2005 IEEE 16th International Symposium on Personal, Indoor and Mobile Radio Communications Inter-System Cell Reselection Parameter Optimization in UMTS Andrea Garavaglia Christopher Brunner', Dino Flore', Ming Yang', Francesco Pica , 'QUALCOMM Incorporated 2QUALCOMM GmbH 5775 Morehouse Drive Nordostpark 89 San Diego CA 92121 USA 90411 Nuemberg Germany {andrea, chris, dino, myang, fpica}@qualcomm.com - - - Abstract-With WCDMA networks being deployed in Europe and throughout the world, one of the big challenges is to make cell reselection and handover between GSM and WCDMA work smoothly. Inter-system cell reselection between WCDMA and GSM enables the user equipment in idle mode to choose a new cell of another system to camp on, thus providing service availability when WCDMA coverage fades out. In this paper, we study inter-system cell reselection parameter settings by processing field measurement data collected in different networks. Performance metrics (relating to service availability and WCDMA idle mode coverage) are computed with our simulation platform to evaluate different sets of parameters in WCDMA-network-boundary, coverage-hole, and entering-a-building scenarios. Based on the simulation results, we discuss optimization trade-offs and recommend a set of parameters for each scenario. I. INTRODUCTION In WCDMA, the user equipment (UE) shall regularly search for a better cell to camp on according to the cell reselection criteria [1]. This mechanism, based on parameters provided by the network, is needed to camp on a good quality cell, and therefore achieve the desired call setup performance. In a recent study [6], intra-frequency cell reselection parameter settings have been optimized for standby time and camping cell quality. Following the same approach, we focus on inter-system cell reselection in idle mode, required at the border of WCDMA coverage to provide seamless service availability to the UE by reselecting to GSM. To provide recommendations for inter-system cell reselection parameter settings, extensive channel measurements from the field have been processed with our simulation platform. Three scenarios were selected, where inter-system reselections are expected and which differ in radio frequency (RF) environment and in user mobility: a network-boundary scenario, a coverage-hole inside the WCDMA network and an entering-a-building scenario. Since the parameters involved in the cell reselection procedures are broadcast by the network and could be set on a per cell basis to enable a finer optimization of different scenarios, we look at the scenarios separately. The paper is organized as follows. Section II provides an overview of the cell reselection mechanism and parameters. Field measurements are described in Section III while the simulation platform is introduced in Section IV. Performance metrics are described in Section V. In Section VI, we present simulation results for different scenarios which motivate 978-3-8007-2909-8/05/$20.00 ©2005 IEEE scenario specific parameter recommendations. Conclusions are drawn in Section VII. IT. INTER-SYSTEM CELL RESELECTION A. WCDMA to GSM (W2G) cell reselection As specified in [1], during idle mode operations, the UE operates in discontinuous reception (DRX) mode to improve its stand-by time, i.e. reacquiring the serving cell each DRX cycle. Depending on the measured serving cell quality Qqualmeas, the UE may trigger intra-frequency, inter-frequency, or inter-system measurements and evaluate the respective cell reselection criteria. In particular, inter-system measurements are triggered if Qqualmeas < Qqualmin + SsearchRA T (1) or if the serving cell does not fulfill the cell selection suitability criterion for consecutive Nserv DRX cycles [2]. According to the standard [I], a WCDMA cell is suitable if Srxlev > 0 and Squlal > 0 TABLE 1. Quantity (2) WCDMA TO GSM CELL RESELECTION PARAMETERS AND MEASUREMENT QUANTITIES Description Source SsearchRA T System specific threshold [dB] broadcast Qqualmin broadcast Qrxlevmin Minimum cell quality [dB] Minimum cell RX level [dBm] broadcast Pcomp Power compensation [dB] broadcast Q4hst1, Serving cell RSCP hysteresis [dB] broadcast QofJ&et1,, Neighbor cell RSCP offset [dB] broadcast Treselection Cell reselection timer [s] broadcast Qqutalmeas Common pilot channel (CPICH) Ec/No [dB] measured Qrxlevmeas Common pilot channel (CPICH) RSCP [dBm] measured RLA Received signal Level Averaged [dBm] measured Squtal Qqiualmeas- Qqiualmin [dB] Qrxlevmeas - Qrxlevmin - Pcomp [dB] calculated Srxlev calculated When GSM cells are measured, the cell reselection criterion compares the CPICH RSCP of the WCDMA serving cell and monitored cells with the RLA of the GSM cells [2]. If a GSM cell is ranked higher than any WCDMA cell 1636 2005 IEEE 16th International Symposium on Personal, Indoor and Mobile Radio Communications RLA - QoffsetlGsm > Qrxlevmeas(serving cell) + Qhyst1, (3a) RLA - QoffsetjGsM> Qrxlevmeas(monitored cells) - Qoffset1n (3b) For each scenario, several runs along a metric route selected to best characterize the specific deployment scenario have been made to collect measurements. Table III classifies the scenarios in terrns of RF environment and mobility. for Treselection seconds, the UE reselects to that GSM cell. TABLE III. B. GSM to WCDMA (G2W) cell reselection During idle mode operations in GSM, WCDMA cells are measured when the RLA of the serving cell is lower (or higher, depending on the setting) than the parameter Qsearch l [5]. If measurements are made, the reselection criterion is evaluated and the UE reselects to a suitable WCDMA cell if the following conditions hold for a period of 5 seconds [3-5]: * the CPICH RSCP of the candidate WCDMA cell is at least FDD_Qoffset dB better than the RLA of the serving and of all suitable non-serving GSM cells * the CPICH Ec/No of the candidate WCDMA cell is equal or greater than the parameter FDD_Qmin Scenario * WCDMA coverage with high Ec/N.o for a given RSCP (fewer base stations at boundary to cause interference: less interference) Network- Boundary Minimum CPICH Ec/No threshold [dB] broadcast Qsearch_I WCDMA measurement threshold [dB] broadcast FDD Qo]fset RLA offset for WCDMA ranking [dB] broadcast Dominant pilot in WCDMA coverage * Measurements for the G2W direction are obtained by reversing the time axis (see Section IV) WCDMA coverage with low Ec/No for a given RSCP (base stations all around: more interference) Coverage- * Urban environment, Vehicular channel, average speed of 25 Hole km/h with large speed variations between runs * * Although the above conditions may be fulfilled, the WCDMA cell might not meet the suitability criteria of equation (2) if the CPICH RSCP is too weak, thus causing the UE to return to GSM ("G2W-reject"). During a G2W-reject, a loss in service availability may occur (i.e. pages are not received nor is access possible during the time the UE attempts the reselection to WCDMA). If, on the other hand, the above conditions are fulfilled and a suitable WCDMA cell is found, the phone may return to GSM after a short time ("ping-pong"), also impacting service availability. In fact, each time an inter-system cell reselection takes place, the UE has to perform location area and routing area updates. These procedures can last several seconds and during this time the service will not be available. The outlined cell reselection scheme is based on the 3GPP Release 99 standard. A fixed RSCP based threshold for G2W reselection has been added, as optional UE feature, to the standard [5] to mitigate some of the parameter setting constraints. Because most UEs in the market do not implement it, this feature is not considered in the sequel. III. FIELD MEASUREMENTS For the purpose of this study, field measurements have been collected in three different inter-system handover scenarios in commercial UMTS networks in Europe. The networks were lightly loaded and characterized by a low base station density. Both factors lead to higher Ec/No measurements for any given RSCP and vice versa. The network-boundary scenario is characterized by the loss of WCDMA coverage when leaving the WCDMA region. The coverage-hole scenario represents areas inside the WCDMA region that are subject to bad outdoor WCDMA coverage. The entering-a-building scenario implies bad indoor WCDMA coverage within a WCDMA area. 978-3-8007-2909-8/05/$20.00 ©2005 IEEE * Gradual fading of WCDMA signal strength when moving into GSM only coverage * Sub-urban area, Vehicular channel, average speed of 20 km/h * TABLE II. GSM TWCDMA CELL RESELECTION PARAMETERS J Description Quantity Source FDD_Qmin CLASSIFICATION OF MEASURED DATA RF environment and mobility Measurements are collected while crossing the hole area in both forward and reverse directions * WCDMA coverage with medium Ec/No for a given RSCP (base stations all around but UE is closer to one: medium level of interference) * Entering and walking down a large indoor corridor of a large commercial building Enteringa-building * Abrupt decrease in WCDMA signal strength when moving from WCDMA into GSM only coverage * Dominant pilot in WCDMA coverage, Pedestrian channel, average speed of 3 km/h * Measurements from indoor (GSM) to outdoor (WCDMA) are obtained by reversing the time axis (see Section IV) IV. SIMULATION PLATFORM Our simulation platform imports channel measurement data from a test phone. A standard compliant UE performing intra-frequency and inter-system cell reselection is emulated and the output is aligned with the real UE performance. Only WCDMA channel measurements are imported, while we assume a constant good coverage with an RLA of -75 dBm for the GSM system. Moreover, we do not model different GSM cells. As a consequence, cell reselections within the GSM system, which may delay G2W reselection, are not modeled either. The impact on the results should be very limited due to the larger size of GSM cells in the 900 MHz band and due to the fact that only a limited portion of the metric route is recorded outside of WCDMA coverage. Intra-system cell reselections and bad RF conditions can potentially delay the completion of the location area and routing area update procedures. For simplicity, we assume a constant delay obtained by averaging the values extracted from the field data. 1637 2005 IEEE 16th International Symposium on Personal, Indoor and Mobile Radio Communications The features listed below significantly reduce the amount of drive testing required for sufficient statistics (conventionally, performance metrics are collected once every DRX cycle directly from the UE): * Channel measurements are logged at a much higher rate than one sample per DRX cycle. By shifting the starting point by a few milliseconds (i.e. longer than the channel coherence time) and sampling once per DRX cycle, we gain many realizations of the measured multi-path channel from one measurement run. * Different parameter settings can be evaluated based on the same field data. * The time axis of the field data can be reversed to emulate an identical measurement run in opposite direction. This facilitates a side-by-side comparison between the G2W and W2G cell reselection schemes. V. PERFORMANCE METRICS The two primary metrics we want to consider are the WCDMA idle mode coverage and the service availability. The WCDMA idle mode coverage corresponds to the percentage of the route the UE is camped on WCDMA cells. A large WCDMA coverage is desirable (consistently aligned in idle and connected mode) to e.g. make new UMTS services widely available. Conceming the WCDMA service availability, we make use of the following indirect metrics: * Lower 1%-tile of the WCDMA camping cell Ec/No and RSCP collected over the metric route. Low Ec/No and RSCP may lead to missed paging occasions and access failures, respectively. * Inter-system cell reselections and G2W-rejects impact service availability since neither paging nor access work for the duration of both procedures (several seconds). Finally, we count the W2G reselection trigger causes, i.e. unsuitability defined in (2) and measurement rules defined in (1). These indicate which parameters play a significant role in different loading conditions and RF environments. SIMULATION RESULTS VI. Since the measurement data was collected in low site density networks under light load (cf. Section III), W2G reselections are more frequently triggered by unsuitability due to low RSCP rather than by the measurement rules. Accordingly, the parameter Qrxlevmin is the main driver for the W2G reselection while Qqualmin only plays a secondary role. Favoring WCDMA, the parameters Qsearch_I and FDD Qoffset have been set such that WCDMA cells are always measured and reselected as soon as they meet the quality criteria. As a consequence, the G2W reselection is mainly driven by the parameter FDD Qmin. As indicated in Table IV, Qrxlevmin settings of -1 15, -1 3, and -1 1 1 dBm are tested together with FDD_Qmin settings of -12, -10, and -8 dB. 978-3-8007-2909-8/05/$20.00 ©2005 IEEE TABLE IV. PARAMETER SET FOR INTER-SYSTEM CELL RESELECTfON Setting Comments -113,--111 In this RF, main driver for W2G reselection Parameter -115. Qrx/evmin LdBm] SsearchRAT+ -14 [dB] Qqualmin Qqzialmin Qqztalmin Qqualmin -18 [dB] To avoid ping pong: FDD_Qmin > SsearchRA T+ ~~~~~~Qquialmin In this RF, secondary driver for reselection ~W2G Qoffset1,+Qhvst1s 3 [dB] Equation (3) is generally fulfilled Treselection I [s] reselection FDD_Qmin -12, -10, -8 [dB] Drives G2W cell reselection Qsearch I Always measure W To prioritize WCDMA FDD_Qoffset -infinite To prioritize WCDMA Common to intra-frequency cell A. Network-Boundary Scenario In the network-boundary scenario, the route starts in good and ends in poor WCDMA coverage, while the GSM coverage remains strong all the way. Here, "WG -G" denotes the direction in which WCDMA coverage deteriorates and "G ->WG" the reverse direction. As indicated in Figure 1, the WCDMA quality and strength are low in WG - G direction. In G --WG direction, the WCDMA quality is better because of the high FDD Qmin settings, which have to be exceeded for 5s before reselecting to WCDMA. The downside is that the UE stays in GSM longer (cf. Figure 3). Figure 2 shows that a high FDD_Qmin is the most effective way to reduce inter-system reselections and G2W-rejects, thus improving service availability at the expense of a slight reduction in WCDMA idle mode coverage. A decrease in Qrxlevmin increases the number of inter-system cell reselections in G - WG direction because of fewer G2W-rejects, and decreases the serving cell strength. Therefore, we recommend Qrxlevmin = -111 dBm and FDD Qmin = -8 dB. Figure 3 indicates that in WG ->G direction most reselections are triggered by unsuitability due to low RSCP. In G - WG direction, W2G reselections (statistically insignificant) are neither caused by unsuitability nor by measurement rules but by missing channel measurements. B. Coverage-Hole Scenario In the coverage-hole scenario, the route starts and ends in points with good WCDMA coverage, denoted by A and B, while crossing an area with poor WCDMA coverage. Here, we use different channel measurements in A-B and B-4A directions instead of reversing the time-axis, and results are provided for both directions. As indicated in Table III, due to the high interference, Ec/No is low for a given RSCP. Accordingly, W2G reselections triggered by the measurement rules are more significant (cf. Figure 6). Because of the relatively high RSCP levels corresponding to a certain Ec/No (cf. Figure 4), it is possible to use a low Qrxlevmin setting to effectively reduce inter-system reselections and G2W-rejects and to increase the WCDMA idle mode coverage. Therefore, a Qrxlevmin setting of -115 dBm is recommended. We also recommend a low setting of FDD_Qmin (-12 dB) to increase the WCDMA idle 1 638 2005 IEEE 16th International Symposium on Personal, Indoor and Mobile Radio Communications mode coverage at the expense of a tolerable reduction in serving cell quality. C. Entering-A-Building Scenario In the entering-a-building scenario, the results are given for WG -G (i.e. entering the building) and G -WG directions (i.e. exiting the building) along the same route. The scenario is similar to the network-boundary case. In both cases, inter-system reselection is not avoidable. Due to RF, the WCDMA signal deteriorates more abruptly here but pedestrian user velocity compensates for the quick drop. As indicated in Figure 7, a medium interference level and Ec/No values can be observed, due to one dominant pilot and several nearby cells. The tail of the RSCP distribution is relatively low on the WG -G direction especially for low Qrxlevmin settings. Therefore, as in the network-boundary scenario, a Qrxlevmin of -11 ldBm is recommended. Figure 8 indicates that a high FDD Qmin is most effective in reducing inter-system reselections and G2W-rejects while maximizing the service availability. In addition, a high FDD Qmin = -8 dB improves the tail of the RSCP distribution at the expense of a slight reduction in WCDMA idle mode coverage, especially in indoor areas. As in the network-boundary scenario, most reselections in WG -G direction are triggered by unsuitability (cf. Figure 9). Note that a stationary indoor UE close to a site may experience high Ec/Io values for low RSCP and may require an even higher FDD_Qmin to avoid frequent G2W-rejects. network-boundary scenario ............ ....... .8 .... ....... .... . . LU .12 0 = C->WO (- - 2. 1 -11 ...... ....... -133 *I1 1) -15 .. -17 6 *.W13>G(1. ......................... .... ........................ ........................ ............ ...- ... :..... ....... ... ... -16 -i -lb ................. .... ..... 1....: :1,0,. ING>.G.. -14 .111) G->WG (-12, -1 13). . ...................... ............... o -11 ....... .......................... G.'W G-(>WG, --1 l)+ .9 -10, ....... ~~G.tWG .1 113i) 1........... *WG- >G (- 12, l1l5...... 5 - 22 -120 -118 -116 -114 -112 -110 -108 -106 -104 -102 -100 1 %-tile of RSCP Figure 1: WCDMA serving cell quality in dB versus strength in dBm network-boundary scenario 07r ............................. .... .......... ....... 4G->WG (-12, -1:1 1 ) 0.5(-10, 1 G->W(1S (-I 0, -11 ) - 0 3 .................... :V9. .7->WG (-l 1, -1:1 3) ... i- >WG t2, 115) CONCLUSIONS WG->G (-12, -1 t1) ............................... 02 We have introduced a concept to generate cell reselection :..-Il) WG->G (-0 W111>G parameter recommendations that significantly reduces the 0.1 ;>lG it G -.i1i)amount of driving test required otherwise. Then we applied this WG->G (-12 -113) WG->G:(-8, -111) 'iG->G (-2. -115i) approach to different scenarios. Simulations show that the InIL 126 1.28 13 132 134 1.36 138 1.4 combination of Qrxlevmin = -11 5dBm and FDD_Qmin = -12dB # of inter-system reselections works well in the coverage-hole scenario, while Qrdevmin-- 11IdBm and FDD_Qmin = -8dB performs well in Figure 2: Number of G2W-rejects versus number of inter-system cell reselections both network boundary and entering-a-building scenarios. If parameters can not be set on a cell basis, the best compromise would be to apply the most convenient settings network-boundary scenario considering the entire RNC area (e.g. figuring out which 1 r --... . -- .................... ........ scenarios and environments would be the most representative 0.98 [ and strategic for that area). When load increases, a further tuning of the above settings is necessary to optimize the performance with higher interference WG->G (-12,- 15)+ 085 0785 levels. Finally, connected mode parameters shall be considered > WG-6 -12/-010-8, -1. 1) ao for consistency with idle mode parameters. E 0.7 .. VII. ........... ...................................................................... u a) D ....... E:' REFERENCES [1] 3GPP TS 25.304, "User Equipment (UE) procedures in idle mode and procedures for cells reselection in connected mode" [2] 3GPP TS 25.133, "Requirements for support of radio resource management" [3] 3GPP TS 04.18, "Mobile radio interface layer 3 specification, Radio Resource Control Protocol" [4] 3GPP TS 03.22, "Functions related to Mobile Station (MS) in idle mode and group receive mode" [5] 3GPP TS 05.08," Radio subsystem link control" [6] D. Flore, C. Brunner, F. Grilli, V. Vanghi, "Cell Reselection Parameter Optimization in UMTS", submitted to ISWCS 2005 978-3-8007-2909-8/05/$20.00 ©2005 IEEE 1639 06 0.75 ... .G->WG (-12,-1 15) .G>1 WG (-12.-113) 0.7 G->WG(-8 ,C1 -111) 0.66 ... 0.1 ... 02 03 0.4 0.5 0.6 07 08 09 I WN2)G tnggered by unsuitability versus total W2G tniggers Figure 3: WCDMA idle mode coverage in percent versus W2G triggered by unsuitability relative to all W2G triggers 0 2005 IEEE 16th International Symposium on Personal, Indoor and Mobile Radio Communications covrage-hole sceriario -lb .~~~~~~~~~~~~~B8>A (-8. K I -16.5 - -.. -.B--4j-12 -17 11 -12 B-.-A)-.10-,--1.111. .. -115~~~~~~~~~~~~B>A:(12 : -13)- tWG1S-1 WG H -8-113 G S->V(10 ) 111 LU B->A12, 113) c'-17.5 entering-a-boilding scenario -ii -15 A4->B (10,1 -18 1) -18 4->B{-212,-113) - -18,5j 2 19I)-114.5 -113 -112.5 1 %-tile of 03CP -113.5 -114 +%NG ->G(G1 -2 0 -i 2,-ill -17 -A->8(1 2, -1 15) -111.5 I1.12) Id - 1- -118 --., -118 -114 -112 -110 -108 1 %-tile sftRSCP lO06 -102 -104 -100 Figure 7: WCDMA serving cell quality in dB versus strength in dBm Figure 4: WCDMA serving cell quality in dB versus strength in dBm coverage-hole scenario entering-a-building scenano 0.5 *A->5 (-12, 1li) 0 18 - -120 -111 o>WG3(-12,-111) 0.450.4- 0.35- 0.14- o- 03co 3~0.25- c-ri 092 t0 '2 0-08 (- 12-1 1 1 ~~~~~~~~B->A *. *A.R(J2.113) WG->WG (-12,-113): 0.15 0.1 0 05 G 'NG r L 1.1S A*>->8(-10--111)1. 002 2 3 2.5 # of inter-system resetectrons ................... 3.5 (.8, 1 1) 1-2 1.3 -V v k-'- , -, #of inter-system resietections ir 1.35 u i 1.4 reselections reselections coverage-hole scenario entering-a-buildirig scesaris 8(12. -1:15)* ~~~~~~~~A-> A->B . . 1 .25 (-12; -115 >WG WG.->Gi21f -jilt Figure 8: Number of G2W-rejects versus number of inter-system cell Figure 5: Number of G2W-rejects versus number of inter-system cell 098 WG->G(8,-11) , W (-12, -113Yi 0 98 0.98 ............12...1.. 56 0.94 .. ........ ........ .... 0.92 A->8-(-8,47 11),4 WG->G (-12,-1I13). < 0884 E5 0 92 2o 0~9 .. 25CD .. ... 0 4-B5>A(1 2,. 115) ... 5.' -.. A...-.. *~~~~~~~~~B->A(-12,~-111) 0 .....113). 8 8.2 G-WG (12. -:115) -*G.-->WGf(-12, 113) *G4>WG (1.l2, -1 11) *8> A(110,- 1 11) *B->A (-8,-.11 1) 0.6 n Figure 6: WCDMA idle mode coverage in percent versus W2G triggered by unsuitability relative to all W20 triggers 978-3-8007-2909-8/05/$20.00 ©2005 IEEE R ,G->WGS (-8, -11 1) 1 0.2 0.3 0.4 0.5 086 0.7 0.8 0.9 iAV2G triggered by orisoitability versos total WN2G triggers Figure 9: WCDMA idle mode coverage in percent versus W2G triggered by unsuitability relative to all W2G triggers 06 0.9 0.7 0.8 0.5 WV2i triggered by unsuitatility per total W2Gl triggers 0.4 14 1640 0 0-1