Accepted Manuscript Title: Simultaneous adsorption of heavy metal ions and anions from aqueous solutions on chitosan − Investigated by spectrophotometry and SEM-EDX analysis Author: Mandy Mende Dana Schwarz Christine Steinbach Regine Boldt Simona Schwarz PII: DOI: Reference: S0927-7757(16)30671-9 http://dx.doi.org/doi:10.1016/j.colsurfa.2016.08.033 COLSUA 20919 To appear in: Colloids and Surfaces A: Physicochem. Eng. Aspects Received date: Revised date: Accepted date: 1-3-2016 9-8-2016 20-8-2016 Please cite this article as: Mandy Mende, Dana Schwarz, Christine Steinbach, Regine Boldt, Simona Schwarz, Simultaneous adsorption of heavy metal ions and anions from aqueous solutions on chitosan − Investigated by spectrophotometry and SEMEDX analysis, Colloids and Surfaces A: Physicochemical and Engineering Aspects http://dx.doi.org/10.1016/j.colsurfa.2016.08.033 This is a PDF file of an unedited manuscript that has been accepted for publication. 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Simultaneous Adsorption of Heavy Metal Ions and Anions from Aqueous Solutions on Chitosan – investigated by Spectrophotometry and SEM-EDX Analysis Mandy Mende*, Dana Schwarz¤, Christine Steinbach*, Regine Boldt*, Simona Schwarz* *Leibniz-Institut für Polymerforschung Dresden e.V., Hohe Straße 6, 01069 Dresden, Germany ¤ Charles University in Prague, Faculty of Science, Department of Organic Chemistry, Hlavova 2030/8 128 43 Prague 2, Czech Republic 1 GA 2 HIGHLIGHTS Removal of heavy metal ions from aqueous solution with chitosan flakes Detailed characterization of surface structure by SEM Formation of crystal-like structures on chitosan surface Validation of simultaneous adsorption of salt cations and anions by SEM-EDX Abstract Chitosan (flakes with a degree of deacetylation of 90 %) was used as adsorbent for heavy metal ions in solution (copper, iron, nickel). The adsorption capacities were determined in dependence on the adsorption time and the initial metal salt concentration. With increasing adsorption time as well as the initial metal salt concentration the adsorption capacities increased. Highest adsorption capacity was achieved for copper(II)ions with 110 mg/L. Iron(II)- and nickel(II)ions adsorbed with an adsorption capacity of 80 mg/L. The surface of chitosan flakes were investigated before and after the adsorption process by SEM and SEM-EDX, respectively. The formation of crystal-like structures was observed by SEM analysis for the investigation of copper(II)sulfate and iron(II)sulfate. It has been noticed that iron(II)ions oxidized before the adsorption on chitosan occurs. In comparison, the adsorption of nickel salt resulted in a smooth layer on the chitosan surface. SEM-EDX analysis revealed that sulfate adsorbs on the chitosan surface besides the metal cations used. Keywords: Heavy Metal Ion Adsorption, Chitosan, Natural Polymers, Waste Water Treatment 1. Introduction Pollution by heavy metals is a serious threat for the environment, aquatic ecosystem, and human health. Hence, heavy metals are no biodegradable and potentially toxic at very low concentrations [1]. The removal of inorganic components/particles by various methods including precipitation, ion exchange, reverse osmosis, and membrane processes have been intensively investigated during the last years [2]. It is much more difficult to remove soluble components like dye [3,4], surfactants, or metal ions due to economic constraints, or strict regulatory requirements. Besides the well known high cost adsorbents such as activated carbon and some ion-exchange resins, natural materials which are available in large quantities as industrial waste products might be a beneficial displacement towards more effective and cheaper adsorbents [5,6]. 3 Chitosan is a biodegradable polysaccharide and originates from the natural polymer chitin [7] . Latter is the second most abundant polymer in nature next to cellulose and is mainly obtained from the shells of crustacean which accumulate as waste in large quantities countries located on the Pacific and Atlantic coasts with fishery factories (e.g. Russia, China, Nicaragua, or Vietnam). At an industrial level, the acetyl groups in the natural chitin polymer structure are converted into secondary amino groups by the treatment with sodium hydroxide. Furthermore, it can also be converted by enzymatic deacetylation [8]. Hence, chitosan is most often a mixture of both functional groups (see Scheme 1). The field of applications for chitosan is huge and increases constantly (e.g. fungicide, Biomedical and Pharmaceutical, dieting, or paper industry) [9]. Particularly the implementation as an adsorber material in wastewater and drinking water treatment for various kinds of impurities (e.g. heavy metal ions, anions, pharmaceutics, or dyes) has attracted a lot of attention within the last years [10,11,5]. The adsorption capacity depends on several parameters, such as the degree of deacetylation, the molecular weight, crystallinity, and particle size [12]. In addition, the adsorption process is influenced by solution properties like pH, metal ion concentration, and the composition of the solution (i.e. ionic strength and concentration of the different types of ions) [13] . Various types of adsorption mechanisms are known (e.g. ion-exchange, complexation, coordination/chelation, electrostatic interactions, acid-base interactions, hydrogen bonding, hydrophobic interactions, physical adsorption, or precipitation) and most of the time several of them proceed at the same time [1] . The long known good adsorption of heavy metal ions on chitosan is mainly attributed to the presence of amine groups (-NH2) exhibiting coordination sites for metals such as Cu(II), Ni(II), Zn(II), Cd(II), Hg(II), Cr(III), V(IV), and U(VI) [14-19]. Additionally, the hydroxyl group in C3 position of the chitosan unit is available as binding site too [20]. For a low pH-value in solution, chitosan acts as a weak basic anion exchange resin due to the protonated amino group [21]. Metal anions like arsenate [22], and chromate can interact with the positive charge of the protonated amino groups by electrostatic interaction. With increasing pH-value the overall positive charge on the surface of the polymer decreases. Hence, the formation of chelate complexes between metal cations and the lone pair of electrons on the nitrogen atom of the uncharged amino groups is preferred. Most studies investigating the formation of chelate complexes were carried out with copper ions. Essentially two models have been proposed, the pendant model and bridge model. Latter was proposed by Schlick [23] suggests a coordination number of 4 of the chelate complex forming a square planar structure (see Figure 1a). That means that the metal cation is coordinated by four nitrogen atoms and hence intramolecular as well as intermolecular interactions occur. The pendant model was proposed by Ogawa and Oka [24] and assumes an interaction between the metal cation and one amino group only (see Figure 1b) based on an x-ray study of chitosan complexes with different metal cations (i.e. 4 copper, zinc, and cadmium). Domard [25] supported this model by potentiometric and dichroic data. He suggested a [Cu NH2 (OH)2]0 copper complex with one amino group as ligand and two hydroxyl groups, which is the only uncharged structure. The fourth binding site could be occupied by a water molecule or the hydroxyl group in C3 position of the chitosan unit. However, there are several studies that show diversities from these two models. Rhazi et al. [26] found a dependence of the coordination number of the chelate complex on the pH of the solution. In a pH range of 5.3 to 5.8 the coordination number of the complex ([Cu(-NH2)]2+, 2OH-, H2O) is 1 resulting in a similar complex formation as shown in Figure 1b. At a higher pH the coordination number is 2 (see Figure 1c). Piron and Domard [27] gave evidence that the adsorption of strontium(II) and barium(II)ions on chitosan is possible in the presence of carbonate due to the formation of ternary complexes. They assumed that the interaction between chitosan, carbonate, and strontium ions do not base on electrostatic interaction because the ion pair strontium and carbonate is formed first, followed by the complexation to the amino group on chitosan. In this work the simultaneous adsorption of heavy metal ions (copper, iron, nickel) and the salt anion (sulfate) is studied. The adsorption capacity of the chitosan flakes for the investigated metal ions was determined at different concentration and in dependence on time. SEM-EDX analysis was a very useful tool to show the simultaneous adsorption of the metal cations and the corresponding anion (sulfate), which leads to the formation of crystal-like structures at higher concentrations. 2. Experimental 2.1 Chemicals Chitosans All chitosans were purchased from the BioLog GmbH, Germany, and used as received. Chitosan flakes with a degree of deacetylation of 90 % were used in all experiments. The wide particle size distribution of the flakes was in mm range. Salts Used salts (i.e. copper(II)sulfate (anhydrous) and nickel(II)sulfate hexahydrate were purchased from Sigma-Aldrich. Iron(II)sulfate heptahydrate was purchased from Carl Roth GmbH + Co. KG, Germany. The salts were used as received. 2.2 Adsorption experiments The adsorption capacities were determined in dependence on the initial concentration of heavy metal ions in solution, as well as on the time of adsorption (contact time between adsorbent and adsorbate). The adsorption investigations were carried out as batch experiments. Adsorption capacities were calculated from 5 absorbance measurements. The concentration of heavy metal ions in solution was measured before and after the adsorption procedure at a defined time. To study the effect of contact time on heavy metal adsorption 20 mL of the heavy metal solution with an initial cation concentration of 180 mg/L were mixed with 0.1 g chitosan flaks in a 100 mL baker. The suspensions were stirred for the desired time at 25 °C. For all adsorption experiments the pH was not adjusted. The initial pHvalues of copper, iron, and nickel sulfate solutions were 5.5, 4.5, and 6.0, respectively. Experiments to elucidate the effect of initial metal ion concentration on equilibrium were realized by adding 20 mL of metal ion solutions with different initial cation concentration to 0.1 g chitosan. The samples were stirred with a magnetic stirrer for 24 h at 25 °C. 2.3 Analytical Methods Spectrophotometry We used the DR2800 of the HACH Lange GmbH, Germany, to determine the metal cation concentration in solution. It is a visible light spectrophotometer with preprogrammed test methods, so-called cell tests. During the testing process each sample is rotated and 10 measurements were done to give a concentration value (or transmittance, or absorbance respectively). In our studies the cell tests for copper, iron and nickel were relevant. Copper(II)ions in solution are reduced by ascorbic acid. Then it is converted with Bathocuproine disodium salt to an orange complex. Iron(II)ions and 1,10-phenanthroline react to an orange-red complex. Iron(III)ions may be present in solution are reduced by ascorbic acid to iron(II)ions before. The nickel ions presented in solution form an orangebrown precipitate with dimethylglyoxime in alkaline solution. SEM SEM images were detected with the scanning electron microscope Ultra plus from Carl Zeiss NTS, Germany. All samples were prepared on a graphite carrier and coated with a 3 nm layer of platinum. SEM-EDX analysis With the combination of scanning electron microscopy and energy dispersive x-ray spectroscopy chitosan surfaces before and after adsorption processes were analyzed. It was done with the Ultra Plus from Carl Zeiss NTS, Germany, equipped with an EDX-Detector XFlash Quad 5060F from Bruker Nano GmbH, Germany. 3. Results and Discussion Adsorption experiments The adsorption of copper, nickel, and iron on Chitosan flakes with a deacetylation degree of 90 % were studied. The heavy metal ions copper, nickel, and iron are common impurities in water and hence they were utilized for the adsorption 6 investigations. Sulfate was the anion for all three salts investigated. Copper concentrations above 1.3 mg/L may cause serious concerns to human health [28-30]. The critical concentration of nickel ions is about 10 times lower. Copper, nickel, and iron are one of the most widely used heavy metals. Figure 2 shows the adsorption efficiency of copper, iron, and nickel ions on chitosan flakes in dependence of the time of adsorption. Copper exhibits the highest adsorption efficiency followed by iron(II), and nickel(II)ions. The adsorption efficiency was 95 % for copper ions. Iron and nickel have an adsorption efficiency of about 75 % only. Within the first hour of adsorption, the rate of adsorption is very fast and decreases towards reaching the adsorption equilibrium. The slope until equilibrium reached is steep for copper and less for nickel. For a real heavy metal waste water the selective separation of copper and nickel could be successful because of the time effect during the adsorption process. Until now only pure salt ions were investigated. For further investigations in the future the adsorption of mixtures and real systems are of interest. The adsorption equilibrium has been reached after 24 hours for all samples. Furthermore, the adsorption capacities of the heavy metal ions were studied for an adsorption time of 24 hours to detect the effect of initial cation concentration on the adsorption process (s. Figure 3). The highest adsorption capacity was achieved for copper ions with 110 mg/g whereas the adsorption capacities of iron and nickel with 80 mg/g were lower in comparison to copper. Iron and nickel exhibit similar adsorption behavior. This sequence matches very well to the adsorption experiment shown in Figure 2. The adsorption of copper on chitosan has been studied in a few publications before [31] . Recently we investigated different morphologies of chitosan like powder, flakes and chitosan beads (alginate coated with chitosan) with regard to the influence of particle size on adsorption capacities of chitosan [31]. It was found, that the adsorption capacities differ significantly in dependence on the surface area. The adsorption capacity follows the order: powder > flakes > chitosan beads. The achieved adsorption capacity of 150 mg/g for copper ions adsorbed on chitosan powder is relatively high in comparison to other adsorbents. However, how reliable is the comparison with other studies from other groups and with other materials as so many parameters have an influence on the adsorption capacity. In the literature it is difficult to find consistent information about the adsorption capacities of heavy metal ions on chitosan. A good compilation of references with absorption capacities of chitosan and its derivatives for copper are found in Kyzas et al. [32]. However, as mentioned before chitosan is a natural polymer resulting in a variety of chitosan materials with different properties. A comparison with other adsorber materials for copper ions is shown in table1. Typically adsorber materials are bentonite (30 mg/g and 7.72 mg/g) [33, 34], clay, silica gel (0.52 mg/g) [35], modified activated carbon (140 mg/g and 16 mg/g) [36, 37] and others. In the most cases the adsorption capacity is much lower than for 7 chitosan, especially for natural adsorber material like tea waste (47.9 mg/g) [38], peel (1.3 mg/g) [39], or birch wood (1.46 mg/g) [40] . Only for modified activated carbon the adsorption capacity for copper ions with 140 mg/g [36] is in the range of the copper adsorption on chitosan powder with 150 mg/g [31]. We will publish the results soon. Recently we coated inorganic materials like clay or silica with chitosan to obtain an efficiently use with a defined layer thickness, surface consistency, and particles size. We will publish the results soon. SEM-EDX analysis All solid salts used are colored. Copper sulfate pentahydrate is blue, nickel sulfate hexahydrate and iron(II)sulfate heptahydrate are green to turquoise. The colors of the salt solutions depend on salt concentration. After the adsorption experiments, the off white chitosan material has always undertaken the color of the heavy metal salt in case of the copper and nickel salt. In case of iron(II)sulfate chitosan flakes appear in an orange to brown color. It is necessary to get a better understanding of the adsorption model and thereby the reason for color changes. For this purpose, the chitosan samples were characterized by SEM and SEM-EDX analysis before and after adsorption of heavy metal ions. Figure 4 shows the SEM image of the pure and untreated chitosan surface before heavy metal adsorption. We observe a rough uneven surface. SEM images of the chitosan surface after copper adsorption in dependence of the initial concentration (0.1g/L; 1.0g/L; 3.0g/L; 5.0g/L) of the solution are displayed in Figure 5 a-d. As expected from the color change, the surface structure changes significantly in dependence of the initial copper sulfate concentration. At high copper salt concentrations crystal-like structures occur on the chitosan surface and the more comprehensive and developed are the crystal-like structure formed. Furthermore, with increasing the initial copper sulfate concentration we observed a change of the structure shape from plates to needles too (Fig. 5 a – d). This could be an explanation for the change in the intensity of the blue color of the chitosan flakes with higher initial salt concentration as the refraction of light at the surface changes. The color of crystal-like structure (blue) suggests to us that beside the adsorption of the heavy metal ions, sulfate was adsorbed too. EDX analysis confirmed the adsorption of both ions resulting in the crystal-like structure (Fig. 5e). The elemental distribution images from SEM-EDX analysis revealed that the whole chitosan surface is covered by copper as well as by sulfur. Furthermore, the deposition of copper and sulfur increases with increasing the initial salt concentration, which is displayed by the peak 8 areas of the EDX spectra. In the case of pure chitosan no copper and sulfur was found on the surface. From this result we deduced that during the adsorption process copper(II)ions as well as sulfate anions were adsorbed on the chitosan surface. Figure 6 presents SEM images (Fig. 6a-d) and element distribution images (Fig. 6e) of chitosan surface after the treatment with iron(II)sulfate for initial salt concentrations of 0.05 g/L; 1.0 g/L; 3.0 g/L, and 5.0 g/L. We made similar observations compared to the copper adsorption on chitosan. With increasing initial salt concentration a crystallike thicker covering on the chitosan surface is formed and the color of chitosan flakes changes from orange to dark brown. The micro structure of the covering is like needles and exhibits even at low initial salt concentrations (0.05 g/L iron(II)sulfate; Fig. 6a). From SEM-EDX analysis (Fig. 6e) sulfur was found to deposit uniformly on the whole chitosan surface in contrast to iron. However, iron was detected only at certain sites on the chitosan surface. Probably iron(II)ions oxidize before adsorption on chitosan surface occurs. Iron would be adsorbed as iron oxide. In Figure 7 a and b the SEM images of the chitosan surface after the adsorption of nickel(II)ions with an initial nickel(II)sulfate concentration of 1.0 g/L (7a) and 3.0 g/L (7b) are displayed. Despite the relatively high initial salt concentrations we do not observe a formation of crystal-like surface structure. In the case of the lower initial salt concentration (Fig. 7a; 1.0 g/L) the surface structure resembles to the pure chitosan (see Fig. 4). However, the color change of the chitosan flakes during the adsorption process display macroscopically that nickel and possibly sulfate ions were adsorbed due to the same color of the pure solid salt used. SEM-EDX analysis confirmed this presumption. From EDX spectra we found that nickel as well as sulfur adsorbed on chitosan surface. Additionally, the elemental distribution image shows the uniformly distribution of nickel as well as sulfur over the whole chitosan surface. As in the case of adsorption of copper on chitosan we conclude that the cations and anions of the salt adsorbed simultaneously. When iron(II)sulfate was mixed with chitosan flakes the salt anion (sulfate) adsorbs too, but the oxidation of iron(II)ions seems to be very fast and results in adsorption of iron oxide. Feasible reasoning could be the investigated pH range (5-6). Due to the coexistence of protonated and unprotonated amine groups in this pH range salt cations are able to form chelate complexes with unprotonated amine groups and salt anions are able to adsorb on chitosan surface by electrostatic interaction simultaneously. So we propose a slightly different absorption mechanism that is schematically illustrated in Figure 8 compared to those which are shown in Figure 1. 9 4. Conclusion Chitosan with a degree of deacetylation of 90 % is a good adsorbent for heavy metal ions in solution. First the dependence of the adsorption capacity on the adsorption time and the initial metal salt concentration was investigated. With increasing adsorption time as well as the initial metal salt concentration the adsorption capacity increases. Highest adsorption capacity was achieved for copper(II)ions with 110 mg/L. Iron(II)- and nickel(II)ions adsorbed with an adsorption capacity of 80 mg/L. By SEM analysis the formation of crystal-like structures was observed at higher adsorption time and higher initial salt concentration, when copper(II)sulfate and iron(II)sulfate were used. The adsorption of the nickel salt resulted in a smoother layer on the chitosan surface. SEM-EDX analysis revealed that sulfate adsorbs on chitosan surface besides the metal cations used. In the case of copper and nickel sulfate all elements (i.e. copper, nickel, and sulfur) are uniformly distributed over the whole chitosan surface. This fact gives evidence that both cation as well as anion of the used salts adsorbed on chitosan surface. The distribution of the element iron on chitosan surface is not uniformly over the whole chitosan surface due to the rapid oxidation of the iron(II)ions on air resulting in partially adsorbed iron oxide. Sulfur was uniformly distributed on chitosan surface too. However, iron was only detected at certain areas on chitosan. 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Cukierman, Bioresource Technol. 99 (2008) 2559. 12 a b c Figure 1: Coordination models of Cu(II)-Chitosan complex: a – Bridge model; b – Pendant model; and c – pH > 5.8 [23,26]. 13 adsorption efficiency / % 100 75 50 25 Cu2+ Fe2+ Ni2+ 0 0 1 2 20 30 40 50 60 70 80 90 100 tads / h Figure 2: Adsorption efficiency of the heavy metal ions copper, iron, and nickel in dependence of adsorption time with an initial cation concentration of 180 mg/L and initial pH values of 5.5, 4.5, and 6.0, respectively. 14 125 100 q / mg/g 75 50 Cu2+ Fe2+ Ni2+ 25 0 0 50 100 250 500 CMe 2+ -eq 750 1000 1250 1500 / mg/L Figure 3: Adsorption isotherm of the heavy metal ions copper, iron, and nickel on chitosan flakes, adsorption time 24 h, 25 °C and initial pH values of 5.5, 4.5, and 6.0, respectively. 15 Figure 4: SEM image of the pure surface of a chitosan flakes. Figure 5: a-d) SEM images (black and white, 5k x magnification) of chitosan surface after copper adsorption in dependence on initial salt concentration of copper(II)sulfate (a: 0.1 g/L; b: 1.0 g/L; c: 3.0 g/L; d: 5.0 g/L) after 24 hours time of adsorption; e) SEM-EDX element distribution images for Cu and S and EDX spectra of pure chitosan surface (orange line), chitosan surface after treatment with an initial CuSO4 concentration of 0.1 g/L for 24 h (red line); and chitosan surface after treatment with an initial CuSO4 concentration of 4.0 g/L for 24 h (green line). 16 e Figure 6: a) – d) SEM images (black and white, 5k x magnification) of chitosan surface after iron adsorption in dependence on initial salt concentration of iron(II)sulfate, (a: 0.05 g/L; b: 1.0 g/L; c: 3.0 g/L; d: 5.0 g/L), adsorption time 24 h; e) SEM-EDX element distribution images for Fe and S and spectra of pure chitosan (orange line) and chitosan after treatment with initial iron(II)sulfate of 0.1 g/L and an adsorption time of 24 h (red line). 17 Figure 7: a)-b) SEM images with 2k x magnification (black and white) of chitosan surface after nickel adsorption in dependence on initial salt concentration of nickel(II)sulfate, (a: 1.0 g/L; b: 3.0 g/L), adsorption time 24 h,; c) SEM-EDX element distribution images for Ni and S and spectra of chitosan after adsorption process with 1g/L NiSO4 and an adsorption time of 24 h. 18 An2‐ Me 2+ NH2 An2‐ An2‐ Me2+ 2‐ An NH3 Me 2+ NH2 Me2+ 2‐ Me2+ An NH3 NH2 Figure 8: Schematically adsorption mechanism of heavy metal cations and salt anions on chitosan by formation of chelate complexes and electrostatic interactions, respectively. 19 Scheme 1: Structure of chitosan with a small portion of acetyl groups originating from the natural chitin structure, and the secondary amino groups as the main functional groups of the chitosan structure besides the hydroxyl groups (n=0,1; m=0,9). 20