Contractor Ownership and Control Use this as a guide to provide additional information if 1a or 1b on the SF 328 are "yes." Part 1. Identify each type and amount of stock, shares, capital units, or other representations of ownership for your immediate organization. For organizations which issue multiple representations of ownership, please ensure all are identified. If additional space is necessary, attach a separate sheet. Interest Name Interest Type Voting? Non-Voting Stock Convertible? Yes N/A No No Yes Total Authorized Interest Name Total Issued Interest Type Percentage Voting? Non-Voting Stock Convertible? Yes N/A No No Yes Total Authorized Interest Name Total Issued Interest Type Percentage Voting? Non-Voting Stock Convertible? Yes N/A No No Yes Total Authorized Interest Name Total Issued Interest Type Percentage Voting? Non-Voting Stock Convertible? Yes N/A No No Yes Total Authorized Total Issued Percentage Part 1. (Continued) Identify each type and amount of stock, shares, capital units, or other representations of ownership for your immediate organization. For organizations which issue multiple representations of ownership, please ensure all are identified. If additional space is necessary, attach a separate sheet. Interest Name Interest Type Voting? Non-Voting Stock Convertible? Yes N/A No No Yes Total Authorized Interest Name Total Issued Interest Type Percentage Voting? Non-Voting Stock Convertible? Yes N/A No No Yes Total Authorized Interest Name Total Issued Interest Type Percentage Voting? Non-Voting Stock Convertible? Yes N/A No No Yes Total Authorized Interest Name Total Issued Interest Type Percentage Voting? Non-Voting Stock Convertible? Yes N/A No No Yes Total Authorized Total Issued Percentage Part 1: Additional Information. Part 2. Foreign Ownership in the Cleared or In-Process Entity You Represent. Identify all foreign persons/entities with 5% or greater of ANY class ANYWHERE within ownership/controlling interest(s) of the cleared or in-process entity you represent. Name Address Citizenship Interest Type Voting? Non-Voting Stock Convertible? Yes N/A No No Amount Held Total Diluted Amount Held Total Diluted Amount Held Total Diluted Yes Name Address Citizenship Interest Type Voting? Non-Voting Stock Convertible? Yes N/A No No Yes Name Address Citizenship Interest Type Voting? Non-Voting Stock Convertible? Yes N/A No No Yes Part 2 (Continued). Foreign Ownership in the Cleared or In-Process Entity You Represent. Identify all foreign persons/entities with 5% or greater of ANY class ANYWHERE within ownership/ controlling interest(s) of the cleared or in-process entity you represent. Name Address Citizenship Interest Type Voting? Non-Voting Stock Convertible? Yes N/A No No Amount Held Total Diluted Amount Held Total Diluted Amount Held Total Diluted Yes Name Address Citizenship Interest Type Voting? Non-Voting Stock Convertible? Yes N/A No No Yes Name Address Citizenship Interest Type Voting? Non-Voting Stock Convertible? Yes N/A No No Yes Part 2 (Continued). Foreign Ownership in the Cleared or In-Process Entity You Represent. Identify all foreign persons/entities with 5% or greater of ANY class ANYWHERE within ownership/ controlling interest(s) of the cleared or in-process entity you represent. Complete summary table for data contained in Part 2 Total Voting Total Authorized Total Voting Total Passive Total Combined Part 2: Additional Information % Total Issued % Part 3. Foreign Ownership in Facility Organization Structure. Are there any entities in your ownership chain that are owned five percent (5%) or greater, directly/indirectly, by a foreign person? Yes No If "Yes" to Part 3, complete Part 3a. If "No" to Part 3, do not complete Part 3a. Part 3a. Fully identify the entity in the ownership chain where foreign ownership of five percent (5%) or greater is evident. Entity Name CAGE Code (If Applicable) Address Person / Entity Name Citizenship Address Interest Name Interest Type Total Authorized Total Issued (to All) Total Issued (to this Person or Entity) Total % Diluted Voting? Yes No Notes Person / Entity Name Citizenship Address Interest Name Interest Type Total Authorized Total Issued (to All) Total Issued (to this Person or Entity) Total % Diluted Voting? Yes No Notes Person / Entity Name Citizenship Address Interest Name Interest Type Total Authorized Total Issued (to All) Total Issued (to this Person or Entity) Total % Diluted Voting? Yes No Notes Part 3: Additional Information