Journal Pre-proof Therapeutic use of serotoninergic hallucinogens: a review of the evidence and of the biological and psychological mechanisms Rafael Guimarães dos Santos, Jaime Eduardo Cecilio Hallak PII: S0149-7634(19)30964-9 DOI: https://doi.org/10.1016/j.neubiorev.2019.12.001 Reference: NBR 3614 To appear in: Neuroscience and Biobehavioral Reviews Received Date: 19 October 2019 Revised Date: 5 November 2019 Accepted Date: 2 December 2019 Please cite this article as: dos Santos RG, Cecilio Hallak JE, Therapeutic use of serotoninergic hallucinogens: a review of the evidence and of the biological and psychological mechanisms, Neuroscience and Biobehavioral Reviews (2019), doi: https://doi.org/10.1016/j.neubiorev.2019.12.001 This is a PDF file of an article that has undergone enhancements after acceptance, such as the addition of a cover page and metadata, and formatting for readability, but it is not yet the definitive version of record. This version will undergo additional copyediting, typesetting and review before it is published in its final form, but we are providing this version to give early visibility of the article. Please note that, during the production process, errors may be discovered which could affect the content, and all legal disclaimers that apply to the journal pertain. © 2019 Published by Elsevier. Therapeutic use of serotoninergic hallucinogens: a review of the evidence and of the biological and psychological mechanisms Rafael Guimarães dos Santos1,2,*, Jaime Eduardo Cecilio Hallak1,2 1 Department of Neurosciences and Behavior, Ribeirão Preto Medical School, University 2 ro of of São Paulo, Ribeirão Preto, Brazil. National Institute for Translational Medicine (INCT-TM), CNPq, Ribeirão Preto, Brazil. Correspondence: Prof. Rafael Guimarães dos Santos, Ph.D. Departamento de -p * re Neurociências e Ciências do Comportamento, Faculdade de Medicina de Ribeirão Preto, Universidade de São Paulo, Hospital das Clínicas, Terceiro Andar, Av. Bandeirantes, ur Highlights na banisteria@gmail.com. lP 3900, Ribeirão Preto, São Paulo, Brazil. Tel/Fax: + 55 16 3602 2853, E-mail: Serotoninergic hallucinogens are agonists at frontal and limbic 5-HT2A receptors Controlled trials with these drugs report anxiolytic and antidepressive effects Open-label trials report antiaddictive effects Biological mechanisms include neuroplasticity and fronto-limbic activation Psychological mechanisms include enhanced social cognition and openness to Jo experience 1 Abstract Serotoninergic hallucinogens include drugs such as lysergic acid diethylamide (LSD), dimethyltryptamine (DMT) and psilocybin. Recent trials with single/few doses of these compounds show that they induce rapid and sustained antidepressive, anxiolytic, and antiaddictive effects. These effects are also observed in religious groups using the DMT-containing brew ayahuasca. The agonist action of these substances on 5-HT2A receptors expressed in frontal and limbic areas increase glutamatergic transmission ro of and neuroplasticity. These neurochemical effects are associated with acute alterations on self-perception and increases in introspection and positive mood, and with subacute and long-term decreases in psychiatric symptoms, increases in some -p personality traits such as openness, improvements in emotional processing, and increases in empathy. These are preliminary but promising results that should be re further explored in controlled trials with larger sample sizes, especially considering psychiatric disorders. lP that these compounds could be beneficial in the treatment of treatment-resistant Jo ur na Keywords: hallucinogens; ayahuasca; serotonin; 5-HT2A receptor; therapeutical use. 1. Introduction Serotoninergic psychedelics, or classical hallucinogens, are part of a group of psychoactive drugs that include as emblematic examples the natural phenethylamine mescaline, the natural tryptamines N,N-dimethyltryptamine (DMT) and psilocybin (4- 2 phosphoryloxy-N,N-DMT), and the semisynthetic ergoline lysergic acid diethylamide (LSD).1 These substances are called serotoninergic drugs because they share a common mechanism of action that consists in agonism at different serotoninergic receptors, especially the 5-HT2A receptors.1 These drugs produce profound modifications in affect (euphoria and joy or anxiety and terror), perceptions (synesthesia, sensory illusions, alterations in time/space perception, blurred boundaries between self and others), and cognition (increased creativity and ro of insight or confusion and disorientation).2 Subjective effects can range from blissful mystical-type experiences with positive mood to unpleasant experiences of fear, panic, dysphoria, and psychotic-like effects such as depersonalization/derealization and -p paranoid ideation. The nature of these effects will ultimately be influenced by drug dose re (low/high), set (careful screening of participants; preparation for the drug session; personality and expectations of the subject) and setting (support and monitoring by lP prepared individuals before, during, and after the drug session; adequate context of use).2,3 na The capacity of these drugs to induce states of consciousness resembling mystical experiences could explain their widespread ritual and religious use worldwide (except ur for LSD).4 Indeed, naturally occurring serotoninergic hallucinogens such mescaline, DMT and psilocybin have a long history of ritual, religious, and therapeutic uses in the Jo Americas. Mescaline is the main psychoactive compound in the peyote cactus, used by indigenous groups in Northern Mexico; DMT is the main hallucinogenic substance in ayahuasca and jurema, which are traditionally used by indigenous groups in the Northwestern Amazon and in Northeastern Brazil, respectively; and psilocybin is found 3 in several species of hallucinogenic mushrooms used by indigenous groups in Central Mexico.4 These substances were largely unknown by scientists until the late 1800s and early 1900s. Indeed, mescaline was isolated in the late 1890s, LSD was first synthetized in 1938, and psilocybin was isolated and synthetized in the late 1950s.2,5,6 Between 1950 and 1970, several studies investigated the potential therapeutic use of psilocybin and ro of LSD in the treatment of neurosis, obsessive–compulsive disorder (OCD), substance dependence, and existential anxiety and depression in the terminally ill, with promising results.2,6 Experimental studies with healthy volunteers and clinical studies with psychiatric patients performed in that period suggest that these drugs have a good safety -p profile and a low incidence of serious adverse reactions (such as prolonged psychotic re reactions).2,6 Nevertheless, these studies were interrupted in the late 1960s/early 1970s. Motives lP included increases in recreational use and legislation changes demanding the inclusion of placebo and control groups in the investigation of new therapeutic drugs, which were na lacking in many studies with hallucinigens.2,3,6 Human hallucinogen research resumed more than two decades later in the early 1990s ur with studies in healthy volunteers using mescaline in Germany7 and DMT in the United States.8,9 Since then, the number of human studies involving the administration of Jo serotoninergic psychedelics such as LSD, psilocybin and ayahuasca/DMT to both healthy volunteers and clinical populations is continually increasing. The first clinical trials of this second wave of psychedelic research were performed in the early 2000s. The number of studies currently being performed continues to increase, including studies on the antidepressive and anxiolytic effects of these drugs, as well as on their 4 beneficial effects for treating substance-related disorders. The results of these studies are promising. Furthermore, since the resumption of clinical research with these compounds in the early 1990s, there have been no reports of serious adverse reactions.2,6,10 Thus, the objective of this work is to summarize disparate reviews on the therapeutic uses of serotoninergic hallucinogens on anxiety, mood, and substance use disorders, ro of with an emphasis on the studies performed by the Universidade de São Paulo (USP) and the Universidade Federal do Rio Grande do Norte (UFRN) regarding the therapeutic properties of ayahuasca/DMT. Moreover, the biological and psychological aspects involved in these effects will also be discussed. -p 2. Therapeutic potentials of LSD and psilocybin re 2.1. Anxiety and depression related to cancer and other life-threatening diseases This was one of the first and most promising indications for the use of psychedelic lP drugs in the 1960s, and still is one of the areas of research where the evidence is more robust.2,11,12 Between 1964 and 2016, 11 clinical trials were performed assessing the na effects of serotoninergic hallucinogens in a total of 445 participants with symptoms of depression and anxiety associated with life threatening diseases. Five open-label studies ur using LSD or dipropyltryptamine (DPT) (also a serotoninergic hallucinogen) were published between 1960–2000, while four randomized, double-blind, placebo- Jo controlled, cross-over trials using LSD or psilocybin were published between 2000– 2017.2,11,12 In the four more recent and controlled trials, involving samples of 12–51 patients, single doses of LSD (one study, 200 μg dose) or psilocybin (three studies, dose range 14–30 mg/70kg) associated with psychological support significantly reduced anxiety and 5 depression and increased quality of life, life meaning, death acceptance, and optimism, and these effects endured from some weeks to six months after drug intake. Moreover, both psychedelics were well tolerated, with most adverse reactions including transitory symptoms of anxiety and distress, sensorial illusions and psychotic-like symptoms, headache, nausea and vomiting, and mild increases in blood pressure and heart rate.11-16 Despite the small sample sizes of these trials and their crossover designs, their results are promising. In fact, these results led to the proposal of phase III trials in the United ro of States.12 These substances should be further investigated in patients with other life- threatening diseases, and they also should be compared to other interventions, including (but not limited to) other serotoninergic hallucinogens, such as ayahuasca/DMT. -p 2.2. Depression re A recent systematic review on the effects of serotoninergic psychedelics in the treatment of unipolar mood disorders reviewed 21 studies conducted from 1949 to 1973 involving lP the administration of LSD or mescaline (but not psilocybin) to a total of 423 patients and reported a high (almost 80%) rate of clinician-judged improvements.17 However, na these early studies shared important methodological limitations and varied levels of risk of bias, which seriously limit their results, including open-label designs (only 1 of the ur 21 studies was a controlled study), lack of control groups, small sample sizes, and high heterogenicity of diagnoses, therapeutic interventions, and drug dosage.17,18 Jo A recent open-label feasibility trial with 12 volunteers with treatment-resistant major depression disorder (MDD) reported that two oral doses of psilocybin (10 mg and 25 mg, 7 days apart) administered with psychological support produced rapid and sustained (one week and three months after the second dose, respectively) decreases in depression 6 and anxiety symptoms, and the treatment was well tolerated with transient effects such as increased anxiety, confusion, nausea, and headache.19 In October 2018 the investigation of psilocybin as a possible treatment for treatmentresistant MDD received the Breakthrough Therapy designation by the United States Food and Drug Administration (FDA).20 This designation is given when a treatment shows preliminary (but substantial) evidence of improvement, and the FDA give ro of support for the clinical development of the treatment. Large-scale, multicenter, controlled trials of psilocybin for treatment-resistant MDD are planned to take place in the next year in several research centers in Europe and North America (ClinicalTrials.gov Identifier: NCT03181529, NCT03380442, NCT03429075). -p 2.3. Substance use disorders re Another early and promising field of investigation in the 1960s involved the administration of serotoninergic hallucinogens to patients with opioid and, especially, lP alcohol dependence.2,6,18 For instance, a recent meta-analysis of six controlled trials conducted from 1966 to 1970 involving single high-dose (210–800 μg) LSD sessions to na 536 alcoholic patients reported significant decreases in alcohol misuse and increases in alcohol abstinence from one to 12 months after drug intake, and LSD was well ur tolerated.21 Nevertheless, these studies share the same limitations with other studies from the same period, including small sample sizes and significant heterogenicity of Jo diagnostics and therapeutic interventions.2,6,18,21 More recently, two open-label, proof-of-concept studies showed evidence of significant improvements in abstinence and craving for alcohol22 and nicotine23 use in dependent individuals after psilocybin intake (doses of 20–30 mg/70 kg) associated with psychotherapy (motivational enhancement therapy and cognitive behavioral therapy, 7 respectively). Significant reductions in alcohol and nicotine use were observed after psilocybin administration, and these effects remained significant after six months in both studies. These results are promising, but the open-label design and small sample size of these trials (10–15 patients) are important limitations that should be overcome by the performance of controlled studies with more patients. Indeed, based on these promising results, these and other research groups are currently developing other trials (NCT0194399), and cocaine (NCT02037126) dependence. 2.4. Other therapeutic potentials ro of to try to replicate these preliminary results for alcohol (NCT02061293), nicotine Another promising area of the early investigations with serotoninergic hallucinogens in -p the 1960s involved cancer-related pain and other difficult-to-treat pain syndromes.2,11,24 re Preliminary open-label studies and case series reported that LSD administration decreased pain perception acutely and up to two-to-three weeks after dosing in patients lP with cancer-related pain, and LSD also improved other outcomes including sleep, mood, and quality of life.2,11,24 However, studies had small sample sizes and were na noncontrolled trials or case series. This is an interesting area of research that deserves to be better investigated with controlled trials, especially if we consider that the above- ur mentioned data were derived from studies with cancer-related pain, a condition that often co-occurs with depressive and anxiety symptoms that seem to respond to Jo serotoninergic hallucinogens (as discussed above). The first and only clinical trial of a serotoninergic hallucinogen in the treatment of symptoms of OCD was performed in 2006 with nine patients and involved four ascending doses of psilocybin (0.025–0.3 mg/kg) administered at least one week apart.25 Although there was no significant effect of dose, psilocybin significantly reduced 8 compulsive symptoms for 24 hours after drug intake, and the treatment was well tolerated. Considering these promising but preliminary results, further trials should be performed with different doses of psilocybin and other serotoninergic hallucinogens. Some observational and clinical studies also suggest that acute administration of serotoninergic psychedelics such as LSD and psilocybin is associated with positive effects in some personality measures.26 Experimental studies in healthy volunteers with LSD and psilocybin reported increases in openness and optimism, but the evidence is ro of mixed and inconsistent.26-30 The original open-label trial with psilocybin for treatmentresistant MDD with 12 volunteers19 was expanded to 20 subjects and reported significant decreases in neuroticism and increases in extraversion and openness three -p months after psilocybin treatment.31 Thus, future controlled trials should try to replicate effects of serotonergic hallucinogens. re these results and further investigate the role of personality changes on the therapeutic LSD and psilocybin. lP Table 1 shows the therapeutic indications with the most robust evidence of efficacy for na [insert Table 1 here] 3. Therapeutic potentials of ayahuasca ur 3.1. Historical overview Since the 1960s and 1970s, LSD and psilocybin (and to a lesser extent mescaline) have Jo been used recreationally and have been extensively associated with the countercultural and hippie movements of that decades. Currently, these drugs are still used mainly for recreational purposes, especially LSD and psilocybin, while the ritual and religious uses of mescaline (in the peyote cactus) and psilocybin (in hallucinogenic mushrooms) continues, but in very specific areas of Mexico.4 9 The trajectory of ayahuasca is somewhat different. Ayahuasca (from the Quechua “vine of the soul”) is a botanical hallucinogenic beverage traditionally used for ritual and therapeutic purposes by several indigenous groups from the Northwestern Amazon.4 Indigenous groups from countries such as Brazil, Colombia, Peru and Ecuador have been using ayahuasca for centuries, and the rural and urban populations of these countries have been using ayahuasca for ritual and therapeutic purposes for ro of decades.4,32,33 In fact, ayahuasca is just the name that has been established in the scientific literature, but in the indigenous and mestizo contexts it has many other names.4,32,33 In Brazil and Peru, ayahuasca is usually prepared by boiling the stems of the liana -p Banisteriopsis caapi with the leaves of the shrub Psychotria viridis, but in Colombia, re and Ecuador the plant Diplopterys cabrerana is often used instead of P. viridis, and several other plants may be added to ayahuasca, especially in the indigenous and lP mestizo contexts (Figure 1).4,33 [insert Figure 1 here] na The B. caapi vine contains β-carboline alkaloids such as harmine, tetrahydroharmine (THH), and harmaline, while P. viridis and D. cabrerana contain N,N- ur dimethyltryptamine (DMT), an hallucinogenic tryptamine that act as partial agonist at cortical 5-HT1A/2A/2C receptors (in a similar way to LSD, psilocybin, and mescaline) Jo (Figure 2).34 [insert Figure 2 here] Interestingly, pure DMT is not orally psychoactive due to peripheral metabolism by gastrointestinal and hepatic monoamine oxidase A (MAO-A), but the indigenous groups somehow discovered that mixing the β-carboline-rich liana to the DMT-rich leaves of P. 10 viridis and D. cabrerana makes ayahuasca psychoactive. Preclinical and human studies have now shown that the psychoactivity of ayahuasca involves the reversible inhibition of peripheral MAO-A by the β-carbolines (especially harmine), which allow DMT to reach the systemic circulation and the brain.34-36 The identification of B. caapi was made by the English botanical explorer Richard Spruce in 1852 in Brazil, but the observation that the vine was used in combination with another plant that made ayahuasca psychedelic was made only in the 1950s by the ro of beatnik poet William Burroughs, who described his personal experiences with “yagé” (as ayahuasca is called in Colombia and Ecuador) in Colombia and Peru in correspondences with the other beatnik poet Allen Ginsberg.37,38 Burroughs collected a -p specimen of P. viridis (without botanical identification at that time) in 1954 and send it re to the ethnobotanist Richard Evans Schultes for identification, but Schultes labelled the specimen as another plant, and described the first use of P. viridis in 1967, lP acknowledging the earlier herbarium collection by Burroughs. The specimen collected by Burroughs was correctly identified as P. viridis only in 1973.37,38 The letters between na Burroughs and Ginsberg were published as the book The Yage Letters in 1964, and this book is one of the first descriptions of the effects of ayahuasca to be more available to ur the public.37 Unlike LSD and psilocybin, that were already being used at that time (1960-1970s) as Jo recreational drugs, ayahuasca remained restricted to the indigenous and mestizo Amazonian cultures until the late 1970s, when the first Brazilian ayahuasca religions arrived in Southeastern Brazilian cities.32,33 These Brazilian religions, including the Santo Daime, Barquinha, and União do Vegetal (UDV), originated in the 1930-1960s in Northern Brazil and were originally formed by communities of rubber tappers that 11 learned about ayahuasca from indigenous and mestizo populations in the near cities in the Brazilian border with Peru, Colombia and Bolivia.32,33 The ritual and religious use of ayahuasca by these and other organizations is allowed in Brazil since the late 1980s, and these groups are currently present in all Brazilian states. Moreover, since the early 1990s, some of these religious groups expanded their activities to Europe and North America, and currently some estimate that there are around 20.000 regular ritual ro of ayahuasca users in 23 countries.32,33 By “ritual user” we are referring to the fact that most people that use ayahuasca do it in a ritual, religious, or therapeutic context, usually in group and with the presence of people with more experience in the use of ayahuasca (shamans, religious leaders, guides).32,33 LSD and psilocybin can also be used in a -p similar way, but they are more often used as recreational drugs, and that use usually do re not have the historical and spiritual background and culture attached to the ritual use of ayahuasca.32,33 lP Another difference between the paths of LSD/psilocybin and ayahuasca is related to pharmacological research on these compounds. Over 1000 scientific articles were na published from the early 1950s to the mid-1960s reporting results on the treatment of over 40.000 patients with classic hallucinogens,39 while the first human research with ur ayahuasca (a study involving a mental health assessment of long-term ritual ayahuasca users in Brazil) was published in 1996.40 This study was the first to report that the ritual Jo ayahuasca use was not associated with psychiatric or cognitive deficits, and was in fact associated with remission of psychopathologies including depression, anxiety, and substance use disorders. In the last two decades, other observational studies assessing the mental health of ritual ayahuasca users failed to find associations between ayahuasca use and increases in psychopathology. Instead, these studies reported that ayahuasca 12 users had better scores on psychiatric, personality, and cognitive measures.26,40-42 However, rare cases of psychotic disorders have been reported in ritual contexts, but are apparently related to individual predisposition to psychosis and concomitant use of other psychoactive drugs including other hallucinogens and cannabis.42,43 Furthermore, several uncontrolled and controlled studies in healthy volunteers were performed since the early 2000s.42 These studies reported that acute administration of ro of single ayahuasca doses in controlled experimental contexts was well tolerated, inducing moderate and transitory (<24h) autonomic and neuroendocrine modifications including moderate increases in blood pressure and heart rate, mydriasis, elevations on cortisol, prolactin and growth hormone levels, reductions on CD4 and CD3 cells percentage and -p increases in natural killer cells.35,42,44 There are no reports of prolonged psychotic re reaction in experimental settings involving the administration of ayahuasca, which is probably related to the strict inclusion and exclusion criteria used in these trials.42,43 lP These studies also reported that acute ayahuasca intake induces typical psychedelic effects including increased introspection and positive mood, and altered perceptions and na cognition, and these effects were apparently mediated by increased activation of frontal and paralimbic regions.35,42,44,45 Moreover, the first double-blind, placebo-controlled ur study reporting antidepressive and anxiolytic properties of a single dose of ayahuasca in nine healthy experienced ritual ayahuasca users was published in 2007.46 Jo A timeline describing some of the most relevant historical developments in the scientific ayahuasca research in the last 15 years is shown on Figure 3. [insert Figure 3 here] 3.2. Depression and anxiety 13 The evidence from observational and controlled studies suggesting safety and antidepressive and anxiolytic potentials for ayahuasca use motivated our group to investigate these therapeutic properties. Few data are available on the subjective effects of the β-carbolines from ayahuasca. Self-experiments from the 1990s suggest that oral or sublingual harmine (120–300 mg) could induce relaxation, but to the best of our knowledge there is no human study assessing the antidepressive or anxiolytic effects of harmine or other β-carbolines from ro of ayahuasca.47,48 The first evidences from animal models showing that the β-carbolines in ayahuasca had anxiolytic and antidepressive properties were published in the early- and mid-2000s. The first study showing that harmaline induced anxiolytic effects in animals -p (mice) was published in 2005.49 The first study reporting that harmine had re antidepressive effects (also in mice) was published in 2006.50 Since 2009, our research group at the Ribeirão Preto Medical School from the lP Universidade de São Paulo (FMRP-USP), in collaboration with the Universidade do Extremo Sul Catarinense in Criciúma, has published several rodent studies describing na the antidepressive properties of harmine.51-54 These studies showed that harmine (5-15 mg/kg) induced behavioral (reduced immobility time and increases in climbing and ur swimming) and neurochemical (increases in hippocampal levels of brain-derived neurotrophic factor (BDNF)) antidepressant effects after acute and prolonged (7-14 Jo days) administration. Regarding DMT, to the best of our knowledge the first evidence that this tryptamine could have anxiolytic-like effects came from an open-label trial published in 1974 involving the intramuscular administration of 0.7 mg/kg DMT to healthy volunteers, were 93% of the sample reported feelings of relaxation.55 This effect was also observed 14 in a placebo-controlled study performed 50 years later involving the administration of four doses of intravenous DMT (0.04–0.4 mg/kg) to healthy volunteers, where the nonhallucinogenic DMT dose (0.05 mg/kg) produced relaxation in some participants.8 The first preclinical evidence of the antidepressive and anxiolytic effects of DMT was recently reported in a study showing that chronic and intermittent administration of microdoses (low, subhallucinogenic) of DMT dose (1 mg/kg) induced improvements in ro of mood and anxiety measures in rodents.56 Like the literature on harmine, we are not aware of any human study assessing the antidepressive or anxiolytic effects of pure DMT. Brazilian scientists were the first to report evidence that ayahuasca (5-9 mg/kg DMT) -p also has antidepressive effects in rodents.57,58 More recently, researchers from our group re collaborated with scientists from the Universidade Federal do Rio Grande do Norte (UFRN, Brazil) in the first study showing that a single dose of ayahuasca (1.67 mL/300 lP g) produced rapid (24 h) and persistent (14 days) significant physiological and behavioral improvements in a juvenile non-human primate model of depression (social na isolation).59 This is the first study reporting antidepressive effects of serotoninergic hallucinogens in general, and of ayahuasca/DMT in particular, in non-human primates. ur Moreover, it is also the first study reporting these effects in a juvenile/adolescent model. The antidepressant effects observed were rapid and sustained, which corroborates the Jo results observed with treatment-resistant MDD patients (improvements lasting 7-21 days, as will be described below). The first open-label trial to assess the antidepressant effects of a single ayahuasca dose in patients with treatment-resistant MDD was performed at the FMRP-USP, in collaboration with the UFRN.60,61 The preliminary results with six patients were 15 published in January 2015,60 while the results with the final sample of 17 patients (including the initial six patients) were published in February 2016.61 Thus, this study was the first clinical trial assessing the effects of serotoninergic hallucinogens in patients with MDD (the study with psilocybin and MDD patients was published on May 201619). In the ayahuasca study, a single dose of 2.2 mL/kg oral ayahuasca (0.8 mg/mL DMT) was administered to depressed patients in a supportive environment in an ro of inpatient psychiatric unit. Significant reductions in depressive and anxiolytic symptoms were observed after the first hours of ayahuasca administration and remained significant for three weeks. No serious adverse effects were observed, and vomiting was the only adverse effect recorded, being reported by 47% of the patients. None of the patients -p described full-blown psychedelics effects, suggesting that lower ayahuasca doses, below re the psychedelic threshold, could have antidepressive and anxiolytic effects. Furthermore, blood perfusion was assessed eight hours after ayahuasca intake using lP single photon emission tomography (SPECT), and ayahuasca administration was associated with significant increases in blood perfusion in the left nucleus accumbens, na right insula and left subgenual area. These preliminary but promising results were recently replicated in a placebo-controlled ur trial performed this time in the UFRN, in collaboration with our group in the FMRPUSP.62 In this trial, 29 patients with treatment-resistant MDD received a single dose of Jo ayahuasca (1 mL/kg, 0.36 mg/kg DMT) or placebo in a supportive hospital context. Compared to placebo, ayahuasca produced significant reductions in depressive and anxiety symptoms from the first hours after ayahuasca intake until seven days afterwards. As in the open-label trial, ayahuasca intake was well tolerated, with no serious adverse reactions. The only adverse reactions reported that were statistically 16 different from placebo and more common with ayahuasca were transient nausea (71%) and vomiting (57%). Taken together, the above-mentioned results show translational evidence of the antidepressant and anxiolytic effects of single ayahuasca doses, including evidence from preclinical (rodents, non-human primates), experimental/healthy volunteers (Phase I), and clinical/patients (Phase II) studies. ro of 3.3 Substance use disorders Another potential therapeutic effect commonly described in observational studies of ayahuasca ritual/religious users and therapeutic communities (or retreats and healing centers) is the apparent recovery of substance-related disorders, including reductions in -p use of alcohol, tobacco, psychostimulants, cannabis, and opiates.40,42,63 A recent re systematic review of preclinical and human studies assessing the effects of ayahuasca and its alkaloids in substance-related outcomes found five animal studies (one used lP harmaline, three used harmine, and another one used ayahuasca) and five observational studies of ritual ayahuasca users.63 Results showed improvement of biochemical and na behavioral parameters related to drug-use disorders in all animal studies, and reductions of dependence symptoms or substance use in four of the five human studies.63 ur After the publication of that review, other preclinical studies in rodents64,65 and observational studies among religious ayahuasca users and therapeutic communities66-71 Jo were published, all reporting evidence of the antiaddictive properties of ayahuasca. However, despite the positive results from preclinical and observational studies, there are no controlled trials that have assessed the antiaddictive effects of ayahuasca. Considering that substance-related problems are a major public health issue worldwide and the preliminary but promising results from clinical trials with LSD and 17 psilocybin,22,23 controlled trials should be performed to further explore the potential of ayahuasca in the treatment of substance use disorders. 3.4. Other therapeutic potentials Observational studies performed among ritual ayahuasca users showed evidence of beneficial changes in some personality traits including reductions in impulsivity and shyness, and increases in confidence, agreeableness, optimism, openness, and ro of spirituality.26,40,41,66 Ritual ayahuasca intake was also associated with significant increases in mindfulness-related capacities, including decentering (the capacity to observe thoughts and feelings in a detached manner), acceptance (to be non-judgmental and non-reactive), positive self (spontaneity and flexibility), and attention and -p awareness.72-77 There is also evidence suggesting improvements in emotion re dysregulation in people with borderline personality traits.77 Other observational studies suggest that ritual ayahuasca use could improve neuropsychological functions40-42,78 and lP be beneficial for treating eating disorders79 and grieving processes.80 Moreover, a recent naturalist study performed among Spanish ritualistic ayahuasca users reported that the na sample had higher levels of general, mental, and positive health when compared with the general Spanish population.81 ur Although these studies report promising results, it is not possible to infer causality due to their observational nature, and that is also true for safety and tolerability outcomes. Jo Moreover, the participants of most studies were self-selected healthy individuals, which limits the interpretation of the results regarding their translation to clinical samples. Another limitation of these studies is the fact that it is not possible to separate the possible effects of ayahuasca from the effects of ritual and religious aspects. However, naturalistic studies are complementary to clinical trials since they reflect the use of 18 ayahuasca in more realistic contexts. Thus, these positive potentials observed in naturalistic/observational studies should be complemented by controlled trials. Table 2 shows the therapeutic indications with the most robust evidence of efficacy for ayahuasca/DMT. [insert Table 2 here] 4. Mechanisms of action ro of 4.1 Biological mechanisms The mechanisms of action of serotoninergic hallucinogens are still poorly understood. From a biological perspective, preclinical and human studies have provided evidence that the mind-altering effects of these drugs are due to their agonist action on cortical 5- -p HT2A receptors.1,82-87 Activation of the 5-HT2A receptor produces glutamate release and re activation of alpha-amino-3-hydroxy-methyl-5-4-isoxazolpropionic (AMPA) glutamatergic receptors, thus increasing cortical electrical activity and information lP processing.76,85-87 These drugs increase neuroplasticity by stimulating c-fos expression in the medial prefrontal (mPFC) and anterior cingulate (ACC) cortices and by na increasing BDNF expression in the PFC.1,85-87 Recent studies have shown that, like ketamine, classic psychedelics such as LSD and ur DMT rapidly (24 hours) increase neuritogenesis, spinogenesis, and synaptogenesis in prefrontal cortical neurons in vitro and in vivo.87,88 These effects were mediated through Jo agonism of cortical 5-HT2A receptors and activation of BDNF’s high-affinity receptor (tyrosine kinase B receptor, TrkB) and of the mammalian target of rapamycin (mTOR). Because of their neuroplastic effects, these researchers labeled this group of drugs “psychoplastogens”.87,88 19 This enhanced neuroplasticity induced by serotoninergic hallucinogens and ketamine could be one of the mechanisms involved in the antidepressive and anxiolytic effects of these drugs. For instance, in the case of ayahuasca, preclinical studies have shown that the β-carboline harmine produces antidepressant activity through increases in hippocampal BDNF levels,51,52,54,90 and there is evidence that this alkaloid also stimulates the proliferation of human neural progenitors and adult neurogenesis.91,92 ro of Preclinical studies have also shown that harmine93 and DMT94 have neuroprotective effects related to modifications on glutamatergic (harmine) and sigma-1 (DMT) receptors. These neuroprotective effects could be related not only to their antidepressant properties, but also to some of the improvements in cognition observed among long- -p term ritual ayahuasca users.40-42 re Furthermore, the MAO-inhibiting properties of harmine, harmaline and THH (which also acts as a serotonin reuptake inhibitor) could also be involved in the antidepressant lP effects of continuous (but not acute) ayahuasca intake.34,35 However, traditional MAOinhibiting antidepressants do not show rapid and persistent antidepressant effects with na single doses. Thus, the effects of ayahuasca are probably not mediated by this mechanism. Instead, these effects are observed with other serotoninergic hallucinogens ur and with ketamine.87,88 Ketamine and serotoninergic hallucinogens induce antidepressive effects by increasing Jo glutamatergic transmission, neurogenesis and synaptic plasticity, but by different mechanisms. Ketamine acts as an antagonist of the N-methyl-D-aspartate receptor, while serotoninergic hallucinogens act as agonists/partial agonists of the 5-HT2A receptor. The glutamatergic system seems to play a crucial role in the therapeutic effects of ayahuasca. Reductions in posterior cingulate cortex (PCC) glutamate–glutamine levels 20 were positively correlated with increases in mindfulness-related capacities acutely (24 hours) and two months after ayahuasca intake.73 Another evidence of the relationship between glutamatergic neurotransmission, depression, ketamine, and serotoninergic hallucinogens comes from our recently completed controlled trial showing that, compared to placebo, administration of ayahuasca to patients with treatment-resistant MDD induced significant increases in BDNF levels 48 hours later, which was negatively correlated with the antidepressive modulated by acute increases of cortisol levels.44,96 ro of effects of ayahausca.95 These effects of ayahuasca on BDNF levels were apparently Neuroimaging studies have shown consistent evidence that agonism at cortical 5-HT2A -p receptors is crucial for the generation of the effects produced by serotoninergic re hallucinogens, since administration of 5-HT2A receptor antagonists reduces or blocks both their subjective and neurophysiological effects.82,84,85,97 5-HT2A receptors lP modulated by drugs such as ayahuasca/DMT, LSD and psilocybin are expressed in brain regions involved in emotion regulation, cognition, memory, introspection, and na self-awareness, such as the PFC, ACC, PCC and amygdala.45,85 The subjective effects of psychedelics are associated with excitatory effects in frontolateral/frontomedial ur cortex, medial temporal lobe, and occipital cortex.45,82,84,85 The drugs also decrease functional connectivity in key hubs of the default mode network (DMN)85,98-100 and Jo reduce amygdala reactivity to threat.85,101,102 The ACC and the PCC (a key DMN hub) are especially relevant for the effects produced by serotoninergic psychedelics. Indeed, neurophysiological studies show that these drugs induce a suppression of the inhibitory alpha rhythm in the parieto-occipital cortex, including the PCC,85,97,98,103 and functional neuroimaging studies showed 21 reduced connectivity in the PCC after administration of psychedelics.85,99 Radiotracer data shows increased blood flow in the ACC and other areas (such as the insula, amygdala, and hippocampus),45,82,85 while functional studies show decreased activity in this area.85,98 Neurometabolic reductions in the PCC and increased functional connectivity between the ACC and the PCC and between the ACC and the medial temporal lobe were ro of correlated with mindfulness-related capacities after ayahuasca intake.73 Moreover, longterm ritual ayahuasca use was associated with increased cortical thickness of the ACC and cortical thinning of the PCC. Effects on the PCC were inversely correlated to age of onset, intensity of prior ayahuasca use, and self-transcendence, a personality trait -p closely related to openness.78 Modulation of the amygdala, ACC and PCC could also be the emotional expression of pain.11,24 re involved in the effects of serotoninergic hallucinogens on pain perception by modifying lP The global effects of serotoninergic psychedelics on brain function seem to involve disruptions of neural hierarchies by reducing top-down control and increasing bottom- na up information transfer, which is reflected in alterations of self-perception and increases in functional connectivity between normally distinct brain networks.104,98 These effects ur are often correlated with “ego dissolutive” and mystical experiences, which appear to mediate the therapeutic effects of these compounds.10,82,85,105 Jo Finally, it is important to consider the possibility that other serotoninergic receptors could also mediate the therapeutic effects of psychedelics. For instance, 5HT7 receptors are involved in the modulation of synaptogenesis or neuritogenesis,106 although they are not consistently involved in the effects of psychedelics.1 There is more consistent evidence suggesting the involvement of the 5-HT1A and 5HT2C receptors.1,83,107 5-HT1A 22 receptors are colocalized with 5-HT2A receptors on cortical pyramidal cells, with the highest density found in the cortex and hippocampus.1 These receptors are involved both in mood and anxiety regulation and in the therapeutic effects of anxiolytic and antidepressive drugs.108 Regarding the 5-HT2C receptor, most psychedelics are agonists at both the 5-HT2A and 5-HT2C receptors.1,83 Preclinical studies show that agonists of this receptor counteract the effects of addictive drugs by modulating the activity of ro of dopamine neurons in the ventral tegmental area and nucleus accumbens. This effect could be involved both in the low dependence potential of psychedelic and in their antiaddictive effects.109 Table 3 summarizes the possible effects of LSD, psilocybin and ayahuasca alkaloids (DMT and β-carbolines) on serotoninergic receptors and other -p targets. re [insert Table 3 here] 4.2. Psychological mechanisms and the role of psychotherapy lP In the early research with classic hallucinogens in the 1960-70s, these drugs were commonly administered in combination with psychotherapy before, during, and after na drug intake. Nevertheless, these studies often used different theoretical models and psychotherapeutic approaches, such as the psycholytic model using low to moderate ur doses on multiple occasions using psychoanalytic principles, the psychedelic model using higher doses administered on a single or few occasions with the objective of Jo inducing a peak or mystical experience, and many other hybrid models.2,3,6 These variety of non-standardized methods, together with the lack of placebo, adequate control groups, and standardized criteria for therapeutic outcome, are important limitations of the studies of that period.2,3,6 23 Recent studies with classic hallucinogens have improved some of these limitations by including placebo, control groups, and standardized instruments to measure and assess therapeutic outcomes. Moreover, the biological mechanisms of these compounds have been (and still are) extensively investigated in preclinical and human studies. However, standardization of psychotherapeutic techniques used in these trials and evaluation of the psychological variables that can improve therapeutic outcomes are still poorly ro of investigated. In the last years, some studies reported that the intensity and quality of the experience, personality traits, social cognition, mindfulness-related capacities, and mystical experiences are among some of the most prominent psychological processes behind the -p therapeutic effects of serotoninergic psychedelics. For instance, personality traits such re as absorption and neuroticism can predict the intensity and quality of the effects of psychedelics,10,26 and observational studies among ritual ayahuasca users26,40,41,66 and lP experimental studies in healthy volunteers with LSD and psilocybin26-30 reported increases in openness (although the evidence is mixed and inconsistent). Ritual na ayahuasca use is also associated with increases in mindfulness-related capacities such as decentering and acceptance, but these observational data need to be replicated by ur controlled studies.72-77 Recent studies reported positive correlations between the intensity of mystical Jo experiences induced by psychedelics and improvements in quality of life, personality, and symptom reduction.15,16,22,23,26 These experiences are characterized by the sense of oneness, transcendence, sacredness, and positive mood. They also involve a process of “letting go” and self-surrender. However, these results are derived from open-label trials and were only partially replicated in the controlled trial of ayahuasca and MDD.62 Thus, 24 their role as a possible mechanism of the therapeutic effects of psychedelics should be observed with caution. Recent studies also have shown that classic psychedelics may improve emotion processing and social cognition by reducing the recognition of negative emotions and by increasing empathy,110-112 and the open-label trial with psilocybin and MDD reported a positive correlation between reduced reaction time in face recognition (positive and ro of negative emotions) and reduced anhedonia.113 However, this last result should be interpreted with caution due to its open-label design and small sample size. Other less studied psychological processes that could explain the therapeutic effects of serotoninergic hallucinogens include increases in self-acceptance and psychosocial -p bonds,41 psychological flexibility and creativity,114 and experiences of catharsis, re forgiveness, and self-compassion.115,116 Regarding psychotherapeutic interventions, the term “psychedelic-assisted lP psychotherapy” has often been used to describe the combined use of serotoninergic hallucinogens with psychotherapy, although the psychotherapeutic interventions both in na early and modern trials is highly heterogeneous. For instance, some of the interventions used in recent trials include motivational enhancement therapy,22 cognitive behavioral ur therapy,23 and a combination of existential psychotherapy, psychoanalytic therapy, and transpersonal psychology (a combination rooted in the psycholytic and psychedelic Jo models of the 1960-1970s2,3).13-16,19,113 In general terms, these interventions adopt a nondirective, supportive approach, and include preparation sessions with therapists, instructions to increase the likelihood of positive and mystic-like experiences (including the use of eyeshades, a preselected music program, and instruction to focus on inner 25 experiences), and integration sessions after the experience where the volunteers describe their subjective experiences. As psychedelic-assisted therapy is still in early development as a clinical practice, it is still not known neither if the therapeutic effects of these drugs are truly increased by the inclusion of psychotherapy, nor which psychotherapeutic approach would be the most effective. Moreover, some of the above-mentioned studies are open-label trials lacking a ro of control arm,19,22,23,113 so it is not possible to distinguish drug effects from the effects of the psychological intervention. Therefore, it is important to perform studies that keep psychological interventions to a minimum, so that drug effects can be distinguished from those of the intervention. Moreover, from a practical and economical point of -p view, if the psychotherapeutic interventions used is simple, practical, and unexpansive re (and of course effective), this is an advantage when planning replication and training of the protocol, both in research and clinical settings. lP For instance, in our open-label and controlled trials with ayahuasca and MDD, which reported rapid and sustained improvements in depression and anxiety scores, no specific na psychotherapeutic intervention was used before, during, or after the experiments.60-62 Our protocols included general principles described in the psycholytic and psychedelic ur models of the 1960-1970s and in recent guidelines for safety in human hallucinogen research.3 They included the creation of trust with the volunteers before the experiment, Jo the use of a non-directive, supportive approach during drug sessions, and follow-up encounters from some days to several weeks after the session. However, the studies were not conducted by psychiatrists or psychologists trained in psychedelic-assisted psychotherapy. Before the trial, volunteers were screened and informed about the details of the trial and the effects of ayahuasca, and during the experiments simple instructions 26 were given to the volunteers to “remain quiet, with their eyes closed, while focusing on their body, thoughts, and emotions”. Volunteers were followed for days to weeks after the drug session, when they could freely describe their experiences, but no specific integration technique was used. Moreover, in the open-label trial60,61 there was no music, while in the controlled trial there was a predefined music playlist.62 More studies should be performed comparing different therapeutic interventions in ro of human hallucinogen research. Moreover, the influence of the social, religious and spiritual context in which these substances are used should also be further investigated, since these factors could influence the subjective effects and therapeutic properties of these substances. This is especially relevant in the case of ayahuasca, which is often -p used in ritual contexts. Maybe the use of ayahuasca in religious or therapeutic re communities can have distinct therapeutic potentials compared to the use of the brew in experimental contexts. lP 5. Conclusions Evidence from carefully designed and performed open and controlled trials involving na the administration of single or few doses of serotoninergic hallucinogens suggests that these compounds have antidepressive, anxiolytic, and antiaddictive properties that ur should be further investigated in controlled trials with larger samples sizes. Importantly, the incidence of severe adverse reactions such as psychotic episodes in these trials is Jo extremely low or nonexistent, which is based on careful screening, preparation of the subject and of the experimental context, and monitoring during drug effects. Furthermore, evidence from observational studies on the physical and mental health of ritual ayahuasca users suggest a low toxicity profile for this practice, and even suggests benefits on mood, anxiety, a substance use disorders. 27 In 2018 the investigation of psilocybin as a possible treatment for treatment-resistant MDD received the Breakthrough Therapy designation by the FDA, and similar trials are planned to occur in Europe.20 If these trials show positive results, the carefully controlled use of psilocybin can become available for treating MDD in the US and Europe, which could later expand to the off-label and compassionate use of psilocybin in cancer-related depression and anxiety and maybe in other medical conditions ro of characterized by mood and anxiety symptoms. The therapeutic use of LSD should follow the same steps as those of psilocybin. In the case of ayahuasca, indigenous and mestizo communities of the Northwestern Amazon and Brazilian syncretic religions have been using it ritually and therapeutically -p for generations, and these practices are continuously evolving into new forms and re expanding to new territories. If the clinical trials with ayahuasca continue to show positive results, regulatory agencies worldwide (including in Brazil) may be faced with lP the challenge of regulating a plant-based hallucinogen/psychedelic. It should also be considered that a synthetic equivalent of ayahuasca could be developed na (for example by combing harmine with DMT), which could bypass the complexities of a plant-based preparation. Chemical changes in the DMT molecule could allow its oral ur absorption. While the use of synthetic equivalents may be unacceptable to some people involved in the religious ayahuasca practices, it may be a more practical way to have the Jo medicine become approved for use in patients. However, legislations regarding the use of purified DMT are very restrict. Thus, the use of a plant-based preparation that is already allowed in some countries could be the fastest and cheapest way to make the medicine reach the population. Moreover, the ritual users of ayahuasca developed over the generations techniques to use ayahuasca in a safe manner. This could also facilitate 28 the incorporation of ayahuasca as a medicine, at least in countries were these religious groups are present. Mood, anxiety, and substance use disorders are among the most important contributors to global disability. Available medications are ineffective for many patients, induce significant adverse reactions, and need weeks of daily intake before therapeutic effects appear. Therefore, new drugs with rapid onset of action and sustained effects after ro of single or few doses could be beneficial for many patients. Moreover, although ketamine (which also has hallucinogenic/psychedelic effects and has been recently approved by the FDA to treat MDD) has a rapid onset of action and enduring effects, its use may be associated with tolerance, potential for dependence and -p diversion, and urinary adverse events.117,118 None of these problems have been observed re in trials with serotoninergic hallucinogen, but long-term studies are lacking. Further clinical trials using different doses of serotoninergic hallucinogens and larger samples lP are necessary to evaluate the long-term efficacy and safety of these drugs, as well as na naturalistic studies of large populations of ritual ayahuasca regular users. Declaration of Conflicting Interests and Source of Funding ur RGS is Fellow of the Brazilian National Post-Doctorate Program (PNPD/CAPES). JECH receives a CNPq (Brazil) Productivity Fellowship Award. None of the authors Jo received any specific funding for writing this manuscript. The authors have no conflict of interests to disclose. Acknowledgments 29 RGS is Fellow of the Brazilian National Post-Doctorate Program (PNPD/CAPES). JECH receive a CNPq (Brazil) Productivity Fellowship Award. None of the authors received any specific funding for writing this manuscript. The authors have no conflict Jo ur na lP re -p ro of of interests to disclose. 30 References 1. Nichols DE. Psychedelics. Pharmacol Rev. 2016;68:264-355. 2. Bogenschutz MP, Ross S. Therapeutic applications of classic hallucinogens. Curr Topics Behav Neurosci. 2018;36:361-91. 3. Johnson M, Richards W, Griffiths R. Human hallucinogen research: guidelines for safety. J Psychopharmacol. 2008;22:603-20. ro of 4. Schultes R, Hofmann A. Plants of the gods: their sacred, healing and hallucinogenic powers. Rochester, NY: Healing Arts Press; 1992. 5. Hofmann A. LSD: my problem child. Sarasota, FL: Multidisciplinary Association for Psychedelic Studies (MAPS); 2005. -p 6. Dos Santos RG, Osório FL, Crippa JAS, Riba J, Zuardi AW, Hallak JEC. re Antidepressive, anxiolytic, and antiaddictive effects of ayahuasca, psilocybin and lysergic acid diethylamide (LSD): a systematic review of clinical trials published in the lP last 25 years. Ther Adv Psychopharmacol. 2016;6:193-213. 7. Hermle L, Fünfgeld M, Oepen G, Botsch H, Borchardt D, Gouzoulis E. Mescaline- na induced psychopathological, neuropsychological, and neurometabolic effects in normal subjects: experimental psychosis as a tool for psychiatric research. Biol Psychiatry. ur 1992;32:976-91. 8. Strassman R, Qualls C. Dose-response study of N,N-dimethyltryptamine in humans. Jo I. Neuroendocrine, autonomic and cardiovascular effects. Arch Gen Psychiatry. 1994;51:85-97. 9. Strassman RJ, Qualls CR, Uhlenhuth EH, Kellner R. Dose-response study of N,Ndimethyltryptamine in humans. II. Subjective effects and preliminary results of a new rating scale. Arch Gen Psychiatry. 1994;51:98-108. 31 10. Studerus E, Kometer M, Hasler F, Vollenweider FX. Acute, subacute and long-term subjective effects of psilocybin in healthy humans: a pooled analysis of experimental studies. J Psychopharmacol. 2011;25:1434-52. 11. Ross S. Therapeutic use of classic psychedelics to treat cancer-related psychiatric distress. Int Rev Psychiatry. 2018;30:317-30. 12. Reiche S, Hermle L, Gutwinski S, Jungaberle H, Gasser P, Majic T. Serotonergic ro of hallucinogens in the treatment of anxiety and depression in patients suffering from a life-threatening disease: A systematic review. Prog Neuropsychopharmacolo Biol Psychiatry. 2018;81:1-10. 13. Grob CS, Danforth AL, Chopra GS, Hagerty M, McKay CR, Halberstadt AL, et al. -p Pilot study of psilocybin treatment for anxiety in patients with advanced-stage cancer. re Arch Gen Psychiatry. 2011;68:71-8. 14. Gasser P, Holstein D, Michel Y, Doblin R, Yazar-Klosinski B, Passie T, et al. lP Safety and efficacy of lysergic acid diethylamide-assisted psychotherapy for anxiety associated with life-threatening diseases. J Nerv Ment Dis. 2014;202:513-20. na 15. Ross S, Bossis A, Guss J, Agin-Liebes G, Malone T, Cohen B, et al. Rapid and sustained symptom reduction following psilocybin treatment for anxiety and depression ur in patients with life-threatening cancer: a randomized controlled trial. J Psychopharmacol. 2016;30:1165-80. Jo 16. Griffiths RR, Johnson MW, Carducci MA, Umbricht A, Richards WA, Richards BD, et al. Psilocybin produces substantial and sustained decreases in depression and anxiety in patients with life-threatening cancer: A randomized double-blind trial. J Psychopharmacol. 2016;30:1181-97. 32 17. Rucker JJ, Jelen LA, Flynn S, Frowde KD, Young AH. Psychedelics in the treatment of unipolar mood disorders: a systematic review. J Psychopharmacol. 2016;30(:1220-9. 18. Dos Santos RG, Bouso JC, Alcázar-Córcoles MÁ, Hallak JEC. Efficacy, tolerability, and safety of serotonergic psychedelics for the management of mood, anxiety, and substance-use disorders: a systematic review of systematic reviews. Expert ro of Rev Clin Pharmacol. 2018;11:889-902. 19. Carhart-Harris RL, Bolstridge M, Rucker J, et al. Psilocybin with psychological support for treatment-resistant depression: an open-label feasibility study. Lancet Psych. 2016;3:619-27. -p 20. COMPASS Pathways receives FDA Breakthrough Therapy designation for re psilocybin therapy for treatment-resistant depression. PRNewswire, October 23, 2018. Accessed on October 18 at: https://www.prnewswire.com/news-releases/compass- lP pathways-receives-fda-breakthrough-therapy-designation-for-psilocybin-therapy-fortreatment-resistant-depression-834088100.html. na 21. Krebs TS, Johansen PØ. Lysergic acid diethylamide (LSD) for alcoholism: metaanalysis of randomized controlled trials. J Psychopharmacol. 2012;26:994-1002. ur 22. Bogenschutz MP, Forcehimes AA, Pommy JA, Wilcox CE, Barbosa P, Strassman RJ. Psilocybin-assisted treatment for alcohol dependence: a proof-of-concept study. J Jo Psychopharmacol. 2015;29:289-99. 23. Johnson MW, Garcia-Romeu A, Cosimano MP, Griffiths RR. Pilot study of the 5HT2AR agonist psilocybin in the treatment of tobacco addiction. J Psychopharmacol. 2014; 28:983-92. 33 24. Whelan A, Johnson MI. Lysergic acid diethylamide and psilocybin for the management of patients with persistent pain: a potential role? Pain Manag. 2018;8:21729. 25. Moreno FA, Wiegand CB, Taitano EK, Delgado PL. Safety, tolerability, and efficacy of psilocybin in 9 patients with obsessive-compulsive disorder. J Clin Psychiatry. 2006;67:1735-40. ro of 26. Bouso JC, Dos Santos RG, Alcázar-Córcoles MÁ, Hallak JEC. Serotonergic psychedelics and personality: A systematic review of contemporary research. Neurosci Biobehav Rev. 2018;87:118–132. 27. Griffiths RR, Richards WA, McCann U, Jesse R. Psilocybin can occasion mystical- -p type experiences having substantial and sustained personal meaning and spiritual re significance. Psychopharmacology. 2006;187:268-83. 28. MacLean KA, Johnson MW, Griffiths RR. Mystical experiences occasioned by the lP hallucinogen psilocybin lead to increases in the personality domain of openness. J Psychopharmacol. 2011;25:1453-61. na 29. Carhart-Harris RL, Kaelen M, Bolstridge M, Williams TM, Williams LT, Underwood R, et al. The paradoxical psychological effects of lysergic acid diethylamide ur (LSD). Psychol Med. 2016;46:1379-90. 30. Schmid Y, Liechti ME. Long-lasting subjective effects of LSD in normal subjects. Jo Psychopharmacology. 2018;235:535-45. 31. Erritzoe D, Roseman L, Nour MM, MacLean K, Kaelen M, Nutt DJ, et al. Effects of psilocybin therapy on personality structure. Acta Psychiatr Scand. 2018;138:368-78. 34 32. Labate BC, Rose IS, Dos Santos RG. Ayahuasca religions: a comprehensive bibliography and critical essays. Santa Cruz: Multidisciplinary Association for Psychedelic Studies; 2009. 33. Dos Santos RG. The ethnopharmacology of ayahuasca. Trivandrum: Transworld Research Network; 2011. 34. McKenna DJ, Towers GH, Abbott F. Monoamine oxidase inhibitors in South ro of American hallucinogenic plants: tryptamine and beta-carboline constituents of ayahuasca. J Ethnopharmacol. 1984;10:195-223. 35. Riba J, Valle M, Urbano G, Yritia M, Morte A, Barbanoj MJ. Human pharmacology of ayahuasca: subjective and cardiovascular effects, monoamine metabolite excretion, -p and pharmacokinetics. J Pharmacol Exp Ther. 2003;306:73-83. re 36. Riba J, McIlhenny EH, Bouso JC, Barker SA. Metabolism and urinary disposition of N,N-dimethyltryptamine after oral and smoked administration: a comparative study. lP Drug Test Anal. 2015;7:401-6. 37. Burroughs WS, Ginsberg A (Harris O, ed.). The Yage Letters Redux. London: na Penguin Modern Classics; 2006. 38. Lees AJ. William Burroughs: Sailor of the Soul. J Psychoactive Drugs. ur 2017;49:385-92. 39. Grinspoon L, Balakar JB. Psychedelic drugs reconsidered. New York, The Jo Lindesmith Center; 1997. 40. Grob CS, McKenna DJ, Callaway JC, Brito GS, Neves ES, Oberlaender G, et al. Human psychopharmacology of hoasca, a plant hallucinogen used in ritual context in Brazil. J Nerv Ment Dis. 1996;184:86-94. 35 41. Bouso JC, González D, Fondevila S, Cutchet M, Fernández X, Ribeiro Barbosa PC, et al. Personality, psychopathology, life attitudes and neuropsychological performance among ritual users of Ayahuasca: a longitudinal study. PLoS One. 2012;7(8):e42421. 42. Dos Santos RG, Balthazar FM, Bouso JC, Hallak JE. The current state of research on ayahuasca: A systematic review of human studies assessing psychiatric symptoms, neuropsychological functioning, and neuroimaging. J Psychopharmacol. 2016;30:1230- ro of 42. 43. Dos Santos RG, Bouso JC, Hallak JEC. Ayahuasca, dimethyltryptamine, and psychosis: a systematic review of human studies. Ther Adv Psychopharmacol. 2017;7:141-57. -p 44. Dos Santos RG, Valle M, Bouso JC, Nomdedéu JF, Rodríguez-Espinosa J, re McIlhenny EH, et al. Autonomic, neuroendocrine, and immunological effects of ayahuasca: a comparative study with d-amphetamine. J Clin Psychopharmacol. lP 2011;31:717-26. 45. Riba J, Romero S, Grasa E, Mena E, Carrió I, Barbanoj MJ. Increased frontal and na paralimbic activation following ayahuasca, the pan-Amazonian inebriant. Psychopharmacology. 2006;186:93-8. ur 46. Dos Santos RG, Landeira-Fernandez J, Strassman RJ, Motta V, Cruz AP. Effects of ayahuasca on psychometric measures of anxiety, paniclike and hopelessness in Santo Jo Daime members. J Ethnopharmacol. 2007;112:507-13. 47. Ott J. Pharmacotheon: Entheogenic drugs, their plant sources and history. Kennewick, Natural Products Co; 1993. 48. Shulgin A, Shulgin A. TIHKAL: the continuation. Berkeley, Transform Press; 1997. 36 49. Hilber P, Chapillon P. Effects of harmaline on anxiety-related behavior in mice. Physiol Behav. 2005;86:164-7. 50. Farzin D, Mansouri N. Antidepressant-like effect of harmane and other betacarbolines in the mouse forced swim test. Eur Neuropsychopharmacol. 2006;16:324-8. 51. Fortunato JJ, Réus GZ, Kirsch TR, Stringari RB, Stertz L, Kapczinski F, et al. Acute harmine administration induces antidepressive-like effects and increases BDNF levels ro of in the rat hippocampus. Prog Neuropsychopharmacol Biol Psychiatry. 2009;33:1425-30. 52. Fortunato JJ, Reéus GZ, Kirsch TR, Stringari RB, Fries GR, Kapczinski F, et al. Effects of beta-carboline harmine on behavioral and physiological parameters observed in the chronic mild stress model: further evidence of antidepressant properties. Brain -p Res Bull. 2010;81:491-6. re 53. Fortunato JJ, Réus GZ, Kirsch TR, Stringari RB, Fries GR, Kapczinski F, et al. Chronic administration of harmine elicits antidepressant-like effects and increases lP BDNF levels in the rat hippocampus. J Neural Transm. 2010;117:1131-7. 54. Dos Santos RG, Osório FL, Crippa JA, Hallak JE. Antidepressive and anxiolytic na effects of ayahuasca: a systematic literature review of animal and human studies. Braz J Psychiatry. 2016;38:65-72. ur 55. Gillin JC, Kaplan J, Stillman R, Wyatt RJ. The psychedelic model of schizophrenia: the case of N,N-dimethyltryptamine. Am J Psychiatry. 1976;133:203-8. Jo 56. Cameron LP, Benson CJ, DeFelice BC, Fiehn O, Olson DE. Chronic, intermittent microdoses of the psychedelic N,N-dimethyltryptamine (DMT) produce positive effects on mood and anxiety in rodents. ACS Chem Neurosci. 2019;10:3261-3270. 37 57. Lima LM, Ferreira MS, Ávila AA, Perazzo FF, Schneedorf JM, Hinsberger A, et al. Ayahuasca central nervous system effects: behavioral study. Arztezeitschrift Naturheilverfahren. 2006;47:476-80. 58. Pic-Taylor A, da Motta LG, de Morais JA, Junior WM, Santos Ade F, Campos LA, et al. Behavioural and neurotoxic effects of ayahuasca infusion (Banisteriopsis caapi and Psychotria viridis) in female Wistar rat. Behav Processes. 2015;118:102-10. ro of 59. da Silva FS, Silva EAS, Sousa Jr. GM, Maia-de-Oliveira JP, Soares-Rachetti VP, de Araujo DB, et al. Acute effects of ayahuasca in a juvenile non-human primate model of depression. Braz J Psychiatry. 2018;41:280-8. 60. Osório Fde L, Sanches RF, Macedo LR, Santos RG, Maia-de-Oliveira JP, Wichert- -p Ana L, et al. Antidepressant effects of a single dose of ayahuasca in patients with re recurrent depression: a preliminary report. Rev Bras Psiquiatr. 2015;37:13-20. 61. Sanches RF, de Lima Osório F, Dos Santos RG, Macedo LR, Maia-de-Oliveira JP, lP Wichert-Ana L, et al. Antidepressant effects of a single dose of ayahuasca in patients with recurrent depression: a SPECT study. J Clin Psychopharmacol. 2016;36:77-81. na 62. Palhano-Fontes F, Barreto D, Onias H, Andrade KC, Novaes MM, Pessoa JA, et al. Rapid antidepressant effects of the psychedelic ayahuasca in treatment-resistant ur depression: a randomized placebo-controlled trial. Psychol Med. 2019;49:655-663. 63. Nunes AA, Dos Santos RG, Osório FL, Sanches RF, Crippa JA, Hallak JE. Effects Jo of ayahuasca and its alkaloids on drug dependence: a systematic literature review of quantitative studies in animals and humans. J Psychoactive Drugs. 2016;48:195-205. 64. Godinho AF, Silva MC, Kawashima JD, Horta DF, Anselmo F, De Fraia D. Ayahuasca modifies amphetamine self ingestion and modifies anxiety and locomotor activity in adolescent rats. eJBio. 2017;13:159-65 38 65. Cata-Preta EG, Serra YA, Moreira-Junior EC, Reis HS, Kisaki ND, Libarino-Santos M, et al. Ayahuasca and its DMT- and β-carbolines–containing ingredients block the expression of ethanol-induced conditioned place preference in mice: role of the treatment environment. Front Pharmacol. 2018;9:561. 66. Barbosa PC, Strassman RJ, da Silveira DX, Areco K, Hoy R, Pommy J, et al. Psychological and neuropsychological assessment of regular hoasca users. Compr ro of Psychiatry. 2016;71:95-105. 67. Lawn W, Hallak JE, Crippa JA, Dos Santos R, Porffy L, Barratt MJ, et al. Well- being, problematic alcohol consumption and acute subjective drug effects in past-year ayahuasca users: a large, international, self-selecting online survey. Sci Rep. -p 2017;7:15201. re 68. Barbosa PCR, Tófoli LF, Bogenschutz MP, Hoy R, Berro LF, Marinho EAV, et al. Assessment of alcohol and tobacco use disorders among religious users of ayahuasca. lP Front Psychiatry. 2018;9:136. 69. Cruz JI, Nappo SA. Is ayahuasca an option for the treatment of crack cocaine na dependence? J Psychoactive Drugs. 2018;50:247-55. 70. Argento E, Capler R, Thomas G, Lucas P, Tupper KW. Exploring ayahuasca- ur assisted therapy for addiction: A qualitative analysis of preliminary findings among an Indigenous community in Canada. Drug Alcohol Rev. 2019; doi: 10.1111/dar.12985. Jo 71. Berlowitz I, Walt H, Ghasarian C, Mendive F, Martin-Soelch C. Short-term treatment effects of a substance use disorder therapy involving traditional Amazonian medicine. J Psychoactive Drugs. 2019; doi: 10.1080/02791072.2019.1607956. 39 72. Soler J, Elices M, Franquesa A, Barker S, Friedlander P, Feilding A, et al. Exploring the therapeutic potential of ayahuasca: acute intake increases mindfulness-related capacities. Psychopharmacology. 2016;233:823-9. 73. Sampedro F, de la Fuente Revenga M, Valle M, Roberto N, Domínguez-Clavé E, Elices M, et al. Assessing the psychedelic “after-glow” in ayahuasca users: post-acute neurometabolic and functional connectivity changes are associated with enhanced ro of mindfulness capacities. Int J Neuropsychopharmacol. 2017;20:698-711. 74. Franquesa A, Sainz-Cort A, Gandyd S, Soler J, Alcázar-Córcoles MA, Bouso JC. Psychological variables implied in the therapeutic effect of ayahuasca: a contextual approach. Psychiatry Res. 2018;264:334-9. -p 75. Soler J, Elices M, Dominguez-Clave E, Pascual JC, Feilding A, Navarro-Gil M, et re al. Four weekly ayahuasca sessions lead to increases in “acceptance” capacities: a comparison study with a standard 8-week mindfulness training program. Front lP Pharmacol. 2018;9:224. 76. Uthaug MV, van Oorsouw K, Kuypers KPC, van Boxtel M, Broers NJ, Mason NL, na et al. Sub-acute and long-term effects of ayahuasca on affect and cognitive thinking style and their association with ego dissolution. Psychopharmacology. 2018;235:2979- ur 89. 77. Domínguez-Clavé E, Soler J, Pascual JC, Elices M, Franquesa A, Valle M, et al. Jo Ayahuasca improves emotion dysregulation in a community sample and in individuals with borderline-like traits. Psychopharmacology. 2019;236:573-80. 78. Bouso JC, Palhano-Fontes F, Rodríguez-Fornells A, Ribeiro S, Sanches R, Crippa JA, et al. Long-term use of psychedelic drugs is associated with differences in brain structure and personality in humans. Eur Neuropsychopharmacol. 2015;25:483-92. 40 79. Renelli M, Fletcher J, Tupper KW, Files N, Loizaga-Velder A, Lafrance A. An exploratory study of experiences with conventional eating disorder treatment and ceremonial ayahuasca for the healing of eating disorders. Eat Weight Disord. 2018; doi: 10.1007/s40519-018-0619-6. 80. González D, Carvalho M, Cantillo J, Aixalá M, Farré M. Potential use of ayahuasca in grief therapy. Omega. 2019;79:260-85. ro of 81. Ona G, Kohek M, Massaguer T, Gomariz A, Jiménez DF, Dos Santos RG, et al. Ayahuasca and public health: health status, psychosocial well-being, lifestyle, and coping strategies in a large sample of ritual ayahuasca users. J Psychoactive Drugs. 2019;51:135-45. -p 82. Vollenweider FX, Leenders KL, Scharfetter C, et al. Positron emission tomography re and fluorodeoxyglucose studies of metabolic hyperfrontality and psychopathology in the psilocybin model of psychosis. Neuropsychopharmacol. 1997;16:357-72. lP 83. Rickli A, Moning OD, Hoener MC, Liechti ME. Receptor interaction profiles of novel psychoactive tryptamines compared with classic hallucinogens. Eur na Neuropsychopharmacol. 2016;26:1327-37. 84. Preller KH, Herdener M, Pokorny T, Planzer A, Kraehenmann R, Stämpfli P, et al. ur The fabric of meaning and subjective effects in LSD-induced states depend on serotonin 2A receptor activation. Curr Biol. 2017;27:451-7. Jo 85. Dos Santos RG, Osório FL, Crippa JAS, Hallak JEC. Classical hallucinogens and neuroimaging: A systematic review of human studies. Neurosci Biobehav Rev. 2016 Dec;71:715-28. 41 86. Marek GJ. Interactions of hallucinogens with the glutamatergic system: permissive network effects mediated through cortical layer V pyramidal neurons. Curr Top Behav Neurosci. 2018;36:107-35. 87. Murnane KS. The renaissance in psychedelic research: What do preclinical models have to offer. Prog Brain Res. 2018;242:25-67. 88. Ly C, Greb AC, Cameron LP, Wong JM, Barragan EV, Wilson PC, et al. ro of Psychedelics promote structural and functional neural plasticity. Cell Rep. 2018;23:3170-82. 89. Olson DE. Psychoplastogens: a promising class of plasticity-promoting neurotherapeutics. J Exp Neurosci. 2018;12:1179069518800508. -p 90. Liu F, Wu J, Gong Y, Wang P, Zhu L, Tong L, Harmine produces antidepressant- re like effects via restoration of astrocytic functions. Prog Neuropsychopharmacol Biol Psychiatry. 2017;79:258-67. lP 91. Dakic V, Maciel RM, Drummond H, Nascimento JM, Trindade P, Rehen SK. Harmine stimulates proliferation of human neural progenitors. PeerJ. 2016;4:e2727. na 92. Morales-García JA, Revenga MdlF, Alonso-Gil S, Rodríguez-Franco MI, Feilding A, Perez-Castillo A, et al. The alkaloids of Banisteriopsis caapi, the plant source of the ur Amazonian hallucinogen Ayahuasca, stimulate adult neurogenesis in vitro. Sci Rep. 2017;7:5309. Jo 93. Dos Santos RG, Hallak JE. Effects of the natural β-carboline alkaloid harmine, a Main constituent of ayahuasca, in Memory and in the hippocampus: a Systematic literature review of preclinical studies. J Psychoactive Drugs. 2017;49:1-10. 94. Szabo A, Kovacs A, Riba J, Djurovic S, Rajnavolgyi E, Frecska E. The endogenous hallucinogen and trace amine N,N-dimethyltryptamine (DMT) displays potent 42 protective effects against hypoxia via sigma-1 receptor activation in human primary iPSC-derived cortical neurons and microglia-like immune cells. Front Neurosci. 2016;10:423. 95. de Almeida RN, Galvão ACM, da Silva FS, Silva EADS, Palhano-Fontes F, Maiade-Oliveira JP, et al. Modulation of serum brain-derived neurotrophic factor by a single dose of ayahuasca: observation from a randomized controlled trial. Front Psychol. ro of 2019;10:1234. 96. Galvão ACM, Almeida RN, Silva EAS, Freire FA, Palhano-Fontes F, Onias H, et al. Cortisol modulation by ayahuasca in patients with treatment resistant depression and healthy controls. Front Psychiatry. 2018;9:185. -p 97. Valle M, Maqueda AE, Rabella M, Rodríguez-Pujadas A, Antonijoan RM, Romero re S, et al. Inhibition of alpha oscillations through serotonin-2A receptor activation underlies the visual effects of ayahuasca in humans. Eur Neuropsychopharmacol. lP 2016;26:1161-75. 98. Carhart-Harris RL, Erritzoe D, Williams T et al. Neural correlates of the psychedelic na state as determined by fMRI studies with psilocybin. Proc Natl Acad Sci USA. 2012;109:2138-43. ur 99. Palhano-Fontes F, Andrade KC, Tofoli LF, Santos AC, Crippa JA, Hallak JE, et al. The psychedelic state induced by ayahuasca modulates the activity and connectivity of Jo the default mode network. PLoS One. 2015;10:e0118143. 100. Muller F, Dolder PC, Schmidt A, Liechti ME, Borgwardt S. Altered network hub connectivity after acute LSD administration. Neuroimage Clin. 2018;18:694-701. 43 101. Kraehenmann R, Schmidt A, Friston K, Preller KH, Seifritz E, Vollenweider FX. The mixed serotonin receptor agonist psilocybin reduces threat-induced modulation of amygdala connectivity. NeuroImage Clin. 2016;11:53-60. 102. Mueller F, Lenz C, Dolder PC, Harder S, Schmid Y, Lang UE, et al. Acute effects of LSD on amygdala activity during processing of fearful stimuli in healthy subjects. Transl Psychiatry. 2017;7:e1084-5. 103. Kometer M, Schmidt A, Jäncke L, Vollenweider FX. Activation of serotonin 2A ro of receptors underlies the psilocybin psilocybin-induced effects on α oscillations, N170 visual-evoked potentials, and visual hallucinations. J Neurosci. 2013;33:10544-51. 104. Alonso JF, Romero S, Mañanas MA, et al. Serotonergic psychedelics temporarily -p modify information transfer in humans. Int J Neuropsychopharmacol. 2015;18:1-9. re 105. Liechti ME, Dolder PC, Schmid Y. Alterations in consciousness and mystical-type experiences after acute LSD in humans. Psychopharmacology. 2017;234:1499-1510. lP 106. Speranza L, Labus J, Volpicelli F, et al. Serotonin 5-HT7 receptor increases the density of dendritic spines and facilitates synaptogenesis in forebrain neurons. J na Neurochem. 2017;141:647-61. 107. Nichols DE. Chemistry and structure-activity relationships of psychedelics. Curr ur Top Behav Neurosci. 2018;36:1-43. 108. Garcia-Garcia AL, Newman-Tancredi A, Leonardo ED. 5-HT1A receptors in mood Jo and anxiety: recent insights into autoreceptor versus heteroreceptor function. Psychopharmacology. 2014;231:623-36. 109. Canal CE, Murnane KS. The serotonin 5-HT2C receptor and the non-addictive nature of classic hallucinogens. J Psychopharmacol. 2017;31:127-43. 44 110. Kometer M, Schmidt A, Bachmann R, Studerus E, Seifritz E, Vollenweider FX. Psilocybin biases facial recognition, goal-directed behavior, and mood state toward positive relative to negative emotions through different serotonergic subreceptors. Biol Psychiatry. 2012;72:898-906. 111. Dolder PC, Schmid Y, Müller F, Borgwardt S, Liechti ME. LSD acutely impairs fear recognition and enhances emotional empathy and sociality. ro of Neuropsychopharmacol. 2016;41:2638-46. 112. Rocha JM, Osório FL, Crippa JAS, Bouso JC, Rossi GN, Hallak JEC, et al. Serotonergic hallucinogens and recognition of facial emotion expressions: a systematic review of the literature. Ther Adv Psychopharmacol. 2019;9:2045125319845774. -p 113. Stroud JB, Freeman TP, Leech R, et al. Psilocybin with psychological support Psychopharmacol. 2018;235:459-66. re improves emotional face recognition in treatment-resistant depression. J lP 114. Kuypers KP, Riba J, de la Fuente Revenga M, Barker S, Theunissen EL, Ramaekers JG. Ayahuasca enhances creative divergent thinking while decreasing na conventional convergent thinking. Psychopharmacology. 2016;233:3395-403. 115. Bogenschutz MP, Podrebarac SK, Duane JH, Amegadzie SS, Malone TC, Owens ur LT, et al. Clinical interpretations of patient experience in a trial of psilocybin-assisted psychotherapy for alcohol use disorder. Front Pharmacol. 2018;9:100. Jo 116. Nielson EM, May DG, Forcehimes AA, Bogenschutz MP. The psychedelic debriefing in alcohol dependence treatment: illustrating key change phenomena through qualitative content analysis of clinical sessions. Front Pharmacol. 2018;9:132. 117. Radvansky BM, Puri S, Sifonios AN, Eloy JD, Le V. Ketamine - a narrative review of its uses in medicine. Am J Ther. 2016;23:e1414-26. 45 118. Canadian Agency for Drugs and Technologies in Health (CADTH) issues in emerging health technologies, issue 176: esketamine for treatment-resistant depression. Jo ur na lP re -p ro of Ottawa: CADTH; 2019. 46 Figure legends Figure 1. In Brazil and Peru, ayahuasca is usually prepared with the stalks of the Banisteriopsis caapi vine (upper left) and with the leaves of the Psychotria viridis bush (lower left). The prolonged decoction of the plants (center) creates a brownish and bitter brew that can vary in alkaloid content and visual appearance depending on the ur na lP re -p ro of preparation method (right). Photographs by Giordano Novak Rossi. Jo Figure 2. Chemical structures of the main ayahuasca alkaloids. DMT, N,Ndimethyltryptamine; THH, tetrahydroharmine. 47 ro of -p re Figure 3. Timeline of the most relevant historical developments in the scientific Jo ur na N,N-dimethyltryptamine. lP research of ayahuasca in the last 15 years (see text for details and references). DMT, 48 49 ro of -p re lP na ur Jo Tables Table 1. Main therapeutic properties of LSD and psilocybin and level of evidence1 Anxiolytic Justification Moderate Limited preclinical evidence; evidence from few, small Phase II RCTs in patients with advanced-stage cancer and nonmalignant life-threatening diseases (LSD, psilocybin) and with treatment-resistant MDD (psilocybin) Moderate Limited preclinical evidence; evidence from few, small open-label trials and Phase II RCTs in patients with advanced-stage cancer and non-malignant life-threatening diseases (LSD, psilocybin) and with treatment-resistant MDD (psilocybin) Low/Moderate Limited preclinical evidence; evidence from few, small open-label trials (psilocybin for tobacco and alcohol dependence) and Phase II RCTs (LSD for alcohol dependence) ur na lP Antiaddictive re -p Antidepressive Level of evidence ro of Therapeutic effect Jo Other effects Low Personality: limited and mixed evidence from Phase I RCTs (LSD, psilocybin) and from a small open-label trial with depressed patients (psilocybin) OCD: limited preclinical evidence; evidence from a Phase II RCT with OCD patients (psilocybin) Analgesic: limited preclinical evidence; evidence from few, small open-label trials and case series in patients with cancerrelated pain 1 Adapted from Dos Santos et al. 2018.18 LSD: lysergic acid diethylamide; MDD: major depressive disorder; OCD: obsessivecompulsive disorder; RCT: randomized controlled trial. 50 Table 2. Main therapeutic properties of ayahuasca and its alkaloids and level of evidence1 Antiaddictive Low/Moderate Limited preclinical evidence (DMT); evidence from observational studies (ayahuasca), Phase I (ayahuasca) and Phase II (ayahuasca for anxiety symptoms in patients with treatmentresistant MDD) RCTs Moderate Preclinical evidence (harmine, ayahuasca); evidence from observational studies (ayahuasca), Phase I (ayahuasca) and Phase II (ayahuasca for depressive symptoms in patients with treatmentresistant MDD) RCTs Low/Moderate Preclinical evidence (harmine, ayahuasca); evidence from observational studies (ayahuasca) ro of Antidepressive Justification -p Anxiolytic Level of evidence re Therapeutic effect lP Other effects: Evidence from naturalistic/observational studies (ayahuasca) na Personality, cognition, eating Low/Moderate disorders, grieving, mindfulness-related capacities, general health Adapted from Dos Santos et al. 2018.18 MDD: major depressive disorder; RCT: randomized controlled trial. Jo ur 1 51 Table 3. Main serotoninergic and non-serotoninergic targets for LSD, psilocybin and ayahuasca alkaloids (DMT and β-carbolines) Drug Targets (possible effects) 5HT1A (anxiolytic, antidepressive) 5HT2A (anxiolytic, antidepressive, neuroplasticity)82,84,97,103 5HT2C (antiaddictive) 5HT7 (neuroplasticity) GLU (antidepressive, neuroplasticity)73 Psilocybin BDNF (antidepressive, neuroplasticity)95 DMT AMPA (neuroplasticity) mTOR (neuroplasticity) -p TrkB (neuroplasticity) ro of LSD re sigma-1 (DMT; anxiolytic, antidepressive, neuroprotection) lP Cortisol (ayahuasca; antidepressive)96 RIMAs (antidepressive)35 na SRI (THH; antidepressive) BDNF (antidepressive, neuroplasticity) GLT-1 (harmine; neuroprotection) ur β-carbolines (harmine, THH, harmaline) Jo Neurogenesis (antidepressive, neuroplasticity) Glia/astrocytes (harmine; antidepressive, neuroplasticity) Targets marked in bold have been implicated in the effects of psychedelics in humans (references in the table; for the other targets see references in the text). AMPA: alpha-amino-3-hydroxy-methyl-5-4-isoxazolpropionic glutamatergic receptor; GLT-1: glutamate transporter 1; GLU: glutamate; mTOR: mammalian target of rapamycin; RIMAs: reversible inhibitors of monoamine oxidase type A; SRI: serotonin reuptake inhibitor; THH: tetrahydroharmine; TrkB: tyrosine kinase B receptor. 52 53 ro of -p re lP na ur Jo