Handover with LTE Handover Feature Guide Handover with LTE Handover Handover with LTE Handover Version Date Author Reviewer Notes Compared with UR13, add new feature V1.00 2015/05/20 Zhang Bo Wang Juntao “ZWF21-03-030 Load Based PS Handover to LTE feature”, add 3.1.8 Iur interface, updated 6.2~6.4 © 2015 ZTE Corporation. All rights reserved. ZTE CONFIDENTIAL: This document contains proprietary information of ZTE and is not to be disclosed or used without the prior written permission of ZTE. Due to update and improvement of ZTE products and technologies, information in this document is subjected to change without notice. ZTE Confidential Proprietary 1 Handover with LTE Handover TABLE OF CONTENTS 1 Feature Attribute ............................................................................................... 6 2 2.1 2.1.1 2.1.2 2.2 Overview ............................................................................................................ 6 Feature Introduction ............................................................................................. 6 ZWF21-03-110 Handover with LTE ...................................................................... 6 ZWF21-03-030 Load Based PS Handover to LTE................................................ 7 Correlation with Other Features ........................................................................... 7 3 3.1 3.1.1 3.1.2 3.1.3 3.1.4 3.1.5 3.1.6 3.1.7 3.1.8 3.1.9 3.2 3.3 3.4 3.4.1 3.4.2 3.4.3 3.4.4 Technical Description ....................................................................................... 8 ZWF21-03-110 Handover with LTE ...................................................................... 8 Conditions of Handovers between UMTS and LTE .............................................. 8 Selection Strategy of UMTS Inter-Frequency and LTE Inter-RAT Handover ...... 10 EUTRAN Inter-RAT Measurements ................................................................... 11 Inter-RAT Event Triggering ................................................................................ 22 Inter-RAT Handover Decision and Execution ..................................................... 25 Inter-RAT Event Buffering .................................................................................. 26 Inter-RAT Periodical Reporting Measurement .................................................... 27 IUR interface ...................................................................................................... 29 EUTRAN Inter-RAT Handover Procedure .......................................................... 30 EUTRAN Blacklist Management ........................................................................ 30 EUTRAN Detection ............................................................................................ 31 ZWF21-03-030 Load Based PS Handover to LTE.............................................. 32 UMTS Cells’ Load Evaluation ............................................................................ 32 Measurement Initializing .................................................................................... 32 Measurement Reconfiguration ........................................................................... 33 Inter-RAT Handover Decision and Execution ..................................................... 33 4 4.1 4.2 4.3 4.4 Parameters....................................................................................................... 34 ZWF21-03-110 UMTS-LTE Handover ................................................................ 34 ZWF21-03-110 UMTS-LTE Handover Measurement ......................................... 39 EUTRAN Blacklist .............................................................................................. 63 ZWF21-03-030 Load Based PS Handover to LTE.............................................. 69 5 5.1 5.2 Related Counters and Alarms ........................................................................ 71 ZWF21-03-110 UMTS-LTE Handover ................................................................ 71 ZWF21-03-030 Load Based PS Handover to LTE.............................................. 71 6 6.1 6.2 Engineering Guide .......................................................................................... 72 Application Scenario .......................................................................................... 72 Feature Activation Procedure ............................................................................. 72 ZTE Confidential Proprietary 2 Handover with LTE Handover 6.2.1 6.2.2 6.2.3 6.2.4 6.3 6.3.1 6.3.2 6.3.3 6.4 6.4.1 6.4.2 6.4.3 6.5 6.5.1 6.5.2 UMTS-LTE Handover ........................................................................................ 72 UMTS-LTE Handover Measurement .................................................................. 77 EUTRAN Blacklist .............................................................................................. 84 Load Based PS Handover to LTE ...................................................................... 86 Feature Validation Procedure............................................................................. 89 ZWF21-03-110 UMTS-LTE Handover ................................................................ 89 EUTRAN blacklist .............................................................................................. 90 Load Based PS Handover to LTE ...................................................................... 91 Feature Deactivation Procedure......................................................................... 92 ZWF21-03-110 UMTS-LTE Handover ................................................................ 92 EUTRAN blacklist .............................................................................................. 92 Load Based PS Handover to LTE ...................................................................... 93 Network Impact .................................................................................................. 93 ZWF21-03-110 UMTS-LTE Handover ................................................................ 93 ZWF21-03-030 Load Based PS Handover to LTE.............................................. 94 7 NoneAbbreviation ........................................................................................... 94 8 Reference Document....................................................................................... 95 ZTE Confidential Proprietary 3 Handover with LTE Handover FIGURES Figure 3-1 Parameter Indexing Principle of Event 2D/2F during EUTRAN Inter-RAT Handover..............................................................................................................................16 Figure 3-2 Parameter Indexing Principle of Inter-RAT handover events .............................19 Figure 3-3 3G->LTE PS Handover Procedure....................................................................30 Figure 6-1 Parameters configuration interface 1 ................................................................73 Figure 6-2 Parameters configuration interface 2 ................................................................73 Figure 6-3 Parameters configuration interface 3 ................................................................74 Figure 6-4 Parameters configuration interface 4 ................................................................74 Figure 6-5 Parameters configuration interface 5 ................................................................75 Figure 6-6 Parameters configuration interface 6 ................................................................75 Figure 6-7 Parameters configuration interface 7 ................................................................76 Figure 6-8 Parameters configuration interface 8 ................................................................76 Figure 6-9 Parameters configuration interface 9 ................................................................77 Figure 6-10 Parameters configuration interface 10 ...............................................................77 Figure 6-11 Parameters configuration interface 11 ...............................................................78 Figure 6-12 Parameters configuration interface 12 ...............................................................78 Figure 6-13 Parameters configuration interface 13 ...............................................................79 Figure 6-14 Parameters configuration interface 14 ...............................................................79 Figure 6-15 Parameters configuration interface 15 ...............................................................80 Figure 6-16 Parameters configuration interface 16 ...............................................................81 Figure 6-17 Parameters configuration interface 17 ...............................................................83 Figure 6-18 Parameters configuration interface 18 ...............................................................84 Figure 6-19 Parameters configuration interface 19 ...............................................................85 Figure 6-20 Parameters configuration interface 20 ...............................................................85 Figure 6-21 Parameters configuration interface 21 ...............................................................86 Figure 6-22 Parameters configuration interface 22 ...............................................................87 Figure 6-23 Parameters configuration interface 23 ...............................................................88 Figure 6-24 Parameters configuration interface 24 ...............................................................88 ZTE Confidential Proprietary 4 Handover with LTE Handover Figure 6-25 Parameters configuration interface 25 ...........................................................89 TABLES Table 2-1 License Control List ............................................................................................ 7 Table 3-1 Relationships between Services and EutraHoSw ................................................ 9 Table 3-2 Multiple sets of handover parameter configurations ...........................................15 Table 5-1 Counter List .......................................................................................................71 Table 6-1 Feature Validation Procedure 1..........................................................................89 Table 6-2 Feature Validation Procedure 2..........................................................................90 Table 6-3 Feature Validation Procedure 3..........................................................................91 Table 6-4 RNC parameter list 1 .........................................................................................92 Table 6-5 RNC parameter list 2 .........................................................................................92 Table 6-6 RNC parameter list 3 .........................................................................................93 ZTE Confidential Proprietary 5 Handover with LTE Handover 1 Feature Attribute RNC version: [ZXWR RNC V3.14.10.14/ZXUR 9000 V4.14.10.14] Node B version: [ZXSDR V4.14.10] Attribute: [Optional] Involved Network Element: NE Name Related or Not UE - Node B - RNC √ iTC - MSC - MGW - SGSN - GGSN - HLR - Special Requirements “√”: involved “-”: not involved 2 Overview 2.1 Feature Introduction 2.1.1 ZWF21-03-110 Handover with LTE For a UMTS-LTE multi-mode terminal that has established a PS service in the UMTS network, when it moves to the UMTS cell edge and needs to be handed over to the LTE ZTE Confidential Proprietary 6 Handover with LTE Handover network, the UMTS RAN initiates a handover request to the CN. The UMTS RAN instructs the UE to access the EUTRAN upon reception of a handover initiation command from the CN. If the UE that has already established data traffic in the LTE network moves to the cell edge, the LTE RNC instructs the UE to hand over to the UMTS network. The EUTRAN initiates a handover request to the CN, the CN notifies the RNC to prepare resources so that the UE can access the network, and then the RNC allocates resources to the UE and sends the resource configuration information back to the CN waiting for the UE to access the UMTS network. The handover procedures supported by this feature are only applicable to the data traffic users. 2.1.2 ZWF21-03-030 Load Based PS Handover to LTE When UMTS load is high, RAN handovers or redirects some online PS data calls with low priority to LTE network in order to relieve the load of UMTS network.License Control This feature is controlled by the license and needs authorization from the administrator before being activated. Table 2-1 License Control List Feature ID ZWF21-03-110 ZWF21-03-030 2.2 Feature Name License Control Configured Sales Item NE Unit UMTS handover UMTS handover with LTE with LTE Load Based PS Load Based PS Handover to LTE Handover to LTE RNC RNC RNC RNC Correlation with Other Features 1. Required Features None ZTE Confidential Proprietary 7 Handover with LTE Handover 2. Mutually Exclusive Features None 3. Affected Features None 3 Technical Description 3.1 ZWF21-03-110 Handover with LTE To support PS handovers between UTRAN and EUTRAN and ensure continuous PS services, the UE needs to be handed over or redirected to the LTE network in the case of poor UMTS coverage. The following describes the conditions of handovers between UMTS and LTE, EUTRAN inter RAT measurements, and UMTS-to-LTE handover strategies. 3.1.1 Conditions of Handovers between UMTS and LTE Handovers between UMTS and LTE are implemented in two procedures: the handover procedure and RRC redirection procedure. ZTE has different switches to control these two procedures that also require different UE capabilities. The following describes the conditions of handovers between UMTS and LTE for these two procedures respectively. For the handover procedure, the following describes the conditions of handovers between UMTS and LTE: 1. At least one UE supported EUTRAN neighbor cell exists. 2. The RNC supports the LTE PS handover switch ULogicalRnc.RncPsHoLteSw which is set to “1: On”. 3. The UE is capable of supporting the handover to LTE, which means that the UE notifies the RNC that it supports a PS handover from UTRAN to EUTRAN by ZTE Confidential Proprietary 8 Handover with LTE Handover sending Support of Inter-RAT PS Handover to E-UTRA FDD or Support of Inter-RAT PS Handover to E-UTRA TDD. 4. The inter-RAT switch (EutraHoSw) corresponding to the current UE service is enabled. For the relationships between the EutraHoSw switch and the service configuration parameters, refer to Table 3-1. For the RRC redirection procedure, the following describes the handover conditions between UMTS and LTE: 1. The RNC supports the RRC redirection switch ULogicalRnc.RncPsRediLteSw which is set to “1: On”; 2. The UE is capable of supporting a handover to LTE or support LTE measurements. In the case of supporting the handover to LTE, it means that the UE notifies the RNC that it supports a PS handover from UTRAN to EUTRAN by sending Support of Inter-RAT PS Handover to E-UTRA FDD or Support of Inter-RAT PS Handover to E-UTRA TDD. In the case of supporting LTE measurements, it means that the UE notifies the RNC that it supports EUTRAN measurements by sending a EUTRA Feature Group Indicators bit2 message. 3. The inter-RAT switch (EutraHoSw) corresponding to the current UE service is enabled. For the relationships between the EutraHoSw switch and the service configuration parameters, refer to Table 3-1. Table 3-1 Relationships between Services and EutraHoSw Service EutraHoSw R99 RT ULogicalRnc.r99RtEutraHoSw R99 NRT ULogicalRnc.r99NrtEtraHoSw HSDPA ULogicalRnc.hsdpaEutraHoSw HSUPA ULogicalRnc.hsupaEutraHoSw If the conditions of a UMTS handover to LTE (either handover or RRC redirection) are fulfilled, in a network deployed with UMTS inter-frequency, GSM and LTE system, whether the UE can be successfully handed over to LTE is determined by which handover strategy is selected (inter-frequency or the inter-RAT). For the detailed ZTE Confidential Proprietary 9 Handover with LTE Handover description, refer to “3.1.2 Selection Strategy of UMTS Inter-Frequency and LTE Inter-RAT Handover”. In addition, for the UE handed over to LTE, the LTE system needs the UE E-UTRA Capability information element from the UMTS system to allocate appropriate resources to the UE. Therefore, a strategy based on UE E-UTRA Capability is added to the UMTS system, and is controlled by the URncInfo.CheEutraCapiSw switch. If the switch is set to “On”, the system needs to check whether the UE has reported UE E-UTRA Capability. If yes, the handover procedure is triggered; otherwise, the handover is not allowed. 3.1.2 Selection Strategy of UMTS Inter-Frequency and LTE Inter-RAT Handover If the UE’s active set cell has UMTS inter-frequency, GSM and EUTRAN neighbor cells at the same time, the target cell which the UE should be handed over to is determined by the related strategies. The strategies for selecting a target handover system are described as follows: 1. If UCelInfoFDD.IfOrRatHoSwch is set to 1 or 2 or 3, the strategy below is performed: 1) For the detailed procedure for selecting an inter-frequency or inter-RAT handover, refer to “3.4.1 Selection of Inter-Frequency and Inter-RAT Handovers” in “ZTE UMTS Handover Control Feature Guide” 2) If a PS inter-RAT handover is selected in 1), whether the UE is handed over to GSM or EUTRAN depends on the following principles: The UCelInfoFDD.ChoStraMulRatHo parameter controls whether the UE is handed over to the GSM or EUTRAN system during the inter-RAT measurement. If UCelInfoFDD.ChoStraMulRatHo is set to “Prior to GSM/GERAN”, If a GSM neighbor cell exists, the GSM compressed mode and inter-RAT measurement is started so that the UE can be handed over to the GSM system. If no GSM neighbor cell exists, the EUTRAN compressed mode and inter-RAT measurement is started so that the UE can be handed over to ZTE Confidential Proprietary 10 Handover with LTE Handover the EUTRAN system. If UCelInfoFDD.ChoStraMulRatHo is set to “Prior to EUTRAN FDD”, If an EUTRAN neighbor cell exists, the EUTRAN compressed mode and inter-RAT measurement is started so that the UE can be handed over to the EUTRAN system. If no EUTRAN neighbor cell exists, the GSM compressed mode and inter-RAT measurement are started so that the UE can be handed over to the GSM system. 2. If UCelInfoFDD.IfOrRatHoSwch is set to “EUTRAN Firstly, Inter-frequency Secondly, GSM Finally”, the strategy below is performed: If a EUTRAN neighbor cell exists, the measurement of event 2D/2F for EUTRAN is issued. When event 2D is triggered, then RNC activates compressed mode and initializes EUTRAN measurement, if inter-frequency cells exist simultaneously, RNC starts the timer URncFunction.T4ShifIfLteGsmMea. When the timer is expiry, RNC stops the EUTRAN measurement and compressed mode, and initializes inter-frequency measurement and compressed mode. Note: When the best cell changes or service changes, if compressed mode is activated, the compressed mode remains unchanged as far as possible. Only if the compressed mode can’t be maintained, RNC will reconfigure compressed mode according to the priority of system. 3.1.3 EUTRAN Inter-RAT Measurements EUTRAN inter-RAT measurements indicate the measurements to the signal quality of a EUTRAN cell, preparing for the handover from UMTS to LTE. The ZTE UMTS system supports two reporting criteria for the EUTRAN inter-RAT measurements: periodical or event-triggered reporting, and controls which reporting criterion is selected by URncFunction.IntRatHoMth. The event-triggered reporting indicates that the UE checks whether the inter-RAT triggering events are fulfilled in accordance with the P-CPICH quality measurement ZTE Confidential Proprietary 11 Handover with LTE Handover results of intra cells. If yes, the UE reports the inter-RAT events (including event ID and target cell) to the RNC. The periodical reporting indicates that the UE regularly reports the P-CPICH quality measurement results of the inter-RAT cell to the RNC, and the RNC checks whether the inter-RAT triggering events are fulfilled in accordance with the measurement reporting results. If yes, the RNC gives the inter-RAT events (including event ID and target cell). The measurement reporting criteria in this chapter are all event-triggered reporting if there is no special description. For the periodical reporting criteria, refer to “ Inter-RAT Periodical Measurement”. 3GPP has defined a group of inter-RAT measurement events as follows. If the defined condition is fulfilled, the UE will report the corresponding event to the RNC. Event 3A: The estimated quality of the currently used UTRAN frequency is below a certain threshold and the estimated quality of the other system is above a certain threshold, which is used for inter-RAT handover decision. Event 3B: The estimated quality of other system is below a certain threshold, which is a reserved event. Event 3C: The estimated quality of other system is above a certain threshold, which is used for inter-RAT handover decision. Event 3D: Change of best cell in other system, which is a reserved event. 3.1.3.1 Measurement Setup When the conditions of handover to LTE (mentioned in 3.1.1 Conditions of Handover between UMTS and LTE) are fullfiled, an inter-RAT measurement is set up in accordance with the value of the EUTRAN Service Handover information element in the Rab Assignment Request message. 1. If the value of the EUTRAN Service Handover information element is set to “Handover to EUTRAN shall not be performed,” it indicates that the service cannot be handed over to the EUTRAN. The RNC will not set up any inter-RAT measurement for this service, and the handover to EUTRAN will not be triggered. ZTE Confidential Proprietary 12 Handover with LTE Handover 2. If the value of the EUTRAN Service Handover information element is set to a value different from “Handover to EUTRAN shall not be performed,” it indicates that the service can be handed over to the EUTRAN. The RNC will set up an inter-RAT measurement in either of the following scenarios: a) Inter-frequency measurement has already been initiated, all non-used frequencies have triggered event 2E, and a EUTRAN neighbor cell exists. b) The used frequency has poor quality, and event 2D related to EUTRAN measurement configuration is reported. Note: Specified in 3GPP specifications, the information of up to eight EUTRAN frequencies can be sent to the UE. The UE can only measure up to four EUTRAN FDD and TDD carriers each. Therefore, the RNC can only send four EUTRAN FDD and four EUTRAN TDD frequencies to the UE. 3.1.3.2 Measurement Modification After an inter-RAT measurement is set up, the measurement can be modified under either of the following conditions: If the inter-RAT measurement parameters and frequencies of EUTRAN neighbor cell are changed after the soft handover, the inter-RAT measurement parameters and frequency information need to be updated by modifying the measurement. In the case of adding or deleting a service, if the handover parameters of a single service and concurrent services are different, the inter-RAT measurement parameters need to be updated by modifying the measurement. 3.1.3.3 Measurement Deletion A measurement should be deleted under any of the following conditions: If the inter-RAT measurement is started before the hard handover, it should be ZTE Confidential Proprietary 13 Handover with LTE Handover stopped. If either of the following two conditions is fulfilled after a soft handover is performed, the inter-RAT measurement should be deleted. 1) The active set cell does not have a EUTRAN neighbor cell. 2) The RNC or cell switch does not allow the UE to be handed over to the EUTRAN neighbor cell. The used frequency quality is improving. The value of Service Handover is changed to “Handover to E-UTRAN shall not be performed” If an abnormal inter-RAT measurement report (for example, a nonexistent measurement task in the RNC) is received, the corresponding inter-RAT measurement should be deleted. The RNC records the timestamp when the measurement of a certain ID is deleted and the measurement information is released. If the RNC receives the measurement report with the measurement ID that has been deleted afterwards, it directly discards the measurement report, and check the time difference between the current time and the time to release the measurement. If the time difference exceeds a threshold (set by the URncFunction.TResndMeaCtrlRel parameter), the RNC performs measurement deletion again. 3.1.3.4 Parameter Configuration Handover parameter configuration under micro diversity All measurement parameters are generated based on cells. In the case of micro diversity, the measurement parameters configured in the cell with best quality are used as handover parameters. If the best cell is changed, the measurement parameters should be updated simultaneously. Multiple sets of handover parameter configurations Inter-RAT handover parameters can be independently configured in accordance ZTE Confidential Proprietary 14 Handover with LTE Handover with the application scenarios, measurement quantities, measurement reporting criteria and service bearer types. Multiple sets of measurement parameters are needed for different purpose. The details are described as follows: Table 3-2 Factor Multiple sets of handover parameter configurations Application Scenario Applicatio Common outdoor scenario n High-speed outdoor Scenario scenario Parameter URatMeasProfile.intialHoCelSelScene Indoor scenario Subway or tunnel Measure UTRAN: ment PCPICH Ec/No UTRAN: PCPICH RSCP UUtranCellFDD.NonIntraMeasQuan quantity PCPICH Ec/No and EUTRAN: RSRP, not controlled by any RSCP parameter. EUTRAN: RSRP Measure Event-triggered reporting ment Periodical reporting URncFunction.IntRatHoMth reporting criterion Service RT RAB Including Voice bearer RT RAB Excluding Voice on type Single NRT on DL DCH/UL URatMeasSrvSpec.srvCategory DCH Single NRT RAB on DL HS-DSCH/UL DCH Single NRT RAB on DL HS-DSCH/UL E-DCH All Multi-NRT RAB on DL DCH/UL DCH Multi-NRT RAB, HSPA is Involved and only DCHs are Used in UL Multi-NRT RAB, HSPA is Involved and E-DCH is Used in UL ZTE Confidential Proprietary 15 Handover with LTE Handover Factor Application Scenario Parameter Multi RAB Including CS and PS Not Related to Service Type (used for measurement set) Note: If the concurrent services contain CS and PS services, the handover parameters are indexed to “Multi RAB including CS and PS”. If the concurrent services contain non-CS RT services, the handover parameters are indexed to “RT RAB Excluding Voice”. If both of the above two conditions are fulfilled, the first criteria is followed. Handover parameter indexing principle 1. To modify and optimize parameters more easily, inter-RAT handover parameters are used based on indexing. For the detailed parameter indexing principle of Event 2D/2F during EUTRAN inter-RAT handover, see Figure 3-1: Figure 3-1 Parameter Indexing Principle of Event 2D/2F during EUTRAN Inter-RAT Handover UUtranCellFDD refUInterMeasProfile UInterMeasProfile UInterMeaSrvSpec NonIntraMeasQuan ZTE Confidential Proprietary UInterEcNoEvMeasforE UInterRscpEvMeasforE srvCategory srvCategory InterMeasCfgNo InterMeasCfgNo 16 Handover with LTE Handover a) First, you can obtain an inter-frequency configuration set UInterMeasProfile by matching UInterMeasProfile.profileId with UUtranCellFDD.refUinterMeasProfile. Then you can obtain the measurement object UInterMeaSrvSpec of the corresponding service in the configuration set. b) In the measurement object UInterMeaSrvSpec, you can obtain the current measurement object (UInterEcNoEvMeasforE/UInterRscpEvMeasforE) in accordance with the measurement quantity UUtranCellFDD.NonIntraMeasQuan. Then, you can obtain the InterMeasCfgNo (inter-frequency measurement configuration number) in accordance UInterMeaSrvSpec.srvCategory. Finally, with you can the service type obtain the event 2D/2F parameters of the EUTRAN inter-RAT handover through the indexing to InterMeasCfgNo. The details are described as follows: i. If the current frequency measurement quantity is Ec/No, you can refer to the following table to obtain the parameters that are matched with InterMeasCfgNo and associated with UInterEcNoEvMeasforE.InterMeasCfgNo from the UInterEcNoEvMeasforE object. Full Name Event ID of Inter-frequency Parameter UInterEcNoEvMeasforE.meaEvtId measurement reporting Number of events defined by UInterEcNoEvMeasforE.measEvtNum the inter-frequency measurement Filter coefficient of UInterEcNoEvMeasforE.filterCoeff inter-frequency measurement Hysteresis range for making UInterEcNoEvMeasforE.hysteresis decision Time difference between the UInterEcNoEvMeasforE.TrigTime event triggering and reporting Weight of frequency used by UInterEcNoEvMeasforE.Wused event 2d/2f to make quality decision Absolute threshold of UInterEcNoEvMeasforE.ThreshUsedFreq frequency used by event 2d/2f to make quality decision ii. If the current frequency measurement quantity is RSCP, you can refer to the ZTE Confidential Proprietary 17 Handover with LTE Handover following table to obtain the parameters that are matched with InterMeasCfgNo and associated with UInterRscpEvMeasforE.InterMeasCfgNo from the UInterRscpEvMeasforE object. Full Name Event ID of Inter-frequency Parameter UInterRscpEvMeasforE.meaEvtId measurement reporting Number of events defined by UInterRscpEvMeasforE.measEvtNum the inter-frequency measurement Filter coefficient of UInterRscpEvMeasforE.filterCoeff inter-frequency measurement Hysteresis range for making UInterRscpEvMeasforE.hysteresis decision Time difference between the UInterRscpEvMeasforE.TrigTime event triggering and reporting Weight of frequency used by UInterRscpEvMeasforE.Wused event 2d/2f to make quality decision Absolute threshold of UInterRscpEvMeasforE.ThreshUsedFreq frequency used by event 2d/2f to make quality decision 2. For the indexing principle of the Inter-RAT handover event, see Figure 3-2. ZTE Confidential Proprietary 18 Handover with LTE Handover Figure 3-2 Parameter Indexing Principle of Inter-RAT handover events UUtranCellFDD refURatMeasProfile URatMeasProfile a) URatMeasSrvSpec URatMeasNoSrvSpec NonIntraMeasQuan NonIntraMeasQuan URatEcNoEvMeasforE URatRscpEvMeasforE srvCategory srvCategory InterRatCfgNo InterRatCfgNo URatEcNoPrdMeas URatEcNoPrdMeas InterRatCfgNo InterRatCfgNo To obtain the inter-RAT handover parameters, first, you need to obtain the inter-RAT measurement configuration set UratMeasProfile by matching URatMeasProfile.profileId with UUtranCellFDD.refURatMeasProfile. Then you can obtain the measurement object in the next level in accordance with the reporting criterion currently used by the UE in this configuration set. If the measurement reporting criterion is event-triggered reporting, you can obtain the next-level measurement object from the UratMeasSrvSpec object. If the measurement reporting criterion is periodical reporting, you can obtain the next-level measurement object from the UratMeasNoSrvSpec object. b) If the measurement object obtained in Step a) is URatMeasSrvSpec, you can obtain the current measurement object (URatEcNoEvMeasforE or URatRscpEvMeasforE) in accordance with the measurement quantity UUtranCellFDD.NonIntraMeasQuan. Then, you can obtain InterRatCfgNo (inter-RAT measurement configuration number) in accordance with the service type URatMeasSrvSpec.srvCategory. If the measurement object obtained in Step a) is UratMeasNoSrvSpec, you can obtain the current measurement object and InterRatCfgNo (inter-RAT measurement configuration number) in accordance with the measurement quantity UUtranCellFDD.NonIntraMeasQuan. Finally, you can obtain the inter-RAT handover ZTE Confidential Proprietary 19 Handover with LTE Handover measurement parameters of the current application scenario and service through the indexing to InterRatCfgNo. The details are described as follows: i. If the event-triggering reporting is used, and the UMTS measurement quantity is Ec/No, you can refer to the following table to obtain the parameters that are matched with InterRatCfgNo and associated with URatEcNoEvMeasforE.InterRatCfgNo from the URatEcNoEvMeasforE object. Full Name Event ID of Inter-RAT Parameter URatEcNoEvMeasforE.EventId measurement Number of events defined by the URatEcNoEvMeasforE.EventNum inter-RAT measurement UTRAN filter coefficient of URatEcNoEvMeasforE.FilterCoeff inter-RAT measurement EUTRAN filter coefficient of URatEcNoEvMeasforE.eUtranFilterCoeff inter-RAT measurement Hysteresis range for making URatEcNoEvMeasforE.Hysteresis decision Time difference between the event URatEcNoEvMeasforE.TrigTime triggering and reporting Weight of UTRAN quality decision URatEcNoEvMeasforE.W in event 3a Absolute threshold of UTRAN URatEcNoEvMeasforE.Thresh quality decision in event 3a Absolute threshold of other system URatEcNoEvMeasforE.ThreshSys quality decision in event 3a/3b/3c ii. If the event-triggering reporting is used, and the UMTS measurement quantity is RSCP, you can refer to the following table to obtain the parameters that are matched with InterRatCfgNo and associated with URatRscpEvMeasforE.InterRatCfgNo from the URatRscpEvMeasforE object. Full Name Event ID of Inter-RAT Parameter URatRscpEvMeasforE.EventId measurement Number of events defined by the URatRscpEvMeasforE.EventNum inter-RAT measurement ZTE Confidential Proprietary 20 Handover with LTE Handover Full Name UTRAN filter coefficient of Parameter URatRscpEvMeasforE.FilterCoeff inter-RAT measurement EUTRAN filter coefficient of URatRscpEvMeasforE.eUtranFilterCoeff inter-RAT measurement Hysteresis range for making URatRscpEvMeasforE.Hysteresis decision Time difference between the event URatRscpEvMeasforE.TrigTime triggering and reporting Weight of UTRAN quality decision URatRscpEvMeasforE.W in event 3a Absolute threshold of UTRAN URatRscpEvMeasforE.Thresh quality decision in event 3a Absolute threshold of other system URatRscpEvMeasforE.ThreshSys quality decision in event 3a/3b/3c iii. If the periodical reporting is used, and the UMTS measurement quantity is Ec/No, you can refer to the following table to obtain the parameters that are matched with InterRatCfgNo and associated with URatEcNoPrdMeas.InterRatCfgNo from the URatEcNoPrdMeas object. Full name UTRAN filter coefficient of Parameter URatEcNoPrdMeas.FilterCoeff inter-RAT measurement EUTRAN filter coefficient of URatEcNoEvMeasforE.eUtranFilterCoeff inter-RAT measurement Number of periodical reporting URatEcNoPrdMeas.PrdRptAmount times Periodical reporting interval iv. URatEcNoPrdMeas.PrdRptInterval If the periodical reporting is used, and the UMTS measurement quantity is RSCP, you can refer to the following table to obtain the parameters that are matched with InterRatCfgNo and associated with URatRscpPrdMeas.InterRatCfgNo from the URatRscpPrdMeas object. Full Name UTRAN filter coefficient of ZTE Confidential Proprietary Parameter URatRscpPrdMeas.FilterCoeff 21 Handover with LTE Handover Full Name Parameter inter-RAT measurement EUTRAN filter coefficient of URatEcNoEvMeasforE.eUtranFilterCoeff inter-RAT measurement Number of periodical reporting URatRscpPrdMeas.PrdRptAmount times Periodical reporting interval URatRscpPrdMeas.PrdRptInterval Where, EventNum (URatEcNoEvMeasforE.EventNum/URatRscpEvMeasforE.EventNum) and EventId (URatEcNoEvMeasforE.EventId/URatRscpEvMeasforE.EventId) control how many events can be configured during the inter-RAT measurement, and which events should be configured. EventId is defined as an array whose dimension number is EventNum. The EventNum is configured up to four because there are a total of four events (3A, 3B, 3C, 3D) in the inter-RAT measurement. 3.1.4 Inter-RAT Event Triggering 3.1.4.1 Measurement Result Filtering To avoid measurement fluctuation during inter-RAT measurements, the UE needs to perform layer-3 filtering to the measurement results. Then, the UE determines whether an event is triggered in accordance with the filtered measurement value, and reports the measurement results to the RNC. For the filtering principle and formula, refer to “3.2.2.1 Measurement Result Filtering” in “ZTE UMTS Handover Control Feature Guide”. The layer-3 filtering coefficient k is obtained based on the following principles: During a UMTS measurement, k based on measurement reporting criteria and measurement quantity can be obtained through the following parameters respectively: URatEcNoEvMeasforE.FilterCoeff/URatRscpEvMeasforE.FilterCoeff /URatEcNoPrdMeas.FilterCoeff/URatRscpPrdMeas.FilterCoeff. During a EUTRAN measurement, k based on measurement reporting criteria and measurement quantity can be obtained through the following parameters respectively: URatEcNoEvMeasforE.EutraFilterCoeff/URatRscpEvMeasforE. ZTE Confidential Proprietary 22 Handover with LTE Handover EutraFilterCoeff/URatEcNoPrdMeas.EutraFilterCoeff/ URatRscpPrdMeas.EutraFilterCoeff . 3.1.4.2 Quality Estimation Criteria for UMTS Carriers The UMTS handover to LTE is implemented based on the UMTS service quality estimated by the following formula: NA QUTRAN 10 LogMUTRAN W 10 Log Mi (1 W) 10 LogMBest i1 Where, QUTRAN is the measurement result of the current UTRAN frequency; MUTRAN is the physical measurement value of the current UTRAN frequency; Mi is the physical measurement value of i cell in the current active set; NA is the number of cells in the active set (excluding the best cell); MBest is the measurement result of the best cell in the active set; W is the weight that the best cell in the active set occupies in the quality estimation for the current UTRAN frequency. It is based on the measurement quantity and obtained from the parameters of the following two objects: URatEcNoEvMeasforE / URatRscpEvMeasforE. 3.1.4.3 Event 3A Triggering Event 3A: The estimated quality of the currently used UTRAN frequency is below a certain threshold and the estimated quality of the other system is above a certain threshold, which is used for inter-RAT handover decision. QUsed TUsed H3a /2 And MOther ZTE Confidential Proprietary RAT CIOOther RAT TOther RAT H3a /2 23 Handover with LTE Handover Where, QUsed is the value of the estimated quality of the currently used UTRAN frequency. TUsed is an absolute threshold of the currently used frequency difference, which can be obtained from the Thresh parameter in the record associated with the configuration number determined by the method of “3.1.3.4 Parameter Configuration”. H3a is the hysteresis for event 3A decision. It can be obtained from the Hysteresis parameter in the record associated with the configuration number determined by the method of “3.1.3.4 Parameter Configuration”. MOther RAT is the measurement result of the other RAT system quality; CIOOther RAT is the quality offset of the other RAT cell (invalid for LTE cells). TOther RAT is an absolute threshold of the other RAT cell with a good quality. It can be obtained from the ThreshSys parameter in the record associated with the configuration number determined by the method of “3.1.3.4 Parameter Configuration”. 3.1.4.4 Event 3C Triggering Event 3C: The estimated quality of other system is above a certain threshold, which is used for inter-RAT handover decision. MOther RAT CIOOther RAT TOther RAT H3c /2 Where, MOther RAT is the quality measurement result of the other RAT system. CIOOther RAT is the quality offset of the other RAT system cell (invalid for LTE cells). TOther RAT is an absolute threshold of the other RAT cell with a good quality. It can be obtained from the Thresh parameter in the record associated with the configuration number determined by the method of “3.1.3.4 Parameter Configuration”. ZTE Confidential Proprietary 24 Handover with LTE Handover H3c is the hysteresis for event 3C decision. It can be obtained from the Hysteresis parameter in the record associated with the configuration number determined by the method of “3.1.3.4 Parameter Configuration”. 3.1.5 Inter-RAT Handover Decision and Execution 3.1.5.1 Event 3A/3C Processing During an inter-RAT handover, either 3A or 3C can be triggered in the same cell. Specifically, which event is used to make an inter-RAT handover decision is controlled by the inter-RAT handover policy parameter UUtranCellFDD.RatHoTactic. Upon the reception of event 3A or 3C measurement report, ZTE RNC performs a handover or RRC connection redirection in accordance with the following principles: If ULogicalRnc.RncPsHoLteSw and ULogicalRnc.RncPsRediLteSw are both enabled, If the UE is capable of supporting the PS handover, the EUTRAN PS handover procedure is executed. If the UE is incapable of supporting the PS handover, the RRC connection redirection procedure is executed. The RNC notifies the UE through the RRC Connection Release message and fills the target cell frequency into the inter-RAT measurement report into the message. If ULogicalRnc.RncPsHoLteSw is enabled, and ULogicalRnc.RncPsRediLteSw is disabled, The EUTRAN PS handover procedure is executed. The UE that does not satisfy the condition to start the handover procedure will not initiate the EUTRAN inter-RAT measurement. If ULogicalRnc.RncPsHoLteSw is disabled, and ULogicalRnc.RncPsRediLteSw is enabled, The RRC connection redirection procedure is executed. The RNC notifies the UE through the RRC Connection Release message and fills the target cell frequency in the inter-RAT measurement report into the message. If the EUTRAN inter-RAT PS handover fails, to prevent the UE from being repeatedly handed over to EUTRAN within a short time, which affects the system performance, ZTE ZTE Confidential Proprietary 25 Handover with LTE Handover RNC starts a penalty timer (ULogicalRnc.HoToEutraPenTimer) for the UE handover failure. At the expiry of this timer, the inter-RAT measurement whose measurement report has not been processed by the RNC will be initiated again. In addition, ZTE RNC provides a compatible strategy for the SGSN that does not support the UTRAN handover to LTE by using the eNodeB ID. The RNC controls the ID used in the UTRAN handover to LTE through the UIupsLink.LteCellIdenFlag parameter. If the SGCN office configuration does not support the UTRAN handover to LTE by using eNodeB ID, UIupsLink.LteCellIdenFlag is set to 1, which means that the UMTS system uses the RNC ID to identify the EUTRAN cell during the UTRAN handover to LTE. 3.1.6 Inter-RAT Event Buffering If the RNC receives an inter-RAT measurement report but discards it without any processing because the RNC is busy on other events (for example, Radio Bearer Reconfiguration), the handover opportunity is lost easily and call drops may occur. Therefore, the measurement report needs to be buffered, and waits for processing by the RNC after the RNC completes the current event. The inter-RAT buffering strategies are described as follows: Inter-RAT event buffering supports up to six events. For event 2D/2F during an inter-RAT handover, if the measurement quantity is “Ec/No” or “RSCP”, only the measurement report that has the same measurement quantity with UUtranCellFDD.NonIntraMeasQuan can be buffered. If the measurement quantity is “Ec/No and RSCP” the event 2D or 2F of the latest Ec/No and RSCP are buffered. If event 3A or 3C exists in the buffer and event 2F is triggered, and if the measurement quantity of event 2F is the same as the current event, the buffered event is deleted and event 2F is buffered. Otherwise, event 2F is discarded. If the measurement quantity of event 2F in the buffer is the same with the current event (3A or 3C), and if another event 3A or 3C is reported, the current ZTE Confidential Proprietary 26 Handover with LTE Handover event is discarded. If there is no other event 3A or 3C, the current event is buffered. After the handover is successfully performed, all the measurement reports in the buffer should be cleared. 3.1.7 Inter-RAT Periodical Reporting Measurement If URncFunction.IntRatHoMth is set to “0: Periodical Reporting”, and if the conditions (mentioned in Chapter 3.1.1 Handover Conditions between UMTS and LTE) of handover to LTE are fulfilled, ZTE RNC starts an inter-RAT measurement in periodical reporting, and creates the LTE handover events in accordance with the event-3c-triggering decision conditions based on the EUTRAN cell signal quality periodically reported by the UE. Then, a handover or redirection procedure is executed based on the created event. The subsequent handover execution performed by the RNC is the same as the event-triggering reporting performed by the UE. For the detailed description, refer to “3.1.5.1 Event 3A/3C Processing”. This chapter only describes how to enable/disable the periodical reporting measurement and create handover events by the RNC. 3.1.7.1 Periodical Reporting Measurement For the parameters of periodical reporting measurement, refer to “3.1.3.4 Parameter Configuration”. The periodical reporting measurement setup, modification and deletion procedures are the same as the event-triggering reporting measurement, refer to the corresponding procedures in "3.1.3 EUTRAN Inter-RAT Measurement”. 3.1.7.2 Principle for Creating Event 3C After the UE periodically reports the signal quality of the target LTE cell, ZTE RNC makes a decision in accordance with event 3C triggering decision conditions. If the duration of TriggerTime_3c continuously satisfies event 3C triggering conditions, event 3C is created. Where, TriggerTime_3c is the triggering hysteresis duration and ZTE Confidential Proprietary 27 Handover with LTE Handover controlled by the UCelInfoFDD.PeriodTriggerTime parameter. Event 3C triggering decision condition: QTarget_Rat_Cell>= TTarget_Rat_Cell+H/2 Where, QTarget_Rat_Cell is the target EUTRAN cell quality. TTarget_Rat_Cell is the decision threshold of the target EUTRAN cell quality. It can be obtained from the ThreshSys parameter in the record associated with the configuration number determined by the method of “3.1.3.4 Parameter Configuration”. H is the hysteresis of event 3C, and can be obtained from the hysteresis parameter in the record associated with configuration number determined by the method of “3.1.3.4 Parameter Configuration”. 3.1.7.3 Combination of Inter-RAT Periodical Reporting and Inter-Frequency Measurement If the UMTS inter-frequency and EUTRAN handover are both allowed, the combination of inter-RAT periodical reporting measurement and inter-frequency measurement should be considered. The detailed strategies are described as follows: (1) If UCelInfoFDD.IfOrRatHoSwch is “Inter Frequency Is Prior to Inter RAT”, The RNC performs the inter-frequency inter-frequency compressed measurement mode and and activates starts the corresponding the timer UrncFunction.T4ShifIfLteGsmMea. After the UE reports event 2E or the timer is expiry, the RNC is reconfigured to the EUTRAN measurement and activates EUTRAN compressed mode. (2) If UCelInfoFDD.IfOrRatHoSwch is “EUTRAN Firstly, Inter-frequency Secondly, GSM Finally”, The RNC performs the EUTRAN measurement and activates the corresponding EUTRAN compressed mode and starts the timer UrncFunction.T4ShifIfLteGsmMea. After the timer is expiry, the RNC is reconfigured to the inter-frequency measurement and activates inter-frequency compressed mode. ZTE Confidential Proprietary 28 Handover with LTE Handover The UMTS inter-frequency measurement is controlled by UrncFunction.InterHoMth, while the LTE inter-RAT measurement is controlled by UrncFunction.IntRatHoMth. 2. If the UMTS inter-frequency measurement criterion is periodical reporting and the LTE inter-RAT measurement criterion is periodical reporting, The RNC starts inter-frequency and inter-RAT measurement in periodical reporting criterion at the same time, and simultaneously activates the inter-frequency and EUTRAN compressed mode. 3.1.8 IUR interface For EUTRAN neighboring cells of DRNC, RNC only saves frequencies information. If the complete information of EUTRAN neighbor cells is returned by the DRNC, then the strategy of SRNC is as “3.1.5 Inter-RAT Handover Decision and Execution”. If part information of EUTRAN neighbor cells is returned by the DRNC, only redirection can be triggered for these cells. The strategy is as follows: The RNC will fill the frequency information of EUTRAN neighbor cells configured in SRNC, and the frequency information of EUTRAN neighbor cells returned by the DRNC in Measurement Control message. When inter-rat event is triggered, if the frequency of the reported cell belongs to that of DRNC’s cells, the redirection will be performed, and the RNC fills this frequency in RRC Connection Release message. For DRNC, whether it returns complete information of EUTRAN neighbor cells is controlled by UIurLink.pciTacPlmnFilInd. ZTE Confidential Proprietary 29 Handover with LTE Handover 3.1.9 EUTRAN Inter-RAT Handover Procedure Figure 3-3 3G->LTE PS Handover Procedure UE NODE B RNC CN eNB RELOCATION REQUIRED HANDOVER REQUEST HANDOVER REQUEST ACK RELOCATION COMMAND HANDOVER FROM UTRAN COMMAND HANDOVER DETECT HANDOVER COMPLETE HANDOVER COMPLETE IU RELEASE COMMAND RADIO LINK DELETION REQUEST RADIO LINK DELETION RESPONSE IU RELEASE COMPLETE 3.2 EUTRAN Blacklist Management Before the UE is handed over from UTRAN to EUTRAN (LTE network), the RNC notifies the UE of the EUTRAN cell that is not allowed to be measured through an EUTRAN blacklist, to prevent the UE from being handed over to this EUTRAN cell and avoid a handover failure. This function is controlled by the blacklist management switch of a EUTRAN neighbor cell: UtranCellFDD.EutranNCblstSwch. The details are described as follows: ZTE Confidential Proprietary 30 Handover with LTE Handover For the UE in non-dedicated state, refer to “ZTE UMTS Cell Reselection with LTE Feature Guide”. For the UE in dedicated state, through the measurement result, the RNC notifies the UE of the neighbor cell whose UENbrBlkList.StateMode in the EUTRAN neighbor cell blacklist management list is 1, and prohibits the UE to search the neighbor cell in the blacklist. A frequency is allowed to be configured up to 16 cells in the EUTRAN blacklist. To determine a blacklist, refer to the following table to obtain related parameters, and enters the value of the parameter into the UENbrBlkList object to create a record. Full name Parameter Eutran frequency band indication UENbrBlkList.EutranFreqBandInd EUTRAN downlink absolute radio UENbrBlkList.earfcnDl frequency channel number EUTRAN blacklist cell number UENbrBlkList.NEutranNum configured for each frequency EUTRAN physical cell ID UENbrBlkList.EutranCId EUTRAN blacklist neighbor cell UENbrBlkList.StateMode state 3.3 EUTRAN Detection The EUTRAN Detection function helps the UE in the CELL_PCH/URA_PCH/IDLE state to measure the signal quality of a EUTRAN cell that has lower priority than the current cell and report it to the NAS layer. It is used to display the EUTRAN coverage state in the terminal interface. This function is controlled by the UPriSel.EutraDetectionInd switch. If the switch is set to “1: Yes”, the RNC notifies the UE of the detection information through the UTRAN MOBILITY INFORMATION message. After the UE in CELL_PCH/URA_PCH/IDLE state receives the instruction from the RNC, the EUTRAN Detection function is enabled. ZTE Confidential Proprietary 31 Handover with LTE Handover 3.4 ZWF21-03-030 Load Based PS Handover to LTE When UMTS load is high, RAN handovers or redirects some online PS data calls at low priority to LTE network in order to relieve the load of UMTS network. This function is controlled by URncFunction.loadTrgU2LRncSwi and UExtCelInfoFDD.loadTrgUmts2LteSwi. 3.4.1 UMTS Cells’ Load Evaluation Downlink Load Downlink load status is based on downlink power(DlPower). Downlink load DlPower status Normal load DlPower < UExtCelInfoFDD.dlPwrReleThrHO2Lte High load DlPower >= UExtCelInfoFDD.dlHighPwrThrHO2Lte Note: The calculation of DLPower refers to “ZTE UMTS Load Adaptive Power Control Feature Guide”. Uplink Load Uplink load status is based on uplink power(ROT). Uplink load status ROT Normal load RoT< UExtCelInfoFDD.rotReleaThrHO2Lte High load RoT>= UExtCelInfoFDD.highRotThrHO2Lte Note: The calculation of ROT refers to “ZTE UMTS Load Adaptive Power Control Feature Guide”. 3.4.2 Measurement Initializing If the following conditions are satisfied, RNC chooses periodically MaxLoadHoNum low ZTE Confidential Proprietary 32 Handover with LTE Handover priority users, who support LTE measurement and only have PS services in the Cell_DCH state, to start EUTRAN compressed mode and measurement and initialize the timer URncInfo.psHoLteMeasTimer. URncFunction.loadTrgU2LRncSwi and UExtCelInfoFDD.loadTrgUmts2LteSwi are “On”. The cell is in high load status. For the cell load status refer to “3.4.1 UMTS Cells’ Load Evaluation” Note: The period is indicated by URncInfo.loadTrg2LtePeriod. The definition of priority refers to “ZTE UMTS QOS Guarantee Feature Guide” MaxLoadHoNum - For uplink, indicated by ULdCtrl.ulMaxForHoNum - For downlink, indicated by ULdCtrl.dlMaxForHoNum. If the user is chosen to initialize compressed mode, it will not be chosen again in ULogicalRnc.hoToEutraPenTimer. 3.4.3 Measurement Reconfiguration When timer URncInfo.psHoLteMeasTimer hasn’t expire yet, If event 2D or handover based on uplink power/downlink power/uplink BLER(The details refer to “ZTE UMTS Handover Control Feature Guide”,” ZTE UMTS Transmitted Power Based Handover Feature Guide”,” ZTE UMTS Quality Based Handover Feature Guide”) is triggered, then the RNC stops the timer and reconfigures the measurement. 3.4.4 Inter-RAT Handover Decision and Execution Upon the reception of event 3A or 3C measurement report, ZTE RNC performs strategy as 3.1.5 Inter-RAT Handover Decision and Execution. ZTE Confidential Proprietary 33 Handover with LTE Handover 4 Parameters 4.1 ZWF21-03-110 UMTS-LTE Handover Managed Logic Object Name ULogicalRn c.RncPsHo LteSw RNC Switch for PS Handover with LTE Parameter Description The parameter indicates whether Value Range 0: Off RNC supports PS handovers to LTE. Unit Default Value Recom mende d Value 0: Off N/A 1:On 1: On The parameter indicates whether the RNC supports PS redirection with LTE. If the function is enabled, UEs supporting EUTRAN ULogicalRn c.RncPsRe diLteSw RNC Switch for PS Redirection with LTE measurement are permitted to be handed over to EUTRAN through 0: Off a redirection procedure. However, when RncPsHoLteSw and 0: Off N/A 1:On 1: On RncPsRediLteSw are both "On", those UEs supporting PS handover with EUTRAN will be switched to EUTRAN through a PS handover procedure. 0: GSM/GE UCelInfoFD D.ChoStra MulRatH Choice Strategy in Multi-RAT Handover This parameter indicates the policy for selecting a system for RAN prefer handovers when multimode inter-RAT neighboring cells exist at the same time. 0: N/A 1: GSM/GE EUTRA 1: RAN N FDD EUTRAN prefer prefer FDD prefer ZTE Confidential Proprietary 34 Handover with LTE Handover This parameter is the switch for checking the UE E-UTRA Capability before initiating a PS URncInfo.C heEutraCa piSw Switch of handover procedure from UMTS to checking the LTE. If the function is enabled, the 0:Off UE E-UTRA RNC checks whether the UE Capability 0:Off N/A 1:On 1:On reports the UE E-UTRA Capability. If the UE E-UTRA Capability is reported, the PS handover procedure is permitted. UIupsLink. Method of This parameter indicates the LteCellIden Identify method that the SGSN uses to Flag identify the EUTRAN cell. EUtran cell 0: use eNodeBI D 1: use 0: use N/A 0: use eNodeBI eNodeBI D D N/A 1: On 1: On N/A 1: On 1: On N/A 1: On 1: On N/A 1: On 1: On RNCID R99 RT Inter ULogicalRn Rat This parameter indicates whether c.r99RtEutr (EUTRAN) an inter-RAT R99 RT EUTRAN aHoSw Handover handover is allowed or not. 0: Off 1: On Switch R99 NRT ULogicalRn Inter Rat This parameter indicates whether c.r99NrtEtr (EUTRAN) an inter-RAT R99 NRT EUTRAN aHoSw handover is allowed or not. Handover 0: Off 1: On Switch HSDPA Inter ULogicalRn Rat This parameter indicates whether c.hsdpaEut (EUTRAN) an inter-RAT HSDPA EUTRAN raHoSw Handover handover is allowed or not. 0: Off 1: On Switch HSUPA Inter ULogicalRn Rat This parameter indicates whether c.hsupaEut (EUTRAN) an inter-RAT HSUPA EUTRAN raHoSw Handover handover is allowed or not. 0: Off 1: On Switch ZTE Confidential Proprietary 35 Handover with LTE Handover This parameter indicates the threshold of the time when an RNC resends the MEASUREMENT CONTROL RELEASE message. When the RNC sends the MEASUREMENT CONGROL RELEASE message for a The Time Threshold that the RNC URncFuncti May Resend on.TResnd the MeaCtrlRel MEASUREM ENT CONTROL RELEASE measurement ID, the time stamp is recorded. If the RNC receives the report with the measurement ID, it compares the current time with the recorded time. If the difference (1..255)s between the current time and the , step 1s s 30 30 1: 3A 1: 3A Event Event recorded time exceeds the threshold configured, the MEASUREMENT CONTROL RELEASE message is resent; otherwise, this measurement report is discarded and the MEASUREMENT CONTROL RELEASE message is not resent. This parameter is used to control the sending frequency for the MEASUREMENT CONTROL RELEASE message. UUtranCell Inter-RAT FDD.RatHo Handover Tactic Tactic This parameter indicates the 0: inter-RAT handover policy. Algorith In most scenarios, this parameter m Deciding is set to 3A Event Trigger to ensure precise inter-frequency 1: 3A handovers. In some scenarios Event N/A Trigger Trigger where it is required to hand over to Trigger the target cell as soon as possible, 2: 3C this parameter is set to Algorithm Event Deciding or 3C Event Trigger. ZTE Confidential Proprietary Trigger 36 Handover with LTE Handover 0: Turn off Inter-freq uency and Inter-RA T Handove This parameter indicates how to r perform neighbor measurement if 1: Only both the inter-frequency and Inter inter-RAT neighboring cells exist. Frequen Inter UCelInfoFD Frequency or D.IfOrRatH Inter RAT oSwch Handover Switch For inter-RAT, when GSM cy 3: Inter 3: Inter neighbor cells and EUTRAN 2: Only Frequen Frequen neighbor cells are both exist, only Inter the measurement of the higher RAT N/A cy Is cy Is Prior to Prior to priority system is issued. When the 3: Inter Inter Inter value is not 4, the priority of GSM Frequen RAT RAT and EUTRAN is indicated by cy Is ChoStraMulRatHo. When the Prior to value is 4, EUTRAN is prior to Inter GSM by default. RAT 4:EUTR AN Firstly, Inter-freq uency Secondly , GSM Finally ZTE Confidential Proprietary 37 Handover with LTE Handover 0: Configur e Inter-Fre quency and 0: Inter-Rat Configur Configur compres e sed ULogicalRn c.CompMd CfgStra Mode Configuratio to UE simultaneously or not when 1: n Strategy quency quency simultan compressed modes are configured eously inter-frequency and inter-RAT Configur neighboring cells exist. e e Inter-Fre Inter-Fre This parameter indicates whether mode Compressed inter-frequency and inter-RAT 0: and N/A and Inter-Rat Inter-Rat compres compres Inter-Fre sed sed mode mode simultan simultan quency eously eously 0 0 and Inter-Rat compres sed mode individua lly This parameter indicates the interval between reception of periodical reports and triggering of the inter-frequency or inter-RAT Time To Trigger for UCelInfoFD D.PeriodTri ggerTime Inter-frequen cy and Inter-Rat Period Measuremen t handover. Only the neighboring cell in which the signal quality is above a certain threshold in all periodic reports during a time equal to this parameter can be selected as the target cell for the (0..255)s , step 1s s inter-frequency or inter-rat handover. If this parameter is set to a large value, the probability of incorrect decision is low. However, the handover algorithm becomes slow in responding to signal change. ZTE Confidential Proprietary 38 Handover with LTE Handover This parameter indicates the interval between the events that the RNC performs inter-frequency measurement, GSM inter-RAT measurement and EUTRAN inter-RAT measurement. URncFuncti on.T4ShifIf LteGsmMe a Timer for When inter-frequency is prior to Shifting inter-RAT, the timer is initialized Inter-frequen after the RNC performs cy inter-frequency measurement. If Measuremen the quality of non-used frequency t and is poor within the timer duration, Inter-RAT the RNC will perform inter-RAT (1..20)s, step 1s s 5 5 N/A 1: On 1: On N/A 1: Fill 1: Fill Measuremen measurement. t When EUTRAN inter-RAT is prior to inter-frequency, the timer is initialized after the RNC performs EUTRAN inter-RAT measurement. If the timer is expiry, the RNC will perform inter-frequency measurement. ULogicalR nc.rncPsH oL2UtraS w RNC Switch for PS The parameter indicates whether Handover RNC supports PS handovers from 0: Off 1: On from LTE to LTE to UTRAN. UTRAN This parameter indicates the rule of filling PCI, TAC and PLMN List PCI, TAC UIurLink.p and PLMN ciTacPlmn List Filling FilInd Principle Indicator of LTE neighboring cells as a DRNC. 0: Don‘t fill 0: No, not fill PCI, TAC and PLMN 1: Fill List. 1: Yes, fill PCI, TAC and PLMN List. 4.2 ZWF21-03-110 UMTS-LTE Handover Measurement Managed Logic Parameter Value Object Name Description Range ZTE Confidential Proprietary Unit Default Recommen Value ded Value 39 Handover with LTE Handover 0: Outdoor This parameter indicates Scene URatMeas Profile.intial HoCelSelS cene Mobility Configuratio n Scene typical handovers and 1: cell reselection High-Mobility scenarios. For each Outdoor scenario, the Scene corresponding 2: Indoor 0: Outdoor 0: Outdoor N/A Scene Scene N/A 1: RSCP 1: RSCP parameter can be set to Scene different values. 3: Subway/ tunnel Scene This parameter indicates UTRAN measurement quantity for inter-frequency and inter-RAT UTRAN Measuremen UUtranCell t Quantity for FDD.NonIn Inter-frequen traMeasQu cy and an Inter-RAT Measuremen ts measurements. For inter-frequency/inter-RA T handover,the main factor that affects signal quality is the distance between the cell and the base station, Cpich 0: Ec/No 1: RSCP 2: Ec/No and RSCP RSCP is adopted. But for some specical scenario(such as interference is very serious), Cpich EcNo and RSCP is more suitable. ZTE Confidential Proprietary 40 Handover with LTE Handover 0: RT RAB Bearer Type URatMeas Used for SrvSpec.sr Differentiatin vCategory g Handover Configuratio n ZTE Confidential Proprietary RT RAB 0: RT RAB Including Including Including Voice Voice Voice 1: 1: RT RAB RT RAB 1: RT RAB Excluding Excluding Excluding Voice Voice Voice 2: Single NRT 2: Single NRT 2: Single NRT This parameter Service and 0: on DL distinguishes handover DCH/UL DCH parameter 3: Single NRT configurations based on RAB on DL services and bearer HS-DSCH/UL types. Handover-related DCH parameter 4: Single NRT configurations, for RAB on DL example, handover HS-DSCH/UL triggering threshold, E-DCH hysteresis, vary based 5: All on different service Multi-NRT characteristics. Based RAB on DL on the real-time feature, DCH/UL DCH channel types and the 6: Multi-NRT number of RABs, RAB, HSPA services are divided into is Involved nine types for different and only parameter DCHs are configurations. The Used in UL value 0xff corresponds 7: Multi-NRT to the periodical on DL on DL DCH/UL DCH DCH/UL DCH 3: Single NRT 3: Single NRT RAB on DL RAB on DL HS-DSCH/UL HS-DSCH/UL DCH DCH 4: Single NRT 4: Single NRT RAB on DL RAB on DL HS-DSCH/UL HS-DSCH/UL E-DCH E-DCH 5: All 5: All Multi-NRT Multi-NRT RAB on DL RAB on DL DCH/UL DCH DCH/UL DCH 6: Multi-NRT 6: Multi-NRT RAB, HSPA RAB, HSPA is Involved is Involved and only and only DCHs are DCHs are Used in UL Used in UL 7: Multi-NRT 7: Multi-NRT measurement, which RAB, HSPA RAB, HSPA RAB, HSPA must be used in all is Involved is Involved services. and E-DCH is and E-DCH is and E-DCH is Used in UL Used in UL 8: Multi Rab 8: Multi Rab 8: Multi Rab Including CS Including CS Including CS and PS and PS 0xff: Unralted 0xff: Unralted 0xff: Unralted with type of with type of with type of service service service is Involved Used in UL and PS 41 Handover with LTE Handover This parameter indicates the ID of the inter-RAT measurement profile UUtranCell Used FDD.refUR Inter-RAT atMeasProf Measuremen ile t Profile object. A profile corresponds to a set of intra-RAT measurement N/A N/A configurations. Each cell System System generates generates automatically. automatically. obtains the intra-RAT measurement parameters based on the profile ID. This parameter indicates the profile ID of a set of intra-frequency Intra-frequen measurement URatMeas cy parameters. Each cell Profile.profi Measuremen obtains the leId 0 0 This parameter indicates System System the index number of generates generates inter-RAT measurement automatically. automatically. t Profile intra-frequency Identity measurement 0~99 N/A parameters in accordance with the profile ID. parameter URatEcNo EvMeasfor E.InterRatC fgNo Inter-RAT Measuremen t Configuratio n Index configurations. It is used to index parameter configuration sets for inter-RAT measurement. 0..65535 N/A There are several sets of measurement configurations for the same set of parameters based on measurement purposes. ZTE Confidential Proprietary 42 Handover with LTE Handover This parameter indicates the ID of the event triggered by inter-RAT measurement. It is related to the URatEcNo Inter-RAT measurement quantity. EvMeasfor Event E.EventId Identity 3a, 3b, 3c, 3d N/A 3a, 3b, 3c, 3d 3a, 3b, 3c, 3d MAX_RAT_MEAS_EVE NT indicates the maximum number of inter-RAT measurement events, and its value is 4. This parameter indicates the number of events URatEcNo Inter-RAT EvMeasfor Measuremen E.EventNu t Event m Number required to be 1..MAX_RAT configured for an _MEAS_EVE inter-RAT measurement NT configuration number for Which, a certain purpose.This N/A 4 4 MAX_RAT_M parameter is related to EAS_EVENT the method of =4. determining inter-RAT handover. ZTE Confidential Proprietary 43 Handover with LTE Handover This parameter indicates the filtering factor that is used by a UE to perform L3 filtering on intra-frequency measurement results. On the UE side, a UE performs L1 intra-frequency measurement at a fixed measurement cycle (during which several points are measured. How L1 filters the measurement result depends on UEs.). After that, L1 reports the result to L3 at certain time intervals and L3 performs filtering on the latest measurement result and the previous measurement result. The filtering shall be performed based on the URatEcNo following formula EvMeasfor UTRAN Filter specified in 3GPP TS E.FilterCoe Coefficient ff 0, 1, 2, 3, 4, 5, 6, 7, 8, 9, 25.331: Fn = (1-a)*Fn-1 11, 13, 15, 17, 19 +a*Mn, in which: N/A 3 3 Fn indicates the currently filtered measurement result; Fn-1 indicates the previously filtered measurement result; Mn indicates the latest measurement result; a = 1/2^ (k/2), in which k is the filtering factor; Note: If k is set to 0, no L3 filtering is performed. From the above formula, the smaller the value of ZTE Confidential Proprietary the filtering factor is, the greater impact the latest measurement result has on the measurement 44 Handover with LTE Handover This parameter indicates the filtering factor that is used by a UE to perform L3 filtering on EUTRAN measurement results in inter-RAT measurement. On the UE side, a UE performs L1 inter-RAT measurement at a fixed measurement cycle (during which several points are measured. How L1 filters the measurement result depends on UEs.). After that, L1 reports the result to L3 at certain time intervals and L3 performs filtering on the latest measurement result and the previous measurement result. The filtering shall be performed based on the URatEcNo following formula EvMeasfor EUTRAN specified in 3GPP TS E. 25.331: Fn = (1-a)*Fn-1 Filter eUtranFilter Coefficient Coeff +a*Mn, in which: 0, 1, 2, 3, 4, 5, 6, 7, 8, 9, 11, 13, 15, N/A 3 3 17, 19 Fn indicates the currently filtered measurement result; Fn-1 indicates the previously filtered measurement result; Mn indicates the latest measurement result; a = 1/2^ (k/2), in which k is the filtering factor; Note: If k is set to 0, no L3 filtering is performed. From the above formula, the smaller the value of the filtering factor is, the ZTE Confidential Proprietary greater impact the latest measurement result has on the measurement result that is finally 45 Handover with LTE Handover This parameter indicates the hysteresis used to determine whether to trigger an event. This parameter is used as a reference to distinguish the status to trigger an event from the status to end the event to avoid the transition of statuses due to a small change. URatEcNo The greater the value of EvMeasfor Hysteresis is, the E.Hysteresi s Hysteresis greater the difference between the threshold to (0, 0.5..7.5)dB dB 4,4,2,4 4,4,2,4 step 0.5dB trigger an event and the threshold to end the event is. It is related to the measurement quantity and event types. MAX_RAT_MEAS_EVE NT is the maximum number of inter-RAT measurement events, and its value is 4. ZTE Confidential Proprietary 46 Handover with LTE Handover This parameter indicates the difference in time when an event is detected and when it is reported. The event will be triggered and reported only when it URatEcNo EvMeasfor E.TrigTime (0, 10, 20, 40, 60, 80, meets all the triggering 100, 120, Time To conditions within the Trigger triggering duration 240, 320, indicated by this 640, 1280, parameter after being 2560, detected. 5000)ms 160, 200, ms 100,100,100, 100,100,100, 100 100 0,0,0,0 0,0,0,0 MAX_RAT_MEAS_EVE NT is the maximum number of inter-RAT measurement events, and its value is 4. This parameter indicates the weight of the cell with the best quality in the calculation of the UTRAN system quality URatEcNo EvMeasfor E.W Weight of the UTRAN System for 3A (for the 3a event only). It is used to determine the quality of the UTRAN system in inter-RAT (0.0..2.0), step 0.1 N/A measurement. MAX_RAT_MEAS_EVE NT is the maximum number of inter-RAT measurement events, and its value is 4. ZTE Confidential Proprietary 47 Handover with LTE Handover This parameter indicates the absolute threshold of the UTRAN cell quality that the UE uses for determination of event 3a. If the quality of the current system is lower than this threshold minus hysteresis/2 for a period of time, then the system is considered to be of poor quality, and it is necessary to perform an inter-RAT handover CPICH Absolute URatEcNo Threshold of EvMeasfor the Quality of E.Thresh UTRAN Cell for 3A quickly. If the quality of RSCP: the current system is (-115..-25 )dB higher than this m step 1dB threshold plus CPICH N/A -9,-24,-24,-24 -9,-24,-24,-24 hysteresis/2 for a period Ec/No: of time, then the system (-24..0) dB is considered to be of step 1dB good quality, and there is no need to perform an inter-RAT handover. The range and unit of this parameter is related to the measurement quantity of the UTRAN cell. MAX_RAT_MEAS_EVE NT is the maximum number of inter-RAT measurement events, and its value is 4. ZTE Confidential Proprietary 48 Handover with LTE Handover This parameter indicates the absolute threshold configured for event 3a/3b/3c, used for determining the quality of other RATs. If the quality of a system plus the cell individual offset is higher than this threshold plus hysteresis/2 for a period of time, then the system is considered to be of good quality, and can serve as a target system for handovers. If the quality of a system plus the cell individual offset is lower than this threshold minus URatEcNo EvMeasfor E.ThreshSy s Absolute hysteresis/2 for a period Threshold of of time, then the system the Quality of is considered to be of Other RAT poor quality, and cannot for 3A/3B/3C serve as a target system for handovers. The range and unit of this parameter is related to the measurement (-140..0) CPICH RSCP: (-115..-25 )dB m step 1dB CPICH Ec/No: N/A -90,-95,-95,-1 -90,-95,-95,-1 15 15 (-24..0) dB step 1dB RSRP: (-140..-44)dB m step 1dB quantity of other RATs. The measurement quantity GSM Carrier RSSI of the GSM system corresponds to CPICH RSCP of the UTRAN system, so the value range and unit of this parameter corresponds to CPICH RSCP. MAX_RAT_MEAS_EVE NT is the maximum number of inter-RAT measurement events, ZTE Confidential Proprietary and its value is 4. 49 Handover with LTE Handover This parameter indicates System System the index number of generates generates inter-RAT measurement automatically. automatically. parameter URatRscpE vMeasforE. InterRatCfg No Inter-RAT Measuremen t Configuratio n Index configurations. It is used to index parameter configuration sets for inter-RAT measurement. 0..65535 N/A There are several sets of measurement configurations for the same set of parameters based on measurement purposes. This parameter indicates the ID of the event triggered by inter-RAT measurement. It is related to the URatRscpE Inter-RAT measurement quantity. vMeasforE. Event EventId Identity 3a, 3b, 3c, 3d N/A 3a, 3b, 3c, 3d 3a, 3b, 3c, 3d MAX_RAT_MEAS_EVE NT indicates the maximum number of inter-RAT measurement events, and its value is 4. This parameter indicates the number of events URatRscpE vMeasforE. EventNum Inter-RAT Measuremen t Event Number required to be 1..MAX_RAT configured for an _MEAS_EVE inter-RAT measurement NT configuration number for Which, a certain purpose.This N/A 4 4 MAX_RAT_M parameter is related to EAS_EVENT the method of =4. determining inter-RAT handover. ZTE Confidential Proprietary 50 Handover with LTE Handover This parameter indicates the filtering factor that is used by a UE to perform L3 filtering on intra-frequency measurement results. On the UE side, a UE performs L1 intra-frequency measurement at a fixed measurement cycle (during which several points are measured. How L1 filters the measurement result depends on UEs.). After that, L1 reports the result to L3 at certain time intervals and L3 performs filtering on the latest measurement result and the previous measurement result. The filtering shall be performed based on the URatRscpE vMeasforE. FilterCoeff following formula UTRAN Filter specified in 3GPP TS Coefficient 0, 1, 2, 3, 4, 5, 6, 7, 8, 9, 25.331: Fn = (1-a)*Fn-1 11, 13, 15, 17, 19 +a*Mn, in which: N/A 3 3 Fn indicates the currently filtered measurement result; Fn-1 indicates the previously filtered measurement result; Mn indicates the latest measurement result; a = 1/2^ (k/2), in which k is the filtering factor; Note: If k is set to 0, no L3 filtering is performed. From the above formula, the smaller the value of ZTE Confidential Proprietary the filtering factor is, the greater impact the latest measurement result has on the measurement 51 Handover with LTE Handover This parameter indicates the filtering factor that is used by a UE to perform L3 filtering on EUTRAN measurement results in inter-RAT measurement. On the UE side, a UE performs L1 inter-RAT measurement at a fixed measurement cycle (during which several points are measured. How L1 filters the measurement result depends on UEs.). After that, L1 reports the result to L3 at certain time intervals and L3 performs filtering on the latest measurement result and the previous measurement result. The filtering shall be performed based on the URatRscpE vMeasforE. eUtranFilter Coeff following formula EUTRAN specified in 3GPP TS Filter 25.331: Fn = (1-a)*Fn-1 Coefficient +a*Mn, in which: 0, 1, 2, 3, 4, 5, 6, 7, 8, 9, 11, 13, 15, N/A 3 3 17, 19 Fn indicates the currently filtered measurement result; Fn-1 indicates the previously filtered measurement result; Mn indicates the latest measurement result; a = 1/2^ (k/2), in which k is the filtering factor; Note: If k is set to 0, no L3 filtering is performed. From the above formula, the smaller the value of the filtering factor is, the ZTE Confidential Proprietary greater impact the latest measurement result has on the measurement result that is finally 52 Handover with LTE Handover This parameter indicates the hysteresis used to determine whether to trigger an event. This parameter is used as a reference to distinguish the status to trigger an event from the status to end the event to avoid the transition of statuses due to a small change. The greater the value of URatRscpE vMeasforE. Hysteresis Hysteresis Hysteresis is, the greater the difference between the threshold to (0, 0.5..7.5)dB dB 4,4,4,4 4,4,4,4 step 0.5dB trigger an event and the threshold to end the event is. It is related to the measurement quantity and event types. MAX_RAT_MEAS_EVE NT is the maximum number of inter-RAT measurement events, and its value is 4. ZTE Confidential Proprietary 53 Handover with LTE Handover This parameter indicates the difference in time when an event is detected and when it is reported. The event will be triggered and reported only when it URatRscpE vMeasforE. TrigTime (0, 10, 20, 40, 60, 80, meets all the triggering 100, 120, Time To conditions within the Trigger triggering duration 240, 320, indicated by this 640, 1280, parameter after being 2560, detected. 5000)ms 160, 200, ms 100,100,100, 100,100,100, 100 100 0,0,0,0 0,0,0,0 MAX_RAT_MEAS_EVE NT is the maximum number of inter-RAT measurement events, and its value is 4. This parameter indicates the weight of the cell with the best quality in the calculation of the UTRAN system quality URatRscpE vMeasforE. W Weight of the UTRAN System for 3A (for the 3a event only). It is used to determine the quality of the UTRAN system in inter-RAT (0.0..2.0), step 0.1 N/A measurement. MAX_RAT_MEAS_EVE NT is the maximum number of inter-RAT measurement events, and its value is 4. ZTE Confidential Proprietary 54 Handover with LTE Handover This parameter indicates the absolute threshold of the UTRAN cell quality that the UE uses for determination of event 3a. If the quality of the current system is lower than this threshold minus hysteresis/2 for a period of time, then the system is considered to be of poor quality, and it is necessary to perform an inter-RAT handover CPICH Absolute URatRscpE Threshold of vMeasforE. the Quality of Thresh UTRAN Cell for 3A quickly. If the quality of RSCP: the current system is (-115..-25 )dB higher than this m step 1dB threshold plus CPICH N/A -95,-115,-115 -95,-115,-115 ,-115 ,-115 hysteresis/2 for a period Ec/No: of time, then the system (-24..0) dB is considered to be of step 1dB good quality, and there is no need to perform an inter-RAT handover. The range and unit of this parameter is related to the measurement quantity of the UTRAN cell. MAX_RAT_MEAS_EVE NT is the maximum number of inter-RAT measurement events, and its value is 4. ZTE Confidential Proprietary 55 Handover with LTE Handover This parameter indicates the absolute threshold configured for event 3a/3b/3c, used for determining the quality of other RATs. If the quality of a system plus the cell individual offset is higher than this threshold plus hysteresis/2 for a period of time, then the system is considered to be of good quality, and can serve as a target system for handovers. If the quality of a system plus the cell individual offset is lower than this threshold minus Absolute hysteresis/2 for a period URatRscpE Threshold of of time, then the system vMeasforE. the Quality of is considered to be of ThreshSys Other RAT poor quality, and cannot for 3A/3B/3C serve as a target system for handovers. The range and unit of this parameter is related to the measurement (-140..0) CPICH RSCP: (-115..-25 )dB m step 1dB CPICH Ec/No: N/A -90,-95,-95,-1 -90,-95,-95,-1 15 15 (-24..0) dB step 1dB RSRP: (-140..-44)dB m step 1dB quantity of other RATs. The measurement quantity GSM Carrier RSSI of the GSM system corresponds to CPICH RSCP of the UTRAN system, so the value range and unit of this parameter corresponds to CPICH RSCP. MAX_RAT_MEAS_EVE NT is the maximum number of inter-RAT measurement events, ZTE Confidential Proprietary and its value is 4. 56 Handover with LTE Handover This parameter indicates System System the index number of generates generates inter-RAT measurement automatically. automatically. parameter URatEcNo PrdMeas.In terRatCfgN o Inter-RAT Measuremen t Configuratio n Index configurations. It is used to index parameter configuration sets for inter-RAT measurement. 0..65535 N/A There are several sets of measurement configurations for the same set of parameters based on measurement purposes. ZTE Confidential Proprietary 57 Handover with LTE Handover This parameter indicates the filtering factor that is used by a UE to perform L3 filtering on intra-frequency measurement results. On the UE side, a UE performs L1 intra-frequency measurement at a fixed measurement cycle (during which several points are measured. How L1 filters the measurement result depends on UEs.). After that, L1 reports the result to L3 at certain time intervals and L3 performs filtering on the latest measurement result and the previous measurement result. The filtering shall be performed based on the URatEcNo PrdMeas.Fi lterCoeff UTRAN Filter Coefficient following formula specified in 3GPP TS 25.331: Fn = (1-a)*Fn-1 +a*Mn, in which: 0, 1, 2, 3, 4, 5, 6, 7, 8, 9, 11, 13, 15, N/A 3 3 17, 19 Fn indicates the currently filtered measurement result; Fn-1 indicates the previously filtered measurement result; Mn indicates the latest measurement result; a = 1/2^ (k/2), in which k is the filtering factor; Note: If k is set to 0, no L3 filtering is performed. From the above formula, the smaller the value of the filtering factor is, the ZTE Confidential Proprietary greater impact the latest measurement result has on the measurement result that is finally 58 Handover with LTE Handover This parameter indicates the filtering factor that is used by a UE to perform L3 filtering on EUTRAN measurement results in inter-RAT measurement. On the UE side, a UE performs L1 inter-RAT measurement at a fixed measurement cycle (during which several points are measured. How L1 filters the measurement result depends on UEs.). After that, L1 reports the result to L3 at certain time intervals and L3 performs filtering on the latest measurement result and the previous measurement result. The filtering shall be performed based on the URatEcNo PrdMeas. eUtranFilter Coeff EUTRAN Filter Coefficient following formula 0, 1, 2, 3, 4, specified in 3GPP TS 5, 6, 7, 8, 9, 25.331: Fn = (1-a)*Fn-1 11, 13, 15, +a*Mn, in which: N/A 3 3 17, 19 Fn indicates the currently filtered measurement result; Fn-1 indicates the previously filtered measurement result; Mn indicates the latest measurement result; a = 1/2^ (k/2), in which k is the filtering factor; Note: If k is set to 0, no L3 filtering is performed. From the above formula, the smaller the value of the filtering factor is, the greater impact the latest ZTE Confidential Proprietary measurement result has on the measurement result that is finally reported to an RNC (in 59 Handover with LTE Handover This parameter indicates the number of times that periodical reports are reported. A UE uses the URatEcNo PrdMeas.P rdRptAmou nt Amount of Reporting in Period Report Criteria parameter Amount of reporting to determine whether measurement 1, 2, 4, 8, 16, N/A Infinity Infinity N/A 1000 1000 This parameter indicates System System the index number of generates generates inter-RAT measurement automatically. automatically. reports are also needed. 32, 64, Infinity If the UE detects that the number of times of event reporting exceeds the value of the parameter, it stops reporting measurement reports. (250, 500, 1000, 2000, 3000, 4000, URatEcNo PrdMeas.P rdRptInterv al Reporting Interval in Period Report Criteria This parameter indicates the interval at which periodical reports are reported. 6000, 8000, 12000, 16000, 20000, 24000, 28000, 32000, 64000)ms parameter URatRscpP rdMeas.Int erRatCfgN o Inter-RAT Measuremen t Configuratio n Index configurations. It is used to index parameter configuration sets for inter-RAT measurement. 0..65535 N/A There are several sets of measurement configurations for the same set of parameters based on measurement purposes. ZTE Confidential Proprietary 60 Handover with LTE Handover This parameter indicates the filtering factor that is used by a UE to perform L3 filtering on intra-frequency measurement results. On the UE side, a UE performs L1 intra-frequency measurement at a fixed measurement cycle (during which several points are measured. How L1 filters the measurement result depends on UEs.). After that, L1 reports the result to L3 at certain time intervals and L3 performs filtering on the latest measurement result and the previous measurement result. The filtering shall be performed based on the URatRscpP rdMeas.Filt erCoeff UTRAN Filter Coefficient following formula specified in 3GPP TS 25.331: Fn = (1-a)*Fn-1 +a*Mn, in which: 0, 1, 2, 3, 4, 5, 6, 7, 8, 9, 11, 13, 15, N/A 3 3 17, 19 Fn indicates the currently filtered measurement result; Fn-1 indicates the previously filtered measurement result; Mn indicates the latest measurement result; a = 1/2^ (k/2), in which k is the filtering factor; Note: If k is set to 0, no L3 filtering is performed. From the above formula, the smaller the value of the filtering factor is, the ZTE Confidential Proprietary greater impact the latest measurement result has on the measurement result that is finally 61 Handover with LTE Handover This parameter indicates the filtering factor that is used by a UE to perform L3 filtering on EUTRAN measurement results in inter-RAT measurement. On the UE side, a UE performs L1 inter-RAT measurement at a fixed measurement cycle (during which several points are measured. How L1 filters the measurement result depends on UEs.). After that, L1 reports the result to L3 at certain time intervals and L3 performs filtering on the latest measurement result and the previous measurement result. The filtering shall be performed based on the URatRscpP rdMeas. eUtranFilter Coeff EUTRAN Filter Coefficient following formula 0, 1, 2, 3, 4, specified in 3GPP TS 5, 6, 7, 8, 9, 25.331: Fn = (1-a)*Fn-1 11, 13, 15, +a*Mn, in which: N/A 3 3 17, 19 Fn indicates the currently filtered measurement result; Fn-1 indicates the previously filtered measurement result; Mn indicates the latest measurement result; a = 1/2^ (k/2), in which k is the filtering factor; Note: If k is set to 0, no L3 filtering is performed. From the above formula, the smaller the value of the filtering factor is, the greater impact the latest ZTE Confidential Proprietary measurement result has on the measurement result that is finally reported to an RNC (in 62 Handover with LTE Handover This parameter indicates the number of times that periodical reports are reported. A UE uses the Amount of URatRscpP Reporting in rdMeas.Prd Period RptAmount Report Criteria parameter Amount of reporting to determine whether measurement 1, 2, 4, 8, 16, reports are also needed. 32, 64, Infinity N/A Infinity Infinity N/A 1000 1000 If the UE detects that the number of times of event reporting exceeds the value of the parameter, it stops reporting measurement reports. (250, 500, 1000, 2000, 3000, 4000, Reporting URatRscpP Interval in rdMeas.Prd Period RptInterval Report Criteria This parameter indicates the interval at which periodical reports are reported. 6000, 8000, 12000, 16000, 20000, 24000, 28000, 32000, 64000)ms 4.3 EUTRAN Blacklist Managed Logic Object Name Parameter Description Value Range Unit Default Value Recom mende d Value This parameter indicates whether Switch of to enable the EUTRAN neighbor support the cell blacklist function. If this Eutran function is enabled, the EUTRAN Neighbourin cells which are forbidden to be UtranCellF g cell reselected or measured are DD.Eutran blacklist notified to the UE and the UE NCblstSwc Switch cannot search these cells. If this h function is disabled, such cells are ZTE Confidential Proprietary 0: Off N/A 0: Off 1: On 1: On 63 Handover with LTE Handover Managed Logic Object Name Parameter Description Value Range Unit Default Value Recom mende d Value not notified to the UE. This parameter indicates whether Switch of support the Eutran Neighbourin g cell UENbrBlkLi st blacklist Switch .StateMode to enable the EUTRAN neighbor cell blacklist function. If this function is enabled, the EUTRAN cells which are forbidden to be 0: Off reselected or measured are 1: On N/A 0: Off 1: On notified to the UE and the UE cannot search these cells. If this function is disabled, such cells are not notified to the UE. 0: Band 1; 1: Band 2; 2: Band 3; 3: Band 4; 4: Band 5; 5: Band 6 6: Band 7; 7: Band 8; 8: Band 9; 9: Band 10; 10: Band 11; Configur 11: Band ation 12; based This parameter indicates the 12: Band on .EutranFre Band frequency band of the EUTRAN 13; requirem qBandInd cells. 13: Band N/A UENbrBlkLi EUTRAN st ZTE Confidential Proprietary Frequency Indicator - ent 64 Handover with LTE Handover Managed Logic Object Name Parameter Description Value Range Unit Default Value Recom mende d Value 14; 16: Band 17; 17: Band 18; 18: Band 19; 19: Band 20; 20: Band 21; 22: Band 23; 23: Band 24; 24: Band 25; 32: Band 33; 33: Band 34; 34: Band 35; 35: Band 36; 36: Band 37; 37: Band 38; 38: Band 39; 39: Band 40; 40: Band 41; 41: Band 42; 42: Band ZTE Confidential Proprietary 65 Handover with LTE Handover Managed Logic Object Name Parameter Description Value Range Unit Default Value Recom mende d Value 43; This parameter indicates the Band 1: This Band 1: 0-599, paramet 0-599, Band 2: er 600-119 indicates 600-119 9, the Band 3: downlink Band 3: 1200-19 E-UTRA 1200-19 49, Absolute 49, Band 4: Radio 1950-23 Frequen 1950-23 99, cy Band 5: Channel Band 5: 2400-26 Number 2400-26 49, (EARFC 49, Band 6: N). The Band 6: 2650-27 calculati 2650-27 49, on Band 7: formula Band 7: 2750-34 of the 2750-34 49, center 49, Band 8: carrier Band 8: 3450-37 frequenc 3450-37 99, y is Band 9: F_DL = Band 9: 3800-41 F_DL_lo 3800-41 Band 2: 9, Band 4: 99, 49, 99, downlink E-UTRA Absolute Radio 49, w + 0.1 * 49, Frequency Channel Number Band 10: (N_DL – Band 10: (EARFCN). The calculation 4150-47 N_Offs- 4150-47 formula of the center carrier 49, Dl), frequency is F_DL = F_DL_low + Band 11: Downlink where 49, Band 11: Downlink 0.1 * (N_DL – N_Offs-Dl), where 4750-49 EUTRAN F_DL is 4750-49 EUTRAN F_DL is the center carrier Absolute frequency, F_DL_low is downlink Band 12: Radio Radio lowest carrier frequency, N_DL is 5000-51 Frequen carrier 99, Absolute the 99, Band 12: 5000-51 UENbrBlkLi Frequency DlEARFCN, and N_Offs-Dl is the 79, st Channel carrier frequency offset of the Band 13: Channel y, .earfcnDl Number frequency band. 5180-52 Number F_DL_lo 5180-52 ZTE Confidential Proprietary cy center frequenc 79, Band 13: 66 Handover with LTE Handover Managed Logic Object Name ZTE Confidential Proprietary Parameter Description Value Range Unit Default Value Recom mende d Value 79, w is Band 14: downlink Band 14: 79, 5280-53 lowest 5280-53 79, carrier 79, Band 17: frequenc Band 17: 5730-58 y, N_DL 5730-58 49, is Band 18: DlEARF Band 18: 5850-59 CN, and 5850-59 99, N_Offs- 99, Band 19: Dl is the Band 19: 6000-61 carrier 49, frequenc 49, Band 20: y offset Band 20: 6150-64 of the 49, frequenc 49, Band 21: y band. Band 21: 49, 6000-61 6150-64 6450-65 6450-65 99, 99, Band 23: Band 23: 7500-76 7500-76 99, 99, Band 24: Band 24: 7700-80 7700-80 39, 39, Band 25: Band 25: 8040-86 8040-86 89, 89, Band 33: Band 33: 36000-3 36000-3 6199, 6199, Band 34: Band 34: 36200-3 36200-3 6349, 6349, Band 35: Band 35: 36350-3 36350-3 6949, 6949, Band 36: Band 36: 67 Handover with LTE Handover Managed Logic Object Name Parameter Description Value Range Unit Default Value Recom mende d Value 36950-3 36950-3 7549, 7549, Band 37: Band 37: 37550-3 37550-3 7749, 7749, Band 38: Band 38: 37750-3 37750-3 8249, 8249, Band 39: Band 39: 38250-3 38250-3 8649, 8649, Band 40: Band 40: 38650-3 38650-3 9649, 9649, Band 41: Band 41: 39650-4 39650-4 1589, 1589, Band 42: Band 42: 41590-4 41590-4 3589, 3589, Band 43: Band 43: 43590-4 43590-4 5589 5589 Configur Number of ation UENbrBlkLi EUTRAN st Blacklist based This parameter indicates the on .NEutranNu Cells Per number of EUTRAN neighbor cells requirem m in the blacklist for each frequency. 1~16 Frequency N/A - ent N/A N/A N/A The parameter is used to identify an EUTRAN physical cell. There are 504 physical cell IDs, which are divided into 168 groups. Each UENbrBlkLi st Physical .NEutranCI EUTRAN d[ ZTE Confidential Proprietary group contains three physical cell IDs. One physical cell ID can Cell Identity belong to only one group. 0..503 68 Handover with LTE Handover 4.4 ZWF21-03-030 Load Based PS Handover to LTE Managed Logic Object Name Parameter Description Value Range Unit Default Value Recom mende d Value RNC Switch This parameter indicates the RNC URncFuncti on.loadTrg U2LRncSwi of Load switch of load triggered UMTS to Triggered LTE handover. When the switch is 0: Off Handover on and the cell load is high, it will 1: On 1:On from UMTS trigger the UE that support LTE to LTE handover or redirect to LTE. Switch of This parameter indicates the UExtCelInf Load switch of load triggered UMTS to oFDD.load Triggered LTE handover. When the switch is 0: Off TrgUmts2Lt Handover on and the cell load is high, it will 1: On eSwi 0: Off N/A 0: Off N/A 1:On from UMTS trigger the UE that support LTE to LTE handover or redirect to LTE. Power This parameter indicates the Threshold for power threshold for releasing UExtCelInf oFDD.dlPw rReleThrH O2Lte Releasing from downlink high load for from load triggered handover from Downlink UMTS to LTE. When the cell High Load downlink load below this for Load threshold, the cell downlink Triggered load recovery to normal state, Handover the load triggered handover or (0..100) %, step N/A 70 70 N/A 75 75 1% from UMTS redirect to LTE should be to LTE Downlink High Power UExtCelInf Threshold for oFDD.dlHig Load hPwrThrH Triggered O2Lte Handover from UMTS to LTE ZTE Confidential Proprietary stopped. This parameter indicates the downlink high power threshold for load triggered handover from UMTS to LTE. When the cell downlink load over or equal to this threshold, the cell will be high downlink load state, and it (0..100) %, step 1% will trigger the UE handover or redirect to LTE. 69 Handover with LTE Handover RoT This parameter indicates the Threshold for RoT threshold for releasing Releasing from uplink high load for load UExtCelInf from Uplink triggered handover from UMTS oFDD.rotR High Load to LTE. When the cell uplink (0..62)d eleaThrHO for Load load below this threshold, the B, step 2Lte Triggered cell uplink load recovery to Handover normal state, the load triggered dB 10 10 dB 12 12 8 8 5 5 0.1dB from UMTS handover or redirect to LTE to LTE Uplink High RoT UExtCelInf Threshold for oFDD.high Load RotThrHO2 Triggered Lte Handover from UMTS to LTE Period of Load URncInfo.lo Triggered adTrg2LteP Handover or eriod Redirection from UMTS to LTE Maximum Number of ULdCtrl.ul Uplink MaxForHo Forced Num Handover Users Every Time ZTE Confidential Proprietary should be stopped. This parameter indicates the uplink high RoT threshold for load triggered handover from UMTS to LTE. When the cell uplink RoT over or equal to this threshold, the cell will be high uplink load state, and it will (0..62)d B, step 0.1dB trigger the UE handover or redirect to LTE. This parameter indicates the period of load triggered handover or redirection from (0..100) UMTS to LTE. When the cell is s, step S in high load state, it will choose 1s the UE periodically handover or redirect to LTE, this parameter is the period. This parameter indicates the maximum number of selected UEs that are forcibly handed over each 1..50 time when the forced handover N/A scheme is executed for uplink load reduction. 70 Handover with LTE Handover Maximum Number of Downlink ULdCtrl.dl Forced MaxForHo Handover Num Users or Deleted Radio Links Every Time This parameter indicates the maximum number of UEs selected for forced handover or the maximum number of radio links 1..50 selected for deletion each time 3 handover or link deletion function is performed for load reduction. Related Counters and Alarms 5.1 ZWF21-03-110 UMTS-LTE Handover Counter List Counter ID 312106776 310086973 5.2 3 when the downlink forced 5 Table 5-1 N/A Name Number of attempted relocation preparation for outgoing PS inter-RAT handovers(Utran to EUtran) Number of RRC connection release for redirection ZWF21-03-030 Load Based PS Handover to LTE Table 5-2 Counter List Counter ID C314087172 C312107173 C312107174 ZTE Confidential Proprietary Name Number of RRC connection release for redirection to LTE,cause by cell load Number of attempted outgoing PS inter-RAT handovers(Utran to EUtran),cause by cell load Number of successful outgoing PS inter-RAT handovers(Utran to EUtran),cause by cell load 71 Handover with LTE Handover 6 Engineering Guide 6.1 Application Scenario This feature is mainly applicable to the UMTS-LTE co-existing networking scenarios. To support PS handovers between UTRAN and EUTRAN, and ensure continuous PS services, the UE should be handed over or redirected to the LTE in the case of poor UMTS coverage or high load. It is recommended to activate this feature in the network where LTE is deployed, to increase the possibility of a UE to be provided with services by the LTE network. However, in the preliminary stage of LTE network deployment, if the UE has limited capability, an RRC connection redirection should be used to ensure that the UE can be successfully handed over to the LTE system. 6.2 Feature Activation Procedure The purpose of this chapter is just to guide the reader how to find the GUI location of the parameters which are related to the deployment of this feature. The values indicated by the captures possibly are not the real value to configure. Please refer to the last column of table in chapter 4 for the practical configuration value. 6.2.1 UMTS-LTE Handover In the configuration resource tree window, open the [Modify Area->Managed Element-> UMTS Logical Function Configuration->PLMN Relating Configuration->Logic RNC Configuration] interface and set the parameter “RNC Switch for PS Handover with LTE”, as shown in Figure 6-1. ZTE Confidential Proprietary 72 Handover with LTE Handover Figure 6-1 Parameters configuration interface 1 In the configuration resource tree window, open the [Modify Area->Managed Element-> UMTS Logical Function Configuration->Logic RNC Configuration] interface and set the parameter “RNC Switch for PS Redirection with LTE”, as shown in Figure 6-2. Figure 6-2 Parameters configuration interface 2 In the configuration resource tree window, open the [Modify Area->Managed Element-> UMTS Logical Function Configuration->UTRAN Cell->Extended Info of UTRAN Cell] interface and set the parameter “Inter Frequency or Inter RAT Handover Switch”, “Choice Strategy in Multi-RAT Handover”, as shown in Figure 6-3. ZTE Confidential Proprietary 73 Handover with LTE Handover Figure 6-3 Parameters configuration interface 3 In the configuration resource tree window, open the [Modify Area->Managed Element-> UMTS Logical Function Configuration->Extended Info of RNC] interface and set the parameter “Switch of checking the UE E-UTRA Capability”, as shown in Figure 6-4. Figure 6-4 Parameters configuration interface 4 In the configuration resource tree window, open the [Modify Area->Managed Element-> UMTS Logical Function Configuration->Link Configuration->Iups Link] interface and set the parameter “Method of Identify EUtran cell”, as shown in Figure 6-5. ZTE Confidential Proprietary 74 Handover with LTE Handover Figure 6-5 Parameters configuration interface 5 In the configuration resource tree window, open the [Modify Area->Managed Element-> UMTS Logical Function Configuration->Logic RNC Configuration] interface and set the parameter “R99 RT Inter Rat(EUTRAN) Handover Switch”, “R99 NRT Inter Rat(EUTRAN) Handover Switch”, “HSDPA Inter Rat(EUTRAN) Handover Switch”, “HSUPA Inter Rat(EUTRAN) Handover Switch”, as shown in Figure 6-6. Figure 6-6 Parameters configuration interface 6 In the configuration resource tree window, open the [Modify Area->Managed Element-> UMTS Logical Function Configuration] interface and set the parameter “The Time Threshold that the RNC May Resend the MEASUREMENT CONTROL RELEASE”, as shown in Figure 6-7. ZTE Confidential Proprietary 75 Handover with LTE Handover Figure 6-7 Parameters configuration interface 7 In the configuration resource tree window, open the [Modify Area->Managed Element-> UMTS Logical Function Configuration->UTRAN Cell] interface and set the parameter “Inter-RAT Handover Tactic”, as shown in Figure 6-8. Figure 6-8 Parameters configuration interface 8 In the configuration resource tree window, open the [Modify Area->Managed Element-> UMTS Logical Function Configuration->PLMN Relating Configuration->Logic RNC Configuration] interface and set the parameter “Compressed Mode Configuration Strategy”, as shown in Figure 6-9. ZTE Confidential Proprietary 76 Handover with LTE Handover Figure 6-9 Parameters configuration interface 9 In the configuration resource tree window, open the [Modify Area->Managed Element-> UMTS Logical Function Configuration->UTRAN Cell->Extended Info of UTRAN Cell] interface and set the parameter “Time To Trigger for Inter-frequency and Inter-Rat Period Measurement”, as shown in Figure 6-10. Figure 6-10 Parameters configuration interface 10 6.2.2 UMTS-LTE Handover Measurement In the configuration resource tree window, open the [Modify Area->Managed Element-> UMTS Logical Function Configuration->Service Configuration->Measurement Configuration->Inter-RAT Measurement Profile] interface and set the parameter ZTE Confidential Proprietary 77 Handover with LTE Handover “Inter-Rat Measurement Profile Identity”, “Mobility Configuration Scene”, as shown in Figure 6-11. Figure 6-11 Parameters configuration interface 11 In the configuration resource tree window, open the [Modify Area->Managed Element-> UMTS Logical Function Configuration->UTRAN Cell] interface and set the parameter “UTRAN Measurement Quantity for Inter-frequency and Inter-RAT Measurements”, as shown in Figure 6-12. Figure 6-12 Parameters configuration interface 12 In the configuration resource tree window, open the [Modify Area->Managed Element-> UMTS Logical Function Configuration->Service Configuration->Measurement Configuration->Inter-RAT Measurement-> Profile Logic RNC Configuration] interface and set the parameter “Service and Bearer Type Used for Differentiating Handover Configuration”, as shown in Figure 6-13. ZTE Confidential Proprietary 78 Handover with LTE Handover Figure 6-13 Parameters configuration interface 13 In the configuration resource tree window, open the [Modify Area->Managed Element-> UMTS Logical Function Configuration->UTRAN Cell] interface and set the parameter “Used Inter-RAT Measurement Profile”, as shown in Figure 6-14. Figure 6-14 Parameters configuration interface 14 In the configuration resource tree window, open the [Modify Area->Managed Element-> UMTS Logical Function Configuration->Service Configuration->Measurement Configuration->Inter-RAT Measurement-> Profile Logic RNC Configuration] interface and set the parameter “Inter-RAT Measurement Configuration Index”, “UTRAN Filter Coefficient”, “EUTRAN Filter Coefficient”, “Inter-RAT Measurement Event Number”, “Inter-RAT Event Identity”, “Absolute Threshold of the Quality of UTRAN Cell for 3A”, “Weight of the UTRAN System for 3A”, “Absolute Threshold of the Quality of Other RAT for 3A/3B/3C”, “Hysteresis”, “Time To Trigger”, as shown in Figure 6-15. ZTE Confidential Proprietary 79 Handover with LTE Handover Figure 6-15 Parameters configuration interface 15 ZTE Confidential Proprietary 80 Handover with LTE Handover In the configuration resource tree window, open the [Modify Area->Managed Element-> UMTS Logical Function Configuration->Service Configuration->Measurement Configuration->Inter-RAT Measurement-> Profile Logic RNC Configuration] interface and set the parameter “Inter-RAT Measurement Configuration Index”, “UTRAN Filter Coefficient”, “EUTRAN Filter Coefficient”, “Inter-RAT Measurement Event Number”, “Inter-RAT Event Identity”, “Absolute Threshold of the Quality of UTRAN Cell for 3A”, “Weight of the UTRAN System for 3A”, “Absolute Threshold of the Quality of Other RAT for 3A/3B/3C”, “Hysteresis”, “Time To Trigger”, as shown in Figure 6-16. Figure 6-16 Parameters configuration interface 16 ZTE Confidential Proprietary 81 Handover with LTE Handover ZTE Confidential Proprietary 82 Handover with LTE Handover In the configuration resource tree window, open the [Modify Area->Managed Element-> UMTS Logical Function Configuration->Service Configuration->Measurement Configuration->Inter-RAT Measurement-> Profile Logic RNC Configuration] interface and set the parameter “Inter-RAT Measurement Configuration Index”, “UTRAN Filter Coefficient”, “EUTRAN Filter Coefficient”, “Amount of Reporting in Period Report Criteria”, “Reporting Interval”, as shown in Figure 6-17. Figure 6-17 Parameters configuration interface 17 In the configuration resource tree window, open the [Modify Area->Managed Element-> UMTS Logical Function Configuration->Service Configuration->Measurement Configuration->Inter-RAT Measurement-> Profile Logic RNC Configuration] interface and ZTE Confidential Proprietary 83 Handover with LTE Handover set the parameter “Inter-RAT Measurement Configuration Index”, “UTRAN Filter Coefficient”, “EUTRAN Filter Coefficient”, “Amount of Reporting in Period Report Criteria”, “Reporting Interval”, as shown in Figure 6-18. Figure 6-18 Parameters configuration interface 18 6.2.3 EUTRAN Blacklist In the configuration resource tree window, open the [Modify Area->Managed Element-> UMTS Logical Function Configuration->UTRAN Cell] interface and set the parameter “Switch of support the Eutran Neighbouring cell blacklist”, as shown in Figure 6-19. ZTE Confidential Proprietary 84 Handover with LTE Handover Figure 6-19 Parameters configuration interface 19 In the configuration resource tree window, open the [Modify Area->Managed Element->UMTS Logical Function Configuration->UTRAN Cell->Adjacent Relation Configuration->Eutran Neighbouring Cell Black List] interface and set the parameter “State Indicator Used for EUTRAN Blacklist Cell Configuration”, “EUTRAN Frequency Band Indicator”, “Downlink EUTRAN Absolute Radio Frequency Channel Number”, “Number of EUTRAN Blacklist Cell Per Frequency” and “Physical EUTRAN Cell Identity”as shown in Figure 6-20. Figure 6-20 Parameters configuration interface 20 ZTE Confidential Proprietary 85 Handover with LTE Handover 6.2.4 Load Based PS Handover to LTE In the configuration resource tree window, open the [Modify Area->Managed Element->UMTS Logical Function Configuration] interface and set the parameter “RNC Switch of Load Triggered Handover from UMTS to LTE” as shown in Figure 6-21 Figure 6-21 Parameters configuration interface 21 In the configuration resource tree window, open the [Modify Area->Managed Element-> UMTS Logical Function Configuration->UTRAN Cell->Extened Information 2 of ETRAN Cell] interface and set the parameter “Switch of Load Triggered Handover from UMTS to LTE”, as shown in Figure 6-22 ZTE Confidential Proprietary 86 Handover with LTE Handover Figure 6-22 Parameters configuration interface 22 In the configuration resource tree window, open the [Modify Area->Managed Element-> UMTS Logical Function Configuration->UTRAN Cell->Extened Information 2 of ETRAN Cell] interface and set the parameter “Power Threshold for Releasing from Downlink High Load for Load Triggered Handover from UMTS to LTE(%)”, as shown in Figure 6-23 ZTE Confidential Proprietary 87 Handover with LTE Handover Figure 6-23 Parameters configuration interface 23 In the configuration resource tree window, open the [Modify Area->Managed Element-> UMTS Logical Function Configuration-> UTRAN Cell->] interface and set the parameter “Period of Load Triggered Handover or Redirection from UMTS to LTE(s)”, as shown in Figure 6-24 Figure 6-24 Parameters configuration interface 24 In the configuration resource tree window, open the [Modify Area->Managed Element-> UMTS Logical Function Configuration->UTRAN Cell->Load Control Information] interface ZTE Confidential Proprietary 88 Handover with LTE Handover and set the parameter “Maximum Number of Uplink Forced Handover Users Every Time”, “Maximum Number of Downlink Forced Handover Users or Deleted Radio Links Every Time”, as shown in Figure 6-25 Figure 6-25 Parameters configuration interface 25 6.3 Feature Validation Procedure 6.3.1 ZWF21-03-110 UMTS-LTE Handover Table 6-1 Feature Validation Procedure 1 Test Item ZTE Confidential Proprietary Handover with LTE 89 Handover with LTE Handover Test Item Handover with LTE 1. WCDMA system is ready. 2. Cell1 support HSUPA, HSDPA and DCH. Cell1 belongs to RNC1/NodeB1, Cell2 belongs to LTE. Preconditio ns 3. Configure Cell1 and Cell2 adjacent cells with different coverage. 4. UE1 with R8 or higher version supports both of WCDMA and LTE and camps on Cell1 in Idle mode. 1. UE1 makes a PS call in cell1 and start FTP downloading. 2. UE1 moves from Cell1 to Cell2 and triggers handover. 3. UE1 moves from Cell2 to Cell1and triggers handover. 4. Release the PS call. 1. In step2 and step3, UE1 performs the handover procedure Test Steps Anticipative Result 6.3.2 successfully. EUTRAN blacklist Table 6-2 Feature Validation Procedure 2 Test Item Handover with LTE with blacklist 1. WCDMA system is ready. 2. Cell1 support HSUPA, HSDPA and DCH. Cell1 belongs to RNC1/NodeB1, Cell2 and Cell3 belong to LTE. Preconditio ns 3. Configures Cell1 with Cell2, Cell3 adjacent cells with different coverage. Set the Cell3 on the blacklist. 4. UE1 with R8 or higher version supports both of WCDMA and LTE and camps on Cell1 in Idle mode. 1. UE1 makes a PS call in cell1 and start FTP downloading. 2. UE1 moves from Cell1 to Cell3 3. UE1 moves from Cell1 to Cell2. 4. Release the PS call. Test Steps ZTE Confidential Proprietary 90 Handover with LTE Handover Test Item Handover with LTE with blacklist 1. Anticipative measurement report. Result 2. 6.3.3 In step2, UE can’t measure the Cell3. It did not send the In step3, UE1 performs the handover to Cell2 successfully. Load Based PS Handover to LTE Table 6-3 Feature Validation Procedure 3 Test Item Handover with LTE 1. WCDMA system is ready. 2. Cell1 support HSUPA, HSDPA and DCH. Cell1 belongs to RNC1/NodeB1, Cell2 belongs to LTE. 3. Preconditio Configures Cell1 and Cell2 as adjacent cells with different coverage. ns 4. Configure RNC support the function of handover with LTE based on load. 5. UE1 with R8 or higher versions supports both of WCDMA and LTE and camps on Cell1 in Idle mode. 1. UE1 makes a PS call in Cell1 and start FTP downloading. 2. When the Cell1 is in high load status, UE begin to start activating EUTRAN compressed mode and measurement. Test Steps 3. Enhance the signal of EUTRAN Cell2, UE1 reports 3C event and handover is triggered. 4. Anticipative Result ZTE Confidential Proprietary Release the PS call. 1. In step3, UE1 performs the handover procedure successfully.. 91 Handover with LTE Handover 6.4 Feature Deactivation Procedure 6.4.1 ZWF21-03-110 UMTS-LTE Handover Table 6-4 RNC parameter list 1 Managed Object. logic name GUI Name ULogicalRnc.RncPs RNC Switch for PS HoLteSw Handover with LTE ULogicalRnc.RncPs RNC Switch for PS RediLteSw Redirection with LTE URncInfo.CheEutraC Switch of checking the apiSw UE E-UTRA Capability ULogicalRnc.r99RtE utraHoSw R99 RT Inter Rat Default Value Deactivation Value 0:Off 0:Off 0:Off 0:Off 0:Off 0:Off 1:On 0:Off 1:On 0:Off 1:On 0:Off 1:On 0:Off (EUTRAN) Handover Switch ULogicalRnc.r99NrtE traHoSw R99 NRT Inter Rat (EUTRAN) Handover Switch ULogicalRnc.hsdpaE utraHoSw HSDPA Inter Rat (EUTRAN) Handover Switch ULogicalRnc.hsupaE utraHoSw HSUPA Inter Rat (EUTRAN) Handover Switch For the above parameters’ description and configuration, please refer to chapter 6.2. 6.4.2 EUTRAN blacklist Table 6-5 RNC parameter list 2 Managed Object. logic name ZTE Confidential Proprietary GUI Name Default Value Deactivation Value 92 Handover with LTE Handover Managed Object. GUI Name logic name Default Value Deactivation Value Switch of support the UtranCellFDD.Eutran Eutran Neighbouring NCblstSwch cell blacklist Switch 0:Off 0:Off For the above parameters’ description and configuration, please refer to chapter 6.2. 6.4.3 Load Based PS Handover to LTE Table 6-6 RNC parameter list 3 Managed Object. GUI Name logic name URncFunction.loadTr gU2LRncSwi UExtCelInfoFDD.loa dTrgUmts2LteSwi Default Value Deactivation Value RNC Switch of Load Triggered Handover 0:Off 0:Off 0:Off 0:Off from UMTS to LTE Switch of Load Triggered Handover from UMTS to LTE For the above parameters’ description and configuration, please refer to chapter 6.2. 6.5 Network Impact 6.5.1 ZWF21-03-110 UMTS-LTE Handover Effect on system equipment: None Effect on network KPIs: Activating this feature, the advantage is: If the UE who has established data in the UMTS network moves to cell edge, it can be handed over or redirected to the LTE network to ensure continuous services and improve user experience. The PS handover to EUTRAN costs little service interruption time because of small handover delay. ZTE Confidential Proprietary 93 Handover with LTE Handover The redirection to EUTRAN has perfect compatibility on terminals, which means that even if the UE is incapable of supporting the handover procedure to LTE, it still can be provided with services by the LTE network after being redirected. The redirection to LTE is more widely used at the preliminary stage of LTE deployment because it requires less UE capabilities. The disadvantage is: The PS handover to EUTRAN may fail in the case of poor service quality. Also, if the UE is incapable of supporting PS handover, the handover cannot be performed. The redirection to EUTRAN has longer handover delay comparing with the PS handover. 6.5.2 ZWF21-03-030 Load Based PS Handover to LTE Effect on system equipment: None Effect on network KPIs: Activating this feature, the advantage is: When UMTS is high load, the RNC handovers or redirects the UEs to LTE to relieve the load of UMTS network and guarantee system stable. The disadvantage is: 7 NoneAbbreviation Abbreviations Full Characteristics 3GPP 3rd Generation Partnership Project CS Circuit Switch EUTRAN Evolved Universal Terrestrial Radio Access Network KPI Key Performance Indicator LTE Long Term Evolution PS Packet Switch RNC Radio Network Controller SRNC Serving Radio Network Controller UMTS Universal Mobile Telecommunications System ZTE Confidential Proprietary 94 Handover with LTE Handover UTRAN 8 UMTS Terrestrial radio access network Reference Document [1] ZTE UMTS Handover Control Feature Guide [2] ZTE UMTS Fast Return to LTE Feature Guide [3] ZTE UMTS SR-VCC Feature Guide [4] ZTE UMTS Quality Based Handover Feature Guide [5] ZTE UMTS Transmitted Power Based Handover Feature Guide [6] ZTE UMTS Load Adaptive Power Control Feature Guide [7]ZTE UMTS QOS Guarantee Feature Guide [8] ZXUR 9000 UMTS (V4.14.10.14) Radio Network Controller Radio Parameter Reference [9] ZXWR RNC (V3.14.10.14) Radio Network Controller Radio Parameter Reference [10] ZXUR 9000 UMTS (V4.14.10.14) Radio Network Controller Performance Counter Reference [11] ZXWR RNC (V4.14.10.14) Radio Network Controller Radio Parameter Reference ZTE Confidential Proprietary 95