Journal of Consumer Behaviour, J. Consumer Behav. 11: 105–114 (2012) Published online 8 January 2012 in Wiley Online Library (wileyonlinelibrary.com) DOI: 10.1002/cb.386 Observing the influence of affective states on parent–child interactions and in-store purchase decisions JOHN NADEAU* and MATTHEW BRADLEY Nipissing University, North Bay, ON Canada ABSTRACT This study examines the relationship of parent’s and children’s affective states on in-store family purchase decisions. In particular, the study is interested in determining whether the affective state is related to the interaction strategy selected and their actual role in the decision. The implementation of this study using observational methodology within the store environment makes this contribution valuable and unique. Further, a major contribution of this study is the demonstration that the child’s prepurchase affective state is a salient antecedent to purchase decisions of the parent–child dyad. Copyright © 2012 John Wiley & Sons, Ltd. INTRODUCTION Children have an immense impact on the lives of their parents and families. Of particular interest to marketers is the influence that children have on their parents and family units as consumers (Wilson and Wood, 2004). In previous research, marketers have found that children play an important role in family decision making (Thomson et al., 2007). While many studies examine children’s role in family decision making (Foxman et al., 1989; Ahuja et al., 1998; Lee and Collins, 2000), few studies appear to directly observe the interaction between parent and child within the store environment through unobtrusive observational methods (Darian, 1998; O’Dougherty et al., 2006). Further, Heslop and Ryans (1980) and Kumpel Norgaard et al. (2007) suggest that research should focus on the attitudes and behavior of the parent–child dyad rather than on the child alone. While research should explore parents and children in a holistic manner, the potential role of affect as an antecedent on the parent–child dyad and its interaction during purchase decision making seems to have been neglected. Affect is an important consideration in consumer behavior and is enacted at the moment of choice in decision making through feelings that act as information to guide the decision or judgment (Peters et al., 2006). Affect also provides common ground for judgments and decisions that allows a comparison between decision options and information (Peters et al., 2006). As consumers, our emotional state or mood shapes our view of the market and how we make decisions in it (Mackie and Worth, 1989; Batra and Stayman, 1990; Cohen and Areni, 1991). Further, there appears to be some inertia, whereby a good mood may lead people to be more generous (Kacen, 1994). However, the literature on affect and consumer behavior tends to be based on self-reporting by study participants (Batra and Stayman, 1990; Stegge et al., 1994; Ahuja et al., 1998). *Correspondence to: John Nadeau, School of Business, Nipissing University, North Bay, ON P1B 8L7, Canada. E-mail: johnn@nipissingu.ca Copyright © 2012 John Wiley & Sons, Ltd. Some may question the validity of exploring the influence of affect on children’s role in family purchase decisions via observation methodology because emotions and moods are internal states. However, affective states lead to behaviors that are congruent with these states (Bower, 1981). More pronounced affective states may be more likely to influence the family decision-making process, and these have external expressions that are verbally or physically observable. Further, Saarni (1984) found that younger children did not regulate their expressive behavior but instead clearly displayed how and what they felt. Therefore, expressive behavior is a suitable approach to capture the affective state of consumers within the store environment. Expressive behavior can be observed through “touching, smiling, gazing and frequency talking, the nonverbal and nonlinguistic components of communication” (Montemayor and Flannery, 1989, 4). Using expressive behavior as an approximation for affective states ensures direct observation of behavioral phenomena. This approach is needed and addresses a major deficit within existing affect research that relies primarily on self-reporting to assess its impact (Mangleburg, 1990; Liefeld, 1999). The purpose of this study is to examine the relationship of affective states on the role that children play with their parents on in-store purchase decisions. In particular, the study is interested in determining whether the affective state is related to the interaction strategy selected by the child and to the person who makes the actual purchase decision. Further, the unique implementation of this study using observational methodology within the store environment enhances the value of this contribution. LITERATURE REVIEW The investigation into the role of affect as a salient antecedent to the parent–child dyadic purchase decisionmaking process requires the foundations of two separate literature bases. Therefore, this paper provides a brief review of these two fields, namely, affect and consumer behavior and family purchase decision making. 106 J. Nadeau and M. Bradley Affect and consumer behavior Affect has been described as feeling state dimensions such as a good or bad, happy or sad, and sleepy or aroused (Watson and Tellegen, 1985). These feelings, mood, or emotions are important because they influence consumer behavior (Mackie and Worth, 1989; Batra and Stayman, 1990; Cohen and Areni, 1991). Affect has been referred to as an assumed inclination to act (Drellich, 1983). Therefore, affect has been explicitly linked to behavior at the definitional level. Mood has been defined as “a subtle, low-intensity, transient background feeling state that influences thoughts and actions” (Poon, 2001, 358), while emotions tend to be more intense and short-term than mood (Cohen and Areni, 1991; Forgas, 1992). Facial expressions associated with emotion often involve involuntary muscle movements (Dimberg et al., 2002) and are typically fairly brief, lasting between 1 and 10 seconds (Bachorowski et al., 2001). In addition, more pronounced facial expressions have been linked to mood states (Ekman and Rosenberg, 2005). This is important, as short-lived expressive behavior deviating from baseline observations would connote an emotional reaction, while more stable and lasting expressive behavior is associated with mood state. This study is particularly interested in mood states within the store context because moods are induced in a service encounter by elements such as transaction procedure, physical settings, and dyadic interactions (Gardner, 1985, p. 287). Since these elements are temporally adjacent to one another in a store environment, mood states may carry on throughout the service encounter (Gardner, 1985, p. 291). In particular, dyad analysis in parent–child research demonstrates that affect influenced both dyad members through their interaction (Montemayor and Flannery, 1989). However, research exploring mood within the parent–child dyad has not investigated the strategies of interactions employed. There have been multiple theories posited to explain how mood and emotions influence purchase decisions. Dynamic affect regulation theories (Andrade, 2005) include the mood management theory (Zillman, 1988) and the mood maintenance hypothesis (Clark and Isen, 1982). Zillman’s (1988) position suggests that people in a negative affective state will strive to change that state by seeking behaviors that bring about a positive change to their mood or feelings. For example, research on self-gifts demonstrated that people purchased products for therapeutic reasons when they were in a negative affective state (Mick and Demoss, 1990; Mick et al., 1992). Clark and Isen (1982) argue that people currently experiencing a positive affective state will avoid behaviors whose outcomes threaten their current affective state. Static affect evaluation theories (Andrade, 2005) are focused on the currency of the situation and includes the affective primacy hypothesis (Zajonc, 1980), feelings as information (Schwarz and Clore, 1983), and mood congruency (Bower, 1981). Zajonc (1980) suggests that affect dominates the situation above cognitive processing and directs behavior based on the current affective state. For example, people may purchase products when they are in a positive affective state as a reward for an accomplishment (Mick et al., 1992). Bower (1981) argues that affect functions as a memory unit and assists with the selection of behavior based on associations. Further, consistent with the Copyright © 2012 John Wiley & Sons, Ltd. mood congruency theory, positive moods increase the likelihood of positive behavior and vice versa (Clark and Isen, 1982). While several researchers have found affective states to influence consumer behavior (Mackie and Worth, 1989; Batra and Stayman, 1990; Cohen and Areni, 1991), Swinyard (1993) found that mood did not have an immediate effect on shopping intentions. Therefore, there are some mixed results in the literature. Although the conceptualization and operationalization of affective states have been approached as a unidimensional construct on the basis of pleasantness and unpleasantness (Stegge et al., 1994), mood has also been conceptualized in a multidimensional manner. For instance, Watson and Tellegen (1985) argue that mood can be described based upon positive–negative and arousal dimensions. The multidimensional approach to measuring mood provides a richer portrayal of the actual affective state and is supported by several researchers (Eagly and Chaiken, 1993; Petty et al., 1997; Ajzen and Fishbein, 2000). This study embraces the multidimensional approach to the conceptualization of mood. Family purchase decision making Children do exert influence on family decisions (Kaur and Singh, 2006); however, the strength of this influence is often dependent upon a number of factors. These factors generally relate to the individual characteristics of the child, the social/family context, or the purchase situation. Among the characteristic factors, age of the child is a salient consideration. For instance, as the age of the oldest child increased, their influence in the decision-making process also increased (Heslop and Ryans, 1980; Ahuja and Stinson, 1993; Beatty and Talpade, 1994; Flurry and Burns, 2005). The significance of age is supported by the conceptualization of consumer socialization stages. John (1999) articulated three main stages: perceptual (3–7 years), analytical (7–11 years), and reflective (11–16 years). The perceptual stage is characterized by limited purchase influence and negotiation strategies, the analytical stage by emerging strategies, and the reflective stage by a complete repertoire of strategies (John, 1999). The social or familial context also represents factors that are important to understanding family purchase decision making. For instance, children have embraced their siblings and formed coalitions to exert influence on the purchase decision (Thomson et al., 2007). Alternatively, children may also form coalitions with one parent (i.e., father and daughters; mothers and sons) to impact the decision (Lee and Collins, 2000). There is also support to show that children have more purchase decision influence in single-parent families (Ahuja et al., 1998). Other social context factors include the sex role orientation of the family and the occupational status of the mother (Lee and Beatty, 2002). While Lee and Beatty (2002) utilized an observation-based methodology, the research design was experimentally based and did not involve affective states as possible explanatory variables for determining purchase roles. Situational factors can help determine how influential a child will be in the family purchase. Children are the most influential in family purchases when they are the primary consumer (Atkin, 1978). However, children also play an J. Consumer Behav. 11: 105–114 (2012) DOI: 10.1002/cb Observing affective states and parent–child interaction during in-store purchases important role in family product purchases (Flurry, 2007). In addition, children tend to have more influence with less expensive products (Foxman et al., 1989) yet also have a say in high involvement purchase decisions (Thomson et al., 2007). The stage in the decision-making process also helps to describe the influence of the child on family decisions (Ahuja et al., 1998), with more influence exerted during the final decision stage of the process (Beatty and Talpade, 1994; Wang et al., 2007). However, the importance or emphasis of children’s influence in the early stages of the decision-making process has also been noted (Swinyard and Sim, 1987; Ahuja and Stinson, 1993). Many parents welcome interaction from their children during the decision-making process, as the information and knowledge about products that children provide can be viewed as beneficial to purchase outcomes (Thomson et al., 2007). In support of this assertion, O’Dougherty et al. (2006) found that parents responded favorably to requests made by children for food items nearly half the time, while rejecting the requests slightly more than half the time. Parents were more likely to yield to the requests of their children when they encouraged them to develop their own skills and competencies as consumers (Caruana and Vassallo, 2003). In an effort to maintain control, parents may engage their children by setting options or establishing the consideration set for them and then giving the decision to children (Wilson and Wood, 2004). An observation-based study found that purchase outcomes were more likely when the parent and child engaged in collaborative interaction (Darian, 1998). While Darian (1998) utilized an observation-based methodology to explore parent–child interaction in the purchase context, the author did not investigate the potential role of affective states. Another observational study found that the length of time for which parents and children engaged each other in purchase interactions was a good predictor of children’s influence in the purchase (Lee and Beatty, 2005). The selection of an interaction strategy may also determine the influence a child has in the family purchase decision. There are nine different direct influence attempt dimensions: “ask nicely,” “display anger,” “bargain,” “show affection,” “beg and plead,” “just ask,” “show anger,” “cry or pout,” and “con” (Williams and Burns, 2000). While Williams and Burns’ (2000) categories organize how children attempt to influence purchase decisions, they do not indicate which strategies were most effective. However, this classification has also been utilized in the Flurry and Burns (2005) questionnaire-based examination of children’s role in family purchases. The results from this study showed that both positive (e.g., ask nicely) and negative (e.g., display anger) interactions strategies can be effectively applied to influence purchase decisions. Further, Palan and Wilkes (1997) demonstrated that older children were more successful when they utilized strategies that closely resembled adult strategies. Alternatively, adolescents were also successful when their interaction strategy was logically positioned to counter parental responses in their persuasion attempts (Palan and Wilkes, 1997). The usage rates of these strategies can vary depending upon the gender of the child. Manchanda and Moore-Shay (1996) found that boys tend to restrict their interaction Copyright © 2012 John Wiley & Sons, Ltd. 107 strategy portfolio to asking and bargaining while girls use a broader range of strategies. In the broader context of family purchases, female adolescents generally seem to be more involved with purchases than male adolescents (Moschis and Mitchell, 1986; Pettersson et al., 2004). However, Gentry et al.’s (2003) review of gender and family consumer behavior cautions against narrow and superficial interpretations of gender differences, encouraging researchers instead to apply a gendered lens steeped in a historical understanding and an emphasis placed upon the process by which differences may result. Overall, previous research suggests that children do have an influence on family purchase decisions and can enact that influence through different interaction strategies. However, most of these findings are based on self-report research and do not account for the salience of prepurchase affective states, resulting in literature gaps. This paper reports on a study that is intended to bridge these gaps, by providing research results that are based on direct observation of parent–child interactions within the store environment, paying particular attention to the prepurchase affective states of the parent–child dyad. HYPOTHESES Expectations about affect, parent–child interaction, and the purchase decision are based on the theoretical foundations of affect. The primary goal of this paper is to ascertain whether the affective state of the child is an important factor in determining the role that the child plays in the purchase decision. An ancillary purpose of the study is to understand the nature of this relationship. Therefore, the hypotheses are presented in a systematic manner that explores the possible intervening effects of the selected interaction strategy on the relationship of affective state and the decision role of the child. Figure 1 presents a graphical illustration of this process. H1: The prepurchase affective state of the parent–child dyad is positively related to the purchase role of the child. H2: The prepurchase affective state of the parent–child dyad is positively related to the type of interaction strategy employed by the child. Figure 1. Graphical representation of hypothesis testing. J. Consumer Behav. 11: 105–114 (2012) DOI: 10.1002/cb 108 J. Nadeau and M. Bradley H3: The interaction strategy employed by the child is positively related to the purchase role of the child. H4: The interaction strategy selected by the child moderates the relationship between the dyad’s affective state and the purchase role of the child. RESEARCH METHODOLOGY To test the aforementioned hypotheses, observational data were collected during the winter of 2008 in three different grocery store locations in North Bay, Canada. The city is relatively small, with a population of approximately 54,000 people characterized as 52 per cent female (48% male), having a median age of 40.8 years, 92 per cent speaking English most often at home, and 97 per cent being not a visible minority (Statistics Canada, 2006). The three store locations were selected to represent a mix of economy and quality-based grocery stores. In addition, the selected sampling frame ensures that families with varied socioeconomic levels were included in the sample. To be included in the sample, a family was required to have at least one child aged 1 to 18 years and at least one parent. The observations were made in a nonintrusive manner as the researchers posed as shoppers in the store. Therefore, subjects were not followed around the store and observations were made only in specific areas of the store. These specific areas for observation points included fruits and vegetables, dairy, cereal, and sweets and snacks (O’Dougherty et al., 2006). Observations of parents and children were recorded at four different points in time (t1 = prepurchase affect, t2 = interaction strategy employed, t3 = purchase outcome, and t4 = postpurchase affect). The structure of measuring the affective state was derived from the Watson and Tellegen (1985) two-factor structure of affect and the Stegge et al. (1994) mood condition scale. Therefore, the structure of affect (the degree of pleasantness–unpleasantness and the degree of arousal–sleepy) was assessed on a scale with values from 1 to 5. The measurement of expressive behavior was made using both facial expressions and body language as reflections of children and parents’ affective state (Eyberg et al., 2005).1 Positive and negative dimensions of expressive behavior were linked to positive and negative affect scales, allowing researchers to observe behavioral cues and rate their affective states (Saarni, 1984). For example, positive dimension scale items include “broad smile with teeth showing,” “enthusiastic, thank you,” and “smiling with eye contact” while negative dimension scale items include “negative noise emitted,” “puckered or pursed mouth,” and “lowered brows as in a frown or as in annoyance, disappointment” (Saarni, 1984). The measurement of interaction strategies was based on the Williams and Burns (2000) methodology. This approach offered clear descriptions to identify the type of interaction strategy employed. For example, “asks nicely” is defined as 1 To ensure interrater reliability, the observers made observations together on the initial day to determine consistent application of observation rules. Following each observation session, procedural checks with the observers were conducted, and no issues were identified. Copyright © 2012 John Wiley & Sons, Ltd. a polite request while “just asks” is defined as a simple request. This approach was also used because it is a recent categorization of interaction strategies and represents a positive and negative valence (Flurry and Burns, 2005). To indicate order and groupings among the Williams and Burns (2000) set of interaction strategies, a Q-sort was conducted with 23 senior undergraduate students to create ordinal data and enable directional analysis. As a result of the Q-sort, the strategies were organized into positive, neutral, and negative strategies. Flurry and Burns (2005) had previously found directional groupings of the strategies as either positive or negative. However, this approach ignores intensity differences within the dichotomous grouping (e.g., “shows affection” and “just asks”). The positive strategies included “asks nicely” and “shows affection,” where children’s interaction attempts through verbal and physical cues represent positive interaction strategies and influence family purchasing decisions (Palan, 1998). The neutral strategies included “bargains” and “just asks” in which children use their expert or referent power of knowledge or information to influence purchasing decisions (Ekstrom, 2007). The negative strategies included “displays anger,” “begs and pleads,” and “con,” where conflict between the child and parent is positively correlated to the number of influence attempts without parental yielding (Ward and Wackman, 1972). The final purchase decision maker was determined by identifying the person who satisfied the request through product selection. The decision rule was developed based on a flowchart of parent–child interaction in purchase decisions (Wimalasiri, 2004). For instance, a parent may initiate a purchase decision process via an invitation, yet the child makes the final decision by placing a product in the shopping cart. Alternatively, a child could initiate the purchase decision yet have the parent make the decision by denying the request. A joint decision was measured if the parent and child both came to a consensus during the interaction over a purchase decision. If the parent and child responded with a positive outcome for the purchasing decision, they were seen to be in agreement (Saunders et al., 1973). ANALYSIS AND RESULTS DISCUSSION Observations that noted some form of interaction between the parent and the child where a purchase decision was made were of interest to the study (O’Dougherty et al., 2006). Therefore, we analyzed the 106 out of a total of 164 observations utilized in this study that had some interaction and purchase made.2 The observations were made in three different stores. Varying traffic levels in these stores resulted in a distribution of observations with 75 (71%) in store A, 21 (20%) in store B, 2 In the 58 observations excluded from the analysis, the prepurchase affect measures were more negative (compared to neutral or positive) for both parent and child. For the parents, 40 per cent were observed as portraying negative affect on the pleasantness dimension and 50 per cent were seen to be in a negative arousal state. For the children, 41 per cent were observed with negative affect on the pleasantness dimension while 54 per cent were seen to be in a negative arousal state. J. Consumer Behav. 11: 105–114 (2012) DOI: 10.1002/cb Observing affective states and parent–child interaction during in-store purchases and 10 (9%) in store C.3 Of the useable observations, 82 (77%) were made in the sweets and snacks category, 11 (10%) were made in the cereal category, 10 (9%) were made in the dairy category, and 3 (3%) were made in the fruits and vegetables category. The few incidences of dyad interaction in categories outside the sweet and snacks category made sensitivity testing on this variable difficult due to small cell sizes. Store area was included in the analysis as a dichotomous variable defined as either the sweets and snacks category or other category. Fifty-seven per cent of the children in the sample were female. Seven per cent of the observed children were less than 2 years, 38 per cent in the 3–6-year age range, 34 per cent in the 7–11-year age range, and 21 per cent are 12 years and older. The gender and age of the child were estimated by the two observers. In the case of very young children (i.e., under 2 years of age), the use of clothing and verbal cues were used to determine gender. While observing the age of children can be a challenging task, Moeller et al. (2002) showed that the task can be achieved fairly successfully with some training and when observers are part of a team. More of the parents in the observed family groups were female (73%). The final purchase decision was made most frequently by the parent (56% of the time), followed by a joint decision (26%) and then by the children (17%). In the few instances where multiple children were present, the analysis focused on the most active child (i.e., initiator) in the purchase scenario. The affective states were based upon the Watson and Tellegen (1985) framework involving two dimensions (i.e., pleasantness and arousal). On a scale of 1 to 5, from pleasantness to unpleasantness, the observed children in the study were assessed a mean score of 2.38, and parents were assessed with an average value of 2.56. A paired sample t-test of this dimension for the child and the parent revealed that the observed prepurchase affective states were significantly different (t = 2.75, p = 0.007). For the arousal–sleepy dimension, the children in the study were observed on average as 2.19 while parents had a significantly different average value of 2.61 (t = 6.42, p = 0.000). The prepurchase and postpurchase affective states were not significantly different for the dimensions of arousal (children, t = 1.781, p = 0.077; parents, t = 0.242, p = 0.809) and pleasantness (children, t = 1.100, p = 0.273; parents, t = 1.729, p = 0.086). As stated in the literature review, mood tends to describe affective states that are more enduring (Forgas, 1992; Poon, 2001) while emotional states tend to be much shorter in duration (Cohen and Areni, 1991; Forgas, 1992). Therefore, the consistent observation of affective states for both the parent and the child in the pre- and postpurchase situation suggests that the expressive behaviors were enabling the observation of underlying mood states as opposed to recording only fleeting emotional states. The hypothesis testing was intended to examine the relationships among the affective state of the child, the interaction strategy employed, and the influence they have on the purchase decision. Table 1 presents the results of the 3 The store variable was not included in the reported model due to the low frequency of observations made in two of the three stores. Copyright © 2012 John Wiley & Sons, Ltd. 109 hypothesis tests using PLUM (polytomous universal model) ordinal regression analysis. This is an appropriate analysis technique because the main independent and dependent variables are ordinal in nature and the recorded values represent underlying continuous variables (Torra et al., 2006). The appropriate link function for the ordinal regression models was determined based on comparisons of the model fit statistics. The prepurchase affect states of the parents and store area were included to assess the potential influence on the hypothesized relationships. Additional variables of age and gender were included because previous research had found these variables to be important (Ahuja and Stinson, 1993; Pettersson et al., 2004). For this analysis, the ages of the children were grouped in the three categories guided by the main consumer socialization stages of the perceptual stage (3–7 years), the analytical stage (7–11 years), and the reflective stage (11–16 years) (John, 1999). There were also gender variables for children and parents. The results demonstrate that the four hypothesized relationships are significant overall. In addition, tests of parallel lines were assessed with no evidence that the parallel line model assumption was violated (Chen and Hughes, 2004). Further, goodness of fit statistics for the four models using Pearson and deviance statistics indicate that they are not significantly different. Therefore, the models are generally good fitting. The pseudo R-square (i.e., Nagelkerke’s R-square statistic) highlights the proportion of variation explained in the dependent variable by the independent variables (Chen and Hughes, 2004). In the four models, the pseudo R-square attains values of moderate to relatively strong explanatory power of the independent variables. However, it should be noted that the model represented by H4 achieves the highest pseudo R-square of all four tested models. The results for H1 suggest that one variable is significantly related to the purchase role of the child. The child’s affective dimension of arousal–sleepy was found to be significant (Wald = 7.87, p = 0.005), and the positive coefficient (coefficient estimate [coeff. est.] = 0.61) demonstrates that the relationship is positive. For example, a less aroused child is more likely than an aroused child to make a purchase decision. This is consistent with the mood management theory (Zillman, 1988), where a less aroused child may utilize the purchase situation as an opportunity to become more aroused. The second hypothesis (H2) tested the relationship between the prepurchase affective state of the child and the choice of interaction strategies using the Williams and Burns’ (2000) set of seven interaction strategies. The neutral interaction strategies were most frequently used in 40 per cent of the observations, followed closely by positive (36%) and negative strategies (25%). The field notes provided insight into the interactions that occurred between the active child and the parent(s). For example, a positive interaction strategy was observed as follows: “While mom reaches for milk, the boy reaches for chocolate milk and politely asks if he can have it. Mom says, ‘yes, only one’.” Negative interaction strategies were also observed. For instance, “Child stops at the chocolate and won’t budge. Dad sees that child wants the chocolate but says no and the child is pulled from the aisle crying. As a result, nothing was purchased.” J. Consumer Behav. 11: 105–114 (2012) DOI: 10.1002/cb 110 J. Nadeau and M. Bradley Table 1. Ordinal regression model results for hypothesis testing Hypothesis 1: Child’s prepurchase affect–purchase role Nagelkerke pseudo R-square Chi-square 0.261 27.6 Independent Estimate Child pleasantness–unpleasantness –0.14 Child arousal–sleepy 0.61 Parent pleasantness–unpleasantness 0.04 Parent arousal–sleepy 0.41 Child age group 0.31 Child gender 0.14 Parent gender 0.08 Store area –0.08 Hypothesis 2: Child’s prepurchase affect–interaction strategy used Nagelkerke pseudo R-square Chi-square 0.242 25.5 Independent Estimate Child pleasantness–unpleasantness 1.13 Child arousal–sleepy –0.99 Parent pleasantness–unpleasantness –0.33 Parent arousal–sleepy –0.52 Child age group –0.18 Parent gender 0.42 Child gender –0.56 Store area –0.11 Hypothesis 3: Interaction strategy used–purchase role Nagelkerke pseudo R-square Chi-square 0.288 30.9 Independent Estimate Interaction strategy 1.05 Child’s age group 0.64 Parent gender 0.77 –0.01 Child gender Store area 0.48 Hypothesis 4: Child’s prepurchase affect–interaction strategy–purchase role Nagelkerke pseudo R-square Chi-square 0.383 43.5 Independent Estimate Child pleasantness–unpleasantness 1.68 Child arousal–sleepy 0.19 Parent pleasantness–unpleasantness –0.11 Parent arousal–sleepy 1.21 Interaction strategy 1.15 Child’s age group 0.33 Parent gender 0.40 Child gender –0.05 Store area 0.36 Child pleasant–unpleasant interaction strategy –0.72 Child arousal–sleepy interaction strategy 0.07 Parent pleasant–unpleasant interaction strategy 0.10 Parent arousal–sleepy interaction strategy 0.74 It was expected that a relationship would exist between the affective state and the interaction strategy such that a positive affective state would elicit a positive interaction strategy (i.e., “shows affection,” “asks nicely”). This hypothesis is supported for both affective state dimensions. The positive (coeff. est. = 1.13) and significant (Wald = 10.6, p = 0.001) estimate for the child’s pleasantness–unpleasantness affect dimension indicates a positive relationship with the interaction strategy selected. In other words, a more pleasant observed affective state is related to the use of a positive interaction strategy. This finding is consistent with the expectations of affect–behavior congruency (Bower, 1981). The child’s arousal–sleepy dimension is also significantly related to the interaction strategies used (Wald = 7.65, Copyright © 2012 John Wiley & Sons, Ltd. d.f. 8 Std. error 0.192 0.217 0.198 0.241 0.168 0.252 0.279 0.297 Sig. 0.001 Wald 0.51 7.87 0.03 2.85 3.41 0.32 0.08 0.08 d.f. Sig. 1 1 1 1 1 1 1 1 0.476 0.005 0.859 0.091 0.065 0.573 0.784 0.784 d.f. 8 Std. error 0.346 0.357 0.329 0.389 0.269 0.455 0.410 0.479 Sig. 0.001 Wald 10.60 7.65 0.98 1.76 0.43 0.86 1.86 0.05 d.f. Sig. 1 1 1 1 1 1 1 1 0.001 0.006 0.322 0.184 0.514 0.353 0.173 0.824 d.f. 5 Std. Error 0.342 0.281 0.530 0.446 0.509 Sig. 0.000 Wald 9.38 5.26 2.12 0.00 0.89 d.f. Sig. 1 1 1 1 1 0.002 0.022 0.145 0.981 0.345 d.f. 13 Std. Error 0.745 0.663 0.757 0.738 1.299 0.191 0.346 0.309 0.338 0.361 0.340 0.380 0.427 Sig. 0.000 Wald 5.08 0.08 0.02 2.70 0.79 2.97 1.31 0.03 1.16 3.99 0.04 0.07 2.99 d.f. Sig. 1 1 1 1 1 1 1 1 1 1 1 1 1 0.024 0.780 0.882 0.101 0.374 0.085 0.253 0.860 0.283 0.046 0.834 0.789 0.084 p = 0.006). However, the negative estimate (coeff. est. = 0.99) indicates that aroused children are more likely to engage in negative interaction strategies. While there is support for the overall relationship between the prepurchase affective state of the child and the interaction strategy used, the direction of the relationship depends upon the affective dimension. The third hypothesis (H3) examines the relationship between the interaction strategy employed and the decision maker of the purchase. This hypothesis involves the evaluation of two ordinal variables: the interaction strategy used (i.e., positive and negative) and the final purchase decision maker (i.e., parent, joint, child). The significance of the interaction strategies coeff. est. is evidence of its importance to the maker of the final decision (Wald = 9.38, p = 0.002). The negative J. Consumer Behav. 11: 105–114 (2012) DOI: 10.1002/cb Observing affective states and parent–child interaction during in-store purchases value of the coefficient (coeff. est. = 1.05) indicates that the relationship is negative. In other words, negative strategies are more likely to result in the parent making the final decision whereas positive strategies are associated with the child making the final purchase decision. The observers’ notes helped illustrate this relationship. For example, “Child wants apple sauce, Mom says that ‘we already have some at home,’ and the child continues to ask. As a result, nothing was purchased (parent making the final decision not to purchase anything).” In addition, the age of the child was found to be significant (Wald = 5.26, p = 0.022) with a positive coefficient (coeff. est. = 0.64). This is interpreted as older children having a larger influence on the purchase decision; this is consistent with previously reported findings in the literature (Ahuja and Stinson, 1993). The analysis of the first three hypotheses established evidence to show a pattern of relationships. A final piece of analysis is required to assess whether the use of interaction strategies intervenes on the relationship between the children’s prepurchase affective state and the role they play in the final purchase decision. This is the purpose of the fourth hypothesis (H4), and there is support for this model. The pseudo R-square (i.e., Nagelkerke’s R-square statistic) is the highest of all the models tested at 0.383, illustrating a relatively strong level of explanatory power. The role of the interaction strategy as an intervening variable is important, and there are three key findings that stem from this function. First, the results show that the child’s pleasantness–unpleasantness affect dimension is significantly related to the role that children have in the purchase decision (Wald = 5.08, p = 0.024). The positive coefficient (coeff. est. = 1.68) indicates that a less positive prepurchase affective state is associated with a more active role in the purchase decision for the child. This result reflects the mood management theory as articulated by Zillman (1988), where people in a negative mood state seek behaviors to bring about a positive affective change. Second, there is also an interaction effect of the child’s pleasantness–unpleasantness affective state with the interaction strategy used (Wald = 3.99, p = 0.046) on determining the final decision maker in the purchase scenario. This is an important finding because the testing of H1 showed that the pleasantness–unpleasantness affect dimension was not significantly related to the purchase role. However, the fourth hypothesis (H4) test’s results demonstrate that the pleasantness–unpleasantness dimension is salient but must be considered within the context of the interaction strategies employed. The negative coefficient (coeff. est. = 0.72) suggests that a more pleasant prepurchase affective state for the child and a positive interaction strategy is related to the child having a larger role in the purchase decision. Conversely, less pleasant states of affect for children and more negative interaction strategies are associated with the parent being more likely to be the final purchase decision maker. Third, relationships that were significant in previous hypothesis testing are not significant when the interaction strategy is explored as an intervening variable. The two main effects of a child’s prepurchase arousal (Wald = .08, p = 0.780) and the age of the child (Wald = 2.97, p = 0.085) Copyright © 2012 John Wiley & Sons, Ltd. 111 are no longer significant. The selected interaction strategy mediates the relationships of these two variables with the dependent variable purchase role. These results contribute to the literature by revealing a difference in the effectiveness of the different child interaction strategies on the purchase influence where no clear distinction was previously made (Williams and Burns, 2000; Flurry and Burns, 2005). Further, the disappearance of the main effect of the child’s age is in contrast with previous findings where older children played a more important role in the purchase decision (Ahuja and Stinson, 1993). Overall, the results demonstrate that the prepurchase affective state of the child is an important factor in their decision-making role. However, this influence is not direct, as the child’s selection of an interaction strategy contributes to the determination of the decision maker. In addition, of particular note is the lack significance for the store area effects (i.e., sweets and snacks versus other areas of the store) in all four testing scenarios examining prepurchase affect in the parent–child dyad purchase decision. CONCLUSIONS This study sought to enrich our understanding of the role of prepurchase affective states of children with their influence in family purchase decisions. The results of the study provide confirmatory evidence to support an affect theory. For instance, the mood congruency theory suggests that a positive mood would lead to the selection of a behavior that has positive associations (Bower, 1981). The results in this study provide support, as a positive interaction strategy was utilized by children when they were expressing more positive affect cues. Using expressive behaviors as a method of approximation for mood could have led to the exclusion of some children with unexpressed or subtly expressed moods. However, the research design was made as inclusive as possible and recorded weakly exhibited behavior as more neutral. Therefore, children shopping with their parent(s) were included in the study as long as there was some interaction that led to a purchase decision between the parent and the child. The findings of this study are important because the observation methodology provides a unique and rich perspective to the topic of a child’s affect and its role in family purchases. These findings can be used in combination with self-reported results to provide triangulated evidence for an affect theory, particularly within a parent–child dyad. The examination of this relationship within the store context provides insightful results that holistically reflect all stages of decision making. The results of observations from the sweets and snacks area of the grocery store are beneficial because these purchases are more likely to be unplanned decisions. While there was no significant store area effect in this study, there is a greater chance in other areas (e.g., dairy, produce) that decisions have been made prior to arrival at the store, thereby inhibiting the opportunity and ability to observe a family decision process. Therefore, this study presents robust findings about the parent–child dyad based J. Consumer Behav. 11: 105–114 (2012) DOI: 10.1002/cb 112 J. Nadeau and M. Bradley upon observations from the beginning of the decisionmaking process until the decision is made. A key finding from this study is the evidence that an indirect relationship exists between children’s affective state and the role that they play in the family purchase decision. This relationship is moderated by interaction strategies. Therefore, the role that children have in the purchase scenario is not dictated by their affective state alone. If that were the case, the findings from direct hypotheses testing would suggest that the level of arousal would be the sole salient affective dimension. However, the results of testing interaction strategies as the intervening variable demonstrate that the pleasantness affect dimension is the important one. In other words, a pleasant affective state is associated with a positive interaction strategy and a larger role for the child in the purchase decision. Therefore, interaction strategies can have a differential effect on purchase influence when considering the child’s affective state, thus enriching the literature that has not differentiated their effectiveness (Williams and Burns, 2000; Flurry and Burns, 2005). Further, the direct effect of the arousal–sleepy affect dimension is not significant when the intervening relationship is considered. The results also provide a basis for differences with previous research. Specifically, the results of the holistic test found that age was not a significant determinant of children’s purchase role in contrast with previous findings (Heslop and Ryans, 1980; Ahuja and Stinson, 1993; Beatty and Talpade, 1994; Flurry and Burns, 2005). However, in support of the literature, there was some evidence in this study to show that age had a positive relationship with the purchase role. This may be because older children have more experience and have learned which strategies are more effective for them. There was also no change in the affective states of either dyad member following their interaction. This finding is contrary to the Montemayor and Flannery (1989) study, which found that affective states influenced both dyad members through various forms of interaction (e.g., touching, smiling, talking). In addition, while some researchers found support for gender as a determinant of the purchase role for children (Moschis and Mitchell, 1986; Pettersson et al., 2004), there is no evidence in this study to show that gender is a salient consideration. It should be noted that this study did not explore the strategies used by parents to interact with their children in a purchase scenario. As Gentry et al. (2003) suggest, an understanding of gender should be through a gendered lens and an understanding of the process involved should also be considered, not only the outcomes. Perhaps, in the case of parent–child dyad within the store environment, there are gender-based approaches to interaction that are different but lead to the same purchase role outcome. Although this paper reports on the results from a single study, practitioners should heed the confirmatory findings that the pleasantness–unpleasantness dimension of child affect is a salient factor in purchase roles. Retail stores targeting families may wish to encourage pleasant moods in children by considering their tastes and interests when designing the shopping space or selecting other elements of atmospherics (e.g., music, lighting, colors). Marketers may also wish to include positive interaction strategies in their Copyright © 2012 John Wiley & Sons, Ltd. advertisements targeted at children to model effective methods of persuasion that can increase children’s roles in family purchases. 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