ver. 5.2. August 2005 Integrated Defense Acquisition, Technology, & Logistics Life Cycle Management Framework Planning, Programming, Budgeting & Execution DEPSECDEF Oversight DoD 7000.14-R Effective Interaction is Essential Concept Refinement Phase Joint Capabilities Integration & Development System Defense Acquisition System VCJCS Oversight CJCSI 3170.01E USD(AT&L) Oversight DoDD 5000.1 For space systems see National Security Space Acquisition Policy 03-01 Functional Needs Analysis Ideas for Non-materiel Approaches JCD (DOTMLPF Analysis) Ideas for Materiel Approaches Functional Solution Analysis (need driven) B Joint Capabilities Integration & Development System - Acronyms Integrated Architectures ICD Analysis of Materiel/ Non-Materiel Approaches Approach 1 Approach 2 Approach N NCOW-RM JCD – Joint Capabilities Document JROC – Joint Requirements Oversight Council MUA – Military Utility Assessment NCOW-RM – Net Centric Operations Warfare- Reference Model KIP – Key Interface Profiles KPP – Key Performance Parameter Global Net-Ready Information KPP Grid KIPs Architecture Products Draft CDD Joint Staff Certifications J-6 Interoperability & Supportability J-8 Insensitive Munitions J-2 Intelligence/Threat System Integration Force Survivability KPP Protection KPP Service/JROC Validation & Approval Global Net-Ready Information KPP Grid KIPs CDD Joint Staff Certifications Threshold/objective tradeoffs – Revised Performance Attributes C Post Independent Analysis Information Support Plan Draft CDD is shown to illustrate the importance of an early start on this critical document. All documents are initiated as drafts at the working level. Service/JROC Validation & Approval J-6 Interoperability & Supportability J-8 Insensitive Munitions J-2 Intelligence/Threat DCR Information Support Plan MUA for Advanced Concept Technology Demonstrations/Advanced Technology Demonstrations Non-materiel approaches Low-Rate Initial Production Full-Rate Production/Deployment FRP DR Architecture Products Global Net-Ready Information KPP Grid KIPs CPD Joint Staff Certifications Threshold/objective tradeoffs – Revised Performance Attributes Information Support Plan MUA for Advanced Concept Technology Demonstrations/Advanced Technology Demonstrations Evolutionary Acquisition Strategy Initiate Evolutionary Acquisition Strategy B DAB/ DSAB/ MDA ITAB Oversight & Review Exit Criteria Met ADM Exit Criteria Clinger-Cohen Act Clinger-Cohen Act Clinger-Cohen Act Clinger-Cohen Act - Compliance (all IT) - Certification (MAIS) - Compliance (all IT) - Certification (MAIS) - Compliance (all IT) - Certification (MAIS) - Compliance (all IT) - Certification (MAIS) DAB/ DSAB/ MDA ITAB ADM APB Exit Criteria •Program Strategy •Cost, schedule & performance goals & exit criteria for first tech demonstration •Test Plan AoA Plan DAB/ DSAB/ MDA ITAB •Program Structure •Acquisition Approach •Capability Needs •T&E Considerations •Risk Management •Resource Management •Systems Engineering •Interoperability •Information Technology TLCSM Exit Criteria •Research & Tech Protection •Information Assurance •Product Support •Human Systems Integration •ESOH •MOSA •Business Considerations •Best Practices •Relief, Exemptions & Waivers AoA Exit Criteria Met ADM Acquisition Strategy Technology Development Strategy TLCSM Exit Criteria Met DAB/ DSAB/ MDA ITAB ADM APB Exit Criteria ADM – Acquisition Decision Memorandum AoA – Analysis of Alternatives APB – Acquisition Program Baseline CD – Concept Decision DAB – Defense Acquisition Board DSAB – Defense Space Acquisition Board DRR – Design Readiness Review DSAB – Defense Space Acquisition Board ESOH – Environment, Safety & Occupational Health FRPDR – Full-Rate Production Decision Review ITAB – Information Technology Acquisition Board LRIP – Low Rate Initial Production MAIS – Major Automated Information System MDA – Milestone Decision Authority MOSA – Modular Open Systems Approach T&E – Test and Evaluation TLCSM – Total Life Cycle Systems Management Exit Criteria Met DAB/ DSAB/ MDA ITAB Contracting Acq Plan Draft RFP Source Selection Plan Technology Development Contract RFP RFP – Request for Proposal Major Products Preliminary Integrated Architecture Define Supportability Objectives Logistics/ Sustainment TLCSM INPUTS Defense Acquisition System (event driven) •Prelim Sys Spec •T&E Strategy •SEP •Support & Maintenance Concepts & Technologies •Inputs to: -draft CDD -AoA -TDS -Cost/Manpower Est. ITR Interpret User Needs, Analyze Operational Capabilities & Environmental Constraints Technical Develop Concept Performance (& Constraints) Definition & Verification Objectives Product Support Plan Set Product Support Strategy B OUTPUTS •Sys Performance Spec •LFT&E Waiver Request •TEMP •Validated Sys Support & Maintenance Objectives & Requirements •SEP •PESHE •PPP •TRA •Inputs to: -IBR -ISP -STA -CDD -Acq Strategy -Affordability Assessment -Cost/Manpower Est. •ICD & Draft CDD •Preferred Sys Concept •Exit Criteria •T&E Strategy •Support & Maintenance Concepts & Technologies •AoA •SEP •TDS INPUTS Interpret User Needs. Analyze Operational Capabilities & Environmental Constraints Demo & Validate Sys Concepts & Technology Maturity Versus Defined User Needs •Sys Performance Spec •Exit Criteria •Validated Sys Support & Maintenance Objectives & Requirements •APB •CDD •SEP •ISP •TEMP Performance Based Agreements Develop System Perf (& Constraints) Spec & Enabling/Critical Tech Verification Plan Trades Demo/Model Integrated System Versus Performance Spec Business Case Analysis SRR ASR – Alternative Systems Review BLRIP – Beyond Low Rate Initial Production CDR – Critical Design Review CI – Configuration Item DT&E – Developmental Test & Evaluation EOA – Early Operational Assessment ESOH – Environmental, Safety & Occupational Health FCA – Functional Configuration Audit FMECA – Failure Mode Effects & Criticality Analysis FOT&E – Follow-on Test & Evaluation FTA – Failure Tree Analysis IOT&E – Initial Operational Test & Evaluation ISR – In-Service Review ISP – Information Support Plan ITR – Initial Technical Review JITC – Joint Interoperability Test Command LFT&E – Live Fire Test & Evaluation LORA – Level of Repair Analysis LRIP – Low Rate Initial Production MTA – Maintenance Task Analysis OA – Operational Assessment OT&E – Operational Test & Evaluation OTRR – Operational Test Readiness Review PESHE – Programmatic Environment, Safety & Occupational Health Evaluation PDR – Preliminary Design Review PCA – Physical Configuration Audit PRR – Production Readiness Review PPP – Program Protection Plan RCM – Reliability Centered Maintenance RMS – Reliability, Maintainability & Supportability SEP – Systems Engineering Plan SFR – System Functional Review SRR – System Requirements Review STA – System Threat Assessment SVR – System Verification Review T&E – Test & Evaluation TEMP – Test & Evaluation Master Plan TDS – Technology Development Strategy TRA – Technology Readiness Assessment TRR – Test Readiness Review Develop System Functional Specs & System Verification Plan Decompose Concept Functional Definition into Component Concepts & Assessment Objectives Assess/Analyze System Concept Versus Functional Capabilities Assess/Analyze Enabling/Critical Components Versus Capabilities Develop Functional Definitions for Enabling/ Critical Technologies & Associated Verification Plan Demo System Functionality Versus Plan Develop Component Concepts, i.e., Enabling/Critical Technologies, Constraints & Cost/Risk Drivers Demo Enabling/ Critical Technology Components Versus Plan Develop System Concepts, i.e., Enabling/Critical Technologies, Update Constraints & Cost/Risk Drivers Economic Analysis (MAIS Only) Economic Analysis (MAIS Only) CARD PMO POM Input PMO Budget Estimate Cost Cost Estimation Methods Types of Funds Planning, Programming, Budgeting, & Execution Process POE (Designated Programs) Off Year For single copies of this chart send request to DAUPubs@dau.mil White House CCA ICE RDT&E – Advanced Technology Development Production Contract RFP MTA LFT&E Waiver (if appropriate) FRP DR •Public-Private Partnering •PBA Modifications •Assessment of PSI/PSPs •Supply Chain Management Post-Deployment Review Full-Up System Level LFT&E BLRIP Report to Congress JITC Interoperability Certification Testing •Peacetime •Training Disposal FOT&E LFTE Report to Congress Reprocessing Disposal PRR Combined DT&E/OT&E/LFT&E Demonstrate System to Specified User Needs & Environmental Constraints INPUTS OUTPUTS INPUTS •Test Results •Exit Criteria •APB •CPD •SEP •TEMP •Product Support Package •Production Baseline •Test Reports •TEMP •PESHE •SEP •Input to: - Cost/Manpower Est. •Service Use Data •User Feedback •Failure Reports •Discrepancy Reports •SEP Trades System DT&E, LFT&E & OAs, Verify System Functionality & Constraints Compliance to Specs OUTPUTS Verify & Validate Production Configuration In-Service Review Monitor and Collect All Service Use Data Implement and Field Trades Trades Modify Configuration (Hardware/Software/Specs) To Correct Deficiencies Analyze Data to Determine Root Cause Assess Risk of Improved System Determine System Risk/ Hazard Severity Integrate & Test Corrective Action Develop Corrective Action Cost Acronyms • Process Change – Hardware/Support • Materiel Change Economic Analysis (MAIS Only) CARD (Designated Programs) POE CCA ICE CARD Affordability Assessment (Designated Programs) POE CCA ICE Affordability Assessment Actual Costs Engineering RDT&E – Systems Development & Demonstration Operations & Maintenance Procurement RDT&E – Management & Support Appropriated Funds To Support Contracts Planning, Programming, Budgeting & Execution Acronyms August POM/Budget Submit Changes to On Year Joint Planning Document National Military Strategy National Defense Strategy Strategic Planning Guidance Off Year Optional Joint Programming Guidance Off Year Optional October April / May ISSUES BCP – Budget Change Proposals FYDP – Future Years Defense Program MBI – Major Budget Issues OMB – Office of Management & Budget PBD – Program Budget Decision September - November SLRG Reviews Send recommendations to improve the content of this chart to wallchart@dau.mil Fiscal Guidance DoD Testimony DoD Appeals Allocation PDM(s) PBD Cycle October - November Final PBDs November MBI DoD Budget FYDP updated December OMB National Security Strategy PCP – Program Change Proposals PDM – Program Decision Memorandum PMO – Program Management Office POM – Program Objectives Memorandum SLRG – Senior Leadership Review Group Apportionment FYDP updated Least Acceptable •Data for In-Service Review •Input to CDD for next increment •Modifications/upgrades to fielded systems •SEP PCA Analyze Deficiencies To Determine Corrective Actions Individual CI Verification DT&E CARD – Cost Analysis Requirements Description CCA – Component Cost Assessment ICE – Independent Cost Estimate MAIS – Major Automated Information System POE – Program Office Estimate RDT&E – Research, Development, Test & Evaluation January Most Acceptable Landfill SVR RDT&E – Management & Support POM/Budget Formulation Changes to On Year •Joint Operations •Crises Recycle/Reuse J-6 Interoperability & Supportability Validation Integrated DT&E, LFT&E & EOAs Verify Performance Compliance to Specs Evolve CI Functional Specs into Product (Build to) Documentation and Inspection Plan RDT&E – Adv Component Dev & Prototypes Operations & Sustainment •Continuous Tech Refreshment •Obsolescence Management •Configuration Control •Data Management Pre-IOC & Post IOC Supportability Assessments Independent IOT&E Fabricate, Assemble, Code to “Build-to” Documentation RDT&E – Management & Support Sustainment Contracts Product Support/PBL Management CDR Affordability Assessment Post Production Software Support Contracts Full-Rate Production Systems Final Production Baseline OTRR •Initial Prod Baseline •Test Reports •TEMP •Elements of Product Support •Risk Assessment •SEP •TRA •PESHE •Inputs to: -CPD -STA -ISP -Cost/Manpower Est. PDR LORA Full Funding in FYDP Total Life Cycle Systems Management Integrated Baseline Review Parametric (biennial calendar driven) On Year FTA Acq Plan Analogy Military Departments & Defense Agencies Office of the Secretary of Defense & Joint Staff FMECA Evolve Functional Performance Specs into CI Functional (Design to) Specs and CI Verification Plan RCM Decompose Functional Definitions into Critical Component Definition & Tech Verification Plan C OUTPUTS FCA FRP TRR SFR Decompose Concept Performance into Functional Definition & Verification Objectives Draft RFP Source Selection Plan •Product Support Elements •Supply Chain Management •Support and Cost Baseline •Contract for Sustainment (organic & commercial) Product Support Integrator/ Product Support Provider Increment III Exit Criteria Product Support Package/PBL Implementation •Footprint Reduction •Supply Chain Management •Product Support Elements Logistics & Technical Acronyms Interpret User Needs, Refine System Performance Specs & Environmental Constraints Trades Trades ADM AoA Low-Rate Initial Production Systems Initial Production Baseline Performance Based Logistics (PBL) Strategy (Preferred Product Support Approach) C DRR MAIS only LRIP Contract RFP DRR SRR Assess/Analyze Concept & Verify System Concept’s Performance Draft RFP Demonstrate Product Support Capability •Statutory/Regulatory •Product Support Elements -Supply Support -Training •Source of Support -Support Data •Legacy Considerations -Maintenance -Manpower & personnel INPUTS Trades Trades Systems Engineering Test & Evaluation Supportability Prototypes/ Engineering Dev Models Prototypes/ Engineering Dev Models Develop Initial Product Support Strategy ASR Analyze/Assess Concepts Versus Defined User Needs & Environmental Constraints Acq Plan FRP B DAB/ DSAB/ MDA ITAB Integrated Baseline Review System Performance Spec Tech Demos A OUTPUTS RFP Source Selection Plan Increment II •Research & Tech Protection •Information Assurance •Product Support •Human Systems Integration •ESOH •MOSA •Business Considerations •Best Practices •Relief, Exemptions & Waivers Purpose of LRIP: • Establish Production Base • Ramp to Production Rate • Produce systems for IOT&E AoA System Development & Demonstration Contract •Program Structure •Acquisition Approach •Capability Needs •T&E Considerations •Risk Management •Resource Management •Systems Engineering •Interoperability •Information Technology TLCSM Integrated Baseline Review Refine Supportability Objectives/ Constraints CD Draft RFP Exit Criteria Met C DRR Acquisition Strategy updated n/a MAIS Integrated Baseline Review Evaluate Product Support Capabilities •ICD •AoA Plan •Exit Criteria •Alternative Maintenance & Logistics Concepts Acq Plan Preferred System Concept Best Materiel Approach(es) Source Selection Plan APB Exit Criteria •Research & Tech Protection •Information Assurance •Product Support •Human Systems Integration •ESOH •MOSA •Business Considerations •Best Practices •Relief, Exemptions & Waivers updated Study Contracts ADM Acquisition Strategy •Program Structure •Acquisition Approach •Capability Needs •T&E Considerations •Risk Management •Resource Management •Systems Engineering •Interoperability •Information Technology Oversight & Review Acronyms AoA FOC FOC Validated and approved CDD and CPD for each increment of an evolutionary acquisition Service/JROC Validation & Approval J-6 Interoperability & Supportability J-8 Insensitive Munitions J-2 Intelligence/Threat KPPs Disposal Force Survivability KPP Protection KPP Information Assurance Family of Joint Future Concepts Concept of Operations Automated Standards Profile Capability Roadmap Sustainment System Threat Assessment IOC NCOW-RM KPPs Service/JROC Validation & Approval Achieve operational capability that satisfies mission needs. Force Survivability KPP Protection KPP Information Assurance Family of Joint Future Concepts Concept of Operations Automated Standards Profile Capability Roadmap Operations & Support Phase Execute a support program that meets operational support performance requirements and sustains the system in the most cost-effective manner over its total life cycle. Dispose of the system in the most cost-effective manner at the end of its useful life. System Threat Assessment NCOW-RM Architecture Products Production & Deployment Phase MS System Demonstration DRR System Threat Assessment Information Assurance Family of Joint Future Concepts Concept of Operations Automated Standards Profile Capability Roadmap Develop a system or increment of capability; reduce integration and manufacturing risk; ensure operational supportability; reduce logistics footprint; implement human systems integration; design for producibility; ensure affordability and protection of critical program information; and demonstrate system integration, interoperability, safety, and utility. MS A CDD – Capability Development Document CPD – Capability Production Document DCR – DOTMLPF Change Recommendation DOTMLPF – Doctrine, Organization, Training, Materiel, Leadership, Personnel, and Facilities FOC- Full Operational Capability ICD – Initial Capabilities Document IOC – Initial Operational Capability Family of Joint Future Concepts Concepts of Operations Joint Tasks System Development & Demonstration Phase Reduce technology risk and determine appropriate set of technologies to integrate into a full system. MS CD Strategic Guidance Functional Area Analysis Technology Development Phase Refine initial concept. Develop Technology Development Strategy Decision Points/Milestones Joint Capabilities Integration & Development System This chart is a classroom aid for Defense Acquisition University students. It provides a notional illustration of the interfaces among the three major decision support systems used to develop, produce, and field a system for national defense. Defense acquisition is a complex process with many more activities than shown here, and many concurrent activities that cannot be properly displayed on a two-dimensional chart. Supporting information is on the back of this chart. For more information see the Acquisition, Technology & Logistics Knowledge Sharing System (http://akss.dau.mil). The Milestone Decision Authority may authorize entry into the acquisition process at any point, consistent with phase-specific entrance criteria and statutory requirements DOD Decision Support Systems President’s Budget to Congress February (1st Monday) Congress Budget Committees Congress Authorization Committees Appropriation Committees February - September Authorization/ Appropriation Acts Passed