JOURNAL OF EXPERIMENTAL CHILD PSYCHOLOGY 50, 156-178 (1990) Phonological Awareness and Spelling in Normal Children and Dyslexics: The Case of Initial Consonant Clusters MAGGIE McGill-Montreal BRUCK Children’s Hospital Learning Centre AND REBECCA Wayne TREIMAN State University We investigated phonological awareness and spelling skills among normal readers and spellers in Grades 1 and 2 and among dyslexics who scored at the same level as the normals on a standardized spelling test. Both normal children and dyslexics had difficulty with consonants in word-initial clusters in a phoneme recognition task and a phoneme deletion task. Also, both groups of children had trouble producing legal spellings of syllables with initial clusters, sometimes failing to represent the second consonants of the clusters. The dyslexics’ phonological awareness and spelling skills were poorer than those of the younger normal children, but the two groups showed similar patterns of performance. 8 1990 Academic Press, Inc. Phonological awareness is intimately tied to the learning of an alphabetic writing system. Indeed, Stanovich (1987) calls the discovery of this link one of the all too rare success stories in modem cognitive developmental psychology. However, many questions remain about the nature of phonological awareness itself and about the nature of its links to reading and spelling. For example, although some phonemes in spoken words seem to be more accessible than others, it is not clear whether the serial position of the phoneme in the word, the linguistic structure This research was supported by a National Health and Welfare Scholar Award to M. Bruck, Grant OGFOOOll8l from the National Sciences and Engineering Research Council to M. Bruck, Grant EQ-4246 from FCAR to M. Bruck, and Grants HD20276 and HDO0769 from NICHD to R. Treiman. Thanks to Hermina Tabachnek, Alison Kulak, Cyma Gauze, and Kathleen Capreol for their contributions. Correspondence may be addressed to Dr. Maggie Bruck, McGill-Montreal Children’s Hospital Learning Centre, 3640 Mountain Avenue, Montreal Quebec H3G 2A8, Canada. 156 0022~0965&O $3.00 Copyright 8 1990 by Academic Press, Inc. All rights of reproduction in any form reserved. PHONOLOGICAL AWARENESS AND SPELLING 157 of the word, or both determine phoneme accessibility. Further, although phonological awareness has been linked to spelling ability, we do not yet know whether difficulties in assessing certain phonemes in spoken words cause specific errors in spelling. Finally, although dyslexics have poor phonological awareness and spelling skills, the degree to which they show different patterns of development than normal children remains an important issue. The present study focused on a particular aspect of English phonology that may be problematic for children-the clusters such as /fl/ and /sp/ that occur at the beginnings of words. Linguists have called these clusters onsets. Although the clusters contain two phonemes, they function in some ways as single units (see Treiman, 1988). Thus, even when children can articulate such clusters, they may have trouble accessing the individual phonemes in phonological awareness tests and representing these phonemes in spelling. The present study examined older dyslexics’ and younger normal children’s ability to analyze and to spell cluster onsets. The Effects of Linguistic Structure on Phonological Awareness and Spelling What determines the accessibility of a phoneme in a spoken word? Several investigators have suggested that the serial position of the phoneme in the word is critical. For example, a study of 10 different phonological awareness tasks led Stanovich, Cunningham, and Cramer (1984) to conclude that performance was better when the critical sound was at the beginning of the word than at the end of the word. Bruce (1964) reported that the middle phonemes of words were harder to delete than either the initial or final phonemes. However, the position of the phoneme within a spoken word is often confounded with the word’s linguistic structure. As discussed by Treiman (1988), spoken syllables seem to contain two major units-an onset (the initial consonant or consonant cluster) and a rime (the vowel and any following consonants). In this context, the finding that word-initial phonemes are often easier to access than word-final phonemes may reflect the use of CVC (consonant-vowel-consonant) stimuli in many studies. The initial C of a CVC syllable is a unit on its own-an onset-while the final C is part of a larger unit-the rime. Several studies have suggested that the linguistic status of a phoneme has effects on accessibility above and beyond those of serial position. For example, Treiman (1985a, Experiment 2) found that children had more difficulty recognizing a target like /s/ when it was the first consonant of a CCV syllable like /sna/ than when it was the first consonant of a CVC syllable like /San/, even though the phoneme’s position in the stimulus was the same in both cases. (See the Appendix for a key to the phonemic symbols.) In a second study (Treiman, in press), children 158 BRUCK AND TREIMAN had more trouble recognizing the second consonant of a cluster onset (e.g., the /n/ of /sni/) than a syllable-initial single consonant (e.g., the /n/ of /ani/), even though the consonant was the second phoneme of the stimulus in both cases. Thus, consonants in cluster onsets are apparently harder to recognize than consonants that are onsets on their own. Similar effects of linguistic structure emerge in other phonological awareness tasks. For example, French-speaking normal readers in first and second grades have less trouble deleting initial consonants when the consonant is an onset on its own than when the consonant belongs to a CC onset (Morais, Cluytens, & Alegria, 1984). Another study suggests that children tend to underestimate the number of phonemes in syllables containing clusters, although no distinction was made between initial and final clusters in this case (Marcel, 1980). Linguistic structure is also influential in the oddity task, in which children judge which of several spoken words does not contain a sound or sounds that the others share (Kirtley, Bryant, Maclean, & Bradley, 1989), in the phoneme manipulations task (Treiman, 1985a, Experiment I), and in the word pair comparison task (Treiman & Zukowski, in press). Just as children have difficulty analyzing onset clusters in spoken words, so they have difficulty representing such clusters in spelling. Normal beginning spellers sometimes omit the second (and third) consonants of onset clusters. Treiman (1985b) examined the spontaneous writings of first graders whose teacher encouraged writing and did not stress correct spelling. Pooling data collected throughout the school year, children failed to spell the second and third consonants of onset clusters over 20% of the time. For example, they spelled blow as bo, tree as te, street as set and sret, and haystack as has&. Miller and Limber (1985) asked kindergartners to invent spellings for CCVC nonwords. Children omitted the second phonemes of the onsets over one-third of the time, but hardly ever omitted the first phonemes. Finally, Barton, Miller, and Macken (1980) had 4-year-olds use colored blocks to symbolize the initial sounds of syllables beginning with single consonants and with /SW/ and /tr/ clusters. A child who had used a certain colored block for the first sound of seat and a different colored block for the first sound of wheat sometimes chose a block of yet a third color to represent the first part of sweet. When a child did use one or both of the same blocks, he or she most often represented the beginning of sweet with a single block, the one that had previously symbolized /s/. It was less common for children to use just the /w/ block or to use both the /s/ and /w/ blocks. Our research further examined the effects of linguistic structure on phonological awareness and spelling. Instead of using a single phonological awareness task, as in many earlier studies, we used two different tasks-phoneme recognition and phoneme deletion. Based on previous PHONOLOGICAL AWARENESS AND SPELLING 159 findings, we expected that children would find it harder to access a phoneme when that phoneme was part of a cluster onset than when it was an onset on its own. We also asked whether children have more difficulty spelling words and nonwords with CC onsets than those with C onsets, and whether they sometimes fail to spell the phonemes in CC clusters. The Relationship between Phonological Awareness and Spelling If phonological awareness plays an important role in the acquisition of an alphabetic writing system, we would expect a close relationship between phonological awareness and spelling. Most previous studies (e.g., Juel, Griffith, & Gough, 1986; Tomeus, 1984) have examined this issue globally, using general measures of phonological awareness and general measures of spelling. But more specific relationships should also exist, with particular difficulties in phonological awareness producing corresponding errors in spelling. Our study examined such links for the case of onset clusters. The Spelling and Phonological Awareness of Dyslexic Children How do the spelling and phonological awareness skills of dyslexic children compare with those of normal children? Although the diagnosis of dyslexia is primarily based on reading disorders, dyslexics also have severe spelling deficits relative to same-aged normal children. Dyslexics’ spelling errors are often poor representations of the phonological forms of the spoken words (e.g., Boder, 1973; Finucci, Isaacs, Whitehouse, & Childs, 1983). Errors such as beever for believe or refer for rough (from Boder, 1973) have been called nonphonetic. Dyslexics also do poorly in phonological awareness tests (e.g., Bradley & Bryant, 1978; Bruck, 1989; Morais et al., 1984). It is thought that dyslexics’ low levels of phonological awareness underlie their reading and spelling problems, but there is as yet no well-specified account of the nature of this relationship. A central issue in the field of dyslexia is whether dyslexics’ poor performance on various tasks relative to same-aged normal children reflects delayed development or whether it reflects a deficit in certain underlying skills that are essential for literacy. The primary approach that has been used to address the delay versus deficit issue is called the “level match comparison” (Backman, Mamen, & Ferguson, 1984; Bryant & Goswami, 1986). We may illustrate the use of this comparison with reference to phonological awareness. According to the developmental delay position, dyslexics do poorly on phonological awareness tests because of their low levels of literacy. If so, dyslexics’ performance on phonological awareness tasks should be indistinguishable from that of younger normal children matched to the dyslexics on literacy levels. 168 BRUCK AND TREIMAN phoneme, and most difficulty deleting just the first phoneme. Finally, block and modality interacted [by subjects: F(2, 108) = 4.32, p < .025; by stimuli: F(2, 42) = 5.57, p < .Ol]. Children had more difficulty in the visual than the auditory task in Block 1 only. In sum, deletion of an entire cluster onset is a relatively natural task for children. However, when children must drop a single phoneme from a cluster, it is easier to delete only the second phoneme than only the first. Analyses of children’s errors on syllables with cluster onsets confirmed these patterns. When one phoneme of a cluster was to be deleted (Blocks 1 and 2), a large percentage of errors (92% of all errors in Block 1 and 46% in Block 2, pooling across dyslexics and normals and across visual and auditory deletion) reflected the erroneous deletion of the entire onset. This finding supports the notion that children tend to treat the onset as a unit. When children were to drop the whole onset (Block 3), 29% of all errors involved the incorrect removal of the second phoneme of the onset while only 4% involved the incorrect removal of the first phoneme. This difference confirms that it is more natural to delete the second phoneme of a cluster onset than the first. Given the poor performance of even normal second graders in some conditions of the auditory and visual deletion tasks, 17 third graders, selected so as to score at least at grade level on both the reading and spelling subtests of the WRAT-R, were run in the same tasks. Their average grade level on both subtests was beginning Grade 4. Collapsing across modalities, the mean error rate for the third graders on the CCVs of Block 1 was JO, not significantly different than the mean error rate of .63 for the second graders. Thus, the difficulty in deleting the initial consonants of cluster onsets persists into third grade. The mean error rate for the third graders on the CVCs of Block 1 was .03, not significantly different than the .02 for second graders. Reliable improvement was shown from Grade 2 to Grade 3 on Block 2, both on CCVs and VCVs [by subjects: F(1, 31) = 6.14, p < .025; by stimuli: F(1, 28) = 85.69, p < .OOl]. The mean proportion of errors for third graders was .08 on CCVs and .22 on VCVs, as compared to .21 and .38, respectively, for second graders. Thus, children do improve across the age range tested in deleting the second consonants of onset clusters. As our previous analyses show, this task is easier than first consonant deletion. There were no grade-related effects in the analyses of the Block 3 data, presumably because both the second and third graders made few errors in this block. Word and Nonword Spelling Tasks The word and nonword spelling data were analyzed in two main waysin terms of legal versus illegal spellings and in terms of consonant omis- PHONOLOGICAL AWARENESS AND SPELLING 161 standard spelling tests? Do the dyslexics make more nonphonetic errors than the normals? Research to date does not provide clear answers to these questions. Among studies using a spelling-level match comparison, Nelson (1980) and Moats (1983) found similar patterns of phonologically based errors in dyslexics and normals. Bruck (1988) reported that dyslexics and normals did not differ significantly in their ability to spell various types of words and nonwords, but that dyslexics’ errors were more likely to be nonphonetic. Several other investigators used a readinglevel match comparison rather than a spelling-level match comparison, leaving open the possibility that the dyslexics’ spelling level was lower than the normals’. Again, the results are mixed. Some studies (Carpenter, 1983; Carpenter & Miller, 1982) reported similar spelling profiles while others (Olson, 1985; Siegel & Ryan, 1988) found that dyslexics have poorer phonological spelling skills than younger normal children. The present study examined both spelling and phonological awareness among a group of dyslexics and a group of spelling-level matched normals, focusing specifically on onset clusters. Our study is the first to consider both spelling and phonological awareness using a spelling-level match comparison. METHOD Subjects Fifty-six children participated in this study: 17 first graders (10 male, 7 female), 16 second graders (6 male, 10 female), and 23 dyslexics (19 male, 4 female). The first and second graders attended a suburban elementary school. The first graders were tested in February and March while the second graders were tested in October and November. The first and second graders were selected on the basis of successful completion of an articulation screening pretest (described later in this section) and at least average grade level scores on both the reading and spelling subtests of the Wide Range Achievement Test-Revised (WRAT-R; Jastak & Wilkinson, 1984). The dyslexics were selected from the patient population of a clinic that specializes in the assessment of reading disabilities. Dyslexics were included if they successfully completed the articulation pretest and scored at or below the 32nd percentile for their age on the reading and spelling subtests of the WRAT-R. The dyslexics’ mean full scale score on the WISC-R (Wechsler, 1974) was 104. Their verbal and performance scale scores were 99 and 109, respectively. (For a few subjects for whom WISC-R scores were not available, other IQ tests were used.) Table 1 shows the mean ages and WRAT-R scores for each group. General Procedures All subjects took the same battery of tests, including an articulation screening pretest and five experimental tasks-auditory recognition, au- 162 BRUCK AND TREIMAN TABLE BACKGROUND DATA Group ON FIRST-GRADE, 7 years, 2 months 61-W Grade 2 7 years, 8 months (7,1-894) Dyslexic Note. 10 years, 2 months (7,9-12,7) AND DYSLEXIC SUBJIXTS WRAT spelling grade equivalent WRAT reading grade equivalent Beginning Grade 2 (middle l-end 2) Middle Grade 2 (middle 2-beginning 3) Beginning Grade 2 (pre l-beginning 5 Beginning Grade 2 (middle l-end 2) End Grade 2 (middle 2-end 3) Middle Grade 2 (beginning l-end 4) Age Grade 1 1 SECONDGRADE, Ranges are shown in parentheses. ditory deletion, visual deletion, word spelling, and nonword spelling. For auditory recognition and auditory deletion, a Sony TCM-19V tape recorder was used for presentation of stimuli. Both the subject and the experimenter wore Sennheiser HD-410 headphones. The order of presentation of the experimental tasks was counterbalanced across subjects in each group with the constraint that the visual and auditory deletion tasks were not given on the same day. First and second graders completed the tasks in three sessions of about l/2 hr each; dyslexics were seen in two sessions of about 1 hr each. The stimuli for the experimental tasks for CCV, CVC, and VCV words and nonwords. For all VCV stimuli, the first vowel was unstressed /a/ and the second vowel was stressed. According to most linguistic theories of syllabification, the consonant is the onset of the second syllable; Treiman and Danis (1988) confirmed that adults generally syllabify such VCVs in this manner. The stimuli for each task appear in the Appendix. Articulation Screening Pretest To ensure that each child could correctly pronounce the phonemes in the experimental stimuli and articulate cluster onsets, an articulation screening pretest was developed. The child was asked to repeat each of 16 different words after the experimenter. These words contained all the critical phonemes and cluster onsets that appeared in the experimental stimuli. If the child incorrectly repeated a word, the experimenter said it again and asked the child to do the same. All children successfully pronounced all the words, and thus no screened subject was excluded from the study. Auditory Recognition Task The auditory recognition task contained stimuli were 24 nonwords presented two blocks. For Block 1, the in two groups of 12 each. each group, there were six CCV and six CVC nonwords. Within The child PHONOLOGICAL AWARENESS AND SPELLING 163 indicated whether the initial phoneme of each nonword corresponded to a prespecified target. The target was the same for each trial in a group of stimuli but differed across groups. The target was /s/ in Group 1 and /f/ in Group 2. Each group contained eight positive trials (four CCV and four CVC) and four negative trials. Block 2 contained two groups of 12 nonwords each, with six CCV and six VCV nonwords in each group. The child judged whether the second phoneme of each nonword matched a target. The target was /I/ for Group 1 and /r/ for Group 2. Each group of stimuli included eight positive trials (four CCV and four VCV) and four negative trials. The order of presentation of the two groups of stimuli in each block was counterbalanced across subjects in each group-first grade, second grade, and dyslexic. Each group of stimuli was preceded by two demonstration and four practice trials in which feedback was given until the task was understood. The demonstration and practice trials used different targets than the experimental trials. All except the two demonstration trials were presented on audiotape. For Block 1, the instructions were, “I am going to tell you a sound like /s/ and then say a pretend word. I want you to say the pretend word and then tell me if you hear the /s/ sound at the beginning of it. Instructions for Block 2 were, “I am going to ask you to listen for a sound, but not a sound at the beginning of the word like last time. I want you to listen and tell me whether you hear the sound anywhere in the pretend word.” For both blocks, the child was asked to repeat each nonword; if the child repeated it incorrectly he or she was corrected and was asked to say it again. Block 1 always preceded Block 2. Auditory Deletion Task This task included three blocks of 16 trials each. Block 1 contained eight CCV and eight CVC nonwords, which were identical to the positive trials of Block 1 of the auditory recognition task. The child was to delete the first sound of each nonword and say the resulting nonword. Block 2 included eight CCV and eight VCV items. These were the positive items of Block 2 of the auditory recognition task. Here, the child was to delete the second sound and say the resulting nonword. Block 3 included 16 new items, eight CCVCs and eight CVCs. For Block 3, the experimenter pronounced the sound or sounds that the child was to delete in each case. These were the initial CC (onset) of the CCVC items and the initial C (onset) of the CVC items. The child attempted to say the resulting nonword. Each block was preceded by two demonstration and four practice trials. These involved different phonemes than the test trials. As with the recognition task, feedback was given until the child understood the task. For all trials-demonstration, practice, and test-the child repeated 164 BRUCK AND TREIMAN the nonword before responding and corrections were made as necessary. All trials except the two demonstrations were on audiotape. Instructions for Block 1 were, “I am going to say a pretend word, and I want you to take away the first sound from that word and tell me what new word we have.” For Block 2, the instructions were, “This time I want you to tell me what new word we have when you take off the second sound in the pretend word. ” For Block 3, the instructions were, “This time I am going to tell you the sounds that I want you to take off the next words so that we can make some new words.” The blocks were presented in the order 1, 2, 3. Visual Deletion Task The test stimuli for the visual deletion task were the same as those for the auditory deletion task, as were the demonstration and practice items. The trials for the visual deletion task were not on audiotape. The experimenter said each nonword and placed in front of the child a different colored block for each sound. The experimenter then removed the block corresponding to the phoneme that was to be deleted-the first block for Block 1, the second block for Block 2, and either the first or the first and second blocks for Block 3-and asked the child to say the resulting nonword. Instructions for Block 1 were, “I am going to say a pretend word and put out one block for each sound in that word. Then I am going to take away a block and I want you to tell me what new word we have when that sound is gone.” For Block 2, the instructions were, “This time I will take away the second block from the pretend word” and for Block 3, “This time I am going to take away one or two blocks. Your job is still the same; I want you to tell me what new word we have when those sounds are taken away.” Word Spelling Task This task included 10 words with the phonemic form CCV and 10 words with the phonemic form CVC. The words were constructed in pairs such that the CCV and CVC words in each pair contained many of the same phonemes and were spelled with many of the same letters. The two types of words were close in frequency (mean frequencies from Carroll, Davies, and Richman [ 19711 319 for CCVs and 324 for CVCs). VCVs were not used because few English VCVs fit the constraints. The experimenter read each word in isolation, read it again in a sentence, and then repeated the word. The child repeated the word (with corrections as necessary) and then spelled it. Nonword Spelling Task There were 10 triplets of stimuli, each containing a CCV, a CVC, and a VCV. Usually, the CCV and CVC stimuli in each triplet contained the PHONOLOGICAL AWARENESS 16.5 AND SPELLING same phonemes and the VCV contained the same second C and final V as the CCV. Some exceptions were necessary to avoid repetition of stimuli and to avoid real words. Each nonword was repeated three times by the experimenter and once by the child (with corrections if needed) before the child spelled it. RESULTS The first and second graders in this study were close in age and performed similarly on the spelling subtest of the WRAT-R, in part because the first graders were tested during the second half of the school year while the second graders were tested during the first half. Preliminary analyses showed that these two groups also performed similarly on the experimental measures. Therefore, we will present the pooled data for the first and second graders-the “normal” group-and compare their results with the results of the dyslexics. The dyslexics’ mean score on the WRAT-R spelling subtest was very close to that of the normal subjects; the two values were statistically indistinguishable by a t test. Thus, we have a spelling-level match comparison, where the dyslexics, although 2 years and 9 months older than the normal group, performed very similarly on the standardized spelling test. The dyslexics and normals were also statistically indistinguishable in their WRAT-R reading scores. The data were analyzed using analyses of variance across subjects and across stimuli, followed up with t tests. Only those effects that were significant (p < .05) in both analyses by subjects and analyses by stimuli will be reported. Auditory Recognition Task Table 2 shows the mean proportions of errors on the various types of stimuli in the auditory recognition task. In Block 1, it will be recalled, children were asked to recognize an initial consonant in CCV and CVC syllables. The data for positive items were analyzed using the factors of group (dyslexic vs. normal) and structure (CCV vs. CVC). There was an effect of structure [by subjects: F(1, 54) = 6.11, p < .02.5; by stimuli: TABLE MEAN PROFQRTION 2 OF ERRORS ON AUDITORY Positive items RECOGNITION TASK Negative items Block 1 Dyslexic Normal ccv .08 .02 cvc .04 .Ol .Ol .02 Block 2 Dyslexic Normal ccv .15 .07 vcv .04 .04 .06 .03 166 BRUCK AND TREIMAN F(1, 14) = 9.67, p < .Ol] but no effect of group and no interaction. Although children performed well overall, they had significantly more trouble recognizing the initial consonant of a CCV than a CVC. That is, children more often failed to recognize the initial consonant of an onset cluster than a singleton initial consonant. Both groups of children made few false positive errors; the two groups did not differ significantly in this regard. In Block 2, children were asked to recognize the second consonants in CCVs and VCVs. For positive items, there was an effect of structure [by subjects: F(1, 54) = 10.38, p < .005; by stimuli: F(1, 14) = 6.34, p < .025] and an interaction between group and structure [by subjects: F(1, 54) = 4.39; by stimuli: F(1, 14) = 4.46; p < .05 for both]. The interaction was obtained because dyslexics performed worse than normals on the CCV items only [t(54) = 2.53, p < .Ol]. There were few errors on negative items; the two groups did not differ significantly on these items. Further analyses revealed that children made significantly more errors on the CCV stimuli of Block 2, for which the target was the second phoneme of an onset cluster, than on the CCV stimuli of Block 1, for which the target was the first phoneme of an onset cluster [by subjects: F(1, 54) = 4.04; by stimuli: F(1, 14) = 4.62, p < .05 for both]. Also, pooling across CCV items, dyslexics performed worse than normals [by subjects: F(1, 54) = 6.62, p < .Ol; by stimuli: F(1, 14) = 19.33, p < .OOl]. The difference between dyslexics and normals was also significant when scores for all positive and negative items on Blocks 1 and 2 were pooled [by subjects: t(54) = 2.40, p < .025; by stimuli: t(47) = 4.27, p < .OOl; both tests two-tailed]. Auditory and Visual Deletion Tasks Table 3 shows the results for the auditory and visual deletion tasks. Consider, first, the results for Block I, which involved deletion of the first consonants of CCV and CVC nonwords. The data were analyzed using the variables of group (dyslexic vs. normal), structure (CCV vs. CVC), and modality (auditory vs. visual). There was a main effect of group [by subjects: F(1, 54) = 9.45, p < .005; by stimuli: F(1, 28) = 82.30, p < .OOl], with dyslexics performing worse than normals. There was also a main effect of structure [by subjects: F(1, 54) = 312.80; by stimuli: F(1, 28) = 1939.54, p < .OOl for both]. This effect arose because children had a great difficulty deleting just the first consonant of a CCV, erring on over half the trials. Finally, structure and modality interacted [by subjects: F(1, 54) = 5.24, p < .05; by stimuli: F(1, 28) = 14.62, p < .OOl I. This interaction was obtained because CCVs were particularly hard in the visual task. In Block 2, children were to delete the second phonemes of CCVs PHONOLOGICAL AWARENESS TABLE MEAN PROPORTION OF ERRORS 167 AND SPELLING 3 ON AUDITORY Auditory deletion AND VISUAL DELETION TASKS Visual deletion Block 1 Dyslexic Normal ccv .80 .62 cvc .12 .03 ccv .88 .73 cvc .07 .03 Block 2 Dyslexic Normal ccv .59 .28 vcv .57 .41 ccv .53 .29 vcv .65 .49 Block 3 Dyslexic Normal ccvc .19 .08 cvc .13 .05 ccvc .12 .06 cvc .09 .04 and VCVs. Dyslexics performed worse than normals [by subjects: F( 1, 54) = 7.42, p < .Ol; by stimuli: F(1, 28) = 164.64; p < .OOl]. The effect of structure was also significant, with VCVs being harder than CCVs [by subjects: F(1, 54) = 10.65, p < .005; by stimuli: F(1, 28) = 19.10, p < .OOl]. Children probably have trouble deleting the second sound of a nonword like /alai/ because the resulting two-syllable item, /a-oi/, is nonEnglish-like and hard to pronounce. In Block 3, children were to delete the entire onsets of CCVC and CVC syllables. There was a main effect of structure, with children doing worse on CCVCs than on CVCs [by subjects: F(1, 54) = 9.66, p < 305; by stimuli: F(1,28) = 4.49, p < .05]. Even on CCVCs, however, children performed relatively well. When scores on all items in Blocks 1, 2, and 3 were pooled, dyslexics performed significantly worse than normals [by subjects: t(54) = 3.27, p < .005; by stimuli: t(95) = 12.14, p < JOI; both tests two-tailed], as the results presented above imply. Because stimuli with cluster onsets occurred in three different blocks, each block with a different task, we may compare children’s performance on these stimuli across blocks. In Block 1 children deleted just the initial consonant of the cluster, in Block 2 they deleted just the second consonant of the cluster, and in Block 3 they deleted both consonants. As expected from the previous analyses, there was a main effect of group [by subjects: F(1, 54) = 13.91; by stimuli: F(1, 42) = 194.46; p < .OOl for both], with dyslexics doing worse than normals. In addition, there was a main effect of block [by subjects: F(2, 108) = 116.83; by stimuli: F(2,42) = 411.29; p < .OOl for both]. Post hoc tests showed that children did best in Block 3, intermediate in Block 2, and poorest on Block 1 [for Block 3 vs. Block 2: t(lO8) = 4.07; for Block 2 vs. Block 1: t(108) = 4.24; p < .OOl for both]. Thus, children have relatively little trouble deleting an entire cluster onset, more trouble deleting just the second 168 BRUCK AND TREIMAN phoneme, and most difficulty deleting just the first phoneme. Finally, block and modality interacted [by subjects: F(2, 108) = 4.32, p < .025; by stimuli: F(2, 42) = 5.57, p < .Ol]. Children had more difficulty in the visual than the auditory task in Block 1 only. In sum, deletion of an entire cluster onset is a relatively natural task for children. However, when children must drop a single phoneme from a cluster, it is easier to delete only the second phoneme than only the first. Analyses of children’s errors on syllables with cluster onsets confirmed these patterns. When one phoneme of a cluster was to be deleted (Blocks 1 and 2), a large percentage of errors (92% of all errors in Block 1 and 46% in Block 2, pooling across dyslexics and normals and across visual and auditory deletion) reflected the erroneous deletion of the entire onset. This finding supports the notion that children tend to treat the onset as a unit. When children were to drop the whole onset (Block 3), 29% of all errors involved the incorrect removal of the second phoneme of the onset while only 4% involved the incorrect removal of the first phoneme. This difference confirms that it is more natural to delete the second phoneme of a cluster onset than the first. Given the poor performance of even normal second graders in some conditions of the auditory and visual deletion tasks, 17 third graders, selected so as to score at least at grade level on both the reading and spelling subtests of the WRAT-R, were run in the same tasks. Their average grade level on both subtests was beginning Grade 4. Collapsing across modalities, the mean error rate for the third graders on the CCVs of Block 1 was JO, not significantly different than the mean error rate of .63 for the second graders. Thus, the difficulty in deleting the initial consonants of cluster onsets persists into third grade. The mean error rate for the third graders on the CVCs of Block 1 was .03, not significantly different than the .02 for second graders. Reliable improvement was shown from Grade 2 to Grade 3 on Block 2, both on CCVs and VCVs [by subjects: F(1, 31) = 6.14, p < .025; by stimuli: F(1, 28) = 85.69, p < .OOl]. The mean proportion of errors for third graders was .08 on CCVs and .22 on VCVs, as compared to .21 and .38, respectively, for second graders. Thus, children do improve across the age range tested in deleting the second consonants of onset clusters. As our previous analyses show, this task is easier than first consonant deletion. There were no grade-related effects in the analyses of the Block 3 data, presumably because both the second and third graders made few errors in this block. Word and Nonword Spelling Tasks The word and nonword spelling data were analyzed in two main waysin terms of legal versus illegal spellings and in terms of consonant omis- PHONOLOGICAL AWARENESS AND 169 SPELLING sions. For a spelling to be scored as legal, the child had to spell each phoneme with a letter or letters that represent the phoneme in some real English word and had to indicate the phonemes in the correct order. The system of Hanna, Hanna, Hodges, and Rudorf (1966) was used to help classify spellings as legal or illegal. For example, the spelling of /bli/ as ble is legal because e is used for /i/ in words like he. Blee, blea, and bly are also legal spellings of /bli/ (cf. meet, heap, city). For the real word /bol/, bol and boa1 are legal spellings, even though they are not the standard bowl. A consonant was considered to be omitted if the spelling did not include, in any position, a legal spelling of the phoneme. For example, be and bea for /bli/ omit the second consonant, /l/. Such spellings are, of course, illegal. For the word spelling task only, children’s spellings could also be scored as correct or incorrect. The overall proportion of incorrect spellings of words was .74 for first graders, .47 for second graders, and .69 for dyslexics. Here, unlike in the other analyses, there was a significant difference between first and second graders. The dyslexics’ performance was statistically indistinguishable from that of the first graders by a t test. For the main variables of illegal spellings and consonant omissions, however, first and second graders performed comparably on both words and nonwords. Thus, the first and second grade data were pooled in the following analyses. Table 4 shows the proportions of illegal spellings for words and nonwords. To examine the word and nonword data together, analyses were carried out with the factors of group (dyslexic vs. normal), structure (CCV vs. CVC), and lexicality (word vs. nonword). There were effects of group [by subjects: F(1, 54) = 12.35; by stimuli: F(1, 18) = 88.46; p < .OOl for both] and structure [by subjects: F(1, 54) = 7.49, p < .Ol; by stimuli: F(1, 18) = 7.67, p < .025]. Dyslexics produced more illegal spellings than normals; both groups had more difficulty with CCVs than cvcs. Further analyses examined the nonword data only, allowing the results for VCVs to be included. The factors were group (dyslexic vs. normal) and structure (CCV, CVC, VCV). Here, only the effect of group was reliable [by subjects: F(1, 54) = 10.87, p < .005; by stimuli: F( 1, 9) = MEAN PROPORTION OF ILLEGAL TABLE 4 SPELLINGS IN WORD AND NONWORD Words ccv Dyslexic Nonnal .39 .26 SPELLING TASKS Nonwords cvc .30 .16 ccv .43 .23 cvc .33 .21 vcv .36 .20 170 BRUCK AND TREIMAN 31.92, p < .OOl]. Although the effect of structure was not significant, VCVs appeared to be more similar to CVCs than to CCVs. The difference between VCVs and CCVs was significant in a t test by subjects (p < .05) but was not significant by stimuli. Generally, children produced fewer legal spellings of CCVs than of CVCs. To determine whether some of the illegal spellings of CCVs involved consonant omissions, we calculated the proportion of spellings that omitted each consonant. The data are shown in Table 5. The omission data were analyzed using the factors of group (dyslexic vs. normal), structure (CCV vs. CVC), position (first vs. second consonant of syllable), and lexicality (word vs. nonword). There were significant effects of group [by subjects: F(1, 54) = 9.58, p < .005; by stimuli: F(1, 18) = 21.82, p < .OOl], structure [by subjects: F(1, 54) = 10.44; by stimuli: F(1, 18) = 10.39; p < .005 for both], and position [by subjects: F(1, 54) = 17.02; by stimuli: F(1, 18) = 37.80; p < .OOl for both], as well as an interaction between structure and position [by subjects: F(1, 54) = 11.33, p < .OOl; by stimuli: F(1, 18) = 8.23, p < .Ol]. As Table 5 shows, dyslexics made more omissions than normals. Also, there were more consonant omissions for CCVs than CVCs and more omissions for the second consonants of syllables than for the first consonants. The interaction between syllable structure and consonant position arose because children were especially prone to omit the second consonants of CCVs. For nonwords, we can compare omissions of the consonants in VCVs with omissions of the second consonants in CCVs. This comparison equates for the serial position of the consonant in the stimulus. Analyses using the factors of group (dyslexic vs. normal) and structure (CCV vs. VCV) showed main effects of group [by subjects: F(1, 54) = 5.55, p < .025; by stimuli: F(1, 9) = 21.74, p < .OOl] and structure [by subjects: F(1, 54) = 24.25, p < .OOl; by stimuli: F(1, 9) = 13.04, p -C .Oll, as well as an interaction between group and structure [by subjects: F(1, 54) = 6.44, p < .025; by stimuli: F(1, 9) = 16.99, p < .005]. Overall, dyslexics made more omissions than normals and consonants were more MEAN PROPORTION TABLE 5 OF UNDERLINED CONSONANT SPELLING TASKS OF OMIWONS Nonwords Words ccv ccv Dyslexics Nonnals .03 .03 cvc cp .14 .06 IN WORD AND NONWORD cvc .04 .03 ccv cvg .07 .Ol gTv .04 .oo cvc ccv .16 .05 pc .03 .Ol cvc .06 .04 vcv vg 34 .02 PHONOLOGICAL AWARENESS AND SPELLING 171 likely to be omitted when in the second position of a CCV than in the second position of a VCV. The difficulty on CCVs relative to VCVs was most pronounced for dyslexics. Relationship between Petiormance on Phonological Tasks and Spelling In the auditory recognition task, children had most difficulty detecting the second consonant of a CCV. Similarly, the second consonant of a CCV had the highest omission rate in spelling. The error rates for the second consonants of CCVs were similar in auditory recognition and in spelling: .15 for dyslexics and .07 for normals in auditory recognition; .15 for dyslexics and .06 for normals in spelling, pooling over words and nonwords. To determine whether individual children showed similar patterns of performance in the two tasks, we correlated auditory recognition error scores with rates of second consonant omission in spelling, pooling over words and nonwords. Omission rates correlated significantly with performance on the second consonants of CCVs in the auditory recognition test (r = .30, p < .025, one-tailed) but not with performance on the first consonants of CCVs (r = .06). Thus, there may be a relationship between failure to recognize a consonant in a spoken word and failure to represent it in spelling. In terms of overall levels of performance, there was little relationship between deletion task performance and spelling. Children erred at least 28% of the time in deleting a single consonant from a cluster onset. In spelling, however, they omitted consonants from cluster onsets no more than 16% of the time. DISCUSSION The results of this study address several issues-the effects of syllable structure on children’s performance in phonological awareness and spelling tasks, the relationship between phonological awareness and spelling, and the phonological awareness and spelling skills of dyslexic children. We will discuss each of these issues in turn. The Effects of Linguistic Structure on Phonological Awareness and Spelling The results of the phonological awareness tasks suggest that the role of a phoneme in the syllable-in particular, its role in the onset-affects children’s ability to access the phoneme. The effects of linguistic structure go beyond those of the phoneme’s serial position in the stimulus. Effects of linguistic structure appear in the auditory recognition task. With serial position in the stimulus equated, children had more trouble recognizing a consonant when it was part of a cluster onset than when it was an onset on its own. Thus, the first phonemes of CCVs were harder to recognize than the first phonemes of CVCs; the second pho- 172 BRUCK AND TREIMAN nemes of CCVs were harder to recognize than the second phonemes of VCVs. These results are consistent with those of earlier studies with 5year-olds (Treiman, 1985a, Experiment 2; Treiman, in press). Although children’s access to phonemes within onsets improves from age 5 to age 7, some difficulty with cluster onsets remains among the normal 7-yearolds studied here. The effects of syllable structure on phonemic awareness are even more dramatic for deletion than for recognition. When asked to omit the entire onset of a syllable (Block 3 of auditory and visual deletion tasks), children had more trouble with cluster onsets than with single-phoneme onsets. The error rate on cluster stimuli, pooling over dyslexics and normals and over auditory and visual deletion, was 14%. However, all tasks involving clusters were not equally difficult. Children had much more trouble deleting one phoneme of the cluster (Blocks 1 and 2) than the entire cluster (Block 3). The error rate was about 43% when children were required to drop the second phoneme of the cluster and keep the first (Block 2). Children had most difficulty omitting the first phoneme of the cluster and retaining the second (Block 1). The error rate here was a staggering 71%, pooling over dyslexics and normals. Even third graders who read and spelled at the fourth-grade level had an error rate of 50% in this task. Thus, contrary to the suggestion of Bruce (1964), deleting the first phoneme of a spoken syllable is not always easier than deleting a middle phoneme. When the first phoneme is part of a cluster onset, the deletion task is quite hard. A comparison of the deletion and recognition results helps to specify children’s difficulty in apprehending the structure of complex onsets. It was harder for children to recognize the second consonant of an onset cluster than the first; it was easier for them to delete the second consonant of a cluster than the first. The different results for the two tasks do not appear to reflect the order of presentation of the blocks of stimuli in each task. In the auditory recognition task, the first block was easier than the second; in the deletion task, the reverse was true. The results for the two tasks are consistent with one another if we assume that, within an onset cluster, the first consonant is more salient or more available than the second (see Stemberger dz Treiman, 1986, for supporting evidence from adults). If the first consonant of the cluster is more accessible, it should be easier to recognize. Further, due to the low salience of /l/ in a syllable like /gli/, children should have trouble should transforming /gli/ into /li/. The /gli/ ---+ /gi/ transformation be somewhat easier because of the greater salience of /g/. Thus, the results of both the deletion and recognition tasks point to a relative salience for the first consonants of complex onsets. This conclusion holds even though overall levels of performance were much lower for deletion than for recognition, as Yopp (1988) also found. PHONOLOGICAL AWARENESS AND SPELLING 173 One aspect of the deletion results remains to be discussed-the poor performance on the visual task relative to the auditory one when deleting the initial consonant of a CCV. In the visual task, three blocks were set out to represent a CCV, perhaps conflicting with the children’s idea that CCVs contain two parts. Thus, children may be confused when the experimenter removes just one block. It is not clear, however, why the visual task was significantly harder than the auditory one only when children were to delete initial consonants. Perhaps visual presentation caused most difficulty for the hardest task-deletion of the initial consonant of a cluster. We have shown that the linguistic structure of a spoken stimulus affects children’s performance on phonological awareness tests, both recognition and deletion. Linguistic structure also influences children’s ability to represent the phonological form of a spoken stimulus in spelling. It is easier for children to produce a plausible rendering of a CVC syllable than a CCV syllable. The difference arises, in part, because children sometimes fail to represent the second consonants of CCVs. Since the second consonants of cluster onsets are less accessible than the initial ones, as we have seen, they are more often omitted in spelling. Children fail to spell the /l/ of /bli/ because /l/ is the second phoneme of the onset, not just because /l/ is the second phoneme of the stimulus. The omission rates on the second consonants of clusters in this study were somewhat lower than those observed in a previous study of first graders’ spontaneous spellings (Treiman, 1985b), perhaps because the previous study included data from the beginning of the first-grade year and because the children sometimes attempted more complex words than those presented here. The present omission rates are also lower than those reported for younger children (Barton et al., 1980; Miller & Limber, 1985). Although omissions of consonants in clusters decline with increasing spelling ability, these errors are nevertheless detectable among children who spell and read at the second-grade level. So far, our discussion of the effects of linguistic structure on phonological awareness and on spelling has assumed that the role of a phoneme within the syllable onset is critical. That is, children have difficulty dissecting onsets and representing their separate phonemes in spelling. However, it is also possible that children have trouble analyzing and spelling any consonant cluster, regardless of whether the cluster forms a syllable onset. To address this issue, future research must examine clusters in different positions of spoken words. Some preliminary evidence on this point comes from unpublished results of Bruck. Normal readers in second and third grades were given auditory and visual deletion tasks in which they were asked to delete (a) the first phonemes of CVC syllables, (b) the first phonemes of CCVCs, (c) the last phonemes of CVCs, and (d) the last phonemes of CVCCs. Pooling over grades and over auditory 174 BRUCK AND TREIMAN and visual presentation, the error rates were 0, 51, 9, and 13% for conditions a, b, c, and d, respectively. These results suggest that clusters at the ends of words are not especially difficult. The Relationship between Phonological Awareness and Spelling Is children’s performance on onset clusters in phonological awareness tests related to their ability to represent these clusters in spelling? If phonological awareness is intimately tied to the acquisition of literacy, such a relationship should exist. Our results are compatible with the idea that ability to recognize the /l/ in a syllable like /bli/ is linked to the ability to represent that /l/ in spelling. One piece of evidence for this claim is that the error rates for the second consonants of CCVs in the auditory recognition task were almost identical to the omission rates for consonants in the same positions of CCVs in spelling. Moreover, those children who showed higher omission rates in spelling also had more trouble with the corresponding consonants in the recognition task, although the correlation was not high. Although performance in one type of phonological awareness testrecognition-may be related to spelling ability, performance in another type of phonological awareness test-deletion-does not seem to be closely related. Most of the children in this study had great trouble deleting just one consonant of a cluster onset. Their error rates in the deletion tasks exceeded their omission rates in spelling by large margins. Apparently, the deletion and recombination operations that are involved in the phoneme deletion task are not required for spelling. To the contrary, spelling knowledge might itself foster deletion, helping children to attempt the task using imagined spellings rather than phonological forms. The idea that phoneme recognition but not phoneme deletion is a precondition for spelling has some implications for the design of phonological awareness training programs. Such training has had some success in promoting young children’s spelling and reading skills (Ball & Blachman, 1988; Bradley & Bryant, 1983; Lundberg, Frost, 8z Petersen, 1988; Treiman & Baron, 1983). An important question (Lewkowicz, 1980) concerns the specific phonological skills that should be taught. Our results imply that training in phoneme recognition could be an important part of phonological awareness instruction. However, training in deletionespecially deletion of phonemes in onset clusters-may be quite difficult and may involve skills above and beyond those required for spelling. The Spelling and Phonological Awareness of Dyslexic Children As discussed in the Introduction, there has been a debate over whether dyslexics are delayed or deviant in their acquisition of spelling and phonological awareness skills. With respect to spelling, even though the dyslexics in our study performed like the younger controls on a standardized PHONOLOGICAL AWARENESS AND SPELLING 175 word spelling test, they made more illegal spellings on our experimental tasks. This difference arose, in part, because the dyslexics more often omitted consonant phonemes. This result fits with Bruck’s (1988) finding that dyslexics are more likely to make nonphonetic spelling errors than spelling-level matched controls. However, our findings disagree with those of Nelson (1980) and Moats (1983). It should be noted that the previous studies examined a broad range of word types; they did not focus on onset clusters, as our study did. Although the dyslexics in our study performed at lower levels than the normals on the experimental spelling tasks, the two groups showed similar patterns of performance. Both normal children and dyslexics made more errors on CCVs than CVCs. Thus, the spelling results are most consistent with the weak version of the developmental deficit hypothesis: Dyslexics’ poor spelling skills reflect, in part, poor ability to use sound-spelling information to write both familiar and unfamiliar words. The phonological awareness data, too, are most compatible with a weak version of the developmental deficit hypothesis. Although dyslexics performed more poorly than younger normal children of the same spelling level, their patterns of performance were qualitatively similar to those of the controls. Like normal children, dyslexics had difficulty accessing the individual consonants within cluster onsets, especially the second consonants. This finding appears to conflict with that of Morais et al. (1984), who found that French-speaking dyslexics did not have more difficulty deleting the initial consonants of cluster onsets than deleting single-consonant onsets. However, the effects of linguistic structure may have been masked in that study because of a lloor effect for dyslexics. The dyslexics’ low overall levels of performance in our spelling and phonological awareness tasks are compatible with the view that dyslexics’ spelling problems reflect, in part, their problems in accessing the phonemes in spoken words. Although dyslexics have poor phonological awareness and spelling skills, they seem to use the same processes as younger normal children. Thus, children who are learning to spellwhether they are classified as dyslexic or normal-make errors on onset clusters because of their difficulty in apprehending the internal structure of these clusters. There are no particular errors that are unique to dyslexics. APPENDIX Stimuli for Each Task in Order of Presentation Articulation Screening Pretest save, food, thin, jly, stop, drive, allow, shrimp, free, glad, skate, three, arrive, show, speak, snow 176 BRUCK AND TREIMAN Auditory Recognition Task Block 1, Group 1: /spoi/, /kri/, /saip/, /suk/, /stau/, /baip/, /saup/, /kit/, /snai/, /soim/, /blai/, /sku/ Block 1, Group 2: /flau/, /fum/, /bru/, /fait/, /buk/, /fauk/, /floi/, /faud/, /poim/, /fru/, /ploi/, /frau/ Block 2, Group 1: /gli/, /alai/, /smi/, /ali/, /gb/, /akoi/, /alai/, /glau/, /ami/, /ala/, /gioi/, /skoi/ Block 2, Group 2: /dri/, /aroi/, /am,/, /dro/, /ari/, /stoi/, /droi/, /are/, /at-au/, /smD/, /drau/, /atoi/ Block 3 of Deletion /prov/, IW, /W, Isif/, /pW, /skd, Word Spelling Task /sDm/, /staib/, b-w/, h-4, lfd, /spif/, /b/, /put/, /saib/, /POV/ Task blow, leap, bowl, shrew, feel, shows, reeJ howl, tree, jlea, plow, beet, peel, glee, free, threw, flee, chews, plea, leaf Nonword Spelling Task /bli/, /sm/, /kill, /api/, /sDn/, /sb/, /amu/, /air/, /bull, /am/, /kli/, /sku/, /W, /akB/, /suk/, /ad, /P~u/, /all/, /ooz/, /Sri/, /kir/, /ali/, /are/, /ami/, /alu/, /d/, /5ro/, /smu/, /kc/, /sum/ Key to Notation: /oi/as in boy /if as in bee /ai/ as in buy /au/ as in cow /a/ as in sofa /B/ as in bought /o/ as in toe /E/ /A/ /I/ /a/ /II/ /S/ /e/ as in as in as in as in as in as in as in bed but bit father boot ship thin REFERENCES Backman, J., Mamen, M., & Ferguson, H. 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