ORIGINAL ARTICLE A comparative assessment of the perception of Chinese facial profile esthetics Jen Soh,a Ming Tak Chew,b and Hwee Bee Wongc Singapore Introduction: The aim of this study was to compare the perception of male and female Chinese facial profile esthetics between dental professionals, dental students, and laypersons. Material: The sample comprised 31 dental professionals (20 orthodontists, 11 oral surgeons), 92 dental students, and 152 laypersons in an Asian community. The facial profile photographs and lateral cephalometric radiographs of a Chinese man and a woman, each with a normal profile, a Class I incisor relationship, and a Class I skeletal pattern, were digitized. The digital images were modified to obtain 7 facial profiles for each sex. The images were constructed by altering cephalometric skeletal and dental hard tissue Chinese normative values by 2 standard deviations in the anteroposterior plane only. The 7 profiles were (1) bimaxillary protrusion, (2) protrusive mandible, (3) retrusive mandible, (4) normal profile (Class I incisor with Class I skeletal pattern), (5) retrusive maxilla, (6) protrusive maxilla, and (7) bimaxillary retrusion. Results: Normal and bimaxillary retrusion Chinese male and female profiles were perceived to be highly attractive by all 3 groups. Profiles with a protrusive mandible were perceived to be the least attractive. Dental professionals, dental students, and laypersons were highly correlated for the perception of male (r ⬎ 0.67) and female (r ⬎ 0.93) profile esthetics. All correlation coefficients were found to be significant for the perception of female profiles, but, for male profiles, only the correlation coefficient between dental students and laypersons was significant. Conclusions: Chinese male and female profiles that were normal or had bimaxillary retrusion were perceived to be highly attractive by dental professionals, dental students, and laypersons, and profiles with a protrusive mandible were perceived to be the least attractive. Dental students and laypersons were more tolerant of a male profile with a retrusive mandible than were dental professionals, and all groups were more tolerant of bimaxillary protrusion in women than in men. Dental professionals, dental students, and laypersons had a similar trend in male and female esthetic preferences. The perception of female profiles by all 3 groups was highly and significantly correlated. Only the perception of male esthetics by dental students and laypersons was not significantly correlated with dental professionals. (Am J Orthod Dentofacial Orthop 2005;127:692-9) M odern society has placed a strong emphasis on physical attractiveness; facial esthetics is an important attribute upon which opinions and perceptions of character a bility are conceived.1-6 Researchers in cognitive science have proposed that human perception of facial attractiveness could be a biological impetus for mate selection in human reproduction. Facial symmetry and average proportion in women were found to be significant facial features that influence the selection process by men, whereas enhanced secondary male sexual characteristics were the primary feature that affected women’s a Assistant professor, Faculty of Dentistry, National University Hospital, Singapore b Consultant, National Dental Centre, Department of Orthodontics, Singapore c Biostatistician, Clinical Trials and Epidemiology Research Unit, Singapore Reprint requests to: Dr Jen Soh, Faculty of Dentistry, National University Hospital, 5 Lower Kent Ridge Rd, Main Building, Singapore 119 074; e-mail, pndsj@nus.edu.sg. Submitted, September 2003; revised and accepted, February 2004. 0889-5406/$30.00 Copyright © 2005 by the American Association of Orthodontists. doi:10.1016/j.ajodo.2004.02.018 692 choices.7-9 The results of these studies suggest that population norms and sexual dimorphism were influential in the perception of facial attractiveness. Selfperception of dentofacial attractiveness is an important patient factor in orthodontic treatment uptake.10-13 This wa s most evident in adults who seek treatment.14,15 The main motivation in adults who had undergone orthognathic surgery was the desire to improve facial esthetics.16-20 Arpino et al21 found that orthognathic surgery patients were the least tolerant to deviations from the preferred facial profile image as compared with clinicians. Self-perception of facial aesthetics did not always correlate with morphometric measurements such as physical characteristics and cephalometric values.22-25 A recent study on the psychosocial effects of orthognathic surgery concluded that orthognathic surgery patients generally had improvements in selfesteem, and body and facial image with better social adjustment.26 The final goal of orthodontic treatment is to achieve a harmonious dentofacial complex with a good skeletal, American Journal of Orthodontics and Dentofacial Orthopedics Volume 127, Number 6 dental, and soft tissue balance in function and esthetics. A key aspect of orthodontic diagnosis and treatment planning is soft tissue evaluation, which includes the assessment of soft tissue-profile esthetics.27-33 Soft tissue-profile changes associated with surgical and nonsurgical orthodontic treatment have been studied previously.34-39 Both orthodontists and oral surgeons are involved in treatment that affects the facial profile, and their perceptions of facial esthetics will influence the treatment plan. Moreover, many surgical plans are visualized in the anteroposterior plane through a conventional or computer-assisted cephalometric tracing that predicts the soft tissue profile. Ackerman and Proffit40 provided clinical guidelines for facial-profile esthetics. As with all clinical judgments, an element of subjectivity in one’s perception of an esthetic profile would be expected. In addition, orthodontists’ and oral surgeons’ perceptions of esthetics would be regarded as the “gold standard” to which the treatment outcome would be directed. However, the perceptions of patients might not be consistent with those of clinicians,20 so that patients’ subjective responses about facial esthetics should be of interest to orthodontists and oral surgeons. Such information could facilitate communication between clinicians and patients. Previous methods used to assess facial profile attractiveness included profile line drawings, silhouettes, facial photographs, and photographic transparencies.41-44 Kerr and O’Donnell44 found that subjects with Class I malocclusions were rated more facially attractive than those with Class II Division 1 or Class III malocclusions. In addition, art students and parents were less critical in their assessments than orthodontists and dental students. The study by Phillips et al43 on the perception of facial attractiveness of white women found that skeletal Class I patients were ranked the most attractive, whereas Class II patients who opted for orthognathic surgery were ranked the least attractive. The Class II patients also perceived themselves to be less attractive. There was good agreement in the ranking trend among patients, peers, and clinicians. Recent studies have used software programs for cephalometric analysis and surgical prediction to generate digitized facial photographs for research on facial esthetics assessment. Maganzini et al45 found that native Chinese laypersons considered male profiles with either dental retrusion or bimaxillary protrusion in a balanced skeletal relationship to be equally attractive. The Chinese female profile with maxillary retrusion was found to be as attractive as a skeletal Class I profile with Chinese cephalometric norms. Male and female profiles with either a retrognathic or a prognathic mandible were found to be unattractive. A study by Mantzikos46 on the Soh, Chew, and Wong 693 Japanese population found that a straight profile was ranked the best, and mandibular retrognathic and prognathic profiles were ranked poorly. Lew et al47 studied the facial profile preferences of Asian teenagers and found that orthognathic and mandibular prognathic profiles were ranked the best and worst, respectively. Cochrane et al48 compared the perceptions between clinicians, dental students, and the public in a white community. Significant differences in the perceptions of the 3 groups were found, with a greater tendency for clinicians to rank a skeletal Class I profile as the most attractive. The study by Spyropoulos and Halazonetis49 concluded that the perception of facial attractiveness was affected by soft tissue outline form, with good correlation between laypersons and orthodontists. However, orthodontists tended to give higher rating scores than laypersons. The aim of this study was to compare the perceptions of male and female Chinese facial profile esthetics between dental professionals, dental students, and laypersons. MATERIAL AND METHODS The sample consisted of 31 dental professionals (20 orthodontists, 11 oral surgeons), 92 dental students, and 152 laypersons from an Asian community. The laypersons were well educated and not employed in hospitals. Table I describes the characteristics of the total sample. Profile 35-mm slides of a Chinese man and a Chinese woman with Class I occlusions and normal Chinese cephalometric values50 were scanned by using a Coolscan III film scanner (1350 pixels/in, 3669 x 2273 pixels, Nikon, Tokyo, Japan). Adobe Photoshop (version 7.0, San Jose, Calif) was used to convert the color image into a gray scale. Lateral cephalograms of the 2 subjects taken with natural head posture were scanned by using an Epson Twain Pro backlit scanner (150 pixels/in, 884 x 1231 pixels, Seiko, Nagano, Japan). The lateral cephalogram and profile image of each subject were sized and matched by using computer-assisted simulation system for orthognathic surgery (CASSOS) 2001 cephalometric software (SoftEnable Technology, Hong Kong). The original images (M4 of Fig 1, F5 of Fig 2) with their respective lateral cephalograms were later used to generate 6 other manipulated images by altering the hard tissue cephalometric normative values by at least 2 standard deviations. The facial profile images were digitally manipulated in the anteroposterior plane with little or no changes to the vertical plane. This was carried out so that each generated profile had a normal vertical proportion. These 7 profiles accounted for the possible anteroposterior growth variations of the maxilla and 694 Soh, Chew, and Wong Table I. American Journal of Orthodontics and Dentofacial Orthopedics June 2005 Demographic data by groups Characteristic Race Chinese Non-Chinese Sex Male Female Age (years) Mean (SD) Median Range Dental professionals (n ⫽ 31) Dental students (n ⫽ 92) Laypersons (n ⫽ 152) 30 (96.8%) 1 (3.2%) 87 (94.6%) 5 (5.4%) 97 (63.8%) 55 (36.2%) 16 (51.6%) 15 (48.4%) 54 (58.7%) 38 (45.2%) 37 (24.3%) 115 (75.7%) 33.8 (6.0) 32.0 25.0-49.0 22.5 (1.5) 22.0 20.0-26.0 24.5 (4.4) 23.0 19.0-41.0 mandible as well as the bimaxillary protrusive profile typically seen in Chinese subjects and the bimaxillary retrusive profile, which is the straight profile usually seen in white subjects. Each image had only 1 skeletal or bimaxillary dental component manipulated. The Chinese male and female profiles are as follows: M1 and F3 (bimaxillary protrusion) represented profiles having advanced maxillary and mandibular anterior alveolar segments with increased maxillary and mandibular incisal inclination to produce upper and lower lip protrusion without altering the anteroposterior position of the mandible. M2 and F4 (protrusive mandible) represented profiles with anterior advancement of the mandible only. M3 and F1 (retrusive mandible) represented profiles with posterior positioning of the mandible only. M4 and F5 (normal profile) represented normal Chinese profiles with skeletal Class I basal relationships and Class I incisors with average normative cephalometric values. They were used as the templates from which the other 6 profiles were derived. M5 and F2 (retrusive maxilla) were digitally constructed profiles with posterior positioning of the maxilla only. M6 and F6 (protrusive maxilla) were digitally constructed profiles with anteriorly advanced maxillae only. M7 and F7 (bimaxillary retrusion) were digitally constructed to represent flatter profiles with upright maxillary and mandibular incisors and less protrusive anterior alveolar segments resembling white profile features. The participants were asked to rank the 7 profiles of each sex on a scale of 1 (very attractive) to 7 (least attractive) without any repeat of rank at the same session. The 7 profiles of each sex were placed sideby-side for assessment at the same session. The participants were also asked which feature of the profile was most influential in their overall ranking by selecting 1 of these choices: (1) forehead, (2) nose, (3) upper lip, (4) lower lip, (5) chin, (6) upper and lower lip, and (7) upper lip, lower lip, and chin. All statistical analyses were carried out by using SPSS (Version 11.0, SPSS, Chicago, Ill). Rank scores given by dental professionals, dental students, and laypersons for each profile were compared with Kruskal-Wallis tests. Pair-wise comparisons were performed with Mann-Whitney U tests (compared with an adjusted P value of .0167, Bonferroni adjustment technique). Mean ranks for each profile were also calculated. Spearman rank correlation coefficients were used to determine the similarity between the perceptions of dental professionals, dental students, and laypersons. Statistical significance was set at P ⬍ .05 unless otherwise adjusted. RESULTS Table I gives the demographic data of our study. Of the 275 participants, 77.8% were Chinese and 61.1% were women. The mean (SD) age of the participants was 24.9 (5.1) years. “Upper lip, lower lip, and chin” was chosen by the majority (61.7%) as the most influential feature of the profile in their overall ranking, as shown in Table II. The mean ranks of dental professionals (DP), dental students (DS), and laypersons (LP) for the profiles are shown in Table III. Of the male profiles, the normal profile (M4) and the protrusive mandible (M2) were ranked the most and least attractive, respectively, by all 3 groups. There was no significant difference in the rank scores for bimaxillary protrusion (M1), retrusive maxilla (M5), and protrusive maxilla (M6). Significant differences were found in the rank scores for protrusive mandible (M2), retrusive mandible (M3), normal profile (M4), and bimaxillary retrusion (M7, P ⬍ .001). Pair-wise comparisons showed that DS ranked M2 marginally worse than DP (P ⬍ .001) and LP (P ⬍ .001). DP ranked M3 less attractive compared with DS (P ⬍ .001) and LP (P ⬍ 0.001). DP (P ⫽ .001) and DS (P ⫽ .001) ranked M4 slightly more attractive than LP, although all 3 groups found M4 to be the most attractive in each group. DP ranked M7 more attractive when compared with DS (P ⬍ .001) and LP (P ⬍ .001). Among the female profiles, bimaxillary retrusion (F7) was ranked the most attractive by DP and LP, and the normal profile (F5) was ranked the most attractive profile by DS. Protrusive mandible (F4) was ranked as the least attractive profile by all 3 groups. There was no significant difference in the rank scores for retrusive mandible (F1), retrusive maxilla (F2), bimaxillary protrusion (F3), and normal profile (F5). Significant differences were found in the ranking of protrusive man- Soh, Chew, and Wong 695 American Journal of Orthodontics and Dentofacial Orthopedics Volume 127, Number 6 Fig 1. Male facial profiles: M1, bimaxillary protrusion; M2, protrusive mandible; M3, retrusive mandible; M4, normal profile; M5, retrusive maxilla; M6, protrusive maxilla; M7, bimaxillary retrusion. Fig 2. Female facial profiles: F1, retrusive mandible; F2, retrusive maxilla; F3, bimaxillary protrusion; F4, protrusive mandible; F5, normal profile; F6, protrusive maxilla; F7, bimaxillary retrusion. dible (F4) (P ⬍ .001), protrusive maxilla (F6) (P ⫽ .002), and bimaxillary retrusion (F7, P ⫽ .002). Pairwise comparison found that DP (P ⫽ .004) and DS (P ⬍ .001) ranked F4 less attractive than LP, although all 3 groups found F4 to be the least attractive. DS ranked F6 more attractive than LP (P ⫽ .001). The mean rank for F7 scored by DP was about 1 rank score lower than DS (P ⬍ .001) and LP (P ⫽ .003), although all 3 groups ranked F7 on the attractive end of the ranking scale. High and positive correlations in the ranking of male and female esthetics are shown in Table IV. The correlation in the ranking of male esthetics was significant between DS and LP only (P ⬍ .001). However, all the correlations in the ranking of female esthetics were significant (P ⬍ .05). DISCUSSION Improvements in research methodology were made in this study in contrast to the previous study by Lew et al.47 Both studies were conducted on the same Asian population, but at different times. Our study included facial profiles of both sexes for assessment. In addition, the generated profiles included images from manipulation of the maxilla, the mandible, or a dental component to account for the different skeletal Class II and III patterns with an isolated single jaw discrepancy. Facial profiles with vertical disproportions were not included because many surgical-orthodontic treatment plans would normally include correction of vertical skeletal discrepancies independent of patients’ main concerns. Adult laypersons were chosen instead of teenagers 696 Soh, Chew, and Wong American Journal of Orthodontics and Dentofacial Orthopedics June 2005 Table II. Most influential profile feature used for ranking facial profile esthetics Feature Upper face Forehead Nose Lower face Upper lip Lower lip Chin only Upper and lower lip Upper and lower lip and chin Dental professionals (n ⫽ 31) Dental students (n ⫽ 92) Laypersons (n ⫽ 152) 0 (0.0%) 0 (0.0%) 0 (0.0%) 6 (6.6%) 3 (2.0%) 24 (15.8%) 0 (0.0%) 0 (0.0%) 2 (6.5%) 1 (3.2%) 0 (0.0%) 2 (2.2%) 12 (13.2%) 10 (11.0%) 2 (1.3%) 4 (2.6%) 22 (14.5%) 17 (11.2%) 28 (90.3%) 61 (67.0%) 80 (52.6%) because of the recent trend of more adults seeking orthodontic treatment and orthognathic surgery. Blackand-white digital images were developed to eliminate any possible influence of skin and hair color. The manipulated profile images were generated without extreme anteroposterior hard tissue changes to provide the more realistic soft tissue profiles encountered clinically. The order of arrangement was different between the male and female profiles to prevent profile pattern recognition during the assessment. A straight profile (normal or bimaxillary retrusion) of either sex was perceived to be the most attractive, whereas mandibular prognathism was perceived to be the least attractive by all 3 groups. The laypersons’ perceptions concurred with those of Mantzikos46 and Lew et al47 regarding the extreme limits of facial attractiveness. Normal and bimaxillary retrusion profiles of both the man (M4, M7) and the woman (F5, F7) were ranked at the highly attractive end of the scale by all 3 groups. This similarity in perception confirmed the usual treatment objective of a straight profile, even for Chinese patients. The mean ranks given to M4 by DP and DS were found to be significantly lower when compared with LP. This showed a tendency for DP and DS to perceive M4 to be more attractive than did LP, although all 3 groups generally ranked M4 most attractive. Similarly, there was a tendency for DP to rank M7 more attractive than DS or LP. This might reflect the influence of the education of orthodontists and oral surgeons to achieve facial profiles resembling white features rather than Chinese norms. A similar ranking pattern was also observed for the bimaxillary retrusion female profile (F7), whereby DP ranked it to be more attractive than DS or LP. It suggests that DP considered bimaxillary retrusion an attractive posttreatment profile for Chinese patients, whereas LP might have considered such a profile to be only acceptable. Does this mean that there could be a tendency for Asian dental professionals to overcorrect Chinese facial profiles regardless of sex? Could it be that media exposure and overseas specialist training in Western countries has influenced their perceptions? Is there a cross-cultural effect on the perception of facial attractiveness as concluded by other researchers?51,52 A separate study on how Asian and white DP and LP perceive facial attractiveness would be an interesting follow-up. For the protrusive mandible in males (M4), DS gave a higher rank score than DP and LP. This could mean that DP and LP are more tolerant to males with protrusive mandible than DS. For the female equivalent profile (F4), LP gave a lower rank score than DP (P ⫽ .004) and DS (P ⬍ .001), suggesting that LP might be more tolerant of women with protrusive mandibles than DP and DS. However, the margin of mean rank difference was small and most likely of little clinical significance for both sexes, because all 3 groups ranked profiles with protrusive mandible to be the least attractive among the 7 profiles. Limiting the manipulation to 1 jaw per image would permit identifying whether a maxillary or a mandibular problem was more critical in influencing the perception of facial esthetics. It is obvious from this study that profiles with mandibular protrusion or retrusion were perceived to be less attractive than profiles with maxillary retrusion or protrusion (Table III). This finding suggests that the position of the mandible is more critical than that of the maxilla in evaluations by both dental and nondental participants. Although a single jaw discrepancy might not be commonly encountered in actual clinical situations—many skeletal malocclusions involve both maxilla and mandible—this finding suggests that the perception of a successful surgical outcome might depend more on the corrected anteroposterior position of the mandible than that of the maxilla in double-jaw surgeries. It is also obvious that the male profile with bimaxillary protrusion was not well received by all 3 groups. This is in contrast to the findings by Maganzini et al,45 who found that the male profile with skeletal bimaxillary protrusion was as attractive as bimaxillary retrusion. The female profile with bimaxillary protrusion was perceived to be slightly more attractive than the male counterpart, based on the lower mean rank given by the 3 groups. This finding suggests that bimaxillary protrusion in Chinese women is more esthetically acceptable than in Chinese men in an Asian community. An interesting finding was that DS and LP ranked a male profile with retrusive mandible to be more attrac- Soh, Chew, and Wong 697 American Journal of Orthodontics and Dentofacial Orthopedics Volume 127, Number 6 Table III. Mean ranks (SD) of male and female profiles given by dental professionals, dental students, and laypersons Photograph Male: M1 (bimaxillary protrusion) M2 (protrusive mandible) M3 (retrusive mandible) M4 (normal profile) M5 (retrusive maxilla) M6 (protrusive maxilla) M7 (bimaxillary retrusion) Female: F1 (retrusive mandible) F2 (retrusive maxilla) F3 (bimaxillary protrusion) F4 (protrusive mandible) F5 (normal profile) F6 (protrusive maxilla) F7 (bimaxillary retrusion) Dental professionals (n ⫽ 31) Dental students (n ⫽ 92) Laypersons (n ⫽ 152) P* 5.77 (0.80) 6.23 (0.88) 5.68 (1.19) 1.71 (0.86) 3.26 (1.09) 3.29 (1.19) 2.13 (1.20) 4.97 (1.67) 6.75 (0.79) 3.68 (1.71) 1.99 (1.24) 3.91 (1.46) 2.82 (1.35) 3.88 (1.50) 5.24 (1.71) 6.05 (1.58) 3.59 (1.78) 2.50 (1.32) 3.69 (1.76) 3.13 (1.56) 3.78 (1.78) .106 ⬍.001 ⬍.001 ⬍.001 .096 .152 ⬍.001 5.81 (0.95) 4.80 (1.13) 4.32 (0.91) 6.61 (0.72) 1.93 (0.69) 3.00 (1.03) 1.45 (0.77) 5.03 (1.59) 5.28 (1.03) 3.75 (1.55) 6.45 (1.13) 2.33 (1.24) 2.76 (1.32) 2.44 (1.43) 4.87 (1.95) 5.03 (1.36) 3.90 (1.61) 5.81 (1.51) 2.53 (1.48) 3.45 (1.52) 2.41 (1.74) .080 .182 .214 ⬍.001 .272 .002 .002 *Rank scores were compared with Kruskal-Wallis tests. Table IV. Spearman rank correlation coefficients of mean rank for male and female profile esthetics Male Dental Dental Female Dental Dental professionals students professionals students Dental students 0.714 1.00 0.929** 1.00 Laypersons 0.679 0.964* 0.964* 0.964* *P ⬍ .001 (2-tailed). **P ⫽ .003 (2-tailed). tive than DP. This finding seems to contradict the conclusions of psychosociologists that a well-developed mandible with a strong chin in men is a desirable secondary sexual characteristic associated with good facial attractiveness and preferred mate selection by women.8,9 Does this result indicate a changing trend in the perception of the male facial profile in an Asian community? Does this mean that an Asian male profile with an element of feminine facial features is currently desirable from the public perspective? Penton-Voak et al53 found that women’s preferences for male frontview facial features shifted during the menstrual cycle, with less masculine male features preferred during the low conception phases. Could the higher number of female participants in the LP group have contributed to the lower mean rank score? Could this hypothesis of preference shift of women’s perception of male facial attractiveness also be applied to facial profile preferences? Further research into this speculation might prove interesting. A study by Cochrane et al48 found that the Class II profile was generally perceived to be the least attractive by DS and the public in a white population. It was not the case with the Asian DS and LP in our study. Such a contrasting result could be due to cultural and ethnic factors that had influenced the perception. Further investigation might confirm this observation and might influence future treatment considerations, especially for male patients in multiracial communities. The perceptual trend of the female profiles by all 3 groups was highly correlated. This could mean that DP, DS, and LP are more likely to agree on their perceptions of what an esthetic female profile should be. A possible contribution to this finding is society’s exposure to media influences that often emphasize the female physical form and face. In the assessment of male profile esthetics, only DS and LP demonstrated a high correlation. The correlations between DP and DS, DP, and LP were found to be nonsignificant statistically. However, the correlation coefficient of DP with DS was slightly higher than that of DP with LP, suggesting that the perception of DS might have been influenced by their dental education. The lack of significant correlation in the perception of male esthetics between DP and the other sample groups suggests a difference in how male profiles were perceived. This has clinical implications in that DP might have different esthetic criteria than others. CONCLUSIONS Normal and bimaxillary retrusive profiles were perceived to be highly attractive in Chinese adults by DP, DS, and LP. Chinese male and female profiles with protrusive mandibles were perceived to be the least attractive by all 3 groups. DS and LP were more 698 Soh, Chew, and Wong tolerant of the Chinese male profile with a retrusive mandible than were the DP. Bimaxillary protrusion was better received in Chinese female profiles than in Chinese male profiles. DP, DS, and LP displayed a similar trend in their perceptions of male and female esthetics. The perception of female profiles by all 3 groups was highly and significantly correlated. Only the perception of male esthetics by DS and LP was not significantly correlated with that of DP. 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