The Presidency Taken from Chapter Four of US Government and Politics by A.J. Bennett Aspect: What kind of presidency did the Founding Fathers envisage? What are the formal powers of the president? Details: “The US presidency is … something of a paradox: power and weakness. The president has to be both commander-in-chief and ‘bargainer-in-chief’. He has considerable formal powers, but there are formidable limits on his use of those powers. To run the federal bureaucracy, mould public opinion and get on with Congress, the president needs to be an effective administrator, communicator, persuader, facilitator and leader.” 1. The Founding Fathers created a president who would be both head of state and head of the government. 2. They created a singular executive. “The executive power shall be vested in a president of the United States of America” are the opening words of Article II of the Constitution. It is important to remember this when considering the president’s cabinet, for it is not – and cannot be – a decision-making body. 3. They created an indirectly elected president. The president was to be chosen by the Electors – the great and the good – in an Electoral College. 4. They created a limited – a checked – president. The Founding Fathers feared tyranny, and especially they feared tyranny by the executive branch. As a result, they hedged the president with a host of checks and balances. “The men who invented the presidency did not wish to create a ruler. Instead they hoped to create conditions where leadership might from time to time flourish. A ruler commands; a leader influences. A ruler wields power; a leader persuades.” (Cronin and Genovese, 1998) The powers of the president are his tasks, functions and duties. They are laid out in Article II of the Constitution. 1. PROPOSE LEGISLATION – Article II of the Constitution states: “[The president] shall from time to time give to Congress information of the State of the Union, and recommend to their consideration such measures as he shall judge necessary and expedient.” NB – the President can propose legislation at any time and not just in the State of the Union Address. 2. SUBMIT THE ANNUAL BUDGET – Although just another piece of legislation, the Office of Management and Budget (OMB) – part of the Executive Office of the President (EXOP) – draws up the budget. There then follows a lengthy bargaining process between the president and Congress. 3. SIGN LEGISLATION – Once bills have passed through a lengthy and complicated legislative process in Congress the president has a number of options at his disposal, but he will usually sign it. Elaborate bill-signing ceremonies are often held if the president wants to take some credit for the new law. 4. VETO LEGISLATION – The president also has the option of vetoing a new law. “The regular veto is a much-used presidential weapon. Even the threat of it can be an important bargaining tool.” LINK “The president may have the power of pocket veto at The Presidency Taken from Chapter Four of US Government and Politics by A.J. Bennett 5. 6. 7. 8. his disposal, but this can be used only at the end of a congressional session. Pocket vetoes cannot be overridden by Congress.” LINK ACT AS CHIEF EXECUTIVE – “The opening 15 words of Article II of the Constitution grant the president all executive power. Thus, the president is chief executive – in charge of running the executive branch of the federal government. … Modern presidents have needed their own bureaucracy – EXOP – to help them to coordinate the work of the federal government. NOMINATE EXECUTIVE BRANCH OFFICIALS – “The president has the power to nominate hundreds of officials to the executive branch of government. … The most important of these are the heads of the 15 executive departments, such as the Treasury, State and Agriculture. In addition, there are lower-level officials in all these departments, as well as ambassadors, agency heads and members of regulatory commissions. The Senate must confirm all these appointments by a simple majority vote. Appointments continue to be made throughout the president’s term of office.” NOMINATE ALL FEDERAL JUDGES – “Nomination of judges involves the president in making hundreds of appointments. The president must fill vacancies not only on the federal Supreme Court, but also on the federal trial (district) and appeal (circuit) courts. All judicial appointments are for life and therefore assume a special importance. They must be confirmed by a simple majority vote in the Senate.” ACT AS COMMANDER-IN-CHIEF – This role was particularly important for presidents in the period of the 1940s to the 1980s. Since then there was the first Gulf War in 1991 which was followed by a decade of no significant foreign policy engagements. “The events of 11 September 2001 changed all that, however, and George W. Bush found himself thrust into the role of a wartime president. During his eight year in office, Barack Obama found himself drawn into foreign crises in Iraq, Afghanistan, Libya and Syria, as well as managing highly sensitive relationships with Israel, Russia and Cuba.” “In this area, Congress’s checks are more questionable. The Constitution gives Congress the power to declare war, but that power has not been used since 1941. The president now asks Congress to ‘authorise’ his use of troops. Congress passed the Gulf of Tonkin Resolution in 1964, giving President Johnson the power “to take all necessary measures” in Vietnam. Congress passed authorising resolutions in 1991 and 2002 before US troops were used in Kuwait and Iraq respectively. Congress also has the ‘power of the purse’ with which to check presidential war making, but this has not always proved effective.” Finally, whenever the president travels away from the White House a specially modified briefcase – known as the ‘nuclear football’ – is carried by a military officer so that the president has The Presidency Taken from Chapter Four of US Government and Politics by A.J. Bennett immediate access to the nuclear codes should that prove necessary. 9. NEGOTIATE TREATIES – Significant treaties include Strategic Arms Reduction Treaty (Ronald Reagan), the Chemical Weapons Ban (George H.W. Bush) and a nuclear arms treaty with Russia (Barack Obama). “The president’s power is checked by the Senate, which must ratify treaties by a two-thirds majority. During the twentieth century the Senate rejected seven treaties.” EG – 1920 Treaty of Versailles (Woodrow Wilson); 1999 Comprehensive Test Ban Treaty (Bill Clinton). 10. PARDON – “Presidents possess the power of pardon and use it with varying degrees of frequency. In 1974, President Ford pardoned his predecessor, Richard Nixon, over all Watergaterelated matters.” EG – George W. Bush 189 people; Barack Obama 70 people in his first 7 years, but a further 142 in his final month in office. Trump’s pardons - LINK 11. HEAD OF STATE – “Not only do presidents perform all these formal constitutional functions, but also they must perform the role of head of state. This is most clearly seen at times of national tragedy when the president takes on the role of comforter-inchief, sometimes mourner-in-chief.” EG – George W. Bush following 11 September 2001; Barack Obama following Hurricane Sandy October 2012 and the killing of 20 children and 6 adults at Sandy Hook Elementary School in Newtown, Connecticut December 2012. What are the powers of the vice president? Normally the vice president is elected as part of a joint ticket with the president. The 25th amendment in 1967 means that should the vice presidency become vacant, the president can appoint a new vice president, who must be confirmed by a simple majority vote of both houses of Congress. ONLY EGS – 1973 Vice President Spiro Agnew resigned over a charge of tax evasion and was replaced by Gerald Ford (confirmed by 92-3 and 38755 in the Senate and the House of Representatives); Gerald Ford then replaced Richard Nixon as president, so Nelson Rockefeller was appointed Vice President (confirmed by 90-7 and 287-128 in the two houses of Congress) The Constitution originally gave four powers to the vice president: 1. He is the presiding officer of the Senate, but this is a function that the vice president rarely performs. 2. The vice president is granted the power to break a tie in the Senate. Indeed, it is only to perform this function that a vice president will usually attend the chamber. From January 1993 to January 2017 vice presidents were called upon to break tied votes on 12 occasions. As of 25 June 2019, Vice President Pence at the time of writing had already done this 13 times. LINK 3. The vice president is given the task of counting and then announcing the result of the Electoral College votes. The Presidency Taken from Chapter Four of US Government and Politics by A.J. Bennett 4. The vice president becomes president upon the death, resignation of removal of the president from office. This has occurred on nine occasions: four times following the assassination of the president; four times following the natural death of the president; and once following the resignation of the president (President Nixon in August 1974) More recently the vice president has acquired a fifth power: to become acting president if the president is declared, or declares himself, disabled. This is another provision of the Twenty-Fifth Amendment. At the time of writing, it has been used 3 times. LINK The vice president has been a significant player in the White House since the presidency of Dwight Eisenhower (1953-61). What is the cabinet? Initially the cabinet was composed of State, War and Treasury. Now there are 15 members and it is at the president’s discretion to award cabinet rank to other administration officials. EG – Jan. 2012 President Obama elevated Karen Mills (Small Business Administration) to cabinet status. The cabinet is not mentioned in the Constitution. The Founding Fathers created a singular executive – no councils or cabinets. However, the Constitution does state in Article II that the president: “may require the opinion in writing of the principal officer in each of the executive departments upon any subject relating to the duties of their respective offices.” Four words or phrases in this brief extract indicate precisely what the president can require from the heads of the executive departments: 1. ‘may’ – This means that whatever the Constitution prescribes in this section is voluntary, not obligatory. Constitutions are usually about ‘shall’ not ‘may’. 2. ‘opinions’ – This is a low-level word, more submissive than ‘decisions’ or ‘recommendations’. 3. ‘in writing’ – no meeting is envisaged. 4. ‘upon any subject relating to the duties of their respective offices’ – in other words each member can only comment on their own department. This is not the equivalent to a UK cabinet meeting. The cabinet meeting was started by President Washington and has been continued by every president since. Bennett comments “it is used because it is used.” Bennett comments that it is also important to distinguish between the importance of individual cabinet members and the relative lack of importance attached to cabinet meetings. How is it appointed? Two important differences from the UK system are that there isn’t a shadow cabinet waiting to take office and that any member of the cabinet cannot be a member of the legislature. There are four major pools of recruitment: 1. CONGRESS – “asking serving members of Congress to give up their seats to join the cabinet – where both prestige and job security The Presidency Taken from Chapter Four of US Government and Politics by A.J. Bennett are often in short supply – is usually a hard sell.” Retiring or former members of Congress are easier to recruit. NB – Trump persuaded three incumbent members of Congress to join his cabinet in 2017 Jeff Sessions, Tom Price and Ryan Zinke. LINK 2. SERVING OR FORMER STATE GOVERNORS – these people have executive experience and so are usually better suited to running a large federal bureaucracy. Sonny Perdue (Agriculture) and Rick Perry (Energy) represent this group in Trump’s cabinet. 3. BIG CITY MAYORS – they also have executive experience. Obama had Anthony Foxx (Transportation) and Julian Castro (Housing and Urban Development). 4. ACADEMIA – Obama has two Physics professors, one after the other, as Secretary of Energy Steven Chu and then Ernest Moniz. “What the president is really looking for in cabinet officers is policy specialists”. EG – for Trump, Kevin McAleenan (Homeland Security), Steven Mnuchin (Treasury) and William Barr (Justice). All the cabinet appointments are subject to confirmation by a simple majority vote in the Senate. It is highly unusual for the Senate to reject the president’s nominees. EG – February 2017 Vice President Mike Pence had to cast a 51st vote in order to break a 50-50 tie when the Senate voted to confirm Betsy DeVos as secretary of education – two Republicans voted with the Democrats and two independents. This is the first time that this has happened. “A week later Trump’s nominee to be secretary of labour, Andrew Puzder, withdrew his name from consideration after it became clear that he lacked the necessary votes to be confirmed.” LINK The president will also seek to ensure that his cabinet is balanced in terms of GENDER (increased numbers of women under Bush (3) and Obama (4), but not Trump (2)), RACE (again this increased under Bush but it has fallen back under Trump, REGION (“by appointing cabinet members from different regions of the country, presidents can reinforce a picture that they intend to govern for the whole country”), AGE (average cabinet ages Bush 58, Obama 55, Trump 63), IDEOLOGY (included all parts of the party: liberal Democrats, conservative Democrats and New Democrats; conservative Republicans, moderate Republicans and Tea Party Republicans). How is it used? “The frequency of cabinet meetings varies from one president to another.” George W. Bush (2001-2008) had an average of 6 meetings per year, Barack Obama (2009-2016) had 3.5 on average each year. THE FUNCTIONS OF CABINET MEETINGS FOR THE PRESIDENT: 1. TEAM SPIRIT – this is important in the first year. Remember there has not been a shadow cabinet so many of the cabinet officers will be complete strangers to each other. The meetings can help to weld them into his team to move forward his agenda. 2. COLLEGIALITY – This has been important since Nixon’s presidency. Cabinet meetings offer a media photo opportunity and this sends the signal that the president is running an open administration. The Presidency Taken from Chapter Four of US Government and Politics by A.J. Bennett 3. 4. 5. 6. 7. 8. Therefore, it is a public relations exercise and the president will make some comments that will receive media coverage. EXCHANGING INFORMATION – Cabinet meetings provide opportunities for both information giving and information gathering. It is an efficient method by which the president keeps in touch with what is going on in the vast federal bureaucracy. POLICY DEBATE – Some presidents have liked to use cabinet meetings as a forum to debate policy. Bennett cites both Reagan and George H.W. Bush as examples of this. PRESENTING ‘BIG PICTURE ITEMS’ – These include the budget, upcoming elections, major legislative initiatives or foreign trips. EG – 30 September 2013 President Obama discussed the likely implications of the upcoming partial shutdown of the federal government. MONITORING CONGRESS – Some presidents have used cabinet meetings to check up on legislation going through Congress in which they have a particular interest. EG – 24 September 2002 President George W. Bush pushed for congressional action on: authorisation for military action in Iraq; the passage of the Homeland Security Bill; and the budget. PROMPTING ACTION – Presidents can use cabinet meetings to goad cabinet members into action. EG – July 2014 President Obama challenged Hagel (Defense) for not moving quickly enough in releasing prisoners from Guantanamo Bay. PERSONAL CONTACT – This is particularly important for ‘secondtier’ cabinet officers who the president is unlikely to see outside of cabinet meetings. THE FUNCTIONS OF CABINET MEETINGS FOR CABINET OFFICERS: 1. GETTING TO KNOW EACH OTHER – it is likely that initially the cabinet members will not know each other. 2. RESOLVING DISPUTES – Cabinet meetings can be used to resolve interdepartmental disputes. 3. SPEAKING TO CABINET COLLEAGUES – They provide a useful opportunity to speak with other cabinet officers, and as there are precious few other opportunities to run into one’s cabinet colleagues – unlike in a parliamentary system – these can be valuable occasions. 4. SPEAKING TO THE PRESIDENT – It may even be possible to catch the president after the meeting, although the Cabinet Secretary will be on hand to ensure that no cabinet officer takes advantage of the President with what might appear to be an innocent, offthe-cuff request. 5. INCREASED STATUS FOR CABINET OFFICERS – attendance at cabinet meetings gives cabinet officers increased standing back at their departments. They know what the president wants today. The Presidency Taken from Chapter Four of US Government and Politics by A.J. Bennett How is it important? 5 ARGUMENTS FOR IMPORTANCE: 1. It contains some of the most important people in the executive branch (EG – secretary of state and secretary of defense) 2. All the heads of the 15 executive departments are automatically members. 3. The president always chairs the meetings. 4. Cabinet meetings can fulfil a number of important functions, both for the president and for cabinet officers. 5. Some presidents hold frequent meetings (EG – Reagan) 5 ARGUMENTS FOR IT NOT BEING IMPORTANT: 1. Article II of the Constitution vests ‘all executive power’ in the president. 2. There is no doctrine of collective responsibility. 3. The members are neither the president’s equals nor his political rivals. 4. The president often views members of his cabinet with some suspicion because of their divided loyalties. 5. EXOP is the main source of advice-giving for the president. What role is played by the Executive Office of the President? EXOP is the umbrella term for the top staff agencies in the White House that assist the president in carrying out the major responsibilities of office. These agencies provide help, advice, coordination and administrative support for the president. In 1939 the Brownlow Committee reported to President F. D. Roosevelt that “the president needs help”. The three reasons were: 1. There had been a huge increase in the size and scale of the federal government, caused mainly by the westward expansion and industrialisation of the nineteenth century. By 1903 5 new departments (Interior, Justice, Agriculture, Commerce and Labor) had been added to the original 3 (State, War and Treasury). 2. The New Deal programme that was created to respond to the great depression was “a whole raft of federal government schemes to promote employment, agriculture, industrial expansion and a huge programme of schools, roads, hydroelectric schemes and the like.” 3. “The USA was about to become a major player on the stage of world politics. This added considerably to the president’s role as commander-in-chief. The presidents of the second half of the last century had to spend much of their time dealing with the consequences of the Cold War – in southeast Asia, eastern Europe and Central America.” LINK The most important offices of EXOP are: THE WHITE HOUSE OFFICE – this contains the president’s most trusted and closest aides and advisers. It is composed of over 30 offices including the Office of Cabinet Affairs and the Office of Legislative Affairs. “Their principal function is to provide advice and administrative support for the The Presidency Taken from Chapter Four of US Government and Politics by A.J. Bennett president on a daily basis.” “It acts as liaison between the White House and the vast federal bureaucracy. … The Office of Legislative Affairs is” the branch of the White House with sole responsibility for liaising with Congress. The White House Office is also responsible for the president’s daily schedule, for the day-to-day running of the White House and for personnel management. “They ensure that decisions are arrived at in an orderly fashion – that all relevant options, pros and cons, have been presented to the president for him to make his decision. The Brownlow report suggested that they would need ‘a passion for anonymity’. THE WHITE HOUSE CHIEF OF STAFF - LINK “The best model for chief of staff is someone who always seeks the president’s best interests rather than his own, and who protects the president from political harm.” “It is the hottest seat in town and its occupant is the orchestrator of presidential paper flow, the ‘honest broker’ of ideas and opinions, the fearsome disciplinarian of wayward staffers, the president’s trusted adviser and sounding board, the White House’s apologist and occasionally, the president’s fall guy” (taken from the Washington Post, May 1993) President Obama was served by four different chiefs of staff in his first term, but during his second term Denis McDonough served throughout. His “12 years on Capitol Hill gave him a helpful insight into the workings and personnel of Congress.” He was also criticised for being a ‘control freak’ and in so being he deprived Obama “of a much-needed range of views.” THE OFFICE OF MANAGEMENT AND BUDGET (OMB) – It has three principal functions: 1. To advise the president on the allocation of federal funds in the annual budget; 2. To oversee the spending of all federal departments and agencies; 3. To act as a kind of clearing house for all legislative and regulatory initiatives coming from the executive branch. “The last function means that all proposed legislation and regulations coming from the executive branch must go through the OMB so that they can be analysed both for their budgetary implications and for their compatibility with the president’s overall policy programme.” The OMB director heads the OMB and is “just about the only EXOP post that requires Senate confirmation. The job of OMB director is both to run the Office and to give advice and speak on behalf of the president on budgetary matters.” The OMB has a staff of about 500 people and the budget process takes roughly two years. The OMB is involved throughout the process. LINK THE NATIONAL SECURITY COUNCIL It was established in 1947 to help the president to co-ordinate foreign, security and defence policy. Headed by the national security adviser (NSA) the NSC co-ordinates information coming in from the State Department, the Defense Department, the Central Intelligence Agency (CIA), the Joint Chiefs of Staff and the American ambassadors around the The Presidency Taken from Chapter Four of US Government and Politics by A.J. Bennett world. “It would liaise with the relevant congressional committees, too. Like the White House Staff, the NSC was designed to operate as an ‘honest broker’, a ‘facilitator’, presenting carefully argued options for presidential decision making.” Bennett comments that President Nixon moved away from this approach by “appointing Henry Kissinger as his national security adviser to act as a roving foreign-policy maker”, but Clinton, Bush, and Obama have returned the NSC to its ‘honest broker’ role. EXOP – CABINET RIVALRIES “Presidents must guard against the development of unhealthy rivalries and distrust between those who work in the EXOP, on the one hand, and the heads of the executive departments – the cabinet – on the other. Such rivalries can inflict serious wounds on a presidency, as presidents Richard Nixon and Jimmy Carter discovered.” PHYSICAL DISTANCE – The official offices of both the secretary of Defense and State are 10 minutes or more away from the Oval Office. In contrast to this, “those who work in the EXOP have the key advantage of proximity.” “Never underestimate the power of proximity” said Daniel Patrick Moynihan who served in the White House under Richard Nixon. Donald Rumsfeld made a similar observation about Condoleezza Rice, who was national security adviser in George W. Bush’s first administration: “Her personal access to and affinity for President Bush gave Rice substantial influence as a national security adviser and an unusually strong voice in matters under the purview of the NSC.” DIVIDED LOYALTIES – “Although they are appointed by the president … they have a loyalty to Congress, whose votes decide their departmental budgets and whose committees can call them to account in person. They have a loyalty to their own departmental bureaucracy and to interest groups with which their department has close links.” In his recent book on the presidency of George W. Bush, Jean Edward Smith (2016) commented that “Bush relied on White House staff rather than his cabinet” EG – in 2001 Bush told Putin to “Contact [Condoleezza] Rice if there is a problem” – not Colin Powell at the State Department. POLICY ‘CZARS’ – During his first term “Obama’s extensive use of White House policy ‘czars’ signalled that policy making was going to take place at the White House and not in the 15 executive departments scattered around downtown Washington.” EG – three first term policy czars were: Carol Browner (energy and climate), Lawrence Summers (economic) and Nancy DeParle (health). “The real problem with White House czars (and sometimes even the national security adviser) is that they confuse the chain of command and leave open the question of who is in charge of administration policy. Czars … do not control budgets or appointments, and they cannot order cabinet officers to do their bidding. The other problem with czars is that cabinet officers often resent the dilution of their policy-advising authority. The Presidency Taken from Chapter Four of US Government and Politics by A.J. Bennett So the biggest problem is who is in charge of a given policy area. Who has the lead in developing policy alternatives for the president’s consideration?” (James Pfiffner, 2011) How can the president get his way with Congress? ‘THE POWER TO PERSUADE’ (Richard Neustadt) Bennett cites an example from 2011 when President Obama wanted to show his support for the American Jobs Act that was before Congress at this time. Obama asked the Speaker of the House of Representatives (John Boehner, Republican) to organise a primetime televised speech for the 7 September. Boehner refused (the Speaker has never before refused a presidential request like this) and offered the 8 September instead. The reason was that the Republican presidential candidates had a TV debate scheduled for the 7 Sept and the NFL American football season began on the 8 Sept. WHY PERSUASION? “The problem is that almost every power that the president possesses is checked by Congress.” Between 1993 and 2018 “the president and both houses of Congress were controlled by the same party for only 10.5 of those 26 years.” “What the Constitution separates, the political parties do not combine.” (Neustadt, 1990) “The president can do very little without the agreement of Congress. There is an intricate systems of checks and balances devised by the Founding Fathers, who wanted it to be difficult for the president to get his way in Congress.” “Conflict and cooperation between Congress and the president are not merely the result of whim or wilfulness at one end or the other of Pennsylvania Avenue.” (Nelson Polsby, 1976) Professor S.E. Finer (1970) has likened the president and Congress to ‘two halves of a bank note, each useless without the other.’ PRESIDENTIAL PERSUASION THROUGH PEOPLE The president cannot do this himself and so must work through people. 1. The Vice President – “All of the last seven vice presidents – covering more than 40 years from Walter Mondale to Mike Pence – have been former members of Congress.” EG – President Obama VP was Joe Biden, who has served in the Senate for 36 years and “In his time in Congress, Biden has campaigned for many Democratic congressmen and senators who almost owed their political life to him.” “It also helps that as president of the Senate, the vice president has a foothold in Congress. He has an office there, where he can meet with members of both houses.” 2. Members of the Office of Legislative Affairs – “There are members of the White House Office who work as full-time lobbyists for the president on Capitol Hill. They meet with members of Congress as well as with senior members of their staff.” They seek to build-up good relationships with the people that they work with. The Presidency Taken from Chapter Four of US Government and Politics by A.J. Bennett 3. Cabinet officers – “The cabinet officers can be deployed by the White House to talk with members of Congress in their own policy areas.” EG – 2001 Rod Paige (George W. Bush’s Education Secretary) and 2002 Colin Powell (George W. Bush’s Secretary of State) were sent to Congress to sell an education reform package and the invasion of Iraq respectively. 4. Party leadership in Congress – “the president can work through the party leadership in Congress – the House Speaker; the majority and minority leaders of both houses; the party whips; the committee chairs and ranking minority members.” PRESIDENTIAL PERSUASION THROUGH PERKS 1. The president might offer help with legislation that benefits that member’s state or district. 2. He might offer to look more favourably on a judicial or executive branch appointment of interest to the member. 3. The president might invite members of Congress for an Oval Office meeting – either individually or in a small group. 4. The president might even go to Capitol Hill to meet with a selected group of members of Congress there. 5. If they are in the same party, the president might offer to campaign for them in the next election. 6. If all else fails, the president might go on national television to appeal over the heads of Congress directly to the people – “putting Congress’s feet to the fire” (President Johnson) 7. Small courtesies from the White House – an invitation to a billsigning, dinner with the president in the White House, a trip on Air Force One. THE RESULTS OF PRESIDENTIAL PERSUASION “The president’s success rate is measured each year in what is called the presidential support score. This annual statistic measures how often the president won in recorded votes in the House and Senate on which he took a clear position, expressed as a percentage of the whole. Its three main limitations are: 1. The score does not measure the importance of votes. The president might win trivial votes while losing important ones. 2. Presidents can avoid low scores by simply not taking positions on votes they expect to lose. 3. The score does not count bills that fail to come to a vote on the floor of either house. EG – President Clinton’s high score of 86.4 % in 1994 does not account for the failure of his Healthcare Reform Bill – his flagship policy – to even reach the floor of either house. Changes in Congress – and more widely in the US political system – make the president’s job of trying to build support for legislation more difficult than was the case in the 1950s and 1960s. There are 3 possible reasons: The Presidency Taken from Chapter Four of US Government and Politics by A.J. Bennett 1. Members of Congress are now more aware of constituents’ wishes – due to C-SPAN and e-mail LINK – and therefore are perhaps less willing to merely go along with what the president wants. 2. Changes in the methods for selecting presidential candidates have resulted in Washington outsiders becoming presidents – Governors Carter, Reagan, Clinton, George W. Bush and most notably Donald Trump. They know much less about the workings of Congress than did presidents who had worked in Congress – Truman, Kennedy, Johnson, Nixon and Ford – and do not have the personal ties to members of Congress that presidents such as Truman and Johnson enjoyed. Even Obama had served less than 4 years in Congress before being elected president. 3. MOST IMPORTANT – “Not only is it less likely these days that the president and a majority of both houses of Congress will be of the same party, but increased levels of partisanship have made it much more difficult for a president to gain the support of members of the opposition in Congress. DIRECT AUTHORITY – “actions that require no congressional approval and yet can achieve some of the political goals that presidents seek.” 1. EXECUTIVE ORDERS – “have the effect of law and they depend on some grant of authority in the Constitution. But they are what we would call an ‘extra-constitutional power’ – a power outside of the Constitution. They do not require congressional approval. They are often drafted in the departments and agencies of the federal government and sometimes by the OMB. In either case, the OMB has developed the role of ‘executive order clearance’ – screening them to ensure that they fit with the president’s policy interests and with existing law.” EG – President Kennedy used Executive Order 10925 to require federal contractors to take ‘affirmative action’ to ensure equal treatment of employees and job applicants. EG – whether or not family planning that receive federal funds can offer their clients information about abortion options. Reagan (1984) removed this; Clinton (1993) reinstated this; G. W. Bush (2001) removed it again; Obama (2009) reinstated it again. EXECUTIVE ORDERS UNDER PRESIDENT OBAMA – Nov. 2014 he issued the Deferred Action for Parents of Americans and Lawful Permanent Residents (DAPA) to allow certain illegal immigrants to be granted an indefinite delay in their deportation from the United States. Dec. 2014 26 Republican State Governors challenged the President’s action in federal court, calling it ‘one of the largest changes in immigration policy in our nation’s history’. Nov. 2015 the federal appeals court found that President Obama did not have such powers, and that his action breached the clause of Article II of the Constitution that requires the president to ‘take care that the laws be faithfully executed.’ In 2016, the Supreme Court reviewed the decision and reached a 4-4 tied decision. The Presidency Taken from Chapter Four of US Government and Politics by A.J. Bennett EXECUTIVE ORDERS UNDER TRUMP “Trump signed 12 executive orders in his first week, including those to withdraw the United States from the Trans-Pacific Partnership (although the Senate never ratified it anyway) and a freeze on federal government hiring (though there were exceptions). The most significant executive order placed a four month ban on refugees and a three month ban on citizens from 7 predominantly Muslim countries entering the USA. Trump then sacked Acting Attorney General Sally Yates “after she ordered staff at the Department of Justice not to defend the order in court. The federal courts then placed a temporary restraining order on the President’s order.” LINK LINK 2) SIGNING STATEMENTS This is another way in which presidents have expanded their direct authority. Jimmy Carter (225), George H.W. Bush (228) and Bill Clinton (381) all made great use of these. More recently, George W. Bush and Barack Obama made less use of them, but interestingly George W. Bush used 81% of signing statements to raise a constitutional question about the bill, whereas Bill Clinton only did this 19% of times. There is an on-going debate about whether or not it is legitimate for a President to sign a bill into law but then state that part of the new law will not be enforced because the President believes that it violates the constitution. For the critics, this approach is very similar to the ‘LINE-ITEM VETO’ that Congress granted to the President in 1996, but the Supreme Court declared unconstitutional in 1998. REMINDER – the Constitution allows the president to veto, pocket veto or sign. Not veto only parts of the new law. It is agreed that signing statements add significantly to the president’s power over legislation. Congress doesn’t like the practice because signing statements often block the enforcement of a law that Congress has duly passed and so is equivalent to an unconstitutional line-item veto. “While the Supreme Court has allowed signing statements to clarify unclear legislation, it has never given a clear ruling on the constitutional standing of such documents.” 3) RECESS APPOINTMENTS The power to appoint high-level politically appointed positions in the federal government is shared by the president and Congress. BUT the president is able to make a temporary appointment (a recess appointment) if the Senate is in recess. The appointment expires at the end of the following session of the Senate. “Like executive orders, recess appointments flourished in the new era of partisanship in Washington”. In response, the Senate began to hold ‘pro forma sessions’ (often with just one senator present) to try to stop recess appointments. The Presidency Taken from Chapter Four of US Government and Politics by A.J. Bennett An important Supreme Court ruling was reached in 2014 in National Labor Relations Board v Noel Canning. This happen because President Obama made 3 recess appointments to the NLRB and the next month the NLRB ruled against the Noel Canning Corporation. The Noel Group claimed that “as a majority of the NLRB members were recess appointees when the Senate had not been in recess at all, the Board’s ruling had no legal standing; and the Supreme Court ruled that the President had exceeded his powers in making the recess appointments to the NLRB. LINK 4) EXECUTIVE AGREEMENTS These “are yet another type of direct authority that presidents can use. An executive agreement is an agreement reached between the president and a foreign nation on matters that do not require formal treaties.” Since the presidency of F. D. Roosevelt “Subsequent presidents have signed an average of some 200 executive agreements per year, with a peak of over 300 per year under Jimmy Carter, Ronald Reagan, and George W. Bush’s second term. They cover such matters as basing American troops on foreign soil and resolving claims made by citizens of one country against the government of another. They could be concerned with regulating international trade or anti-terrorism policies.” “Commentators and academics have generally contended that presidents use executive agreements, as political devices to circumvent the Senate because executive agreements, unlike treaties, do not require Senate ratification.” EG – in 1994 President Bill Clinton signed an agreement with North Korea, but a number of Republican senators, including John McCain, created a furore because a deal of its magnitude should have been put before Congress. Also in 1994, Clinton secured the North American Free Trade Agreement (NAFTA) by an executive agreement. “Here is yet another example of the Constitution inviting a struggle for power between the president and Congress.” What are the theories of presidential power? The Founding Fathers never intended for the presidency to be powerful. In 1960 Richard Neustadt said that it had “the power to persuade”. In the 2000s he commented: “Weakness is still what I see – weakness in the sense of a great gap between what is expected of a man (or, some day, a woman) and assured capacity to carry through.” Bennett then remarks that due to “today’s era of partisanship in Washington … one might question the usefulness of any persuasive skills the president may have.” The presidency has evolved significantly since the time of George Washington. Presidential scholars have written about the ‘modern presidency’ or the ‘institutionalised presidency’. This process began under the presidency of F.D. Roosevelt, with the creation of the EXOP. This change made Congress seem to become subservient to the president. The Presidency Taken from Chapter Four of US Government and Politics by A.J. Bennett A trend that continued under Truman, Kennedy and Johnson (all Democrats) and Nixon (Republican). THE IMPERIAL PRESIDENCY – a presidency characterised by the misuse of presidential powers, especially excessive secrecy – especially in foreign policy – and high-handedness in dealing with Congress. Arthur Schlesinger published ‘The Imperial Presidency’ in 1973 in which he argued that “the imperial presidency was the creation of foreign policy.” By 1986 Schlesinger had recanted his thesis to some extent. It started with the attack on Pearl Harbor, which allowed FDR to break free from the conventional ties of Congress: 1950 following North Korea’s invasion of South Korea, Truman immediately sent US troops without approval from Congress. 1958 President Eisenhower sent 14,000 troops to Lebanon. 1961 President Kennedy launched the disastrous Bay of Pigs invasion without congressional authorisation. 1962 Congress played no role in the Cuban Missile Crisis 1964 Congress agreed the Tonkin Gulf Resolution, which gave President Johnson virtually a blank cheque. 1970 President Nixon bombed Cambodia without even the knowledge, let alone the authorisation, of Congress. Under Nixon, to clamp down on anti-Vietnam War protests and the way that business was organised and controlled seemed to add weight to this line of argument. “The Watergate affair, which broke in 1972 and forced Nixon to resign in August 1974, added fuel to the fire. Watergate was about illegal bugging and break-ins, the payment of hush money, secrecy, impoundment of congressional funds and obstruction of justice – all at the very highest levels of the Nixon administration.” Bennett cites presidential scholar David Mervin (1990) as typical of a number who became sceptical of the imperial president thesis: “The word ‘imperial’ summons up images of the president as an emperor, a supreme sovereign authority, a master of all he surveys. Roosevelt, at the beginning of the 1930s, and at the height of World War II, may have briefly approached such a position of pre-eminence, but none of his successors has come close to such a situation.” THE IMPERILLED PRESIDENCY This term was coined by Gerald Ford at the end of the 1970s as a result of Congress limiting the presidency powers by: The Case Act (1972) which forced presidents to inform Congress of all executive agreements made with foreign states; The War Powers Act (1973) which attempted to limit presidents’ use of troops unless Congress declared war or gave ‘specific statutory authorisation’. THE POST-IMPERIAL PRESIDENCY The Presidency Taken from Chapter Four of US Government and Politics by A.J. Bennett President Reagan restored kudos to the presidency by introducing domestic reforms that allowed the economy to boom and by pursuing a foreign policy that labelled the USSR as ‘the evil empire’ and applied pressure that contributed to its eventual collapse. President George H.W. Bush followed a successful foreign policy but fell due to the economic recession of the early 1990s. President Bill Clinton undermined the integrity of the presidency with the Monica Lewinsky affair, but did serve two full terms (the first Democrat to do this since FDR) President George W. Bush came to power controversially due to the Supreme Court’s ruling about vote counting in Florida. After initial success in his foreign policy, the war became unpopular and domestic policy was unsuccessful in terms of the economy and responding to Hurricane Katrina. President Obama was initially successful with a massive economic stimulus and by significantly expanding the role played by the state in health care, but once the House (2010) and the Senate (2014) fell to Republican control, Obama found that he was severely limited in what he could achieve. Bennett’s conclusion “What we can say is that presidential power is limited – the Founding Fathers intended it to be so. All this makes being a successful and effective president exceedingly difficult.” What is the president’s role in foreign policy? In times of crisis, it is the president and not Congress who is in charge of foreign policy. When it comes to non-crisis foreign policy making it is less clear. The Constitution is ‘an invitation to struggle for the privilege of directing American foreign policy.’ (Prof. Corwin) ‘It gives powers over foreign policy to both branches of government and a number of the constitutional provisions are somewhat vague.’ The Constitution makes the president Commander-in-Chief and allows her/him to negotiate treaties. These powers are checked by Congress’s powers to declare war (it hasn’t done this since 1941) and to control the purse strings (a power that was of questionable use once George W. Bush had committed troops to Iraq). A number of cabinet appointments relate to foreign policy and the president also appoints ambassadors to other nation states. All of these appointments, apart from the national security adviser, are subject to Senate confirmation. The president can set the tone of foreign policy through either his inaugural address or the State of the Union address. LINK LINK Following on from 9/11 the BUSH DOCTRINE became established which argued that America’s ‘primacy’ (having defeated both Nazism and Communism) enabled the nation to wage ‘pre-emptive war’. The rise of terrorist groups such as Al Qaeda and the nations that either harboured or sponsored them ‘changed the calculus of world politics to such an extent that conventional instruments of coercive foreign policy no longer applied. The Presidency Taken from Chapter Four of US Government and Politics by A.J. Bennett PRESIDENT OBAMA promised ‘soft power’ LINK, but this is controversial given that: Guantanamo Bay detention camp was not closed; in 2011 Obama signed a 4 year extension to the Patriot Act; and significantly increased the use of drone attacks. In contrast, and despite the powers that the Constitution gives to Congress, “When it comes to matters of war and peace, Congress now occupies a position roughly analogous to that of a student council in university governance. It may be important for the administration to show pro forma respect and deference to it – but there can no longer be any doubt about where the real authority resides.” (Gene Healy: 2008) EG – January 2007, the Democrats reclaimed both houses of Congress and sought to use ‘the power of the purse’ to end the ‘disastrous war’ in Iraq, but President Bush vetoed the bill and the Democrats did not have the number of votes required to override the veto. What limits exist on presidential power? “the presidency is not a powerful office.” (James Pfiffner) “Opportunities to check power abound; opportunities to exercise power are limited.” (Thomas Cronin) THE POWERS OF CONGRESS: Amend, delay or reject the president’s legislative proposals; Override the president’s veto; Amend his budgetary requests through the power of the purse; Check his commander-in-chief, through the power of the purse as well as through the power to declare war; Refuse to ratify treaties negotiated by the president (Senate only); Reject nominations made by the president (Senate only); Investigate the president’s actions and policies; Impeach and try the president with possible removal from office if found guilty. THE POWERS OF THE SUPREME COURT, recent examples: Declaring President Nixon’s actions in refusing to release the socalled White House tapes to be unconstitutional LINK Declaring President Clinton’s claim for immunity from prosecution by Paula Jones to be unconstitutional (1997) Declaring the military commissions set up by President George W. Bush to try Guantanamo Bay detainees to be unconstitutional (2006) Declaring President Obama’s use of recess appointments to be unconstitutional (2014) Declaring President Obama’s use of an executive order to implement his immigration reform programme to be unconstitutional (2016) The Presidency Taken from Chapter Four of US Government and Politics by A.J. Bennett District and appeal courts in the federal system challenging President Trump’s ‘travel ban’ which meant that the executive order was declared inoperative by the courts. OTHER CHECKS: Interest groups – eg the National Rifle Association challenged President Obama’s attempt to mobilise public opinion behind tighter gun control. 24/7 media news cycle. The size of the federal bureaucracy – c. 3 million civil servants. State governments and governors who have to implement federal policy. What factors affect presidential success? ELECTORAL MANDATE 1984 – President Reagan won re-election with 59% of the vote and victory in 49 states. 1992 – Bill Clinton won election with only 43% of the vote. In the ‘hyper-partisanship’ current era, no president has won a landslide since Reagan in 1984. PUBLIC APPROVAL This varies over time and affects the president’s ability to get things done: George W. Bush 90% (October 2001); not more than 40% (2006-2007); 25% (2008). ‘the Marmite presidency’ Clinton, Bush, Obama, Trump. FIRST/SECOND TERM An unintended consequence of the Twenty-second amendment is that presidents quickly become lame ducks in their second terms, and consequently seek to pass their top policy priorities early in their first term while their approval rating is still high. EG: Obama was sworn in during January 2009 and so-called Obamacare (the Patient Protection and Affordable Care Act) was signed into law on 23 March 2010. UNIFIED/DIVIDED GOVERNMENT Unified government is the term used to describe the situation when both houses of Congress are controlled by the president’s party. “For presidents Bill Clinton to Barack Obama, the average presidential support score (measures how often the president won in recorded votes) for years of unified government was 83% while the average score for years of divided government was just 53%.” CRISES ‘a rally-round-the-flag-effect’ which means that Americans support the Commander-in-Chief in times of crisis. EG – George W. Bush had a 51% approval rating on 7 September 2001; two weeks later it was 90%, it stayed above 80% for six months, and above 70% for a further 4 months. THE CONSEQUENCE OF PARTISANSHIP The Presidency Taken from Chapter Four of US Government and Politics by A.J. Bennett Both Bush and Obama ‘rather than seeking compromise with their opponents by bringing them into an inclusive coalition and supporting legislation broadly acceptable to the electorate, they sought, as Edwards put it, “to defeat the opposition, creating winners and losers in a zerosum game”.’ This continued in the 2016 presidential election which was focused on an effort to mobilise their own party’s base rather than convince undecided and swing voters. How do the offices of the US president and the UK prime minister compare? US President: The office was created by a war of independence and a constitutional convention some years later. George Washington would recognise Trump as president. All executive power in the USA is vested in the president. The president is elected by the people, through an electoral college, and serve for a maximum of eight years. The president gains the title of party leader but it means little in practice. The president is entirely separate from the legislature. The president’s cabinet is no more than an optional advisory group and has no formal decision-making power. UK Prime Minister: The office has evolved over many centuries. EG – the title was first recorded, posthumously, to Sir Robert Walpole (First Lord of the Treasury 1721 to 1742). The office of prime minister would be unrecognisable to Walpole. Executive power is divided between the monarch, the prime minister and the cabinet. The prime minister is not directly elected to the office and so there is no limit to the amount of time that she/he might serve. The prime minister gains office by being the leader of the largest party in the House of Commons and is de facto (in fact whether right or not) leader of the house. The prime minister and cabinet together form a plural executive with the PM described as ‘first among equals’ – “Primus inter pares (Ancient Greek: Πρῶτος μεταξὺ ἴσων, prōtos metaxỳ ísōn) is a Latin phrase meaning first among equals. It is typically used as an honorary title for those who are formally equal to other members of their group but are accorded unofficial respect, traditionally owing to their seniority in office.” (Wikipedia, 9/9/2018) “the prime minister is usually pictured working in the cabinet room – a room that speaks as much about collegiality as the Oval Office does about individuality.” The Presidency Taken from Chapter Four of US Government and Politics by A.J. Bennett US president and UK prime minister: comparing roles and powers US President Elected as president Chief executive and head of state Legislation: initiating and veto powers Appoints cabinet but subject to Senate confirmation Commander-in-chief of the Armed Forces, but only Congress can declare war Has vice president Has (large) Executive Office of the President Has a variety of means to pursue policy unilaterally: executive orders, signing statements, etc. Limited to two full terms in office The State of the Union address is delivered by the President but “it is really no more than a wish list”. The president submits an annual budget to Congress but this is the start of “many months of bargaining during which the president may be defeated on many items”. President is a singular executive. Presidential appointments of executive branch officials require approval by the Senate The president can sign and veto legislation. The president appoints all federal judges The president has the power of pardon The president is head of state UK prime minister Elected as party leader Head of government only Draws up government’s legislative programme with cabinet Appoints cabinet (no approval) Can use royal prerogative to declare war and deploy troops abroad but recently more subject to parliamentary approval LINK May appoint deputy prime minister LINK Has (small) Number 10 staff and Cabinet Office More likely to pursue policy collectively, through either cabinet of cabinet committees No term limits The monarch delivers the King’s/Queen’s Speech but the prime minister has written it and “a list of near certainities”. The budget that is submitted is, to all intents and purposes the budget that is passed. DUP 'Confidence and Supply' The prime minister is part of a collective executive. The prime minister does not require anyone to approve the appointments that she/he makes The monarch can refuse to sign a bill, but this hasn’t happened since 1707 – 80 years before the US Constitution was conceived. Since 2006 the independent Judicial Appointments Commission appoints judges. The monarch has the power of pardon LINK The monarch is head of state The Presidency Taken from Chapter Four of US Government and Politics by A.J. Bennett Congress is not able to question the president on a regular basis The president is not able to make occasional statements to Congress The president does not have equivalent powers of patronage. Prime Minister’s Question for 30 minutes each week that Parliament is sitting. The prime minister can make occasional statements and can appear before the Commons’ Liaison Committee. PM patronage also includes the chairmanship of the BBC, Church of England bishops, and recommending life peerages US president and UK prime minister: comparing relations with the legislature “As we already know, the most significant difference is structural: the US president is not and cannot be a member of Congress whereas the British prime minister must be a serving member of Parliament.” US president’s relations with Congress State of the Union Address Dependent on Senate confirmation of numerous appointments Possibility of divided government Budget may be significantly amended or defeated in Congress No executive branch members in Congress Not subject to personal questioning by members of Congress Gets agreement in Congress mostly by persuasion and bargaining President individually subject to impeachment (House) and trial (Senate) The Senate does not have any of these devices to hold the President to account. UK prime minister’s relations with Parliament Queen’s Speech Makes numerous appointments without need for legislature to consent May not have a majority in House of Lords Budget subject to parliamentary scrutiny Executive branch members in both houses, and dominates House of Commons Prime Minister’s questions Gets agreement in Parliament mostly by party discipline and reliance on the payroll vote in the House of Commons Prime minister and government collectively subject to vote of no confidence Parliament can hold the government to account through: Question Time; select committees; policy debates; early day motions; and votes of no confidence. The Presidency Taken from Chapter Four of US Government and Politics by A.J. Bennett “In their respective cabinets we see more structural differences between the two systems, which give rise to different political outcomes. … All executive power is vested in the president, none in the cabinet, which is why its members are correctly referred to as cabinet officers or secretaries, not cabinet ministers.” “Cabinet officers will not have served together as part of a shadow cabinet before taking office. … As a result, the president’s cabinet functions merely as a somewhat distant advice-giving body with little collective significance in most administrations.” US cabinet Serving members of the legislature barred from serving Presidential appointments subject to Senate confirmation President decides frequency and regularity of meetings Cabinet meetings are subordinate to the president who is in no way ‘first among equals’; cabinet does not make decisions – the president does Cabinet members are mostly recruited for their policy specialisations: rarely do they move to a different department Cabinet members are often strangers to the president; no shadow cabinet Cabinet meetings are often the only time some cabinet members see the president No doctrine of collective responsibility Only the president has an elective base None of the cabinet are rivals to the president UK cabinet Membership exclusive to members of Parliament No formal limits on cabinet appointments Prime minister obliged to maintain frequency and regularity of meetings Cabinet is a collective decisionmaking body Cabinet members are usually policy generalists: hence cabinet reshuffles Cabinet made up of long-serving parliamentary colleagues and former shadow cabinet members Prime minister sees cabinet colleagues regularly in Parliament Collective responsibility usually applies. Most are members of the House of Commons and so have the same elective base as the Prime Minister. Some of the cabinet are likely to be leadership rivals to the Prime Minister “The stark structural differences between the two systems mean that the cabinet in Whitehall is an entirely different beast from its namesake in Washington. … no prime minister could ignore the collective will of the cabinet the way the American president can, and hope to survive in office for very long.” The Presidency Taken from Chapter Four of US Government and Politics by A.J. Bennett Although Bennett acknowledges both Hailsham’s (1976) “elective dictatorship” and Schlesinger’s (1973) “imperial presidency”, he concludes his study of the US presidency thus: “our understanding of the structures of government in the United Kingdom should make us cautious of describing the office of the prime minister as having been ‘presidentialised’. In terms of what they can get done in the legislature, British prime ministers have always been in a much stronger position than American presidents. On the other hand, to call prime ministers ‘presidential’ in terms of their staff and support has always been very wide of the mark. The office occupied and run by Tony Blair, Gordon Brown, David Cameron and Theresa May looks nothing like the Executive Office of the President in Washington under George W. Bush, Barack Obama or Donald Trump. The offices remain different, mainly because the structures in which they operate are so different.”