New Radio (NR) - Architecture and PHY layer aspects HUAWEI Wireless Standard 2019-03-08 HUAWEI TECHNOLOGIES CO., LTD. www.huawei.com Outline • 5G General aspects • Usage scenarios and performance targets • New Radio Architecture • New Radio Physical layer • • Waveform • Numerology and frame structure • Modulation • Channel coding • Reference signals Milimeter Wave MIMO • MIMO transmission • Beam management HUAWEI CO., LTD. HISILICONTECHNOLOGIES SEMICONDUCTOR Huawei Confidential Page 2 5G usage scenarios and performance targets HUAWEI CO., LTD. HISILICONTECHNOLOGIES SEMICONDUCTOR Huawei Confidential Page 3 5G – a broader wireless eco system ① Diversified service Peak Data Rate 10Gbps mMTC eMBB 1M devices/km2 ② New market opportunities uRLLC Latency 1ms ③ New roles & new revenue streams Integrator Vertical Device B2C B2HB2V HUAWEI CO., LTD. HISILICONTECHNOLOGIES SEMICONDUCTOR Operator Huawei Confidential Page 4 Going Beyond MBB: Some Evolution Some Revolution User Experience IoT Services Enhanced by 5G 1. Personal Communication 5G Initial Phase HUAWEI TECHNOLOGIES CO., LTD. 2. Massive IoT Mission Critical Services Enabled by 5G 3. Critical IoT 4. Human-Machine Interaction 5G Advanced Phase IMT-2020 vs. IMT-Advanced • The Recommendation ITU-R M-2083.0 suggests the following relative performance improvements for ‘5G’ over ‘4G’ 100 90 80 70 60 50 40 30 20 10 0 HUAWEI CO., LTD. HISILICONTECHNOLOGIES SEMICONDUCTOR Huawei Confidential Page 6 Performance targets eMBB UL: 10 Gbps DL: 20 Gbps Peak Data Rate (Gbit/s) User Experienced Data Rate (5% UE tput) (Mbit/s) 30/15 bps/Hz Dense urban: DL: 100 Mbps UL: 50 Mbps IMT-2020 Area Traffic Capacity (Mbit/s/m2 ) Indoor: DL: 10 Mbps/m2 Network Energy Efficiency Spectrum Efficiency DL: 30 bps/Hz UL: 15 bps/Hz IMTAdvanced Mobility (km/h) 500 km/h 1M devices/km2 Connection Density (devices/km 2 ) User Plane DL/UL: 0.5 ms Latency URLLC mMTC 1M devices/km2 99.999% reliability @ 1ms Source: Recommendation ITU-R. M.2083 HUAWEI CO., LTD. HISILICONTECHNOLOGIES SEMICONDUCTOR Huawei Confidential Page 7 Usage scenarios for NR in 3GPP • • • The 3GPP RAN specification* TS38.913 defines the following usage scenarios • eMBB (enhanced Mobile BroadBand) • URLLC (Ultra-Reliable and Low Latency Communications) • mMTC (massive Machine Type Communications) Deployment scenarios further include • eV2X (enhanced Vehicle-to-Everything) • Satellite extension to terrestrial • Unlicensed spectrum The 3GPP SA specification TS22.261 defines requirements on the whole system • Performance requirements for • High data rates and traffic densities • Low latency and high reliability • Virtual Reality • High accuracy positioning *Specifications available at http://www.3gpp.org/ftp/Specs/archive HUAWEI CO., LTD. HISILICONTECHNOLOGIES SEMICONDUCTOR Huawei Confidential Page 8 URLLC service examples • Discrete automation – motion control › E.g., motion control of robots, machine tools, as well as packaging and printing machines › Closed-loop control; small message (56 bytes), cycle time 2 ms, 99,9999% reliability • Discrete automation › E.g., production that result in discrete products: cars, chocolate bars › Open-loop control; latency 10 ms – 1 s, 99,99% reliability Smart Factories • Process automation › E.g., production of bulk products such as petrol and reactive gases, remote control • Electricity distribution • Intelligent transport systems – infrastructure backhaul › Connected Vehicles HUAWEI CO., LTD. HISILICONTECHNOLOGIES SEMICONDUCTOR Connected Car Huawei Confidential Page 9 Smart Grid HUAWEI CO., LTD. HISILICONTECHNOLOGIES SEMICONDUCTOR Huawei Confidential Page 10 New Radio Architecture HUAWEI CO., LTD. HISILICONTECHNOLOGIES SEMICONDUCTOR Huawei Confidential Page 11 Terminology • Radio Access Network (RAN) • Scheduling, transmission protocols, mobility, PHY layer ... • Core Network (CN) • Charging, authentication, end-to-end connetions ... • LTE: Evolved Packet Core (EPC) • NR: 5GCN • 5GCN is based on EPC with further enhancements • Network slicing • Control-plane/user-plane split • Service based architecture HUAWEI CO., LTD. HISILICONTECHNOLOGIES SEMICONDUCTOR Huawei Confidential Page 12 Enhancements in the 5GCN • Networks are becoming virtualized • Service based architecture • Specifications focus on services more than network nodes • Network slicing • A set of functions from the service based architecture • E.g., one slice for eMBB, one slice for industry-automation • Slices use the same RAN and 5GCN • Control-plane/user-plane separation (CUPS) • Less latency: select proper User nodes without increasing Control node • Increase data traffic: add User nodes without addin Control nodes • Locate and scale User and Control nodes independently HUAWEI CO., LTD. HISILICONTECHNOLOGIES SEMICONDUCTOR Huawei Confidential Page 13 As Is: Fully meshed networking MME CG PCRF OCS … To Be: Cloud + Distributed DC MME CG PCRF Central DC Mesh GW-C GW-C GW-C GW-C … GW-U GW-U GW-U GW-U … … Tree Local DC … DGW (GW-U) RGW (GW-U) Huawei Confidential OSS CGW (GW-C) Edge DC HUAWEI CO., LTD. HISILICONTECHNOLOGIES SEMICONDUCTOR OCS CDN Page 14 … DGW (GW-U) RGW (GW-U) APP Server … NSA (Non Standalone) SA (Standalone) EPC EPC S1 LTE NG-C S1 LTE 5G NR NG CORE 5G NR Control plane User plane • Focus on eMBB/FWA • LTE as anchor, reuse current EPC, Control plane User plane • eMBB/uRLLC/mMTC and network slicing 5G NR quick introduction HUAWEI CO., LTD. HISILICONTECHNOLOGIES SEMICONDUCTOR NG-U • Huawei Confidential New Core required Page 15 Rel-15 supported NR architectures Opt.7 – Non-standalone, LTE-Assisted with NGCN NextGen Core Opt.3 – Non-standalone LTE-Assisted with EPC EPC LTE eLTE Opt.2 – Standalone NR with NGCN NR NextGen Core NR Opt.4 – standalone NR with NGCN; LTE as SeNB NR NextGen Core NR Phase1.1(2017.12) HUAWEI CO., LTD. HISILICONTECHNOLOGIES SEMICONDUCTOR Phase1.3(2018.12) Phase1.2(2018.6) Huawei Confidential eLTE Page 16 Physical layer HUAWEI CO., LTD. HISILICONTECHNOLOGIES SEMICONDUCTOR Huawei Confidential Page 17 Key NR design principles and features Forward compatibility Reserved resources Sync Signal Config Ctrl BW Config RS BW Flexible frame structure Large BW m-MIMO High spectral utilization mmWave Carrier aggregation LDPC Mini-slot scheduling DL pre-emption UL grant free Flex frame structure High data rate Low latency High reliability Front-loaded DMRS Fast UE processing time DL ctrl with high aggregation level Data duplication Data channel slot aggregation Large coverage UL ctrl channel slot aggregation Polar HUAWEI CO., LTD. HISILICONTECHNOLOGIES SEMICONDUCTOR Multi-beam LTE/NR co-ex UL power control Huawei Confidential Page 18 Low PAPR WF & modulation Item LTE NR R15 (Phase I) Frequency band Sub 6GHz Sub-6 GHz, mmWave (up to 52.6 GHz) Maximum Bandwidth (per CC) 20 MHz 50 MHz (@ 15 kHz), 100 MHz (@ 30 kHz), 200 MHz (@ 60 kHz), 400 MHz (@120 kHz) Minimum Bandwidth (per CC) 1.4MHz 5MHz Spectrum Utilization 90% Up to 98% Maximum CCs 5 (Rel.10) / 32 (Rel.12). Current implementation is 5. 16 (allowed BW and CCs combinations TBD) Duplexing FDD, Static TDD FDD, Static TDD, Dynamic TDD Waveform CP-OFDM for DL; SC-FDMA for UL CP-OFDM for DL; CP-OFDM and DFT-s-OFDM for UL Modulation Up to 256 QAM DL (moving to 1024 QAM); Up to 64 QAM UL Up to 256 QAM UL & DL; pi/2 BPSK with FDSS for DFT-s-OFDM Subcarrier spacing 15KHz 2^n · 15 kHz TDM and FDM multiplexing Maximum number of subcarriers 1200 3300 Subframe length 1 ms (moving to 0.5 ms) 1 ms Slot length 7 symbols in 0.5ms 14 symbols (duration depends on subcarrier spacing) 2, 4 and 7 symbols for mini-slots Self-contained subframe Not supported Supported Multi-numerology multiplexing Not supported Supported Channel coding Turbo Code (data); TBCC (control) LDPC (data); Polar Codes (control & PBCH) RS Cell Specific RS & UE Specific DMRS Front-loaded DMRS (UE-specific) Air interface latency 10 ms (moving to 5 ms) 1 ms MIMO SU: up to 8 layers for DL; up to 4 layers for UL (current implementation is 1 or 2 layers) MU: up to 8 layers (4 orthogonal only) SU: up to 8 layers for DL; up to 4 layers for UL MU: up to 12 orthogonal layers CW 1 or 2 1 or 2 Initial Access No beamforming Beamforming HUAWEI CO., LTD. HISILICONTECHNOLOGIES SEMICONDUCTOR Huawei Confidential Page 19 Frequency domain CP-OFDM Data S/P IFFT CP Time domain D/A High PAPR Low PAPR DFT-s-OFDM (SC-FDMA) S/P HUAWEI CO., LTD. HISILICONTECHNOLOGIES SEMICONDUCTOR DFT IFFT Huawei Confidential CP D/A Page 20 Waveform • Spectrally confined waveform for up to 52.6 GHz • Downlink: CP-OFDM • Uplink: both CP-OFDM and DFT-s-OFDM are mandatory to UEs • CP-OFDM for single- and multi-layer transmission • DFT-s-OFDM only for single layer transmission, targeting coverage limited scenarios • Better spectrum utilization (larger than 90% of LTE) and localization • Reduced guard band between contiguous carriers HUAWEI CO., LTD. HISILICONTECHNOLOGIES SEMICONDUCTOR Huawei Confidential Page 21 High spectral utilization < 6GHz SCS 15kHz 30kHz 60kHz 5MHz 10MHz 15MHz 20MHz 25MHz 30MHz 40MHz 50MHz 60MHz 80MHz 100MH z 25 52 79 106 133 160 216 270 N/A N/A N/A 90% 93.6% 94.8% 95.4% 95.8% 96% 97.2% 97.2% 11 24 38 51 65 78 106 133 162 217 273 79.2% 86.4% 91.2% 91.8% 93.6% 93.6% 95.4% 95.8% 97.2% 97.7% 98.3% N/A 11 18 24 31 38 51 65 79 107 135 N/A 79.2% 86.4% 86.4% 89.3% 91.2% 91.8% 93.6% 94.8% 96.3% 97.2% Channel Bandwidth [MHz] Channel Edge Transmission Bandwidth [RB] Resource Block Channel Edge Transmission Bandwidth Configuration NRB [RB] f Active Resource Blocks HUAWEI CO., LTD. HISILICONTECHNOLOGIES SEMICONDUCTOR Huawei Confidential Guardband, can be asymmetric Page 22 Numerology and Frame Structure f Configurable TTI eMBB Configurable subcarrier spacing mMTC URLLC CP length 4.7 µs @ 15 kHz MBSFN t • Scalable multiple numerologies • Multiple numerologies are supported with 15 kHz * 2^µ (15 kHz to 240 kHz) subcarrier spacing • Extended CP for 60 kHz • The CP length scales with the subcarrier spacing • Predefined numerology set per frequency band Frequency range Below 1 GHz 1~6 GHz Above 6 GHz SCS options (Non-SS) 15, 30 kHz 15, 30, 60 kHz 60, 120 kHz HUAWEI CO., LTD. HISILICONTECHNOLOGIES SEMICONDUCTOR Huawei Confidential Page 23 Frequency bands • • <6 GHz, up to 100 MHz per carrier (30 bands defined) >6 GHz, up to 400 MHz per carrier (4 bands defined) HUAWEI CO., LTD. HISILICONTECHNOLOGIES SEMICONDUCTOR Huawei Confidential Page 24 Frequency bands HUAWEI CO., LTD. HISILICONTECHNOLOGIES SEMICONDUCTOR Huawei Confidential Page 25 Numerology and Frame Structure - Slot type Radio frame 10 ms; Subframe 1 ms; Slot 14/12 OFDM symbols Types of slots DL UL DL-only slot Type1: All DL Type2: All UL UL-only slot Mixed DL and UL slot (DL-centric and UL-centric slot) Uplink Control and/or SRS Downlink Control DL UL DL-centric UL-centric Type3: Mixed DL and UL The UE can be configured to monitor the PDCCH in any symbol of the slot Non-slot based scheduling (mini-slot; at least two OFDM symbols) Dynamic D/U allocation The slot format can be signaled to the UE via the PDCCH Semi-static UL/DL configuration and dynamic TDD Slot aggregation: a transport block can be repeated to improve coverage Flexible timing between control channel – data channel and data channel – D HARQ feedback HUAWEI CO., LTD. HISILICONTECHNOLOGIES SEMICONDUCTOR Huawei Confidential Page 26 Page 26 Bandwidth part BWP1 BW #1 #2 BWP BWP BW BWP2 BW UE bandwidth capability Carrier BW Carrier BW #3 BWP2 (numerology1) BWP2 (numerology2) BWP1 BW BWP2 BW Carrier BW NR carrier bandwidths 5 – 100 MHz for bands 450 MHz – 6 GHz 50 – 400 MHz for bands 24.25 – 52.6 GHz Bandwidth part (BWP) scenarios #1: Reduced UE BW capability #2: UE power saving. #3: FDM of different numerologies HUAWEI CO., LTD. HISILICONTECHNOLOGIES SEMICONDUCTOR Huawei Confidential Page 27 Bandwidth part One BWP is associated with one numerology Configuration of a BWP includes Self-contained transmission within BWP Numerology (sub-carrier spacing, CP type) Bandwidth (a group of contiguous Resource Blocks) Frequency location (starting position) All channels are confined within a active BWP. e.g. PDSCH/PUSCH, PDCCH/PUCCH, PRACH and etc. All signals are confined within an active BWP except CSI-RS for RRM. E.g. SS, DMRS, CSIRS for CSI, SRS and etc. Resource allocation is within a BWP Up to 4 configured BWPs/BWP pairs, only one active BWP in Rel-15 Flexible gNB and UE bandwidth UE does not know the gNB bandwidth, it only needs know the BWPs for the UE HUAWEI CO., LTD. HISILICONTECHNOLOGIES SEMICONDUCTOR Huawei Confidential Page 28 Carrier Aggregation and Dual Connectivity Scenario 2 F1 F2 Scenario 1 Scenario 3 Scenario 4 • Carrier Aggregation (CA) • The UE has one RRC connection to the network and there is one MAC entity and one scheduler • Dual connectivity (DC) • Radio resources located in two different NG-RAN nodes connected via a non-ideal backhaul and providing either E-UTRA or NR access and there are two MAC entities and two schedulers • Synchronized (~35 µs timing difference) and asynchronous (~500 µs) DC is supported for LTE-NR and NR-NR DC HUAWEI CO., LTD. HISILICONTECHNOLOGIES SEMICONDUCTOR Huawei Confidential Page 29 Grant Free Access and Data preemption for URLLC • Service multiplexing › From network perspective, multiplexing of transmissions with different latency and/or reliability requirements for eMBB/URLLC in DL is supported by freq URLLC eMBB time Same numerology freq » Using the same sub-carrier spacing, or » Using different sub-carrier spacing URLLC eMBB time Different numerology HUAWEI CO., LTD. HISILICONTECHNOLOGIES SEMICONDUCTOR Huawei Confidential Page 30 Grant Free Access and Data preemption for URLLC Data preemption for DL multiplexing of URLLC and eMBB • URLLC transmission may occur in resources scheduled for ongoing eMBB traffic • To achieve low latency, URLLC PDSCH can preempt the allocated resources for PDSCH of eMBB. • gNB indicates eMBB what resources are preempted by URLLC by preemption indication (PI). • eMBB can flush the polluted data in the buffer when performing HARQ combining per PI. Grant free access • Large delay with grant: • Scheduling Request UL grant UL transmission • URLLC uplink can be transmitted without gNB grant Frequency • Around 50% lower BLER can be achieved after applying PI URLLC eMBB Time URLLC preempted eMBB PDSCH • The UE can transmit K repetitions including initial transmission (with the same or different RV) for the same transport block HUAWEI CO., LTD. HISILICONTECHNOLOGIES SEMICONDUCTOR Huawei Confidential Page 31 π/2 BPSK Modulation π/2 • • OFDM: QPSK to 256 QAM DFT-s-OFDM: π/2 BPSK to 256 QAM › For DFT-s-OFDM, support π/2 BPSK with FDSS (Frequency Domain Spectrum Shaping) » Supports max output power for 26 dBm High Power UE » FDSS filter is up to UE implementation (i.e., TX FDSS filter is transparent to RX) DMRS Tx Multiplexing 0.5*pi-BPSK modulation FDSS SC mapping IFFT Equalization IDFT 0.5*pi-BPSK demodulation DFT Rx FFT SC demapping Channel estimation HUAWEI CO., LTD. HISILICONTECHNOLOGIES SEMICONDUCTOR Huawei Confidential Page 32 Channel coding • • • Usage of channel coding schemes for the Transport Channels (1%-10% target BLER for data) • UL-SCH, DL-SCH, PCH: LDPC codes • BCH: Polar codes Usage of channel coding scheme for control information (0.01%-1% target BLER for control) • Downlink Control Information: Polar codes • Uplink Control Information: Block codes (Repetition, Simplex, Reed-Muller) and Polar codes Objectives Transport Block • Peak throughput of 20 Gbps DL and 10 Gbps UL • Better performance for control channels • IR-HARQ • CBG-level retransmissions • Code Block CRC CRC is appended per Transport Block and per Code Block HUAWEI CO., LTD. HISILICONTECHNOLOGIES SEMICONDUCTOR Huawei Confidential Page 33 Code Block CRC CRC Code Block CRC Rate matching • Matches the #coded bits to the time-frequency resource and modulation level › Puncturing, shortening, repetition • Circular buffer › RV0 and RV3 self-decodable Systematic bits RV0 RV1 Parity bits RV2 Systematic bits Parity bits RV3 • Limited-buffer rate matching: # soft bits up to largest TBS at rate 2/3 HUAWEI CO., LTD. HISILICONTECHNOLOGIES SEMICONDUCTOR Huawei Confidential Page 34 LDPC channel code • Invented in 1963 (Gallagher), re-discovered in 1990s • Benefits over Turbo codes › Higher throughput efficiency (Gbps/mm2) › Higher peak throughput › Higher paralellization in the decoder » Less decoding complexity » Smaller decoding latency › Better performance for high code rates » Error floor is at lower BLER HUAWEI CO., LTD. HISILICONTECHNOLOGIES SEMICONDUCTOR Huawei Confidential Page 35 LDPC channel code - encoding • Basic LDPC principle: The codewords d fulfil H·d=0 • • The LDPC Parity Check Matrix H is generated from a base graph matrix HBG by a lifting process • • Constant row and column weights, no rows have more than one 1 in common. Few 1’s in H. H is obtained by replacing each element of HBG with a ZxZ matrix, according to the following: Each element of value 0 in HBG is replaced by an all zero matrix 0 of size ZxZ Each element of value 1 in HBG is replaced by a circular permutation matrix I(Pi,j) of size ZxZ NR defines two base graph matrices • HBG1 , 46x68 matrix. The corresponding code rate is (68-46)/(68-2)=1/3 • HBG2 , 42x52 matrix. The corresponding code rate is (52-42)/(52-2)=1/5 • Usage of base graph depends on code rate and payload • This construction is known as Quasi-Cyclic (QC) LDPC codes • code rate Decoding complexity linear in #code bits HUAWEI CO., LTD. HISILICONTECHNOLOGIES SEMICONDUCTOR Huawei Confidential information length Page 36 Polar code • Invented by Arikan in 2009 • Asymptotically (for code length N going to infinity) achieves the capacity of any binary input symmetric memoryless channel with encoding and decoding complexity of the order O(N log N) • Applies a linear polarization transform to the encoder input u • • n d=uGN where G N G 2 is the n-th Kronecker power of matrix 1 0 G2 1 1 Above transform together with a successive cancellation decoder structure turns the N available channels (N channel uses) in to another set of N bit-channels, referred to as synthesised channels, such that the capacities of these bit channels tend to 0 (fully unreliable) or to 1 (fully reliable) when N goes to infinity. • The proportion of reliable channels, K, tends to the capacity of the original communication channel. • Data is communicated by placing information bits on the K reliable channels and placing fixed bits (i.e., frozen bits), usually zeros, on the N-K unreliable channels. • Frozen bits and the frozen set known by both the encoder and the decoder. For code length N, information word length K, code rate R=K/N is constructed. HUAWEI CO., LTD. HISILICONTECHNOLOGIES SEMICONDUCTOR Huawei Confidential Page 37 Polar code • Example with N=8 I(Wi) Rank 0.0039 8 frozen 0 0.1211 7 frozen 0 0.1914 6 frozen 0 0.6836 5 Data U4 0.3164 4 frozen 0 0.8086 3 Data U6 0.8789 2 Data U7 0.9961 1 Data U8 0 0 0 0 1 1 1 1 1 1 1 0 Y1 W Y2 W Y3 W 1 1 0 1 0 0 1 1 0 0 0 1 1 1 0 Y4 W Y5 W Y6 W Y7 W 1 Input bit index 0 1 1 Y8 1 W Polarization weight index {1 2 3 4 5 6 7 8} {1 2 3 5 4 6 7 8} HUAWEI CO., LTD. HISILICONTECHNOLOGIES SEMICONDUCTOR Huawei Confidential Page 38 Performance of Polar code HUAWEI CO., LTD. HISILICONTECHNOLOGIES SEMICONDUCTOR Huawei Confidential Page 39 Reference signals – antenna ports – TX antennas • Reference signals are transmitted on antenna ports AP1 W1,1 TX1 W1,2 TX2 W1,3 TX3 W1,4 AP2 HUAWEI CO., LTD. HISILICONTECHNOLOGIES SEMICONDUCTOR W2,4 TX4 Huawei Confidential Page 40 Reference signals • DL/UL Demodulation Reference Signal (DMRS) › Transmitted in the resources where the channel is › Precoded in the same way as the data » Precoding is transparent to the receiver, no need to signal precoder › Configurable time-freqeuncy density • DL Channel State Information Reference Signal (CSI-RS) › Up to 32 antenna ports › Zero-Power CSI-RS for interference measurement • DL Tracking Reference Signal (TRS) (new) › For correcting the frequency error drift, based on CSI-RS • DL/UL Phase-Tracking Reference Signal (PT-RS) (new) › For correcting the phase noise at HF bands, dense in time sparse in frequency • UL Sounding Reference Signal (SRS) › For channel sounding obtaining CSI › Useful also for downlink beamforming under channel reciprocity (TDD) HUAWEI CO., LTD. HISILICONTECHNOLOGIES SEMICONDUCTOR Huawei Confidential Page 41 HUAWEI CO., LTD. HISILICONTECHNOLOGIES SEMICONDUCTOR Huawei Confidential Page 42 MIMO • Downlink › Channel State Information (CSI) reporting » Rank Indicator (RI): #spatial layers » Precoder Matrix Indicator (PMI): best precoder matrix given the RI – Note: The gNB always decides the precoder » Channel Quality Indicator (CQI): best MCS given the PMI › Type I CSI » Single-panel and multi-panel antennas › • Type II CSI » Reports up to 4 beams, higher spatial resolution, applicable to MU-MIMO Uplink › Codebook-based transmission » gNB measures on SRS and indicates rank and precoder to the UE » Multi-port SRS: the gNB indicates to which SRS antenna ports the precoder should be mapped › Non-codebook based transmission (new) HUAWEI CO., LTD. HISILICONTECHNOLOGIES SEMICONDUCTOR Huawei Confidential Page 43 MIMO • Non-codebook based UL transmission › Step-1: UE reports the number of SRS resources it can simultaneously transmit; › Step-2: gNB configures a SRS resource set with up to 4 SRS resources and the SRS resource set shall be associated with a CSI-RS resource configured by RRC signalling; › Step-3: UE determines candidate precoders based on the associated CSI-RS with reciprocity assumption; › Step-4: UE sends the configured/triggered SRS resources with multiple precoders derived by CSI-RS measurement; › Step-5: gNB receives the SRS resources and indicates the final precoders and the transmission rank for PUSCH by SRI field in UL/DL grant DCI. Candidate precoders Macro site Macro site Macro site SRS Selected Resource 1 for PUSCH Resource 3 Resource 2 DL RS Resource 1 Resource 0 UE 1 HUAWEI CO., LTD. HISILICONTECHNOLOGIES SEMICONDUCTOR UL grant indicate the selected port UE 1 Huawei Confidential UE 1 Page 44 Analog beamforming s1 D/A s2 D/A y1 s1 D/A y1 y2 y2 yT yT Precoder sL D/A • All subcarriers are beamformed with the same weights (phase shifts) • Beam sweeping is used to cycle through all beams HUAWEI CO., LTD. HISILICONTECHNOLOGIES SEMICONDUCTOR Huawei Confidential Page 45 Beam measurements CSI-RS1 CSI-RS2 CSI-RS2 • • Initial access: beam sweep measure on SS block, DL beam associated with RACH resource UL beam adjustment: gNB measures on SRS Beam correpondence: ULDL pair same as DL-UL pair Beam indication: gNB signals the used CSI-RS HUAWEI CO., LTD. HISILICONTECHNOLOGIES SEMICONDUCTOR DL TX adjustment: fix UL beam, sweep DL beams, measure on CSI-RS, report best beam(s) CSI-RS2 • DL RX adjustment: fix DL beam, sweep UL beams, measure on CSI-RS, no reporting Huawei Confidential Page 46 Beam recovery • Narrow beams can be easily blocked • Quick recovery process is defined (measured on CSI-RS or SS block): 1. 2. 3. 4. Beam-failure detection by UE Candidate-beam identification by UE Recovery request send to gNB by UE by the RACH gNB responds on the beam indicated by the UE HUAWEI CO., LTD. HISILICONTECHNOLOGIES SEMICONDUCTOR Huawei Confidential Page 47 3GPP 5G Roadmap for Rel-15 and Rel-16 RAN #79 RAN #78 RAN #80 RAN #81 RAN #82 RAN #83 RAN #84 2018 Q1 Q2 ① Rel-15 NSA freeze RAN #86 Q4 Q3 Q1 ③ Rel-15 late drop freeze freeze Rel-15 NSA RAN4 Q2 Rel-15 ASN.1 Rel-15 corrections Q3 Late drop ASN.1 Rel-15 SA RAN4 core spec RAN #87 2020 2019 ② Rel-15 Rel-15 NSA ASN.1 RAN #85 Q1 Q4 WRC-19 Rel-15 RAN4 Performance spec UE conformance tests spec Rel-16 SI/WI phase Opt.3 EN-DC (NSA) Opt.3: EPC-LTE&NR NSA (non-standalone) EPC LTE NR Opt. 2 & 5 Option 7 & 4 & Sync NR DC Opt.2: 5GC-NR SA (standalone) 5G Core Opt.7: 5GC-LTE&NR NSA 5G Core NR Opt.5: 5GC-LTE SA 5G Core LTE evolution HUAWEI CO., LTD. HISILICONTECHNOLOGIES SEMICONDUCTOR LTE evo. NR Opt.4: 5GC-NR&LTE NSA 5G Core LTE evo. NR Huawei Confidential Rel-16 RAN1 freeze Rel-16 freeze 5G spec submission to ITU no later than February 2020 R15 early drop: • Option 3 family (3/3a/3x): LTE-NR dual connectivity with LTE as anchor connected to EPC R15 “normal” drop: • Option 2: standalone NR with 5G core network • Option 5: LTE connected to the 5G core network R15 late drop: • Options 7&4: LTE-NR dual connectivity with anchor connected to the 5G core network • NR-NR dual connectivity between FR1 and FR2 (synchronized case only) Page 48 Thank you! HUAWEI CO., LTD. HISILICONTECHNOLOGIES SEMICONDUCTOR Huawei Confidential Page 49