The Meaning of ‘Culture’ in Article 15 (1)(a) of the ICESCR – Positive Aspects of CESCR’s General Comment No. 21 for the Safeguarding of Minority Cultures ATHANASIOS YUPSANIS( ABSTRACT: On 21 December 2009 the Committee on Economic, Social and Cultural Rights (CESCR) adopted General Comment No. 21 on the right of everyone to take part in cultural life of Article 15 (1)(a) of the International Covenant on Economic, Social, and Cultural Rights (ICESCR),1 admittedly one of the most vaguely framed and neglected rights of the Covenant. With this Comment the CESCR finally gives solid substance to the norm by clearly defining its content and scope, the beneficiaries and the nature of the right, and the range of obligations it imposes on States for its implementation. Especially with regards to elements of the provision that touch on minority issues, the CESCR embraces a multicultural approach, officially establishing the right of minorities as collectivities to participate in their own cultural life. Thus, via the CESCR’s progressive interpretation together with the right to individual and group communication for alleged violations of the rights of the ICESCR recognised by the Optional Protocol to the Covenant, the provision acquires a new dynamic role, analogous to that of Article 27 of the International Covenant on Civil and Political Rights (ICCPR),2 serving potentially as a significant pillar for the protection, preservation and promotion of minority cultures. KEYWORDS: ICESCR, Article 15 (1)(a) of the ICESCR, General Comment No. 21, Culture, Cultural Life, Cultural Rights, Minority Rights, Collective Rights, Free Prior and Informed Consent ( LL.M., Ph.D. in International Law (Aristotle University of Thessaloniki); Adjunct Lecturer at the Law Faculty of Democritus University of Thrace. Email: thayup@yahoo.gr. 1 International Covenant on Economic, Social and Cultural Rights, 16 December 1966, International Legal Materials (ILM) 6 (1967), 360. 2 International Covenant on Civil and Political Rights, 16 December 1966, ILM 6 (1967), 368. 346 GERMAN YEARBOOK OF INTERNATIONAL LAW 55 @ 2012 I. Introduction Cultural rights are commonly characterised by international legal scholars specialising in the field as a category, which, until relatively recently, was neglected3 and underdeveloped4 as regards their normative content, scope of application and legal enforceability.5 Typically, they have been described as ‘the Cinderella of the human rights family’,6 as ‘forgotten’,7 a ‘ragbag’,8 ‘hazy’,9 and almost a ‘remnant’,10 category. This description is also apt in the right enshrined in Article 15 (1)(a) of the ICESCR, “the right of everyone to take part in cultural life,”11 a right which, until fairly recently, neither the United Nations and the CESCR charged with overseeing the application of the ICESCR12 nor the international legal academia13 taken more than a minor and occasional interest.14 This absence of interest was inter alia due to a series 3 See Paul Hunt, Reflections on International Human Rights Law and Cultural Rights, in: Margaret Wilson/Paul Hunt (eds.), Culture, Rights, and Cultural Rights – Perspectives from the South Pacific (2000), 25, 25. 4 See Janusz Symonides, Cultural Rights, in: Janusz Symonides (ed.), Human Rights, Concept and Standards (2000), 175, 175. 5 Janusz Symonides, Cultural Rights: A Neglected Category of Human Rights, International Social Science Journal 158 (1998), 559, 559. 6 Halina Nieć, Casting the Foundation for the Implementation of Cultural Rights, in: Halina Nieć (ed.), Cultural Rights and Wrongs (1998), 176, 176. 7 Peter Leuprecht, The Difficult Acceptance of Diversity, Vermont Law Review 30 (2006), 551, 564. 8 Fons Coomans, Economic, Social and Cultural Rights, Report commissioned by the Advisory Committee on Human Rights and Foreign Policy of the Netherlands, SIM-Special 16 (1995), 3, 4. 9 Lyndell V. Prott, Cultural Rights as Peoples’ Rights in International Law, Bulletin of the Australian Society of Legal Philosophy 10 (1986), 4, 7. 10 Asbjørn Eide, Cultural Rights as Individual Human Rights, in: Asbjørn Eide/Catarina Krause/ Allan Rosas (eds.), Economic, Social and Cultural Rights: A Textbook (1st ed. 1995), 229, 229. 11 See “In relation to International Covenant on Economic, Social and Cultural Rights (ICESCR), the single most neglected right is the right to take part in cultural life.” Philip Alston, Individual Complaints: Historical Perspectives and the International Covenant on Economic, Social and Cultural Rights, in: Sarah Pritchard (ed.), Indigenous Peoples, the United Nations and Human Rights (1998), 81, 84. 12 See Elsa Stamatopoulou, Cultural Rights in International Law: Article 27 of the Universal Declaration of Human Rights and Beyond (2007), 1, 49, 51. 13 See Laura Pineschi, Cultural Diversity as a Human Right? General Comment No. 21 of the Committee on Economic, Social and Cultural Rights, in: Silvia Borelli/Federico Lenzerini (eds.), Cultural Heritage, Cultural Rights, Cultural Diversity (2012), 29, 31, footnote 14. 14 See Vladimir Volodin/Yvonne Donders, Conclusion, in: Yvonne Donders/Vladimir Volodin (eds.), Human Rights in Education, Science and Culture – Legal Developments and Challenges (2007), 309, 310. THE MEANING OF ‘CULTURE’ IN ARTICLE 15 (1)(A) OF THE ICESCR 347 of practical difficulties in addressing the subject; namely the obscure conceptual content of the notion of ‘participation in cultural life’,15 the vagueness about the content and extent of the obligations it imposes on States for its implementation,16 and the conflicting views regarding the individual and or collective nature of the related right, and the correlative identity of its beneficiaries.17 In this context, the right of minorities and their members to participate in their own cultural life was negatively affected. Indeed, there was an additional factor in their case that led to the neglect of their relative right(s). Specifically, as has been stated in the CESCR’s first general discussion on the right to take part in cultural life, the absence of any explicit reference to minorities in Article 15 (1)(a) of the ICESCR had resulted in their being ignored or, at best, being paid insufficient attention.18 This omission of any specific provision for minorities in the norm provided a foothold for positions viewing Article 15 (1)(a) of the ICESCR as of only general relevance for the members of minority groups within the frame of broader human rights theory and practice, with no more concrete correlation with the complexities of minority issues.19 Thus, interest in matters concerning the protection of minorities in the framework of international human rights treaties focused almost exclusively on Article 27 of the ICCPR, which refers explicitly, though in a negative construction, to the right of members of minorities not to be denied the right to enjoy their own culture, religion and language “in community with other members of their group.”20 In this framework, it was and is commonly the position that the specific provision constitutes the most important international 15 Audrey R. Chapman, Development of Indicators for Economic, Social and Cultural Rights: The Right to Education, Participation in Cultural Life and Access to the Benefits of Science, in: Yvonne Donders/Vladimir Volodin (eds.), Human Rights in Education, Science and Culture – Legal Developments and Challenges (2007), 111, 132. 16 See Julia Häusermann, The Right to Participate in Cultural Life, in: Rod Fisher/Brian Groombridge/ Julia Häusermann/Ritva Mitchell (eds.), Human Rights and Cultural Policies in a Changing Europe: The Right to Participate in Cultural Life (1994), 109, 125. 17 See Enikő Horváth, Cultural Identity and Legal Status: Or, the Return of the Right to Have Particular Rights, in: Francesco Francioni/Martin Scheinin (eds.), Cultural Human Rights (2008), 169, 169. 18 CESCR, General Discussion on the Right to Take Part in Cultural Life as recognized in Article 15 of the Covenant, 11 December 1992, UN Doc. E/C.12/1992/SR.17 (1992), paras. 9, 11, 43. 19 20 See Gaetano Pentassuglia, Minorities in International Law: An Introductory Study (2002), 51. See Fergus MacKay, Cultural Rights, in: Margot E. Salomon (ed.), Economic, Social and Cultural Rights: A Guide for Minorities and Indigenous Peoples, Minority Rights Group International (2005), 83, 83–84. 348 GERMAN YEARBOOK OF INTERNATIONAL LAW 55 @ 2012 legally binding norm for the rights of members of minorities.21 This view may be enriched now, with the CESCR’s General Comment No. 21 on the right to participate in cultural life, published on 21 December 2009 (General Comment No. 21).22 It clarifies the ‘grey areas’ of Article 15 (1)(a) of the ICESCR and gives solid substance to the right, and especially to the right of minorities and of their members to enjoy a range of cultural rights connected with or deriving from it, establishing it as a potential pillar for the protection, preservation and promotion of minority cultures. II. Defining ‘Cultural Life’: From ‘High Art’ to a ‘Way of Life’ A. The Problem of the Definition of Culture One of the basic issues that, until recently, prevented a thorough examination and analysis of the normative content and potential role of Article 15 (1)(a) of the ICESCR is the vagueness of the concept of ‘cultural life’, itself due to the fluid, dynamic and changing content of the term culture from which it derives.23 As it has characteristically been stated by Thornberry, paraphrasing Raymond Williams’ adage, culture “is one of the two or three complicated words in the English language […] and in other languages too.”24 This is why “any attempt to talk about cultural issues in 21 Gaetano Pentassuglia, Reforming the UN Human Rights Machinery: What Does the Future Hold for the Protection of Minorities and Indigenous Peoples?, International Journal on Minority and Group Rights (IJMGR) 14 (2007), 127, 128; Volker Röben, A Report on Effective Protection of Minorities, German Yearbook of International Law (GYIL) 31 (1988), 621, 640 observing that “[w]ithin the legislative framework of the UN, the minority issue, in the strict sense, is to be found only in Article 27 [ICCPR].” See also Christian Groni, The Right to Take Part in Cultural Life, Day of General Discussion – Right to Take Part in Cultural Life (Article 15 (1)(a) of the Covenant), 9 May 2008, UN Doc. E/ C.12/40/3 (2008), 10, noting that “[a]s a consequence of the very existence of Article 27 [ICCPR], one could draw the conclusion that minorities or their members do not fall within the scope of application of Article 15 1(a)”. 22 See CESCR, General Comment No. 21, Right of Everyone to Take Part in Cultural Life (Art. 15, para. 1(a) of the International Covenant on Economic, Social and Cultural Rights), 21 December 2009, UN Doc. E/C.12/GC/21 (2009). 23 See Yoram Dinstein, Cultural Rights, Israel Yearbook on Human Rights 9 (1979), 58, 74. See also Dominic McGoldrick, Culture, Cultures, and Cultural Rights, in: Mashood A. Baderin/Robert McCorquodale (eds.), Economic, Social and Cultural Rights in Action (2007), 447, 449–452. 24 Patrick Thornberry, Cultural Rights and Universality of Human Rights, Day of General Discussion – Right to Take Part in Cultural Life (Article 15 (1)(a) of the Covenant), UN Doc. E/C.12/40/15 (2008), 3. THE MEANING OF ‘CULTURE’ IN ARTICLE 15 (1)(A) OF THE ICESCR 349 terms of rights may be slippery and difficult.”25 The difficulty is reflected in the fact that a 1952 study could record 164 definitions of the concept as employed by anthropologists.26 According to a widely accepted27 conceptual approach proposed by Stavenhagen, ‘culture’ appears to have three main different meanings: a) as capital, identifying with the accumulated material heritage of humankind in its entirety, or of particular human groups: in this frame the right to culture refers to the equal rights of all individuals to this accumulated cultural capital;28 b) as creativity referring to the process of artistic and scientific creation: within this context the right to culture means the right of individuals to freely create their cultural ‘oeuvres’, with no restrictions, and the right of all persons to enjoy free access to these creations (i.e. to museums, concerts and libraries etc.);29 and c) as way of life, meaning the sum total of the material and spiritual activities and products of a given social group which distinguishes it from other similar groups: under this perception, Stavenhagen observes that culture is also seen as “a coherent self-contained system of values and systems that a specific cultural group reproduces over time and which provides individuals with the required signposts and meanings for behaviour and social relationships in everyday life.”30 25 Lyndell V. Prott, Cultural Rights as Peoples’ Rights in International Law, in: James Crawford (ed.), The Rights of Peoples (1st ed. 1988), 93, 95. 26 See B. N. Pandey, Culture and Cultural Rights, Central India Law Quarterly XI (1998), 232, 232. 27 See for example Sean Goggin, Human Rights, Anthropology and Securitization: Reclaiming Culture, Journal of Ethnopolitics and Minority Issues in Europe 8 (2) (2009), 1, footnote 1, available at: http://www.isn.ethz.ch/isn/Digital-Library/Publications/Detail/?ots591=0c54e3b3-1e9c-be1e-2c24a6a8c7060233&lng=en&id=115507 (accessed on 17 October 2012); Evangelia Psychogiopoulou, Accessing Culture at the EU Level: An Indirect Contribution to Cultural Rights Protection?, in: Francesco Francioni/Martin Scheinin (eds.), Cultural Human Rights (2008), 223, 223; V. T. Thamilmaran, Cultural Rights in International Law, Sri Lanka Journal of International Law 13 (2001), 63, 78–79. 28 Rodolfo Stavenhagen, Cultural Rights and Universal Human Rights, in: Asbjørn Eide/Catarina Krause/Allan Rosas (eds.), Economic, Social and Cultural Rights: A Textbook (1st ed. 1995), 63, 65–66. 29 Id., Cultural Rights: A Social Science Perspective, in: Asbjørn Eide/Catarina Krause/Allan Rosas (eds.), Economic, Social and Cultural Rights: A Textbook (2nd rev. ed. 2001), 85, 88. 30 Id., Cultural Rights: A Social Science Perspective, in: Halina Nieć (ed.), Cultural Rights and Wrongs (1998), 1, 4–5. 350 GERMAN YEARBOOK OF INTERNATIONAL LAW 55 @ 2012 The last meaning seems to be highly relevant, as will be further discussed, to the right of the members of minorities, and the minorities as such, to participate in their own cultural life. B. The ‘Traditional’31 Perception: Culture as ‘High Art’ The right “freely to participate in the cultural life of the community” was declared for the first time in an international instrument in Article 27 (1) of the Universal Declaration of Human Rights (UDHR).32 Several authors indicate that the language of ‘participation in cultural life’ was intended at the time of drafting to refer only to cultural life in a narrow elitist viewpoint of ‘high art and belles lettres’ (i.e. the highest artistic and intellectual achievements, the performance and literary arts, painting and sculpture, historical monuments and the contents of museums);33 in the sense that the safeguard established by the norm in question focused on the States’ obligation to bring the ‘masterpieces’, the ‘treasures of culture’, ‘within reach of the masses’.34 Thus, the concept of cultural life did not encompass such dimensions as a specific way of life or the traditions of a community, or matters such as language and religion35 – elements, that is, of crucial importance for minority identity. The same can be said about the right “to take part in cultural life” in Article 15 (1)(a) of the ICESCR, since at the time of its adoption the notion of cultural life was still mainly felt as synonymous 31 As Hansen notes, “[t]raditionally, universal human rights concerning culture have focused almost exclusively on rights relating to culture or rights concerning creativity, including the visual arts, literature, music, dance, and theater and representing the highest intellectual and artistic achievements of a group.” See Stephen A. Hansen, The Right to Take Part in Cultural Life, in: Richard Pierre Claude/Burns H. Weston (eds.), Human Rights in the World Community: Issues and Action (3rd ed. 2006), 223, 225–226. 32 See Universal Declaration of Human Rights, 10 December 1948, American Journal of International Law 43 (1949), 127. 33 See International Women’s Rights Action Watch, Equality and the Right to Participate in Cultural Life, Day of General Discussion – Right to Take Part in Cultural Life (Article 15 (1)(a) of the Covenant), 9 May 2008, UN Doc. E/C.12/40/10 (2008), para. 3. 34 See Roger O’Keefe, The ‘Right to Take Part in Cultural Life’ under Article 15 of the ICESCR, International and Comparative Law Quarterly (ICLQ) 47 (1998), 904, 906, footnote 14. 35 See Yvonne Donders, Cultural Life in the Context of Human Rights, Day of General Discussion – Right to Take Part in Cultural Life (Article 15 (1)(a) of the Covenant), 9 May 2008, UN Doc. E/C.12/ 40/13 (2008), 3. THE MEANING OF ‘CULTURE’ IN ARTICLE 15 (1)(A) OF THE ICESCR 351 with ‘high art’ and meant to make the ‘high’ aspects of culture more broadly available.36 C. UNESCO’s Approach: The Anthropological Definition of Culture as a ‘Way of Life’ A different approach to the notion of culture in the legal field was first made by UNESCO, whose purpose according to Article 1 (1) of its constitution is inter alia to “contribute to peace and security by promoting collaboration among the nations through education, science and culture.”37 Within this mandate, UNESCO played and continues to play a key role in the elaboration and clarification of cultural rights, having adopted dozens of texts on this subject in the form of non-legally binding recommendations and legally binding conventions.38 In these instruments UNESCO distanced itself from the narrow and elitist concept of culture as ‘high art’, introducing a wider approach ‘borrowed’ from the discipline of anthropology. The first instrument to mark this differentiation was the Recommendation on Participation by the People at Large in Cultural Life and Their Contribution to It (26 November 1976), which states in the fifth preambular paragraph, that: culture is not merely an accumulation of works and knowledge which an elite produces, collects and conserves in order to place it within reach of all […] culture is not limited to access to works of art and the humanities, but is at one and the same time the acquisition of knowledge, the demand for a way of life [emphasis added] and the need to communicate.39 36 Yvonne Donders, The Legal Framework of the Right to Take Part in Cultural Life, in: Yvonne Donders/Vladimir Volodin (eds.), Human Rights in Education, Science and Culture – Legal Developments and Challenges (2007), 231, 249. 37 See Lea Sheaver/Caterina Sganga, Access to Knowledge and the Right to Take Part in Cultural Life, Submission by the Information Society Project at Yale Law School to the Committee on Economic, Social and Cultural Rights, (2008), 1, available at: http://www.law.yale.edu/documents/pdf/ ISP/article15.pdf (accessed on 17 October 2012). 38 See Janusz Symonides, UNESCO’s Contribution to the Progressive Development of Human Rights, Max Planck Yearbook of United Nations Law 5 (2001), 307, 336. 39 See Stephen Marks, Defining Cultural Rights, in: Morten Bergsmo (ed.), Human Rights and Criminal Justice for the Downtrodden – Essays in Honour of Asbjørn Eide (2003), 293, 295, 305. 352 GERMAN YEARBOOK OF INTERNATIONAL LAW 55 @ 2012 Thus, since the mid 1970s, UNESCO adopted a broader meaning of ‘culture’ that encompasses not only cultural products and arts but also the way of life of communities and individuals, and includes matters like education and communication.40 Similarly, in the Mexico City Declaration on Cultural Policies, which was adopted in the World Conference on Cultural Policies (26 July–6 August 1982), it was declared that: in its widest sense, culture may now be said to be the whole complex of distinctive spiritual, material, intellectual and emotional features that characterize a society or social group. It includes not only the arts and letters, but also modes of life [emphasis added], the fundamental rights of the human being, value systems, traditions and beliefs.41 In the same line, UNESCO in the Preamble of the UNESCO Universal Declaration on Cultural Diversity (2 November 2001) stated that: culture should be regarded as the set of distinctive spiritual, material, intellectual and emotional features of society or a social group, and that it encompasses, in addition to art and literature, lifestyles, ways of living together [emphasis added], value systems, traditions and beliefs.42 UNESCO’s perception of culture as inter alia ‘a way of life’, ‘modes of life’ and ‘ways of living together’ has, in conjunction with its principal policy declared in Article 1 (1) of the Declaration of Principles of International Cultural Co-operation (4 November 1966) that “each culture has a dignity and value which must be respected and preserved,”43 a vital importance for minority cultures as it implies a State obligation to create the necessary conditions for their protection and preservation.44 40 Yvonne Donders, A Right to Cultural Identity in UNESCO, in: Francesco Francioni/Martin Scheinin (eds.), Cultural Human Rights (2008), 317, 326. 41 See Chandima Dilhani Daskon, Cultural Resilience – The Roles of Cultural Traditions in Sustaining Rural Livelihoods: A Case Study from Rural Kandyan Villages in Central Sri Lanka, Sustainability 2 (2010), 1080, 1085. 42 See William S. Logan, Closing Pandora’s Box: Human Rights Conundrums in Cultural Heritage Protection, in: Helaine Silverman/D. Fairchild Ruggles (eds.), Cultural Heritage and Human Rights (2007), 33, 35. 43 See Stephen Marks, UNESCO and Human Rights: The Implementation of Rights Relating to Education, Science, Culture and Communication, Texas International Law Journal 13 (1977), 35, 50. 44 Tina Kempin Reuter, Dealing with Claims of Ethnic Minorities in International Law, Connecticut Journal of International Law 24 (2009), 201, 216. THE MEANING OF ‘CULTURE’ IN ARTICLE 15 (1)(A) OF THE ICESCR 353 D. The Adoption of UNESCO’s Anthropological Approach by the CESCR Heavily influenced by the aforementioned UNESCO approaches, as is clearly evidenced by an explicit citation of them in a footnote to the present Comment,45 the CESCR officially embraces a broader perception of ‘culture’ that presents a particular interest for the protection of minority cultures. Essentially the Committee adopts the definition proposed in 1992 at its first general discussion on the right of participation in cultural life, declaring that, for the purpose of implementing Article 15 (1)(a) of the ICESCR, it considers the term culture to encompass, inter alia: ways of life, language, oral and written literature, music and song, non-verbal communication, religion or belief systems, rites and ceremonies, sport and games, methods of production or technology, natural and man-made environments, food, clothing and shelter and the arts, customs and traditions through which individuals, groups of individuals and communities express their humanity and the meaning they give to their existence, and build their world view representing their encounter with the external forces affecting their lives.46 Thus, one of the positive contributions of General Comment No. 21 is the endorsement of ‘cultural life’ in its anthropological dimension.47 Although the Committee makes no explicit reference to any notion of ‘anthropological approach’, the adoption of ‘culture’ in its widest meaning is evident both in the aforementioned definition and in several parts of its Comment; such as those which state that “culture is a broad, inclusive concept encompassing all manifestations of human existence”48 and that the right to access cultural life includes inter alia the right to “[…] follow a way of life [emphasis added] associated with the use of cultural goods and resources such as land, water, biodiversity, language or specific institutions.”49 This broad, anthropological approach to culture is crucial for the protection of minority cultures, for it is taken to enrich the meaning of Article 15 (1)(a) of the ICESCR in the sense that “the right to take part in cultural life cannot be interpreted as the right to have 45 See UN Doc. E/C.12/GC/21 (note 22), 3, footnote 12. 46 Ibid., para. 13; Pineschi (note 13), 34. See also Matthew Craven, The Right to Culture in the International Covenant on Economic, Social and Cultural Rights, in: Rod Fisher/Brian Groombridge/ Julia Häusermann/Ritva Mitchell (eds.), Human Rights and Cultural Policies in a Changing Europe: The Right to Participate in Cultural Life (1994), 161, 166. 47 Pineschi (note 13), 34. 48 UN Doc. E/C.12/GC/21 (note 22), para. 11. 49 Ibid., para. 15 (b). 354 GERMAN YEARBOOK OF INTERNATIONAL LAW 55 @ 2012 access and to take part in the cultural life of the dominant group only, as it is also the right of any group to maintain and develop its specific culture (or, in other words, its cultural identity).”50 Within this context, the CESCR formally adopts an approach to the concept of culture approximating that of the Human Rights Committee (HRC) of the ICCPR, which in its General Comment No. 23 on Article 27 of the ICCPR noted that: [w]ith regard to the exercise of the cultural rights protected under [A]rticle 27, the Committee observes that culture manifests itself in many forms, including a particular way of life [emphasis added] associated with the use of land resources, especially in the case of indigenous peoples. That right may include such traditional activities as fishing or hunting and the right to live in reserves protected by law.51 The difference lies in the fact that the interpretive approach of the CESCR is far more detailed and comprehensive, and more generally applicable than the particular case of indigenous peoples. In the framework of this anthropological definition, the Committee asks States Parties, in applying the right enshrined in Article 15 (1)(a) of the ICESCR, to move beyond the material dimensions of culture (e.g. museums, libraries, theatres, cinemas and monuments) and to adopt policies, programmes and support measures promoting effective access for all to intangible cultural goods (e.g. language, knowledge and traditions).52 This conceptual approach to culture as, among other things, a way of life that encompasses essential elements of minority identity, such as language, religion, customs and traditions, etc., is of major significance for the defence of minority diversity, for it is precisely those elements that are threatened with disappearance or decrement and stand in need of immediate protection.53 However, this is not necessarily the case for the majority, which is rarely barred from, for example, using or receiving instruction in its own language, or observing its 50 Pineschi (note 13), 36. 51 HRC, General Comment No. 23: The Rights of Minorities (Art. 27), 8 April 1994, UN Doc. CCPR/C/21/Rev.1/Add.5. (1994), para. 7. See also Alexandra Xanthaki, Indigenous Cultural Rights in International Law, European Journal of Law Reform 2 (2000), 343, 357. 52 53 UN Doc. E/C.12/GC/21 (note 22), para 70. Michael Kirby, Protecting Cultural Rights: Some Developments, in: Margaret Wilson/Paul Hunt (eds.), Culture, Rights, and Cultural Rights – Perspectives from the South Pacific (2000), 145, 148. As has been successfully pointed out “‘[c]ultural diversity’ emerges as an argument of the weak.” See also Armin von Bogdandy, The European Union as Situation, Executive, and Promoter of the International Law of Cultural Diversity – Elements of a Beautiful Friendship, European Journal of International Law (EJIL) 19 (2008), 241, 245. THE MEANING OF ‘CULTURE’ IN ARTICLE 15 (1)(A) OF THE ICESCR 355 traditions and so forth.54 As has been argued emphatically: “[t]he majority culture is what is reflective in the native country symbols, national holidays, public institutions and methods of communication. The rest of the cultures are obscured.”55 This, indeed, is why in international law the right to enjoy one’s culture is recognised chiefly in the texts and provisions concerning the rights of minorities and indigenous peoples (e.g. Article 27 of the ICCPR).56 In this context some authors even use the terms cultural and minority rights interchangeably.57 E. Concluding Remarks: The Evolution of the Perception(s) of ‘Culture’ In sum, culture has developed from a narrow elitist concept, mainly including arts and literature, to a broader concept embodying crucial elements for minority identities, such as language, religion and education.58 This wider perception of culture as a way of life that encompasses a series of intangible goods, as officially endorsed by the CESCR in its General Comment No. 21, is vital for the protection of minority diversity since, in conjunction with UNESCO’s view that “each culture has a dignity and value which must be respected and preserved,” it implies a State obligation to safeguard distinct minority cultural identities giving them, in Stavros’ words, an equal chance of surviving.59 Through this interpretation, together with the Committee’s clarification of the beneficiaries of the right (including both minorities as such and 54 See Lyndel Prott, Understanding One Another on Cultural Rights, in: Halina Nieć (ed.), Cultural Rights and Wrongs (1998), 161, 168. 55 Oswaldo Ruiz Chiriboga, The Right to Cultural Identity of Indigenous Peoples and National Minorities: A Look from the Inter-American System, SUR – International Journal on Human Rights 5 (2006), 43, 63. 56 See Alexandra Xanthaki, Multiculturalism and International Law: Discussing Universal Standards, Human Rights Quarterly (HRQ) 32 (2010), 21, 26; Annamari Laaksonen, Measuring Cultural Exclusion Through Participation in Cultural Life, Third Global Forum on Human Development: Defining and Measuring Cultural Exclusion, 2005, 2, 4, available at: http://www.culturalrights.net/ descargas/drets_culturals135.pdf (accessed on 17 October 2012). 57 See William K. Barth, Cultural Rights: A Necessary Corrective to the Nation State, in: Francesco Francioni/Martin Scheinin (eds.), Cultural Human Rights (2008), 79, 79. 58 Yvonne Donders, The Protection of Cultural Rights in Europe: None of the EU’s Business, Maastricht Journal of International Law 10 (2003), 117, 121. 59 Stephanos Stavros, Cultural Rights for National Minorities: Covering the Deficit in the Protection Provided by the European Convention on Human Rights, IALS Bulletin 25 (1997), 7, 7. 356 GERMAN YEARBOOK OF INTERNATIONAL LAW 55 @ 2012 their individual members), the provision acquires a strong potential significance for the protection of minority cultures. It should be noted, however, that the Committee does not adopt a static perception of culture as “a distinct, demarcating, small-scale ‘entity’ with given features that remain unchanging and are reproduced in space and time by setting a system of common values-meanings and producing identical and homogeneous members.”60 On the contrary, having been heavily influenced by the modern anthropological perceptions of culture, which reject the idea of culture as a timeless ‘entity’, the CESCR stresses on the one hand that “[t]he expression ‘cultural life’ is an explicit reference to culture as a living process, historical, dynamic and evolving, with a past, a present and a future,”61 and on the other hand, that cultures do not have fixed borders, since “[t]he phenomena of migration, integration, assimilation and globalisation have brought cultures, groups and individuals into closer contact than ever before, at a time when each of them is striving to keep their own identity [emphasis added].”62 The Committee thus, although perceiving culture as a way of life rejects the essentialist approaches attached to the term as a set of hermetically closed compartments and isolated manifestations, viewing it rather as “an interactive process whereby individuals and communities, while preserving their specificities and purposes, give expression to the culture of humanity.”63 This evolutionary and dynamic understanding of culture seems to be the most important contribution of the discipline of social anthropology to international law’s conceptions of cultural life, inherently rejecting essentialist views of cultural purity and clearly supporting the idea “that multiculturalism is an element of integration and strengthening of a society as a whole, and not a ground for its fragmentation and disruption.”64 60 See Suzan Wright, The Politicization of ‘Culture’, Anthropology Today 14 (1998), 7, 8. 61 UN Doc. E/C.12/GC/21 (note 22), para. 11; Pineschi (note 13), 35. 62 UN Doc. E/C.12/GC/21 (note 22), para. 41. 63 Ibid., para. 12. See also Farida Shaheed, Report of the Independent Expert in the Field of Cultural Rights, 21 March 2011, UN Doc. A/HRC/17/38 (2011), para. 6; Pineschi (note 13), 35. 64 Pineschi (note 13), 36. THE MEANING OF ‘CULTURE’ IN ARTICLE 15 (1)(A) OF THE ICESCR 357 III. The Beneficiaries and the Nature of the Rights in Question – The Collective Right of Minorities to Their Own Cultural Life A. The First Phase: Ignoring Minority Cultures One of the most important aspects of General Comment No. 21 is its clarification of the bearers, and consequently the nature, of the right(s) recognised, since the neglect of Article 15 (1)(a) of the ICESCR was in part at least due to its relative vagueness. The matter is of major importance for minorities and their members, who seem initially to be excluded from the possibility of participation in their own cultural life. This is definitely clear as regards Article 27 of the UDHR, for at the time of its adoption the right to participate in cultural life was understood both by the drafters of the UDHR and by the international community generally, as exclusively within the context of a ‘sole and unique’ culture, the culture of the national community.65 As Morsink puts it: The double use of the definite article the in the first paragraph is ground for suspicions: “Everyone has the right to freely participate in the cultural life of the community, to enjoy the arts and to share in scientific advancement and its benefits.” The article does not say, as it might have, that everyone has a right “to participate in the cultural life of his or her community.” This pluralistic wording would have allowed for the possibility and the likelihood that being a citizen of a certain State and participating in the cultural life of one’s community are for some people not one and the same thing. Instead Article 27 [of the UDHR] seems to assume that the ‘community’ one participates in and with one identifies culturally is the dominant one of the nation [S]tate. There is no hint here of multiculturalism or pluralism.66 The wording of the norm thus makes it reasonably clear that it was not the intention of the drafters of Article 27 of the UDHR to provide protection for minorities in particular.67 The text of Article 15 (1)(a) of the ICESCR is slightly changed in 65 Elsa Stamatopoulou, Taking Cultural Rights Seriously: The Vision of the UN Declaration on the Rights of Indigenous Peoples, in: Alexandra Xanthaki/Stephen Allen (eds.), Reflections of the UN Declaration on the Rights of Indigenous Peoples (2011), 387, 390. 66 Johannes Morsink, The Universal Declaration of Human Rights: Origins, Drafting, and Intent (1999), 269. 67 Ragnar Adalsteinsson/Páll Thórhallson, Article 27, in: Gudmundur Alfredsson/Asbjørn Eide (eds.), The Universal Declaration of Human Rights – A Common Standard of Achievement (1999), 575, 580. 358 GERMAN YEARBOOK OF INTERNATIONAL LAW 55 @ 2012 comparison to Article 27 of the UDHR, as it does not include the phrase that identified the cultural life as that ‘of the community’. This was done, Symonides notes, because in some cases the ‘cultural life of the community’, in the singular, may be interpreted restrictively as excluding the right of minorities to participate in their own cultural life.68 But still Article 15 (1)(a) of the ICESCR does not explicitly refer to minority culture(s).69 Indeed, UNESCO’s attempts to introduce elements of cultural pluralism during the drafting discussions on the norm before the UN Commission on Human Rights (CHR), first with a proposal that Article 15 of the ICESCR include a provision guaranteeing “the free cultural development of racial and linguistic minorities,”70 and secondly by suggesting that an additional formulation be introduced recognising everyone’s right “to take part in the cultural life of the communities to which he belongs,”71 did not meet with success. The focus clearly remained on the national community.72 Thus, “Article 15 of the International Covenant on Economic, Social, and Cultural Rights appeared to continue in the tradition of the Universal Declaration of favouring cultural homogeneity over cultural diversity.”73 B. The Second Phase: Adopting a New Multiculturalist Perception in the Revised Guidelines for Reports by States Parties The first signs of a different approach to the right to participate in cultural life, and indeed a reading of Article 15 (1)(a) of the ICESCR, by the CESCR with specific 68 Janusz Symonides, Cultural Rights: New Dimensions and Challenges, Thesaurus Acroasium XXIX (2000), 141, 147. 69 Hans Morten Haugen, Traditional Knowledge and Human Rights, The Journal of World Intellectual Property 8 (2005), 663, 673. 70 See Draft International Covenant on Human Rights and Measures of Implementation – Draft Articles on Educational and Cultural Rights submitted by the Director-General of the United Nations Educational, Scientific and Cultural Organization, 18 April 1951, UN Doc. E/CN.4/54 (1951), 3. 71 See Ana Filipa Vrdoljak, Self-Determination and Cultural Rights, in: Francesco Francioni/Martin Scheinin (eds.), Cultural Human Rights (2008), 41, 57. 72 Ana Filipa Vrdoljak, Minorities, Cultural Rights and the Protection of Intangible Heritage, 2005, 6, available at: http://www.esil-sedi.eu/english/pdf/Vrdoljak09-05.pdf?referer=http%3A%2F%2Fworks. bepress.com%2Fana_filipa_vrdoljak%2F11%2F (accessed on 17 October 2012). 73 Patrick Macklem, The Law and Politics of International Cultural Rights: E. Stamatopoulou, Cultural Rights in International Law; Francesco Francioni/Martin Scheinin (eds.), Cultural Human Rights, IJMGR 16 (2009), 481, 493. THE MEANING OF ‘CULTURE’ IN ARTICLE 15 (1)(A) OF THE ICESCR 359 interest to members of minorities, could be seen first of all in the revised guidelines regarding the form and contents of the reports to be submitted by the States Parties to the Covenant under Articles 16 and 17 of the ICESCR, adopted late in 1990 (26 November–14 December 1990) by the Committee during its 5th session.74 In these guidelines the Committee asked the States Parties to provide, in the light of Article 15 of the ICESCR, information on, among other things, the “promotion of cultural identity as a factor of mutual appreciation among individuals, groups, nations and regions,”75 and “the promotion of awareness and enjoyment of the cultural heritage of national ethnic groups and minorities and of indigenous peoples.”76 More specifically, the States Parties were also asked to describe the legislative and other measures they had adopted “to realize the right of everyone to take part in the cultural life which he or she considers pertinent [emphasis added], and to manifest his or her own [emphasis added] culture.”77 The Committee thus made it clear for the first time, with these guidelines, that everyone has a right to choose which cultural life they wish to take part in, intimating that this need not necessarily be the mainstream (national) culture of the State.78 The Committee proceeded one step further in its 2008 revised guidelines, asking the States Parties in the context of their compliance with their obligations under Article 15 (1)(a) of the ICESCR to [i]ndicate the measures taken to protect cultural diversity, promote awareness of the cultural heritage of ethnic, religious or linguistic minorities and of indigenous communities, and create favourable conditions for them to preserve, develop, express and disseminate their identity, history, culture, language, traditions and customs.79 74 See CESCR, Revised General Guidelines Regarding the Form and Contents of Reports to be Submitted by States Parties under Articles 16 and 17 of the International Covenant on Economic, Social and Cultural Rights, 17 June 1991, UN Doc. E/C.12/1991/1 (1991), ANNEX, 19–20. 75 Ibid., 20. 76 Ibid. 77 Ibid., 19. 78 Athanasia Spiliopoulou Akermark, Justifications of Protection of Minorities in International Law, (1997), 192. 79 CESCR, Guidelines on Treaty – Specific Documents to be Submitted by States Parties under Articles 16 and 17 of the International Covenant on Economic, Social and Cultural Rights, 24 March 2009, UN Doc. E/C.12/2008/2 (2009), para. 68; Pineschi (note 13), 32. 360 GERMAN YEARBOOK OF INTERNATIONAL LAW 55 @ 2012 This final phrase has since been repeated word for word in a series of questions from the Committee to national governments.80 C. Cultural Rights Viewed by the CESCR as Collective Rights too Specifically as regards minorities, then, the Committee adopts in the most official form in General Comment No. 21, the view that Article 15 (1)(a) of the ICESCR includes “the right of minorities [as collectivities] and of persons belonging to minorities to take part in the cultural life of society, and also to conserve, promote and develop their own culture.”81 Inherent in this right, the Committee continues, is the obligation of the States-Parties to recognise, respect and protect their minority cultures as a basic element of the identity of the States themselves. Consequently, the Committee concludes that: minorities have the right to their cultural diversity, traditions, customs, religion, forms of education, languages, communication media (press, radio, television, Internet) and other manifestations of their cultural identity and membership.82 The Committee, clearly, has emphatically embraced the approach that minorities as such, and their individual members have the right to take part in their own cultural life and not only exclusively in that of the dominant national society, as is held to have been the initial meaning of the provision, according to the intent imputed to the drafters of Article 15 (1)(a) of the ICESCR. Specifically, the Committee incorporates into the right of minorities to take part in their own cultural life all the elements that constitute the core of the minority identity (language, religion, traditions, customs) and gives their protection a strongly collective dimension, since it recognises the minorities per se, and not only their members, as beneficiaries of this right. The Committee then seems to align itself with the position that cultural rights are inher- 80 See List of Issues to be Taken up in Connection with the Consideration of the Initial Report of Cambodia, Concerning the Rights Covered by Articles 1 to 15 of the ICESCR (E/C.12/KHM/1), 8 January 2009, UN Doc. E/C.12/KHM/Q/1 (2009), para. 50; List of Issues to be Taken up in Connection with the Consideration of the Fifth Periodic Report of Colombia, Concerning Articles 1 to 15 of the ICESCR (E/C.12/COL.5), 10 June 2009, UN Doc. E/C.12/COL/Q/5 (2009), para. 42. 81 UN Doc. E/C.12/GC/21 (note 22), para. 32. 82 Ibid. THE MEANING OF ‘CULTURE’ IN ARTICLE 15 (1)(A) OF THE ICESCR 361 ently collective rights83 and that collective rights not only do not undermine individual rights but are on the contrary mutually enriching and enhancing.84 In this line, the Committee explicitly recognises as actively legitimated in the exercise of these rights not only separate individuals, or individuals in association with other members of the group, but also the groups or communities themselves as such. It makes it perfectly clear in its General Comment No. 21 that “the term ‘everyone’ in the first line of Article 15 (1) of the ICESCR may denote the individual or the collective [emphasis added].”85 In other words, the Committee explains, “cultural rights may be exercised by a person a) as an individual, b) in association with others, or c) within a community or group, as such [emphasis added].”86 This is an innovative and breakthrough approach which, as regards the minority dimensions of the right, goes far beyond the classical approach of the international and regional minority texts, which grant in principle rights to the members of minorities and not to the minorities per se.87These instruments do, of course, recognise a certain collective dimension to minority protection, first of all through the possibility of the joint exercise of individual rights.88 Article 27 of the ICCPR for example recognises rights to persons belonging to minorities and not to the minorities per se.89 It provides 83 Josef Gromacki, The Protection of Language Rights in International Human Rights Law: A Proposed Draft Declaration of Linguistic Rights, Virginia Journal of International Law 32 (1992), 515, 548. 84 Fleur Johns, Portrait of the Artist as a White Man: The International Law of Human Rights and Aboriginal Culture, Australian Yearbook of International Law 16 (1995), 173, 173. 85 UN Doc. E/C.12/GC/21 (note 22), para. 9. 86 Ibid.; Pineschi (note 13), 38. See also the position of the UN’s independent expert in the field of cultural rights, approving the Committee’s approach, Report of the Independent Expert in the Field of Cultural Rights, Ms. Farida Shaheed, Submitted Pursuant to Resolution 10/23 of the Human Rights Council, 22 March 2010, UN Doc. A/HRC/14/36 (2010), para. 10. 87 See Bruno de Witte, Law and Cultural Diversity: A Troublesome Relationship – Introduction, in: Yvonne Donders/Kristin Henrard/Anna Meijknecht/Sasja Tempelman (eds.), Law and Cultural Diversity, Proceedings of a Workshop, organized by the Working Group ‘Law and Cultural Diversity’ in Co-operation with the School of Human Rights Research, SIM-Special 25 (1999), 1, 4. 88 See Patrick Thornberry, Minorities and Europe: The Architecture of Rights, European Yearbook XLII (1994), 1, 10. 89 “Concerning the holders of the rights under Art. 27, no doubts can exist. Protection is not afforded to minority groups as such, but rather to ‘persons’ belonging to minorities.” See Christian Tomuschat, Protection of Minorities under Article 27 of the International Covenant on Civil and Political Rights, in: Rudolf Bernhardt/Wilhelm Karl Geck/Günther Jaenicke/Helmut Steinberger (eds.), Völkerrecht als Rechtsordnung, Internationale Gerichtsbarkeit, Menschenrechte – Festschrift für Hermann Mosler (1983), 949, 954. 362 GERMAN YEARBOOK OF INTERNATIONAL LAW 55 @ 2012 however for a limited ‘group orientation’ giving the individual members of a minority the choice to exercise these rights “in community with other members of their group.”90 In the same vein the HRC has pointed out in its General Comment No. 23 on Article 27 that “[a]lthough the rights protected under [A]rticle 27 are individual rights, they depend in turn on the ability of the minority group [as such] to maintain its culture, language or religion.”91 The HRC has, moreover, decided, in cases alleging infringement of the provision, that “[t]here is, however, no objection to a group of individuals, who claim to be similarly affected, collectively to submit a communication about alleged breaches of their rights.”92 This ‘collective aspect’, as it has been termed,93 of the protection of individual minority rights, which stems from the possibility of their exercise “in community with other members of the group,” does not, however, lead to the recognition of collective rights,94 as is pointed out, for example, in the Explanatory Memorandum of the Framework Convention for the Protection of National Minorities (FCNM).95 But the “intermediate solution of the exercise ‘in community with others’ of certain rights cannot be satisfactory in cases of purely collective rights, where the group and only the group can – by the nature of the right – be the subject of a right.”96 Such rights are, for example, the cultural rights that “[…] acquire their full meaning when expressed in a collective environment […],”97 since cultural traditions and religious 90 See Rüdiger Wolfrum, The Protection of Indigenous Peoples in International Law, Heidelberg Journal of International Law (HJIL) 59 (1999), 369, 371. 91 UN Doc. CCPR/C/21/Rev.1/Add.5 (note 51), para. 6.2. See Federico Lenzerini, Intangible Cultural Heritage: The Living Culture of Peoples, EJIL 22 (2011), 101, 115. 92 HRC, Chief Bernard Ominayak and Lubicon Lake Band v. Canada, Communication No. 167/ 1984, UN Doc. CCPR/C/38/D/167/1984 (1990), para. 32.1. See Dominic McGoldrick, Canadian Indians, Cultural Rights and the Human Rights Committee, ICLQ 40 (1991), 658, 664. 93 See Linos-Alexandros Sicilianos, The Protection of Minorities in Europe: Collective Aspects of Individual Rights, in: Antonis Bredimas/Linos-Αlexandros Sicilianos (eds.), The Protection of Minorities: The Framework Convention of the Council of Europe (1997), 93 (in Greek). 94 See Rainer Hofmanm, Minority Rights: Individual or Group Rights? A Comparative View on European Legal Systems, GYIL 40 (1997), 356, 359, 379. 95 See Explanatory Memorandum on the Framework Convention for the Protection of National Minorities, Human Rights Law Journal (HRLJ) 16 (1995), 101, 102, para. 13, 103, para. 31. 96 Konstantinos Tsitselikis, The International and European Status for the Protection of the Linguistic Minority Rights and the Greek Legal Order (1996), 212 (in Greek). 97 Fotini Pazartzi, Minority Identity and Cultural Rights, in: Αntonis Bredimas/Linos-Αlexandros Sicilianos (eds.), The Protection of Minorities: The Framework Convention of the Council of Europe (1997), 81, 90 (in Greek). See also Philip Vuciri Ramaga, The Group Concept in Minority Protection, HRQ 15 (1993), 579, 583. THE MEANING OF ‘CULTURE’ IN ARTICLE 15 (1)(A) OF THE ICESCR 363 and educational institutions can be preserved only on a community basis,98 which is why it is essential that cultural minority rights be recognised and protected as collective or group rights, too.99 So also is the right to take part in cultural life, with its inherent collective elements.100 It is true that the issue of collective rights is neither unambiguous in its terminology nor uncontentious in its substance. Firstly, it should be observed that there is some terminological confusion in the literature.101 Some authors, for example, use the terms collective or group rights interchangeably,102 while others distinguish between group rights as the sum of the rights of individual members and collective rights intended for the benefit of the group as a whole.103 It could be argued, however, that this terminological distinction may from a certain point of view be seen as less substantial since “group rights and collective rights both have, in fact, a collective dimension, i.e. they both exist for the benefit of a certain organized group or a collective entity, be it minorities, groups or governments.”104 Secondly, there is a view that human rights are by definition exclusively individual, since they stem from the inherent dignity of each human being. In this context only individuals can hold human rights.105 Thus, “[t]he idea of collective human rights represents a major, and at best confusing, conceptual deviation.”106 This reducing of positive human rights to solely individual 98 Jelena Pejic, Minority Rights in International Law, HRQ 19 (1997), 666, 674. 99 See Bruce Robbins/Elsa Stamatopoulou, Reflections on Culture and Cultural Rights, The South Atlantic Quarterly 103 (2004), 419, 426 noting that “[s]ome of what since come to be called cultural rights – for example, the right to speak one’s language or to practice land-based religions or to protect traditional knowledge – literally make no sense for indigenous peoples or minorities unless they are understood also as group rights”. 100 See James Crawford, The Rights of Peoples: ‘Peoples’ or ‘Governments’?, in: James Crawford (ed.), The Rights of Peoples (1st ed. 1988), 55, 57. 101 Anna Meijknecht, Are Minorities Subjects of International Law?, in: Yvonne Donders/Kristin Henrard/Anna Meijknecht/Sasja Tempelman (eds.), Law and Cultural Diversity, Proceedings of a Workshop, organized by the Working Group ‘Law and Cultural Diversity’ in Co-operation with the School of Human Rights Research, SIM-Special 25 (1999), 95, 98, footnote 13. 102 See Jean-Paul Schreuder, Minority Protection within the Concept of Self-Determination, Leiden Journal of International Law 8 (1995), 53, 63. 103 See Douglas Sanders, Collective Rights, HRQ 13 (1991), 368, 369. 104 Malgosia Fitzmaurice, The New Developments Regarding the Saami Peoples of the North, IJMGR 16 (2009), 67, 137. 105 John Morijn, The Place of Cultural Rights in the WTO System, in: Francesco Francioni/Martin Scheinin (eds.), Cultural Human Rights (2008), 285, 294. 106 Jack Donelly, Human Rights and Group Rights, Bulletin of Australian Society of Legal Philosophy 13 (1989), 6, 8–9. 364 GERMAN YEARBOOK OF INTERNATIONAL LAW 55 @ 2012 freedoms and entitlements is, however, argued to be antithetical to human nature empirically assessed. As Wiessner unequivocally notes “[i]ndividuals feel part of a community; their birth into certain ethnic, gender and societal categories, their upbringing in certain social settings, as well as their conscious choices make them members of certain groups. Membership of a group is of fundamental importance to individuals, to their pursuit of self-realization, a key human need,”107 arguing further that [i]n order to respond holistically to human needs and aspirations, law thus needs to strive to protect both the individuals and the groups they form or are born into – communities of destiny or communities of choice. The vulnerability of individuals created the need for individual human rights; the vulnerability of groups, particularly cultures, created the need for their protection.108 In this light it has been argued that not only are individual and collective rights not always antithetical but there are several cases indeed, where they are complementary and interdependent, as “its type is necessary to preserve minority cultures, for the protection of collective rights will depend, in the first instance, upon the existence of individual rights.”109 Thirdly, an argument is made that the proclamation of collective rights may be (ab)used in order to justify violations of individual rights.110 This criticism seems to imply that individual rights are both immutable and absolute, overlooking the fact that the major contemporary human rights instruments contain provisions which limit those rights “for the purpose of securing due recognition and respect for the rights and freedoms of others and of meeting the just requirements of morality, public order and the general welfare in a democratic society”111 (the latter a collective interest). Cultural collective rights, on the other hand are not absolute either. Thus, there is always a need to strike a balance between the interests of a minority as a collective and those of the single members of the group according to the ad hoc circumstances of each case. In the Kitok Case, for example, “the HRC took 107 Siegfried Wiessner, The Cultural Rights of Indigenous Peoples: Achievements and Continuing Challenges, EJIL 22 (2011), 121, 124. 108 Ibid., 125. 109 Gillian Triggs, The Rights of ‘Peoples’ and Individual Rights: Conflict of Harmony?, in: James Crawford (ed.), The Rights of Peoples (1988), 141, 146. 110 See Marlies Galenkamp, Collective Rights, Report commissioned by the Advisory Committee on Human Rights and Foreign Policy of the Netherlands, SIM-Special 16 (1995), 53, 66. 111 John Claydon, Internationally Uprooted People and the Transnational Protection of Minority Culture, New York Law School Law Review 24 (1978), 125, 139. THE MEANING OF ‘CULTURE’ IN ARTICLE 15 (1)(A) OF THE ICESCR 365 position in favour of the former in view of the need to maintain the economic and ecological sustainability of the particular way of life of the Sami population.”112 Furthermore, serious violations of individual human rights could be avoided by incorporating some kind of democratic constraints into the process of group decision-making, for instance by providing individuals with an effective exitoption.113 Finally, States are unwilling to recognise collective or group minority rights, lest this entail risks for their national sovereignty and territorial integrity.114 However, “[…] the protection of collective minority rights does not necessarily lead to that outcome […],” since “a minority which enjoys collective rights is unlikely to turn against the State within which it resides,” although this is not, of course, absolute.115 D. Concluding Observations on Collective Minority Cultural Rights In conclusion, it seems that from the moment that most modern societies consist of a dominant ethnic group in control of the State which exercises cultural hegemony over an array of minority groups and this hegemony constitutes a threat to the cultural integrity of minority diversity, there is a need to recognise collective rights to minorities as a suitable mean of protecting and preserving their cultures.116 The recognition of the need to safeguard minority identity as such, through State measures for the protection of its existence and the creation of favourable conditions for its preservation and promotion,117 beginning with principle 19 of the 1989 Vienna Concluding Document of the Conference on Security and Cooperation in Europe 112 Peter Hilpold, UN Standard – Setting in the Field of Minority Rights, IJMGR 14 (2007), 181, 193. 113 Barbara Oomen/Sasja Tempelman, The Power of Definition, in: Yvonne Donders/Kristin Henrard/Anna Meijknecht/Sasja Tempelman (eds.), Law and Cultural Diversity, Proceedings of a Workshop, organized by the Working Group ‘Law and Cultural Diversity’ in Co-operation with the School of Human Rights Research, SIM-Special 25 (1999), 7, 26. 114 See Dominic McGoldrick, Multiculturalism and its Discontents, Human Rights Law Review 5 (2005), 27, 31. 115 Konstantinos Antonopoulos, Issues of Minority Rights’ Protection under the Light of Former Yugoslavia’s Dissolution, Hellenic Review of European Law (Special Issue) 21 (2001), 75, 86, 88 (in Greek). 116 Richard H. Thompson, Ethnic Minorities and the Case for Collective Rights, American Anthropology 99 (1997), 786, 789. 117 See Matthias Koenig, Institutional Change in World Polity – International Human Rights and the Construction of Collective Identities, International Sociology 23 (2008), 95, 106. 366 GERMAN YEARBOOK OF INTERNATIONAL LAW 55 @ 2012 (OSCE),118 and later with paragraph 33 of the 1990 Copenhagen Concluding Document (Copenhagen Document),119 and Article 1 (1) of the relevant UN Declaration on the Rights of Persons Belonging to National or Ethnic, Religious and Linguistic Minorities (1992),120 is not unknown in international law. The Committee, then, has built upon this precedent, replying to the question of “[w]ho possesses cultural rights: individual or groups?”,121 in a fruitful, comprehensive and pluralistic manner that is realistically capable of making the provision a firm pillar for the substantive protection of minority cultures. IV. Other Explicit References to Minority Cultural Rights in General Comment No. 21 In the aforementioned context, which recognises the right of minorities and their members to participate in their own cultural life, the General Comment also contains several other explicit references to minority cultural rights. Thus, in the frame of 118 “They [the Participating States] will protect and create conditions for the promotion of the ethnic, cultural, linguistic and religious identity of national minorities on their territory.” See Human Rights in the Concluding Document of the Vienna CSCE Follow-up Meeting on 15 January 1989, HRLJ 10 (1989), 270, 277. See Dimitris Christopoulos, Minority Protection: Towards a New European Approach, Balkan Forum – An International Journal of Politics, Economics and Culture 2 (1994), 155, 164 observing that “[t]he Vienna Concluding Document is the first one on a European level to mention explicitly the necessity of the recognition of collective rights”. 119 “The participating States will protect the ethnic, cultural, linguistic and religious identity of national minorities on their territory and create conditions for the promotion of that identity.” See Document of the Copenhagen Meeting of the Conference on the Human Dimension of the CSCE (29 June 1990), HRLJ 11 (1990), 232; Thomas Buergenthal, The Copenhagen CSCE Meeting: A New Public Order for Europe, HRLJ 11 (1990), 217, 228. 120 “States shall protect the existence and the national or ethnic, cultural, religious and linguistic identity of minorities within their respective territories and shall encourage conditions for the promotion of that identity.” See Declaration on the Rights of Persons Belonging to National or Ethnic, Religious and Linguistic Minorities, 18 December 1992, UN Doc. A/RES/47/135 (1992). See also Bokatola Isse Omanga, The Draft Declaration on the United Nations on the Rights of Persons Belonging to National, Ethnic, Religious and Linguistic Minorities, International Commission of Jurists (The Review) 46 (1991), 33, 35 arguing that “[i]t is the group as such which holds rights and no longer only the individual who make it”; Natan Lerner, The 1992 UN Declaration on Minorities, Israel Yearbook on Human Rights 23 (1993), 111, 117 noting that “[a]rticle 1 does not refer to rights of persons, but to the identity of minorities, namely a group right”. 121 Robert Winthrop, Defining a Right to Culture, and Some Alternatives, Cultural Dynamics 14 (2002), 161, 163. THE MEANING OF ‘CULTURE’ IN ARTICLE 15 (1)(A) OF THE ICESCR 367 clarifying States’ obligations to fulfil122 their commitments, the Committee asks the States to take a wide range of positive measures, including financial measures, that would contribute to the realisation of the right of Article 15 (1)(a) of the ICESCR, such as: [a]dopting policies for the protection and promotion of cultural diversity […]; and measures aimed at enhancing diversity through public broadcasting in regional and minority languages;123 [p]romoting the exercise of the right of association for cultural and linguistic minorities for the development of their cultural and linguistic rights;124 [t]aking appropriate measures or programmes to support minorities or other communities […] in their efforts to preserve their culture.125 A. Policies and Measures Promoting and Protecting Minority Languages One of the most interesting elements of this set of obligations is the taking of measures to support broadcasting in regional and minority languages, an issue that is related to respect for and safeguarding of the linguistic diversity to which the Committee ascribes particular importance and upon which it insists with pertinent questions.126 Indeed, the Committee refers many times in its Comment to linguistic rights 122 The Committee signifies that the right to take part in cultural life imposes, like all the other rights enshrined in the Covenant, upon States’ Parties three general levels of legal obligations, namely a) the obligation to respect, b) the obligation to protect, and c) the obligation to fulfil. The first of these obligations as discerned by the Committee requires states to refrain from interfering, directly or indirectly, with enjoyment of the right to take part in cultural life, the second requires them to take steps to prevent third parties from interfering in the exercise of that right, and the third requires them to take appropriate legislative, administrative, judicial, financial, promotional and other measures aimed at full realisation of that right. See Tawhida Ahmed, A Critical Appraisal of EU Governance for the Protection of Minority Rights, IJMGR 17 (2010), 265, 267. 123 UN Doc. E/C.12/GC/21 (note 22), para. 52 (a). 124 Ibid., para. 52 (c). 125 Ibid., para. 52 (f). 126 See List of Issues to be Taken up in Connection with the Consideration of the Fifth Periodic Report of Poland (E/C.12/POL/5) Concerning the Rights Covered by Articles 1 to 15 of the ICESCR, 8 January 2009, UN Doc. E/C.12/POL/Q/5 (2009), para. 32; List of Issues to be Taken up in Connection with the Consideration of the Fifth Periodic Report of the United Kingdom of Great Britain and Northern Ireland Concerning the Rights Covered by Articles 1 to 15 of the ICESCR, 10 June 2008, UN Doc. E/C.12/GBR/Q/5 (2008), para. 34. 368 GERMAN YEARBOOK OF INTERNATIONAL LAW 55 @ 2012 in general127 in the form of freedom of expression in the language of one’s choice, since, as has been noted, “[…] language is not merely a conveyor belt for transmitting knowledge, but constitutes, particularly for minorities, the very content of their culture and their cultural identity.”128 Therefore, in the context of Article 15 (1)(a) of the ICESCR, the Committee frequently asks States Parties about the use of minority languages in daily life and especially in education,129 about the steps taken to preserve minority languages, the periodicals published and the radio and television shows broadcast in those languages,130 the possibility of the languages of different language groups being used in the courts and in dealings with other public authorities,131 etc. B. Freedom of Association for Cultural and Linguistic Minorities Another key aspect is the emphasis that the Committee lays on the significance which freedom of association has for minority protection.132 Indeed, as the European Court of Human Rights (ECtHR) has also stressed, “forming an association in order to express and promote its identity may be instrumental in helping a minority to preserve and uphold its rights.”133 It is observed, however, that the Committee refers, 127 Thus, paragraphs 15 (a) and 49 (b) refer to the right to express oneself in the language of one’s choice, paragraph 16 (b) provides for the right to seek, receive and share information on all manifestations of culture in the language of one’s choice, paragraph 49 (d) requires respect for the right of access to one’s linguistic heritage and paragraph 55 (c) entails the right to use the language of one’s choice. See UN Doc. E/C.12/GC/21 (note 22), paras. 15 (a), 49 (b), 16 (b), 49 (d) and 55 (c). 128 Antonis Bredimas, The Greek Minority in Albania and the Framework Convention of the Council of Europe, in: id., Αntonis Bredimas/Linos-Αlexandros Sicilianos (eds.), The Protection of Minorities: The Framework Convention of the Council of Europe (1997), 185, 194 (in Greek). 129 See List of Issues to be Taken up in Connection with the Consideration of the Initial Report of Slovenia Concerning Articles 1–15 of the ICESCR, 7 June 2004, UN Doc. E/C.12/Q/SVN/1 (2004), para. 30. 130 See List of Issues to be Taken up in Connection with the Consideration of the Third Periodic Report of Austria Concerning the Rights Referred to in Articles 1–15 of the ICESCR, 14 December 2004, UN Doc. E/C.12/Q/AUT/1 (2004), paras. 33–34. 131 See List of Issues to be Taken up in Connection with the Consideration of the Second to Third Periodic Report of Belgium Concerning the Rights Covered by Articles 1–15 of the ICESCR, 10 April 2007, UN Doc. E/C.12/BEL/Q/3 (2007), para. 23. 132 See Giorgio Sacerdoti, New Developments in Group Consciousness and the International Protection of the Rights of Minorities, Israel Yearbook of International Law 13 (1983), 116, 140. 133 ECtHR, Case of Gorzelik and Others v. Poland, Judgment of 17 February 2004, RJD 2004-I, 39, para. 93. THE MEANING OF ‘CULTURE’ IN ARTICLE 15 (1)(A) OF THE ICESCR 369 expressly at least, to the freedom of association only of cultural and linguistic, and not of national and religious, minorities. In any case, the incorporation into the normative field of Article 15 (1)(a) of the ICESCR of a States’ obligation to promote the right of association of minorities, is an element of major importance for “the proper functioning of democracy,”134 since “[t]he way in which national legislation enshrines this freedom and its practical application by the authorities reveal the state of democracy in the country concerned.”135 C. Measures Encouraging Culturally Appropriate Education Education is another important aspect of protection for minorities upon which the Committee lays particular weight. The right to education, particularly in one’s mother tongue, is considered a crucial right for minorities since it constitutes the foundation for the preservation of their identity.136 As in a previous Comment on the matter, the Committee stresses that education must be culturally appropriate,137 so as to enable children to develop their personality and their cultural identity and to learn and understand cultural values and practices of the communities to which they belong, as well as those of other communities and societies.138 Additionally, the Committee notes in General Comment No. 21 that the educational programmes of States Parties should respect the cultural specificities of national or ethnic, linguistic and religious minorities and incorporate in those programmes their history, knowledge and technologies, as well as their social, economic and cultural values and aspirations. They must also adopt measures and spare no effort to ensure that educational programmes for minorities are conducted on or in their own 134 See Gaetano Pentassuglia, Evolving Protection of Minority Groups: Global Challenges and the Role of International Jurisprudence, International Community Law Review 11 (2009), 185, 201. 135 ECtHR, Case of Sidiropoulos and Others v. Greece, Judgment of 10 July 1998, RJD 1998-IV, 19, para. 40. See Eleni Kalampakou, The Right to Freedom of Association under the Principle of Cultural Pluralism – Comment on the ECHR’s Decision Tourkiki Enosi Xanthis v. Greece, Revue Hellénique des Droits de l’ Homme 43 (2009), 849 (in Greek). 136 Hurst Hannum, Contemporary Developments in the International Protection of the Rights of Minorities, Notre Dame Law Review 66 (1991), 1431, 1441. 137 See CESCR, General Comment No 13: The Right to Education (Art. 13), 8 December 1999, UN Doc. E/C.12/1999/10 (1999), para. 50. 138 UN Doc. E/C.12/GC/21 (note 22), para. 26. 370 GERMAN YEARBOOK OF INTERNATIONAL LAW 55 @ 2012 language, taking into consideration the wishes expressed by communities and in the international human rights standards in this area. Educational programmes should also transmit the necessary knowledge to enable everyone to participate fully and on an equal footing in their own and in the national community.139 D. Free, Prior, and Informed Consent (FPIC) and Minorities Another innovative element in the CESCR’s approach is the advancement of minority participatory rights in the context of the core State obligations to fulfil Article 15 (1)(a) of the ICESCR. According to the CECSR, the core obligations of the States Parties aim to ensure the satisfaction of, at the very least, the minimum essential levels of the rights recognized in the ICESCR.140 Specifically then as regards the realisation of the core obligations of Article 15 (1)(a) of the ICESCR, the Committee inter alia asks governments: [t]o allow and encourage the participation of persons belonging to minority groups, indigenous peoples or to other communities in the design and implementation of laws and policies that affect them. In particular, States [P]arties should obtain their free and informed prior consent when the preservation of their cultural resources, especially those associated with their way of life and cultural expression, are at risk [emphasis added].141 A new element then, in the Committee’s approach is the introduction of a fundamental obligation for States to gain inter alia the free, prior, informed consent of the members of a minority (and not of the minority per se) when the preservation of their cultural resources, particularly those associated with their way of life and cultural expression, is threatened.142 This is an advancement of the right of effective participation – although in the form of a State obligation – of minority members as enshrined 139 Ibid., para. 27. See also Irene J. Taafaki, Cultural Rights: A Curriculum and Pedagogy for Praxis, in: Margaret Wilson/Paul Hunt (eds.), Culture, Rights, and Cultural Rights – Perspectives from the South Pacific (2000), 103, 108. 140 See CESCR, General Comment No. 3: The Nature of States Parties Obligations (Art. 2, para. 1), UN Doc. E/1991/23 (1990), para. 10. 141 142 UN Doc. E/C.12/GC/21 (note 22), para. 55 (e). See Amanda Barratt/Ashimizo Afadameh-Adeyemi, Indigenous Peoples and the Right to Culture: The Potential Significance for African Indigenous Communities of the Committee on Economic, Social and Cultural Rights’ General Comment 21, African Human Rights Law Journal 11 (2011), 560, 585. THE MEANING OF ‘CULTURE’ IN ARTICLE 15 (1)(A) OF THE ICESCR 371 in the relevant international and regional minority norms.143 The CESCR’s approach is also in line with the most recent jurisprudence of the HRC, which in Ángela Poma Poma v. Peru adopted the view that the admissibility of measures which substantially [emphasis added] compromise or interfere with the culturally significant [emphasis added] economic activities of a minority or indigenous community depends on whether the members of the community in question have had the opportunity to participate in the decision-making process in relation to these measures and whether they will continue to benefit from their traditional economy. The Committee considers that participation in the decision-making process must be effective, which requires not mere consultation but the free, prior and informed consent [emphasis added] of the members of the community.144 The CESCR’s approach seems also to have a rather limited field of application (only when cultural resources are seriously endangered).145 Furthermore, it is not clear who is competent to decide when such a threat to minority cultures exists.146 Notwithstanding these observations, this is a major evolution of minority participatory rights since a right to FPIC has been accorded so far to indigenous peoples alone. The UN Declaration on the Rights of Indigenous Peoples147 for example calls for the FPIC of indigenous peoples in: Article 10 in the case of relocation of indigenous communities, Article 19 when a State is adopting legislative or administrative measures that affect indigenous peoples, Article 29 (2) regarding the disposal of hazardous waste within their territories, and Article 32 (2) regarding the approval of 143 Para. 35 of the Copenhagen Document (note119); Article 2 (3) of the UN Declaration on the Rights of Persons Belonging to National or Ethnic, Religious and Linguistic Minorities (note128); and Article 15 of the Framework Convention for the Protection of National Minorities, 1 February 1995, ILM 34 (1995), 351. 144 HRC, Ángela Poma Poma v. Peru, Communication 1457/2006, 27 March 2009, UN Doc. CCPR/C/95/D/1457/2006 (2009), para. 7.6. For a critical assessment of the decision, see Katja Göcke, The Case of Ángela Poma Poma v. Peru before the Human Rights Committee – The Concept of Free, Prior and Informed Consent and the Application of the Covenant on Civil and Political Rights to the Protection and Promotion of Indigenous Peoples’ Rights, Max Planck Yearbook of United Nations Law 14 (2010), 337. 145 This interpretation at least has been given to the analogous HRC’s view in Angela Poma Poma v. Peru Case by eminent scholars. See Gaetano Pentassuglia, Towards a Jurisprudential Articulation of Indigenous Land Rights, EJIL 22 (2011), 165, 183–184. 146 Elsa Stamatopoulou, Monitoring Cultural Rights: The Claims of Culture on Human Rights and the Response of Cultural Rights, HRQ 34 (2012), 1170, 1185. 147 United Nations Declaration on the Rights of Indigenous Peoples, (2007), UN Doc. A/RES/61/ 295, 13 September 2007. 372 GERMAN YEARBOOK OF INTERNATIONAL LAW 55 @ 2012 any project affecting their lands or territories.148 In an analogous line the Inter-American Court of Human Rights has judged that in the case of large-scale developments or investment projects that could have a major impact within indigenous peoples’ territories, the State has the duty not only to consult with them, but also to obtain their free, prior, and informed consent.149 1. ‘Minorities’ and ‘Indigenous Peoples’ Since a right to FPIC has been accorded so far to indigenous peoples alone it would be useful to examine the similarities and differences between them and the minority groups in order to get a clear picture of the new ground that General Comment No. 21 breaks on the issue for the latter. It should be noted that while there is no generally agreed definition of the notions of ‘minority’150 and ‘indigenous peoples’151 in international law, and that while the two concepts do not coincide, they may overlap.152 This is reflected in Daes’ observation that “no definition or list of characteristics can eliminate overlaps between the concept of minority and indigenous peoples. Cases will continue to arise that defy any simple, clear-cut attempt at classification.”153 Specifically, it seems that a number of connections and commonalities exist between these two group categories, such as their numerical inferiority (in fact, most indige- 148 Tara Ward, The Right to Free, Prior, and Informed Consent: Indigenous Peoples’ Participation Rights within International Law, Northwestern Journal of International Human Rights 10 (2011), 54, 58. 149 Inter-American Court of Human Rights, Case of the Saramaka People v. Suriname, Judgement of 28 November 2007, Series C, No. 172, para. 134. 150 See Human Rights and Indigenous People, Study on Treaties, Agreements and Other Constructive Arrangements between States and Indigenous Populations, Final Report by Miguel Alfonso Martinez, Special Rapporteur, 22 June 1999, UN Doc. E/CN.4/Sub.2/1999/20 (1999), para. 70. 151 See Department of Economic and Social Affairs, Workshop on Data Collection and Disaggregation for Indigenous Peoples, UN Doc. PFII/2004/WS.1/3 (2004), para. 1. 152 Alessandro Fodella, International Law and the Diversity of Indigenous Peoples, Vermont Law Review 30 (2006) 570, 572. 153 See Working Paper on the Relationship and Distinction Between the Rights of Persons Belonging to Minorities and Those of Indigenous Peoples, Paper by Erica-Irene A. Daes, 19 July 2000, UN Doc. E/CN.4/Sub.2/2000/10 (2000), para. 41. THE MEANING OF ‘CULTURE’ IN ARTICLE 15 (1)(A) OF THE ICESCR 373 nous peoples may qualify as minorities but not all minorities are indigenous),154 their non dominant position in the societies in which they live, and their cultural distinctiveness from the majority or the dominant groups.155 At the same time it is possible to identify at least two factors, as Eide and Daes note, which have never been associated with the concept of ‘minorities’ and which are normally held to distinguish indigenous peoples from them: (i) indigenous prior settlement in a specific territory,156 and (ii) their special spiritual and material attachment to their ancestral lands and its natural resources,157 the maintenance of which is a necessary precondition for their cultural and physical integrity.158 Indeed this unique, special relationship of indigenous peoples with their traditional lands, in conjunction with their collective social structures, has led to the adoption of a distinct legal regime for the protection of their rights. Thus, while the minority instruments contain no land rights, these are core elements in the International Labour Organization (ILO) Convention No. 169 (Articles 13 to 19),159 and in the UN Declaration on the Rights of Indigenous Peoples (Articles 25 to 30).160 Furthermore, the types of rights ascribed to indigenous peoples and minorities in international law differ considerably, since indigenous rights are mostly, but not exclusively, collective rights, whereas minority rights are formulated, as has been 154 Borhan Uddin Khan/Muhammad Mahbubur Rahman, Protection of Minorities: Regimes, Norms and Issues in South Asia (2012), 16. 155 Ibid.; see also Minority Rights: International Standards and Guidance for Implementation, HR/ PUB/10/3 (2010), 4, available at: http://www.ohchr.org/Documents/Publications/MinorityRights_ en.pdf (accessed on 17 October 2012). 156 See Working Paper by the Chairperson – Rapporteur, Mrs. Erica-Irene A. Daes, on the Concept of ‘Indigenous Peoples’, 10 June 1996, UN Doc. E/CN.4/Sub.2/AC.4/1996/2 (1996), para. 60. 157 See Working Paper on the Relationship and Distinction Between the Rights of Persons Belonging to Minorities and Those of Indigenous Peoples, Paper by Asbjørn Eide, 19 July 2000, UN Doc. E/ CN.4/Sub.2/2000/10 (2000), para. 24. 158 See Amelia Cook/Jeremy Sarkin, Who is Indigenous? Indigenous Rights Globally, in Africa, and Among the San in Botswana, Tulane Journal of International and Comparative Law 18 (2009), 93, 107. 159 Convention Concerning Indigenous and Tribal Peoples in Independent Countries (ILO Convention169)’, ILM 28 (1989), 1382. See Athanasios Yupsanis, ILO Convention No. 169 Concerning Indigenous and Tribal Peoples in Independent Countries 1989–2009: An Overview, Nordic Journal of International Law 79 (2010), 433, 441–443. 160 Indigenous Peoples in Africa: The Forgotten Peoples? The African Commission’s Work on Indigenous Peoples in Africa, ACHPR & IWGIA (2006), 13, available at: http://www.achpr.org/files/ special-mechanisms/indigenous-populations/achpr_wgip_report_summary_version_eng.pdf (accessed on 17 October 2012). 374 GERMAN YEARBOOK OF INTERNATIONAL LAW 55 @ 2012 analysed, as rights of persons and are therefore individual rights, even if in most cases they can only be enjoyed in community with others.161 2. Concluding Thoughts on the Issue of the FPIC Minority participatory rights enshrined in the relevant instruments (para. 35 of the Copenhagen Document, Article 2 (3) of the UN Declaration on the Rights of Persons Belonging to National or Ethnic, Religious and Linguistic Minorities and Article 15 of the FCNM) do not explicitly refer to a right to FPIC, whereas such a right is solidly affirmed in the case of indigenous peoples where their cultural survival is at risk. As the International Law Association (ILA) has stressed, although States are not obliged to obtain the consent of indigenous peoples before engaging in whatever kind of activities which may affect them – this obligation exists any time that the lack of such a consent would translate into a violation of the rights of indigenous peoples that States are bound to guarantee and respect […]. When the essence of their cultural integrity is at significant risk, obtaining the free, prior and informed consent of the indigenous peoples concerned becomes mandatory.162 In this context General Comment No. 21 breaks new ground, not only because it recognises the minorities per se as bearers of a collective right to preserve their own cultural life but also because it introduces inter alia into the normative scope of Article 15 (1)(a) of the ICESCR a core State obligation to obtain the FPIC of minority members when the preservation of their cultural resources is at risk, thus taking minority protection beyond the lines that the existing minority instruments explicitly entail. 161 Report of the African Commission’s Working Group of Experts on Indigenous Populations/ Communities, ACHPR & IWGIA (2005), 97, available at: http://pro169.org/res/materials/en/ identification/ACHPR%20Report%20on%20indigenous%20populations-communities.pdf (accessed on 17 October 2012). 162 International Law Association, Rights of Indigenous Peoples, Sofia Conference (2012), 7, available at: http://www.ila-hq.org/en/committees/draft-committee-reports-sofia-2012.cfm (accessed on 17 October 2012). THE MEANING OF ‘CULTURE’ IN ARTICLE 15 (1)(A) OF THE ICESCR 375 V. General Statements of Particular Importance to Minority Cultural Identities in General Comment No. 21 Besides the explicit references to minorities and their members, the General Comment also encompasses many statements of a more general nature which are of crucial importance to minority interests. Thus, in interpreting the notion of ‘participation’ or ‘to take part’ in cultural life the Committee stresses that it: covers in particular the right of everyone – alone, or in association with others or as a community – to act freely, to choose his or her own identity, to identify or not with one or several communities or to change that choice, to take part in the political life of society, to engage in one’s own cultural practices and to express oneself in the language of one’s choice.163 A. The Right to Self-Identification The Committee lays emphasis, which is also evident in the repeated references to it in its Comment,164 on the right to freely choose the identity that constitutes the essential component of self-identification, which has been described as the ‘quintessence’ of minority protection.165 The right of self-identification as a right of belonging was explicitly recognised for the first time in the Copenhagen Document of the CSCE. Concretely, paragraph 32 of that document states that “[t]o belong to a national minority is a matter of a person’s individual choice and no disadvantage may arise from the exercise of such choice.”166 On the level of legally binding instruments, Article 3 (1) of the FCNM provides that “[e]very person belonging to a national minority shall have the right freely to choose to be treated or not to be treated as such and no disadvantage shall result from this choice or from the exercise of the rights which are connected to that choice.”167 Indeed, according to one liberal approach this 163 UN Doc. E/C.12/GC/21 (note 22), para. 15 (a); Pineschi (note 13), 36. 164 UN Doc. E/C.12/GC/21 (note 22), paras. 22, 49 (a), 55 (b). 165 Maria Vondikaki Telalian, The Human Dimension of CSCE, in: Stelios E. Perrakis (ed.), Les Droits des Peoples et des Minorités : Une Problématique en Mutation (1993), 243, 252 (in Greek). 166 See Alexis Heraclides, The CSCE and Minorities: The Negotiations Between the Commitments, 1972–1992, Helsinki Monitor 3 (1992), 5, 10. 167 See Heinrich Klebes, The Council of Europe’s Framework Convention for the Protection of National Minorities: Introduction, HRLJ 16 (1995), 92, 95. 376 GERMAN YEARBOOK OF INTERNATIONAL LAW 55 @ 2012 personal individual choice should not only not entail negative consequences but it also “[…] cannot be challenged by the [S]tate.”168 B. Recognition of Diverse Cultural Identities The Committee, in close connection with the right to choose identity, calls on States “to recognize the existence of diverse cultural identities of individuals and communities on their territories”169 as a first and important step towards the elimination of discrimination, whether direct or indirect. This call to the States Parties to recognise the diverse cultural identities of individuals and communities within their territories can be interpreted as an indirect or even direct, depending on one’s point of view and reading of the text – instigation to recognise the minorities living within their borders. Heretofore, the view had been put forward, both within the framework of the Geneva Report of the CSCE Meeting of Experts on National Minorities170 and in the explanatory memorandum of the FCNM,171 that the existence of ethnic, cultural, linguistic or religious differences within a State does not necessarily indicate the existence of national minorities and by extension, it could be argued, of linguistic, religious, cultural or ethnic minorities. This opinion, which is supported by States like France and Greece,172 is well-founded from the legal point, to the extent that the potential beneficiaries of minority status do not want to make a claim for the official recognition of their cultural differences and indeed for their protection via ‘special’ minority rights 168 See Maria Telalian, International Instruments for the Protection of Minorities – Current Developments, in: P. Grigoriou/A. Heraclides/P. Kazakos/C. Rozakis/M. Telalian, (eds.), Minority Issues in Europe, Working Paper Νo. 17, ΕΚΕΜ (1992), 32, 43 (in Greek). 169 UN Doc. E/C.12/GC/21 (note 22), para. 23. 170 See Report of the CSCE Meeting of Experts on National Minorities, Geneva, 19 July 1991, ILM 30 (1991), 1693, 1696, noting that “[…] not all ethnic, cultural, linguistic or religious differences lead to the creation of national minorities”. 171 “This provision [Art. 5] does not imply that all ethnic, cultural, linguistic or religious differences necessarily lead to the creation of minorities […].” See Explanatory Memorandum (note 95), 104, para. 43. See also Silvo Devetak, The Development of the Protection of Minorities in Europe with Special Reference to Slovenia, Journal of International Relations 3 (1996), 102, 106–107. 172 See for example the official position of Greece arguing that “[e]thnic, cultural, linguistic or religious differences alone did not necessarily make a group a national or ethnic minority.” See Committee on the Elimination of Racial Discrimination, Consideration of Reports, Comments, and Information Submitted by States Parties under Article 9 of the Convention: Sixteenth to Nineteenth Reports of Greece, UN Doc. CERD/C/SR.1944 (2009), para. 11. THE MEANING OF ‘CULTURE’ IN ARTICLE 15 (1)(A) OF THE ICESCR 377 (“the minority is the claim”).173 However, to the degree that there is a claim for official recognition of and protection for the group identity, the validity of the view that the existence of cultural differences does not imply the existence of minorities can be challenged. On the one hand by the argument that “insofar as persons sharing mutual solidarity and ties of national, cultural, linguistic and religious identity are not allowed to consider themselves as belonging to a minority, this would appear to be opposed to the Copenhagen Document and Article 3 (1) of the FCNM,”174 and on the other by the fact that it is susceptible of abusive invocation, as a pretext for States to refuse recognition of minority status to individuals possessing the aforementioned ties.175 The question is particularly important, since a number of States refuse to recognise minorities within their borders,176 at best delimiting themselves (for example Turkey, Greece and Bulgaria), with a formalistic-legalistic approach: therefore only accepting the existence exclusively of the minorities that they have recognised in bi or multilateral agreements.177 In theory, almost all international law scholars agree that the existence of a minority is a matter of fact, not of law, and consequently does not depend on its recognition or otherwise by the State within which the minority group lives,178 an opinion based on the ruling of the Permanent Court of International Justice in the case 173 See Dimitris Christopoulos, Human Rights and Minority Discourse in Greece, Contemporary Issues 63 (1997), 39, 40–42 (in Greek). 174 Stelios Perrakis, Considerations of the Modern Legal Regime for Minorities in the Light of the Framework Convention for the Protection of National Minorities: The Evolution of the Legal Framework, in: Αntonis Bredimas/Linos-Αlexandros Sicilianos (eds.), The Protection of Minorities: The Framework Convention of the Council of Europe (1997), 57, 64 (in Greek). 175 See Geoff Gilbert, The Council of Europe and Minority Rights, HRQ 18 (1996), 160, 177; Stephen J. Roth, Comments on the CSCE Meeting of Experts on National Minorities and its Concluding Document, HRLJ 12 (1991), 330, 331. 176 See Dieter Kugelmann, The Protection of Minorities and Indigenous Peoples Respecting Cultural Diversity, Max Planck Yearbook of United Nations Law 11 (2007), 233, 246, referring to the ‘textbook’ examples of France and Turkey. 177 See for the official Turkish position, Note Verbale Dated 19 March 2008 from the Permanent Mission of Turkey Addressed to the Secretariat of the Human Rights Council, Annex, Turkey’s Statement on the Mandate of the Independent Expert on Minority Issues, 18 March 2008, UN Doc. A/ HRC/7/G/14 (2008). For the similar positions of Bulgaria and Greece, see Marilena Koppa, Minorities in the Post-Communist Balkans: Governmental Policies and Minorities’ Responses (1997), 32 (in Greek). 178 See for example Patrick Thornberry, International European Standards on Minority Rights, in: Hugh Miall (ed.), Minority Rights in Europe: The Scope for a Transnational Regime (1994), 14, 15; Geoff Gilbert, Religious Minorities and their Rights: A Problem of Approach, IJMGR 5 (1997), 97, 101–102; Francesco Capotorti, Minorities, EPIL 8 (1985), 385, 389. 378 GERMAN YEARBOOK OF INTERNATIONAL LAW 55 @ 2012 of the Greco-Bulgarian communities,179 and on the more recent analogous position of the HRC.180 However, as Anghie observes, “unrecognized as an entity, a minority has neither the protection nor the doctrinal foundation from which to negotiate political settlements with the [S]tate(s) to which it belongs.”181 In any case, from the moment that there exists neither an official, universally accepted definition of minority in international law182 nor a requisite minimum number of members for a minority to be established and recognised as such,183 States are free in practice to recognise or not the existence of a minority.184 Nonetheless, States “under international law have the obligation to act in ‘good faith’, which means that it cannot behave arbitrarily in this matter when there concur objective elements demonstrating the existence of a national minority on their territory.”185 It is noted that the Committee, for its part, addresses the policy of States such as France and Greece, which do not recognise the existence of minorities within their territory (except for the one officially labelled as Muslim in 179 “The existence of communities is a question of fact; it is not a question of law.” See Permanent Court of International Justice, Greco-Bulgarian Communities, Advisory Opinion of 31 July 1930, Series B No. 17, 22. See Anna Meijknecht, Towards International Personality: The Position of Minorities and Indigenous Peoples in International Law (2001), 66. 180 “The existence of an ethnic, religious or linguistic minority in a given State party does not depend upon a decision by that State party but requires to be established by objective criteria.” See UN Doc. CCPR/C/21/Rev.1/Add.5 (note 51), para. 5.2. See Bertram G. Ramcharan, The Protection of Minorities in Africa, in: Gudmundur Alfredsson/Maria Stavropoulou (eds.), Justice Pending: Indigenous Peoples and Other Good Causes – Essays in Honour of Erica – Irene A. Daes (2002), 99, 105. 181 Antony Anghie, Human Rights and Cultural Identity: New Hope for Ethnic Peace?, Harvard International Law Journal 33 (1992), 341, 346. 182 On the question of the definition of the concept, see Vassilios Grammaticas, The Definition of Minorities in International Law: A Problem Still Looking for a Solution, Revue Hellénique de Droit International 52 (1999), 321. 183 Illustrative in this context are the spectacularly divergent state views, that the UN Special Rapporteur F. Capotorti recorded in his Study on the Rights of Persons Belonging to Ethnic, Religious and Linguistic Minorities, regarding the minimum numerical size necessary for a group to constitute a minority population, which range from Sweden’s view that at least 100 persons are needed to Greece’s opinion that a sizable group is required. See Francesco Capotorti, Study on the Rights of Persons Belonging to Ethnic, Religious and Linguistic Minorities, UN Doc. E/CN.4/Sub.2/384/Rev.1, UN Publications Sales No. E.78.XIV.1 (1979), 9, para. 38 (Sweden), para. 41 (Greece). 184 See Marianne van den Bosch/Willem van Genugten, International Legal Protection of Migrant Workers, National Minorities and Indigenous Peoples – Comparing Underlying Concepts, IJMGR 9 (2002) 195, 198 noting that “[t]he approach taken by the Council of Europe leads to the situation that each Party to the [Framework] Convention can decide to what minorities the Convention is applicable”. 185 Antonis Bredimas, The Problems in the Relations between Greece and FYROM under International Law: The Name, the National Identity and the Minority in Greece, in: Stelios Perrakis (ed.), Glances to the Contemporary Landscape of the Western Balkans (2009), 23, 42 (in Greek). THE MEANING OF ‘CULTURE’ IN ARTICLE 15 (1)(A) OF THE ICESCR 379 conformity with the Treaty of Lausanne in the case of Greece) in the diplomatic language of the United Nations, asking governments to reconsider their position.186 VI. Locating the General Comment(s) in the Over-all Scheme of International Normativity In order to estimate the real impact that General Comment No. 21 may have in State practice, it is necessary to clarify its legal status. This is not an easy task since the location of the General Comments within the international normative scheme is far from clear. Indeed, as the ILA stresses: None of the human rights treaties explicitly confers on the relevant treaty bodies the power to adopt binding interpretations of the treaties, and the practice of at least some States suggest that this power has not been conferred implicitly, as part of the implied power that a body established by treaty is considered to possess in order to carry out the functions conferred on it by the States [P]arties.187 The view, however, that seems to have gained much currency in the international legal academia is that the General Comments “have authoritative status under international law,” as the High Court of South Africa for example has held.188 This is also 186 “The Committee urges the State Party to reconsider its position with regard to the recognition of other ethnic, religious or linguistic minorities which may exist within its territory in accordance with recognized international standards […],” see CESCR, Concluding Observations of the Committee on Economic, Social and Cultural Rights: Greece, 7 June 2004, UN Doc. E/C.12/1/Add.97 (2004), para. 31. “Although the State party, in its third periodic report to the Human Right Committee (CCPR/C/76/ Add.7, para. 94), has declared that “France is a country in which there are no [ethnic, religious or linguistic] minorities,” it is obvious that France is characterized by great ethnic and cultural richness,”see List of Issues to be Taken up in Connection with the Consideration of the Second Periodic Report of France Concerning the Rights Covered by Articles 1 to 15 of the International Covenant on Economic, Social and Cultural Rights, 18 May 2001, UN Doc. E/C.12/Q/FRA/1 (2001), para. 28. “The Committee therefore recommends that the State party considers reviewing its position with regard to the recognition of minorities under the Constitution and recognize officially the need to protect the cultural diversity of all minority groups under the jurisdiction of the State Party, in accordance with the provisions of Article 15.” See CESCR, Concluding Observations of the Committee on Economic, Social and Cultural Rights: France, 9 June 2008, UN Doc. E/C.12/FRA/CO/3 (2008), para. 50. 187 International Law Association, International Human Rights Law and Practice, Berlin Conference (2004), 5, para. 18, available at: http://www.ila-hq.org/en/committees/index.cfm/cid/20 (accessed on 17 October 2012). 188 The High Court of South Africa (Witwatersrand Local Division), Residents of Bon Mansions v. Southern Metropolitan Local Council, Case No. 01/12312, 2001, para. 17, available at: http://graduate institute.ch/faculty/clapham/hrdoc/docs/SA-Bon_Vista_Mansions_Judgment.doc (accessed on 17 October 2012). 380 GERMAN YEARBOOK OF INTERNATIONAL LAW 55 @ 2012 implied by the jurisdiction of regional juridical and semi-juridical organs, like that of the ECtHR, which has treated General Comments as authoritative statements of law, giving them equal weight to its own precedent,189 and of the African Commission of Human and Peoples’ Rights, which is also enjoined by General Comments.190 The problem of this approach is that the precise meaning of ‘authoritative interpretation’ remains unclear. Furthermore, “there is no central legislative body, nor central judicial organ properly authorized to make definitive interpretations or arbitrate [S]tates’ obligations.”191 These observations notwithstanding, it could be argued that the UN human rights treaty bodies are ‘interpretive communities’192 possessing ‘interpretive authority’. This authority cannot be understood within a strictly rules-based construct but must be viewed as part of a wider ‘transnational legal process’: [t]his idea describes the practice of how public and private actors, nation [S]tates, international organizations, multinational enterprises, non-governmental organizations, multinational enterprises, non-governmental organizations, and individuals in domestic and international fora make, interpret, enforce and ultimately internalise rules of international law. It is essentially a process of interaction, whereby new rules of law emerge, which are interpreted, internalised and enforced. Viewed in this way, interpretation and meaning in international law is constructed collectively over-time, through a process of discourse and persuasion.193 189 See ECtHR, Makaratzis v. Greece, Application No. 50385/99, 20 December 2004, paras. 29, 58, available at: http://www.unhcr.org/refworld/country,,ECHR,,GRC,,4ca45e60c693,0.html (accessed on 17 October 2012); ECtHR, Öcalan v. Turkey, Application No. 46221/99, 12 March 2003, para. 61, available at: http://www.unhcr.org/refworld/country,,ECHR,,TUR,,3e71a9d84,0.html (accessed on 17 October 2012). 190 See African Commission on Human and Peoples’ Rights, Civil Liberties Organisation, Legal Defense Centre, Legal Defense and Assistance Project v. Nigeria, Communication No. 218/98, (2001), para. 24, available at: http://www.worldcourts.com/achpr/eng/decisions/2001.05_Civil_Liberties_ Organization_v_Nigeria.htm (accessed on 17 October 2012). 191 Conway Blake, Normative Instruments in International Human Rights Law: Locating the General Comment, Center for Human Rights and Global Justice, Working Paper Number 17, 2008, 31, available at: http://www.chrgj.org/publications/docs/wp/blake.pdf (accessed on 17 October 2012). 192 The notion of a ‘community of interpreters’, is one that has been borrowed from literary studies, and applied by lawyers to make sense of the problems of authority and interpretation in the legal sphere. In this sense, it has been used to describe the operation of a professional legal community in the process of interpreting the law.” See ibid., 34–35. 193 Ibid., 37. THE MEANING OF ‘CULTURE’ IN ARTICLE 15 (1)(A) OF THE ICESCR 381 In this context, while it is commonly acknowledged that the General Comments are not legally binding,194 it is argued that the ICESCR Committee’s General Comments are not without legal significance. Some of them, at least, may be considered to be interpretations of the ICESCR. Such interpretations would seem to carry considerable weight,195 given the role of the ICESCR Committee as the supervisory organ of the ICESCR, although they are probably less authoritative than an interpretation by an international court. Some General Comments seem to go beyond interpretation and appear to be quasi-legislative in nature.196 For example, General Comment No. 15 (2002)197 spells out a right to water, a right which is not explicitly referred to in the ICESCR. In this line, the role of the General Comments in the articulation and implementation of human rights norms is undeniable, albeit not wholly uncontested.198 VII. General Conclusions Responding to urgings that it adopt a General Comment that would clarify the normative field of Article 15 (1)(a) of the ICESCR,199 the Committee has with this Comment given solid substance to the right of participation in cultural life, dragging it out of the peculiar obscurity in which it was languishing and making it of equal value and importance with the other rights enshrined in the Covenant. The interpretation given to the provision is unquestionably of major importance for the protection of 194 See Helen Keller/Leena Grover, General Comments of the Human Rights Committee and Their Legitimacy, in: Helen Keller/Geir Ulfstein (eds.), UN Human Rights Treaty Bodies: Law and Legitimacy (2012), 116, 129. 195 See Matthew C. R. Craven, The International Covenant on Economic, Social and Cultural Rights – A Perspective on its Development (1995), 91. 196 Urfan Khaliq/Robin Churchill, The Protection of Economic and Social Rights: A Particular Challenge?, in: Helen Keller/Geir Ulfstein (eds.), UN Human Rights Treaty Bodies: Law and Legitimacy (2012), 199, 205–206. 197 See CESCR, General Comment No. 15 (2002), The Right to Water (Arts. 11 and 12 of the International Covenant on Economic, Social and Cultural Rights), 20 January 2003, UN Doc. E/C.12/ 2002/11 (2003). 198 199 Blake (note 191), 23. See Submission of the International Commission of Jurists for the Day of Discussion on the Right to Participate in Cultural Rights Convened by the Committee on Economic, Social and Cultural Rights – Background Paper Submitted by the International Commission of Jurists, 9 May 2008, UN Doc. E/C.12/40/7 (2008), 3, para. 4. 382 GERMAN YEARBOOK OF INTERNATIONAL LAW 55 @ 2012 minorities, since it formally recognises the right both of minorities as collectivities and of their individual members to their own cultural life, dissenting totally from the conjectured initial intentions of the drafters of the provision and also from later readings that, given the absence of any explicit reference to minorities, interpreted this norm as entrenching a right of participation exclusively in the national cultural life of the States and not in separate minority cultures, thus promoting the idea of monoethnic societies.200 In this framework, and in conjunction with the broad conception of the meaning of culture adopted by the Committee, which diverges from the original narrow, materialistic conception of the term in the form of ‘the high arts’, the inclusion in the provision’s field of protection of a series of broadly conceived cultural rights that are crucial for the protection of minorities’ identity is particularly important. Essentially, the Committee incorporates into its Comment important elements of existing minority law and also builds on it, extending it radically at certain points, such as those concerning the recognition of collective rights. In this context its Comment is more advanced than even the corresponding General Comment No. 23 of the HRC on Article 27 of the ICCPR. Of course, one cannot overlook that the distance between the positions adopted by international treaty bodies monitoring the implementation of international human rights conventions on the interpretation of their provisions and the reality of State practice is often substantial.201 However, as regards the distance separating the practice of most States from positions such as the recognition of collective rights in General Comment No. 21, one must remember that the HRC’s reference, in its General Comment No. 23 on Article 27, to the need to take positive measures for the implementation of the rights therein enshrined was considered far ahead of its time and in the best case acceptable with reservations by certain States, while today, in legal theory at least, one rarely encounters positions that call into question the need for positive measures aimed at achieving real equality between majority and minority.202 200 See Athanasios Yupsanis, The Concept and Categories of Cultural Rights in International Law – Their Broad Sense and the Relevant Clauses of the International Human Rights Treaties, Syracuse Journal of International Law and Commerce 37 (2010), 207, 255–256. 201 See Timo Koivurova, From High Hopes to Disillusionment: Indigenous Peoples’ Struggle to (re)Gain Their Right to Self-Determination, IJMGR 15 (2008), 1, 26. 202 See Sicilianos (note 93), 116, 119, 128. THE MEANING OF ‘CULTURE’ IN ARTICLE 15 (1)(A) OF THE ICESCR 383 Furthermore, the probable significant contribution that General Comment No. 21 may make in the area of effective protection of minorities is in correlation with two other recent key developments in the framework of the ICESCR, namely: (i) the adoption of the Optional Protocol to the Covenant;203 which allows individuals and groups of individuals to submit a communication to the Committee alleging infringements of its provisions, and consequently of the provision under consideration, which – be it noted – was unsuccessfully proposed, during the preparatory works of the Protocol, to be excluded from the range of rights that the communication procedure would cover,204 and (ii) the establishment of the ‘Independent Expert in the field of Cultural Rights’; whose mission includes inter alia collaboration with governments with a view to promoting the adoption of measures at local, national, regional and international level for the protection of cultural rights.205 These developments can substantially improve the protection provided, fostering a more positive attitude towards the cultural rights of minorities within the territories of States Parties.206 Therefore, it would not perhaps be foolhardy to hazard a prediction that in a not too distant future the provision enshrined in Article 15 (1)(a) of the ICESCR could, in relation to protection of minorities, be equivalent in symbolic and practical value to that of Article 27 of the ICCPR, serving “as an important antidote to the tendency to homogenize and iron out differences and diversity.”207 203 See Art. 2 of the Optional Protocol to the International Covenant on Economic, Social and Cultural Rights, 5 March, 2009, UN Doc. A/RES/63/117 (2009), Annex. 204 See CESCR, Report on the Fourteenth and Fifteenth Sessions (30 April–17 May 1996, 18 November–6 December 1996), Economic and Social Council, Official Records, Supplement No. 2, UN Doc. E/1997/22 E/C.12/1996/6 (1997), 99–101, paras. 24–28. 205 See Independent Expert in the Field of Cultural Rights, 26 March 2009, UN Doc. A/HRC/ RES/10/23 (2009), para. 9 (c). 206 See Marina Hadjioannou, The International Human Right to Culture: Reclamation of the Cultural Identities of Indigenous Peoples under International Law, Chapman Law Review 8 (2005), 201, 212. 207 See CESCR, Report of the Eighteenth and Nineteenth Sessions, (27 April–15 May 1998, 16 November–4 December 1998), Economic and Social Council, Official Records, Supplement No. 2, UN Doc. E/1999/22-E/C.12/1998/26 (1999), para. 483.