Running head: LIMITATIONS OF SELF AND PEER REPORTING Limitations of Self and Peer Reporting Gloria Lowe Yorkville University August 9, 2015 1 LIMITATIONS OF SELF AND PEER REPORTING 2 Abstract The study of personality poses many difficulties. Thoughts, feelings, and personality traits are not easily measurable. We interpret behavior and words as indicators of personality. In this way, then self-reporting and peer-reporting are the two most common assessment techniques. Date can be collected through questionnaires or interviews. This paper discusses the limitations of self-reporting and peer-reporting with respect to response set bias, and cultural and ethnic bias along with the issue of cost, time and content validity. Data collection techniques are also compared with respect to their limitations. LIMITATIONS OF SELF AND PEER REPORTING 3 Limitations of Self and Peer Reporting The personal construct theorist George Kelly said “If you don’t know what is wrong with a person, ask him; he may tell you.” (Kelly, G, as cited in Barker, Pistrang, & Elliott, 2015, p. 2) Personal construct theory brought with it the realization that people are able to examine and report on their own psyche, and ever since, the self-report method is the most widely used assessment tool in modern psychology. (Barker et al., 2015) Self-report not only provides the therapist or researcher with information, but also empowers the subject to play an active role in assessing themselves and their problems, thereby becoming an active participant in their quest for mental health and self-improvement. (Kearney, 2013) Self-report has the advantage of a direct answer that includes the feelings, motives, thoughts and mood that accompany behaviour. Self-report is inexpensive and simple to acquire. Technology opens the door for online assessments that can be done at a convenient time. Despite the many advantages, there are, of course, disadvantages to self-report methods. Questions arise concerning validity issues arising from the design of the questions and technique used, construct, content and face validity, (Friedman & Schustack, 2011) and the validity of the inferences made of results due to common method variance. (McDonald, 2008) There are so many areas in which bias may affect data. Response set biases can include acquiescence bias, social desirability bias, extreme responding bias, self-serving bias, self-deception, selective recall bias, ethnic and gender bias. (Barker et al., 2015; Churchill, 2000; Friedman & Schustack, 2011; Paulhus & Vazire, 2008) Common method variance can occur when only one method of assessment is used. Peerreporting, or informant reporting, is often combined with self-reporting. This offers another viewpoint: that of a friend, relative, colleague, therapist, or sometimes a non-connected LIMITATIONS OF SELF AND PEER REPORTING 4 informant chosen by the researcher. These observers can infer personality factors by observing behaviors and interactions. (McDonald, 2008) With peer-reporting, however, there can be issues with time and expense coupled with the difficulty of recruiting the right informants. If the informant knows the subject, there is the possibility of responses being colored by love for or a dislike of the subject. There is also the possibility of fundamental attribution error or the actorobserver effect. (Nisbett & Ross, 1991 as cited in McDonald, 2008) This paper will discuss limitations that occur in relation to validity and bias of self and peer reports along with problems associated with the different delivery options of self and peer reports. Bias in self-report Sample Bias The self-report process is open to many sources of bias, the first of which is sample bias. Recruiting participants for research studies can be difficult. Pagan et al noted that certain personality types are more likely to agree to participate, and certain types are more apt to delve into details about their personality. (Pagan, Eaton, Turkheimer, & Oltmanns, 2006) A response set describes attributes about a respondent that are not directly from the questions but from the overall response pattern. (Friedman & Schustack, 2011) There are many types of response set bias. Social Desirability Bias A social desirability response set bias comes from the human tendency to show themselves in a good way. (Friedman & Schustack, 2011; Donaldson & Grant-Vallone, 2002) This is common in employment related studies. For example, a worker will answer questions in such a way as to impress the employer by downplaying negative traits. (Shore, Shore, & LIMITATIONS OF SELF AND PEER REPORTING 5 Thornton, 1992) When social desirability response bias is conscious it is called impression management. Studies on impression management call the ability to lie effectively test-wiseness. (Stricker, 1969) Test-wiseness involves the ability to interpret the questions with an understanding of the kind of answers that will produce the desired impression given the culture and community involved. (Stricker, 1969) Studies show that the structure and format of the assessment is important. The use of indirect question formats (taking the perspective of another person) can reduce the possibility of social desirability bias. (Neeley & Cronley, 2004) When inaccurate responses are unconscious, it is termed self-deception. Psychoanalysts, for example, do not believe that we can fully understand our unconscious, and that self-deception is unavoidable. (Barker et al., 2015) This can also be attributed to the tendency of people to describe experiences in light of their perception of the results or outcome rather than the process itself. (Nisbett & Wilson, 1977, as cited in Churchill, 2000) Some theorists go so far as to say that people are “predisposed to self-enhancement” (McDonald, 2008, p. 4) Perceived success or failure of events or situation will influence their description of themselves. Critics of the “self-deception” concern point out that researchers are aware of this tendency, and that valid questionnaires design questions to take this into account. A phenomenological approach looks more at intention and tendencies throughout questions, and traits can be interpolated from this data. (Churchill, 2000) Social psychologists would agree that unconscious motives are not always clear in that people have a tendency to explain the behavior of others in terms of personality traits while they explain their own behavior as a result of situational factors. This is called the actor-observer effect. (Barker et al., 2015) LIMITATIONS OF SELF AND PEER REPORTING 6 When the outcomes of the self-report involve rewards or punishments, as in an employment situation, there is possibility of self-serving bias. Self-serving bias involves taking credit for successes while denying responsibility for failures. (Barker et al., 2015) The probability of self-serving bias is linked to the perceived positive or negative outcomes of the situation. (Nisbett & Wilson, 1977) Acquiescent Responding An acquiescence response set bias comes from a tendency of some people to always.s agree with statements. (Paulhus & Vazire 2008; Friedman & Schustack, 2011) While analyzing results the question arises as to whether the answers indicate a strong personality trait or merely a strong acquiescent tendency. (Paulhus & Vazire, 2008)In general interactions, people with this tendency will agree or go with the flow rather than take a stand against something. (Paulhus & Vazire, 2008) On a questionnaire containing closed ended items, they may often just agree rather than thinking deeply about their true opinion. The opposite tendency that of always disagreeing or going against suggestions, is referred to as reactant responding bias. (Barker et al., 2015) Paulhus and Vazire point out that a high number of “agrees” or “disagrees” in itself can point out personality traits such as a desire to conform. Answers pointing to high anxiety, for example, could indicate high anxiety or high acquiescence. (Paulhus & Vazire, 2008) Acquiescence bias can be decreased by careful wording of questions to ensure that some are worded affirmatively and some negatively. (Barker et al., 2015) Open ended questions where there is no option to agree or disagree are another option, but these have other limitations, to be discussed later in this paper. LIMITATIONS OF SELF AND PEER REPORTING 7 Extreme Responding Bias Extreme Responding Bias occurs with individuals who are more likely to choose the outside scores on a rating scale. (There can be a tendency to always choose central ratings, as well). (Paulhus & Vazire, 2008) “Situational factors such as ambiguity, emotional arousal, and rapid responding induce temporary increases in extreme responding.”(Paulhus & Vazire, 2008, p. 231) Extreme responding bias can be avoided by using agree / disagree questions, but these may not allow the subject to answer in a meaningful way. The Q-sort process is an often used method to avoid extreme responding. (Paulhus & Vazire, 2008) Open ended questions or an interview method may be effective as well. (Barker et al., 2015) Selective Bias Selective bias (Sato & Kawahara, 2010) can also be referred to as recall bias. (Barker et al., 2015) “People do not have an infinite ability to recall all information relevant to a posed question.” (Paulhus & Vazire, 2008, p. 232) High stress, anxiety and negative mood states can tend to cause exaggeration of these states in retrospective reports. (Kawahara & Sato, 2010) Because reporting retrospectively gives time for analysis of situations, memory can be colored by impressions of the outcome of the situations and coping mechanisms that have been activated. (Paulhus & Vazire, 2008) Gender and Ethnic Bias Gender and Ethnic bias is of concern in self-reporting, particularly in the interpretation of results. (Friedman & Schustack, 2011) If examples and situations used in the questions are set in contexts that are not a part of the subject’s normal life experience, answering may be difficult or contrived. Where very different cultures are involved there may even be questions that are LIMITATIONS OF SELF AND PEER REPORTING 8 completely irrelevant. Language barriers can also be an issue. Gender and ethnic bias are a risk with the interpretation of data as well. As discussed in Friedman and Schustack, if the subject comes from a culture that prizes “cooperation, humility and modesty” (Friedman & Schustack, 2011, p. 32) the scorer could interpret their scores as “excessively shy” (p. 32) if they do not take into account the cultural background of the subject. The same bias can occur with gender stereotyping, although this has lessened in the past few decades. Women who come across as aggressive, dominant, and extroverted may be labelled differently than a man who has the same scores. (Paulhus & Vazire, 2008) Common Method Variance Problem A Common Method Variance can affect the validity of the interpretation of data. When a study relies only on self-report data and is analyzed by one person, there can be an effect that is not picked up as error, because the criterion, wording, reading, and style of understanding is common to the two people involved. Studies that rely only on self-report tend to be criticized for having Common Method Variance. (Donaldson & Grant-Vallone, 2002) A popular way pf combatting this problem is to include peer-reports in the study. While Peer-reports offer a different perspective to help with the Common Method Variance Problem, they in themselves have limitations. (Barker et al., 2015; Donaldson & Grant-Vallone, 2002; Lynch, McNamara, & Seery, 2012; Rodebaugh, Gianoli, Turkheimer, & Oltmanns, 2010) Limitations of Peer Reporting We make assumptions about the personality of others through observing their words, gestures, and behaviors. By including peer reports, a study can be more reliable, as information LIMITATIONS OF SELF AND PEER REPORTING 9 comes from a variety of sources. (Rodebaugh et al., 2010) The more informants involved, the more reliable the results. (Eysenck, 2004) Peer reporting has its own limitations, however. Time and Cost Informants for peer reports can be family members, friends, colleagues, or hired participants in academic studies. Using hired participants, while having the benefit of objectivity, can be costly and time consuming. (Rodebaugh et al., 2010; Paulhus & Vazire, 2008) Often participant drop out of the study or miss sessions. (Pagan et al., 2006) Advertising can be time consuming, and as certain personality types are more prone to participate in studies, there can be sample bias. (Pagan et al., 2006) Social Bias It has also been noted that people with social anxiety have an exaggerated negative view of how they appear to others.(Rodebaugh, Gianoli, Turkheimer, & Oltmanns, 2010) While peer reports avoid the bias of self-deception and distortion that can occur with self-reports in assessing personality disorders, there can be social bias here as well. (John & DiLalla, 2013) Because peer reports are working only on expressions and behaviors, there is a danger of misinterpreting feelings and motives. One example could be a subject experiencing anxiety and the observer interpreting gestures and facial expressions as shyness or a cold, distant personality. (John & DiLalla, 2013; Rodebaugh et al., 2010) John et al discuss how emotion recognition is an important factor in the accuracy of their report. Emotion recognition describes the “ability to recognize the feelings of those around us”. (John & DiLalla, 2013, p. 474) Interpretations of negative expressions and gestures (for example fear, anger, and frustration) tend to result in an exaggerated description. If the subject has a personality disorder, their behaviors and mannerisms can be misinterpreted by even mental health professionals. (Rodebaugh et al., 2010) LIMITATIONS OF SELF AND PEER REPORTING 10 Ethnic and gender bias are a strong possibility with peer reporting. An informant is of a different culture or gender can misinterpret behaviors. For example, some aboriginal cultures in Canada see eye contact as rude or defiant. An informant not knowing this could rate a subject as defiant, rude or avoidant when in fact the subject was being respectful and polite. (Baydala, Birch, Muth, & Rutten, 2009) Personal Bias “Peer reports can offer a unique perspective on an individual’s personality” (McDonald, 2008, p. 5) but if the informants know the subject personally, there can be bias. Informants can unconsciously allow their like or dislike of the subject affect their impressions by incorrectly assuming thoughts or motives behind expressions or gestures. An interesting example is in a study by John et al, where parents are likely to downplay situations where their children are reporting feeling victimized. (John & DiLalla, 2013) Studies have also found that informants may themselves have personality disorders that colour their interpretation of others. (Pagan et al., 2006) Reporting Methods Questionnaires Self and peer reports can take the form of a questionnaire or an interview. Questionnaires can be on paper or online. (Barker et al., 2015) While online questionnaires are easy and inexpensive to administer, it is not possible to guarantee the identity of the respondent. Paper questionnaires are usually in the form of well written, standardized questions. Questions must be carefully designed to ensure validity. True-false questions, for example, eliminate the possible of “sometimes” along with potentially important qualifying information. True-false questions LIMITATIONS OF SELF AND PEER REPORTING 11 are prone to acquiescence bias, as well. (Paulhus & Vazier, 2008) This applies to all closedended questions, where the number of choices limits the subject who isf forced into choosing one qualitative answer even though it might not fit exactly. (Barker et al., 2015) While scale rated questions give more choices, they are prone to extreme responding bias. Open ended questions, on the other hand, allow the subject the freedom to express feelings with their own descriptors. The danger is that there can be exaggeration or “fabrication” (Barker et al., 2015, p. 5) It can be difficult for the researcher to interpret the information from the same viewpoint as the subject, resulting in interviewer bias. Ethnic bias is also a concern here. Of note is that in employment situations peer reports have been found to be very accurate when it comes to predicting job placement and ability. (Shore et al., 1992) While questionnaires offer confidentiality, privacy and lack of time restraint, there is a risk of the respondents not understanding, omitting, or misinterpreting questions, particularly when language or culture is different. (Barker et al., 2015) Interviews, conversely, allow for the respondent to ask clarification and allow the interviewer to ensure that all questions are answered. Impression management may be an issue, especially if the interviewer is someone that the respondent wants to impress. (Barker et al., 2015) The time and cost limitations with interviews are evident. The personalities and comfort level of the interviewee and the interviewer are very important, as if there is a discomfort, the interviewee may not respond truthfully or openly. (Barker et al., 2015) This is particularly true in health care situations where there must be a sense of respect and trust between parties. (Baydala et al., 2009) LIMITATIONS OF SELF AND PEER REPORTING 12 Conclusion As the study of personality develops, methods become more refined and bias and validity issues are identified and addressed. (Eysenck, 2004) Both methods are at risk of social desirability bias, extreme responding bias, acquiescence bias, and ethnic and cultural bias. With self-reports there is a possibility of self-deception; when combined with peer reports greater accuracy will result. (McDonald, 2008) Peer reporting can be costly and time consuming, and finding appropriate participants can be difficult. (McDonald, 2008) Despite the limitations of self and peer reports, when used together they provide valuable insight into personality, enabling researchers and counsellors to gain an understanding of the subject and indications of methods to improve mental health. 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