Mir Zohair Husain & Scott Liebertz Hitler, Stalin, and Authoritarianism: A Comparative Analysis (Part 2) Abstract: Adolf Hitler and Joseph Stalin have both been the subjects of significant research. However, virtually no attempts have been made to compare and contrast them in light of recently developing social scientific notions of authoritarianism and authoritarian personalities. We analyze the lives of Adolf Hitler and Joseph Stalin, using these theories to analyze their relevant characteristics and policies. We do not enter into the debate about which theory of the authoritarian personality is superior, but merely seek to use important insights from each of these concepts to better understand our two subjects. In the second part of this essay, we will analyze and discuss these leaders’ early careers, rise to power, writings, economic policies, commonalities, differences, and legacies, concluding with a comparative chart (see page 115) that summarizes these aspects. Introduction In the first part of this article, which appeared in the previous issue of The Journal of Psychohistory, we discussed several major theories pertaining to authoritarianism and the authoritarian personality. Subsequently, we applied the theories to analyze and understand Hitler’s and Stalin’s family background, social class, religious faith, education, and relationships with peers, women, and children. In Part II, we will be moving beyond their families and personal backgrounds to analyze their early careers, rise to power, writings, economic policies, commonalities, differences, and legacies. Our paper concludes with a comparative chart that summarizes these aspects of Hitler and Stalin at a glance. Early Career Hitler spent several years (1907-1914) selling postcards and his own artwork on the streets of Vienna. This period immediately follows the death of his mother. Hitler was emotionally distraught, having lost the only person he focused his affections on and from whom he received love in return.1 The Journal of Psychohistory 47 (2) Fall 2019 104 Mir Zohair Husain & Scott Liebertz During this time, Hitler dodged the draft to serve in the Austro-Hungarian army due in part to its association with his father. In September 1914, however, at the outset of World War I, Hitler volunteered in the Imperial German Army and worked as a message runner throughout the war. He served at some of the most significant battles, including the First Battle at Ypres, the Battle of the Somme, and the Battle of Arras and was promoted to corporal. In 1917, he was hospitalized, due to temporary blindness, resulting from a gas attack. While recovering, he received news that Germany lost the war. Stalin joined the Marxist Russian Social Democratic Party in 1898. During this period, he lived purely off of the support of his comrades. He became a member of Lenin’s Bolshevik Party in 1903, around the time the party was founded. For over a decade, Stalin successfully organized factory and petroleum workers in the Caucasus, inciting several strikes and disseminating propaganda. He also raised money via bank robberies and extortion. Stalin was repeatedly arrested and sent to Siberia, from where he escaped, only to return to the Caucasus and begin working again, garnering Lenin’s attention.2 Hitler’s experience in World War I and Stalin’s in a revolutionary movement are a reminder of Altemeyer’s reconceptualization of the F-Scale. Both Hitler and Stalin already had certain authoritarian proclivities when they were thrust into severe social crises, which creates an interactive effect in the promotion of authoritarianism.3 Rise to Power Germany’s humiliating defeat in World War I greatly affected Hitler. The hyperinflation, unemployment, and poverty following the signing of the Treaty of Versailles (1919) caused many Germans to yearn for a political messiah.4 Germans were intensely indignant about Article 231, which blamed Germany for the war, and they attributed their economic woes to having to pay war reparations. Hitler’s comments and speeches on this issue gained him initial support and general interest.5 For a time, he worked as a spy, monitoring various radical groups around Munich. He joined a minor right-wing party that was nationalist, anti-Marxist, and anti-Semitic. Through his charisma, thunderous oratory, and reputation for receiving the Iron Cross for Valor, he quickly assumed command of this party, known as the National Socialist German Worker’s Party in 1921. He designed their banner, which featured a red background, a white circle in the center, and a black swastika. Eleven years later, Hitler led this once-small party to victory in the 1932 democratic elections. He assumed the position of Chancellor/Prime Minister on January Hitler, Stalin, and Authoritarianism: A Comparative Analysis 105 30, 1933. The following year, German President Paul von Hindenburg died, leading Hitler to also assume the role of head of state.6 Prior to 1917, Stalin wielded influence in the Bolshevik Party, but after the October Revolution, he rose quickly through the ranks, being promoted to several positions in a single year. During the October Revolution, Stalin, with the other Bolshevik Central Committee members, voted to overthrow Kerensky’s provisional government, and within a month, this goal was achieved.7 Stalin impressed fellow Georgian Vladimir Lenin (the General Secretary of the Communist Party and supreme leader of Russia at that time) with his intelligence, loyalty, effectiveness, and diligence. As a result, he was promoted to Commissar of Nationalities in 1919. Stalin exploited this influential position to appoint loyal Communist Party militants to leadership roles in the Congress of Soviets, which was the assembly of local council representatives throughout Russia (the Soviet Union from 1922). Stalin became part of a group of leaders in the Politburo that succeeded Lenin after his 1924 death. In the five years following this, Stalin strategically undermined every major adversary (including the exiled Leon Trotsky) and emerged as supreme ruler of Russia.8 Unlike Hitler, Stalin exercised power informally. He eschewed the notion that he was dictator and did not formally hold the highest state office throughout the 1930s, nor was he officially granted any special or unique legislative authority. His absolute power derived from the informal mix of fear, respect, and cooperation he received from other powerful politicians.9 Once Hitler and Stalin rose to power, they indisputably ruled in an authoritarian manner. Humanity still grapples with the black mark of their authoritarian aggression shown to Jews, political dissidents, the disabled, homosexuals, and many other vulnerable groups. They were obsessed with power and merciless against the weak. Writings Hitler is famous for Mein Kampf, My Struggle, a piece of political propaganda masquerading as an autobiography. In addition to being a lengthy treatise on his anti-Semitic theories, the book outlines his strategy for returning Germany to glory. The book also describes Hitler’s theory of political authority, in which ideal dictatorial control derives from popularity and knowledge of power. The book was successful when it was released, selling 240,000 copies, all before his rise to Chancellor. However, around this same time, Hitler started distancing himself from the book, claiming if he had known what his future held, he would have never written it. He stated that many of the ideas he expressed were merely a dream.10 106 Mir Zohair Husain & Scott Liebertz Stalin is best known for Marxism and the National Question, a theoretical treatise on nationalism, written in 1913. Stalin defined nations as the product of history, not biology. According to Stalin, what bound a nation together was not race, but language, territory, culture, economics, and attitude.11 In their writings, we see an emphasis on authoritarianism. They both had an extremist mindset and believed that the end justifies the means. They also believed that conflict and war were inevitable, and therefore, their countries must be prepared for it. Economic Policies Hitler pursued an economic program marked by corporatism and rearmament. Under Hitler, Germany built the famous Autobahn highway system and developed one of the most powerful militaries in history at that time. By1942, Germany was a great international power, but was left in physical and economic ruin after World War II.12 Stalin’s main economic legacy was ending Lenin’s New Economic Policy (NEP), which provided for some free enterprise, particularly in agriculture. He replaced it with several Five Year Plans marked by a tightly controlled command economy in which the central government was responsible for nearly all economic programs and policies.13 To accomplish this, Stalin provoked the exaggerated fears Soviet citizens had about foreign aggression, scapegoated middle-class specialists (spetsy), and ordered mock trials be conducted of perceived saboteurs.14 Furthermore, in 1927, Stalin began increasing the taxes and restricting the right of the kulaks (private farmers) to lease land. The kulaks, who comprised only four percent of the peasantry and produced a significant portion of the Soviet Union’s food, had prospered under Lenin’s NEP. In 1929, when Stalin consolidated power and became the supreme leader of the Soviet Union, he ordered an accelerated drive to end all private farming and collectivize agriculture. When the kulaks strenuously resisted to give up their small, privately-owned farms and join the large, government-controlled collectives, Stalin ordered the destruction of the kulak class. By 1934, when most of the Soviet Union’s farmlands had been collectivized, the kulaks had either suffered deportation to remote regions of the country or ended up in Stalin’s gulags, doing hard labor.15 An inability to deal with ambiguity causes the authoritarian leader to seek control and instill excessive fear into the populace about that which is different. Authoritarian aggression is directed against outsiders who do not conform and can be easily scapegoated.16 Hitler, Stalin, and Authoritarianism: A Comparative Analysis 107 Commonalities Psychologists might describe both Hitler and Stalin as paranoid and suffering from serious inferiority complexes, motivating each to strive for absolute power.17 Near the end of his life, Stalin became engaged in increasingly bizarre intellectual pursuits and conjured up conspiracies all around him.18 They were both excessively ambitious workhorses in their attempts to control their political parties, countries, Europe, and ultimately the world.19 Stalin rarely went to bed before three a.m., and his daily work schedule frequently lasted 14-15 hours, particularly during World War II.20 Both Hitler and Stalin were anti-Semitic. However, Hitler became the most reviled anti-Semite in history for his genocidal crimes against European Jews. His anti-Semitism developed in a way typical for the time. While in Vienna, Hitler witnessed the migration of Eastern European Jews, and resented them for taking jobs away from Austrians.21 There were also very personal roots to his anti-Semitism. By some accounts, Hitler’s hatred for Jews was the foundation of his politics up until 1923, and emerged from the suffering of his mother, Klara. Hitler viewed the Jews as responsible for her disease. Additionally, a Jewish doctor, Eduard Bloch, was unable to save her. In some ways, Hitler’s assault on the Jewish people was a way to avenge his mother’s death.22 Fundamental to Nazism was a pathological hatred for Jews, blaming them for all social and economic ills that befell Europe, particularly Germany. Nazism promoted “redemptive violence,” merging anti-Semitism with biological determinism.23 Besides anti-Semitism, Nazism also strongly opposed Bolshevism, which the Nazis believed had Jewish origins.24 Hitler also blamed Jews for Marxism, which helped facilitate his eventual attack on the Soviet Union.25As defeat in the war seemed inevitable, Hitler became more committed to ridding Europe of what he called “Jewish Bolshevism” through genocide.26 Stalin’s anti-Semitism developed during the Second World War, rejecting the long Communist tradition of accepting Jews, who were instrumental in the ideology’s development. Stalin sought to sever this link as his nationalist ideology intensified. Though he recognized the state of Israel, because many of its founders were socialists, he reneged on this decision once Israel turned to the United States as its ally. Just before his death, Stalin was developing a plan to persecute Soviet Jews.27 Although the movements headed by Hitler and Stalin were seen as incompatible, they both saw liberal democracy as an enemy. Both regimes believed the stakes were profound, representing a major shift in world history.28Although they had different motivations and visions, their ideolo- 108 Mir Zohair Husain & Scott Liebertz gies were similar in many of the authoritarian aspects. They demanded unwavering obedience to authority and responded violently to groups that failed to adequately submit and defined those groups as outsiders. Hitler and Stalin were also effective agitators and domineering administrators. Admiral Erich Raeder described Hitler as one “who talked a lot and liked to ramble…but always had a concrete objective with each audience.”29 For both, their dominance was enhanced by their governments’ willingness to accept their opinions as a substitute for formal legislation or decision-making.30 They spent large sums of money on security: the military, intelligence services, and the police. Hitler viewed rearmament as the most essential part of his plan to restore Germany to its former glory.31 On this front, the country conducted several military parades each year to instill pride and intimidate enemies. Loyal bureaucrats were frequently awarded medals and other non-material rewards, which were heavily publicized in the mass media. They both were egotistical, narcissistic megalomaniacs in their pursuit of absolute power, and created cults of personality. 32 In Stalin’s case, this glorification was something he cultivated while claiming to disparage. Publicly, he supported the Leninist principle of denouncing devotion to people over principles, but as one Soviet official remarked, “He may pretend to be annoyed with the hallelujahs of praise. But he does nothing to stop them.” The same official added that Stalin’s one weakness was his “vanity.”33 Eventually, Stalin’s extreme authoritarianism affected nearly every aspect of Soviet society, particularly after World War II. Stalin was careful to build up his image as an important figure, both in the political philosophy of Communism and the history of the party’s development.34 For example, Stalin instructed all historical journals to print his writing and reflect on its relevance to different disciplines.35 His efforts also included rewriting the historical narrative to make it appear that he was once Lenin’s “righthand man” during turning points of the Revolution.36 Not only politics and ideology, but also the fields of science, philosophy, and the arts reflected Stalin’s doctrines and beliefs.37 A biography published shortly after the war noted how surprised Allied visitors were to find Stalin was, at once, his own minister of defense, supplies, foreign affairs, and even his own “chef de protocole.”38 While some citizens hated them, the majority both loved and feared them. Hitler and Stalin ruled with terror and the support of the overwhelming majority of their countrymen.39 They were tyrants who established absolute political control through a single political party, a powerful Hitler, Stalin, and Authoritarianism: A Comparative Analysis 109 and menacing secret police,40 control over the mass media and the armed forces, as well as government regulation of the economy.41 The testimony of a member of the National Socialist Party indicates the degree to which many citizens were mesmerized: “My belief is that …Hitler was given by fate to the German nation as our savior, bringing light into darkness.”42 Beginning in 1932, Hitler held Germany under his spell. Thomas Aich stated that Hitler’s voice “speaks [to] the collective, [and] the irrational of the mass soul.”43 To many Germans, Hitler stood above politics and “could do no wrong.”44 Hitler himself claimed to represent the German will, stating that he only followed “the natural inner will of the people.” After the failure at the Battle of Stalingrad, Hitler’s charisma was subject to serious doubt. Therefore, the regime shifted gears by hiding him from the public and increasing domestic campaigns of terror against any criticism.45 As is common with tyrants, Stalin promoted a belief accepted by many that he had powers and virtues that were effectually superhuman.46 He not only considered himself uniquely talented, but had a deep need for others to acknowledge this. His fellow revolutionary Nickolai Bukharin observed “an implacable jealousy of anyone who knows more or does things better than he.”47 In the 1920s, Stalin spoke of his fallen comrades who opposed parts of his plan with a seeming “glee,” and a decade later he actively exterminated his opposition.48 According to revelations from Nikita Khrushchev, 1,108 of the 1,966 delegates to the 1934 Communist Party Congress were imprisoned or executed.49 Both Hitler and Stalin turned their respective countries into formidable world powers that threatened world order in the last five years of their rule (Hitler from 1940 to 1945; Stalin from 1944 to 1953).50 In fact, Hitler recognized the Soviet Union as Germany’s greatest threat, because it shared a similar missionary zeal. His secretary recalled him saying, “Only Russia is dangerous, because Russia fights with the same fanaticism as we do for its worldview.”51 Hitler and Stalin were each denounced by their successors (Konrad Adenauer and Nikita Khrushchev). Khrushchev said, “Stalin used all methods conceivable for his own self-glorification.”52 Adenauer said Hitler and his co-conspirators were, “…responsible for this unspeakable suffering, this indescribable misery, are those accursed men who came to power in the fatal year 1933. It was they who dishonored the German name throughout the world.”53 In essence, both Hitler and Stalin were outsiders, which may have contributed greatly to their insecurities, in turn influencing their authoritarian personalities. Hitler was a native of Austria and saw little of Germany until 110 Mir Zohair Husain & Scott Liebertz he moved there at twenty-four. The Munich Putsch was an attempted coup d’état in 1923 led by the Nazi Party leader Adolf Hitler—along with Generalquartiermeister Erich Ludendorff and other Kampfbund leaders—to seize power in Munich, Bavaria. After the failure of the putsch, German officials attempted to deport him, and shortly afterward, Hitler renounced his Austrian citizenship. Still, he did not become a German national until he ran for president in 1932. This may have influenced his view that, at some level, the purpose of life is to struggle, stating, “people of this world have to struggle for their existence. If a people no longer does so, then history takes no further notice of it.” To Hitler, history only rewards one people at the expense of the other.54 Stalin’s position as an outsider was evident in the tension between his adopted Russian identity and his Georgian past. He never quite rid himself of his Georgian accent, which was a constant reminder of his otherness, for which he was insecure.55Stalin’s spitefulness toward his son, Yakov, was likely a reflection of his own self-hatred connected to his Georgian identity of which his son reminded him.56As part of his incessant effort to forge a Russian identity, Stalin became what George Kennan called a “consummate actor.” When he played a role in public, it was as though he also convinced himself of its truthfulness.57 For both Hitler and Stalin, their outsider status was a source of insecurity, which led to a ruthlessness in how they treated other outsiders, an authoritarian trait observed by both Adorno and Altemeyer. Differences Hitler was a Fascist, while Stalin was a Communist. Hitler can be described as a Reactionary, while Stalin was more of a Revolutionary. Nevertheless, Hitler and the Nazi Party did preach the revolutionary message of ending socioeconomic status differences, which had kept Germany politically divided in the 1920s and early 1930s.58 Hitler was a charismatic, spell-binding orator,59 while Stalin was monotonous and lackluster. Hitler believed in the power of oratory, writing in Mein Kampf, “the broad masses of the people can only be moved by the power of speech…by the firebrand of the word hurled among the masses.”60 In addition, Hitler was charming on an individual level. His generals agreed to his strategy after receiving Hitler’s personal attention.61 Stalin, unlike Hitler, Churchill, and Roosevelt, did not use public speaking to gain any propagandistic advantage, giving only nine significant speeches during WWII.62 Though not religious himself, Hitler exploited Christianity, by appealing to Christian suspicions and resentments toward Jews. Hitler disdained Hitler, Stalin, and Authoritarianism: A Comparative Analysis 111 Christian teachings, referring to them as “the cultivation of human failure,” but nevertheless respected the institutional power and endurance of organized religion.63 Stalin was a committed atheist who made a concerted effort to modernize and secularize the Soviet Union and sought to diminish the power of the Russian Orthodox Church. Though he spent time training to be a priest, he mocked religion after leaving the seminary. His assault on the peasantry was largely motivated by his resentment for, what he considered to be, their puerile religious beliefs, though he moderated his persecution of the Russian Orthodox Church when it became pragmatic during the Nazi invasion.64 Hitler was an elitist who rejected the idea that people were created equal. He believed that Caucasians were superior to other races and, more specifically, identified the Aryan race as the ideal. His racial theory became the basis of law and administration.65 As an extension of this, his all-encompassing hatred for the Jews ultimately resulted in implementing the “Final Solution” aimed at genocidal elimination of European Jews.66 Nazi social scientists even had the category “amphibians” for Germans of uncertain ethnic background.67 Stalin, however, believed all people were created equal and only socialism, and eventually communism, could allow them to live in a just, classless society. Therefore, he discouraged elitism and racism. Stalin viewed the Soviet Union’s victory over Germany as the ultimate proof that communism was superior to fascism.68 Whereas Hitler and Nazism were ultra-nationalistic a ­ nd resistant to assimilation, the Communist goal was international in scope (at least theoretically).69 Economically, Hitler aided private landlords and capitalists through tax breaks and subsidies, winning him their support. He promoted a corporatist system, in which the government works in close cooperation with important economic actors, like wealthy capitalists, labor leaders, and other owners of significant resources. He fiercely opposed Marxism, Leninism, and Stalinism, which he considered evil and dangerous. Stalin felt similarly, lumping Nazism with capitalism as systems he despised. Stalin viewed capitalists and landlords (the kulaks) as enemies of the proletariat and the state. Like Lenin, Stalin implemented a command economy, in which the state owns and controls the “commanding heights” of the economy, including major natural resources and industrial output. He believed that through technical innovation and central direction, agricultural and industrial production would be maximized, creating prosperity for all.70 Stalin, nevertheless, broke from Leninist ideology in his pursuit of economic reform by decree and using fear to make immediate policy shifts instead of using the more gradual tool of persuasion.71 112 Mir Zohair Husain & Scott Liebertz During World War II, Hitler’s Germany allied with Japan to oppose Britain, France, and eventually the United States. Stalin joined the “Grand Alliance” with the US and Western Europe to fight Hitler and Nazism. Upon their victory, Stalin, along with Churchill and Roosevelt, wrote the terms for the war’s end and made the blueprint for post-bellum Europe. Though he would soon be the enemy of both the U.S. and U.K., Stalin had a great affinity for Franklin Roosevelt and once toasted Churchill as “a man who is born once in a hundred years.”72 Hitler committed suicide in defeat, and there was no memorial service to honor him. Nor has there been a monument in Germany to celebrate his legacy, and the Nazi Party, flag, and symbols are all banned. Stalin on the other hand was laid to rest next to Lenin’s Tomb in Red Square and 100,000 people attended his memorial. Although images of Stalin went underground for several decades, his reputation was resurrected by 1995 when tens of thousands of people celebrated the 50th anniversary of World War II’s end by holding up posters and shouting slogans in honor of him.73 Hitler’s Legacy In his first nine years as the Fuhrer, Hitler led Germany from the defeat, destruction, and humiliation of World War I to become one of the world’s most powerful countries. During that time, he developed, promoted, and popularized Nazism, a German variant of fascism. Nevertheless, he was ultimately responsible for the ideology’s decline through his pursuit of state terrorism, a disastrous war, and the Holocaust. The latter was the twentieth century’s worst genocide, resulting in the murder of at least 12 million (5-6 million Jews and 6-7 million socialists, communists, gypsies, homosexuals, handicapped persons, and political opponents).74 As a result of this and his imperial pursuits, Hitler was directly or indirectly responsible for over 50 million deaths and many more millions of wounded, homeless, and unemployed people throughout Europe.75 The Holocaust accelerated the 1948 creation of Israel, bolstered by the notion that Jews needed a sovereign nation-state to act as a safe haven and bulwark against regional and global anti-Semitism.76 Part of Hitler’s legacy is therefore the Arab-Israel conflict, which continues to this day, along with anti-Americanism and international terrorism that it contributes to. Indirectly, Hitler’s actions led to the creation of the United Nations as an improvement upon the League of Nations as a means to enforce collective security, promote human rights, end colonialism, and expand socioeconomic development. Hitler, Stalin, and Authoritarianism: A Comparative Analysis 113 Stalin’s Legacy Stalin maintained absolute political control for nearly three decades and, during that time, turned the Soviet Union into a superpower. In part, this was accomplished by economically transforming an agrarian society into an industrial, urban, and modern Communist state. In doing so, he destroyed the kulaks, who had produced nearly half of the Soviet Union’s food. He did this through a massive program of collectivization, which set crop yields back for nearly a decade, causing malnutrition and starvation. During World War II, Stalin led the Soviet Union to victory over Hitler’s Nazi Germany.77 Still, the post-war Soviet Union was weak, compared to the U.S., as its weapons production and Gross Domestic Product were merely one-third of America’s size.78 As part of the ensuing competition with the U.S., Stalin insisted on developing and testing atomic weapons (achieved four years after the U.S.) and then building a huge and expensive conventional and nuclear weapons arsenal. Economically, Stalin boosted agricultural and industrial output by implementing “five-year plans,” which were emulated by many developing countries after they gained their independence from Western colonial rule. In fact, Stalin and his successors helped many Asian and African states achieve their independence as a way of spreading the Soviet Union communist ideology.79 Through his absolute and brutal authoritarian rule, which included periodic purges and the relegation of political enemies to the prison system known as the gulags, Stalin contributed to the deaths of over 20 million people.80 By the time of his death, those banished to the gulags increased to a peak of 2.5 million people.81 During the compulsory collectivization of the first Five Year Plan alone, approximately five to six million people died. This was surpassed by the deadly famine that struck Ukraine in the 1930s.82 Like Hitler, Stalin left a horrific legacy of de-humanization. He ordered despicable experiments involving torture.83 The premeditation of Stalin’s violence is now much better understood, causing many analysts to conclude that the crimes of the Soviet Union may be as terrifying as Hitler’s Holocaust.84 Historian Timothy Snyder noted that “the Nazi and Soviet regimes turned people into numbers,”85 and given the enormity of suffering, humanity lacks the capacity to represent and comprehend it.86 Conclusion Over the course of the two parts of this essay, we have attempted to describe the lives and legacies of Stalin and Hitler through the lenses of several different theories of authoritarianism and the authoritarian personality. 114 Mir Zohair Husain & Scott Liebertz Both Hitler and Stalin were essentially outsiders to the countries and cultures that they ruled. In various ways, this eventually led to extraordinary authoritarian aggression at the expense of the weak, unpopular, non-conformists, those others who were different and easily scapegoated. Hitler and Stalin suffered deep insecurities as a result of their own “otherness,” which could account for the brutality they visited upon other outsiders, an aspect of authoritarianism noted by both Adorno and Altemeyer. Hitler and Stalin were both consumed with a desire for power. Both tyrants showed no mercy for the vulnerable, even while Stalin, for example, claimed to be leading a proletarian revolution, geared toward creating an egalitarian society. From their early lives, Hitler and Stalin developed authoritarian tendencies, which were dramatically intensified once they were confronted with the tremendous social upheaval that marked World War I and its aftermath. To varying degrees, both Hitler and Stalin exhibited the authoritarian trait of projectivity, or the inclination to conjure secret, conspiratorial and ubiquitous machinations threatening their socalled noble intentions at all times. A tendency to shun ambiguity led these autocrats to assert control and promote unreasonable fear and anxiety among their followers. The nature and causes of the authoritarian personality are sources of ongoing debate and investigation. Scholars continue to theorize more systematically and develop ever more reliable and valid measures of the concept. Still, there is much to admire and learn from the early theories of authoritarianism, and so we have attempted to incorporate the many significant iterations of this area of research. Though we provide several ideas for how the lives of Hitler and Stalin can be interpreted with the aid of these concepts, we hope that additional, narrower, and more refined work will be conducted, elaborating in greater detail how particular aspects of their lives can be explained by specific theories of authoritarianism. It is also our hope that in better understanding two of the most infamous authoritarian personalities of modern times, societies will develop better intellectual defenses against future authoritarians who seek to exploit fear and weakness for dubious, even despicable, ends. Hitler, Stalin, and Authoritarianism: A Comparative Analysis 115 Adolf Hitler & Joseph Stalin: A Comparative Overview, Part II Adolf Hitler (1889-1945) Joseph Stalin (1879-1953) Early Career • Vendor who sold postcards and his own drawings/ paintings on the streets of Vienna, Austria (1907-1914). • Volunteered for service in the Imperial German Army by September 1914 and served as a “message runner” in World War I (1914-1918), rising to the rank of corporal; was temporarily blinded in a gas attack at the front, and spent several months recovering in hospital. • I n August 1898, he joined the Russian Social Democratic Party, a Marxist party. In December 1903, he joined Vladimir Lenin’s Bolshevik party. •F or over a decade, he was an effective organizer in the Caucasus, where he incited strikes among petroleum and factory workers, spread Marxist-Leninist propaganda, raised money through bank robberies, and engaged in extortion. Rise to Power • After Germany’s defeat in World War I, the Treaty of Versailles (1919) resulted in Germany’s humiliation, hyper-inflation, unemployment, and absolute poverty. Germans yearned for a political messiah. • Temporarily employed by the German Army as a spy who watched various radical groups in the Munich area; Hitler eventually took over a minor right wing party. His powerful oratory, charisma, and Iron Cross for Valor in World War I helped him become leader of the rightwing National Socialist German Workers’ Party (the original German words make the acronym NAZI) in 1921. • Hitler led his Nazi Party to victory in the democratic election of 1932 and became Chancellor (Prime Minister) of Germany on January 30, 1933. Hitler became head of state in 1934 after President Paul von Hindenburg’s death. •B ecause Stalin was an intelligent, diligent, effective, and loyal Georgian Bolshevik Communist Party member, Vladimir Lenin (General Secretary of the Communist Party of the Soviet Union and supreme leader of Russia) promoted him to Commissar of Nationalities (1919). • S talin used his influential bureaucratic position to appoint loyal Communist Party activists to key leader­ ship positions in the Congress of Soviets, an assembly of representatives of local councils all over Russia (the Soviet Union from 1922.) •A fter Lenin’s death in 1924, Stalin was part of a collective leadership in the Soviet politburo; however by 1929, he had out-maneuvered his major adversaries (including Leon Trotsky, who he sent into exile) and assumed absolute power in Russia. (table continues on next page) 116 Mir Zohair Husain & Scott Liebertz (table, continued) Adolf Hitler (1889-1945) Joseph Stalin (1879-1953) Writings Mein Kampf (My Struggle) • The National Question • Social Democracy Death Committed suicide in his bunker in 1945, at age 56. Died of a brain hemorrhage in the Kremlin on March 5, 1953, at age 73. Ideological Outlook Fascism, known in Germany as Nazism. Initially adopted Marxism, then Marxism-Leninism, and finally created what came to be known as Stalinism. Economic Policies • Corporatism and rearmament. • Built the autobahn network of highways. Made Germany a great power by 1942. • Germany lay in ruins at the end of World War II, and the country was divided into West Germany (capitalist, democratic, and an integral part of Western Europe and the American sphere of influence) and East Germany (communist, totalitarian, based on a command economy, and part of the Soviet sphere of influence). • Ended Lenin’s New Economic Policy (that allowed for some free enterprise, especially for farmers) • Initiated five-year plans, with a tightly controlled command economy in which the central government decided economic policies and programs for the entire country. Commonalities Both •w ere born in small towns, far from their capitals and centers of power. •w ere unhappy with their physical appearance. •w ere not born into the dominant ethnic group in their respective countries (Hitler was Austrian and Stalin was Georgian). •h ad troubled childhoods. •w ere anti-social loners. •h ad a religious upbringing and served as choir boys in their churches. • loved the Humanities—Hitler was an artist and painter, who loved classical music; Stalin wrote poetry. •w ere very intelligent, shrewd, and opportunistic schemers. •w ere estranged from their abusive fathers. Hitler, Stalin, and Authoritarianism: A Comparative Analysis 117 (table, continued) Adolf Hitler (1889-1945) Commonalities Joseph Stalin (1879-1953) Both •w ere born in small towns, far from their capitals and centers of power. •w ere unhappy with their physical appearance. •w ere not born into the dominant ethnic group in their respective countries (Hitler was Austrian and Stalin was Georgian). •h ad troubled childhoods. •w ere anti-social loners. •h ad a religious upbringing and served as choir boys in their churches. • loved the Humanities—Hitler was an artist and painter, who loved classical music; Stalin wrote poetry. •w ere very intelligent, shrewd, and opportunistic schemers. •w ere estranged from their abusive fathers. •d rifted from job to job in their youth. •h ad problematic relationships with women. • s pent time in prison for their efforts to overthrow their respective governments. •w ere secretive, Machiavellian, vindictive, and domineering. • s uffered from inferiority complexes and were paranoid schizophrenics, who strove for absolute power to completely control their environments. •w ere anti-Semitic. •w ere effective agitators and domineering administrators. •w ere overly ambitious workaholics who wanted to control their respective political parties, countries, Europe, and ultimately the world. • c ame to power in their respective countries because they were prominent leaders in political parties (Hitler in the Nazi Party; Stalin in the Bolshevik Party) •w ere ultra-nationalists and emphasized patriotism and nationalism. • s pent large sums of money on their armed forces, intelligence services, and police. •h eld several military parades every year to impress the citizenry and deter aggressors. • r ewarded loyal and exemplary civil servants and members of the armed forces with non-material rewards (medals, honors, certificates, and laudatory coverage in the mass media) • perfected the arts of propaganda and regimentation of society. • became egotistical and narcissistic megalomaniacs after a few years of absolute power and created a cult of personality, validating British historian Lord Acton’s famous dictum: “Power seems to corrupt and absolute power corrupts absolutely.”. (table continues on next page) 118 Mir Zohair Husain & Scott Liebertz (table, continued) Adolf Hitler (1889-1945) Joseph Stalin (1879-1953) Commonalities Both •w ere loved and feared by a majority of their countrymen, but despised by those who suffered under their oppressive rule. •w ere revolutionary political figures who radically transformed their respective countries. •w ere tyrants who established totalitarian states who activated the mass mobilization of their societies by controlling the minds and actions of their citizenry through an official and all-encompassing ideology; a single, disciplined political party; an extensive and feared secret police; complete mass media control; party control of the armed forces; and government regulation of the national economy. •m ade their countries into great powers. Though Hitler’s crumbled and was divided in 1945, Stalin’s country became a superpower. • t hreatened world order in the last five years of their rule (Hitler from 1940 to 1945; Stalin from 1948 to 1953). •h ad successors that denounced them (Konrad Adenauer in Germany and Nikita Khrushchev in Russia) •w ere evil political leaders that are reviled in much of the world because of their state terrorism and mass murder. Differences • Right wing fascist • Reactionary • Vegetarian and teetotaler, who did not smoke cigarettes or cigars. • Received the Iron Cross for his meritorious service during World War I. • Charismatic • Spellbinding orator • Exploited the dominant religion of Germany (Christianity) to win over Christian voters and enhanced the regime’s power; referred to Jews as “Christ killers.” • Did not believe that people were created equal; whites were superior to other races. • Promoted elitism and racism (ethnic support of one group, whites, over all others). •L eft wing communist •R evolutionary •W as not a vegetarian, he chain-smoked, and regularly imbibed alcohol. •N ever fought for Russia in World War I, but rose rapidly through the ranks in Lenin’s Bolshevik Party. •N ot charismatic •W as a dull, monotonous, and lackluster public speaker •W as an atheist; promoted secularism and tried to make the Soviet Union a secular state. •B elieved that people are created equal; only through socialism and then communism can the government create a classless and just society. Hitler, Stalin, and Authoritarianism: A Comparative Analysis 119 (table, continued) Adolf Hitler (1889-1945) Joseph Stalin (1879-1953) Differences • Private landlords and capitalists were given tax breaks and subsidized by the regime, and they supported the regime in return. • Emphasized “corporatism” in Germany, in which the government worked closely with wealthy capitalists, labor leaders, and other large organizations that control significant resources. • Considered MarxismLeninism and Stalinism evil and dangerous. • Fought against Britain, France, and the U.S. in World War II. • Was allied with Japan in World War II. • No memorial service was held when he died. • There is no monument to honor him. • The Nazi Party, flag, and swastika are banned in Germany. • Failed in his goal to make Germany a superpower and establish a 1,000-year-long Third Reich. • Discouraged elitism and racism. • Private landlords (kulaks) and capitalists were condemned as enemies of the proletariat and the state. • Emphasized the “command economy,” in which the government owned and controlled the entire economy. • Considered capitalism, fascism, and Nazism evil and dangerous. • Over 100,000 attended his memorial service when he died, and he was laid to rest next to Lenin’s tomb in Red Square (Moscow). • Stalin was allied with Britain, France, and the U.S. in a “Grand Alliance” against Hitler and Nazism. • Was Japan’s enemy in World War II. • Several monuments to him remained for a long time; the Communist Party, Communist Party flag, and the hammer and sickle on it endure; however, the Communist Party is one of several parties in the Russian Federation. • Succeeded in his goal to make the Soviet Union a superpower; however, the system he established lasted for only another 39 years before it broke up into 15 different republics (with Russia being one of them) Quotes • “Those who do not want to live, let them fight; and those who do not want to fight in this world of eternal struggle, do not deserve to live.” • “I can fight only for something that I love, love only what I respect, and respect only what I at least know.” • “ One death is a tragedy, a million deaths is a statistic.” • “Death solves all problems; no man, no problem.” (table continues on next page) 120 Mir Zohair Husain & Scott Liebertz (table, continued) Adolf Hitler (1889-1945) Legacy • During his first nine years in power, he raised Germany from its defeat, destruction, and humiliation in World War I to one of the most powerful countries in the world • Primarily responsible for initiating World War II. • His aggressive policies led to the destruction and division of Germany into East Germany and West Germany • Responsible for developing, promoting, and popularizing the German variant of the ideology of fascism, namely Nazism • He was also ultimately responsible for discrediting the ideology of fascism and Nazism when he engaged in state terrorism, the Holocaust, and imperialism. He was responsible for Germany’s sense of shame and guilt in the aftermath of WWII. • He was responsible for one of the worst holocausts of the 20th century, in which at least 12 million “undesirables” perished (6 million Jews and another 6 million socialists, communists, gypsies, homosexuals, disabled people, and political opponents) • As a result of World War II, the League of Nations became a powerless international organization, and a new and greatly improved United Nations was established to enforce Joseph Stalin (1879-1953) • During his 27 years as Supreme Leader, he made the Soviet Union a respected and feared superpower. • Rapidly transformed his backward agrarian country into an industrialized, urbanized, communized, and modernized society. • Destroyed the kulaks (private farmers, who produced nearly half of the USSR’s food) and collectivized Soviet farms (large governmentowned communes or collectives), which set the Soviet Union back in the area of crop yields for more than a decade. • He led the Soviet Union to victory against Nazi Germany in World War II. • He saw to it that his country developed and exploded the atom bomb only four years after the U.S., making the USSR a superpower. • Introduced five year plans that were emulated by many developing countries after they gained independence from European colonial rule. • He aided and abetted national liberation movements in Asia and Africa as well as greatly accelerated the plans of Lenin and Trotsky in promoting communist ideology and revolution worldwide. • By the late 1940s, he had brought most of Eastern Europe into the Soviet sphere of influence. Hitler, Stalin, and Authoritarianism: A Comparative Analysis 121 (table, continued) Adolf Hitler (1889-1945) Legacy • collective security, promote human rights, and expand socioeconomic development, and end colonialism. • As a result of World War II, the U.S. and USSR emerged as superpowers and engaged in the Cold War that lasted for 42 years (1947-1989) with numerous casualties and the waste of precious resources. • Due to World War II, he was responsible for the deaths of over 60 million people; and many more were wounded, made homeless, and unemployed throughout Europe. • As a result of WWII, Europe, the Soviet Union, and Japan lay in ruins. • The Jewish Holocaust in Europe accelerated Israel’s creation (1948). • Israel’s establishment, in turn, resulted in the ArabIsraeli conflict, increased international terrorism, led to oil price increases, and anti-Americanism (because of America’s alliance with the Jewish State). Joseph Stalin (1879-1953) • He intensified the Cold War with the U.S.-led Western capitalist world. • His totalitarian rule, purges, and gulags (extensive prison system) resulted in the death of millions (some scholars say as many as 20 million). 122 Mir Zohair Husain & Scott Liebertz Dr. Mir Zohair Husain is Professor of Political Science at the University of South Alabama (USA). He obtained his PhD. in International Relations from the University of Pennsylvania. During his thirty-three years at USA, Dr. Husain has taught courses in International Relations and Comparative Politics. He has published two editions of Global Islamic Politics with Pearson Longman and a book titled Global Studies: Islam and the Muslim World with McGraw-Hill. He has published twenty-six articles in peer-reviewed journals and anthologies and presented over fifty-nine research papers at academic conferences. In 2009, he received the Fulbright Award and taught at Cairo University. That same year, he received the Excellence in Teaching Award from USA’s National Alumni Association. In 2013, he was recognized as one of the “Fifty Outstanding Faculty Members” in USA’s fifty year history. In 2015, he earned the College’s Teaching Excellence Award and, in 2017, he was voted International Studies Professor of the Year. Dr. Scott Liebertz is an Assistant Professor in the Department of Political Science and Criminal Justice at the University of South Alabama and received his Ph.D. from Florida State University in 2015 with concentrations in Public Policy and Comparative Politics. He teaches courses in Comparative Politics and Research Methods, and his primary research interests are in public policy and administration, comparative criminal justice, political elites and democratization, and Latin American politics. He has published original research in peer-reviewed journals such as the Journal of Policy Analysis and Management and Justice Quarterly. 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Sarah Davies and James Harris (New York: Cambridge University Press, 2005), 45. 8. Max Mark, Modern Ideologies, (New York: St. Martin’s Press, 2973), 136. 9. Overy, The Dictators: Hitler’s Germany, Stalin’s Russia, 65. 10. Gellately, Lenin, Stalin, and Hitler: The Age of Catastrophe, 121. 124 11. 12. 13. 14. 15. 16. 17. 18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34. 35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. Mir Zohair Husain & Scott Liebertz Overy, The Dictators: Hitler’s Germany, Stalin’s Russia, 550. Kershaw, Hitler: 1936-1945 Nemesis, 840. Folkertsma, Ideology and Leadership, 127. Gellately, Lenin, Stalin, and Hitler: The Age of Catastrophe, 161. https://www.britannica.com/topic/kulak Adorno et al., The Authoritarian Personality Overy, The Dictators: Hitler’s Germany, Stalin’s Russia, xxxiii. Folkertsma, Ideology and Leadership, 132. Medvedev and Medvedev, The Unknown Stalin: His Life, Death, and Legacy, 15-16. Ibid., 15-16. Isaak, Individuals and World Politics, 150-151 Binion, Hitler Among the Germans, 35. Vladimir Tismaneanu, The Devil in History: Communism, Fascism, and Some Lessons of the Twentieth Century (Berkeley, CA: University of California Press, 2012), 41. Gellately, Lenin, Stalin, and Hitler: The Age of Catastrophe, 14. Ibid., 157 Ibid., 531. Ibid., 593. Tismaneanu, The Devil in History: Communism, Fascism, and Some Lessons of the Twentieth Century, 21. Werner Maser, Leyenda, Mito, and Realidad (Barcelona: Editorial Acervo, 1974), 182. Overy, The Dictators: Hitler’s Germany, Stalin’s Russia, 75. Toland, Adolph Hitler, 295. Ibid., 109. Robert C. Tucker, Stalin in Power 1928-1941 (1990), 146-7. Ibid., 149-151. Ibid., 156. Ibid., 160. Ibid., 57. Ibid., 108. Overy, The Dictators: Hitler’s Germany, Stalin’s Russia, xxxiv-xxxv. Mark, Modern Ideologies, 144. Robert C. Tucker, Political Culture and Leadership in Soviet Russia: From Lenin to Gorbachev (New York: W.W. Norton & Company, 1987), 74. Ann Ruth Willner, The Spellbinders (New Haven: Yale University Press, 1984), 20. Binion, Hitler Among the Germans, 118. Evans, The Third Reich in Power, 217. Laurence Rees, Hitler’s Charisma: Leading Millions into the Abyss (New York: Pantheon Books, 2012), 272. T.H. Rigby, Great Lives Observed: Stalin (Englewood Cliffs, NJ: Prentice-Hall, 1966), 109 Tucker, Stalin as Revolutionary, 1879-1929, 423. Ibid., 41. Isaac Deutscher, Stalin: A Political Biography, (Oxford: Oxford University Press, 1966), 637. Hitler, Stalin, and Authoritarianism: A Comparative Analysis 125 50. Mark, Modern Ideologies. 51. Tismaneanu, The Devil in History: Communism, Fascism, and Some Lessons of the Twentieth Century, 5. 52. Deutscher, Stalin: A Political Biography, 636. 53. John Simkin, “Konrad Adenauer: Primary Sources,” Spartacus Educational (2004). 54. Binion, Hitler Among the Germans, 72, 90. 55. Tucker, Stalin as Revolutionary, 1879-1929,430. 56. Ibid., 434. 57. Ibid., 436. 58. George H. 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Tomer Kleinmen, “Did the Holocaust Play a Role in the Establishment of the State of Israel?” UCSB Oral History Project (2002). 77. Pauley, Hitler, Stalin, and Mussolini, 267. 78. Volta, Comprender El Estalinismo, 226. 79. “Stalin’s Legacy” The Telegraph. March 5, 2003. Retrieved May 29, 2017. http:// www.telegraph.co.uk/comment/telegraph-view/3588394/Stalins-legacy.html 80. “Joseph Stalin,” History.com, 2009. 81. Gellately, Lenin, Stalin, and Hitler: The Age of Catastrophe, 520. 82. Folkertsma, Ideology and Leadership. 83. Tismaneanu, The Devil in History: Communism, Fascism, and Some Lessons of the Twentieth Century, 2. 84. Overy, The Dictators: Hitler’s Germany, Stalin’s Russia, xxxii. 85. Tismaneanu, The Devil in History: Communism, Fascism, and Some Lessons of the Twentieth Century, 2 86. Ibid., 5. 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