Torts Outline Fall 2010 - Professor Bush I. Proving Negligence ................................................................................................................................ 2 A. B. C. Risk Avoidance Analysis.............................................................................................................................................................................. 2 Negligence Per Se (Safety Statutes) ........................................................................................................................................................ 3 Res Ispa Loquitor (The Thing Speaks for Itself) ................................................................................................................................ 4 II. Proving Causation ................................................................................................................................. 5 A. Cause in Fact .................................................................................................................................................................................................... 5 3. Special Rules for Proving Cause in Fact ..................................................................................................................................................... 5 a) b) c) B. 1. 2. 3. Statistical Evidence (Have Only Statistical Evidence) .................................................................................................................................. 5 Lost Chance ..................................................................................................................................................................................................................... 6 Multiple Defendant’s .................................................................................................................................................................................................... 6 (1) Alternative Liability ............................................................................................................................................................................................. 6 (2) Concert of Action ................................................................................................................................................................................................... 6 (3) Market Share Liability ........................................................................................................................................................................................ 7 Proximate Cause ............................................................................................................................................................................................. 7 Superseding Intervening Causes (Polemis Rule) .................................................................................................................................... 7 Unforeseen Type of Occurrence(Wagon Mound Rule {Jurisdiction: can use all 3}) .............................................................. 7 Unforeseeable Victim (Palsgraf).................................................................................................................................................................... 8 III. Proving Duty/No Duty .......................................................................................................................... 8 A. B. C. No Duty for Non-Feasance ......................................................................................................................................................................... 9 No Duty for Policy/Negative....................................................................................................................................................................10 Limited No Duty for Premises Injury ...................................................................................................................................................10 a) b) a) Traditional/Categorical Rule ................................................................................................................................................................................ 10 S-Std/Modern Rule: .................................................................................................................................................................................................. 10 Types of Victims ......................................................................................................................................................................................................... 10 (1) Invitee: Business Visitor ................................................................................................................................................................................. 10 (2) Licensee: Social Guest ...................................................................................................................................................................................... 10 (3) Trespasser: Intrudes without permission .............................................................................................................................................. 10 D. No Duty for Social Host..............................................................................................................................................................................11 E. No Duty for Government Discretionary Policy ................................................................................................................................11 F. No Duty to 3rd Party (Negligent Infliction of Emotional Distress) ...........................................................................................11 IV. A. B. Affirmative Defenses ......................................................................................................................... 12 Contributory Negligence ...........................................................................................................................................................................12 Assumption of Risk......................................................................................................................................................................................13 1. Express Assumption of Risk (EAR) ..............................................................................................................................................................13 2. Implied Assumption of Risk (IAR) ...............................................................................................................................................................13 b) Secondary ...................................................................................................................................................................................................................... 14 (1) Unreasonable Assumption of Risk (UAR) ............................................................................................................................................... 14 (2) Reasonable Assumption of Risk (RAR) .................................................................................................................................................... 14 C. Comparative Fault ........................................................................................................................................................................................14 V. Proving Loss of Damages..................................................................................................................... 15 A. Economic Damages .....................................................................................................................................................................................15 B. Non-Economic Damages ...........................................................................................................................................................................15 C. Loss of Consortium ......................................................................................................................................................................................15 D. Wrongful Death ............................................................................................................................................................................................16 1. Survival Action .....................................................................................................................................................................................................16 2. Wrongful Death Action ....................................................................................................................................................................................16 VI. Strict Liability..................................................................................................................................... 17 A. B. Restatement 1 (Better for Plaintiff): Ultra-hazardous activity (UDA) ...................................................................................17 Restatement 2 (Better for Defendant): Abnormally Dangerous Activity (ADA)................................................................17 Torts 1 I. Proving Negligence Choose 1 of 3 Arguments (A, B, C) A. Risk Avoidance Analysis 1. 2. Torts Plaintiff’s Argument a) Step 1 figure out did and shoulda done and pick best that passes cause in fact and won’t be excessive burden b) Step 2: figure out the risk of the did (foreseeable risk aggregate) all possible damages, all possible victims, and all possible events (blow up balloon) c) Step 3: describe why the probability of injury is high for each accident or victim in step 2. What evidence would back this up d) Step 4: Cost of the shoulda done you picked in the first step and why they are low o Anticipate what defendant will saw costs off o Show costs are actually low o Cost of should have done: total direct & indirect costs Money, time, supplies, cost of people If there is a business custom that defendant did not follow: o Show how should have used it o Everyone uses it – can’t be that expensive If business custom that defendant did follow: o Can show doesn’t matter still should have done something else e) Step 5: Risk high Cost of avoidance low Risk > cost of avoidance = NEGLIGENCE Defendant’s Response a) Step 1 Predict the plaintiff’s argument for did shoulda done b) Step 2 Risk of the did is low and probability is low Rebut every argument in P’s step 2 c) Step 3 Cost is high Rebut every argument in P’s step 4 Compare risk and cost Lower rps for for 2 B. Negligence Per Se (Safety Statutes) 1. Statutes that criminalizes a specific behavior Violating a statute is negligent in itself if statute meets 4 ½ conditions Plaintiff must satisfy all conditions to keep statute in Defendant only needs to negate one condition or bring up excuse to keep statute out Note: Cause in fact is still required after this – case does not end here Conditions a) b) c) Torts o Physical Look at people with same disability o Youth Look at person same age Look at intelligence and experience Raise rps for o Superior skill or training Statute covers and/or regulates defendant’s conduct (Who of Defendant) Ex: Martin – traveling on highway Why this condition? Shows legislative judgment is about our situation (1) Plaintiff Argument Show statute is about what defendant did (2) Defendant Argument Based on facts and wording of statute try to show it does not regular what you were actually doing Statute purpose is safety or accident prevention (Why) Ex: damages to life and limb in martin Why? Shows legitimate judgment is about safety (1) Plaintiff Argument Show all about safety (2) Defendant Argument Show not about safety but something else: conservation, economic, morals Statute purpose is to prevent this type of accident (What) (1) Plaintiff Argument Use facts of case to show statute is preventing this actual accident o Ex: type of accident in martin case = collision (2) Defendant Argument Use statute and facts and say it was not meant to prevent THIS type of accident Ex: Not like DiPonzio - car doesn’t start fire, but rolls 3 d) e) C. (1) Plaintiff Argument Show that they are the victim statute is trying to protect (2) Defendant Argument Show that they are not actually the type of victim statute is trying to protect 1/2 : No excuse for violation Defendant had no excuse for violation Excuse = emergency circumstances out of defendant’s control Excuse = not just safer to violate as in Tedla but impossible to comply (1) Plaintiff Argument Show defendant had no excuse for violation (2) Defendant Argument If cannot negate any element, try to use excuse defense Res Ispa Loquitor (The Thing Speaks for Itself) 1. Torts Statutes purpose is to prevent this type of victim (Who of Plaintiff) No evidence of DID; Don’t know WHY accident happen But facts of the accident are such that allow courts to presume negligence Plaintiff Argument: Conditions (Need all 3) a) Probability of Someone’s Negligence Accident must be type that normally would not occur in the absence of negligence Shown through Precedent If not Precedent look at Scenarios o Make list of negligent explanations v. non negligent explanations and comparatively disprove all non negligent acts Example o Negligent acts Manufacture defect Bad or lack of maintenance Operator error Tampering Mechanical error o Non negligent Normal wear and tear Natural disasters b) Defendant had exclusive care and custody Shown through o Elimination Clear reason why you can eliminate certain people o Dominion Person in charge Defendant holds umbrella over all possible handlers that cannot be eliminated 4 o Majority control Multiple parties can be responsible but one had greatest degree of involvement during one of the instances of the possible negligence o Combo c) 2. II. No Plaintiff Participation There was no contribution to the plaintiff’s injuries by the plaintiff or any third party Shown through facts Defendant Argument Negate one of the conditions using facts and circumstances Rebut inference with due/care evidence Proving Causation A. Cause in Fact Imagine situation without X (DID): Would harm still happen? o If NO DID is necessary cause in fact o If YES DID not necessary cause in fact 1. Plaintiff Argument o But for defendant’s action there would be no harm o Necessary link in chain If defendant acted differently no injury o So, defendant’s conduct made the difference CAUSE IN FACT o Show through evidence: Testimonial Expert Circumstantial Statistical o NOTE: BURDEN OF PROOF ON PLAINTIFF More likely than not: >50% Probability of Cause in fact 2. Defendant Argument o Even if no bad conduct you would be injured anyway o If defendant acted differently plaintiff would still be injured o SO: Defendant’s conduct made no difference therefore, NOT CAUSE IN FACT 3. Special Rules for Proving Cause in Fact a) Statistical Evidence (Have Only Statistical Evidence) o Most courts: admissible, but additional individuating evidence necessary o Some courts: statistical evidence alone sufficient if proves > 50% probability cause in fact (a) Torts Problems with statistical evidence o tends to confuse and intimidate juries o conclusion about individual case based on group of cases 5 o statistic prove to much (Over/Under deterrence/compensation) (b) Potential solution: Recovery proportional to proof o Accept statistical evidence but limit collection of damages o Recovery proportional to proven statistical probability of causation o Victims get imperfect but substantial compensation o NO COURT THAT ADOPTS THIS RULE COMPLETELY b) Lost Chance Says in medical cases where someone has proven chance of recovery with proper treatment but get improper treatment they are allowed to recover for losing the chance (a) Conditions o Medical malpractice only o Statistical evidence shows survival/success rate o Chance of recovery < 50% (b) Effect o Recovery proportional to chance lost (c) Limit o Chance/probability > 50% FULL RECOVERY c) Multiple Defendant’s (1) Alternative Liability o > 1 possible (cause in fact, but no more than 5) must be 1, can’t id which one o never be able to figure out which one o all possible cause in fact’s negligent o plaintiff is innocent o all possible cause in facts sued in court o 2, 3, or 4 defendants (a) Effect o Switch burden of proof to defendants o Whoever knows what happened better speak up and exculpate themselves or both liable o Actually proves cause in fact AND joint and several liability o Can recover 100% from 1 defendant o That defendant can then recover from the other defendants (b) Reasons o Meant to smoke out culprit o Someone knows what happened but nobody will speak o Need because of conspiracy of silence (2) Concert of Action (a) Conditions o > 1 possible cause in facts Torts 6 o engaged in joint activity o with mutual encouragement, tacit or explicit (encouragement or silence) o (drag race) (b) Effect o Joint and several liability because all responsible o If any pulls out, no concert of action (3) Market Share Liability (a) o o o o Conditions > 1 possible cause in fact, must be 1, can’t ID which all possible cause in facts negligent plaintiff innocent plaintiff sues producers responsible for substantial share of total market sales (b) Effect o Liability of each possible cause in fact limited to market share o Shift of burden of proof if can’t exculpate themselves they are held liable B. Proximate Cause 1. Defendant wants to argue that even though negligence and cause in fact he was not the proximate cause NOTE: UNFORSEEABLE AMOUNT/EXTENT OF DAMAGE IRRELEVANT Superseding Intervening Causes (Polemis Rule) a) b) 2. Defendant’s Argument (1) Conditions Third party interveners condition: reckless or deliberate o Risks are huge and costs of avoidance are low o Had actual knowledge (grossly negligent) And third party’s reckless or deliberate conduct unforeseeable to defendant (2) Effect Defendant (original actor) free of liability ONLY INTERVENING CAUSE PAYS Plaintiff’s Argument Show o Third party’s conduct was foreseeable to defendant OR o Third party interveners were not reckless or deliberate Unforeseen Type of Occurrence(Wagon Mound Rule {Jurisdiction: can use all 3}) a) Defendant’s Argument (1) Torts Conditions Actual accident/occurrence unforeseeable per se 7 b) 3. III. (2) Effect Defendant free of liability and nobody pays Overruled polemis rule o Original polemis rule: did not matter if damage was unforeseeable (3) Test If force that involves danger looks different but same containment measures would contain both equally not different o If same measures to contain force a and b (unforeseeable one), although look different, they are not, you pay for it If unforeseeable force could still have happened taking avoidance measures for force a, then different and not negligent Plaintiff’s Argument Test: are forces behind accident subject to same controls as forces behind unforeseeable type of harm IF YES NOT Unforeseeable type of harm Unforeseeable Victim (Palsgraf) a) Defendant’s Argument Even if occurrence = foreseeable harm Plaintiff/victim is unforeseeable o Given facts/circumstances of case o Purely factual argument o Use time and space SO: IN Wagonmound jurisdiction o First argue unforeseeable type of harm o If foreseeable type of harm argue unforeseeable victim Unforeseeable victims cannot recover b) Plaintiff’s Argument Argue they were a foreseeable victim Proving Duty/No Duty Torts o As factual matter, given evidence AND actual accident/occurrence different in kind/character for foreseeable types of harm o Test: are forces behind accident subject to same controls as forces behind unforeseeable type of harm o IF YES NOT Unforeseeable type of harm o IF NO Unforeseeable type of harm Like Proximate cause Defendants issue o So defendant makes “no duty” argument o Plaintiff must anticipate and “parry” But this argument is more powerful than no proximate cause o No proximate cause argument goes to jury during trial o No duty argument block trial, for courts to decide 8 A. No Duty for Non-Feasance Torts Raised on summary judgment, motion to dismiss If successful, no trial Feasance = doing something; involves risk changing; Risk increasing behavior 1. Defendant’s Argument o If you do not change the risk at hand you are not liable Ex: taxi driver just picked up the injured guy from accident, he didn’t do anything to change the situation so nonfeasance 2. Plaintiff’s Argument (Show RIB Conduct) o New risk creation does not have to be at time of incident it can be before (supplying water) a) Specific Affirmative Conduct Show exactly where new risk is added (plaintiff wants to show this to negate the no duty argument) Direct imposition (move body) Indirect imposition (stop, start to help, retreat) Two ways to argue this: Argue one or both, BUT SEPERATELY b) Initiation of special relationship Must argue type of relationship Landlord/tenant Doctor/patient Teacher/student Two types of relationships Control: Defendant becomes controller of 3P o Prove by: Precedent Factors Defendant has ability to predict need for control Defendant has ability to exercise control Defendant role takes charge, 3 party role submits Protection: type of relationship where defendant becomes protector of victim o Prove by Precedent Factors Defendant has ability to predict need for protection Defendant role has ability to provide protection Victim role surrenders self protection ability defendant role takes under wing 9 B. No Duty for Policy/Negative 1. C. Defendant’s Argument Clearly feasance But, Policy dictates no trial/inquiry: o Because of neg. economic impact of costs of trial/liability Would increase prices for everyone o Applicable in Public utility and other similar cases o Only where class of V’s is large and undefined Limited No Duty for Premises Injury Victim injured on defendant’s premises by condition of premises 2 different rules: a) Traditional/Categorical Rule The duty owed by the defendant depends on the category of victim b) S-Std/Modern Rule: Duty is reasonable care for all; courts originally started to use modern rule then they just stopped and went back to the traditional rule (most, some still use the modern rule) Better for plaintiff 1. Plaintiff’s Argument Try and show by defendant’s class of victims (one of three below) that he was owed a duty of warning/take reasonable care 2. Defendant’s Argument Show plaintiff was not owed a duty by plaintiff based on type of victim Each type have to make a different argument a) Torts Types of Victims (1) Invitee: Business Visitor Comes for the material/economic benefit of defendant o i.e. boss, tax preparer Duty owed is reasonable care to discover/fix dangerous conditions (2) Licensee: Social Guest Comes for social contact with permission o i.e. a friend, relative, etc. Duty owed is to warn of dangerous conditions known to defendant, but hidden from licensee Duty ends at warning, don’t have to fix it, just warn o if it is an obvious danger, then don’t have to warn (3) Trespasser: Intrudes without permission Duty owed is just not to set traps; otherwise no duty is owed to trespassers. 10 D. No Duty for Social Host 1. E. No Duty for Government Discretionary Policy F. Defendant’s Argument No liability of social host for acts of drunken guests to THIRD PARTY Policy Bases o Negative Economic Impact o Social Relations/Civility “What’s a party without lubrication?” Depends on the situation 1. Defendant’s Argument o No duty for governmental acts (acts a private citizen cannot commit) Includes any decisions on resource allocation i.e. NYC police have policy to only respond to 911 calls if there is an immediate threat due to a lack of resources o So: making policy—No duty 2. Plaintiff’s Argument o BUT there is a duty for acts of government official if: Meaning: executing policy o BUT: carrying out policy—duty o And duty if affirmative undertaking government personnel attempt to go above and beyond required duty and fail to follow through No Duty to 3rd Party (Negligent Infliction of Emotional Distress) 1. Defendant’s Argument o In any other situations NIED is not recoverable/or “there is no duty to avoid emotional distress unless in one of the three situations 2. Plaintiff’s Argument o Show defendant subjected plaintiff to (1 of 3): a) Defendant has subjected plaintiff to risk/threat of imminent death or serious bodily injury Almost hit with car; zone of danger If freight leads to physical symptoms that’s a good case, but don’t need physical symptoms, just normal person would suffer emotional distress from situation b) No threat of death or serious bodily injury but defendant exposed plaintiff to shocking situation Recovery when: Positive teast results for deadly disease but you don’t really have it Mishandling/loss of body parts No subsequent physical injury needed. Torts 11 c) IV. Witness of 3rd party 3 approaches—some jurisdictions stretch and some don’t allow it because of costs: (1) Factor Rule (Dillon): Close relationship Observation with senses Contemporaneous observation (2) Conditions Rule (Portee): Must be a marital or intimate family relationship Observation has to take place at the same as injury Victim must be seriously injured or dead There must be extreme emotional distress (3) No Duty (Tobin): NY state allows for only one exception: o Only if concerned about the safety of self not if distressed from watching a loved one die Why? o Because too high a cost to allow any other recoveries (public policy) Affirmative Defenses A. Focuses on plaintiff’s conduct Affirmative defenses are only needed if plaintiff is able to establish ALL the elements of his case and defendant cannot negate any of them o Negating elements is easier than using an affirmative defense Burden of proof is shifted to the defendant Contributory Negligence Torts Just need objective symptons Recovery allowed when reasonable person would suffer emotional distress Mirror of the negligence action Proving plaintiff’s negligence Defendant makes out a case that plaintiff caused his own injury If proven it completely bars plaintiff recovery even if both plaintiff and defendant were negligent Reasonable person standard is lower for mentally impaired victim o important for when defendant is doing risk avoidance argument for plaintiff, it is lower for them! 12 1. B. a) Plaintiff’s Negligence Defendant is saying “at the time I injured you, you were being negligent yourself” Plaintiff was taking unreasonable risks with their own safety Defendant can use a risk/avoidance analysis or negligence per se (if there is a safety statute involved) b) Plaintiff was Cause in Fact Defendant has to show that plaintiff’s contributory negligence was a cause in fact of plaintiff’s own injuries Plaintiff can try to negate by saying that although he took risks, they were not the cause in fact of his injury c) Plaintiff was the Proximate Cause Prove that Plaintiff’s conduct was the proximate cause of Plaintiff’s own injury d) Restrictions Contributory negligence is only a defense against a charge of negligence Contributory negligence is not a defense to recklessness Almost always a contributory negligence question is sent to the jury Assumption of Risk Torts Elements that defendant needs to prove: Plaintiff must know he is entering a dangerous situation Plaintiff must know the gravity of the danger Plaintiff voluntarily does it anyway Complete bar to recovery as well Two Kinds: 1. Express Assumption of Risk (EAR) A signed waiver holding the defendant free from liability Plaintiff relieved defendant of duty Not all are enforceable there must be: (Tunkle Factors) o Freely and fairly made o Equal bargaining power between the parties o Agreements are enforced only when terms are VERY clear o Policy Necessity Going to hospital and needs car No social interest being interfered with performing a service to the public is considered a social interest for which a waiver of liability is not valid 2. Implied Assumption of Risk (IAR) Conduct implies an assumed risk 13 C. a) Primary NOT an affirmative defense at all Victim was contributory negligent OR the defendant was NOT negligent OR there was no duty o i.e. playing an amateur sport b) Secondary A true defense Only after Plaintiff establishes a Prima Facie case against Defendant Defendant says that Plaintiff screwed up Plaintiff can either Unreasonably or Reasonably assume the risk (1) Unreasonable Assumption of Risk (UAR) o CANNOT RECOVER o Plaintiff had knowledge of danger o Plaintiff knows and appreciates that he is taking a risk o This is Plaintiff Recklessness (2) Reasonable Assumption of Risk (RAR) o If plaintiff is harmed while saving someone’s life/performing a heroic action then they can recover (spontaneous) o If plaintiff is harmed through a dangerous job then can’t recover because they are paid to take on the risk (Firefighters Rule deliberate) NY has abolished the firefighters rule and now allows recovery Comparative Fault Torts Plaintiff relieved the risk Two kinds Not a complete bar to recovery 14 V. 1. Modified Rule: o Only recovery if Plaintiff’s fault is less than Defendants 2. Pure Rule o Plaintiff recovers based on percentage of fault if 30% at fault then only recover 70% of damages Proving Loss of Damages A. Economic Damages B. C. Torts Integrates Contributory Negligence and Assumption of Risk Medical Expenses Lost income, lost earnings based on life expectancy (usually the largest amount) Non-Economic Damages Pain and Suffering (for physical injury) Loss of Consortium Loss of services such as cooking, cleaning, child care, book keeping (called the “Deprivation of Service Theory) Loss of physical and emotional relationship Emotional Distress from having lost a healthy spouse/loss of companionship 15 D. Torts Spouse and parents can recover This is ONLY where there is severe emotional distress Wrongful Death Legislatures have adopted statutes in two forms: 1. Survival Action Cause of action that can be brought by the administrator of the decedents estate Administrator allowed to sue for pre-death expenses medical costs, ambulance costs, etc. 2. Wrongful Death Action Cause of action brought by surviving dependants Loss of a source of economic support (income stream) Loss of future earnings now goes to the family Also allowed for quasi-services (housekeeping, child care, etc.) Also allows for grief and sadness (not allowed in NY) If decedent is an elderly person (non-wage earner) then loss is a source of wise advice and companionship If decedent is a child (non-wage earner) then loss is companionship and future earnings/future care giver 16 VI. Strict Liability A. IF you do harm to someone else THEN you pay Still need to prove harm came from defendant o AKA Causation of Injury If involved in a very dangerous activity and it causes an injury Held STRICTLY LIABLE There are two rules Restatement 1 (Better for Plaintiff): Ultra-hazardous activity (UDA) B. Restatement 2 (Better for Defendant): Abnormally Dangerous Activity (ADA) Torts Must prove two factors: o The activity has a high non-eliminating risk (NER). o It is not a common activity transporting a bomb via railway Plaintiff needs to prove #1 and 2 or 3 Defendant needs to disprove 1 or both 2 and 3 o Defendant is free from strict liability of you can prove it was highly beneficial to scoeity Must prove the following factors: a) High non-eliminating risk (NER) Negligence in the how High probability of harm High probability of harm will be great Inability to eliminate risk to excessive risk of reasonable care Extent to which activity is not common b) Inappropriate Location Negligence in the where c) Low Value Negligence in the fact that it is done 17