Density of States Franz Utermohlen February 13, 2018 Contents 1 Preface 1 2 Summation definition 2.1 Examples of Eqs. 2 and 3 for a fermionic system . . . . . . . . . . . . . . . . 2.2 Example: Ideal Fermi gas . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2 2 3 3 Derivative definition 3.1 Example: Ideal Fermi gas . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4 4 4 Useful expressions 6 1 Preface In these notes, the expressions Vd denotes the volume of a d-dimensional sphere of radius R and Ωd−1 denotes the solid angle a d-dimensional sphere (or equivalently, the surface area of a d-dimensional sphere of unit radius).1 These expressions are given by Vd = π d/2 Rd , Γ(1 + d2 ) Ωd−1 = 2π d/2 . Γ( d2 ) (1) For example, for d = 1, 2, and 3, these are d = 1 : V1 = 2R , Ω0 = 2 , d = 2 : V2 = πR2 , Ω1 = 2π , 4 d = 3 : V3 = πR3 , Ω2 = 4π . 3 1 The d − 1 subscript refers to the fact that the fact that the surface area of a d-dimensional sphere is (d − 1)-dimensional. It’s also useful to use d − 1 as the subscript, since the surface area of a d-dimensional sphere of radius R is given by Sd−1 = Ωd−1 Rd−1 . 1 2 Summation definition Intensive quantities A can generally be expressed in the form 1 X a(i ) , Vd i A= (2) where Vd is the d-dimensional volume of the system, the sum is over all possible singleparticle states i, and i is the energy of the single-particle state i. In the continuum limit (thermodynamic limit), we can similarly define intensive quantities through Z ∞ a()g() d , (3) A= −∞ where g() is called the density of states (DOS). Setting Eqs. 2 and 3 equal to each other, we obtain Z ∞ 1 X a(i ) = a()g() d , (4) Vd i −∞ which implies that the DOS is given by g() = 1 X δ( − i ) , Vd i (5) as we can verify by inserting this into the right-hand side of Eq. 4: " # Z ∞ Z ∞ 1 X a() a()g() d = δ( − i ) d Vd i −∞ −∞ Z 1 X ∞ a()δ( − i ) d = Vd i −∞ 1 X = a(i ) . X Vd i 2.1 Examples of Eqs. 2 and 3 for a fermionic system As concrete examples of Eqs. 2 and 3, let’s consider a fermionic system, whose distribution is the Fermi–Dirac distribution nF () = 1 e(−µ)/kB T 2 +1 . (6) We can describe the system’s number density n ≡ N/Vd and energy density u ≡ U/Vd (where U = Etot ) as Z ∞ 1 X nF ()g() d , (7) nF (i ) = n= Vd i −∞ Z ∞ 1 X u= i nF (i ) = nF ()g() d . (8) Vd i −∞ 2.2 Example: Ideal Fermi gas Consider an ideal, nonrelativistic Fermi gas comprised of electrons of mass m with an energy– momentum relation ~2 k 2 (k) = . (9) 2m The DOS is given by Eq. 5, which reads g() = 1 X δ( − i ) . Vd i (10) We can rewrite the sum over single-particle states as a sum over single-particle momenta X X , (11) →2 i ki where the factor of 2 is due to the fact that there are two different single-particle states corresponding to a given momentum ki (spin up and spin down). In the continuum limit, we use the prescription Z d X d ki → Vd (12) d (2π) k i to rewrite Eq. 10 as Z g() = 2 dd ki 2 δ( − i ) = d (2π) (2π)d Z δ( − 0 ) dd k 0 . (13) We can use rotational invariance to rewrite the integration element as dd k 0 = Ωd−1 k 0 d−1 dk 0 , so we obtain Z Z 2Ωd−1 ∞ 2Ωd−1 ∞ d−1 0 0 d−1 0 g() = δ( − )k dk = δ( − 0 )k 0 dk 0 . d d (2π) 0 (2π) 0 Changing the integral to an energy integral through √ r 0 2m 1 m 0 , dk 0 = d , k0 = ~ ~ 20 3 (14) we obtain d−1 r √ Z 2m0 1 m 0 2Ωd−1 ∞ 0 g() = δ( − ) d d (2π) 0 ~ ~ 20 md/2 Ωd−1 = d/2 d d (d−2)/2 θ() 2 π ~ md/2 = d/2−1 d/2 d d (d−2)/2 θ() 2 π ~ Γ( 2 ) md/2 d = d/2 d/2 d (d−2)/2 θ() . d 2 π ~ Γ(1 + 2 ) We thus find that the DOS for an ideal d-dimensional Fermi gas is given by g() = 3 md/2 d (d−2)/2 θ() . d d/2 d (2π) ~ Γ(1 + 2 ) (15) Derivative definition For a d-dimensional thermodynamic system of volume Vd , the DOS g() is defined by g() ≡ dn . d (16) Then, g() d is the number of states per unit volume in the energy interval (, + d). 3.1 Example: Ideal Fermi gas Consider an ideal, nonrelativistic Fermi gas comprised of electrons of mass m with an energy– momentum relation ~2 k 2 (k) = (17) 2m in a d-dimensional box of volume Vd = Ld . Since all of the energies are nonnegative, we will multiply g() by the step function θ() to make sure that we only integrate from = 0 to ∞ if we use the DOS inside an integral: dn θ() . d (18) dn dk θ() . dk d (19) g() = We can rewrite this using the chain rule as g() = 4 The derivative on the right can simply be obtained from Eq. 17: √ √ r dk 2m d 2m 1 m −1/2 = = √ = . d d ~ ~ 2 2~ (20) For the other derivative, we need to find an expression for n. In this d-dimensional box of volume Ld , n is given by N (21) n= d. L We need to find N now, which we will find by looking at the problem in d-dimensional k-space. For a given value of k, we can consider a corresponding sphere of radius k ≡ |k| in ddimensional k-space whose volume is Vd (k) = π d/2 kd . d Γ(1 + 2 ) (22) d . In the We now imagine dividing this sphere into cubic cells of length kcell and volume kcell large k limit (k kcell ), the number of cells that fit inside the sphere is therefore Ncells = Vd (k) . d kcell (23) Now, we know that we can only have two particles (with opposite spins) of momentum k per k-space volume (2π/L)d , which means that for this problem we can use kcell = 2π L (24) to find the number of particles that fit in a d-dimensional k-space sphere of radius k: d 2Vd (k) 2π d/2 k d L Ld k d . (25) N = 2Ncells = = = d kcell Γ(1 + d2 ) 2π 2d−1 π d/2 Γ(1 + d2 ) Inserting this into Eq. 21, we find n= kd . 2d−1 π d/2 Γ(1 + d2 ) (26) We can now compute the k derivative of n: dn k d−1 d = d−1 d/2 . dk 2 π Γ(1 + d2 ) (27) In terms of , this is dn d = d−1 d/2 dk 2 π Γ(1 + d2 ) 2m ~2 (d−1)/2 = 5 m(d−1)/2 d (d−1)/2 . 2(d−1)/2 π d/2 ~d−1 Γ(1 + d2 ) (28) Using this derivative and the one we computed in Eq. 20, we have r m −1/2 m(d−1)/2 d (d−1)/2 1 θ() g() = (d−1)/2 d/2 d−1 d ~ 2 2 π ~ Γ(1 + 2 ) = md/2 d (d−2)/2 θ() . 2d/2 π d/2 ~d Γ(1 + d2 ) We thus find that the DOS for an ideal d-dimensional Fermi gas is given by g() = md/2 d (d−2)/2 θ() , d d/2 d/2 d 2 π ~ Γ(1 + 2 ) (29) which agrees with Eq. 15. 4 Useful expressions The DOS is useful for computing thermodynamic quantities, such as the following: Z ∞ 1 X N nF/B ()g() d , = nF/B (i ) = n≡ Vd Vd i −∞ Z ∞ U 1 X u≡ = i nF/B (i ) = nF/B ()g() d , Vd Vd i −∞ (30) (31) where U = Etot is the system’s total energy and nF/B () denotes the system’s distribution, i.e. the Fermi–Dirac distribution nF () or the Bose–Einstein distribution nB (). For a fermionic system at T = 0, the Fermi–Dirac distribution is just nF () = θ(−)θ( − µ). The chemical potential at T = 0 is called the Fermi energy: EF ≡ µ(T = 0) = ~2 kF2 , 2m so the integral expressions for n and u become Z EF n= g() d , 0 Z EF u= g() d . 0 6 (32) (33) (34)