Journal Pre-proof Effects of heat treatment on mechanical properties of 3D Si3 N4f /BN/Si3 N4 composites by PIP Jie Zhou, Fang Ye, Laifei Cheng, Mingxing Li, Xuefeng Cui, Zhiqiang Fu, Litong Zhang, Nan Chai PII: S0955-2219(21)00513-6 DOI: https://doi.org/10.1016/j.jeurceramsoc.2021.07.043 Reference: JECS 14219 To appear in: Journal of the European Ceramic Society Received Date: 26 May 2021 Revised Date: 16 July 2021 Accepted Date: 22 July 2021 Please cite this article as: Zhou J, Ye F, Cheng L, Li M, Cui X, Fu Z, Zhang L, Chai N, Effects of heat treatment on mechanical properties of 3D Si3 N4f /BN/Si3 N4 composites by PIP, Journal of the European Ceramic Society (2021), doi: https://doi.org/10.1016/j.jeurceramsoc.2021.07.043 This is a PDF file of an article that has undergone enhancements after acceptance, such as the addition of a cover page and metadata, and formatting for readability, but it is not yet the definitive version of record. This version will undergo additional copyediting, typesetting and review before it is published in its final form, but we are providing this version to give early visibility of the article. Please note that, during the production process, errors may be discovered which could affect the content, and all legal disclaimers that apply to the journal pertain. © 2020 Published by Elsevier. Effects of heat treatment on mechanical properties of 3D Si3N4f/BN/Si3N4 composites by PIP Jie Zhoua, Fang Yea1*, Laifei Chenga2*, Mingxing Lia, Xuefeng Cuia, Zhiqiang Fua, Litong Zhanga, Nan Chaib a Science and Technology on Thermostructural Composite Materials Laboratory, Northwestern Polytechnical University, Xi’an 710072, China b Institut für Materialwissenschaft, Technische Universität Darmstadt, Otto-Berndt- ro of Straße 3, D-64287 Darmstadt, Germany 1 Corresponding author: yefang511@nwpu.edu.cn (F. Ye). Corresponding author: chenglf@nwpu.edu.cn (L. Cheng). -p ABSTRACT re The fabrication of three-dimensional silicon nitride (Si3N4) fiber-reinforced silicon nitride matrix (3D Si3N4f/BN/Si3N4) composites with a boron nitride (BN) lP interphase through precursor infiltration and pyrolysis (PIP) process was reported. Heat treatment at 1000-1200 °C was used to analyze the thermal stability of the Si3N4f/BN/Si3N4 composites. It was found after heat treatment the flexural strength na and fracture toughness change with a pattern that decrease first and then increase, which are 191±13 MPa and 5.8±0.5 MPa·m1/2 respectively for as-fabricated ur composites, and reach the minimum values of 138±6 MPa and 3.9±0.4 MPa·m1/2 respectively for composites annealed at 1100 °C. The influence mechanisms of the Jo heat treatment on the Si3N4f/BN/Si3N4 composites include: (Ⅰ) matrix shrinkage by further ceramization that causes defects such as pores and cracks in composites, and (Ⅱ) prestress relaxation, thermal residual stress (TRS) redistribution and a better wetting at the fiber/matrix (F/M) surface that increase the interfacial bonding strength (IBS). Thus, heat treatment affects the mechanical properties of composites by changing the properties of the matrix and IBS, where the load transfer efficiency onto the fibers is fluctuating by the microstructural evolution of matrix and gradually increasing IBS. Keywords: Si3N4f/BN/Si3N4 composites; Microstructural evolution; Mechanical properties; Heat treatment; Precursor infiltration and pyrolysis. 1. Introduction With the development of weapons and equipment, the precision guidance field of aircrafts has put forward more stringent requirements for multi-functional integrated radomes materials [1-3]. Continuous silicon nitride (Si3N4) fiber-reinforced silicon nitride matrix (Si3N4f/BN/Si3N4) composites with a boron nitride (BN) protective ro of interphase not only possess a series of excellent properties such as low density, high temperature resistance, oxidation resistance, and moderate dielectric properties similar to Si3N4 ceramics, but also overcome the brittleness of ceramic, which are candidate -p of radomes materials with excellent comprehensive performance [4-7]. Currently, there are few public research reports about the Si3N4f/BN/Si3N4 composites. In our re previous work [8, 9], Si3N4f/BN/Si3N4 composites were fabricated by chemical vapor infiltration (CVI) and precursor infiltration and pyrolysis (PIP) processes. According lP to our research results, the PIP process can not only shorten the preparation time, but also control the interface bonding state and greatly improve the mechanical properties of the Si3N4f/BN/Si3N4 composites. na Considering their potential high temperature applications, the thermal stability is a key issue for Si3N4f/BN/Si3N4 composites prepared by PIP [10-12]. For any given ur polymer-derived ceramics (PDCs), which are obtained from the conversion of organic polymer to inorganic compound, properties are dominated by their underlying Jo microstructure tailored by controlling the processing parameters, bringing an amorphous, nanocrystalline or crystalline structure [13, 14]. When the application temperature of composites is higher than their preparation temperature (i.e. the pyrolysis temperature of PDCs matrix), the microstructure and composition of PDCs matrix will probably change owing to the decomposition and crystallization of amorphous phase, and the grain growth of nanocrystalline. Thereout, the density and porosity of composites will change subsequently. More importantly, the bonding state between fibers and matrix, mainly determining the mechanical behavior of composites, will change due to the variation of stress state (including stress level and stress distribution, etc) in composites, which is caused by the matrix performance (such as the coefficient of thermal expansion (CTE) and elastic modulus) evolution and different wettability at the fiber/matrix (F/M) surface during the further ceramization process. To comprehensively investigate the thermal stability of composites, a heat treatment process, for which the heat treatment temperature (HTT) is usually higher ro of than the preparation temperature, can be performed on the composites [15, 16], and the microstructural evolution of composites at heat treatment temperature is followed and its influence mechanism on the mechanical properties of composites is presented. Based on this, in this paper, the PIP Si3N4f/BN/Si3N4 composites, as well as the -p polymer-derived Si3N4 bulk ceramics, used to supplement the study on the change in the microstructure and properties of the matrix, were respectively prepared, and the re effects of HTT (1000-1200 °C) on the microstructure and mechanical behavior of lP Si3N4f/BN/Si3N4 composites were investigated. 2. Experimental Procedure na 2.1. Preparation of Si3N4f/BN/Si3N4 composites Continuous Si3N4 fibers have a density of 2.35 g∙cm−3, an average filament diameter of 12.2 μm and an average filament tensile strength of 1.3±0.2 GPa, which ur were provided by Xiamen University in China. The Si3N4 fibers were braided into the fabrics with a three-dimensional (3D) four-directional structure and a fiber volume Jo fraction of 38% by Shaanxi textile research institute. BN interphase with a thickness of about 500 nm was firstly deposited on the surface of Si3N4 fibers via CVI process from the precursors of boron trichloride (BCl3) and ammonia (NH3) at 650 °C before fabricating Si3N4 matrix. The researches indicate that the Si3N4 fibers [17] and the BN interphase [15] used and prepared in this work are stable in composition and microstructure below 1300 °C, on which the effect of heat treatment can be ignored. Polysilazane (PSZ, Institute of Chemistry Chinese Academy of Sciences, China) was used as the polymer precursor of Si3N4 matrix, and the fabrics were infiltrated with PSZ under vacuum for 1 h, then cross-linked at 300 °C for 2 h and pyrolyzed at 900 °C for 2 h in nitrogen atmosphere, respectively. After 12 cycles of PIP, the relatively dense Si3N4f/BN/Si3N4 composites were obtained. Polymer-derived Si3N4 bulk ceramics were also fabricated under the same polymer-derived condition as PIP Si3N4 matrix. The Si3N4f/BN/Si3N4 composites and Si3N4 bulk ceramics were heat treated at the temperature of 1000, 1100, and 1200 °C in vacuum for 2 h, respectively, and the unannealed samples were named as RT (room temperature) for comparative ro of analysis. 2.2. Microstructure characterizations The morphology and microstructure of composites were observed by focused ion/electron double beam electron microscope (FIB, Helios G4 CX, FEI, America). -p The phase composition and degree of crystallization of composites were analyzed by X-ray diffractometer (XRD, X’ Pert Pro, Philips, Netherlands) using Cu Kα (λ = 1.54 re Å) radiation. Double Cs corrector transmission electron microscope (TEM, Themis Z, FEI, America) was employed to precisely characterize the microstructure of Si3N4 2.3. Performance tests lP matrix with different HTTs. na The density and open porosity of Si3N4f/BN/Si3N4 composites were measured by Archimedes-method. Three-point bending test was utilized to measure the flexural strength and elastic modulus of composites with sample size of 40×5×3 mm3 and span ur of 30 mm at a loading rate of 0.5 mm/min by a universal testing machine (SANS CMT 4304, Sans Materials Testing Co. Ltd., Shenzhen, China). Fracture toughness Jo was measured by using single edge notched beam (SENB) method with a sample dimension of 40×3×5 mm3 over span of 30 mm at a loading rate of 0.05 mm/min, where the notch was machined by a diamond-coated miniature blade, and the notch width and length are 0.2 mm and 2.5 mm, respectively. The elastic modulus and hardness of fibers and matrix of composites were measured by nano-indentation test using nano-indentation apparatus (TI980, Hysitron, America) with a triangular diamond micro-indenter with a radius of curvature of 100 nm and a maximum load of 5 mN. The engineering CTE and physical CTE of Si3N4f/BN/Si3N4 composites and Si3N4 bulk ceramics with and without heat treatment were measured by a thermal dilatometer (DIL 402C, Netzsch, Germany) under argon atmosphere and at a heating rate of 5 °C/min, where the specimens were machined into dimensions of 20×3×3 mm3. 3. Results and discussion before and after heat treatment ro of 3.1. Mechanical properties and fracture behavior of Si3N4f/BN/Si3N4 composites The fundamental properties of Si3N4f/BN/Si3N4 composites are listed in Table 1 as a function of HTT, where the elastic modulus and matrix cracking stress were also -p obtained from flexural stress-displacement curves [18]. Table 1 Fundamental properties of Si3N4f/BN/Si3N4 composites re with different HTTs. Bulk density Open porosity Flexural strength Fracture toughness Elastic modulus Matrix cracking (g/cm3) (%) (MPa) (MPa·m1/2) (GPa) stress (MPa) RT 2.00 8.4 191±13 5.8±0.5 46±2 85.8±4.7 1000 2.00 8.4 182±5 5.4±1.1 76±4 112.1±3.6 1100 1.97 10.7 138±6 3.9±0.4 61±3 108.6±3.9 1200 1.94 11.1 155±5 4.3±0.1 68±2 102.7±3.2 ur na lP HTT (°C) Jo It is obvious that as-fabricated composites possess the highest density and lowest open porosity shown in Table 1, for which the multiple infiltration-pyrolysis cycles at 900 °C result in a larger bulk density of matrix through filling residual pores caused by the second-to-last pyrolysis. The density and open porosity of composites with heat treatment at 1000 °C are almost unchanged, but when the HTT rises further, the density and open porosity of the composites drops and increases obviously, respectively. The results indicate that the thermal stability of PIP Si3N4f/BN/Si3N4 composites is insufficient above its preparation temperature, where porosity will increase caused by microstructural evolution of composites [19]. Density and porosity have significant effect on multiple properties of ceramics, including flexural strength, modulus, and fracture toughness, which further affect mechanical properties of composites. Compared with the as-fabricated composites, both the flexural strength and fracture toughness decrease of annealed composites, which is mainly due to the increase of defects such as pores and cracks caused by the microstructural evolution of composites. However, the increase of elastic modulus and matrix cracking stress ro of after heat treatment indicate that heat treatment will have a positive effect on the elastic modulus and matrix cracking stress of the composites. Fig. 1 shows the typical stress-displacement curves of Si3N4f/BN/Si3N4 composites with different HTTs, indicating that all the mechanical behavior exhibits -p pseudo-ductile fracture mode after bending test and fibers possess effective toughening effect. Compared with the as-fabricated composites, for the annealed re composites, the slope change of curves is smaller after the matrix cracking, corresponding to the inflection point from the linear segment to the nonlinear segment lP of the curve, and the curves drop more sharply after the maximum stress, which indicates that the interface debonding effect is weakened, causing the ability of na interface to transfer load and the co-bearing capacity of fibers improve consistent with Jo ur the analysis of stress state, i.e. higher interfacial bonding strength (IBS). Fig. 1. Typical stress-displacement curves of Si3N4f/BN/Si3N4 composites with different HTTs after bending test. Fig. 2 shows the SEM images of fracture surfaces of the Si3N4f/BN/Si3N4 composites with different HTTs. For as-fabricated composites, a large number of monofilament fibers are pulled out on the fractured section and the over pullout of the fibers (>300 μm) indicates the low IBS. Thus, the stress cannot be transferred to the fibers efficiently, and the fibers are pulled out from the matrix at low applied stress ro of levels, where the bearing capacity of fibers cannot be fully exploited. After heat treatment, the pull-out length of fibers is significantly shorter (<100 μm), meaning that IBS has been increased to a certain extent. It is worth noting that the fracture morphologies show that the fibers are mainly pulled out in clusters, where the length -p of the fractured fibers is relatively even and plenty of rough matrix without debonding (a) lP (b) (d) Jo ur na (c) (e) re exists between the filaments after heat treatment at 1200 °C. (f) (h) (g) Fig. 2. SEM images of fractured section of the Si3N4f/BN/Si3N4 composites with different HTTs after bending test: ro of (a, b) RT, (c, d) 1000 °C, (e, f) 1100 °C and (g, h) 1200 °C. 3.2. Microstructural evolution characteristics of Si3N4f/BN/Si3N4 composites For the continuous fibers reinforced ceramic matrix composites (CFCMCs), ceramic matrix, one of the basic components, can not only form the composites and -p protect the internal fibers, but more importantly, it can transfer the applied load to the fibers to achieve the strengthening and toughening effect of fibers, which is closely re related to the mechanical properties of the composites. As mentioned in the experimental part, Si3N4 fibers and BN interphase are stable in composition lP microstructure under the studied HTTs in this work. Thus, the mechanical behavior at service temperature of PIP Si3N4f/BN/Si3N4 composites analyzed in section 3.1 mainly depends on the thermal stability of polymer-derived Si3N4 matrix and its na microstructural evolution should be paid attention during the heat treatment process. Fig. 3 shows the XRD patterns of Si3N4f/BN/Si3N4 composites with different ur HTTs, where just only several broad and weak peaks exist. It is hard to express the changes in the phase composition and crystallinity of the composites before and after Jo heat treatment through XRD patterns. However, there is a phenomenon showing that the composites have a tendency to crystallize after heat treatment at 1200 °C, where a small sharp peak appears at 2θ = 22.9°, corresponding to the (1 1 0) plane of α-Si3N4 [20]. ro of Fig. 3. XRD patterns of Si3N4f/BN/Si3N4 composites with different HTTs. The microstructure of Si3N4 matrix with different HTTs was observed in detail -p by high-resolution TEM given in Fig. 4. The TEM results indicate that the as- fabricated Si3N4 matrix is amorphous and possesses a uniform structure with fine re particles, which can be maintained after heat treatment at 1000 °C. It is clear that the microstructure of the matrix becomes more uniform with finer particles with the lP increase of HTT. Meanwhile, after heat treatment at 1100 °C, Si3N4 matrix slightly crystallizes, which is not obvious enough and difficult to be found. The interplanar spacing of α-Si3N4 is 0.34. When the HTT increases from 1100 °C to 1200 °C, the na size of α-Si3N4 nano-crystallites increases from 1-2 nm to 3-5 nm and the number also Jo (a) ur increases accordingly. (b) (c) (d) (a) RT, (b) 1000 °C, (c) 1100 °C and (d) 1200 °C. ro of Fig. 4. High-resolution TEM images of Si3N4 matrix with different HTTs: The above TEM analysis shows that the microstructure of Si3N4 matrix has -p changed after heat treatment, which will affect the density and porosity of composites. Fig. 5 shows the micro-area feature of Si3N4 matrix and the F/M zone in re Si3N4f/BN/Si3N4 composites with different HTTs. It is concluded that due to shrinkage and gas release during pyrolysis, PDCs are inherently porous but the lP densification of composites can be achieved by repeated cycles of PIP (Figs. 5(a and b)). However, heat treatment promotes inorganic and crystalline conversion at the expense of porosity, and more pores with larger size are generated in the matrix with na the increase of HTT (Figs. 5(c~h)). Based on the conversion from polymer to ceramic [21, 22], the generation of pores mainly lies in the microstructure rearrangement of ur the matrix by intensifying the degree of inorganic matrix and the further release of gas at high temperature, leading to matrix shrinkage and more pores remaining in the Jo matrix as listed in Table 1 [23]. Combined with the analysis about Fig. 4, the microstructure rearrangement and the more uniform microstructure of matrix may cause a better wetting at the F/M surface particularly at 1200 °C, which leads to a stronger F/M bonding. (b) (c) (d) (e) (f) (g) lP re -p ro of (a) ur na (h) Fig. 5. SEM images of matrix and F/M zone of the Si3N4f/BN/Si3N4 composites with Jo different HTTs: (a, b) RT, (c, d) 1000 °C, (e, f) 1100 °C and (g, h) 1200 °C. The nano-indentation test was carried out to obtain the in-situ properties of fibers and matrix in the composites before and after heat treatment. Fig. 6 plots the elastic modulus and hardness of the Si3N4 fibers and Si3N4 matrix in the Si3N4f/BN/Si3N4 composites with different HTTs measured by nano-indentation test. The elastic modulus and hardness of the fibers with different HTTs are increased from 151.2 GPa and 12.5 GPa to 166.3 GPa and 13.7 GPa, respectively. Combined with our previous research [8], it can be obtained that the structure of Si3N4 fibers is almost stable at this temperature interval of 1000-1200 °C and polymer-derived Si3N4 fibers will become denser with heat treatment, which increases its elastic modulus and hardness. In comparison, the increasing HTT from RT to 1200 °C results in a change of first decreasing and then increasing of the elastic modulus and hardness of the Si3N4 matrix, which is due to the poor thermal stability of PDCs. Affected by the content and strength of Si-N bond, as the degree of ceramization of the matrix intensifies, its ro of modulus and hardness gradually increase [24, 25]. However, when PDCs prepared at low temperature are heated to higher temperature, their average elastic modulus and hardness will decrease due to the increase in porosity [26, 27]. As Figs. (4 and 5) show, the matrix shrinkage that accompanies the increase in solid density at higher -p temperatures and bring increase in porosity. With the increase of HTT, the increase of porosity and solid density are simultaneous, and affect the mechanical properties of re the matrix together, where the dominant factor is the increase in porosity before 1100 °C while the one at 1200 °C is the increase of the degree of ceramization. The lP changes in both elastic modulus and hardness will inevitably affect the mechanical properties of the composites, especially the increase of elastic modulus of composites na after heat treatment listed in Table 1. (b) Jo ur (a) Fig. 6. (a) Elastic modulus and (b) hardness of the Si3N4 fibers and Si3N4 matrix in the Si3N4f/BN/Si3N4 composites with different HTTs. 3.3. Stress state in Si3N4f/BN/Si3N4 composites before and after heat treatment In addition to the porosity and the properties of the fibers and matrix, the F/M interface bonding characteristics is also a main factor affecting the mechanical properties of CFCMCs. Generally, the physical and the chemical compatibility between the fibers and matrix determines the F/M interfacial bonding strength together [28], where the former is related to the fiber surface roughness and the degree of thermal mismatch between the fibers and matrix, while the latter is related to the chemical reaction between the fibers and matrix [29]. Based on our previous research [9], the F/M interfacial bonding strength is relatively weak in the as- ro of fabricated Si3N4f/BN/Si3N4 composites, because the lack of interface reaction between the BN interphase and Si3N4 matrix and the action of tensile stress on BN interphase caused by the prestress from matrix shrinkage in the PIP process. However, the microstructural evolution of the matrix at high temperature will change both the -p prestress state and CTE of matrix, affecting the degree of thermal mismatch between the fibers and matrix, where the variation of both prestress and thermal residual stress re (TRS) will lead to the different F/M interface bonding state, and subsequently different mechanical behavior of composites. lP The engineering CTE and physical CTE of the as-fabricated Si3N4f/BN/Si3N4 composites and PIP Si3N4 matrix are shown in Fig. 7. It can be seen from the Fig. 7 na that the CTE increases uniformly before the preparation temperature (900 °C). For the Si3N4 matrix, when the temperature exceeds 900 °C, the CTE begins to decrease and the physical CTE drops to 0 at around 970 °C. Subsequently, the matrix no longer ur expands and begins to shrink, where the effect of atom thermal motion is weaker than that of matrix shrinkage. However, the physical CTE begins to increase at around Jo 1143 °C indicating that the effect of shrinkage begins to decrease. All changes of the matrix CTE are related to the further ceramization and atom thermal motion of matrix. Interestingly, although the matrix is shrinking, the engineering CTE and physical CTE of the composites gradually increase and exceed the maximum CTE of the fibers (1.5×10-6 K-1 [30]) and matrix above 1000 °C (Fig. 7), which is related to the release of prestress. In order to clarify this phenomenon, the stress state and thermal expansion behavior of the composites in different temperature sections are illustrated in Fig. 8. During the infiltration process, the precursor evenly wraps the fibers due to surface tension, and the precursor gradually becomes inorganic with the temperature increases. Due to the restraint of the fibers, the matrix is not only porous, but also cracks perpendicular to the axial direction of the fibers, which generates prestress, i.e. axial compressive stress (τ) and radial tensile stress (F), on the fibers (Fig. 8(a)). As the temperature increases, the matrix shrinks further, where the radial stress causes the debonding energy of the F/M interface decrease and the axial stress makes elastic strain energy of the fibers increase. When the temperature reaches about 1000 °C, the ro of elastic strain energy of the fiber is greater than the debonding energy of the F/M interface. At this time, the fibers quickly expand free of the bondage of the matrix and fiber/matrix (F/M) zone returns to a state of energy balance with small compressive stress (Fig. 8(b)). With the release of fibers’ elastic strain energy, the matrix shrinkage (b) na lP re (a) -p re-dominates the reduction of the CTE of the composites at higher temperature. ur Fig. 7. (a) Engineering CTE and (b) physical CTE of the PIP Si3N4f/BN/Si3N4 Jo composites and PIP Si3N4 matrix without heat treatment. (b) ro of (a) -p Fig. 8. The schematic diagram of characteristics of the F/M zone in different re temperature sections: (a) around 900 °C, (b) around 1100 °C. According to the analysis of the thermal expansion behavior of the composites, lP the as-fabricated composites have already had a prestress distribution at 900 °C due to the conversion of the precursor to ceramic, which can be released at higher na temperature with the microstructure rearrangement of the matrix. Under the co-effect of heat and stress during the heat treatment process, the local creep of the polymerderived Si3N4 matrix [31], where the denser microstructure of the matrix (Fig. 4) and ur pores (Fig. 5) are obtained, relaxes the prestress and causes a better wetting at the F/M surface, which is helpful to increase the IBS. Jo In addition, microstructural evolution also affects TRS by the changes in CTE. The calculation formula for TRS of fibers and matrix is as follows [32]: E σr =σmr =σfr =(αm -αf )ΔT Emm Ef σma =-(αm -αf )ΔT (2) +1 λEm Vf λVf ( Ef -1)+1 Em (1) σfa =(αm -αf )ΔT λEf Vf λVf ( Ef -1)+1 Em (3) where σ and α stand for the TRS and CTE, while the subscript r, a, m and f represent the radial direction, axial direction, matrix and fibers respectively; here, αm is the average value in ΔT; ΔT equals to T-T0, where T0 is preparation temperature or HTT of composites, and T is the testing temperature; λ is the preform woven coefficient and here λ = 0.766 for the 3D preform in this work. The CTE of Si3N4 matrix with heat treatment were also measured (supporting information), which were used to ro of calculate TRS. The calculated TRS at the F/M interface of the Si3N4f/BNSi3N4 composites are listed in Table 2, where the negative value indicates a pressure and positive value means a tension. -p Table 2 The calculated TRS at the F/M interface in the Si3N4f/BN/Si3N4 composites with different HTTs. αm (×10-6 K-1) αf (×10-6 K-1) σr (MPa) σma (MPa) σfa (MPa) RT 2.88 -75.6 33.5 -84.7 1000 2.51 -60.3 24.3 -69.4 -64.1 24.1 -75.2 -98.7 43.3 -110.9 lP re HTT (°C) 1.5 [30, 33] 2.51 1200 2.73 na 1100 Axial tress affects matrix cracking, and radial tress is related to interface ur bonding, both of which make an important influence on mechanical properties of composites. As listed in Table 2, with the increase of HTT, all the calculated TRS Jo show a pattern that decrease first and then increase. For as-fabricated composites, corresponding stress value should be -75.6+σ'r , 33.5+σ'ma and -84.7+σ'fa respectively, where σ'r , σ'ma and σ'fa are the prestress, i.e. radial tensile stress, axial tensile stress and axial compressive stress pre-generated by the matrix shrinkage. It is obtained that with the increase of radial compressive stress listed in Table 2, the radial fretting also leads to a stronger F/M bonding. Based on the above analysis about stress state, the increase of IBS, caused by prestress relaxation, TRS redistribution, and a better wetting at the F/M surface, and the properties of matrix discussed in Section 3.2 co-explain the fracture behavior of the Si3N4f/BNSi3N4 composites shown in Fig. 2 3.4. Influence mechanism of heat treatment on mechanical properties Si3N4f/BN/Si3N4 composites The factors that can affect the mechanical properties of the composites are ro of analyzed above. Due to the microstructural evolution of matrix, porous matrix and the higher IBS, co-determined by prestress relaxation, TRS redistribution, and a better wetting at the F/M surface, will cause different mechanical properties of Si3N4f/BN/Si3N4 composites and then the influence mechanism of heat treatment on -p mechanical properties of the composites are discussed. As listed in Table 1, both the flexural strength and fracture toughness decrease of re annealed composites, which is decidedly influenced by the defects such as pores and cracks by microstructural evolution of matrix. However, after heat treated at 1200 °C, lP both the flexural strength and fracture toughness have a certain increase, which is due to the effective load-bearing capacity of fibers by high-modulus matrix and increasing na IBS. Through the above analysis and the fracture morphologies shown in Fig. 2, IBS ur (τi) can be roughly obtained according to the classical shear-lag model predictions: σ𝑑 lc = 2τf i (4) Jo where σf and d are the in-situ strength and diameter of the fibers, lc is the critical fiber pull-out length. Through our previous research, it can be considered that the in-situ strength of the fibers is almost unchanged before and after heat treatment [8]. Therefore, according to the predicted result based on formula (4), heat treatment significantly increases IBS, at least 3 times that of as-fabricated composites (<27 MPa). However, that may not be a bad thing. A moderate bonding strength between fibers and matrix is a required condition for the bearing capacity of fibers in composites, which is often underestimated although it is essential. A relatively strong interface bonding can effectively realize the load transfer function during the loading process. Since the effective load transfer is maintained up to failure, the fracture curve no longer exhibits the plateau-like feature as the stress-displacement curve of asfabricated composites, where failure occurs at a higher stress level with limited fiber pull-out length [34]. Based on the above analysis, it can be considered that the IBS is moderate after heat treatment, and load transfer at F/M interface is better. However, according to the data in Table 1, both the flexural strength and fracture toughness of of defects such as pores and cracks during heat treatment. ro of composites decrease after heat treatment, which can be attributable to the generation It is worth noting that compared to the as-fabricated composites, both the elastic modulus and matrix cracking stress increase of annealed composites (Table 1), which modulus of the composites can be expressed as, -p is related to the properties of fibers and matrix and IBS. The theoretical elastic re Ec =Ef λVf +Em Vm (5) lP where Ec are the elastic modulus of composites. Em, Ef, Vm, and Vf refer to the elastic modulus and the volume fraction of the matrix and fibers, respectively. λ is the preform woven coefficient and here λ = 0.766 for the 3D preform in this work. In this na case, the predicted minimum elastic modulus of the completely-cracked as-fabricated Si3N4f/BN/Si3N4 composites should be equal to 44 GPa when Ef = 151.2 GPa, Em ≈ 0, ur Vf = 0.38, which is close to the value at RT shown in Table 1. Heat treatment further affects the elastic modulus of Si3N4f/BN/Si3N4 composites by affecting the IBS and Jo the matrix microstructure [35], which is not considered by the formula (5). For asfabricated composites, its interface bonding is relatively weak and load transfer ability of fibers is inefficient, so its elastic modulus is lowest [36]. The remarkably increased slope indicates that the elastic modulus of the composites has increased after heat treatment shown in Fig. 1, which is attributed to the increase of IBS by the prestress relaxation, TRS redistribution, and a better wetting at the fiber/matrix surface. However, the increase in the porosity of the matrix leads to the decrease of the elastic modulus of composites. The elastic modulus decreases due to porous matrix after heat treatment at 1100 °C, which increases by increased matrix modulus and higher IBS to offset the effect of porosity after heat treatment at 1200 °C. Matrix cracking stress were also obtained from the end of linear elastic deformation process of Si3N4f/BN/Si3N4 composites, co-determined by factors such as the fiber volume fraction, fiber architecture, IBS, TRS, density, matrix strength, etc. As-fabricated composites possess the lowest matrix cracking stress attributed to the ro of extremely weak IBS by prestress, and the influence of prestress on interface bonding is greatly reduced by microstructure rearrangement after heat treatment. Overall porosity is well-known to reduce the mechanical properties of ceramics [37, 38], and the increasing axial tensile stress of matrix (Table 2) also reduces the matrix cracking -p stress. In this case, the fracture behavior after heat treatment at 1200 °C shown in Figs. 2(g and h) can be explained. This can be understood as the IBS increases caused re by prestress relaxation, TRS redistribution, and a better wetting at the F/M surface, while the fracture energy of the porous matrix decreases, resulting in a higher crack lP propagation energy at the F/M interface than in the porous matrix. Thus, compared with the desired F/M region, the cracks can simultaneously propagate and deflect in na the porous matrix near the interface. After heat treatment, the Si3N4f/BN/Si3N4 composites with moderate IBS possess lower mechanical properties than as-fabricated composites, which is attributed to the ur composites damage by the formation of pores [39, 40]. With the increase of HTT, it is clear that the flexural strength and fracture toughness of composites show a pattern Jo that decrease first and then increase. Although the mechanical properties do not decrease much in the case of heat treatment at 1000 °C, the microstructure (Fig. 5) and elastic modulus (Fig. 6) of the matrix still indicate that composites have damaged. Both the lowest value of flexural strength and fracture toughness appears at 1100 °C. With heat treatment at 1100 °C, the matrix becomes porous via further ceramization, and its average modulus decreases, where its ability to transfer load is greatly compromised and the reinforcing effect of the fibers cannot be effectively exerted. However, when the HTT raises to 1200 °C, both the average modulus of the matrix and IBS increase, which together determine the improvement of the mechanical properties of the composites. The improvement of fracture toughness mainly depends on the strengthening and toughening effect of fibers, although porous high-modulus matrix also contributes to it [41]. The above analysis indicates that the heat treatment has a vital influence on the mechanical properties of the Si3N4f/BN/Si3N4 composites without other postprocessing. On the one hand, due to the matrix shrinkage, the density decreases and ro of the defects such as pores and cracks increase, thereby decreasing the flexural strength and fracture toughness of the composites decisively. On the other hand, the increase in the IBS and the variation on the in-situ properties of fibers and matrix via heat treatment are beneficial to improve the mechanical properties of composites. There -p are the same findings existing in silicon carbide fiber-reinforced silicon carbide matrix (SiCf/PyC/SiC) composites with a pyrolytic carbon (PyC) interphase fabricated re by PIP process [42, 43], where the composites possess better mechanical properties fabricated at higher temperature or heat treated at appropriate high temperature than lP as-fabricated composites. Combining the above analysis, it provides a research idea for preparing high-performance composites by PIP process, which is by adjusting the na suitable PIP temperature and post-processing to obtain a moderate IBS and highly dense composites. This deserves further investigations for Si3N4f/BN/Si3N4 ur composites. Jo 4. Conclusions 3D Si3N4f/BN/Si3N4 composites were fabricated via PIP process, and then heat treated at various temperatures (1000-1200 °C) to study the thermal stability. The effects of heat treatment on the matrix microstructure, stress state at F/M zone, IBS and mechanical properties of Si3N4f/BN/Si3N4 composites influenced by the former three factors were carefully investigated. The main conclusions are as follows: (1) Heat treatment has a vital influence on the mechanical properties of Si3N4f/BN/Si3N4 composites. As the increase of HTT, the flexural strength and fracture toughness of the Si3N4f/BN/Si3N4 composites show a pattern of decreasing first and then increasing, while the elastic modulus and matrix cracking stress of composites show a pattern of increasing first and then decreasing, which is determined by the porous matrix, in-situ properties of fibers and matrix, and IBS together. (2) As the increase of HTT, the microstructure of the Si3N4 matrix becomes more uniform with finer particles, and the matrix gradually precipitates nano- ro of crystallites above 1100 °C via further ceramization at the expense of porosity, which increases the defects such as pores and cracks in the composites and decisively decreases the flexural strength and fracture toughness compared with the as-fabricated composites. -p (3) As the increase of HTT, the elastic modulus of fibers gradually increases and that of matrix shows a tendency of decreasing first and then increasing affected by re the increase of porosity and solid density of matrix together. (4) Under the co-effect of heat and stress during the heat treatment process, the lP prestress relaxation, TRS redistribution, and a better wetting at the fiber/matrix surface by the matrix shrinkage co-increase IBS and bring an effective load na transfer, which dominates the increase of elastic modulus and matrix cracking stress of annealed composites compared with as-fabricated composites. (5) The IBS and properties of fibers and matrix determine the performance of ur Si3N4f/BN/Si3N4 composites by PIP. Thus, the suitable PIP temperature and heat treatment to obtain a moderate IBS and highly dense composites are deserved Jo further investigations to obtain high-performance Si3N4f/BN/Si3N4 composites. Declaration of Interest Statement The authors have no affiliation with any organization with a direct or indirect financial interest in the subject matter discussed in the manuscript. 5. Acknowledgement This work was supported by the National Natural Science Foundation of China (Grant No. 51632007, 52072304), the 111 Project of China (B08040), and National Science and Technology Major Project (Grant: 2017-VⅠ-0007-0077). We would like to thank the Analytical & Testing Center of Northwestern Polytechnical University for the kind assistance with electron microscopic characterization in this work. References Jo ur na lP re -p ro of [1] Paquette, D.G., Method of making a radar transparent window material operable above 2000°C. 1997, US. [2] Suzdal'tsev, E.I., Radio transparent, heat-resistant materials for the 21st century. Refractories and Industrial Ceramics, 2002. 43(3-4): p. 103-110. [3] Mani, G.S., Radome Materials, in Microwave Materials, V.R.K. Murthy, S. Sundaram, and B. Viswanathan, Editors. 1994, Springer Berlin Heidelberg: Berlin, Heidelberg. p. 200-239. [4] Singh, M. and H. 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