Chapter 1 Accounting in Action Accounting Principles Eighth Canadian Edition Weygandt; Kieso; Kimmel; Trenholm; Warren; Novak Prepared by Debbie Musil, FCPA, FCMA Chapter 1: Learning Objective 1 1. Identify the use and users of accounting and the objective of financial reporting. 2. Compare the different forms of business organization. 3. Explain the building blocks of accounting: ethics and the concepts included the conceptual framework. 4. Describe the components of the financial statements and explain the accounting equation. 5. Analyze the effects of business transactions on the accounting equation. 6. Prepare financial statements. Copyright ©2019 John Wiley & Sons Canada, Ltd. 2 Why is Accounting Important? • The information system that identifies, records and communicates economic events to users • Important to the world economy • Helpful for all business endeavours • Solid foundation for other business disciplines • Relevant and useful in other disciplines Copyright ©2019 John Wiley & Sons Canada, Ltd. 3 Using Accounting Information • Internal Users • Used for planning, organizing and running companies • Includes finance, marketing, human resources, production, company officers • External Users • Investors, creditors, labour unions, customers, regulators and other authorities • Used for decisions of ownership, credit, lending, to assess compliance, performance Copyright ©2019 John Wiley & Sons Canada, Ltd. 4 Objective of Financial Reporting • Accounting information is communicated to external users via financial statements. • The main objective of financial statements is to provide useful information to investors and creditors (external users) to make decisions about providing resources to a business. Copyright ©2019 John Wiley & Sons Canada, Ltd. 5 Chapter 1: Learning Objective 2 1. Identify the use and users of accounting and the objective of financial reporting. 2. Compare the different forms of business organization. 3. Explain the building blocks of accounting: ethics and the concepts included the conceptual framework. 4. Describe the components of the financial statements and explain the accounting equation. 5. Analyze the effects of business transactions on the accounting equation. 6. Prepare financial statements. Copyright ©2019 John Wiley & Sons Canada, Ltd. 6 Business Organizations Characteristic Proprietorship Partnership Corporation Owners Proprietor: one Partners: two or more Shareholders: one or more Owner’s liability Unlimited Unlimited Limited Private or public Private Usually private Private or public Taxation of profits Paid by the owner Paid by the partners Paid by the corporation Life of organization Limited Limited Unlimited Copyright ©2019 John Wiley & Sons Canada, Ltd. 7 Chapter 1: Learning Objective 3 1. Identify the use and users of accounting and the objective of financial reporting. 2. Compare the different forms of business organization. 3. Explain the building blocks of accounting: ethics and the concepts included the conceptual framework. 4. Describe the components of the financial statements and explain the accounting equation. 5. Analyze the effects of business transactions on the accounting equation. 6. Prepare financial statements. Copyright ©2019 John Wiley & Sons Canada, Ltd. 8 Accounting & Ethics (1 of 2) • For information to have value, must be prepared by individuals with high standards of ethical behaviour Copyright ©2019 John Wiley & Sons Canada, Ltd. 9 Accounting & Ethics (2 of 2) Ethics • Standards of conduct used to judge actions Steps used to analyze ethics cases and situations 1. Identify ethical issues involved 2. Identify the stakeholders - the persons or groups that may benefit or face harm 3. Consider the alternative courses of action and the consequences of each for the various shareholders • Select the most ethical alternative Copyright ©2019 John Wiley & Sons Canada, Ltd. 10 Generally Accepted Accounting Principles (GAAP) • Common set of accounting standards • Developed from the guiding principles, assumptions and concepts • Responsibility of the Accounting Standards Board (AcSB) • Publicly accountable enterprises must adopt International Financial Reporting Standards (IFRS) • Non-publicly traded(private) companies may adopt Accounting Standards for Private Enterprises (ASPE) or IFRS Copyright ©2019 John Wiley & Sons Canada, Ltd. 11 Conceptual Framework (1 of 3) • Coherent system that guides development and application of accounting principles and standards • Leads to the objective of financial reporting • to provide information to assist users in making decisions Copyright ©2019 John Wiley & Sons Canada, Ltd. 12 Conceptual Framework (2 of 3) Copyright ©2019 John Wiley & Sons Canada, Ltd. 13 Conceptual Framework (3 of 3) • Fundamental Qualitative Characteristics • Relevance, Faithful representation, neutrality • Enhancing Qualitative Characteristics • Comparability, consistency, verifiability, timeliness, understandability Copyright ©2019 John Wiley & Sons Canada, Ltd. 14 Foundational Concepts & Assumptions • Reporting entity concept – activities of a unit or organization in society are kept separate and distinct from other reporting entities and owner • Going concern assumption – organization will continue to operate in the foreseeable future • Periodicity concept – users require relevant accounting information; organization divides up economic activities into distinct time periods Copyright ©2019 John Wiley & Sons Canada, Ltd. 15 Recognition and Measurement • Recognition – the process of recording a transaction in the accounting records • Measurement – determining the amount that should be recognized • Historical cost is the primary basis used – reliable and verifiable, however may not be relevant • Fair value may be more relevant – the amount of consideration if sold in the open market Copyright ©2019 John Wiley & Sons Canada, Ltd. 16 Chapter 1: Learning Objective 4 1. Identify the use and users of accounting and the objective of financial reporting. 2. Compare the different forms of business organization. 3. Explain the building blocks of accounting: ethics and the concepts included the conceptual framework. 4. Describe the components of the financial statements and explain the accounting equation. 5. Analyze the effects of business transactions on the accounting equation. 6. Prepare financial statements. Copyright ©2019 John Wiley & Sons Canada, Ltd. 17 Balance Sheet (1 of 2) • Assets • Economic resources controlled by a business • Used to carry out activities such as production and distribution • Have the potential to produce economic benefit • Liabilities • Obligations arising from past events to make a future payment of assets or services • Present debts and obligations Copyright ©2019 John Wiley & Sons Canada, Ltd. 18 Balance Sheet (2 of 2) • Owner’s Equity • Represents owner’s claim on assets • Owner’s Equity = Assets − Liabilities • Components of owner’s equity (Shown in the Statement of Owner’s Equity): • Investments: Assets put into business by owner • Drawings: Cash or other assets withdrawn by owner for personal use • Profit = Revenues − Expenses Increases In owner’s equity Decreases In owner’s equity Investments by the owner Revenues Drawings by the owner Expenses Copyright ©2019 John Wiley & Sons Canada, Ltd. 19 Accounting Equation • Assets must equal the sum of liabilities and owner’s equity • Liabilities are shown before owner’s equity because creditors’ claims are paid before ownership claims Copyright ©2019 John Wiley & Sons Canada, Ltd. 20 Income Statement • Revenues: Increase Owner’s Equity • Result from business activities that are performed to earn profit • Result in an increase in an asset or a decrease in a liability • Expenses: Decrease Owner’s Equity • The cost of assets consumed or services used • Result in an decrease in an asset or an increase in a liability • Exclude withdrawals made by owners Copyright ©2019 John Wiley & Sons Canada, Ltd. 21 Accounting Differences by Type of Business Organization Corporation (reporting under IFRS) Proprietorship Partnership Owner’s equity Partners’ equity Shareholders’ equity Investments by owners added to: Owner’s capital Partners’ capital Share capital Profits added to: Owner’s capital Partners’ capital Retained earnings Withdrawals by owners called: Drawings Drawings Dividends Owner’s capital Partners’ capital Retained earnings Statement of owner’s equity Statement of partners’ equity Statement of changes in equity Equity section called: Withdrawals deducted from: Name of statement: Copyright ©2019 John Wiley & Sons Canada, Ltd. 22 Accounting Equation Expanded Copyright ©2019 John Wiley & Sons Canada, Ltd. 23 Chapter 1: Learning Objective 5 1. Identify the use and users of accounting and the objective of financial reporting. 2. Compare the different forms of business organization. 3. Explain the building blocks of accounting: ethics and the concepts included the conceptual framework. 4. Describe the components of the financial statements and explain the accounting equation. 5. Analyze the effects of business transactions on the accounting equation. 6. Prepare financial statements. Copyright ©2019 John Wiley & Sons Canada, Ltd. 24 Transaction Analysis • Accounting identifies, records and communicates the economic events of an organization • Only events that cause changes in assets, liabilities or owner’s equity are recorded • Accounting equation must always equal • Each transaction will have a “dual effect” on the equation Copyright ©2019 John Wiley & Sons Canada, Ltd. 25 1: Investment by Owner • Owner invests $15,000 cash in computer business and names it “Softbyte” Copyright ©2019 John Wiley & Sons Canada, Ltd. 26 2: Purchase of Equipment • Softbyte purchases computer equipment for $7,000 cash Copyright ©2019 John Wiley & Sons Canada, Ltd. 27 3: Purchase of Supplies on Credit • Softbyte purchases supplies that will last several months for $1,600 on account Copyright ©2019 John Wiley & Sons Canada, Ltd. 28 4: Services Provided for Cash • Softbyte receives from customers $1,200 cash for programming services it has provided Copyright ©2019 John Wiley & Sons Canada, Ltd. 29 5: Purchase of Advertising on Credit • Softbyte receives a bill for advertising for $250, which it pays at a later date Copyright ©2019 John Wiley & Sons Canada, Ltd. 30 6: Services Provided for Cash & Credit • Softbyte provides $3,500 of programming services and receives payment of $1,500 Copyright ©2019 John Wiley & Sons Canada, Ltd. 31 7: Payment of Expenses • Expenses paid in cash: rent of $600, salaries of $900, utilities of $200 Copyright ©2019 John Wiley & Sons Canada, Ltd. 32 8: Payment of Accounts Payable • Softbyte pays its outstanding advertising bill of $250 in cash Copyright ©2019 John Wiley & Sons Canada, Ltd. 33 9: Receipt of Cash on Account • Softbyte receives $600 in cash from customers billed in transaction (6) Copyright ©2019 John Wiley & Sons Canada, Ltd. 34 10: Signed Contract to Rent Equipment • No effect on the accounting equation because assets, liabilities and owner’s equity have not changed • Accounting transaction has not occurred Copyright ©2019 John Wiley & Sons Canada, Ltd. 35 11: Withdrawal of Cash by Owner • Softbyte’s owner withdraws $1,300 for his personal use Copyright ©2019 John Wiley & Sons Canada, Ltd. 36 Chapter 1: Learning Objective 6 1. Identify the use and users of accounting and the objective of financial reporting. 2. Compare the different forms of business organization. 3. Explain the building blocks of accounting: ethics and the concepts included the conceptual framework. 4. Describe the components of the financial statements and explain the accounting equation. 5. Analyze the effects of business transactions on the accounting equation. 6. Prepare financial statements. Copyright ©2019 John Wiley & Sons Canada, Ltd. 37 Financial Statements • Prepared after all transactions identified, recorded and summarized and are prepared in the following order: 1. Income Statement – presents revenues, expenses and profit or loss for a specific period of time 2. Statement of Owner’s Equity – summarizes the changes in owner’s equity for a specific time period 3. Balance Sheet – reports assets, liabilities and owner’s equity at a specific date 4. Cash Flow Statement – summarizes cash inflows and outflows for a specific period of time Copyright ©2019 John Wiley & Sons Canada, Ltd. 38 Interrelationship of the Financial Statements (1 of 2) Copyright ©2019 John Wiley & Sons Canada, Ltd. 39 Interrelationship of the Financial Statements (2 of 2) Copyright ©2019 John Wiley & Sons Canada, Ltd. 40 Copyright Copyright © 2019 John Wiley & Sons, Canada, Ltd. All rights reserved. Reproduction or translation of this work beyond that permitted by Access Copyright (The Canadian Copyright Licensing Agency) is unlawful. Requests for further information should be addressed to the Permissions Department, John Wiley & Sons Canada, Ltd. The purchaser may make back-up copies for his or her own use only and not for distribution or resale. The author and the publisher assume no responsibility for errors, omissions, or damages caused by the use of these programs or from the use of the information contained herein. Copyright ©2019 John Wiley & Sons Canada, Ltd. 41