cell Incoming Handover Via S1 = Number of successful Inter-eNB Intra-freq Cell Preparation Incoming Handover Via S1 / Number of Inter-eNB Intra-freq Cell Preparation Incoming Handover Via S1 attempts * 100% Preparation Success Rate of Inter-eNB Intra-freq Cell Outgoing Handover Via S1 = Number of successful Inter-eNB Intra-freq Cell Preparation Outgoing Handover Via S1 / Number of Inter-eNB Intra-freq Cell Preparation Outgoing Handover Via S1 attempts * 100% Execution Success Rate of Inter-eNB Intra-freq Cell Incoming Handover Via S1 = Number of successful Inter-eNB Intra-freq Cell Execution Incoming Handover Via S1/ Number of Inter-eNB Intra-freq Cell Execution Incoming Handover Via S1 attempts * 100% Execution Success Rate of Inter-eNB Intra-freq Cell Outgoing Handover Via S1 = Number of successful Inter-eNB Intra-freq Cell Execution Outgoing Handover Via S1 / Number of Inter-eNB Intra-freq Cell Execution Outgoing Handover Via S1 attempts * 100% Preparation Success Rate of Inter-eNB Inter-freq Cell Incoming Handover Via S1 = Number of successful Inter-eNB Inter-freq Cell Preparation Incoming Handover Via S1 / Number of Inter-eNB Inter-freq Cell Preparation Incoming Handover Via S1 attempts * 100% Preparation Success Rate of Inter-eNB Inter-freq Cell Outgoing Handover Via S1 = Number of successful Inter-eNB Inter-freq Cell Preparation Outgoing Handover Via S1/ Number of Inter-eNB Inter-freq Cell Preparation Outgoing Handover Via S1 attempts * 100% Execution Success Rate of Inter-eNB Inter-freq Cell Incoming Handover Via S1 = Number of successful Inter-eNB Inter-freq Cell Incoming Handover Via S1/ Number of Inter-eNB Inter-freq Cell Incoming Handover Via S1 attempts * 100% Execution Success Rate of Inter-eNB Inter-freq Cell Outgoing Handover Via S1 = Number of successful Inter-eNB Inter-freq Cell Execution Outgoing Handover Via S1 / Number of Inter-eNB Inter-freq Cell Execution Outgoing Handover Via S1 attempts * 100% Attempted Outgoing Handovers Preparations Over S1 = Number of Outgoing Inter-eNB(via S1) Intra-freq Handover Preparation Request + Number of Outgoing Inter-eNB(via S1) Inter-freq Handover Preparation Request Successful Outgoing Handovers Preparations Over S1 = Number of Successful Outgoing Inter-eNB(via S1) Intra-freq Handover Preparation + Number of Successful Outgoing Inter-eNB(via S1) Inter-freq Handover Preparation Attempted Outgoing Handovers Over S1 = 4-10 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential Chapter 4 Mobility Number of Successful Outgoing Inter-eNB(via S1) Intra-freq Handover Preparation + Number of Successful Outgoing Inter-eNB(via S1) Inter-freq Handover Preparation Successful Outgoing Handovers Over S1 = Number of Successful Outgoing Inter-eNB(via S1) Intra-freq Handover Execution + Number of Successful Outgoing Inter-eNB(via S1) Inter-freq Handover Execution Canceled Outgoing Handovers Over S1 = Number of Incoming Inter-eNB(via S1) Intra-freq Handover Preparation Failure due to Source Cancle HO + Number of Incoming Inter-eNB(via S1) Intra-freq Handover Execution Failure due to Source Cancel HO + Number of Incoming Inter-eNB(via S1) Inter-freq Handover Preparation Failure due to Source Cancle HO + Number of Incoming Inter-eNB(via S1) Inter-freq Handover Execution Failure due to Source Cancel HO Success Rate of Inter-eNB Intra-freq Cell Incoming Handover Via S1 = Preparation Success Rate of Inter-eNB Intra-freq Cell Incoming Handover Via S1*Execution Success Rate of Inter-eNB Intra-freq Cell Incoming Handover Via S1 * 100% Success Rate of Inter-eNB Intra-freq Cell Outgoing Handover Via S1 = Preparation Success Rate of Inter-eNB Intra-freq Cell Outgoing Handover Via S1*Execution Success Rate of Inter-eNB Intra-freq Cell Outgoing Handover Via S1 * 100% Success Rate of Inter-eNB Inter-freq Cell Incoming Handover Via S1 = Preparation Success Rate of Inter-eNB Inter-freq Cell Incoming Handover Via S1*Execution Success Rate of Inter-eNB Inter-freq Cell Incoming Handover Via S1 * 100% Success Rate of Inter-eNB Inter-freq Cell Outgoing Handover Via S1 = Preparation Success Rate of Inter-eNB Inter-freq Cell Outgoing Handover Via S1*Execution Success Rate of Inter-eNB Inter-freq Cell Outgoing Handover Via S1 * 100% Preparation Success Rate of Inter-eNB Intra-freq Cell Incoming Handover Via S1 = C373271540/(C373271540+C373271541+C373271542+C373271543+C373271589) 100% * Preparation Success Rate of Inter-eNB Intra-freq Cell Outgoing Handover Via S1 = C373271500/(C373271500+C373271501+C373271502+C373271503+C373271588) 100% * Execution Success Rate of Inter-eNB Intra-freq Cell Incoming Handover Via S1 = C373271584/(C373271584+C373271585+C373271586+C373271587+C373271590) 100% Execution Success Rate of Inter-eNB Intra-freq Cell Outgoing Handover Via S1 = C373271580/(C373271580+C373271581+C373271582+C373271583) * 100% 4-11 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential * ZXSDR B8200 TL200 Key Performance Indicator Reference Preparation Success Rate of Inter-eNB Inter-freq Cell Incoming Handover Via S1 = C373302440/(C373302440+C373302441+C373302442+C373302443+C373302489) 100% * Preparation Success Rate of Inter-eNB Inter-freq Cell Outgoing Handover Via S1 = C373302400/(C373302400+C373302401+C373302402+C373302403+C373302488) 100% * Execution Success Rate of Inter-eNB Inter-freq Cell Incoming Handover Via S1 = C373302484/(C373302484+C373302485+C373302486+C373302487+C373302490) 100% * Execution Success Rate of Inter-eNB Inter-freq Cell Outgoing Handover Via S1 = C373302480/(C373302480+C373302481+C373302482+C373302483) * 100% Attempted Outgoing Handovers Preparations Over S1 = C373271591+C373302491 Successful Outgoing Handover Preparations Over S1 = C373271500+C373302400 Attempted Outgoing Handovers Execution Over S1 = C373271500+C373302400 Successful Outgoing Handovers Execution Over S1 = C373271580+C373302480 Canceled Outgoing Handovers Over S1 = C373485180 Success Rate of Inter-eNB Intra-freq Cell Incoming Handover Via S1 = P310063*P310075 * 100% Success Rate of Inter-eNB Intra-freq Cell Outgoing Handover Via S1 = P310062*P310074 * 100% Success Rate of Inter-eNB Inter-freq Cell Incoming Handover Via S1 = P310087*P310099 * 100% Success Rate of Inter-eNB Inter-freq Cell Outgoing Handover Via S1 = P310086*P310098 * 100% 4.4 LTE-UMTS Handover(cell) Description The KPI shows probability for an end-user to succeed in a LTE-UMTS handover procedure, on the source cell basis. Measurement Method Counters at eNodeB side are designed to enable the corresponding measurement, which are split into sub-counters per failure cause: ● Number of successful LTE to UMTS handover preparations per cell ● Number of failed LTE to UMTS handover preparations per cell per failure cause 4-12 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential Chapter 4 Mobility ● Number of successful LTE to UMTS handover executions per cell ● Number of failed LTE to UMTS handover executions per cell per failure cause ● Number of successful UMTS to LTE handover preparations per cell ● Number of failed UMTS to LTE handover preparations per cell per failure cause ● Number of successful UMTS to LTE handover executions per cell ● Number of failed UMTS to LTE handover executions per cell per failure cause ● UMTS to LTE Handover Preparation Success Rate per Cell ● UMTS to LTE Handover Execution Success Rate per Cell ● LTE to UMTS Handover Preparation Success Rate per Cell ● LTE to UMTS Handover Execution Success Rate per Cell Attributes l l Object: Cell Unit: Percent Formula Definition LTE-to-UMTS Outgoing Handover Preparation Success Rate(cell) = Number of successful LTE-to-UMTS Preparation Outgoing Handover(cell)/ Number of LTE-to-UMTSPreparation Outgoing Handover attempts(cell) * 100% LTE-to-UMTS Outgoing Handover Execution Success Rate(cell) = Number of successfulLTE-to-UMTS Execution Outgoing Handover(cell) / Number of LTE-to-UMTS Execution Outgoing Handover attempts(cell) * 100% LTE-to-UMTS Ho Success Rate(cell) = LTE-to-UMTS Ho Preparation Success Rate(cell)*LTE-to-UMTS Ho Execution Success Rate(cell) * 100% UMTS-to-LTE Incoming Handover Preparation Success Rate(cell) = Number of successful UMTS-to-LTE Preparation Incoming Handover (cell) / Number of UMTS-to-LTE Preparation Incoming Handover(cell) attempts * 100% UMTS-to-LTE Incoming Handover Execution Success Rate(cell) = Number of successful UMTS-to-LTE Execution Incoming Handover(cell)/ Number of UMTS-to-LTE Execution Incoming Handover attempts(cell) * 100% UMTS-to-LTE Ho Success Rate(cell) = UMTS-to-LTE Ho Preparation Success Rate(cell)*UMTS-to-LTE Ho Execution Success Rate(cell) * 100% LTE-to-UMTS Outgoing Handover Preparation Success Rate(cell) = C373312708/(C373312708+C373312709+C373312710+C373312711+C373312716) 100% 4-13 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential * ZXSDR B8200 TL200 Key Performance Indicator Reference LTE-to-UMTS Outgoing Handover Execution Success Rate(cell) = C373312712/(C373312712+C373312713+C373312714+C373312715) * 100% LTE-to-UMTS Ho Success Rate(cell) = P310103*P310115 * 100% UMTS-to-LTE Incoming Handover Preparation Success Rate(cell) = C373312700/(C373312700+C373312701+C373312702+C373312703) * 100% UMTS-to-LTE Incoming Handover Execution Success Rate(cell) = C373312704/(C373312704+C373312705+C373312706+C373312707) * 100% UMTS-to-LTE Ho Success Rate(cell) = P310100*P310112 * 100% 4.5 LTE-CDMA Handover(cell) Description The KPI shows probability for an end-user to succeed in a LTE-CDMA handover procedure, on the source cell basis. Measurement Method Counters at eNodeB side are designed to enable the corresponding measurement, which are split into sub-counters per failure cause: ● Number of successful LTE to CDMA handover preparations per cell ● Number of failed LTE to CDMA handover preparations per cell per failure cause ● Number of successful LTE to CDMA handover executions per cell ● Number of failed LTE to CDMA handover executions per cell per failure cause ● Number of successful CDMA to LTE handover preparations per cell ● Number of failed CDMA to LTE handover preparations per cell per failure cause ● Number of successful CDMA to LTE handover executions per cell ● Number of failed CDMA to LTE handover executions per cell per failure cause ● CDMA to LTE Handover Preparation Success Rate per Cell ● CDMA to LTE Handover Execution Success Rate per Cell ● LTE to CDMA Handover Preparation Success Rate per Cell ● LTE to CDMA Handover Execution Success Rate per Cell Attributes l l Object: Cell Unit: Percent 4-14 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential Chapter 4 Mobility Formula Definition LTE-to-CDMA Outgoing Handover Preparation Success Rate(cell) = Number of successful LTE-to-CDMA Preparation Outgoing Handover(cell)/ Number of LTE-to-CDMA Preparation Outgoing Handover attempts(cell) * 100% LTE-to-CDMA Outgoing Handover Execution Success Rate(cell) = Number of successful LTE-to-CDMA Execution Outgoing Handover(cell)/ Number of LTE-to-CDMA Execution Outgoing Handover attempts(cell) * 100% LTE-to-CDMA Ho Success Rate(cell) = LTE-to-CDMA Ho Preparation Success Rate(cell)*LTE-to-CDMA Ho Execution Success Rate(cell) * 100% CDMA-to-LTE Incoming Handover Preparation Success Rate(cell) = Number of successful CDMA-to-LTE Preparation Incoming Handover(cell)/ Number of CDMA-to-LTE Preparation Incoming Handover attempts(cell) * 100% CDMA-to-LTE Incoming Handover Execution Success Rate(cell) = Number of successful CDMA-to-LTE Execution Incoming Handover(cell)/ Number of CDMA-to-LTE Execution Incoming Handover attempts(cell) * 100% CDMA-to-LTE Ho Success Rate(cell) = CDMA-to-LTE Ho Preparation Success Rate(cell)*CDMA-to-LTE Ho Execution Success Rate(cell) * 100% LTE-to-CDMA Outgoing Handover Preparation Success Rate(cell) = C373323008/(C373323008+C373323009+C373323010+C373323011+C373323016) 100% * LTE-to-CDMA Outgoing Handover Execution Success Rate(cell) = C373323012/(C373323012+C373323013+C373323014+C373323015) * 100% LTE-to-CDMA Ho Success Rate(cell) = P310104*P310116 * 100% CDMA-to-LTE Incoming Handover Preparation Success Rate(cell) = C373323000/(C373323000+C373323001+C373323002+C373323003) * 100% CDMA-to-LTE Incoming Handover Execution Success Rate(cell) = C373323004/(C373323004+C373323005+C373323006+C373323007) * 100% CDMA-to-LTE Ho Success Rate(cell) = P310101*P310113 * 100% 4.6 LTE-GSM Handover(cell) Description The KPI shows probability for an end-user to succeedin a LTE-GSM handover procedure, on the source cell basis. 4-15 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential ZXSDR B8200 TL200 Key Performance Indicator Reference Measurement Method Counters at eNodeB side are designed to enable the corresponding measurement, which are split into sub-counters per failure cause: ● Number of successful LTE to GSM handover preparations per cell ● Number of failed LTE to GSM handover preparations per cell per failure cause ● Number of successful LTE to GSM handover executions per cell ● Number of failed LTE to GSM handover executions per cell per failure cause ● Number of successful GSM to LTE handover preparations per cell ● Number of failed GSM to LTE handover preparations per cell per failure cause ● Number of successful GSM to LTE handover executions per cell ● Number of failed GSM to LTE handover executions per cell per failure cause ● GSM to LTE Handover Preparation Success Rate per Cell ● GSM to LTE Handover Execution Success Rate per Cell ● LTE to GSM Handover Preparation Success Rate per Cell ● LTE to GSM Handover Execution Success Rate per Cell Attributes l l Object: Cell Unit: Percent Formula Definition LTE-to-GSM Outgoing Handover Preparation Success Rate(cell) = Number of successful LTE-to-GSM Preparation Outgoing Handover(cell)/ Number of LTE-to-GSM Preparation Outgoing Handover attempts(cell) * 100% LTE-to-GSM Outgoing Handover Execution Success Rate(cell) = Number of successful LTE-to-GSM Execution Outgoing Handover(cell)/ Number of LTE-to-GSM Execution Outgoing Handover attempts(cell) * 100% LTE-to-GSM Ho Success Rate(cell) = LTE-to-GSM Ho Preparation Success Rate(cell)*LTE-to-GSM Ho Execution Success Rate(cell) * 100% GSM-to-LTE Incoming Handover Preparation Success Rate(cell) = Number of successful GSM-to-LTE Preparation Incoming Handover(cell)/ Number of GSM-to-LTE Preparation Incoming Handover attempts(cell) * 100% GSM-to-LTE Incoming Handover Execution Success Rate(cell) = Number of successful GSM-to-LTE Execution Incoming Handover(cell)/ Number of GSM-to-LTE Execution Incoming Handover attempts(cell) * 100% 4-16 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential Chapter 4 Mobility GSM-to-LTE Ho Success Rate(cell) = GSM-to-LTE Ho Preparation Success Rate(cell)*GSM-to-LTE Ho Execution Success Rate(cell) * 100% LTE-to-GSM Outgoing Handover Preparation Success Rate(cell) = C373333308/(C373333308+C373333309+C373333310+C373333311+C373333316) 100% * LTE-to-GSM Outgoing Handover Execution Success Rate(cell) = C373333312/(C373333312+C373333313+C373333314+C373333315) * 100% LTE-to-GSM Ho Success Rate(cell) = P310105*P310117 * 100% GSM-to-LTE Incoming Handover Preparation Success Rate(cell) = C373333300/(C373333300+C373333301+C373333302+C373333303) * 100% GSM-to-LTE Incoming Handover Execution Success Rate(cell) = C373333304/(C373333304+C373333305+C373333306+C373333307) * 100% GSM-to-LTE Ho Success Rate(cell) = P310102*P310114 * 100% 4.7 Intra-RAT Handover Description The KPI shows the intra-RAT handover. Measurement Method / Attributes l l Object: Cell Unit: Percent Formula Definition Success Rate of Intra-RAT Cell Outgoing Handover = Success rate of intra-RAT handover preprations * Success rate of inter-RAT handover executions * 100% Success Rate of Intra-RAT Inter-freq Cell Outgoing Handover = Success rate of intra-RAT inter-freq handover preprations * Success rate of inter-RAT intra-freq handover executions * 100% Success Rate of Intra-RAT Intra-freq Cell Outgoing Handover = Success rate of intra-RAT intra-freq handover preprations * Success rate of intra-RAT intra-freq handover executions * 100% 4-17 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential ZXSDR B8200 TL200 Key Performance Indicator Reference Attempted Outgoing Inter-frequency Handovers = Number of Successful Outgoing Intra-eNB Inter-freq Handover Preparation + Number of Successful Outgoing Inter-eNB(via X2) Inter-freq Handover Preparation + Number of Successful Outgoing Inter-eNB(via S1) Inter-freq Handover Preparation Attempted Outgoing Intra-frequency Handovers = Number of Successful Outgoing Intra-eNB Intra-freq Handover Preparation + Number of Successful Outgoing Inter-eNB(via X2) Intra-freq Handover Preparation + Number of Successful Outgoing Inter-eNB(via S1) Intra-freq Handover Preparation Successful Outgoing Inter-frequency Handovers = Number of Successful Outgoing Intra-eNB Inter-freq Handover Execution + Number of Successful Outgoing Inter-eNB(via X2) Inter-freq Handover Execution + Number of Successful Outgoing Inter-eNB(via S1) Inter-freq Handover Execution Successful Outgoing Intra-frequency Handovers = Number of Successful Outgoing Intra-eNB Intra-freq Handover Execution + Number of Successful Outgoing Inter-eNB(via X2) Intra-freq Handover Execution + Number of Successful Outgoing Inter-eNB(via S1) Intra-freq Handover Execution Failed Rate of Incoming Intra-RAT Inter-eNB Handovers = Number of Failed Intra-RAT Inter-eNB handover / (Number of Successful Intra-RAT Inter-eNB handover + Number of Failed Intra-RAT Inter-eNB handover) Success Rate of Intra-RAT Cell Outgoing Handover = (C373250980+C373261280+C373271580+C373281880+C373292180+C373302480) /(C373250900+C373250901+C373250902+C373250903+C373250988+C373261200 +C373261201+C373261202+C373261203+C373261289+C373271500+C373271501 +C373271502+C373271503+C373271588+C373281800+C373281801+C373281802 +C373281803+C373281888+C373292100+C373292101+C373292102+C373292103 +C373292189+C373302400+C373302401+C373302402+C373302403+C373302488) * 100% Success Rate of Intra-RAT Inter-freq Cell Outgoing Handover = (C373281880+C373292180+C373302480)/(C373281800+C373281801+C373281802 +C373281803+C373281888+C373292100+C373292101+C373292102+C373292103 +C373292189+C373302400+C373302401+C373302402+C373302403+C373302488) * 100% Success Rate of Intra-RAT Intra-freq Cell Outgoing Handover = (C373250980+C373261280+C373271580)/(C373250900+C373250901+C373250902 +C373250903+C373250988+C373261200+C373261201+C373261202+C373261203 +C373261289+C373271500+C373271501+C373271502+C373271503+C373271588) 4-18 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential Chapter 4 Mobility * 100% Attempted Outgoing Inter-frequency C373281800+C373292100+C373302400 Handovers Execution = Attempted Outgoing Intra-frequency C373250900+C373261200+C373271500 Handovers Execution = Successful Outgoing Inter-frequency C373281880+C373292180+C373302480 Handovers Execution = Successful Outgoing Intra-frequency C373250980+C373261280+C373271580 Handovers Execution = Failed Rate of Incoming Intra-RAT Inter-eNB Handovers = (C373250985+C373261285+C373271585+C373281885+C373292185+C373302485) /(C373250940+C373250941+C373250942+C373250943+C373261240+C373261241 +C373261242+C373261243+C373261290+C373271540+C373271541+C373271542 +C373271543+C373271589+C373281840+C373281841+C373281842+C373281843 +C373292140+C373292141+C373292142+C373292143+C373292190+C373302440 +C373302441+C373302442+C373302443+C373302489) 4.8 Ho Success Rate(Cell) Description The KPI shows probability for an end-user to succeed in handover procedure. Measurement Method The following KPIs are utilized to enable the corresponding measurement: ● Handover Preparation Success Rate per cell ● Handover Execution Success Rate per cell per failure cause Attributes l l Object: Cell Unit: Percent Formula Definition Ho Success Rate(Cell) = Ho Preparation Success Rate(Cell) *Ho Execution Success Rate(Cell) * 100% Ho Success Rate(Cell) = (C373250980+C373261280+C373271580+C373281880+C373292180+C373302480 4-19 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential ZXSDR B8200 TL200 Key Performance Indicator Reference +C373312712+C373323012+C373333312)/(C373250900+C373250901+C373250902 +C373250903+C373261200+C373261201+C373261202+C373261203+C373271500 +C373271501+C373271502+C373271503+C373281800+C373281801+C373281802 +C373281803+C373292100+C373292101+C373292102+C373292103+C373302400 +C373302401+C373302402+C373302403+C373312708+C373312709+C373312710 +C373312711+C373323008+C373323009+C373323010+C373323011+C373333308 +C373333309+C373333310+C373333311+C373250988+C373261289+C373271588 +C373281888+C373292189+C373302488+C373312716+C373323016+C373333316) * 100% 4.9 Success Rate of SRVCC Handover Description The KPI shows the successful rate of SRVCC handover. Measurement Method / Attributes l l Object: Cell Relation Unit: Percent Formula Definition Success Rate of SRVCC Handover = Number of successful SRVCC handover/Number of attempted SRVCC handover * 100% Success Rate of SRVCC Handover (C373661819+C373682419)/(C373661817+C373682417) * 100% = 4-20 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential Chapter 5 Integrity Table of Contents Average DL PDCP SDU Delay ...................................................................................5-1 DL PDCP SDU Drop Rate ..........................................................................................5-3 PDCP SDU Loss Rate................................................................................................5-4 Cell BLER ..................................................................................................................5-8 Cell Retransmission Rate ...........................................................................................5-9 5.1 Average DL PDCP SDU Delay Description The KPI shows the average PDCP SDU delay on the downlink. Measurement Method Counters at eNodeB side are designed to enable the corresponding measurement, which are split into sub-counters per QCI: ● DL PDCP SDU Delay per QCI ● DL PDCP SDU Number Which HARQ Successfully Responds per QCI Attributes l l Object: Cell Unit: ms Formula Definition Average DL PDCP SDU Delay = ( DL QCI1 PDCP SDU Delay + DL QCI2 PDCP SDU Delay + …… + DL QCI9 PDCP SDU Delay)/( DL PDCP SDU Number Which HARQ Successfully Responds , QCI=1 + DL PDCP SDU Number Which HARQ Successfully Responds , QCI=2 + …… + DL PDCP SDU Number Which HARQ Successfully Responds , QCI=9) Average DL PDCP SDU Delay(QCI=1) = The total delay of QCI1 PDCP SDU on downlink / DL PDCP SDU Number Which HARQ Successfully Responds , QCI=1 Average DL PDCP SDU Delay(QCI=2) = 5-1 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential ZXSDR B8200 TL200 Key Performance Indicator Reference The total delay of QCI2 PDCP SDU on downlink / DL PDCP SDU Number Which HARQ Successfully Responds , QCI=2 Average DL PDCP SDU Delay(QCI=3) = The total delay of QCI3 PDCP SDU on downlink / DL PDCP SDU Number Which HARQ Successfully Responds , QCI=3 Average DL PDCP SDU Delay(QCI=4) = The total delay of QCI4 PDCP SDU on downlink / DL PDCP SDU Number Which HARQ Successfully Responds , QCI=4 Average DL PDCP SDU Delay(QCI=5) = The total delay of QCI5 PDCP SDU on downlink / DL PDCP SDU Number Which HARQ Successfully Responds , QCI=5 Average DL PDCP SDU Delay(QCI=6) = The total delay of QCI6 PDCP SDU on downlink / DL PDCP SDU Number Which HARQ Successfully Responds , QCI=6 Average DL PDCP SDU Delay(QCI=7) = The total delay of QCI7 PDCP SDU on downlink / DL PDCP SDU Number Which HARQ Successfully Responds , QCI=7 Average DL PDCP SDU Delay(QCI=8) = The total delay of QCI8 PDCP SDU on downlink / DL PDCP SDU Number Which HARQ Successfully Responds , QCI=8 Average DL PDCP SDU Delay(QCI=9) = The total delay of QCI9 PDCP SDU on downlink / DL PDCP SDU Number Which HARQ Successfully Responds , QCI=9 Average DL PDCP SDU Delay = (C373364100+C373364101+C373364102+C373364103+C373364104+C373364105 +C373364106+C373364107+C373364108)/(C373353947+C373353948+C373353949 +C373353950+C373353951+C373353952+C373353953+C373353954+C373353955) Average DL PDCP SDU Delay(QCI=1) = C373364100/C373353947 Average DL PDCP SDU Delay(QCI=2) = C373364101/C373353948 Average DL PDCP SDU Delay(QCI=3) = C373364102/C373353949 Average DL PDCP SDU Delay(QCI=4) = C373364103/C373353950 Average DL PDCP SDU Delay(QCI=5) = C373364104/C373353951 Average DL PDCP SDU Delay(QCI=6) = C373364105/C373353952 Average DL PDCP SDU Delay(QCI=7) = C373364106/C373353953 Average DL PDCP SDU Delay(QCI=8) = C373364107/C373353954 Average DL PDCP SDU Delay(QCI=9) = C373364108/C373353955 5-2 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential Chapter 5 Integrity 5.2 DL PDCP SDU Drop Rate Description The KPI shows the fraction of IP packets (PDCP SDUs) which are dropped on the downlink. Measurement Method Counters at eNodeB side are designed to enable the corresponding measurement: ● Number of Dropped DL PDCP SDU Per QCI. (Dropped PDCP SDU here means the discarded PDCP SDUs no part of which has been transmitted over the air.) ● Number of DL PDCP SDUs Per QCI Attributes l l Object: Cell Unit: 1E-6 Formula Definition DL PDCP SDU Drop Rate = (DL PDCP SDU Discard Number, QCI=1 + DL PDCP SDU Discard Number , QCI=2 + …… + DL PDCP SDU Discard Number , QCI=9)*1000000/(DL PDCP SDU Number , QCI=1 + DL PDCP SDU Number , QCI=2 +…… + DL PDCP SDU Number , QCI=9) DL PDCP SDU Drop Rate(QCI=1) = Number of QCI1 PDCP SDU discarded by eNodeB on downlink /the total number of QCI1 PDCP SDU received by eNodeB on downlink. DL PDCP SDU Drop Rate(QCI=2) = Number of QCI2 PDCP SDU discarded by eNodeB on downlink /the total number of QCI2 PDCP SDU received by eNodeB on downlink. DL PDCP SDU Drop Rate(QCI=3) = Number of QCI3 PDCP SDU discarded by eNodeB on downlink /the total number of QCI3 PDCP SDU received by eNodeB on downlink. DL PDCP SDU Drop Rate(QCI=4) = Number of QCI4 PDCP SDU discarded by eNodeB on downlink /the total number of QCI4 PDCP SDU received by eNodeB on downlink. DL PDCP SDU Drop Rate(QCI=5) = Number of QCI5 PDCP SDU discarded by eNodeB on downlink /the total number of QCI5 PDCP SDU received by eNodeB on downlink. DL PDCP SDU Drop Rate(QCI=6) = Number of QCI6 PDCP SDU discarded by eNodeB on downlink /the total number of QCI6 PDCP SDU received by eNodeB on downlink. 5-3 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential ZXSDR B8200 TL200 Key Performance Indicator Reference DL PDCP SDU Drop Rate(QCI=7) = Number of QCI7 PDCP SDU discarded by eNodeB on downlink /the total number of QCI7 PDCP SDU received by eNodeB on downlink. DL PDCP SDU Drop Rate(QCI=8) = Number of QCI8 PDCP SDU discarded by eNodeB on downlink /the total number of QCI8 PDCP SDU received by eNodeB on downlink. DL PDCP SDU Drop Rate(QCI=9) = Number of QCI9 PDCP SDU discarded by eNodeB on downlink /the total number of QCI9 PDCP SDU received by eNodeB on downlink. DL PDCP SDU Drop Rate = (C373353918+C373353919+C373353920+C373353921+C373353922+C373353923 +C373353924+C373353925+C373353926)*1000000/(C373353936+C373353937 +C373353938+C373353939+C373353940+C373353941+C373353942+C373353943 +C373353944) DL PDCP SDU Drop Rate(QCI=1) = (C373353918*1000000)/C373353936 DL PDCP SDU Drop Rate(QCI=2) = (C373353919*1000000)/C373353937 DL PDCP SDU Drop Rate(QCI=3) = (C373353920*1000000)/C373353938 DL PDCP SDU Drop Rate(QCI=4) = (C373353921*1000000)/C373353939 DL PDCP SDU Drop Rate(QCI=5) = (C373353922*1000000)/C373353940 DL PDCP SDU Drop Rate(QCI=6) = (C373353923*1000000)/C373353941 DL PDCP SDU Drop Rate(QCI=7) = (C373353924*1000000)/C373353942 DL PDCP SDU Drop Rate(QCI=8) = (C373353925*1000000)/C373353943 DL PDCP SDU Drop Rate(QCI=9) = (C373353926*1000000)/C373353944 5.3 PDCP SDU Loss Rate Description The KPI shows the fraction of IP packets (PDCP SDUs) which are lost (not successfully received). Measurement Method Counters at eNodeB side are designed to enable the corresponding measurement: ● Number of Lost UL PDCP SDUs Per QCI. (A lost PDCP SDUs is the one not successfully received by the eNodeB on the uplink after an attempt has been made to transmit part or all of the packet on the air interface but the entire packet has not been successfully received.) ● Number of UL PDCP SDUs Per QCI 5-4 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential Chapter 5 Integrity ● Number of Lost DL PDCP SDUs Per QCI. (A lost PDCP SDU is the one whose context is removed from the eNodeB after an attempt has been made to transmit part or all of the packet on the air interface but the entire packet has not been successfully transmitted.) ● Number of DL PDCP SDU Per QCI Attributes l l Object: Cell Unit: 1E-6 Formula Definition UL PDCP SDU Loss Rate = (UL PDCP SDU Loss Number , QCI=1 + UL PDCP SDU Loss Number , QCI=2 + …… + UL PDCP SDU Loss Number , QCI=9)*1000000/(UL PDCP SDU Number , QCI=1 + UL PDCP SDU Number , QCI=2 + …… + UL PDCP SDU Number , QCI=9) UL PDCP SDU Loss rate(QCI=1) = Number of QCI1 PDCP SDU lost by eNodeB on uplink /the total number of QCI1 PDCP SDU detected by eNodeB on uplink. UL PDCP SDU Loss rate(QCI=2) = Number of QCI2 PDCP SDU lost by eNodeB on uplink /the total number of QCI2 PDCP SDU detected by eNodeB on uplink. UL PDCP SDU Loss rate(QCI=3) = Number of QCI3 PDCP SDU lost by eNodeB on uplink /the total number of QCI3 PDCP SDU detected by eNodeB on uplink. UL PDCP SDU Loss rate(QCI=4) = Number of QCI4 PDCP SDU lost by eNodeB on uplink /the total number of QCI4 PDCP SDU detected by eNodeB on uplink. UL PDCP SDU Loss rate(QCI=5) = Number of QCI5 PDCP SDU lost by eNodeB on uplink /the total number of QCI5 PDCP SDU detected by eNodeB on uplink. UL PDCP SDU Loss rate(QCI=6) = Number of QCI6 PDCP SDU lost by eNodeB on uplink /the total number of QCI6 PDCP SDU detected by eNodeB on uplink. UL PDCP SDU Loss rate(QCI=7) = Number of QCI7 PDCP SDU lost by eNodeB on uplink /the total number of QCI7 PDCP SDU detected by eNodeB on uplink. UL PDCP SDU Loss rate(QCI=8) = Number of QCI8 PDCP SDU lost by eNodeB on uplink /the total number of QCI8 PDCP SDU detected by eNodeB on uplink. 5-5 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential ZXSDR B8200 TL200 Key Performance Indicator Reference UL PDCP SDU Loss rate(QCI=9) = Number of QCI9 PDCP SDU lost by eNodeB on uplink /the total number of QCI9 PDCP SDU detected by eNodeB on uplink. DL Packet Num = (DL PDCP SDU Number , QCI=1 + DL PDCP SDU Number , QCI=2 + …… + DL PDCP SDU Number , QCI=9) - (DL PDCP SDU Discard Number , QCI=1 + DL PDCP SDU Discard Number , QCI=2 + …… + DL PDCP SDU Discard Number , QCI=9) UL Packet Num = (UL PDCP SDU Number , QCI=1 + UL PDCP SDU Number , QCI=2 + …… + UL PDCP SDU Number , QCI=9 ) - (UL PDCP SDU Loss Number , QCI=1 + UL PDCP SDU Loss Number , QCI=2 + …… + UL PDCP SDU Loss Number , QCI=9) DL PDCP SDU Air Interface Loss Rate = (DL PDCP SDU Loss Number , QCI=1 + DL PDCP SDU Loss Number , QCI=2 + …… + DL PDCP SDU Loss Number , QCI=9)*1000000/(DL PDCP SDU Number , QCI=1 + DL PDCP SDU Number , QCI=2 + …… + DL PDCP SDU Number , QCI=9 - DL PDCP SDU Discard Number , QCI=1 - DL PDCP SDU Discard Number , QCI=2 - ...... - DL PDCP SDU Discard Number , QCI=9) DL PDCP SDU Air Interface Loss Rate(QCI=1) = Number of QCI1 PDCP SDU lost by eNodeB on downlink /the total number of QCI1 PDCP SDU transmitted to air interface by eNodeB on downlink. DL PDCP SDU Air Interface Loss Rate(QCI=2) = Number of QCI2 PDCP SDU lost by eNodeB on downlink /the total number of QCI2 PDCP SDU transmitted to air interface by eNodeB on downlink. DL PDCP SDU Air Interface Loss Rate(QCI=3) = Number of QCI3 PDCP SDU lost by eNodeB on downlink /the total number of QCI3 PDCP SDU transmitted to air interface by eNodeB on downlink. DL PDCP SDU Air Interface Loss Rate(QCI=4) = Number of QCI4 PDCP SDU lost by eNodeB on downlink /the total number of QCI4 PDCP SDU transmitted to air interface by eNodeB on downlink. DL PDCP SDU Air Interface Loss Rate(QCI=5) = Number of QCI5 PDCP SDU lost by eNodeB on downlink /the total number of QCI5 PDCP SDU transmitted to air interface by eNodeB on downlink. DL PDCP SDU Air Interface Loss Rate(QCI=6) = Number of QCI6 PDCP SDU lost by eNodeB on downlink /the total number of QCI6 PDCP SDU transmitted to air interface by eNodeB on downlink. DL PDCP SDU Air Interface Loss Rate(QCI=7) = Number of QCI7 PDCP SDU lost by eNodeB on downlink /the total number of QCI7 PDCP SDU transmitted to air interface by eNodeB on downlink. 5-6 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential Chapter 5 Integrity DL PDCP SDU Air Interface Loss Rate(QCI=8) = Number of QCI8 PDCP SDU lost by eNodeB on downlink /the total number of QCI8 PDCP SDU transmitted to air interface by eNodeB on downlink. DL PDCP SDU Air Interface Loss Rate(QCI=9) = Number of QCI9 PDCP SDU lost by eNodeB on downlink /the total number of QCI9 PDCP SDU transmitted to air interface by eNodeB on downlink. UL PDCP SDU Loss Rate = (C373353900+C373353901+C373353902+C373353903+C373353904+C373353905 +C373353906+C373353907+C373353908)*1000000/(C373353927+C373353928 +C373353929+C373353930+C373353931+C373353932+C373353933+C373353934 +C373353935) UL PDCP SDU Loss rate(QCI=1) = (C373353900*1000000)/C373353927 UL PDCP SDU Loss rate(QCI=2) = (C373353901*1000000)/C373353928 UL PDCP SDU Loss rate(QCI=3) = (C373353902*1000000)/C373353929 UL PDCP SDU Loss rate(QCI=4) = (C373353903*1000000)/C373353930 UL PDCP SDU Loss rate(QCI=5) = (C373353904*1000000)/C373353931 UL PDCP SDU Loss rate(QCI=6) = (C373353905*1000000)/C373353932 UL PDCP SDU Loss rate(QCI=7) = (C373353906*1000000)/C373353933 UL PDCP SDU Loss rate(QCI=8) = (C373353907*1000000)/C373353934 UL PDCP SDU Loss rate(QCI=9) = (C373353908*1000000)/C373353935 DL Packet Num = C373353936+C373353937+C373353938+C373353939+C373353940+C373353941 +C373353942+C373353943+C373353944-C373353918-C373353919-C373353920 -C373353921-C373353922-C373353923-C373353924-C373353925-C373353926 UL Packet Num = C373353927+C373353928+C373353929+C373353930+C373353931+C373353932 +C373353933+C373353934+C373353935-C373353900-C373353901-C373353902 -C373353903-C373353904-C373353905-C373353906-C373353907-C373353908 DL PDCP SDU Air Interface Loss Rate = (C373353909+C373353910+C373353911+C373353912+C373353913+C373353914 +C373353915+C373353916+C373353917)*1000000/(C373353936+C373353937 +C373353938+C373353939+C373353940+C373353941+C373353942+C373353943 +C373353944-C373353918-C373353919-C373353920-C373353921-C373353922 -C373353923-C373353924-C373353925-C373353926) 5-7 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential ZXSDR B8200 TL200 Key Performance Indicator Reference DL PDCP SDU Air Interface Loss Rate(QCI=1) = (C373353909*1000000)/(C373353936-C373353918) DL PDCP SDU Air Interface Loss Rate(QCI=2) = (C373353910*1000000)/(C373353937-C373353919) DL PDCP SDU Air Interface Loss Rate(QCI=3) = (C373353911*1000000)/(C373353938-C373353920) DL PDCP SDU Air Interface Loss Rate(QCI=4) = (C373353912*1000000)/(C373353939-C373353921) DL PDCP SDU Air Interface Loss Rate(QCI=5) = (C373353913*1000000)/(C373353940-C373353922) DL PDCP SDU Air Interface Loss Rate(QCI=6) = (C373353914*1000000)/(C373353941-C373353923) DL PDCP SDU Air Interface Loss Rate(QCI=7) = (C373353915*1000000)/(C373353942-C373353924) DL PDCP SDU Air Interface Loss Rate(QCI=8) = (C373353916*1000000)/(C373353943-C373353925) DL PDCP SDU Air Interface Loss Rate(QCI=9) = (C373353917*1000000)/(C373353944-C373353926) 5.4 Cell BLER Description The KPI shows the probability of DL/UL TB transmission error in a cell. Measurement Method Counters at eNodeB side are designed to enable the corresponding measurement: ● Number of Downlink TB Crc Errors in a Cell ● Number of Downlink TBs in a Cell ● Number of Uplink TB Crc Errors in a Cell ● Number of Uplink TBs in a Cell ● Number of Downlink Initial TB Crc Error in a Cell ● Number of Downlink Initial TB in a Cell ● Number of Uplink Initial TB Crc Errors in Cell ● Number of Uplink Initial TBs in a Cell 5-8 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential Chapter 5 Integrity Attributes l l Object: Cell Unit: Percent Formula Definition Cell Downlink BLER = Error Number of DL TBs / Total Number of DL TBs * 100% Cell Uplink BLER = Error Number of UL TBs / Total Number of UL TBs * 100% Cell Downlink Init BLER = Error Number of DL Init TBs / Total Number of DL Init TBs * 100% Cell Uplink Init BLER = Error Number of UL Init TBs / Total Number of UL Init TBs * 100% Cell Downlink BLER = C373454800/C373454801 * 100% Cell Uplink BLER = C373454802/C373454803 * 100% Cell Downlink Init BLER = C373454804/C373454805 * 100% Cell Uplink Init BLER = C373454806/C373454807 * 100% 5.5 Cell Retransmission Rate Description The KPI shows the retransmission rate. Measurement Method / Attributes l l Object: Cell Unit: Percent Formula Definition RLC PDU Retransmission Rate = Number of RLC PDU Retransmission/Number of RLC PDU Transmission * 100% DL Data Retransmission Rate = (Nack Data Volume High Bit of DL TB Block+Nack Data Volume Low Bit of DL TB Block)/(Nack Data Volume High Bit of DL TB Block+Nack Data Volume Low Bit of DL TB Block+Cell DL Aggregated Volume High+Cell DL Aggregated Volume Low) * 100% UL Data Retransmission Rate = 5-9 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential ZXSDR B8200 TL200 Key Performance Indicator Reference (Nack Data Volume High Bit of UL TB Block+Nack Data Volume Low Bit of UL TB Block)/(Nack Data Volume High Bit of UL TB Block+Nack Data Volume Low Bit of UL TB Block+Cell UL Aggregated Volume High+Cell UL Aggregated Volume Low) * 100% RLC PDU Retransmission Rate = C373454816/C373454817 * 100% DL Data Retransmission Rate = (C373343802+C373343803)/(C373343802+C373343803+C373343726+C373343727) * 100% UL Data Retransmission Rate = (C373343800+C373343801)/(C373343800+C373343801+C373343728+C373343729) * 100% 5-10 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential Chapter 6 Availability Table of Contents Cell Availability ...........................................................................................................6-1 Sctp Link Disconnection Time.....................................................................................6-1 6.1 Cell Availability Description The KPI shows probability for a cell to be available to serve the UEs in the cell. Measurement Method Counters at eNodeB side are designed to enable the corresponding measurement: ● Cell service time Attributes l l Object: Cell Unit: Percent Formula Definition Cell Availability = Cell available Time / (Gr*NO) * 100% Cell Availability = C373230700/(Gr*NO) * 100% 6.2 Sctp Link Disconnection Time Description The KPI shows the unavailable time of SCTP link. Measurement Method / Attributes l l Object: SCTP Association Unit: s 6-1 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential ZXSDR B8200 TL200 Key Performance Indicator Reference Formula Definition Sctp Link Disconnection Time = Gr - Sctp Link Service Time. Sctp Link Disconnection Time = Gr-C373920001 6-2 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential Chapter 7 Traffic Table of Contents PDCP SDU Volume....................................................................................................7-1 PDCP PDU Throughput..............................................................................................7-4 RLC PDU Throughput ................................................................................................7-6 UL E-UTRAN IP Throughput ......................................................................................7-8 Cell Aggregated Throughput.......................................................................................7-9 7.1 PDCP SDU Volume Description The KPI shows the size of PDCP SDU volume. Measurement Method / Attributes l l Object: Cell Unit: KByte Formula Definition DL cell PDCP SDU Volume = (Average Bitrate of PDCP SDU in The DL (QCI=1) + Average Bitrate of PDCP SDU in The DL (QCI=2)+…… + Average Bitrate of PDCP SDU in The DL (QCI=9))*Gr/8 DL cell PDCP SDU Volume(QCI=1) = Average Bitrate of PDCP SDU in The DL (QCI=1)*Gr/8 DL cell PDCP SDU Volume(QCI=2) = Average Bitrate of PDCP SDU in The DL (QCI=2)*Gr/8 DL cell PDCP SDU Volume(QCI=3) = Average Bitrate of PDCP SDU in The DL (QCI=3)*Gr/8 DL cell PDCP SDU Volume(QCI=4) = Average Bitrate of PDCP SDU in The DL (QCI=4)*Gr/8 DL cell PDCP SDU Volume(QCI=5) = 7-1 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential ZXSDR B8200 TL200 Key Performance Indicator Reference Average Bitrate of PDCP SDU in The DL (QCI=5)*Gr/8 DL cell PDCP SDU Volume(QCI=6) = Average Bitrate of PDCP SDU in The DL (QCI=6)*Gr/8 DL cell PDCP SDU Volume(QCI=7) = Average Bitrate of PDCP SDU in The DL (QCI=7)*Gr/8 DL cell PDCP SDU Volume(QCI=8) = Average Bitrate of PDCP SDU in The DL (QCI=8)*Gr/8 DL cell PDCP SDU Volume(QCI=9) = Average Bitrate of PDCP SDU in The DL (QCI=9)*Gr/8 UL cell PDCP SDU Volume = (Average Bitrate of PDCP SDU in The UL (QCI=1) + Average Bitrate of PDCP SDU in The UL (QCI=2)+…… + Average Bitrate of PDCP SDU in The UL (QCI=9))*Gr/8 UL cell PDCP SDU Volume(QCI=1) = Average Bitrate of PDCP SDU in The UL (QCI=1)*Gr/8 UL cell PDCP SDU Volume(QCI=2) = Average Bitrate of PDCP SDU in The UL (QCI=2)*Gr/8 UL cell PDCP SDU Volume(QCI=3) = Average Bitrate of PDCP SDU in The UL (QCI=3)*Gr/8 UL cell PDCP SDU Volume(QCI=4) = Average Bitrate of PDCP SDU in The UL (QCI=4)*Gr/8 UL cell PDCP SDU Volume(QCI=5) = Average Bitrate of PDCP SDU in The UL (QCI=5)*Gr/8 UL cell PDCP SDU Volume(QCI=6) = Average Bitrate of PDCP SDU in The UL (QCI=6)*Gr/8 UL cell PDCP SDU Volume(QCI=7) = Average Bitrate of PDCP SDU in The UL (QCI=7)*Gr/8 UL cell PDCP SDU Volume(QCI=8) = Average Bitrate of PDCP SDU in The UL (QCI=8)*Gr/8 UL cell PDCP SDU Volume(QCI=9) = Average Bitrate of PDCP SDU in The UL (QCI=9)*Gr/8 UL cell control plane PDCP SDU Volume = Average Bitrate of PDCP SDU in The UL in Control Plane*Gr/8 DL cell control plane PDCP SDU Volume = Average Bitrate of PDCP SDU in The DL in Control Plane*Gr/8 7-2 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential Chapter 7 Traffic DL cell PDCP SDU Volume = (C373343738+C373343739+C373343741+C373343742+C373343744+C373343745 +C373343747+C373343748+C373343750+C373343751+C373343753+C373343754 +C373343756+C373343757+C373343759+C373343760+C373343762+C373343763) *1000/8 DL cell PDCP SDU Volume(QCI=1) = (C373343738+C373343739)*1000/8 DL cell PDCP SDU Volume(QCI=2) = (C373343741+C373343742)*1000/8 DL cell PDCP SDU Volume(QCI=3) = (C373343744+C373343745)*1000/8 DL cell PDCP SDU Volume(QCI=4) = (C373343747+C373343748)*1000/8 DL cell PDCP SDU Volume(QCI=5) = (C373343750+C373343751)*1000/8 DL cell PDCP SDU Volume(QCI=6) = (C373343753+C373343754)*1000/8 DL cell PDCP SDU Volume(QCI=7) = (C373343756+C373343757)*1000/8 DL cell PDCP SDU Volume(QCI=8) = (C373343759+C373343760)*1000/8 DL cell PDCP SDU Volume(QCI=9) = (C373343762+C373343763)*1000/8 UL cell PDCP SDU Volume = (C373343765+C373343766+C373343768+C373343769+C373343771+C373343772 +C373343774+C373343775+C373343777+C373343778+C373343780+C373343781 +C373343783+C373343784+C373343786+C373343787+C373343789+C373343790) *1000/8 UL cell PDCP SDU Volume(QCI=1) = (C373343765+C373343766)*1000/8 UL cell PDCP SDU Volume(QCI=2) = (C373343768+C373343769)*1000/8 UL cell PDCP SDU Volume(QCI=3) = (C373343771+C373343772)*1000/8 UL cell PDCP SDU Volume(QCI=4) = (C373343774+C373343775)*1000/8 UL cell PDCP SDU Volume(QCI=5) = (C373343777+C373343778)*1000/8 UL cell PDCP SDU Volume(QCI=6) = (C373343780+C373343781)*1000/8 UL cell PDCP SDU Volume(QCI=7) = (C373343783+C373343784)*1000/8 UL cell PDCP SDU Volume(QCI=8) = (C373343786+C373343787)*1000/8 UL cell PDCP SDU Volume(QCI=9) = (C373343789+C373343790)*1000/8 UL cell control plane PDCP SDU Volume = C373374200*Gr/8 DL cell control plane PDCP SDU Volume = C373374202*Gr/8 7-3 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential ZXSDR B8200 TL200 Key Performance Indicator Reference 7.2 PDCP PDU Throughput Description / Measurement Method / Attributes l l Object: Cell Unit: Mbps Formula Definition Average Cell DL PDCP Throughput(QCI=1) = C373343608 Average Cell DL PDCP Throughput(QCI=2) = C373343614 Average Cell DL PDCP Throughput(QCI=3) = C373343620 Average Cell DL PDCP Throughput(QCI=4) = C373343626 Average Cell DL PDCP Throughput(QCI=5) = C373343632 Average Cell DL PDCP Throughput(QCI=6) = C373343638 Average Cell DL PDCP Throughput(QCI=7) = C373343644 Average Cell DL PDCP Throughput(QCI=8) = C373343650 Average Cell DL PDCP Throughput(QCI=9) = C373343656 Average Cell UL PDCP Throughput(QCI=1) = C373343611 Average Cell UL PDCP Throughput(QCI=2) = C373343617 Average Cell UL PDCP Throughput(QCI=3) = C373343623 Average Cell UL PDCP Throughput(QCI=4) = C373343629 Average Cell UL PDCP Throughput(QCI=5) = C373343635 Average Cell UL PDCP Throughput(QCI=6) = C373343641 Average Cell UL PDCP Throughput(QCI=7) = C373343647 Average Cell UL PDCP Throughput(QCI=8) = C373343653 Average Cell UL PDCP Throughput(QCI=9) = C373343659 Maximum Cell DL PDCP Throughput(QCI=1) = C373343606 Maximum Cell DL PDCP Throughput(QCI=2) = C373343612 Maximum Cell DL PDCP Throughput(QCI=3) = C373343618 Maximum Cell DL PDCP Throughput(QCI=4) = C373343624 7-4 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential Chapter 7 Traffic Maximum Cell DL PDCP Throughput(QCI=5) = C373343630 Maximum Cell DL PDCP Throughput(QCI=6) = C373343636 Maximum Cell DL PDCP Throughput(QCI=7) = C373343642 Maximum Cell DL PDCP Throughput(QCI=8) = C373343648 Maximum Cell DL PDCP Throughput(QCI=9) = C373343654 Maximum Cell UL PDCP Throughput(QCI=1) = C373343609 Maximum Cell UL PDCP Throughput(QCI=2) = C373343615 Maximum Cell UL PDCP Throughput(QCI=3) = C373343621 Maximum Cell UL PDCP Throughput(QCI=4) = C373343627 Maximum Cell UL PDCP Throughput(QCI=5) = C373343633 Maximum Cell UL PDCP Throughput(QCI=6) = C373343639 Maximum Cell UL PDCP Throughput(QCI=7) = C373343645 Maximum Cell UL PDCP Throughput(QCI=8) = C373343651 Maximum Cell UL PDCP Throughput(QCI=9) = C373343657 Minimum Cell DL PDCP Throughput(QCI=1) = C373343607 Minimum Cell DL PDCP Throughput(QCI=2) = C373343613 Minimum Cell DL PDCP Throughput(QCI=3) = C373343619 Minimum Cell DL PDCP Throughput(QCI=4) = C373343625 Minimum Cell DL PDCP Throughput(QCI=5) = C373343631 Minimum Cell DL PDCP Throughput(QCI=6) = C373343637 Minimum Cell DL PDCP Throughput(QCI=7) = C373343643 Minimum Cell DL PDCP Throughput(QCI=8) = C373343649 Minimum Cell DL PDCP Throughput(QCI=9) = C373343655 Minimum Cell UL PDCP Throughput(QCI=1) = C373343610 Minimum Cell UL PDCP Throughput(QCI=2) = C373343616 Minimum Cell UL PDCP Throughput(QCI=3) = C373343622 Minimum Cell UL PDCP Throughput(QCI=4) = C373343628 Minimum Cell UL PDCP Throughput(QCI=5) = C373343634 Minimum Cell UL PDCP Throughput(QCI=6) = C373343640 Minimum Cell UL PDCP Throughput(QCI=7) = C373343646 Minimum Cell UL PDCP Throughput(QCI=8) = C373343652 Minimum Cell UL PDCP Throughput(QCI=9) = C373343658 7-5 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential ZXSDR B8200 TL200 Key Performance Indicator Reference 7.3 RLC PDU Throughput Description / Measurement Method / Attributes l l Object: Cell Unit: Mbps Formula Definition Average Cell DL RLC Throughput(QCI=1) = C373343668 Average Cell DL RLC Throughput(QCI=2) = C373343674 Average Cell DL RLC Throughput(QCI=3) = C373343680 Average Cell DL RLC Throughput(QCI=4) = C373343686 Average Cell DL RLC Throughput(QCI=5) = C373343692 Average Cell DL RLC Throughput(QCI=6) = C373343698 Average Cell DL RLC Throughput(QCI=7) = C373343704 Average Cell DL RLC Throughput(QCI=8) = C373343710 Average Cell DL RLC Throughput(QCI=9) = C373343716 Average Cell UL RLC Throughput(QCI=1) = C373343671 Average Cell UL RLC Throughput(QCI=2) = C373343677 Average Cell UL RLC Throughput(QCI=3) = C373343683 Average Cell UL RLC Throughput(QCI=4) = C373343689 Average Cell UL RLC Throughput(QCI=5) = C373343695 Average Cell UL RLC Throughput(QCI=6) = C373343701 Average Cell UL RLC Throughput(QCI=7) = C373343707 Average Cell UL RLC Throughput(QCI=8) = C373343713 Average Cell UL RLC Throughput(QCI=9) = C373343719 Maximum Cell DL RLC Throughput(QCI=1) = C373343666 Maximum Cell DL RLC Throughput(QCI=2) = C373343672 Maximum Cell DL RLC Throughput(QCI=3) = C373343678 Maximum Cell DL RLC Throughput(QCI=4) = C373343684 7-6 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential Chapter 7 Traffic Maximum Cell DL RLC Throughput(QCI=5) = C373343690 Maximum Cell DL RLC Throughput(QCI=6) = C373343696 Maximum Cell DL RLC Throughput(QCI=7) = C373343702 Maximum Cell DL RLC Throughput(QCI=8) = C373343708 Maximum Cell DL RLC Throughput(QCI=9) = C373343714 Maximum Cell UL RLC Throughput(QCI=1) = C373343669 Maximum Cell UL RLC Throughput(QCI=2) = C373343675 Maximum Cell UL RLC Throughput(QCI=3) = C373343681 Maximum Cell UL RLC Throughput(QCI=4) = C373343687 Maximum Cell UL RLC Throughput(QCI=5) = C373343693 Maximum Cell UL RLC Throughput(QCI=6) = C373343699 Maximum Cell UL RLC Throughput(QCI=7) = C373343705 Maximum Cell UL RLC Throughput(QCI=8) = C373343711 Maximum Cell UL RLC Throughput(QCI=9) = C373343717 Minimum Cell DL RLC Throughput(QCI=1) = C373343667 Minimum Cell DL RLC Throughput(QCI=2) = C373343673 Minimum Cell DL RLC Throughput(QCI=3) = C373343679 Minimum Cell DL RLC Throughput(QCI=4) = C373343685 Minimum Cell DL RLC Throughput(QCI=5) = C373343691 Minimum Cell DL RLC Throughput(QCI=6) = C373343697 Minimum Cell DL RLC Throughput(QCI=7) = C373343703 Minimum Cell DL RLC Throughput(QCI=8) = C373343709 Minimum Cell DL RLC Throughput(QCI=9) = C373343715 Minimum Cell UL RLC Throughput(QCI=1) = C373343670 Minimum Cell UL RLC Throughput(QCI=2) = C373343676 Minimum Cell UL RLC Throughput(QCI=3) = C373343682 Minimum Cell UL RLC Throughput(QCI=4) = C373343688 Minimum Cell UL RLC Throughput(QCI=5) = C373343694 Minimum Cell UL RLC Throughput(QCI=6) = C373343700 Minimum Cell UL RLC Throughput(QCI=7) = C373343706 Minimum Cell UL RLC Throughput(QCI=8) = C373343712 Minimum Cell UL RLC Throughput(QCI=9) = C373343718 7-7 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential ZXSDR B8200 TL200 Key Performance Indicator Reference 7.4 UL E-UTRAN IP Throughput Description The KPI shows IP throughput of a data radio bearer in uplink. Measurement Method / Attributes l l Object: Cell Unit: Kbps Formula Definition UL E-UTRAN IP Throughput (QCI=1) = (UL Aggregated Volume High,QCI=1 + UL Aggregated Volume Low,QCI=1)/UL Aggregated Time, QCI=1 UL E-UTRAN IP Throughput (QCI=2) = (UL Aggregated Volume High,QCI=2 + UL Aggregated Volume Low,QCI=2)/UL Aggregated Time, QCI=2 UL E-UTRAN IP Throughput (QCI=3) = (UL Aggregated Volume High,QCI=3 + UL Aggregated Volume Low,QCI=3)/UL Aggregated Time, QCI=3 UL E-UTRAN IP Throughput (QCI=4) = (UL Aggregated Volume High,QCI=4 + UL Aggregated Volume Low,QCI=4)/UL Aggregated Time, QCI=4 UL E-UTRAN IP Throughput (QCI=5) = (UL Aggregated Volume High,QCI=5 + UL Aggregated Volume Low,QCI=5)/UL Aggregated Time, QCI=5 UL E-UTRAN IP Throughput (QCI=6) = (UL Aggregated Volume High,QCI=6 + UL Aggregated Volume Low,QCI=6)/UL Aggregated Time, QCI=6 UL E-UTRAN IP Throughput (QCI=7) = (UL Aggregated Volume High,QCI=7 + UL Aggregated Volume Low,QCI=7)/UL Aggregated Time, QCI=7 UL E-UTRAN IP Throughput (QCI=8) = (UL Aggregated Volume High,QCI=8 + UL Aggregated Volume Low,QCI=8)/UL Aggregated Time, QCI=8 7-8 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential Chapter 7 Traffic UL E-UTRAN IP Throughput (QCI=9) = (UL Aggregated Volume High,QCI=9 + UL Aggregated Volume Low,QCI=9)/UL Aggregated Time, QCI=9 UL E-UTRAN IP Throughput (QCI=1) = (C373343765+C373343766)*1000000/C373343767 UL E-UTRAN IP Throughput (QCI=2) = (C373343768+C373343769)*1000000/C373343770 UL E-UTRAN IP Throughput (QCI=3) = (C373343771+C373343772)*1000000/C373343773 UL E-UTRAN IP Throughput (QCI=4) = (C373343774+C373343775)*1000000/C373343776 UL E-UTRAN IP Throughput (QCI=5) = (C373343777+C373343778)*1000000/C373343779 UL E-UTRAN IP Throughput (QCI=6) = (C373343780+C373343781)*1000000/C373343782 UL E-UTRAN IP Throughput (QCI=7) = (C373343783+C373343784)*1000000/C373343785 UL E-UTRAN IP Throughput (QCI=8) = (C373343786+C373343787)*1000000/C373343788 UL E-UTRAN IP Throughput (QCI=9) = (C373343789+C373343790)*1000000/C373343791 7.5 Cell Aggregated Throughput Description The KPI shows the cell aggregated throughput on the MAC layer. Measurement Method Counters at eNodeB side are designed to enable the corresponding measurement: ● Total volume of successfully transmitted data bits on MAC downlink ● Total number of scheduled TTIs with data transmission on MAC downlink ● Total volume of successfully received data bits on MAC uplink ● Total number of scheduled TTIs with UL data transmission on MAC 7-9 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential ZXSDR B8200 TL200 Key Performance Indicator Reference Attributes l l Object: Cell Unit: Mbps Formula Definition Cell DL Average Aggregated Throughput = The total volume of TBs on the downlink / The total number of TTIs on the downlink Cell UL Average Aggregated Throughput = The total volume of TBs on the uplink / The total number of TTIs on the uplink Cell DL Average Aggregated Throughput = (C373343726+C373343727)*1000/C373343730 Cell UL Average Aggregated Throughput = (C373343728+C373343729)*1000/C373343731 7-10 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential Chapter 8 Transport Table of Contents Total Transport Data Volume ......................................................................................8-1 Transport Throughput for eNodeB ..............................................................................8-1 8.1 Total Transport Data Volume Description The KPI shows the size of ethernet data volume received by eNodeB. Measurement Method / Attributes l l Object: eNodeB Unit: MByte Formula Definition Total Transport Data Volume on Uplink = (Control Plane Sending S1 Average Throughput + Control Plane Sending X2 Average Throughput + User Plane Sending S1 Average Throughput Total Transport Data Volume on Downlink = (C373930001+C373930003+C373930005+C373930013+C373930015+C373930017)*Gr/8 Total Transport Data Volume on Uplink = (C373930000+C373930002+C373930004+C373930012+C373930014+C373930016)*Gr/8 8.2 Transport Throughput for eNodeB Description The KPI shows the transport throughput for eNodeB. Measurement Method Counters at eNodeB side are designed to enable the corresponding measurement: 8-1 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential ZXSDR B8200 TL200 Key Performance Indicator Reference ● Maximum of S1 Throughput on the Downlink ● Maximum of S1 Throughput on the Uplink Attributes l l Object: IP Pair Unit: MByte Formula Definition IP Pair Receiving S1 Data = IP Pair Receiving Gtpu Throughput * Gr/8 IP Pair Sending S1 Data = IP Pair Sending Gtpu Throughput*Gr/8 IP Pair Receiving S1 Data = C373840005*Gr/8000 IP Pair Sending S1 Data = C373840004*Gr/8000 Maximum of S1 Throughput on Downlink = C373930019 Maximum of S1 Throughput on Uplink = C373930018 8-2 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential Chapter 9 Radio Resource Table of Contents DL Transmit Power Per Cell .......................................................................................9-1 DL PRB Utilization Rate .............................................................................................9-2 UL PRB Utilization Rate .............................................................................................9-2 PDSCH PRB Utilization Rate......................................................................................9-3 PUSCH PRB Utilization Rate......................................................................................9-4 PDCCH CCE Utilization Rate .....................................................................................9-4 Average SINR ............................................................................................................9-5 Average CQI ..............................................................................................................9-5 RSRP.........................................................................................................................9-6 PRB Number ..............................................................................................................9-7 DL PRB Usage...........................................................................................................9-7 Percentage of No Dedicate Preamble be Allocated ....................................................9-8 9.1 DL Transmit Power Per Cell Description The KPI shows the DL transmission power of the cell. Measurement Method Counters at eNodeB side are designed to enable the corresponding measurement: ● Maximum DL Cell Transmission Power ● Minimal DL Transmit Power Per Cell ● Average DL Cell Transmission Power Attributes l l Object: Cell Unit: mW Formula Definition Maximum DL Transmit Power Per Cell = C373414550 Minimal DL Transmit Power Per Cell = C373414551 Average DL Transmit Power Per Cell = C373414552 9-1 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential ZXSDR B8200 TL200 Key Performance Indicator Reference 9.2 DL PRB Utilization Rate Description The KPI shows the average cell downlink total PRB usage (for any purpose, i.e. PBCH and PDSCH), in percentage of PRBs. Measurement Method Counters at eNodeB side are designed to enable the corresponding measurement: ● Number of Utilized DL Total PRB ● Number of Available DL Total PRB Attributes l l Object: Cell Unit: Percent Formula Definition DL PRB Utilization Rate = PRB Number Used on Downlink Channel / PRB Number Available on Downlink Channel * 100% DL PRB Utilization Rate = C373424610/C373424611 * 100% 9.3 UL PRB Utilization Rate Description The KPI shows the average cell uplink total PRB usage (for any purpose, i.e. PUCCH and PUSCH, with exclusion of PRACH as it may be overlapped with PUSCH), in percentage of PRBs. Measurement Method Counters at eNodeB side are designed to enable the corresponding measurement: ● Number of Utilized UL Total PRB ● Number of Available UL Total PRB Attributes l l Object: Cell Unit: Percent 9-2 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential Chapter 9 Radio Resource Formula Definition UL PRB Utilization Rate = PRB Number Used on Uplink Channel / PRB Number Available on Uplink Channel UL 16QAM RB Usage Rate = Number Used on UL 16QAM RB / Number Used on UL MCS RB UL PRB Utilization Rate = C373424608/C373424609 * 100% UL 16QAM RB Usage Rate = (C373515523+C373515524+C373515525+C373515526+C373515527+C373515528 +C373515529+C373515530+C373515531+C373515532)/(C373515589+C373515513 +C373515514+C373515515+C373515516+C373515517+C373515518+C373515519 +C373515520+C373515521+C373515522+C373515523+C373515524+C373515525 +C373515526+C373515527+C373515528+C373515529+C373515530+C373515531 +C373515532+C373515533+C373515534+C373515535+C373515536+C373515537 +C373515538+C373515539+C373515540) * 100% 9.4 PDSCH PRB Utilization Rate Description The KPI shows the average cell downlink PRB usage for PDSCH, in percentage of PRBs. Measurement Method Counters at eNodeB side are designed to enable the corresponding measurement: ● Number of Utilized PDSCH PRBs ● Number of Available PDSCH PRBs Attributes l l Object: Cell Unit: Percent Formula Definition PDSCH PRB Utilization Rate = PRB Number Used on PDSCH Channel / PRB Number Available on PDSCH Channel * 100% PDSCH PRB Utilization Rate = C373424602/C373424603 * 100% 9-3 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential ZXSDR B8200 TL200 Key Performance Indicator Reference 9.5 PUSCH PRB Utilization Rate Description The KPI shows the average cell uplink PRB usage for PUSCH, in percentage of PRBs. Measurement Method Counters at eNodeB side are designed to enable the corresponding measurement: ● Number of Utilized PUSCH PRBs ● Number of Available PUSCH PRBs Attributes l l Object: Cell Unit: Percent Formula Definition PUSCH PRB Utilization Rate = PRB Number Used on PUSCH Channel / PRB Number Available on PUSCH Channel * 100% PUSCH PRB Utilization Rate = C373424600/C373424601 * 100% 9.6 PDCCH CCE Utilization Rate Description The KPI shows the CCE utilization ratio on PDCCH. Measurement Method Counters at eNodeB side are designed to enable the corresponding measurement: ● Number of Utilized CCEs ● Number of Available CCEs Attributes l l Object: Cell Unit: Percent Formula Definition PDCCH CCE Utilization Rate = CCE Number Used on PDCCH Channel / CCE Number Available on PDCCH Channel * 100% 9-4 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential Chapter 9 Radio Resource PDCCH CCE Utilization Rate = C373424604/C373424605 * 100% 9.7 Average SINR Description The KPI shows the average uplink SINR, weighted with PRB allocation percentage. Measurement Method Counters at eNodeB side are designed to enable the corresponding measurement: ● Average UL SINR Attributes l l Object: Cell Unit: N/A Formula Definition Average SINR = C373444754 9.8 Average CQI Description The KPI shows the average downlink CQI. Measurement Method Counters at eNodeB side are designed to enable the corresponding measurement: ● Number of Reported CQI Per CQI (0,1,2,…14,15) Attributes l l Object: Cell Unit: N/A Formula Definition Average CQI = (0*Number of CQI0 Be Used + 1*Number of CQI1 Be Used + 2*Number of CQI2 Be Used + ………. +15*Number of CQI15 Be Used)/Total number of CQI Be Used Average CQI = (0*C373434700+1*C373434701+2*C373434702+3*C373434703+4*C373434704 +5*C373434705+6*C373434706+7*C373434707+8*C373434708+9*C373434709 9-5 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential ZXSDR B8200 TL200 Key Performance Indicator Reference +10*C373434710+11*C373434711+12*C373434712+13*C373434713+14*C373434714 +15*C373434715)/(C373434700+C373434701+C373434702+C373434703+C373434704 +C373434705+C373434706+C373434707+C373434708+C373434709+C373434710 +C373434711+C373434712+C373434713+C373434714+C373434715) 9.9 RSRP Description The KPI shows the linear average of RSRP. Measurement Method / Attributes l l Object: EUtran Relation Unit: mW Formula Definition Linear Average of RSRP in Source Cell = (Linear Average of RSRP Value in the range of -140 to -91 of Serving Cell/100000000000000 + Linear Average of RSRP Value in the range of -90 to -43 of Serving Cell/1000000000)/2 Linear Average of RSRP in Target Cell = (Linear Average of RSRP Value in the range of -140 to -91 of Target Cell/100000000000000 + Linear Average of RSRP Value in the range of -90 to -43 of Target Cell/1000000000)/2 Linear Average of RSRP in Source Cell = (C373743403/100000000000000+C373743404/1000000000)/(C373743405 +C373743406+C373743407+C373743408+C373743409+C373743410+C373743411 +C373743412+C373743413+C373743414+C373743415+C373743416 +C373743417) Linear Average of RSRP in Target Cell = (C373743421/100000000000000+C373743422/1000000000)/(C373743423 +C373743424+C373743425+C373743426+C373743427+C373743428+C373743429 +C373743430+C373743431+C373743432+C373743433+C373743434+C373743435) 9-6 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential Chapter 9 Radio Resource 9.10 PRB Number Description The KPI shows the number of PRB. Measurement Method / Attributes l l Object: Cell Unit: Unit Formula Definition Number of Preamble = Number of Successful Access Using Group A Preamble + Number of Successful Access Using Group B Preamble + Number of Successful Access Using Dedicated Preamble Mean PRB Number Used on Downlink Channel = PRB Number Used on PDSCH Channel / (Gr*1000) Mean PRB Number Used on PDSCH Channel = DL DTCH RBs/(Gr*800) Mean PRB Number Used on PUSCH Channel = UL DTCH RBs/(Gr*200) Mean PRB Number Used on Uplink Channel = PRB Number Used on PUSCH Channel/(Gr*200) Number of Preamble = C373444750+C373444751+C373444752 Mean PRB Number Used on Downlink C373424602*(C373424609+C373424611)/(C373424611*Gr*1000) Channel = Mean PRB Number Used on PDSCH C373424640*(C373424609+C373424611)/(C373424611*Gr*1000) Channel = Mean PRB Number Used on PUSCH C373424636*(C373424609+C373424611)/(C373424609*Gr*1000) Channel = Mean PRB Number Used on Uplink C373424600*(C373424609+C373424611)/(C373424609*Gr*1000) Channel = 9.11 DL PRB Usage Description The KPI shows the average downlink PRB usage per QCI for PDSCH, in percentage of PRBs. 9-7 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential ZXSDR B8200 TL200 Key Performance Indicator Reference Measurement Method Counters at eNodeB side are designed to enable the corresponding measurement: ● DL PRB Usage for Traffic Attributes l l Object: Cell Unit: Percent Formula Definition QCI1 DL PRB usage = C373424621 * 100% QCI2 DL PRB usage = C373424622 * 100% QCI3 DL PRB usage = C373424623 * 100% QCI4 DL PRB usage = C373424624 * 100% QCI5 DL PRB usage = C373424625 * 100% QCI6 DL PRB usage = C373424626 * 100% QCI7 DL PRB usage = C373424627 * 100% QCI8 DL PRB usage = C373424628 * 100% QCI9 DL PRB usage = C373424629 * 100% 9.12 Percentage of No Dedicate Preamble be Allocated Description The KPI shows the percentage of time when all dedicated RACH preambles are assigned to UEs. Measurement Method / Attributes l l Object: Cell Unit: Percent Formula Definition Percentage of No Dedicate Preamble be Allocated = Number of No RACH Dedicate Preamble Assigned /Total Number of RACH Dedicate Preamble Assigned * 100% Percentage of No Dedicate Preamble be Allocated = C373444757/C373444758 * 100% 9-8 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential Chapter 10 System Resource Table of Contents CPU Peak Utilization Rate........................................................................................10-1 CPU Average Utilization Rate...................................................................................10-1 Duration Rate When CPU Load Is Higher Than Threshold .......................................10-2 10.1 CPU Peak Utilization Rate Description The KPI shows the maximum CPU load on Control & Clock board. Measurement Method Counters at eNodeB side are designed to enable the corresponding measurement: ● Peak CPU load Attributes l l Object: eNodeB Unit: Percent Formula Definition CPU Peak Utilization Rate = C373940400 * 100% 10.2 CPU Average Utilization Rate Description The KPI shows the average CPU load on Control & Clock board. Measurement Method Counters at eNodeB side are designed to enable the corresponding measurement: ● Average CPU Load Attributes l l Object: eNodeB Unit: Percent 10-1 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential ZXSDR B8200 TL200 Key Performance Indicator Reference Formula Definition CPU Average Utilization Rate = C373940401 * 100% 10.3 Duration Rate When CPU Load Is Higher Than Threshold Description The KPI shows the percentage of CPU load on Control & Clock board higher than the predefined threshold. Measurement Method Counters at eNodeB side are designed to enable the corresponding measurement: ● Duration time of CPU load higher than threshold Attributes l l Object: eNodeB Unit: Percent Formula Definition Duration Rate When CPU Load Is Higher Than Threshold = Time When CPU Load Is Higher Than Threshold / (Gr*NO) * 100% Duration Rate When CPU Load Is Higher Than Threshold = C373940402/(Gr*NO) * 100% 10-2 SJ-20121015095533-005|2013-01-08 (R1.3) ZTE Proprietary and Confidential