SRVCC Handover to UTRAN USER DESCRIPTION 120/1553-HSC 105 50/1 Uen D2 Copyright © Ericsson AB 2012. All rights reserved. No part of this document may be reproduced in any form without the written permission of the copyright owner. Disclaimer The contents of this document are subject to revision without notice due to continued progress in methodology, design and manufacturing. Ericsson shall have no liability for any error or damage of any kind resulting from the use of this document. Trademark List All trademarks mentioned herein are the property of their respective owners. These are shown in the document Trademark Information. 120/1553-HSC 105 50/1 Uen D2 | 2012-11-26 Contents Contents 1 Introduction 1 1.1 Basic Characteristics 1 1.2 Benefits 2 1.3 Additional Information 2 2 Feature Operation 5 2.1 Network Requirements 5 2.2 Handover for UE with Voice Bearers 6 2.3 Feature Operation Sequence Diagram 7 2.4 Process Steps 8 3 Parameters 11 3.1 Introduced Parameters 11 3.2 Affected Parameters 11 3.3 Related Parameters 11 4 Network Impact 13 4.1 Capacity 13 4.2 Performance 13 4.3 Configuration Impact 13 5 Associated Features and Affected Functions 15 5.1 Prerequisite Features 15 5.2 Affected Features 15 5.3 Related Features 15 5.4 Affected System Functions 15 6 Performance 17 6.1 KPIs 17 6.2 Counters 17 6.3 Events 17 7 O&M Information 19 120/1553-HSC 105 50/1 Uen D2 | 2012-11-26 SRVCC Handover to UTRAN 120/1553-HSC 105 50/1 Uen D2 | 2012-11-26 Introduction 1 Introduction This document describes the SRVCC Handover to UTRAN feature and its main benefits and impacts in the LTE RAN. In the event of poor coverage in the serving cell, the SRVCC Handover to UTRAN feature enables the eNodeB to use handover as the mechanism to transfer User Equipment (UE) with voice bearers from LTE to WCDMA; with the voice bearers being handed over to the Circuit Switched (CS) domain. This feature is closely related to the Coverage-Triggered WCDMA IRAT Handover feature, in the sense that the same trigger (poor coverage) handover procedure is used. The main difference is that only voice bearers are included in the handover and will end up in the CS domain, while with the Coverage-Triggered WCDMA IRAT Handover feature, all bearers are included in the handover and will end up in the Packet Switched (PS) domain. When both features, SRVCC Handover to UTRAN and Coverage-Triggered WCDMA IRAT Handover, are enabled, voice bearers end up in the CS domain and PS bearers (also included in the handover) end up in the PS domain. If the UE PS bearers are not transferred to the WCDMA target cell in the handover that transfers the voice bearers, the PS bearers can be reestablished in the target cell once the UE has arrived there. 1.1 Basic Characteristics This section describes the basic characteristics of the feature. Feature name: SRVCC Handover to UTRAN Product identity: See Feature Overview Replaces: N/A Dependencies This feature requires the following RAN features to be active: • Coverage-Triggered WCDMA Session Continuity • Coverage-Triggered WCDMA IRAT Handover This feature must be active to be able to handover PS bearers when UE having voice bearers as well as PS bearers must be handed over to WCDMA. If the Coverage-Triggered WCDMA IRAT Handover feature is not active, only the UE voice bearers are handed over to the WCDMA cell. 120/1553-HSC 105 50/1 Uen D2 | 2012-11-26 1 SRVCC Handover to UTRAN This feature affects no other feature. 1.2 Benefits This section describes the benefits of this feature. The benefits of the SRVCC Handover to UTRAN feature are the following: • LTE Voice over IP (VoIP) session transition to the CS domain in a WCDMA cell when poor coverage is detected in the serving cell • Enhanced control over how UE with voice bearers are transferred between frequencies and cells • Using handover to transfer UE between the nodes of different technologies enables the target node (RNC) to use different admission criteria than would be used at a plain connection setup This makes it possible to improve the probability that a service, for example VoIP is not interrupted in a network with high load. 1.3 Additional Information More information about this feature and related topics can be found in the following documentation: • Coverage-Triggered WCDMA Session Continuity This document describes mainly how measurements are configured and started as well as how candidate frequencies for mobility are chosen based on priorities set according to requirements of UE that have voice bearers. • Coverage-Triggered WCDMA IRAT Handover This document describes mainly how handover of PS bearers to WCDMA is handled when poor coverage is detected by the UE. 2 • 3GPP TS 25.331 Radio Resource Control (RRC); Protocol Specification • 3GPP TS 25.413 UTRAN Iu interface Radio Access Network Application Part (RANAP) signalling • 3GPP TS 23.401 General Packet Radio Service (GPRS) enhancements for Evolved Universal Terrestrial Radio Access Network (E-UTRAN) access • 3GPP TS 36.331 Evolved Universal Terrestrial Radio Access Network (E-UTRAN); Radio Resource Control (RRC); Protocol Specification • 3GPP TS 36.133 Evolved Universal Terrestrial Radio Access (E-UTRA); Requirements for support of radio resource management 120/1553-HSC 105 50/1 Uen D2 | 2012-11-26 Introduction • 3GPP TS 36.306 Evolved Universal Terrestrial Radio Access (E-UTRA); User Equipment (UE) radio access capabilities • 3GPP TS 36.214 Evolved Universal Terrestrial Radio Access (E-UTRA); Physical layer; Measurements • 3GPP TS 23.216 Single Radio Voice Call Continuity (SRVCC); Stage 2 120/1553-HSC 105 50/1 Uen D2 | 2012-11-26 3 SRVCC Handover to UTRAN 4 120/1553-HSC 105 50/1 Uen D2 | 2012-11-26 Feature Operation 2 Feature Operation This section describes the SRVCC Handover to UTRAN feature in more detail, including network configuration requirements and operation flows. The SRVCC Handover to UTRAN feature is very similar to the Coverage-Triggered WCDMA IRAT Handover feature, but with the main difference that when the handover procedure is started, an indication is included that Single Radio Voice Call Continuity (SRVCC) should be used. The indication on the use of SRVCC tells the Mobility Management Entity (MME) that the UE voice bearers must be transferred to the CS domain in the target cell. In addition, when deciding on what target cell to choose for the SRVCC handover, an explicit check is made on whether the cell is SRVCC capable. 2.1 Network Requirements The following must be fulfilled at feature activation: • License keys must be activated to operate both the Coverage-Triggered WCDMA Session Continuity and SRVCC Handover to UTRAN features. The WcdmaSessionContinuity Managed Object (MO) and the SRVCCtoUTRAN MO hold the licensing parameters. Details on the process required to load and activate a license can be found in License Management. • The Coverage-Triggered WCDMA Session Continuity feature must be configured correctly, especially regarding prioritizing frequencies for use by UE with voice bearers. Details on how to do this can be found in Coverage-Triggered WCDMA Session Continuity. • There must be UE in the network that have the capability to do SRVCC Handover to WCDMA. This is indicated in the SRVCC operation possible information element in the INITIAL CONTEXT SETUP REQUEST S1 message or in the HANDOVER REQUEST S1/X2 message described in TS 36.413 and TS 36.423. • The core network (MME) that handles the eNodeB where the UE is connected must support SRVCC. This is indicated in the SRVCC operation possible information element in the INITIAL CONTEXT SETUP REQUEST S1 message or in the HANDOVER REQUEST S1/X2 message described in TS 36.413 and TS 36.423. In addition, some neighbor WCDMA system must support the SRVCC procedure. 120/1553-HSC 105 50/1 Uen D2 | 2012-11-26 5 SRVCC Handover to UTRAN 2.2 Handover for UE with Voice Bearers The SRVCC Handover to UTRAN feature uses the Event A2 (serving cell becomes worse than threshold) measurement process to detect poor coverage in the serving cell. This is enabled by the Coverage-Triggered WCDMA Session Continuity feature. At reception of an Event A2 measurement report, the eNodeB determines what other frequencies (LTE or other RAT) are target candidates for transferring the UE. With the SRVCC Handover to UTRAN feature, a clear distinction is made between UE having only data bearers and UE that have at least one voice bearer. The criteria for telling whether a UE has voice bearers is for the UE to have at least one bearer with a Quality of Service Class Identifier (QCI) profile with the value of QCI=1. Note: Even if the UE has a bearer with a QCI value (other than QCI=1) that correspond to a voice profile, the SRVCC procedure is not or cannot be applied to such a bearer. This is because (in accordance with TS 23.216) the core network (MME) is only considering bearers with QCI=1 as voice bearers. Only these will be transferred to the CS domain of the target when the SRVCC procedure is applied for a certain UE. At the detection of poor coverage in the source cell (that is, the reception of an event A2 measurement report), if the UE has at least one bearer with QCI=1, if the highest prioritized frequency that the UE can handle (has capabilities for) is a WCDMA frequency, the RBS can do one of the following two actions: • Immediately initiate an SRVCC handover for the UE to a cell on the target WCDMA frequency that is known by the RBS to cover the source cell completely. This is referred to as ‘‘blind SRVCC handover to WCDMA’’. • Start an Event B2 (serving becomes worse than threshold1 and inter-RAT neighbor becomes better than threshold2) measurement in the UE to determine whether there is a cell on this WCDMA frequency that is covering the UE. Wait until the UE sends a report for this measurement and initiate an SRVCC handover for the UE to one of the cells received in the measurement report. This is referred to as ‘‘measurement based SRVCC handover to WCDMA’’ As can be seen from the above options, the eNodeB will never perform the action ‘‘release with redirect’’ for UE that has voice bearers. If no appropriate target is found where the UE can be handed over (that is, there is no specific cell that can be prepared in advance), the UE will be kept in the serving cell until new measurement reports are processed and possible new targets for handover can be found. 6 120/1553-HSC 105 50/1 Uen D2 | 2012-11-26 Feature Operation Note: If, at the time a decision to transfer the UE to a WCDMA cell through SRVCC, the UE has PS bearers, the aim is to, in the same handover procedure, transfer even the data bearers to the target WCDMA cell. The necessary conditions for this are the following: • The target cell is simultaneously CS and PS handover capable. • The Coverage-Triggered WCDMA IRAT Handover feature is operable in the eNodeB. If at least one of the above conditions is not fulfilled, the handover related message sent to the core network will indicate that only the voice bearers must be transferred to the target WCDMA cell. 2.2.1 Outcome of an SRVCC Handover The outcome of an SRVCC Handover is dependent solely on whether the UE voice bearers are successfully transferred to the target WCDMA cell: 2.3 • If all the UE voice bearers are successfully handed over to the target WCDMA cell then the outcome of the SRVCC Handover will be success. The successful outcome is regardless of whether any of the UE PS (data) bearers, if any, were successfully transferred to the WCDMA cell, that is, if the voice bearers are successfully handed over to the WCDMA cell, SRVCC Handover will have a successful outcome despite the fact that at least one of the UE PS bearers was not successfully handed over to the WCDMA cell. • If at least one of the UE voice bearers is not successfully handed over to the target WCDMA cell, the outcome of the SRVCC Handover will be failure. Failure is regardless of whether any of the UE PS bearers (or all) could have been successfully transferred to the WCDMA cell, that is, if at least one of the voice bearers is not successfully handed over to the WCDMA cell, an SRVCC Handover will have a failure despite all the UE PS bearers could have been successfully handed over to the WCDMA cell. Feature Operation Sequence Diagram The SRVCC Handover to UTRAN feature operates as follows: 1. The source RBS configures an Event A2 (serving cell becomes worse than threshold) measurement in the UE as described in Coverage-Triggered WCDMA Session Continuity. 2. When the Event A2 measurement report is received from the UE by the serving RBS, the RBS determines the set of candidate frequencies where the UE (having voice bearers) can be transferred, as described in Coverage-Triggered WCDMA Session Continuity. 3. If any of the candidate frequencies is a WCDMA frequency, the RBS checks whether it has information about a cell on this frequency that is fully 120/1553-HSC 105 50/1 Uen D2 | 2012-11-26 7 SRVCC Handover to UTRAN covering the source cell and that supports SRVCC, and if so selects this cell as the target for (blind) handover. The fact that a cell is covering the source cell is expressed by using the coverageIndicatorparameter described in Table 2. 4. If none of the WCDMA frequency candidates has a cell that is configured to fully cover the source cell and the UE or no such cell has support for SRVCC, and the eNodeB is configured to start measurements when the UE reports poor coverage (Event A2), an Event B2 measurement (serving becomes worse than threshold1 and inter-RAT neighbor becomes better than threshold2) for each of the candidate WCDMA frequencies will be configured in the UE. When an Event B2 measurement report is received from the UE, the RBS investigates the reported cells and selects a target cell to which it is possible to make SRVCC handover. If none of the reported cells can be used for SRVCC handover, the UE will continue to stay connected to the serving LTE cell. 5. If a target cell was selected for SRVCC handover, the RBS prepares and executes the handover attempt. This is done in the same way as is described in Coverage-Triggered WCDMA IRAT Handover, with the following two additions: • The handover preparation HANDOVER REQUIRED S1 message contains an indication that SRVCC has to be used, that is, the SRVCC HO Indication information element is included in the message as described in TS 36.413. • If the UE has PS (data) bearers as well and the Coverage-Triggered WCDMA IRAT Handover feature is operable in the eNodeB, the eNodeB requests that the data bearers are also handed over to the target using the same handover procedure. This is done by setting the value of SRVCC HO Indication information element to CS and PS. The events sent from the RBS during SRVCC handover preparation contain information saying that it is a ‘‘SRVCC handover’’, see Table 6. 2.4 Process Steps This section describes the main process steps for the feature flow. The process steps for the feature SRVCC Handover to UTRAN are very similar to the process steps for the Coverage-Triggered WCDMA IRAT Handover feature described in Coverage-Triggered WCDMA IRAT Handover. 2.4.1 Configure for SRVCC Handover to WCDMA Regardless of whether the eNodeB executes a blind or measurement-based SRVCC handover, a WCDMA cell can be used as a target cell for the handover only if the following parameter is set to a value different from the default value: lac 8 Location area code 120/1553-HSC 105 50/1 Uen D2 | 2012-11-26 Feature Operation Must be sent to the MME to correctly identify the target MSC/SGSN that serves the target WCDMA RNC. Furthermore, if the UE has data bearers, and the candidate target cell has the srvccCapability attribute set to value PS_AND_CS and the Coverage-Triggered WCDMA IRAT Handover feature is operable in the eNodeB, for the handover to PS domain to work correctly the following parameter must be set to a value that is different from the default value: rac Routing area code Must be sent to the MME to uniquely be able to identify the target SGSN in the target location area of the target WCDMA cell. If the value of the srvccCapability parameter in the MO instance corresponding to the selected target cell is CS_ONLY or the Coverage-Triggered WCDMA IRAT Handover feature is inoperable, no PS handover is performed for the UE data bearers, if any. 2.4.2 Configure for Blind and Measurement Based SRVCC Handover to WCDMA The operations needed to configure a eNodeB for blind and measurement-based SRVCC Handover to UTRAN are the same as the operations required for configuring WCDMA handover and are described in Coverage-Triggered WCDMA IRAT Handover. The only difference from the description in Coverage-Triggered WCDMA IRAT Handover is that regardless of whether a candidate cell for blind or measurement based SRVCC handover is found, no release with redirect will be performed for the UE having voice bearers. 120/1553-HSC 105 50/1 Uen D2 | 2012-11-26 9 SRVCC Handover to UTRAN 10 120/1553-HSC 105 50/1 Uen D2 | 2012-11-26 Parameters 3 Parameters This section describes parameters introduced by the SRVCC Handover to UTRAN feature and parameters affected by activating the feature. 3.1 Introduced Parameters Table 1 describes the parameters introduced by the feature. Table 1 Introduced Parameters Parameter Description srvccCapability SRVCC capability of the external cell voicePrio Prioritizes UTRAN frequencies among all frequencies related to the cell for UE in connected mode Sets the priority to which frequency to perform mobility to for a voice session. The value 0 means the lowest priority. The value 7 means the highest priority. The value -1 means the frequency is excluded Prioritizes EUTRAN frequencies among all frequencies related to the cell for UE in connected mode voicePrio Sets the priority to which frequency to perform mobility to for a voice session. The value 0 means the lowest priority. The value 7 means the highest priority. The value -1 means the frequency is excluded 3.2 Affected Parameters The implementation of this feature affects no parameters. 3.3 Related Parameters Table 2 describes parameters that somehow affect the feature. Table 2 Parameters affecting the feature Parameter Description coverageIndicator This parameter is used to identify WCDMA cells that fully cover the current LTE cell and are thus available for blind SRVCC Handover. lac This parameter is required in the HANDOVER REQUIRED S1 message that is sent as part of the SRVCC Handover preparation procedure. The parameter is used to correctly identify the MSC/SGSN that serves the target WCDMA RNC. rac When the UE has data bearers to be handed over to WCDMA, this parameter is included in the HANDOVER REQUIRED S1 and is used to correctly identify the SGSN in the target location area of the WCDMA cell. 120/1553-HSC 105 50/1 Uen D2 | 2012-11-26 11 SRVCC Handover to UTRAN 12 120/1553-HSC 105 50/1 Uen D2 | 2012-11-26 Network Impact 4 Network Impact This section describes how the feature impacts the network functions and capabilities. 4.1 Capacity This section provides information on the impact of the feature on network capacity. The feature ensures that network capacity is enhanced by improving the possibility that the UE is served by the best available frequency or cell within the network. 4.2 Performance The SRVCC Handover to UTRAN feature has no impact on performance. This is because there is no comparable alternative feature or solution that would transfer UE with voice bearers from an LTE cell to a WCDMA cell. 4.3 Configuration Impact The SRVCC Handover to UTRAN feature provides enhanced active mode mobility between LTE and WCDMA cells in the operator network when UE has voice bearers. When the feature is active, a UE having voice bearers can be directed to do a SRVCC handover to a WCDMA cell while maintaining the voice session and, under some conditions, even maintaining the data sessions. Correct configuration of the SRVCC Handover to UTRAN feature is required to ensure the following: • That the UEis transferred to a WCDMA cell for which the UE has coverage and that can support the UE voice session in the CS domain. • That an Event B2 (serving becomes worse than threshold1 and inter-RAT neighbor becomes better than threshold2) measurement is configured in the UE whenever there are several candidate target cells, none of which covers the source cell completely. • That the UE makes the SRVCC handover directly, without an Event B2 measurement, whenever there is (at least) one SRVCC capable target cell which is known to cover the source cell completely. 120/1553-HSC 105 50/1 Uen D2 | 2012-11-26 13 SRVCC Handover to UTRAN 14 120/1553-HSC 105 50/1 Uen D2 | 2012-11-26 Associated Features and Affected Functions 5 Associated Features and Affected Functions This section describes how the SRVCC Handover to UTRAN feature affects other features and functions. 5.1 Prerequisite Features Table 3 lists prerequisite features to the SRVCC Handover to UTRAN feature, that is, they must be active prior to introducing the SRVCC Handover to UTRAN feature. Table 3 Feature Description Coverage Triggered WCDMA Session Continuity The WCDMA Session Continuity, Coverage-Triggered must be active to enable use the SRVCC Handover to UTRAN feature. Note: 5.2 Prerequisite Features If a UE has PS or data bearers and an SRVCC capable target WCDMA cell is found that supports even the handover of the PS bearers, the Coverage-Triggered WCDMA IRAT Handover feature must also be active as a prerequisite for performing handover for the PS bearers as well. Affected Features This feature affects no other feature. 5.3 Related Features This feature is related to the Coverage-Triggered WCDMA IRAT Handover feature in the sense that this feature must be active to enable handover of PS bearers when a UE having voice bearers as well as PS bearers must be handed over to WCDMA. 5.4 Affected System Functions This feature affects no system functions. 120/1553-HSC 105 50/1 Uen D2 | 2012-11-26 15 SRVCC Handover to UTRAN 16 120/1553-HSC 105 50/1 Uen D2 | 2012-11-26 Performance 6 Performance This section describes performance indicators, counters, and events associated with the SRVCC Handover to UTRAN feature. 6.1 KPIs Table 4 lists the main Key Performance Indicators (KPIs) associated with the SRVCC Handover to UTRAN feature. Table 4 6.2 KPIs KPI Description Mobility success rate More information can be found in Key Performance Indicators under ‘‘Mobility’’. Counters Table 5 lists the counters associated with the SRVCC Handover to UTRAN feature. Table 5 Counters Counter Description pmHoSrvccPrepAttWcdma Number of SRVCC attempts to WCDMA pmHoSrvccPrepSuccWcdma Number of successful SRVCC attempts to WCDMA More information about counters can be found in Managed Object Model RBS. 6.3 Events Table 6 lists the events associated with the SRVCC Handover to UTRAN feature. Table 6 Events Event Event Parameter Description INTERNAL_PROC_HO_PRE P_S1_OUT EVENT_PARAM_SRVCC_TYPE Indicates if it is an SRVCC handover and what kind of SRVCC See SRVCC HO Indication in S1 AP 3GPP 36.413. More information about events can be found in PM Event List. 120/1553-HSC 105 50/1 Uen D2 | 2012-11-26 17 SRVCC Handover to UTRAN 18 120/1553-HSC 105 50/1 Uen D2 | 2012-11-26 O&M Information 7 O&M Information This section provides Operation and Maintenance (O&M) information for the SRVCC Handover to UTRAN feature. A license and parameter setting activates the SRVCC Handover to UTRAN feature. Details of the license activation process can be found in License Management. 120/1553-HSC 105 50/1 Uen D2 | 2012-11-26 19