IEEE TRANSACTIONS ON INDUSTRIAL ELECTRONICS, VOL. 55, NO. 1, JANUARY 2008 97 Model Reference Adaptive Control Design for a Shunt Active-Power-Filter System Kuo-Kai Shyu, Member, IEEE, Ming-Ji Yang, Yen-Mo Chen, and Yi-Fei Lin Abstract—In this paper, model reference adaptive control (MRAC) is proposed for a single-phase shunt active power filter (APF) to improve line power factor and to reduce line current harmonics. The proposed APF controller forces the supply current to be sinusoidal, with low current harmonics, and to be in phase with the line voltage. The advantages of using MRAC over conventional proportional-integral control are its flexibility, adaptability, and robustness; moreover, MRAC can self-tune the controller gains to assure system stability. Since the APF is a bilinear system, it is hard to design the controller. This paper will solve the stability problem when a linearization method is used to solve the nonlinearity of the system. Moreover, by using Lyapunov’s stability theory and Barbalat’s lemma, an adaptive law is designed to guarantee an asymptotic output tracking of the system. To verify the proposed APF system, a digital signal controller (dsPIC30F4012) is adopted to implement the algorithm of MRAC, and a 1-kVA laboratory prototype is built to test feasibility. Experimental results are provided to verify the performance of the proposed APF system. Index Terms—Active power filter (APF), harmonics, model reference adaptive control (MRAC), power factor (PF). I. I NTRODUCTION W ITH THE increase of nonlinear loads in utility line, harmonic problem has been a primary concern. Those nonlinear loads on industrial, commercial, and residential equipment, such as diode rectifiers, thyristor converters, and some electronic circuits, which are drawing nonsinusoidal currents, pollute the utility line due to the current harmonics that they generate. They have brought about many problems in utility power, such as low power factor (PF), low energy efficiency, electromagnetic interference, distortion of the line voltage, etc. [1]. Therefore, standard regulations and recommendations, such as IEC 61000-3-2 [2] and IEEE 519 [3], enforce a limit on the aforementioned problems. For problems of harmonic pollution, passive and active power filters (APFs) are typical approaches that are used to improve the PF and to eliminate harmonics. In the past, passive LC filters are generally used to reduce these problems, but they have many demerits such as its being bulky and heavy, and its resonance, tuning problem, fixed compensation, noise, increased losses, etc. [4]. On the contrary, the APF can solve the aforementioned problems and Manuscript received September 7, 2006; revised July 23, 2007. This work was supported by the National Science Council of Taiwan, R.O.C., under Contract NSC 95-2221-E-008-081. This paper was presented at the IEEE Industrial Conference, Paris, France, November 7–10, 2006. The authors are with the Department of Electrical Engineering, National Central University, Chung-Li, Taoyuan 320, Taiwan, R.O.C. (e-mail: kkshyu@ee.ncu.edu.tw; s9521089@cc.ncu.edu.tw; maki.118@yahoo.com.tw; 93521103@cc.ncu.edu.tw). Digital Object Identifier 10.1109/TIE.2007.906131 is often used to compensate current harmonics and low PF that is caused by a nonlinear load. In an APF connection, it was roughly classified as in series (series APF) and in parallel (shunt APF). A typical series APF is in the cascade path of the power, compared with a shunt APF. It processes all the supplied power, thus requiring more high current and voltage ratings of devices, and involves significant switching losses. Consequently, the shunt APF is considered to be the most basic structure of an APF [5]–[12]. In the past, most APFs use proportional plus integral and differential (PID) control in the current/voltage control loop [9]–[15]. When using fixed-gain PID controllers, it is necessary to retune them for different operation regions, not to mention the change in different loading powers. Furthermore, recent applications need faster transient response, minimum power dissipation, and robustness, which the PID fails to satisfy. In view of the aforementioned problems of PID-controlled APF, this paper adopts model reference adaptive control (MRAC) [16]. MRAC is a well-established method that has demonstrated its capabilities in many researches (e.g., [17]– [25]). Many well-known MRAC results are developed in detail in a variety of textbooks [16], [26]–[29]. In MRAC systems, the desired performance of the plant is expressed via a reference model, which gives the desired response to a command signal. Hence, a considerable flexibility is granted to the designer to alter the goals by modifying the reference model. On the other hand, one main reason in using MRAC is the elimination of relatively large overshoots and undershoots in the beginning of the transient, which may disturb the stable operation of the inverter in protecting the switching devices. Thus, it is expected that MRAC can overcome the demerits of PID control and is a better control strategy. This paper presents an MRAC-based APF to cancel the harmonic/reactive components in the line current so that the current flow into and from the grid is sinusoidal and in phase with the grid voltage. Since the APF is a bilinear system, it is difficult to directly apply MRAC. This paper will solve the stability problem when a linearization method is used to solve the nonlinearity of the system. Parameter update laws that are used to tune the control gains are derived by the Lyapunov function. Furthermore, the stability of the MRAC is guaranteed based on Lyapunov stability and Barbalat’s lemma. The MRAC that is developed in theory so far is mostly based on a higher order algorithm that requires much more complicated mathematical processing and far exceeds the capability of real-time processing of the previous microprocessors (e.g., 89C51, PIC16F877, eight-bit microcontroller, etc). On the other hand, analog circuits can only keep the fixed parameters under an invariant 0278-0046/$25.00 © 2008 IEEE Authorized licensed use limited to: Zhejiang Lab. Downloaded on December 28,2021 at 09:30:33 UTC from IEEE Xplore. Restrictions apply. 98 IEEE TRANSACTIONS ON INDUSTRIAL ELECTRONICS, VOL. 55, NO. 1, JANUARY 2008 Fig. 2. Fig. 1. Shunt APF in parallel with a nonlinear load. environmental condition. In other words, they are subject to variation of controlled parameters in the presence of environmental changes, temperature rise, change in humidity, etc. Fortunately, the present-day development in microprocessors and their ability to operate in conjunction with power electronic devices have opened up an era of high power quality. Consequently, in this paper, we adopted a digital signal controller (dsPIC30F4012) [30] to process the operation of MRAC for APF. The main advantage of using a digital signal controller is its flexibility when the parameters of the reference model are modified and the enhanced performance of the APF. Moreover, the complexity of the hardware circuit is greatly reduced by using a digital controller. Finally, a 1-kVA prototype was developed to demonstrate the performance of the proposed APF with the MRAC approach. The experimental results show that this system can both improve the PF and greatly reduce total harmonic distortion (THD). This paper is organized as follows. Section I gives the introduction. Section II contains a brief description and the operation principle of the shunt APF. In Section III, the derivation of the dynamic model of the APF system is presented. An adaptive control law for an APF, which uses Lyapunov’s stability theory, is proposed in Section IV. The experimental results are shown in Section V. Finally, Section VI gives the conclusion. II. O PERATION P RINCIPLE OF THE S HUNT APF The power stage of a shunt power filter needs to pass bidirectional current, and it is typically composed of a full or half bridge with an energy storage capacitor at the dc side. In this paper, an H-bridge is adopted for the power stage structure of the APF, as shown in Fig. 1. As shown in Fig. 1, the H-bridge is in parallel with a nonlinear load. The H-bridge circuit is the same as a single phase of voltage-source inverter (VSI) while working as an APF [or as a pulsewidth modulation (PWM) rectifier]. The APF system that is connected in parallel with the load could cancel the harmonic/reactive components in the line current (iS ) so that the current flow into and from the power Bipolar switching pattern and switching states of the H-bridge. line is sinusoidal and in phase with the power line voltage. In other words, the compensating current (iL ) is injected into the line to force the line current (iS ) to become sinusoidal and to achieve a unity PF for the APF system. The currents of the APF system can be expressed as iS = iO + iL (1) where iO is the nonlinear load current. In this paper, the H-bridge operates in a bipolar PWM mode. Fig. 2 shows the bipolar switching states of four switches in the H-bridge. In Fig. 2, the two switch legs are complementary switching states. In addition, the operation of the APF can be divided into two modes, and its four switches have a switching frequency of fS . In mode 1, Q2 and Q3 are turned ON, while Q1 and Q4 are turned OFF when 0 < t < DTS , where TS = 1/fS is the switching period and D = TON /TS is the duty ratio. In this mode, the inductor current iL increases in a positive direction, and the magnetic energy is stored in the inductor L. At the same time, the energy that is stored in capacitor C is transferred to the line source and the assumptive load RL . In mode 2, the switching states of four switches in mode 1 are reversed when DTS < t < TS . Conversely, the energy that is stored in L is transferred to C, RL , and the line source, and C is accordingly charged. Fig. 3 shows their equivalent circuits, related waveforms of the inductor current, and voltage in each switching cycle. To simplify the analysis, the following assumptions are derived: 1) the capacitance of C is sufficiently large so that νC is nearly constant at one switching cycle; and 2) the switching frequency fS is much higher than both the line frequency and the frequency of the nonlinear load current [31]. By observing the equivalent circuits that are shown in Fig. 3, one circuit shows the inductor voltage and current during one switching cycle when νS > 0, which are expressed by the following: νL (t)= νS + νC DT S for 0 ≤ t ≤ DTS (2) 1 iL (t) = iL (0) + L (νS + νC )dt 0 νL (t)= νS − νC T S for DTS ≤ t ≤ TS . iL (t) = iL (DTS ) + L1 (νS − νC )dt DTS Authorized licensed use limited to: Zhejiang Lab. Downloaded on December 28,2021 at 09:30:33 UTC from IEEE Xplore. Restrictions apply. (3) SHYU et al.: MODEL REFERENCE ADAPTIVE CONTROL DESIGN FOR A SHUNT ACTIVE-POWER-FILTER SYSTEM 99 where n = 1 − 4 is denoted as the switch number of the VSI. For the bipolar PWM scheme, the relationship between the high and low side switches in the two switch legs can be expressed by the following: S 1 + S2 = 1 S3 + S4 = 1 . (7) Given the definition of Sn for each switch, the relation between νx and νC can be expressed as νx = [S1 − S2 ] · νC . (8) Accordingly, the capacitor current can be related to the inductor current by the following: iC + iR = [S1 − S2 ] · iL . (9) Therefore, the state equations of the inductor current and the capacitor voltage are written by Kirchhoff’s laws 1 [νS − SνC ] L 1 νC ν̇C = SiL − C RL i̇L = Fig. 3. Equivalent circuit, inductor current, and voltage waveforms in each switching cycle of the APF. (a) Equivalent circuit when 0 ≤ t ≤ DTS . (b) Equivalent circuit when DTS ≤ t ≤ TS . (c) Inductor current and voltage waveforms. Similar results can be obtained when νS < 0. Because the switching frequency is sufficiently high, the load current is almost unchanged at one switching cycle. Therefore, the initial and peak values of the inductor current are equal to those of the next switching interval. As shown in the volt–second balance of inductors at one switching cycle, the average of the inductor voltage is given by the following: (νS + νC )DTS + (νS − νC )(1 − D)TS = 0. (4) It implies that νC = νS . 1 − 2D 1 x1 (t) = TS A single-phase APF has two reactive elements because its output voltage is higher than its input voltage; otherwise, it is not possible to return energy from the capacitor to the load. Consequently, in a bipolar operation mode, an H-bridge APF represents an absolute boost converter, with a possibility of returning energy. To design an APF system, its dynamical model must first be given. This section develops a model for the VSI that is used as the APF. Fig. 3(a) and (b) shows the equivalent circuits of the VSI at one switching cycle. Define the switching function Sn of each VSI switch as 1 when Qn is turned ON (6) Sn = 0 when Qn is turned OFF (11) where S = (S1 − S2 ). Dynamical equations (10) and (11) are hard to directly control because the switching function is a two state (ON–OFF) function. This drawback could be removed if the dynamical equations are converted into an average model during a switching cycle. The average model can be written by time weighing and averaging the rate of change of the inductor current and capacitor voltages during the ON and OFF states, which are expressed by substituting S = −1 and S = 1 into the above state equations, respectively. In the following expressions, x1 (t) and x2 (t) represent the state variables of the average values of the inductor current and the capacitor voltage over a switching period, respectively. This is represented as follows: (5) III. D YNAMIC M ODEL OF THE APF (10) 1 x2 (t) = TS t+TS iL (τ )dτ (12) t t+TS νC (τ )dτ. (13) t The average state-space model of the converter can be written as dx1 = dt νS + ν C L dx2 = dt −iL νC − C RC ·u+ νS − νC L ·u+ · (1 − u) iL νC − C RC · (1 − u) (14) (15) where u is the duty ratio, which can take any value between 0 and 1. By rearranging (14) and (15), we can obtain [32] the Authorized licensed use limited to: Zhejiang Lab. Downloaded on December 28,2021 at 09:30:33 UTC from IEEE Xplore. Restrictions apply. 100 IEEE TRANSACTIONS ON INDUSTRIAL ELECTRONICS, VOL. 55, NO. 1, JANUARY 2008 following: (2u − 1)x2 νS dx1 = + dt L L dx2 (1 − 2u)x1 x2 = − . dt C RL C (16) (17) Consequently, the dynamic behavior of the APF can be described by the following state-space model: ẋ = F x + Gxu + Ew (18) −1 0 0 L2 L where x = [iL νC ]T , F = 1 , G = −1 −2 0 C RL C C 1 T E = [ L 0] , and w = νS . Now, consider the bilinear state equation (18). If x = x0 and u = u0 suffice to f (x0 , u0 ) = F x0 + Gx0 u0 + Ew(t) = 0, (x0 , u0 ) is called its equilibrium or operating point. As shown in differential equations (16) and (17), the equilibrium values of the inductor current and the capacitor voltage can be obtained as νS (1 − 2u0 ) x02 = RL (1 − 2u0 ) x02 = (19) x01 (20) Fig. 4. Control block of the proposed MRAC approach. TABLE I EXPERIMENTAL PARAMETERS AND CONDITIONS where x02 and x01 are the equilibrium values of νC and iL , respectively. The average value of the duty ratio u0 can be obtained from (19) as [32] u0 = 1 2 1− νS x02 . (21) To simplify a nonlinear system model, a common approach is the linearization method. The following will show how the bilinear APF system is linearized. To linearize the bilinear state equation (18) about a constant equilibrium point (x0 , u0 ), let 0 = f (x0 , u0 , w, t) = F x0 + Gx0 u0 + Ew(t). (22) We can expand the right-hand side of (22) into a Taylor series about (x0 , u0 ) and then neglect the high-order terms so that ẋ ≈ f (x0 , u0 ) + ∂f ∂x x=x0 u=u0 (x − x0 ) + ∂f ∂u x=x0 u=u0 (u − u0 ). (23) Moreover, since our interest is on the trajectories near (x0 , u0 ), we have the following: xδ = x − x0 , uδ = u − u0 . (24) The bilinear state equation (18) is approximately described by a linear state equation of the form ẋδ = (F + Gu0 )xδ + (Gx0 )uδ ≡ Ap xδ + Bp uδ (25) where Ap = (F + Gu0 ) and Bp = Gx0 are the linear fits to the nonlinear function f (x, u, w, t) at x0 and u0 . IV. A DAPTIVE C ONTROLLER D ESIGN In the following, the MRAC scheme with an adaptive control for the APF is presented to improve the PF performance that is subject to the change in nonlinear load. The control objective is either to regulate the error states to zero or to drive the system states to track the states of a reference model. The adaptive control is used to adjust the controller parameters online, which is based on a measured system response. Thus, we can define a linear time-invariant reference model as ẋr = Ar xr + Br r (26) where r ∈ R1 is the reference input, xr ∈ R2×1 is the state vector of the reference model, and Ar ∈ R2×2 and Br ∈ R2×1 are the reference model system matrix. Let the tracking error be e = xr − xδ . (27) The objective here is to find an adaptive law so that the tracking error e approaches to zero. To achieve the control objective, the output of the adaptive controller is inferred by the system model (25) as r uδ = [ θf θb ] · xδ ≡Θ · Z Authorized licensed use limited to: Zhejiang Lab. Downloaded on December 28,2021 at 09:30:33 UTC from IEEE Xplore. Restrictions apply. (28) SHYU et al.: MODEL REFERENCE ADAPTIVE CONTROL DESIGN FOR A SHUNT ACTIVE-POWER-FILTER SYSTEM Fig. 5. 101 Overall hardware structure of the MRAC-APF. where θf (t) and θb (t) = [ θb1 (t) θb2 (t) ] are the feedforward and feedback gains of the closed-loop system, respectively. By substituting (28) into (25), we have the following: ẋδ = (Ap + Bp θb )xδ + (Bp θf )r. (29) If the feedforward gain θf (t) and the feedback gain θb (t) converge, the optimal parameters θf∗ and θb∗ are adjusted by the adaptive controller so that the plant model matches with the reference model, satisfying Bp θf∗ = Br Ap + Bp θb∗ = Ar . (30) By differentiating (27) with respect to time and by combining it with (26)–(30), we have the following: ė = Ar e + (Bp θb∗ − Bp θb ) xδ + Bp θf∗ ≡ Ar e + Bp ΦZ Γ1 − Bp θf r (31) where Φ = [φ ϕ], in which φ = θf∗ − θf (t) and ϕ = θb∗ − θb (t) define the parameter errors. Consider the following Lyapunov function, which is the candidate for system (31), as 1 V = [eT P e + trΦΓ−1 ΦT ] 2 Fig. 6. Prototype of the MRAC-APF. where Γ = ··· .. . .. . .. . 0 T 1×1 >0 · · · , in which Γ1 = Γ1 ∈ R 0 Γ2 2×2 and Γ2 = ΓT ∈ R > 0 are positive-definite symmetric ma2 trices. Because Ar is a Hurwitz stable matrix, there exists a unique positive-definite symmetric matrix P ∈ R2×2 that satisfies the following: AT r P + P Ar = −Q (32) where Q = QT ∈ R2×2 > 0 is positive-definite [29]. Authorized licensed use limited to: Zhejiang Lab. Downloaded on December 28,2021 at 09:30:33 UTC from IEEE Xplore. Restrictions apply. (33) 102 IEEE TRANSACTIONS ON INDUSTRIAL ELECTRONICS, VOL. 55, NO. 1, JANUARY 2008 Fig. 7. Experimental results of the PI-APF under step changes in the nonlinear load. (a) Load changes: 200 → 600 → 200 W. (b) Zoom in 200 → 600 W. (c) Zoom in 600 → 200 W. The derivative of V (t) along the trajectories of (31) is given by the following: 1 V̇ = − eT Qe + Z T ΦT BpT P e + trΦ̇Γ−1 ΦT 2 (34) or 1 V̇ = − eT Qe + trBpT P eZ T ΦT + trΦ̇Γ−1 ΦT . 2 (35) Accordingly, let Φ̇ = −BpT P eZ T Γ (36) i.e., φ̇ = −BpT P erT Γ1 ϕ̇ = −BpT P exT δ Γ2 . (37) Substituting (36) into (37) yields the following: 1 V̇ (t) = − eT Qe ≤ 0. 2 (38) The aforementioned equation only ensures that V̇ (t) is always negative, and for all initial conditions, e is bounded. Since V̇ (t) ≤ 0, V (t) is monotonically nonincreasing and bounded. Then, the integration of V̇ (t) yields e ∈ L2 . That is ∞ V̇ (t)dt = V (∞) − V (0) 0 (39) and from (38) 1 − 2 ∞ eQeT dt ≤ V (0) (40) 0 since e is bounded, so that V (0) ∈ L∞ . According to Barbalat’s lemma [29], e → 0 asymptotically as t → ∞. Therefore, we can conclude that the system is asymptotically stable. However, adaptive laws (37) cannot be implemented in practice because they are not directly related to the control parameters of (28). To make practical adaptive laws, take the derivative of φ = θf∗ − θf (t) and ϕ = θb∗ − θb (t) so that they will result in the following: φ̇ = −θ̇f . (41) ϕ̇ = −θ̇b By comparing (37) with (41), we can have the following parameter adaptive laws: θ̇f = BpT P erT Γ1 . (42) θb = BpT P exT δ Γ2 Fig. 4 shows the block diagram of the proposed MRAC-based APF system. V. E XPERIMENTAL V ERIFICATIONS In this section, experimental results are provided to verify the effectiveness of the MRAC schemes. The parameters of the experiments are shown in Table I. To actually demonstrate the performance of the proposed APF with the MRAC approach, a 1-kVA prototype is developed. The equilibrium value of the capacitor voltage x02 is a desired voltage of 250 V. Hence, we Authorized licensed use limited to: Zhejiang Lab. Downloaded on December 28,2021 at 09:30:33 UTC from IEEE Xplore. Restrictions apply. SHYU et al.: MODEL REFERENCE ADAPTIVE CONTROL DESIGN FOR A SHUNT ACTIVE-POWER-FILTER SYSTEM 103 Fig. 8. Experimental results of the MRAC-APF under step changes in the nonlinear load. (a) Load changes: 200 → 600 → 200 W. (b) Zoom in 200 → 600 W. (c) Zoom in 600 → 200 W. can get u0 = 0.19 and x01 = 0.04 A by using (20), (21), and RL that is shown in Table I. By substituting u0 , x01 , and x02 into (25), we can obtain the following system parameters: 0 −103.33 83333.33 , Bp = . (43) Ap = 620 −0.1 −80 With regard to the reference model, it is designed to have desired system responses. Here, we have the rise time tR = 0.1 s = (1.8/ωn ), the undamped natural frequency ωn = 18, and two distinct real root poles (overdamped). Hence, we have the damping ratio ζ = 2.0 and the settling time tS ∼ = (4.6/ζωn ) = 0.127 s [33]. In addition, we get the poles of the reference model as −4.8231 and −67.1769. Accordingly, the reference model can be obtained as −72 −18 1 , Br = . (44) Ar = 18 0 0 The positive-definite matrices P and Q are the following: 2.4533 0.0833 1 0 P = , Q= . (45) 0.0833 2.4474 0 1 Weighting scalar matrices of the adaptation laws are given as 0.000183 0 Γ1 = 0.000125, Γ2 = . (46) 0 0.000262 The overall hardware structure of the MRAC-APF is shown in Fig. 5. Part number 2SK2837 of MOSFET devices and FR604 fast recovery diodes are used for the H-bridge. A dsPIC30F4012 digital signal controller is used to implement the control algorithm. The laboratory prototype of the APF is shown in Fig. 6. Fig. 9. Measured voltage and current waveforms of the PI-APF in the steady state. (a) During a load power of 200 W. (b) During a load power of 600 W. Ch1: Line voltage νS . Ch2: Load current iO . Ch3: APF current iL . Ch4: Line current iS . Authorized licensed use limited to: Zhejiang Lab. Downloaded on December 28,2021 at 09:30:33 UTC from IEEE Xplore. Restrictions apply. 104 IEEE TRANSACTIONS ON INDUSTRIAL ELECTRONICS, VOL. 55, NO. 1, JANUARY 2008 Fig. 11. Comparison of the compensation effects of the PI-APF and the MRAC-APF. Current THD and PF before APF compensation are 85% and 0.65, respectively. Fig. 10. Measured voltage and current waveforms of the MRAC-APF in the steady state. (a) During a load power of 200 W. (b) During a load power of 600 W. Ch1: Line voltage νS . Ch2: Load current iO . Ch3: APF current iL . Ch4: Line current iS . To verify the performances of the proposed APF, we use the proportional-integral (PI) control instead of the MARC of the system to have a comparison with the MRAC. The gains of the PI controller are tuned first for a 200-W nonlinear load in accordance with the criterion of the Ziegler–Nichols tuning method, which tunes the gain values until the system yields a better result [33]. Finally, the gains KP and KI are tuned about 0.15 and 0.08, respectively. Figs. 7(a) and 8(a) show the experimental results of the PI-APF and the MRACAPF under transient tests (step change in the nonlinear load: 200 → 600 → 200 W), respectively. As shown in Figs. 7(b) and (c) and 8(b) and (c), although the line current waveforms of both controllers are always sinusoidal even when subjected to a changing nonlinear load, the line current waveforms of the MRAC are smoother than that of the PI. Moreover, the line current of the MRAC has no overshoot or undershoot at the transient, as shown in Fig. 8(a). On the contrary, the line current of the PI has some overshoots or undershoots in the transient response, as shown in Fig. 7(a). However, no overshoot or undershoot will ensure that the power devices will avoid the danger that is caused by an exceeding surge current. Fig. 9(a) and (b) shows the steady-state results of the PI-APF for two nonlinear loads of 200 and 600 W. The line current Fig. 12. Measured harmonics of the line currents of the PI-APF and the MRAC-APF, which are compared with the EN61000-3-2 Class D regulation. All load powers are about 600 W. THDs dropped from 85% (without APF) to 7.3% (200 W) and 10.8% (600 W). The PFs are improved from 0.65 (without APF) to 0.99 (200 W) and 0.98 (600 W). However, system performance becomes worse if load changes. On the other hand, the same experiments were performed, except that the proposed MRAC controller is used instead of the PI one. Fig. 10(a) and (b) shows the corresponding results as in Fig. 9(a) and (b). The line current THDs dropped to about 8.3% (200 W) and 7.8% (600 W). In addition, both PFs are improved from 0.65 to 0.99 (200 and 600 W). Fig. 11 shows the comparison of the compensation effects for both the PI-APF and MRAC-APF. Consequently, PI control gains are turned for a fixed load to get the best response. When the load changes, the gains of the PI controller cannot ensure that the system has the same response due to the lack of adaptability. However, in MRAC systems, a considerable flexibility is granted to the designer to alter the goals by modifying the reference model, and the MRAC can self-tune the controller gains to assure system stability. Moreover, the robustness of the MRAC-APF can be verified by the compared experiments. Fig. 12 shows the comparison of the PI Authorized licensed use limited to: Zhejiang Lab. Downloaded on December 28,2021 at 09:30:33 UTC from IEEE Xplore. Restrictions apply. SHYU et al.: MODEL REFERENCE ADAPTIVE CONTROL DESIGN FOR A SHUNT ACTIVE-POWER-FILTER SYSTEM current harmonics, the MRAC, and the EN61000-3-2 Class D regulation. VI. C ONCLUSION This paper proposes a single-phase MRAC-controlled shunt APF. The MRAC approach improves many failures of the fixed-gain PI controller, such as undesirable overshoots and undershoots at the transient and nonrobustness when changing loads. The proposed MRAC adaptive law is designed using Lyapunov’s stability theory and Barbalat’s lemma. It guarantees asymptotic output tracking. Furthermore, a prototype system was built to show effectiveness and to verify the performance of the system. Experimental results have demonstrated that the proposed approach effectively eliminates the reactive and harmonic components of the load current. 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Kuo-Kai Shyu (M’98) received the B.S. degree from Tatung Institute of Technology, Taipei, Taiwan, R.O.C., in 1979 and the M.S. and Ph.D. degrees from the National Chung-Kung University, Tainan, Taiwan, in 1984 and 1987, respectively, all in electrical engineering. In 1988, he joined the National Central University, Chung-Li, Taoyuan, Taiwan, where he is currently a Professor and the Chairman of the Department of Electrical Engineering. From 1988 to 1999, he was a Visiting Scholar with the Electrical and Computer Engineering Department, Auburn University, Auburn, AL. His teaching and research interests include variable structure control systems and signal processing, with applications in motor control, power electronics, and medical instruments. Ming-Ji Yang was born in I-Lan, Taiwan, R.O.C., in 1974. He received the B.S. degree in electronic engineering from the National Taiwan University of Science and Technology, Taipei, Taiwan, in 1999. He is currently working toward the Ph.D. degree in electrical engineering at the Department of Electrical Engineering, National Central University, Chung-Li, Taoyuan, Taiwan. He served for two years as an R&D Engineer with the Riye Corporation, Taoyuan, from 2000 to 2002. His research interests include power quality improvement, power electronics control, and electric vehicle design. Mr. Yang received the Outstanding Research Graduate Students Award from the National Central University in 2007. Authorized licensed use limited to: Zhejiang Lab. Downloaded on December 28,2021 at 09:30:33 UTC from IEEE Xplore. Restrictions apply. 106 IEEE TRANSACTIONS ON INDUSTRIAL ELECTRONICS, VOL. 55, NO. 1, JANUARY 2008 Yen-Mo Chen was born in Changhua, Taiwan, R.O.C., in 1981. He received the B.S. degree in electrical engineering from Chung Yuan Christian University, Taoyuan, Taiwan, in 2004 and the M.S. degree in electrical engineering from the National Central University, Chung-Li, Taoyuan, in 2006. His research interests include active power filters, uninterruptible power supplies, and power electronics. Yi-Fei Lin was born in Taipei, Taiwan, R.O.C., in 1981. He received the B.S. degree in electrical engineering from the Technology and Science Institute of Northern Taiwan, Taipei, in 2004 and the M.S. degree in electrical engineering from the National Central University, Chung-Li, Taoyuan, Taiwan, in 2006. His research interests include active power filters, automatic voltage regulators, and power electronics. Authorized licensed use limited to: Zhejiang Lab. Downloaded on December 28,2021 at 09:30:33 UTC from IEEE Xplore. Restrictions apply.