GSM Key Performance Indicator (KPI)Guidebook Version: V1.1 Security Category: Secret Serviceable range: Radio Planning Section GSM Network Planning & Optimization Dept. of Engineering Service Division ZTE Corporation Secret▲ Secret▲ Work Guidebook for GSM P&O Dept. Version Introduction Version V1.0 Date 2008-01-21 Writer Chen Chun Assessor Zheng Hao Amendment Records None 1、V3 KPI and EDGE KPI were added. 2、Amendment: mainly directed at V2.97 Zheng Hao, V1.1 2008-12-07 Yang Jiazhi Chen Chun, Fei Aiping and V6.0. 3、Some classic KPI cases and comments were added. 4、Principles for KPI risk analysis were added. This document contains proprietary information of ZTE Corporation and is not to be disclosed or used except in accordance with applicable agreements. Secret▲ Secret▲ CONTENTS 1 Overview...........................................................................................................................1 2 CS Radio Service Statistical KPI....................................................................................4 2.1 Availability ........................................................................................................................4 2.1.1 SDCCH availability/SDCCH ....................................................................................4 2.1.2 TCH availability/TCH ...............................................................................................4 2.1.3 Cell utilization ...........................................................................................................4 2.2 Accessibility ......................................................................................................................5 2.2.1 Random Access Success rate.....................................................................................5 2.2.2 SDCCH blocking rate................................................................................................5 2.2.3 TCH blocking rate .....................................................................................................6 2.2.4 Radio connection ratio...............................................................................................6 2.2.5 SDCCH drop rate ......................................................................................................7 2.2.6 SDCCH assignment success rate...............................................................................7 2.2.7 TCH assignment success rate ....................................................................................7 2.2.8 Call setup success rate ...............................................................................................8 2.3 Mobility .............................................................................................................................9 2.3.1 2.4 Reliability ..........................................................................................................................9 2.4.1 TCH Call Drop Rate..................................................................................................9 2.4.2 Traffic Call Drop .....................................................................................................10 2.4.3 Call Completion rate................................................................................................10 2.4.4 UL RxQual 0-4 ........................................................................................................11 2.4.5 DL RxQual 0-4 ........................................................................................................11 2.5 3 Handover success rate ...............................................................................................9 Call Setup time ................................................................................................................12 2.5.1 Call setup time (GSM to PSTN)..............................................................................12 2.5.2 Call setup time (GSM to GSM)...............................................................................12 CS Radio Service Test KPI ...........................................................................................13 3.1 Call Setup Success Rate ..................................................................................................13 3.2 Handover Success Rate ...................................................................................................13 3.3 Call Drop Rate.................................................................................................................13 This document contains proprietary information of ZTE Corporation and is not to be disclosed or used except in accordance with applicable agreements. Secret▲ Secret▲ 3.4 Coverage (Drive Test)......................................................................................................13 3.4.1 SQI...........................................................................................................................14 3.4.2 MOS ........................................................................................................................14 3.4.3 MOS & PSEQ .........................................................................................................15 4 PS Radio Service Statistical KPI ..................................................................................18 4.1 Accessibility ....................................................................................................................18 4.1.1 DL TBF establishment success rate .........................................................................18 4.1.2 UL TBF establishment success rate .........................................................................18 4.1.3 GPRS RLC ..............................................................................................................19 4.1.4 GPRS RLC ..............................................................................................................20 4.1.5 EGPRS RLC............................................................................................................20 4.1.6 EGPRS RLC............................................................................................................20 5 PS Radio Service Test KPI............................................................................................22 5.1 Accessibility ....................................................................................................................22 5.1.1 Attach success rate...................................................................................................22 5.1.2 Average GPRS attach time ......................................................................................22 5.1.3 PDP context activation success rate ........................................................................22 5.1.4 PDP context activation time ....................................................................................23 5.1.5 PING test success rate .............................................................................................23 5.1.6 Average PING test time ...........................................................................................23 5.2 Mobility ...........................................................................................................................24 5.2.1 5.3 Data Throughput..............................................................................................................24 5.3.1 Average FTP download rate ....................................................................................24 5.3.2 Average FTP upload rate .........................................................................................25 5.3.3 Throughput ..............................................................................................................25 5.4 Reliability ........................................................................................................................25 5.4.1 6 Routing Area Update Successful rate ......................................................................24 PDTCH Drop Rate ..................................................................................................25 Introduction to CN Statistical KPI...............................................................................27 6.1 Paging success rate ..........................................................................................................27 6.2 Location update success rate ...........................................................................................27 6.3 Attach success rate ..........................................................................................................27 6.4 GPRS average attach time ...............................................................................................28 6.5 PDP context activation success rate ................................................................................28 This document contains proprietary information of ZTE Corporation and is not to be disclosed or used except in accordance with applicable agreements. Secret▲ Secret▲ 6.6 7 Routing Area Update Success rate ..................................................................................28 Comments on KPI Cases...............................................................................................30 7.1 Pengshui (Chongqing) PS Test Result.............................................................................30 7.2 Jishou (Hunan) China Mobile EDGE Test Result ...........................................................31 7.3 Acceptance requirements for EDGE KPI of Data Service of a network .........................33 7.4 Operation & Maintenance KPI of a Network ..................................................................34 7.5 Operation & Maintenance KPI of a network in Southeast Asia ......................................36 7.6 KPI requirements for Indonesia Telkomsel network .......................................................40 This document contains proprietary information of ZTE Corporation and is not to be disclosed or used except in accordance with applicable agreements. Secret▲ Secret▲ 1 Overview This guidebook collected the Key Performance Indicators (KPI) for CS and PS services, which are now commonly adopted in presales bidding projects; and the definitions of different KPIs and counter formulas for V2/V3 are explained here as 5 well. Meanwhile, with the aim to unify response on KPIs and avoid the possible market risks, after analyzing the performance indicators of current networks of both domestic and overseas key projects, the writer provides the reference values and risk values of different KPIs in this guide. If the KPIs listed in the bidding documents go beyond the reference values and risk values (suppose risk value of 10 the KPI is provided; otherwise, suggested values shall be applied.), we need to conduct risk analysis and evaluation, meanwhile, try to avoid the risk and send out pre-warning. The KPIs can be quite different due to the differences in network structure and dimension. To make sure that our KPI can meet requirements in bidding documents, we need not only support from theories, but accumulation of 15 work experience as well. The suggested values and risk values of KPI mentioned in this guide are reference suggestions concluded from the current conditions of GSM network. As GSM techniques and skills are developing and equipment performance is improving constantly, the reference standards for KPI will change accordingly. The key requirement for engineers engaged in presales network planning is to 20 thoroughly understand and master the related KPIs, which is also the basic but highest demand for radio network planning engineers. Why network operators set up KPIs and what are they aimed at? How to define KPI and what can be resulted from deviation of KPI? How much influence can the value of KPI impose on presales bidding? 25 How to clarify KPI and how to achieve favorable negotiation results during KPI clarification? How to avoid and pre-warn KPI risks? What is the development direction of KPI assessment? Each presales radio network planning engineer shall possess related techniques of 30 and up-to-date answers to the six questions above. For lack of space, the six This document contains proprietary information of ZTE Corporation and is not to be disclosed or used except in accordance with applicable agreements. Page 1,Total 45 pages Secret▲ Secret▲ questions will not be further discussed in this guidebook. The engineers will be able to experience and get to know them in presales planning work in future. Generally, KPI can be classified into four types: statistical KPI, testing KPI, equipment performance KPI, customer perception KPI. Only statistical KPI and 5 testing KPI are elaborated here. As for equipment performance KPI and customer perception KPI, they are focused on in another guidebook. Nowadays, network operators are attaching more and more importance to KPI during negotiations. Besides the four types mentioned above, a lot more aspects are involved in KPI. KPI is also closely related to the basic network environment. Therefore, KPI is 10 affected by various factors. That is why operators are now regarding KPI as a very important leverage to shift risk and decrease network investment and maintenance cost. Equipment manufacturers must commit themselves to suitable, reasonable and timely KPI, so as to bring down contract risk and ensure profits. “Rationalize commitment, share risks” is an important principle in presales planning work. 15 The following are the factors that shall be taken into consideration when we work on KPI: 1. network dimension; 2. network type; 3. degree of subscriber(number) growth; 20 4. geographical distribution of network(urban, countryside, village) 5. equipment types; there is difference in KPI for V2 and V3. Functional principles for this guidebook (mainly directed at KPI): 1. This guide is only available to the radio network planning engineers engaged in presales bidding. No one is entitled to spread it outside or extensively spread 25 it inside the company. The right to interpret the serviceable range of this guide remains with GSM Technical Research Section & Resources Section. 2. It is suggested to release the guidebook in encrypted document. It can not be procured unless logging into document security software. 3. 30 The guide is a reference to radio network planning staff engaged in presales bidding. It can not replace the presales KPI project evaluation. This document contains proprietary information of ZTE Corporation and is not to be disclosed or used except in accordance with applicable agreements. Page 2,Total 45 pages Secret▲ Secret▲ 4. The KPI values enclosed in this guide are valid within only half a year since the release of it. After half a year, it needs to be updated and reassessed. 5. The guide is mostly applicable to V2.97 of V2 and V6.0 (ISMG) and V6.1 (Minos) of V3. 5 Notes: V6.0 (ISMG), V6.1 (Minos), sic passim This document contains proprietary information of ZTE Corporation and is not to be disclosed or used except in accordance with applicable agreements. Page 3,Total 45 pages Secret▲ Secret▲ 2 CS Radio Service Statistical KPI 2.1 Availability 2.1.1 SDCCH availability/SDCCH KPI KPI SDCCH availability (SDCCH in service rate) reference 99% value SDCCH usable total*100%/(SDCCH usable total +SDCCH unusable total) Indicator definition V2 Counter formula V3 C11601*100%/(C11601+C11602) V6.0 C100030122*100%/( C100030122+ C100030123) V6.1 C900060122*100%/(C900060122+C900060123) The ratio of the SDCCH usable total to the total SDCCH allocated in network is mainly used to examine equipment performance, especially to inspect the utilization of SDCCH in the cells. It is directly related to the stability of equipment、transmission and power supply, Notes etc.. It reflects the utilization ratio of network equipment and the stability of initial network operation. 2.1.2 TCH availability/TCH KPI TCH availability (TCH in service rate) KPI 98% reference value Indicator TCH usable total*100%/(TCH usable total+ TCCH unusable total) definition C11607*100%/(C11607+C11608) V2 V6.0 Counter formula V3 (C100030125+C100030134+C100030155)*100% / (C100030125 + C100030134 + C100030155 + 100030126+ C100030217+ C100030218) (C900060125+C900060134+C900060155) V6.1 *100%/(C900060125+C900060134+ C900060155+C900060126+C900060217+C900060218) The ratio of the SDCCH usable total to the total SDCCH allocated in network is mainly used to Notes examine equipment performance, especially to inspect the utilization of SDCCH in the cells. It is directly related to the stability of equipment、transmission and power supply, etc.. 5 2.1.3 Cell utilization KPI KPI Cell utilization reference 80% This document contains proprietary information of ZTE Corporation and is not to be disclosed or used except in accordance with applicable agreements. Page 4,Total 45 pages Secret▲ Secret▲ value Indicator Cells, in which ratio of actual traffic / desired traffic<1 definition Counter None formula This is mainly to compare performance of preplanning network with that of actual network. The prerequisite is that precise traffic model 、 traffic dispersion 、 network Notes capacity and redundancy rate shall be provided in preplanning period. This KPI is also related with network configuration and traffic distribution. 2.2 Accessibility 2.2.1 Random Access Success rate KPI Random Access Success rate KPI reference Suggested value 99% value Risk value Indicator Random access success times *100% / Random access call attempt times 99.5% definition (C11626+C11696-C11697)*100%/(C11625+C11696) V2 Counter formula V6.0 V3 V6.1 Notes (C100030004+C100030010+C100030038-(C100030011 +C100030039)) *100%/(C100030003+C100030010+C100030038) (C900060004+C900060010+C900060038-(C900060011 +C900060039)) *100%/(C900060003+C900060010+C900060038) SDCCH congestion rate shall be taken into consideration, because of its direct influence on this KPI. 2.2.2 SDCCH blocking rate KPI KPI SDCCH blocking rate reference 1% value Indicator Signaling channel congestion times*100% / signaling channel call attempt times definition (C11625-C11626+C11697)*100%/(C11625+C11696) V2 Counter formula V6.0 V3 V6.1 (C100030005+C100030011+C100030039) *100%/ (C100030003+ C100030010+C100030038) (C900060005+C900060011+C900060039)*100%/(C900060003+ C900060010+C900060038) This is mainly to evaluate the fitness between preplanned network and actual network. It will be affected by the following factors: Notes 1. the fitness between network desired capacity and actual capacity; fitness between preset traffic model and the actual one; 2. burst traffic; 3. lack of SDCCH capacity; 4. internal & external interference; 5. preplanned redundancy rate; 6. operators’ special requests; 7. FR and HR This document contains proprietary information of ZTE Corporation and is not to be disclosed or used except in accordance with applicable agreements. Page 5,Total 45 pages Secret▲ Secret▲ used as signaling channel. 2.2.3 TCH blocking rate KPI TCH blocking rate KPI reference 2% value Indicator TCH congestion times*100%/ TCH call attempts definition (C11612-C11699)*100%/(C11611-C11698) V2 (C100030020+C100030031+C100030043+C100030047+C100030022 + Counter V6.0 formula C100030033+C100030045+C100030049)*100%/(C100030019+C100030030+ C100030042+C100030046+C100030021+C100030032 +C100030044+C100030048) V 3 (C900060020+C900060031+C900060043+C900060047+C900060022+C900060033+ V6.1 C900060045+C900060049)*100%/(C900060019+C900060030+C900060042+C900060046+ C900060021+C900060032+C900060044+C900060048) This is mainly to evaluate the fitness between preplanned network and actual network, and the precondition is that precise traffic model 、 traffic dispersion 、 network capacity and redundancy rate shall be provided in preplanning period. It is related to the following factors: Notes 1. the fitness between network desired capacity and actual capacity; fitness between preset traffic model and the actual one; 2. burst traffic; 3. lack of TCH capacity; 4. internal & external interference; 5. preplanned redundancy rate; 6. handovers. 2.2.4 Radio connection ratio KPI Radio connection ratio KPI reference 97% value Indicator (1-signalling channel congestion rate)*(1-voice channel congestion rate)*100% definition (1-(C11625-C11626+C11697)*100%/(C11625+C11696))*(1-(C11612-C11699)/(C11611-C11698)) V2 (1-(C100030005+C100030007)*100% / (C100030003+C100030006)) * (1-(C100030011 Counter formula V 3 +C100030020+ C100030031+C100030039 +C100030043 + C100030047 +C100030013+ V6.0 C100030022 +C100030033+C100030041 +C100030045+C100030049) / (C100030010+ C100030019+ C100030030 + C100030038+ C100030042+C100030046+ C100030012+ C100030021 +C100030032+C100030040 +C100030044+C100030048)) (1- V6.1 (C900060005+C900060011+C900060039)*100%/(C900060003+C900060010+C900060038))*(1(C900060020+C900060031+C900060043+C900060047+C900060022+C900060033+ C900060045+C900060049)/(C900060019+C900060030+C900060042+C900060046+ This document contains proprietary information of ZTE Corporation and is not to be disclosed or used except in accordance with applicable agreements. Page 6,Total 45 pages Secret▲ Secret▲ C900060021+C900060032+C900060044+C900060048)) This is mainly to compare performance of preplanned network with that of actual network. The prerequisite is that precise traffic model、traffic dispersion、network capacity and redundancy rate shall be provided in preplanning Notes period. This KPI is in direct tie-in constraint with SDCCH blocking rate and TCH blocking rate. 2.2.5 SDCCH drop rate KPI SDCCH drop rate KPI reference Suggested value 0.1% value Risk value 0.05% Indicator SDCCH call drop total*100%/(random access call attempts + voice channel call attempts total definition (handover excluded)(signalling)) Counter formula V2 V3 C11605*100%/(C11625+C11696) V6.0 C100030053*100%/(C100030003+C100030010+C100030038) V6.1 C900060053*100%/(C900060003+C900060010+C900060038) C11605 accumulates SDCCH call drops resulted from all reasons, including radio link failure、 LAPD link breaks、handover failure, etc., but except the following four reasons: lost connection with SMM, forced OMC-R disconnection, forced disconnection by other calls, and other causes. If Notes we compute according to the formula above, SDCCH call drop rate will be rather low. If counter 116135 is included (BSS call drop times on SDCCH), the suggested KPI value is 0.6%, and suggested risk value 0.4%. C100030053/C900060053 is used to find out the frequency of call drops resulted from radio link failure、LAPD link breaks、handover failure. This KPI value is relatively lower. 2.2.6 SDCCH assignment success rate KPI SDCCH assignment success rate KPI reference Suggested value 96% value Risk value 98% Indicator SDCCH assignment success rate*100/(SDCCH assignment success times +SDCCH assignment definition failure times) V2 C11644*100%/( C11644+ C11645) V6. Counter formula V3 C100420014*100%/(C100420014+C100420015) 0 V6. C901250014*100%/(C901250014+C901250015) 1 Notes SDCCH assignment success rate is involved with many factors, such as LAPD link、frequency interference、access parameters, etc.. 2.2.7 TCH assignment success rate KPI TCH assignment success rate KPI reference Suggested value value 98% This document contains proprietary information of ZTE Corporation and is not to be disclosed or used except in accordance with applicable agreements. Page 7,Total 45 pages Secret▲ Secret▲ Risk value 99% Indicator TCH assignment success times*100/( TCH assignment success times +TCH assignment definition failure times) C11657*100%/(C11657+C11658) V2 (C100030017+C100030028+C100030036+C100030235 + C100030199+C100030210)*100%/(C100030017+C100030028 V6.0 +C100030036+C100030018+C100030029+C100030037+ C100030235+C100030199+C100030210+C100030200+ Counter formula C100030211+C100030135) V3 (C900060017+C900060028+C900060036+C900060199+ C900060210+C900060235) *100%/(C900060018+C900060029+ V6.1 C900060037+C900060200+C900060211+C900060135+ C900060017+C900060028+C900060036+C900060199+ C900060210+C900060235) Notes This KPI is directly related to radio environment 、 frequency carrier problems 、 assignment methods、application of data service, etc.. 2.2.8 Call setup success rate Call setup success rate (CSSR) KPI KPI reference value I Indicator Suggested value 92% Risk value` 94% (1-SDCCH blocking rate)* (1-SDCCH assignment failure rate)*(1-SDCCH drop rate)*(1- definition I TCH blocking rate)*(1-TCH assignment failure rate) Note I The definition of this CSSR is relatively strict because too many factors are included (LAC、SMS, etc.). The definition is not rational from the view of voice call, so that the CSSR used in MOTO excluded SMS factor. Handover is excluded. KPI reference Suggested value 93% value II Risk value 95% Indicator ((MOC success + MTC success)/ (MOC attempt + MTC attempt)) *(1-SDCCH drop definition II rate)*(1-TCH blocking rate)*(1-TCH assignment failure rate) Note II According to common understanding, CSSR is mostly applied to inspect the establishment of voice call. It is rather reasonable to exclude LAC and SMS. Handover is excluded. KPI reference Suggested value 97% value III Risk value 95% Indicator ((MOC success + MTC success)/ (MOC attempt + MTC attempt)) *(1-SDCCH drop definition III rate)*(1-TCH blocking rate)*(1-TCH assignment failure rate) Note III The CSSR is mainly measured in the view of congestion. It is similar to Hutchison’s definition of CSSR. Handover excluded. Counter CSSR is usually obtained from the combination of original KPI. formula Different manufacturers have different definitions for CSSR. The formula above is Explanation regarded too strict. Some may define it to be TCH assignment success rate or radio access completion rate. We need to make clear the formula with customers. It is regarded a This document contains proprietary information of ZTE Corporation and is not to be disclosed or used except in accordance with applicable agreements. Page 8,Total 45 pages Secret▲ Secret▲ favorable way to exclude location update indicators when we define this KPI. 2.3 Mobility 2.3.1 Handover success rate KPI KPI Handover success rate reference value Indicator V2 V3 Suggested value 94% Risk value 96% Suggested value 95% Risk value 97% Handover success times in busy hours*100% / handover request times in busy hours definition (C11618+C11669-C11675)*100%/(C11617+C11668V2 C11675) (C100030098+C100030102+C100030120+C100030094+ C100030096)*100 V6.0 C100030214+ %/ (C100030097+C100030213+ C100030215+C100030099+C100030100 +C100030101+C100030216 +C100030119 +C100030093 Counter +C100030095) formula V3 (C900060098+C900060102+C900060120+C900060094+ C900060096) *100%/(C900060097+C900060213+C900060214+ V6.1 C900060215+C900060099+C900060100+C900060101+ C900060216+C900060119+C900060093+C900060095) This formula includes both incoming and outgoing handovers, while some operators may take into consideration only one of them. As for V3 equipment, 1-2% can be appropriately increased Notes according to real situations. This KPI can differ a lot from each other due to different types of network. In many presales bidding, the operators require a handover success rate of around 98%, which involves high risks to be reached, though several networks have reached 98%. 2.4 Reliability 2.4.1 TCH Call Drop Rate KPI KPI reference value Indicator TCH drop rate / Call drop rate V2 V3 Suggested value 1.0% Risk value 0.7% Suggested value 0.7 Risk value 0.5 TCH call drop times*100%/TCH assignment success times definition This document contains proprietary information of ZTE Corporation and is not to be disclosed or used except in accordance with applicable agreements. Page 9,Total 45 pages Secret▲ Secret▲ C11615*100%/(C11611-C11698-(C11612+C11656+C11658+ V2 C11617-C11618-C11699-C116103-C116133)) V6. Counter 0 formula V3 (C100030054+C100030055)*100%/(C100030028+ C100030036+ C100030199+C100030210+ C100030098+C100030102+C100030120) V6. 1 (C900060054+C900060055) *100%/(C900060028+C900060036+ C900060199+C900060210+C900060098+C900060102+ C900060120) Voice channel call drop rate falls into two types: one is with handover included; the other is with handover excluded. The formula above takes handover in it. If handover is not included, the indicator will be about 0.2% higher than the one with handover included. This discrepancy is not universally Notes definite yet, for it can be bigger in dual-band network. Generally, call drop rate of V3 equipment is a bit lower than the one of V2. This KPI differs a lot in varied types of network. The discrepancy can reach 0.3%. 2.4.2 Traffic Call Drop KPI KPI Minute per drop(MPD) reference value V2 V3 Indicator Suggested value 90 Risk value 120 Suggested value 120 Risk value 180 Traffic /TCH call drop times*60 definition V2 Counter V3 formula (C11616/3600)*60/C11615 V6.0 V6.1 Notes ((C100030129+C100030127)/3600)*60/ (C100030054+C100030055) ((C900060129+C900060127)/3600)*60/(C900060054+C900060055) This KPI of different networks varies to a large extent. Generally, it’s difficult for to reach this KPI’s standards, if the call drop (with handover included) rate is higher than 0.5%. 2.4.3 Call Completion rate KPI Call Success Rate (CSR) KPI Suggested reference value value Risk value Indicator 92% 94% CSSR*(1- Call drop rate) definition Counter None. Refer to Indicator Definition II under Item 2.2.8 formula Notes This formula is a customer KPI. We need to make it clear with customers when referring to this KPI. But it is close to customers’ perception. This document contains proprietary information of ZTE Corporation and is not to be disclosed or used except in accordance with applicable agreements. Page 10,Total 45 pages Secret▲ Secret▲ 2.4.4 UL RxQual 0-4 KPI KPI reference value UL RxQual 0-4 Suggested 95% value Risk value Indicator 97% UL RxQual 0-4 *100 / UL RxQual 0-7 definition (C116114+C116115+C116116+C116117+C116118) * 100 / (C116114 V2 +C116115+C116116+C116117+C116118+ C116119 +C116120+C116121) (C100030066+ Counter V6.0 formula C100030070)*100/ C100030067+ C100030068+ (C100030066+ C100030067+ C100030069+ C100030068+ C100030069+ C100030070+ C100030071+ C100030072+ C100030073) V3 (C900060066+ V6.1 C900060070)*100/ C900060067+ C900060068+ (C900060066+ C900060067+ C900060069+ C900060068+ C900060069+ C900060070+ C900060071+ C900060072+ C900060073) Notes None 2.4.5 DL RxQual 0-4 KPI KPI DL RxQual 0-4 reference value Suggested 95% value Risk value Indicator 97% DL RxQual 0-4 *100 / DL RxQual 0-7 definition (C116122+C116123+C116124+C116125+C116126+C116127)* V2 (C116122 +C116123+C116124+C116125+C116126 100 / +C116127 +C116128+C116129) Counter V6. formula 0 V3 V6. 1 Notes ( C100030074+ C100030075 + C100030076+ C100030077 + C100030078)*100/ ( C100030074+ C100030075 + C100030076+ C100030077 + C100030078+ C100030079+ C100030080+ C100030081) ( C900060074+ C900060075 + C900060076+ C900060077 + C900060078)*900/ ( C900060074+ C900060075 + C900060076+ C900060077 + C900060078+ C900060079+ C900060080+ C900060081) None This document contains proprietary information of ZTE Corporation and is not to be disclosed or used except in accordance with applicable agreements. Page 11,Total 45 pages Secret▲ Secret▲ 2.5 Call Setup time 2.5.1 Call setup time (GSM to PSTN) KPI KPI Call setup time (GSM to PSTN) reference value Suggested value Risk value Indicator 8 seconds 5 seconds time duration from starting call to ringing out definition Notes We can use test software to estimate the time duration, which is related with network structure、routing and radio environment. MSC provides this KPI. It differs in different network configurations. 2.5.2 Call setup time (GSM to GSM) KPI KPI Call setup time (GSM to GSM) reference value Indicator Suggested 7 seconds value Risk value 5 seconds Obtain from test the time duration from starting call to ringing out definition Notes We can use test software to estimate the time duration, which is related with network structure、routing and radio environment. MSC provides this KPI. It differs in different network configurations. This document contains proprietary information of ZTE Corporation and is not to be disclosed or used except in accordance with applicable agreements. Page 12,Total 45 pages Secret▲ Secret▲ 3 CS Radio Service Test KPI 3.1 Call Setup Success Rate KPI KPI Call Setup Success Rate reference value Suggested 95% value Risk value Indicator 98% Call connection times*100% / call attempt times definition Indicator value DT&CQT, test pre-defined locations and Drive Test route Notes None 3.2 Handover Success Rate KPI KPI Handover Success Rate reference value Suggested 95% value 98% Risk value Indicator Handover success times*100% / handover attempt times definition Indicator value DT&CQT, Pre Defined Drive Test Route or NMS Notes None 3.3 Call Drop Rate KPI KPI Call Drop rate reference value Indicator Suggested 3% value Risk value 2% Call drop times*100% / call connection times definition 5 Indicator value DT&CQT, test Pre Defined Drive Test Route or NMS Notes None 3.4 Coverage (Drive Test) Urban Illustration of coverage 85% sample Suburban of the 85% values sample of Rural the 85% values sample Road of the 85% values sample of the values This document contains proprietary information of ZTE Corporation and is not to be disclosed or used except in accordance with applicable agreements. Page 13,Total 45 pages Secret▲ Secret▲ requirement Influencing factors should have a value should have a value should have a value should have a value equal to or higher equal to or higher equal to or higher equal to or higher than –75 dBm. than –80 dBm. than –85 dBm. than –90 dBm. 1. landform; 2. inconsistency between project implementation and project plans; 3. test equipment; 4. test routes Detailed coverage requirements (as shown above) are delivered in the bid documents. Estimation of network dimension is also based on the requirements. Nowadays, requirements for network coverage are higher, so the accordingly estimated number of sites will meet the needs. If the network dimension has to be reduced due to market strategies needs, this KPI will cause problems in the acceptance inspection. Further more, we need to Notes make sure that our customers are aware of regional assignment、DT routes and test methods. Coverage KPI is one of the most important KPIs, because it directly reflects not only our radio network planning ability and the performance of our equipment, but also our core competitive strength in network planning. Due to lack of space, there is no more illustration of coverage KPI hereafter in this guide. 3.4.1 SQI KPI KPI SQI reference value Suggested value Risk value Indicator 95% sample >=18 95% sample >=25 TEMS test value definition This KPI is for inspecting the sound distortion degree resulted from incapable link transmission. The formula is Ericsson’s patent. It takes into consideration many factors, including BER、FER、handover times、handover conditions、DTX activated (or not)、 Notes and the encoder in use, etc., to finally get the SQI. There are different SQI top limits for different types of encoders. For half-rate encoder, the SQI top limit is 19; for full-rate encoder, 21; for enhanced full-rate encoder, 30. SQI ranges from 18 to 30. SQI value will increase when EFR is applied. 3.4.2 MOS KPI KPI Mean Opinion Score ( MOS) reference Refer to the form attached bellow. value Indicator Test value definition Notes The commonly used MOS assessment method consists of subjective and objective scoring parts. In the subjective part, engineers subjectively compare the original voice material and the deteriorated voice material according to ITU-T Suggestion book P.800 and P.830, and give their MOS scores respectively, then average the scores from different engineers. While in the objective part, PESQ method from ITU-T Suggestion book P.862 is employed, that is special equipment or software (e.g. the VQT test equipment of Agilent) is used to proceed This document contains proprietary information of ZTE Corporation and is not to be disclosed or used except in accordance with applicable agreements. Page 14,Total 45 pages Secret▲ Secret▲ the assessment. In MOS, 0 means the worst quality, 5 stands for the highest. Standard PCM quality shall reach around 4.4. The MOS values for commonly used coding formats are as follows: G.711——MOS= 4.8 G.721、G.723、G.726——MOS= 4.2 G.728 ——MOS=4.2 G.729 ——MOS=4.2 G.723.1(5.3)——MOS=3.5 G.723.1(6.3)——MOS=3.98 MOS can be affected greatly by the performance of test equipment. The test results from different manufacturers are different. Currently, the test equipment from Actena performs the best. Average MOS(Including FR &HR Voice version combination MOS) Frequency No hopping hopping 100% FR 3.04 3.29 100% EFR 3.63 3.57 100% AMR FR 3.56 3.54 TFO frequency Frequency hopping No frequency hopping 60% HR (+EFR) 30% HR (+EFR) 10% HR (+EFR) 60% AMR HR (+AMR FR) 30% AMR HR (+AMR FR) 10% AMR HR (+AMR FR) 3.4.3 MOS & PSEQ Subjective scoring method had been used in assessment on voice quality until 2001. Users were requested to assess the voice quality of incoming calls by scoring 1-5 5 (5- best, 1 - worst). This assessment method was regulated to be a standard by ITU in August, 1996. MOS assessment method was defined in its P.800 standard in details. But later it was found that this method not only took too much time, but also cost a lot. So there was an urgent need for a kind of economic test equipment, which can be used to simulate the voice quality received by users, and thus can 10 play its part in designing、testing and debugging new type of voice encoders. With the aim to meet the need, in February 2001 ITU issued the new test standard on voice transmission quality-P.862 (PESQ-Perceptual Evaluation of Speech Quality). It adopts the new algorithm developed by Psytechnics company. PESQ This document contains proprietary information of ZTE Corporation and is not to be disclosed or used except in accordance with applicable agreements. Page 15,Total 45 pages Secret▲ Secret▲ can be used to compute voice sample’s MOS-LQO value (Mean Opinion ScoreListening Quality Objective). The computed result and the subjective scoring result are basically the same. PESQ compares the output signal (collected after the signal is transmitted through equipment) and the reference signal, then works out the 5 difference. In the ordinary course of event, the bigger the difference between the output signal and the reference signal, the smaller the reference value of MOS will be. PESQ is testified to be a reliable、economic and fast measuring tool for voice encoder. Compare PESQ’s predicted value and the result from subjective scoring method, we can see the correlation between the two values is 0.935(refer to 10 《P862E.doc》for correlation factors). For 22 kinds of ITU benchmark tests, the absolute error is within 0.5 MOS, 69.2% among which is within 0.25 MOS. It is worth our attention that PESQ value ranges from 0.5 to 4.5, while MOS value ranges from 1 to 5. 15 Fig 1 MOS/PESQ Correlation Diagram At the present time, there are two types of QOS test method-subjective and objective methods. MOS subjective test method is defined in ITU-T P.800. The objective test methods includes PSQM、PSQM+ and PESQ etc.. ITU-T P.862 20 ( PESQ ) is the method currently recommended by ITU to test end-to-end This document contains proprietary information of ZTE Corporation and is not to be disclosed or used except in accordance with applicable agreements. Page 16,Total 45 pages Secret▲ Secret▲ network voice quality. It would be ideal if MOS and PESQ are simultaneously supported in the QOS test. Form 1 Definition of MOS Values Level MOS Excellent 5 Good 4 Fair 3 Poor 2 Bad 1 This document contains proprietary information of ZTE Corporation and is not to be disclosed or used except in accordance with applicable agreements. Page 17,Total 45 pages Secret▲ Secret▲ 4 PS Radio Service Statistical KPI 4.1 Accessibility 4.1.1 DL TBF establishment success rate KPI KPI DL TBF establishment success rate Suggested value 95% value reference Risk value 96% Indicator type Statistical value Indicator definition (GPRS DL signalling TBF link setup times+ GPRS DL data TBF link setup times +EGPRS DL signalling TBF link setup times +EGPRS DL data TBF link setup times)*100%/ DL packet channel request times(V3) (C70043+C70057+C70071)*100/C70041 V2 (C100010007+C100010015+C100010008+C100010016) *100%/(C100010141+C100010142+C100010143+ V6.0 C100010144+C100010145+C100010146+C100010147 Counter formula +C100010148) V3 (C900040007+C900040015+C900040008+C900040016) *100%/(C900040141+C900040142+C900040143+ V6.1 C900040144+C900040145+C900040146+C900040147 +C900040148) This KPI reflects the request fulfilled status of PS downlink resources. Its TBF includes DL signaling TBF、GPRS DL data TBF and EGPRS DL data TBF. DL TBF link setup success rate can reflect the DL PS quality of a cell. Its major influencing factors are as follows: Notes 1. Interference: internal & external interference; 2. Parameters setting: eg. errors in Timer and functional parameters 3. Stability of equipment and transmission: eg. instant breakdown(flash) resulted from high error rate or unstable link; 4. Usability of data service functions. 4.1.2 UL TBF establishment success rate KPI UL TBF establishment success rate KPI Suggested reference value value Risk value Indicator type 92% 95% Statistical value Indicator (GPRS UL signalling TBF link setup times + GPRS UL data TBF link setup times definition +EGPRS UL signalling TBF link setup times +EGPRS UL data TBF link setup times) This document contains proprietary information of ZTE Corporation and is not to be disclosed or used except in accordance with applicable agreements. Page 18,Total 45 pages Secret▲ Secret▲ *100/ UL packet channel request times(V3) V2 (C70042+C70055+C70069)*100%/C70040 (C100010025+C100010033+C100010026+C100010034) V6.0 Counter formula *100% /(C100010159 +C100010160+C100010161+C100010168 +C100010163+C100010164+ C100010165+C100010166) V3 (C900040025+C900040033 +C900040026 +C900040034) V6.1 *100%/ (C900040159+ C900040160 +C900040161+C900040168+C900040163 +C900040164 +C900040165+C900040166) This KPI reflects the request fulfilled status of PS uplink resources. Its TBF includes UL signaling TBF、GPRS UL data TBF and EGPRS UL data TBF. UL TBF link setup success rate can reflect the UL PS quality of a cell. Its major influencing factors are as follows: Notes 1. Interference: internal & external interference; 2. Parameters setting: eg. errors in Timer and functional parameters 3. Stability of equipment and transmission: eg. instant breakdown resulted from high error rate or unstable link; 4. Usability of data service functions. 4.1.3 GPRS RLC KPI UL GPRS RLC retransmission rate KPI Suggested reference value value Risk value 10% 5% Indicator type Statistical value Indicator GPRS UL TBF NACK blocks *100% / valid data statistics received by GPRS UL TBF definition V2 Counter formula C70066*100%/ C70065 V6.0 V3 V6.1 C100010063*100%/C100010062 C900040063*100%/C900040062 This KPI reveals UL GPRS RLC retransmission rate, which is the most important indicator to reflect the sensibility of GPRS UL service and to show whether instability、 congestion and interference exist in the system. Its major influencing factors are as Notes follows: 1. Interference: internal & external interference; 2. Stability of equipment and transmission: eg. instant breakdown resulted from high error rate or unstable link; This document contains proprietary information of ZTE Corporation and is not to be disclosed or used except in accordance with applicable agreements. Page 19,Total 45 pages Secret▲ Secret▲ 4.1.4 GPRS RLC KPI DL GPRS RLC retransmission rate KPI reference Suggested value value 10% Risk value Indicatory 5% Statistical value type Indicator GPRS DL TBF NACK blocks *100% / valid data statistics received by GPRS DL TBF definition V2 Counter formula C70068*100%/ C70067 C100010065*100%/C100010064 V6.0 V3 C900040065*100%/C900040064 V6.1 This KPI reveals DL GPRS RLC retransmission rate, which is the most important indicator to reflect the sensibility of GPRS DL service and to show whether instability、 congestion and interference exist in the system. Its major influencing factors are as 解读 Notes follows: 1. Interference: internal & external interference; 2. Stability of equipment and transmission: eg. instant breakdown resulted from high error rate or unstable link; 4.1.5 EGPRS RLC KPI KPI UL EGPRS RLC retransmission rate Suggested reference value value Risk value Indicatory Statistical value 10% 5% type Indicator EGPRS UL TBF NACK blocks *100% / valid data statistics received by EGPRS UL TBF definition V2 Counter formula C70080*100%/ C70079 V6.0 V3 V6.1 解读 Notes C100010071*100%/C100010070 C900040071*100%/C900040070 Refer to UL GPRS RLC retransmission rate 4.1.6 EGPRS RLC KPI DL EGPRS RLC retransmission rate This document contains proprietary information of ZTE Corporation and is not to be disclosed or used except in accordance with applicable agreements. Page 20,Total 45 pages Secret▲ Secret▲ KPI reference value Indicatory Suggested 10% value Risk value 5% Statistical value type Indicator EGPRS DL TBF NACK blocks *100% / valid data statistics received by EGPRS DL TBF definition V2 Counter formula C70082*100%/ C70081 V6.0 V3 V6.1 Notes C100010073*100%/C100010072 C900040073*100%/C900040072 Refer to DL GPRS RLC retransmission rate This document contains proprietary information of ZTE Corporation and is not to be disclosed or used except in accordance with applicable agreements. Page 21,Total 45 pages Secret▲ Secret▲ 5 PS Radio Service Test KPI 5.1 Accessibility 5.1.1 Attach success rate KPI Attach success rate KPI reference value Suggested 95% value Risk value 98% Attach success times/Attach attempt times×100% Indicator definition Indicatory test type Counter None formula Notes Normally, this KPI is the CQT value. Attach success means that the mobile phone receives the Attach Accept signaling within 15 seconds after it sends the Attach Request. It is required to perform the Attach test ten times at each test site. 5.1.2 Average GPRS attach time KPI KPI Average GPRS attach time reference value Suggested value 2 sec Risk value 1.5 sec Sum of attach success duration/ Attach success times. It is the Indicator duration from the mobile sends out the first Attach Request to it definition receives the Attach Accept signaling. It is required to perform the test ten times at each test site. Indicatory type Test value Counter None formula Notes Normally, this KPI is the same as the CQT value. Authentication included. 5 5.1.3 PDP context activation success rate KPI KPI value PDP context activation success rate reference Suggested 95% value This document contains proprietary information of ZTE Corporation and is not to be disclosed or used except in accordance with applicable agreements. Page 22,Total 45 pages Secret▲ Secret▲ Risk value 98% Indicator PDP activation success times/attempt times ×100%. definition PDP activation success means that the mobile phone receives the Activate PDP Context Accept signaling 15 seconds after it sends the Activate PDP Context Request. Indicatory type Test Counter None formula Notes Normally, this KPI is the same as the CQT value. It is required to perform the PDP activation test ten times at each test site. Test methods for GPRS and EDGE are the same. 5.1.4 PDP context activation time KPI PDP context activation time KPI reference Suggested value 1.5 sec value Risk value 1.2 sec Indicator Sum of PDP activation duration/ PDP activation success definition times. PDP activation time means the duration from the mobile phone sends out the first Activate PDP Context Request to it receives the Activate PDP Context Accept. Indicatory type Test value Counter None formula Notes Normally, this KPI is the same as the CQT value. Authentication included. GPRS and EDGE are not separated in this test. 5.1.5 PING test success rate KPI KPI PING test success rate reference Suggested value 95% value Risk value 98% Indicator Ping success times/Ping attempt times*100% definition Counter None formula Notes It is regarded as failure if the time exceeds 30 seconds. 5.1.6 Average PING test time KPI KPI value PING test time reference GPRS Suggested value 1.5 sec Risk value 1.4 sec This document contains proprietary information of ZTE Corporation and is not to be disclosed or used except in accordance with applicable agreements. Page 23,Total 45 pages Secret▲ Secret▲ EDGE Indicator Suggested value 1 sec Risk value 0.6 sec Sum of Ping success duration/ Ping success times definition Indicatory type Test value Counter None formula Notes Authentication is included in this KPI. The Ping package size will have influence on the test result. Generally, the smaller the Ping package is, the better the test result will be. It is sometimes referred as Round Trip Time. 5.2 Mobility 5.2.1 Routing Area Update Successful rate KPI Routing Area Update Success rate KPI reference Indicator Suggested value 90% Risk value 95% Routing update attempt times*100% / Routing update success times definition Indicatory type test Counter None formula Notes Usually it can be statistical value. It also can be obtained from DT too. 5.3 Data Throughput 5.3.1 Average FTP download rate KPI KPI FTP download rate GPRS reference value EDGE Suggested value 20kbps Risk value 30kbps Suggested value 80kbps Risk value 120kbps Indicator definition Actual download data quantity (byte)/actual download duration Indicatory type Test value Counter formula None Notes Normally, this KPI is the CQT value. Class 4 mobile. Size of the downloaded document will affect the test result. Usually, the smaller the document size is, the better the test result will be. It is related to the number of PS channels、terminal type、encoding method and test software, etc.. The test result can also be affected This document contains proprietary information of ZTE Corporation and is not to be disclosed or used except in accordance with applicable agreements. Page 24,Total 45 pages Secret▲ Secret▲ by the adoption of encoding method for CS3 and CS4. 3static time slots are configured. 5.3.2 Average FTP upload rate KPI FTP upload rate KPI reference value GPRS EDGE Suggested value 8kbps Risk value 10kbps Suggested value 25kbps Risk value 35kbps Indicator definition Actual upload data quantity (byte)/actual upload duration Indicatory type Test value Counter formula None Notes Normally, this KPI is the same as the CQT value. Class 4 mobile. Size of the uploaded document will affect the test result. Usually, the smaller the document size is, the better the test result will be. It is related to the number of PS channels、terminal type、encoding method and test software, etc.. The test result can also be affected by the adoption of encoding method for CS3 and CS4. This KPI is the result of single time slot. 5.3.3 Throughput Mobile phone with multi-timeslot Level 8; single Preconditions subscriber; 4 DL static signaling channels, 1 UL static signaling channel Indicators (EN) Indicators (CN) Suggested value GPRS: Max data throughput-DL GPRS DL maximum transmission rate 9.8kbyte/s GPRS: Max data throughput-UL GPRS UL maximum transmission rate 2.4kbyte/s GPRS: Average data throughput-DL GPRS DL average transmission rate 5kbyte/s GPRS: Average data throughput-UL GPRS UL average transmission rate 1.3kbyte/s EDGE: Max data throughput-DL EDGE DL maximum transmission rate 26.5kbyte/s EDGE: Max data throughput-UL EDGE UL maximum transmission rate 7kbyte/s EDGE: Average data throughput-DL EDGE DL average transmission rate 14kbyte/s EDGE: Average data throughput-UL EDGE UL average transmission rate 3.5kbyte/s 5.4 Reliability 5.4.1 PDTCH Drop Rate KPI KPI PDTCH Drop Rate reference Suggested value 5% value Risk value 2% Indicatory type DT test value This document contains proprietary information of ZTE Corporation and is not to be disclosed or used except in accordance with applicable agreements. Page 25,Total 45 pages Secret▲ Secret▲ Indicator PDTCH drop times/ FTP download attempt times *100% definition Counter None formula Notes This document contains proprietary information of ZTE Corporation and is not to be disclosed or used except in accordance with applicable agreements. Page 26,Total 45 pages Secret▲ Secret▲ 6 Introduction to CN Statistical KPI 6.1 Paging success rate KPI Paging success rate KPI reference Suggested value 90% value Risk value 93% Indicator Paging response times*100% / Paging request times definition Counter Paging request times refer to the sum of PAGING information sent out by all formula MSCs in the area, excluding the secondary paging information. Paging response times refer to the sum of the PAGING RES received by all MSCs in the area, including the second paging response. Statistical point is at MSC side. Notes BSC can indirectly provide this KPI, but its statistical point differs from that of MSC. The difference lies in call loss at Interface A. 6.2 Location update success rate KPI KPI Location update success rate reference Provided by the SMC side value Indicator Location update success times *100%/ location update request times definition Counter Provided by the SMC side formula Notes This KPI can be indirectly provided by BSC, but the value is different and its statistical point differs from that of MSC too. 6.3 Attach success rate KPI Attach success rate KPI reference Suggested value 90% value Risk value 95% Indicator GPRS attach success times *100% / GPRS attach times definition Indicatory GPRS attach success times : SGSN delivers (ATTACH ACCEPT, type 3GPP TS 24.008),excluding redeliver Counter Statistics at SGSN side formula Notes excluding Unregistered subs This document contains proprietary information of ZTE Corporation and is not to be disclosed or used except in accordance with applicable agreements. Page 27,Total 45 pages Secret▲ Secret▲ 6.4 GPRS average attach time KPI KPI GPRS average attach time Suggested value To be confirmed value reference Risk value To be confirmed Indicator Customer attach establishment duration *100% / customer definition number of attach establishment success Indicatory type Statistics Counter Attach establishment time refers to the time duration from the formula receipt of GPRS ATTACH REQUEST by MS to the delivery of ATTACH ACCEPT by SGSN. If the attach time exceeds the timer, the attach duration is only computed within the attach accepted period. Notes 6.5 PDP context activation success rate KPI KPI PDP context activation success rate reference value Suggested value 80% Risk value 85% success times of PDP context activation started by MS*100%/ attempt times of PDP context activation started by MS Indicator The attempt times of PDP context activation started by MS is the times definition GGSN received Create PDP Context Request from SGSN. The success times of PDP context activation started by MS is the statistic of Create PDP Context Response sent from GGSN to SGSN when Cause value is Request Accepted. Indicatory type Counter Test or statistics Statistics at GGSN side formula Notes The performance evaluation in China Mobile in 2003 (success times of PDP context activation started by GPRS terminal/ attempt times of PDP context activation started by GPRS) results are as follows: Excellency index: 94% Reach-the-mark index: 90% Lowest Threshold index: 85% 6.6 Routing Area Update Success rate KPI KPI Routing Area Update Success rate reference Suggested value 92% value Risk value 95% Indicator Routing update attempt times*100%/ routing update success times definition This document contains proprietary information of ZTE Corporation and is not to be disclosed or used except in accordance with applicable agreements. Page 28,Total 45 pages Secret▲ Secret▲ Indicatory type Counter formula Notes From statistical value or DT. Statistics at SGSN side, provided by GPRS core network Update success rate at routing area crossing SGSN is lower than that at the SGSN routing area. This document contains proprietary information of ZTE Corporation and is not to be disclosed or used except in accordance with applicable agreements. Page 29,Total 45 pages Secret▲ Secret▲ 7 Comments on KPI Cases 7.1 Pengshui (Chongqing) PS Test Result 1、 CQT scene,near cell 2、 EDGE Commissioned 5 3、 Multi-timeslot capability3+1 4、 Number of PDCH static channels: 3 Test Test state FTP type serial FTP size (Kbyte) Download Download speed (Kbyte/s) speed (kbps) Average timeslot speed (kbps) Pre-optimization 1 Download 102.381 8.99 71.93 23.98 Pre-optimization 2 Download 48.18 8.10 64.80 21.60 Pre-optimization 3 Download 204.8 2.97 23.78 7.93 Pre-optimization 4 Download 2188.817 7.21 57.72 19.24 Pre-optimization 5 Download 102.381 9.05 72.42 24.14 Pre-optimization 6 Download 102.381 8.66 69.29 23.10 Pre-optimization 7 Download 512.304 15.97 127.73 42.58 Pre-optimization 8 Download 512.304 13.34 106.69 35.56 Pre-optimization 9 Download 512.304 15.81 126.51 42.17 Pre-optimization 10 Download 512.304 15.74 125.88 41.96 Pre-optimization 11 Download 512.304 14.33 114.67 38.22 Ping Ping package interval size Ping timelag(ms) 1 2 3 839 634 612 4 32 61 2 5 32 816 590 581 2 100 571 650 697 2 500 839 955 5 500 862 760 77 9 75 6 107 5 82 1 857 75 Ping timelag success (ms) rate 8 9 10 566 765 561 761 655 100% 733 716 692 812 609 709 100% 753 651 711 729 707 688 691 100% 779 737 918 894 875 840 873 100% 672 811 690 811 709 825 775 100% 5 6 608 589 757 7 (byte) 0 Average This document contains proprietary information of ZTE Corporation and is not to be disclosed or used except in accordance with applicable agreements. Page 30,Total 45 pages Secret▲ Secret▲ 5 2 800 2 1000 2 1200 959 910 115 115 7 880 8 107 8 869 840 897 86 845 9 90 7 102 8 95 7 101 7 823 918 959 781 883 105 881 4 119 1 846 108 103 2 102 0 860 7 101 8 104 2 865 100% 1010 100% 1002 100% Comments on case: 1. When C/I is in good condition, the EDGE download speed of current equipment can reach above 40kbps. 5 2. The Ping success rate and Ping timelag can vary very much due to different Ping intervals、 different Ping package sizes and different Ping servers. 7.2 Jishou (Hunan) China Mobile EDGE Test Result Test Specification Test equipment:ANT Pilot for E-GPRS; 10 Test phone SEGAM OT490(one set) Test laptop: memory 1024M、harddisk 80G、CPU 1.60Ghz、Windows XPSP2 、 standard 28800bps modem 、 rate at 115200bps 、 modem error control and compression forbidden 、 no software irrelevant to the test. 15 Test method : outdoor static FTP download test Test location : 11 th th sites at Baoqing market in Fenghuang county Test time : 19 —30 , June 2008 Test aim : to test E-FPRS network performance under static state Test aim:to download 1000KB document 20 Timeslot :4 static timeslots Test Result This document contains proprietary information of ZTE Corporation and is not to be disclosed or used except in accordance with applicable agreements. Page 31,Total 45 pages Secret▲ Secret▲ Test Branch Test sites office Test document electrical size level (KB) (dBm) RLC Download times Test location RLC average average rate rate (Kbps) (Kbps) Fenghuang County Jishou prefectural government office building 1000 -44 2 Gate of Prefectural government office 201.19 181.3 1000 -40 2 Lobby of MingDu Hotel 192.6 198.98 1000 -51 2 Opposite MingDu Hotel 197.09 206.26 197.74 201.79 207.29 193.91 198.83 196.38 Cell 1 Fenghuang County Jishou prefectural government office building Cell 2 Fenghuang County Jishou prefectural government office building Cell 3 Basketball field Jishou Old district Cell 1 1000 -49 2 Jishou Old district Cell 2 1000 -32 2 Jishou Old district Cell 3 1000 -56 2 Jishou Rainbow Bridge Cell 1 1000 -43 2 Opposite Wanmingta River 185.72 191.1 Jishou Rainbow Bridge Cell 2 1000 -43 2 Opposite Wanmingta River 191.37 181.36 Jishou TianXia Feng Huang Cell 1 1000 -34 2 197.46 186.55 Jishou TianXia Feng Huang Cell 2 1000 -59 2 197.09 206.26 Jishou BaoQing market Cell 1 1000 -38 2 Gate of Linlinlou Drug Store 207.85 198.02 Jishou BaoQing market Cell 2 1000 -36 2 Gate of Linlinlou Drug Store 162.16 185.34 Jishou BaoQing market Cell 3 1000 -46 2 Gate of Linlinlou Drug Store 180.51 180.09 Jishou Xinhua Bookstore Cell 1 1000 -50 2 Lobby of Xinhua Hotel 195.81 191.5 Jishou Xinhua Bookstore Cell 2 1000 -53 2 Lobby of Xinhua Hotel 198.02 188.38 Jishou Xinhua Bookstore Cell 3 1000 -45 2 Parking lot of Xinhua Hotel 183.08 190.16 1000 -37 2 Lane, west to ChinaMobile business hall 178.96 157.44 1000 -45 2 Gate of XingGuang Hotel 185.46 187.98 1000 -60 2 Gate of XingGuang Hotel 184.07 184.45 1000 -50 2 Gate of XingGuang Hotel 193.98 184.51 1000 -62 2 Gate of XingGuang Hotel 176.22 185.21 Jishou Jishou Jishou Jishou Jishou Comprehensive Building Cell 1 Comprehensive Building Cell 2 Comprehensive Building Cell 2 Comprehensive Building Cell 1800M1 Comprehensive Building of Jiandaoping Primary School Basketball field of Jiandaoping Primary School Kindergarten next to Jiandaoping Primary School Square in front of TianXiaFengHuang Hotel Square in front of TianXiaFengHuang Hotel This document contains proprietary information of ZTE Corporation and is not to be disclosed or used except in accordance with applicable agreements. Page 32,Total 45 pages Secret▲ Secret▲ Cell 1800M2 Jishou Telecom Bureau Cell 1 1000 -51 2 Business Hall of Telecom Bureau 180.75 197.88 Jishou Telecom Bureau Cell 2 1000 -64 2 Business Hall of Telecom Bureau 171.85 199.19 Jishou Telecom Bureau Cell 3 1000 -57 2 Backdoor of Supermarket (next to Telecom Bureau) 182.7 179.49 Jishou Telecom Bureau Cell 1800M1 1000 -59 2 Gate of furniture store (next to Telecom Bureau) 105.44 106.48 Jishou Telecom Bureau Cell 1800M2 1000 -73 2 Business Hall of Telecom Bureau 181.85 185.85 Jishou Telecom Bureau Cell 1800M3 1000 -84 2 Business Hall of Telecom Bureau 159.20 166.92 Comments on case: 1. When C/I is in good condition, the average EDGE download speed can reach above 180kbps with a peak value of above 200kbps; 2. This test is the CQT. Cell reselection and RAC renewal can be neglected, that 5 is they are not necessary to the test conditions. 7.3 Acceptance requirements for EDGE KPI of Data Service of a network Serial 1 Indicators Explanation GPRS/EGPRS GPRS/EGPRS Formula Attach Target success GPRS/EGPRS attach success attach means phone rate = GPRS Attach success success rate receives the Attach Accept signaling times/attach attempt times × 15 seconds after it sends the Attach 100% that the mobile >95% Request. 2 Average Attach time attach time duration from sends out until it means the the mobile Attach Request receives Average attach time = sum of attach success <3s duration /attach success times GPRS attach accept signaling. 3 PDP PDP activation success means that activation the mobile phone receives the rate=PDP activation success success rate Activate times/attempt times×100% PDP context Accept PDP activation success >95% signaling 15 seconds after it sends the Activate PDP Context Request. 4 PDP average PDP average activation time PDP average activation time activation means the duration from the = sum time delivery of PDP success Context Request to the activation success times receipt of Activate PDP Activate of PDP <3s activation duration/PDP Context Accept by the mobile phone. 5 WAP website WAP website log-in success WAP website log-in success >95% This document contains proprietary information of ZTE Corporation and is not to be disclosed or used except in accordance with applicable agreements. Page 33,Total 45 pages Secret▲ Secret▲ log-in means that the homepage rate = WAP website log-in success rate fully and correctly displays success times/ website log- within 60seconds after the in attempt times×100%。 mobile phone started the WAP website log-in request. 6 average WAP WAP homepage displaying time average WAP homepage refers to the duration from displaying time = sum displaying the log-in successful time request is sent out until displaying the homepage displaying success WAP website homepage fully and correctly displays. 7 WAP webpage means success rate webpage that can <10s of homepage duration / WAP times WAP webpage refresh success refresh homepage the selected be refreshed within 60seconds. WAP webpage refresh >95% success rate = WAP webpage refresh success webpage refresh times / attempt times×100%。 8 Ping success Ping success rate = ping rate success times/ping >95% attempt times×100 9 Ping average Ping average timelag=sum of timelag each Ping <2s success duration/ping success times 10 FTP download FTP download speed = actual speed download data ( Byte ) /actual >80kbps quantity download time(sec)×9 11 FTP upload FTP speed upload speed = actual >20kbps upload data quantity(Byte) /actual upload time(sec) ×9 Comments on case: 1. Requirements of operation and maintenance KPI are not as strict as those of acceptance check KPI. 2. Usually these KPI requirements can be satisfied. 5 7.4 Operation & Maintenance KPI of a Network SN Indicator Unit Target Level Permissible Remark Level 1 SDCCH Ratio Drop % 1 1.2 Base on system performance report of OMCR, Indication Definition: SDCCH Drop Ratio=SDCCH call drops/ Access This document contains proprietary information of ZTE Corporation and is not to be disclosed or used except in accordance with applicable agreements. Page 34,Total 45 pages Secret▲ Secret▲ attempt Number 2 TCH Drop Ratio % 2 2.2 Base on system performance report of OMCR, Indication Definition: TCH Drop Ratio = TCH call drops/ Seized TCHs (include handover ) 3 Call Success % 98 97 Base on system performance report of Ratio OMCR, Indication Definition: Success Rate = 1 - TCH Call assignment failure rate 4 SDCCH % 0.5 0.75 Base on system performance report of Blocking Ratio OMCR, Indication Definition: SDCCH Blocking Ratio=SDCCH overflows/ SDCCH call attempts 5 TCH % 2 2.5 Base on system performance report of Blocking Ratio OMCR, Indication Definition: TCH Blocking Ratio=TCH overflows (include handover)/ TCH call attempts (include handover) 6 TCH % 98 97 Base on system performance report of Assignment OMCR, Indication Definition: TCH Success Ratio assignment Success Ratio=Number of TCH assignment successful / Number of TCH call attempts (include handover) 7 GPRS average Kbps 28 25 24-Hour measurement Kbps 45 40 24-Hour measurement % 99 97 24-Hour measurement % 94 93 % < 2 for 98% < 2 for 90% of all GSM of all GSM cells cells % 97 90 Depend on the DT route and method % 2 3 Depend on the DT route and method DL throughout per TBF 8 EDGE average DL throughout per TBF 9 Attach Success Rate (GPRS/ EDGE) 10 Handover Success Ratio 11 Call Blocking Ratio 12 Call Setup Success Based on OMC-R statistics Rate (Drive Test) 13 Call Rate Drop (Drive Test) 14 Speech MOS >= 3 for >= 3 for Depend on the DT route and method This document contains proprietary information of ZTE Corporation and is not to be disclosed or used except in accordance with applicable agreements. Page 35,Total 45 pages Secret▲ Secret▲ Quality (Drive 95% Test) 15 Coverage dBm (Drive Test) 16 of of measurement measurement samples samples >= -85 for 95% UL 90% of >= -85 for 90% Depend on the DT route and method of measurement measurement samples samples Kbps >10 >10 Based on DT Kbps >30 >30 Based on DT >99.999 >99.999 per BSC/RNC / week Throughput 17 DL Throughput 18 BSC/RNC down % time (< 6 sec) (< 6 sec) (unscheduled) 19 TRX/channel % element failure < 1 of all active TRX < 2 of all per BSC/RNC / week active TRX (unscheduled) 20 SDCCH Mean s <2 <3 per BSC/RNC / BH of a week % >99.5 >99 per BSC/RNC / BH of a week Holding Time 21 Radio Access Success Ratio 22 Worst Cells Less GOS than Less than 1.5% cells of 1.5% cells of Network with Network with GOS 5% or GOS 5% or above above per BSC/RNC / BH of a week 23 RXQUAL 0 to 3 % >97 >95 per BSC/RNC / BH of a week 24 AMR % <1 <1 per BSC/RNC / BH of a week voice FER Comments on case: 1. This KPI comprises statistical KPI、testing KPI and equipment performance KPI, which features detailed classification and all-round evaluation; 2. Requirements for KPIs like GPRS average DL throughout per TBF and EDGE average 5 DL throughout per TBF are higher. 3. Requirements for evaluation of CS voice quality are higher. 7.5 Operation & Maintenance KPI of a network in Southeast Asia No. KPI Measurement Level 0 Level 1 Level 2 Scope and This document contains proprietary information of ZTE Corporation and is not to be disclosed or used except in accordance with applicable agreements. Page 36,Total 45 pages Secret▲ Secret▲ interval 1 2 % of outdoor area with 2G signal level > 104 dBm Call Setup Success Rate (exclude blocking) pre-defined Drive test route >90% >97% >99% per city / monthly pre-defined locations and Drive test route/NMS 95% >98% >99% per city / BH of a week (drive test monthly) 3 Paging Success Rate NMS >90% >95% >97% per city / BH of week. With condition that Core Network is achived the same value of Level 1 and Level 2 4 Call blocking rate pre-defined locations and Drive test route/NMS <0.5% <0.5% <1% per city / BH of a week (drive test monthly) 5 Drop Call Rate (excluding inter RAT) Pre Defined Drive Test Route/NMS GSM: <3% GSM: <2% GSM: <1% per city / BH of a week (drive test monthly) per city / BH of a week (drive test monthly),per city / BH of week. With condition that Core Network is achived the same value of Level 1 and Level 2 Average value per city / BH of a week 6 Handover Success Rate Pre Defined Drive Test Route or NMS >90% >97% >97% 9 SQI (TEMS) Pre Defined Drive Test Route >20(95%) > 25(95%) > 25(95%) Pre Defined Drive Test Route <6s < 6s <6s per Media Gateway/ monthly Pre Defined Drive Test Route <5s < 5s <5s per Media Gateway/ monthly 10 11 Call setup delay (PSTN to MS, time from number dialed to ring) Call setup delay (MS to PSTN, time from send pressed to ring) This document contains proprietary information of ZTE Corporation and is not to be disclosed or used except in accordance with applicable agreements. Page 37,Total 45 pages Secret▲ Secret▲ 12 Call Setup Successful Rate NMS >95% >98% >99% 13 SDCCH Access Success NMS >99% >99% >99.5% per BSC/RNC / BH of a week 15 SDCCH Blocking Rate Pre Defined Drive Test Route/NMS <1% per BSC/RNC / BH of a week (drive test monthly) 16 TCH Blocking Rate Pre Defined Drive Test Route/NMS <1% per BSC/RNC / BH of a week (drive test monthly) 18 Drop Call Rate Pre Defined Drive Test Route/NMS <5% <2% <1.5% 19 Handover Success Rate Pre Defined Drive Test Route/NMS Inter BSS: >92% : Inter Cell: >92% Inter BSS: >97% : Inter Cell: >97% Inter BSS: >97% : Inter Cell: >97% 20 RXQUAL 0 to 3 Pre Defined Drive Test Route/NMS >80% >85% >90% 21 AMR voice FER Pre Defined Drive Test Route/NMS <1% <1% < 1%; per BSC/RNC / BH of a week (drive test monthly) NMS >98% >98% >98% per city / BH of a week NMS >98% >98% >98% per city / BH of a week Pre Defined Drive Test Route/NMS >95% >98% >98% per city / BH of a week 23 24 25 Successful PS Attachment Successful PDP context activation Data session Setup Success Rate (PDP context already exist) <0.5% <0.5% <0.5% <0.5% per BSC/RNC / BH of a week per BSC/RNC / BH of a week (drive test monthly) per BSC/RNC / BH of a week (drive test monthly) With condition that Core Network is achived the same value of Level 1 and Level 2 per BSC/RNC / BH of a week (drive test monthly) This document contains proprietary information of ZTE Corporation and is not to be disclosed or used except in accordance with applicable agreements. Page 38,Total 45 pages Secret▲ Secret▲ 26 Moving MS FTP download 1MB file Pre Defined Drive test route 27 Moving MS FTP upload 1MB file Pre Defined Drive test route 28 29 30 31 32 33 34 35 36 Stationary MS near site, FTP download 1MB file Stationary GPRS MS in cell border, FTP download 1MB file Stationary UMTS MS in cell border (SHO), FTP download 1MB file PDTCH blocking rate 60 second data transfer drop Rate (MS moving) Routing Area Update Successful rate MS initiated service setup time MS roundtrip Ping time (20 ping averaged) PDP update GPRS>30kbps GPRS>8kbps Pre-defined locations GPRS (Class 4 MS): > 40 Kbps Pre-defined locations GPRS (Class 4 MS): > 20 Kbps Pre-defined locations GPRS (Class 4 MS): >30Kb GPRS (Class 4 MS): > 9Kbps; GPRS (Class 4 MS): > 40 Kbps GPRS (Class 4 MS):> 30Kbps GPRS (Class 4 MS): > 9Kbps; per city / BH of a month per city / BH of a month GPRS (Class 4 MS): > 40 Kbps per city / BH of a month GPRS (Class 4 MS): > 20 Kbps; GPRS (Class 4 MS): > 20 Kbps; per city / BH of a month N/A > 150 Kbps > 150 Kbps per city / BH of a month NMS <0.5% <0.5% <1%; per BSC / BH of a week Pre Defined Drive Test Route <3% <2% <1.5% per city / BH of a week NMS > 95% > 95% >97% per city / BH of week Pre Defined Drive Test Route <5s <5s <5s per city / BH of a week Pre Defined Drive Test Route <1 <1 <0.8s per city / BH of a week NMS >98% >98% >99% per city / BH of a week This document contains proprietary information of ZTE Corporation and is not to be disclosed or used except in accordance with applicable agreements. Page 39,Total 45 pages Secret▲ Secret▲ success rate Comments on case: 1. This OM KPI just got some of the indicators, excluding the weighing of all KPIs and 2/3G interoperate KPI, etc.. Due to market factors, the OM KPI of this network is set unreasonable, and there is risk in some of the KPIs. 5 2. The evaluation of this KPI falls into three grades. The requirements for handover success rate and paging success rate are very high, which are difficult to reach. But the attached prerequisites can lower the risk to some extent. Besides, the definition of handover success rate varies with different manufacturers, which we need to make clear with customers in technical 10 clarification. 3. The requirements for data service and voice KPI are higher. 7.6 KPI requirements for Indonesia Telkomsel network KPI requirements for Indinesia Telkomsel.xls Comments on case 15 1. The evaluation scale of KPI is relatively large, mainly dealing with statistical KPI and testing KPI; 2. It ranges from 2G to 3G network. Its service includes voice、GPRS and 3G data service, etc.. 3. 20 The division of KPI evaluation scenes and most KPI values are relatively reasonable. This document contains proprietary information of ZTE Corporation and is not to be disclosed or used except in accordance with applicable agreements. Page 40,Total 45 pages