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Propagation properties of foreshock cavitons: Cluster observations

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Propagation properties of foreshock cavitons: Cluster observations
Wang Mengmeng, Yao Shutao, 史 全岐, zhang hui, Tian Anmin, Degeling Alexander, Zhang Shuai, Guo Ruilong, Sun Weijie, Liu Ji, Bai Shichen, Shen
Xiaochen, Zhu Xiaoqiong, Fu Suiyan and Pu Zuyin
Citation: SCIENCE CHINA Technological Sciences ; doi: 10.1007/s11431-018-9450-3
View online: http://engine.scichina.com/doi/10.1007/s11431-018-9450-3
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SCIENCE CHINA Technological Sciences
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Propagation properties of foreshock cavitons: Cluster
observations
Journal: Science China Technological Sciences
Manuscript ID SCTS-2018-0487.R3
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Manuscript Type: Original Article
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Date Submitted by the
23-Nov-2018
Author:
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Complete List of Authors: Wang, Mengmeng; Shandong University; Chinese Academy of Sciences,
National Space Science Center
Yao, Shutao; Shandong University at Weihai
史, 全岐; Shandong University, School of Space Science and Physics
zhang, hui; Geophysical Institute, University of Alaska Fairbanks
Tian, Anmin; School of Space Science and Physics, Shandong University
at Weihai
Degeling, Alexander
Zhang, Shuai; Shandong University at Weihai
Guo, Ruilong; Chinese Academy of Sciences, Institute of Geology and
Geophysics
Sun, Weijie; University of Michigan, Department of Climate and Space
Sciences and Engineering
Liu, Ji; Chinese Academy of Sciences
Bai, Shichen; Shandong University at Weihai
Shen, Xiaochen
Zhu, Xiaoqiong
Fu, Suiyan; Peking University, School of Earth and Space Science
Pu, Zuyin; Peking University, School of Earth and Space Science
foreshock transient phenomena, cavitons, nonlinear evolution of ULF
Keywords: waves, propagation and evolution properties of structures, multipoint
spacecraft methods
Speciality: Space Sciences
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SCIENCE CHINA Technological Sciences
Propagation properties of foreshock cavitons: Cluster
2
observations
3
WANG MengMeng1,2, YAO ShuTao1, SHI QuanQi1*, ZHANG Hui3, TIAN AnMin1,
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DEGELING Alexander William1, ZHANG Shuai1, GUO RuiLong4, SUN WeiJie5,
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LIU Ji2, BAI ShiChen1, SHEN XiaoChen1, ZHU XiaoQiong1, FU SuiYan6, PU
6
ZuYin6
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1School
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2National
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3Geophysical
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4Institute
5Department
Space Science Center, Chinese Academy of Sciences, Beijing, 100190, China
Institute, University of Alaska Fairbanks, Fairbanks, Alaska, 99775, USA
of Geology and Geophysics, Chinese Academy of Sciences, Beijing, 100029, China
of Space Physics and Applied Technology, Peking University, Beijing, 100871, China
*Corresponding author (email: sqq@sdu.edu.cn)
Abstract
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of Space Science and Physics, Shandong University, Weihai, 264209, China
of Climate and Space Sciences and Engineering, University of Michigan, Ann Arbor, 48113, USA
6Institute
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Foreshock cavitons are transient phenomena observed in the terrestrial foreshock region.
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They are characterized by a simultaneous depression of magnetic field magnitude and plasma
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density, which are bounded with enhancements of these two parameters and surrounded by
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ultra low frequency (ULF) waves. Previous studies focused on the interplanetary magnetic
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field (IMF) conditions, solar wind (SW) conditions, and the growth of the foreshock waves
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related to the generation of foreshock cavitons. Previously, a multipoint spacecraft analysis
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method using Cluster data was applied to analyze only two foreshock cavitons, and this
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method did not consider uncertainties. In this study, multipoint spacecraft analysis methods,
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including the timing method, the Minimum Directional Difference (MDD) method, and the
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Spatiotemporal Difference (STD) method are applied to determine the velocity in both
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spacecraft and solar wind frames. The propagation properties show good agreement with
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previous results from simulations and observations that most cavitons move sunward in the
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solar wind frame, with the velocities larger than the Alfvén speed. The propagation properties
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of foreshock cavitons support the formation mechanism of cavitons in previous simulations,
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which suggested that cavitons are formed due to the nonlinear evolution of compressive ULF
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waves. We find that there is clear decreasing trend between the size of cavitons and their
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velocity in the solar wind frame. In addition, the timing method considering errors has been
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applied to study the evolution properties by comparing the velocities with errors of the
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leading and trailing edges, and we identify three stable cavitons and one contracting caviton,
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which has not been studied before. Most cavitons should remain stable when they travel
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toward the Earth’s bow shock. The relationship between the size of foreshock cavitons and
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their distance from the bow shock is also discussed.
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Key words foreshock transient phenomena, cavitons, nonlinear evolution of ULF waves,
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propagation and evolution properties of structures, multipoint spacecraft methods
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1 Introduction
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When the supermagnetosonic magnetized solar wind encounters the Earth’s magnetosphere,
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the bow shock forms. The nature of the bow shock depends on the angle  Bn between the
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interplanetary magnetic field (IMF) and the shock normal [1]. The shock is either
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quasi-parallel
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upstream of the quasi-parallel shock and the “shock foot” of the quasi-perpendicular shock [2]
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[3] [4], is populated with particles backstreaming from the bow shock, ULF waves [5][6]
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[7][8], hot flow anomalies (HFAs) [9], spontaneous hot flow anomalies (SHFAs) [10] [11],
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and foreshock cavities [12] [13]. These transients can modify the solar wind before they
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encounter the bow shock.
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( Bn  45 ) or quasi-perpendicular ( Bn  45 ) . The foreshock, located
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Global hybrid simulations performed by Omidi [14] and Blanco-Cano et al. [15] [16]
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suggested that a new category of transient structure called foreshock caviton exist in the
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foreshock region. Foreshock cavitons are transient phenomena as common as HFAs and
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SHFAs in the foreshock region, which saturate at a width of several RE , with a depressed core
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plasma density and magnetic field strength bounded by a rim of enhanced plasma density and
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magnetic field strength [14] [15] [16]. Cavitons are not associated with IMF discontinuities,
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and there is no plasma heating or flow deflection inside the structures, which is in contrast to
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HFAs. Omidi et al. [14] referred to cavitons as ‘foreshock cavities’ in their simulation of
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formation of foreshock cavitons. However, foreshock cavitons are always embedded in a sea
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of ULF waves, which is in contrast to other isolated cavities with no ULF waves nearby.
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Diffuse ions are found inside and outside foreshock cavitons, while diffuse ions are only
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found inside foreshock cavities. Schwartz et al. [13] suggested foreshock cavities are formed
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by thermal expansion because of the magnetic field in cavities connected to the bow shock,
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which contrasts with notion that the wave interactions generate foreshock cavitons. Hence,
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Blanco-Cano et al. [15] [16] used the term, foreshock cavitons, to describe these new
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structures.
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The interaction of ULF waves in the foreshock contributes to the formation of foreshock
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cavitons. Under the condition of radial IMF, the foreshock region is permeated by parallel
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propagating sinusoidal fluctuations with right- or left-hand circular polarization, and fast,
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linearly polarized, oblique (FLO) waves. The nonlinear evolution of these two types of
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ultra-low frequency (ULF) waves generates foreshock cavitons [14] [15][16]. Global hybrid
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simulations performed by Blanco-Cano et al. [16] showed that foreshock cavitons could exist
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under a wide range of IMF [17] [18] orientations depending on the Mach number. They found
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that major features of foreshock cavitons do not vary with the IMF orientation. Statistical
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studies of foreshock cavitons [20] [21] have shown that foreshock cavitons are observed for a
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wide range of IMF orientation and SW conditions. The time duration of cavitons is 65s and
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the size is 4.6 RE on average. Inside cavitons, the variations of plasma density and magnetic
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field magnitude are highly correlated.
The foreshock-bow shock system is a significant region for the solar wind-magnetosphere
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coupling process. There are a plethora of multi-scale plasma physics processes and
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phenomena in foreshock, making it an important and excellent laboratory to study plasma
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physics. The generation and evolution of foreshock cavitons are an intrinsic process of the
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foreshock-bow shock system and play a considerable role in reformation of the system.
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Hybrid simulations suggest that the interaction between foreshock cavitons and the bow
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shock generate another transient phenomenon, namely, SHFAs [10][11]. Several cavitons
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even generate complicated and large structures if they arrive at the bow shock at the same
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time. They play an important role in the deformation of the bow shock and can lead to ripples
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on the surface of bow shock. Cavitons may lead to disturbances in the magnetosheath and
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surface waves on the magnetopause [10] [11] [22] [23] [24]. Considering the magnetospheric
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response [25], foreshock cavitons are no less important than foreshock transients such as
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HFAs with large dynamic pressure pulses [26] [27]. Given that cavitons exhibit similar
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sudden dynamic pressure decreases, cavitons may generate ULF waves in the magnetosphere
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[28] [29] [30] [31] [32] and drive magnetospheric vortices [33]. Foreshock cavitons may
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evolve into SHFAs, which can make the plasma more inhomogeneous and contribute to the
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formation of magnetosheath jets [34] and magnetosheath filamentary structures (MFS) [35].
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Successive expansion and contraction of the magnetosphere caused by SHFAs are significant,
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which may excite ULF waves in the inner magnetosphere [36] [37] [38] [39] [40] [41].
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As foreshock cavitons form, they are convected by the solar wind towards the bow shock.
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Blanco-Cano et al. [16] found that cavitons propagate sunward in the solar wind frame, as
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weakly compressive waves. In their simulations, the velocity of the example caviton in the
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solar wind frame is 98 km/s, which equals 1.9 VA [16]. Kajdič et al. [19] analyzed two
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foreshock cavitons observed by the multi-spacecraft Cluster mission. The two cavitons
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propagate sunward in the solar wind frame at a speed of 188 km/s and 120 km/s. However,
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only the timing method without calculating errors has been applied to calculate the velocities
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of these two cavitons [19]. Although theories and simulations provide the formation
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conditions and the evolution of foreshock cavitons, no observations of the evolution of
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foreshock cavitons have been reported.
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In this paper, we perform a study of the propagation properties of a series of foreshock
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cavitons using several multipoint spacecraft analysis methods, including the timing method
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[42], the Minimum Directional Derivative (MDD) method [43] and the Spatiotemporal
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Difference (STD) method [44]. Four cavitons with both velocities of leading edge and trailing
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edge considering errors are classified into three stable structures and one contracting structure.
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We also examine the possible relationship between the size of foreshock cavitons and the
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distance from cavitons to the bow shock.
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2 Data and Methods
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2.1 Data and Event Selection
Cluster mission consists of four identical spacecraft (C1, C2, C3, C4). We obtain the
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magnetic field data with 0.2s resolution from the Fluxgate Magnetometer (FGM) [45] [46]
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[47] onboard all four spacecraft, and we obtain the ion data with 4s resolution from the Hot
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Ion Analyzer (HIA) of the Cluster Ion Spectrometer (CIS) [48] on C1. We obtain the solar
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wind and IMF data with 1-min resolution from the OMNI database, which indicate
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parameters near the nose of the Earth’s bow shock.
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All foreshock caviton events analyzed here are taken from [20], which presented 92
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foreshock cavitons selected using C1 data from 2001 to 2006. Firstly, foreshock cavitons
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observed by all four Cluster spacecraft are selected. Then, we select the cavitons with clear
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leading and trailing boundaries and with the similar profiles observed by four spacecraft.
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Following these criteria, twelve foreshock cavitons are selected and their propagation
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properties are investigated. Further criteria, including the shape parameters of the tetrahedral
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spacecraft configuration can improve the precision of the timing analysis, MDD analysis, and
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STD analysis.
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2.2 Timing method
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The timing method has been widely applied to determine the velocity and normal direction
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of shocks, magnetic holes, magnetic peaks, and HFAs [42] [49] [50] [51] [52] [53]. To
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calculate the velocities and normal of the boundaries of foreshock cavitons, we apply a
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similar method by analyzing magnetic field data detected by four Cluster spacecraft [54] [55].
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By solving the following equation,
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r ur r
U (t i  t j )  (ri  rj )gn ,
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the unit normal direction n and velocity magnitude U of the foreshock caviton leading
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and trailing boundaries are obtained. Here, t  ti  t j is the time lag between two spacecraft
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observing the same boundary, and r ij  r i  r j is their corresponding difference in position
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vectors. As Cluster mission consists of four spacecraft, three differences in position vectors,
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r r r
r12 , r13 , r14 and three time lags,
t12  t1  t2 , t13  t1  t3 , t  t1  t4 are determined.
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Furthermore, we estimate the uncertainty of velocity magnitude and normal direction
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according to [54]. An empirical relative error of time lag is  t  0.1t . the relative
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uncertainty of the distance between satellites is 0.01, the time lag uncertainty contributes
(1)
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SCIENCE CHINA Technological Sciences
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more to the error of results and is considered dominant. A pair of satellites can give an
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interval [t   t , t   t ] . The interval is divided into 11 equidistant points. In total 113
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calculations of velocity and normal are given due to three time intervals determined by four
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satellites. The mean velocity and normal are given and the standard deviations estimate the
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uncertainty.
2.3
The MDD method
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The Minimum Directional Derivative (MDD) method is a dimensionality determination
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technique with the help of multipoint measurements described by Shi et al. [43]. The
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eigenvalues and eigenvectors of
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principal directions of the structure (where T denotes the transposition). Three directions
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corresponding to the maximum, intermediate and minimum variations of magnetic field are
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determined straightforwardly by the MDD method, which can help us investigate the time
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variation of a structure’s characteristic direction. It is proved that the MDD method is feasible
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for the determination of the normal direction of 1-D structures including magnetic holes [50]
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[51] [56], and magnetic peaks [52].
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ur
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L  ( B)( B)T indicate the dimensionality and the
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2.4
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The Spatiotemporal Difference (STD) method [44] can be applied to calculate the velocity
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of quasi-stationary structures in any dimensionality using multipoint magnetic field
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measurements. Further, we can resolve time-variations of the velocity from the STD results.
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By estimating the time variation of the magnetic field and the magnetic gradient tensor  B ,
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the velocity of the structure in the spacecraft frame, V str , is obtained from the equation of
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The STD method
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ur
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 B ur
 V str g B  0 .
t
3 Propagation and evolution properties of foreshock cavitons
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3.1
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3.1.1
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Timing method is applied to calculate the velocity of foreshock cavitons in the spacecraft
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and the solar wind frames. Here, the GSE coordinate system is used. We obtain the velocity
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of foreshock cavitons in the solar wind frame from
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Propagation properties
Timing analysis
r r
V  U  v sw gn .
(2)
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Here U is the velocity of caviton in the spacecraft frame obtained from the timing analysis,
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as before. U is along the normal direction, n . The average value of the solar wind velocity
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measured by CIS-HIA over a 10 minute interval including the cavitons is used to eliminate
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fluctuations. In accordance with [48], an uncertainty in the solar wind velocity v sw of 10%
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in magnitude and +/-5° in direction are considered. We carried out four timing calculations
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and considered all four calculations to generate our results, including velocities, normal
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directions and uncertainty estimates, represented as error bars in Figure 4. If the error bar
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crosses zero, the caviton is probably stationary with respect to the solar wind. Examples of
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timing analysis are shown in Figure 1. Figure 1(a-d) show the results for the leading boundary,
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and figure 1(e-h) show the results for the trailing boundary. The mean speed of the leading
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boundary in the spacecraft frame is 98.6 km/s and the uncertainty is 4.1 km/s as shown in
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Figure 1b. The average velocity of leading boundary in the solar wind frame is
r
219.2  32.9km / s along n L  (0.97,0.14,0.17) with uncertainty of 1.8 . Figures
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1e-1h show the detailed velocity of the trailing boundary with VT  212.7  33.7 km / s
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and nT  ( 0.93,0.18,0.33) . Magnetic field data with different resolutions were employed
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to check the reliability of the results. The results agree with those using data with 0.2 s
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cadence. The velocity with error not including zero shows that the caviton is moving in the
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solar wind plasma.
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3.1.2
MDD and STD analysis
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Here, we apply the MDD and STD methods to calculate the dimensionality and velocity
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vector and compare the results with those from the timing method. The analysis results of the
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same case shown in Figure 1 are shown in Figure 2. As the MDD method suggested, the
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relative size of the three eigenvalues indicate the dimensionality information of the structure.
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If 1 ? 2 , 3 , we can regard the structures as quasi-1D, and 1 is the eigenvalue of the
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maximum variant direction of the magnetic field. The maximum variant direction n1
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represents the normal of the boundary of foreshock caviton. The ratio of the average
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and 2 in the limited period indicated by orange shadow is 8.7 for the leading boundary. For
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the trailing boundary, the ratio in the limited period indicated by the blue shadow is 19.6.
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Therefore, we regard this caviton as quasi-1D structure.
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1
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The propagation velocity of the leading boundary in the solar wind frame is -219.3 km/s
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along n L  (0.88, 0.29,0.37) and for trailing boundary, the velocity is -222.0 km/s
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along nT  (0.96, 0.27,0.02) . Here, L denotes the leading boundary and T denotes the
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trailing boundary. These results fall within the velocity error from timing method as shown in
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Figure 4(a).
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3.1.3
Statistical results
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The propagation velocity along the normal of the foreshock cavitons are given by equation
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(2). The velocity vector of the cavitons in the spacecraft frame is equal to U multiplied by n ,
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while the velocity vector of the cavitons in the solar wind frame is equal to V multiplied by
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n . Velocity magnitudes and directions of the twelve foreshock cavitons calculated by timing,
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MDD and STD methods are plotted in GSE-XY and GSE-XZ planes. Velocity vectors in both
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the spacecraft frame and the solar wind frame are plotted in Figure 3. In the spacecraft frame,
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foreshock cavitons are moving towards the Earth. Eleven cavitons are propagating sunwards
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in the solar wind frame, which is consistent with previous observations [19] and the
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predictions of simulations [16]. Another caviton observed on Mar 26, 2005 has a velocity in
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the solar wind frame that is close to zero, for which the error bar crosses zero.
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Sizes of foreshock cavitons are calculated using both the timing velocities and STD
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velocities in the spacecraft frame. As foreshock cavitons propagate in the solar wind frame,
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we estimate the spatial extents of the cavitons by multiplying their speed in the spacecraft
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frame by their durations, rather than multiplying their durations by the solar wind velocity
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[20]. Since foreshock cavitons remain stable when they travel towards the bow shock, the
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velocities of one boundary are used to calculate the extents of cavitons.
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Figure 4 (a) shows a plot of the estimated size in RE of foreshock cavitons against their
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propagation velocity in the solar wind frame. This figure shows the trend that smaller
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foreshock cavitons have significantly higher velocity than larger ones in the solar wind frame.
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Since the normal of one edge of foreshock cavitons is obtained from the timing method and
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MDD & STD method, we calculate the angle between the normal direction and the ambient
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magnetic field vector. This indicates the direction of propagation for a 1-D structure [43] [44].
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The results are shown in Figure 4 (b). The average magnetic field value over a 10 minute
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interval excluding the cavitons is used. We can see that the foreshock cavitons are
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propagating along the parallel or anti-parallel direction. These results are obtained using two
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independent techniques (timing and MDD and STD analysis as described above), with both
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techniques revealing the same trend.
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Evolution of foreshock cavitons
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Here we show a stable caviton structure observed on 16 February 2002 by comparing the
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velocities with errors of the leading edge and the trailing edge. The detailed process is as
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follows. The timing analysis shows that the leading edge travels at a speed of about
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r
219.2  32.9km / s along the direction n L  (0.93,0.14,0.17) in the solar wind, while
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the trailing edge moves at a speed of about 212.7  33.7 km/ s along the direction
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r
n T  (0.93,0.18,0.33) in the solar wind frame. Here, L denotes the leading boundary
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and T denotes the trailing boundary as before. We calculate the difference of velocities
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between the leading boundary and trailing boundary by projecting the trailing boundary
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velocity to the normal of the leading boundary and subtracting the leading boundary velocity
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magnitude:
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 V | VT cos nr L , nr T  VL |
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where  nr L , nr L
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V  9.3km / s   L   T  32.9  33.7  66.6km / s , we conclude that the leading edge
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and the trailing edge of the caviton move at velocities that are indistinguishable given the
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error estimates of the measurements. Consequently, the caviton can be regarded as a stable
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structure as suggested in Xiao et al [53].
(3)
the angle between the normal of the leading edge and trailing edge. As
Only four out of twelve cavitons have usable timing velocities considering errors of both
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the leading boundary and trailing boundary, and we investigate the evolution properties of
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these four cavitons. Three cavitons are stable, and only one shows property of contraction.
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Our results indicate that cavitons remain stable when they are convected toward the bow
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shock.
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4 Summary and Discussions
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By using the timing method, MDD and STD method, we analyze the propagation and
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evolution properties of twelve foreshock cavitons. We find that all cavitons move earthward
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in the spacecraft frame and the normal of the edge of cavitons are nearly parallel or
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anti-parallel to the ambient magnetic field. The velocities of cavitons in the solar wind frame
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are also calculated. Eleven cavitons of all cavitons move sunward in the solar wind frame.
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These results are consistent with previous ones from simulations and observations. We also
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find that the caviton observed on March 26, 2005 has features consistent with those of a
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mature caviton structure.
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and their propagation velocity in the solar wind frame. As for the evolution properties, the
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results suggest that most foreshock cavitons remain stable when they propagate towards the
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bow shock. We find that there is no clear correlation between the size of foreshock cavitons
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and their distance from the bow shock.
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We find a clear decreasing trend between foreshock caviton size
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In the simulation of [16], one caviton moves upstream in the solar wind frame at a speed
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of 1.9 times of the Alfven speed. By Cluster observations, Kajdič et al. [19] found that two
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cavitons move at 188 km/s and 120 km/s towards the sun in the solar wind frame. We have
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also found that foreshock cavitons have a variety of propagation velocities, which is
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consistent with simulation [16]. The nature of ULF waves and the nonlinear evolution of the
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waves contribute to the propagation properties of cavitons. Weakly compressive waves
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propagate upstream in the reference frame of background plasma, which is similar to the
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propagation direction of cavitons. The normal of the edge of cavitons are nearly parallel or
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anti-parallel to the ambient magnetic field, which suggests that parallel propagating weakly
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compressive waves are necessary for the generation of foreshock cavitons. Consequently, the
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propagation properties imply that foreshock cavitons form due to the nonlinear evolution of
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circularly polarized, parallel propagating ULF waves and compressive, linearly polarized,
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oblique ULF waves. We find that in all but one case, foreshock cavitons propagate sunward,
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and their speed can be shown to be larger than the Alfvén speed. Previous results from
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simulations and observations have found sunward propagating foreshock cavitons with speeds
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greater than the Alfvén speed. We appear to have found one counter-example.
For the caviton observed on Mar 26, 2005, the uncertainty in its velocity in the solar wind
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frame is greater than its magnitude – in other words it has an error bar across zero. In this case
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we consider that it is likely that the caviton is stationary with respect to the solar wind,
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however the size of the uncertainty in velocity for this event is significant; on the order of the
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Alfven speed. Compared to other cavitons in our study, this event is observed within a higher
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speed solar wind (larger than 600 km/s) and lower plasma density (less than 3 cm-3)
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environment. This caviton does not show a double peak internal structure [19]. There are few
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small fluctuations or high-frequency waves in the interior, and the profile of magnetic field
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magnitude is similar to that of plasma density. Blanco-Cano et al. finds that the width of
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cavitons should increase slightly during their evolution [16], and that towards the end of their
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evolution, the profiles of magnetic field magnitude and density should become similar.
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Therefore, this caviton appears to be a mature structure with fewer wave features compared to
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the newly generated cavitons, possibly because these fluctuations have dissipated over time in
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this case.
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The correlation between the size of foreshock cavitons and their velocity in the solar wind
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frame shows that the bigger scale the foreshock caviton has, the slower it moves in the solar
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wind flow. There is clear decreasing trend between the size of foreshock cavitons and their
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velocity in the solar wind frame. It is reasonable to expect that, although the structures were
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found to be 1-D based on the scale-size of the Cluster satellite configuration, they may be at
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least 2-D on a larger scale. If we assume that they have roughly the same shape, then size
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measurements we have obtained are a proxy for their scale size. A structure of a given size
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propagating with respect to the solar wind will be subject to an effective drag force that
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increases with the structure’s size (which can be calculated by integrating the total pressure
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forces around the structure). This may make the larger cavitons more easily be slowed down
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in the solar wind plasma frame, explaining our observations.
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We studied the propagation properties of foreshock cavitons, which are similar to the
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propagation properties of solitary waves reported in [50] [59]. Both cavitons and solitary
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waves are fast-mode structures/waves, and they propagate in the background plasma frame.
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However, the size of foreshock cavitons exceeds tens to several hundred ion gyroradii and
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there is no correlation between the propagation velocity in solar wind and the velocity of fast
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magnetosonic waves. Therefore, foreshock cavitons do not correspond to these kinds of
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solitary waves.
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Among the four foreshock cavitons in our study, three cavitons are stable and one is
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Page 11 of 41
contracting, indicating these are mature or near mature structures. The mature foreshock
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cavitons are structures with a high correlation between the decrements in density and
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magnetic field magnitude [20]. Due to the enhancement of the pressure of suprathermal ions,
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the total pressure inside and outside foreshock cavitons is very similar, [16] [19] and the
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cavitons can maintain equilibrium. However, when the cavitons are steepening and evolving,
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their sizes evaluated from the density profile become larger as the structures will expand.
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These cavitons cannot be selected using rigorous criteria [20] and we are still unable to
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diagnose their evolution from generation to maturity using spacecraft data.
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We find that there is no clear correlation between the size of foreshock cavitons and their
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distance from the bow shock, which may be due to the origin of foreshock cavitons and their
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evolution properties. The bow shock model presented in [54] [55] [56] under the
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corresponding IMF and solar wind conditions is used to calculate the distance from the
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cavitons to the bow shock. Hybrid simulations have shown that foreshock cavitons can appear
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in a broad area of the ion foreshock [16] and be carried by the solar wind toward the bow
333
shock. The foreshock region is populated by the weakly compressive waves generated by
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field-aligned ions [63]. Fast, linearly polarized, oblique waves will grow significantly on the
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condition that the backstreaming ions are cold. The density striations in the perpendicular
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direction caused by waves are essential for the formation of foreshock cavitons. The nonlinear
337
interaction of the two kinds of waves generates foreshock cavitons. The process does not need
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a trigger and can be generated self-consistently around the bow shock, which is an intrinsic
339
process in foreshock region. Foreshock cavitons will not disappear on the way to the bow
340
shock. The evolution properties in our study show that cavitons will not expand or contract,
341
instead, caviton width will change only slightly when they are carried toward the bow shock.
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The width of cavitons depends on their initial size. Therefore, the relationship between the
343
size of cavitons and their distance from the bow shock is not clear. On the other hand, even if
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foreshock cavitons will expand or contract during their travel toward the bow shock, we
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cannot obtain the correlation between the size of foreshock cavitons and their distance from
346
the bow shock, as cavitons can be observed on their way to the bow shock and their evolution
347
stages are different from one-another.
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As hybrid simulations performed by Omidi et al. [10] suggested that SHFAs form due to
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the interaction between foreshock cavitons and the bow shock, more work is required to
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understand the relation between foreshock cavitons and SHFAs. Using high-resolution plasma
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data from the Magnetospheric Multiscale (MMS) mission, the particles properties inside
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foreshock cavitons can be analyzed.
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Acknowledgments We acknowledge the Cluster Team for providing data. All Cluster data is
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obtained from the Cluster Science Archive (http://www.cosmos.esa.int/web/csa/). We also
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acknowledge NASA's Space Physics Data Facility (SPDF) for providing OMNI data
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(https://omniweb.gsfc.nasa.gov/). This work was supported by the National Natural Science
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Foundation of China (grants 41574157, 41628402, and 41774153), and Hui Zhang is
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partially supported by NSF AGS-1352669. We are grateful to the International Space Science
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Institute-Beijing for supporting the international team “Dayside Transient Phenomena and
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Their Impact on the Magnetosphere-Ionosphere”. The project was also supported by the
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specialized research fund for State Key Laboratories.
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overview of in-flight performance and initial results. Ann Geophys, 2001,
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plasmoid in the tail. Geophys Res Lett, 2004, 31: L18803
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magnetospheric plasma sheet. J Geophys Res Space Physics, 2016, 121: 5510–5519
51. Yao S T, Wang X G, Shi Q Q, et al. Observations of kinetic-size magnetic holes in the
magnetosheath. J Geophys Res Space Physics, 2017, 122: 1990–2000
52. Yao S T, Shi Q Q, Guo R L, et al. MMS observations of electron scale magnetic peak.
Geophys Res Lett, 2017, 45: 527-537
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53. Xiao T, Zhang H, Shi Q Q, et al. Propagation characteristics of young hot flow
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anomalies near the bow shock: Cluster observations. J Geophys Res Space Physics,
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54. Knetter T. A new perspective of the solar wind micro-structure due to multi-point
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observations of discontinuities. Doctoral Dissertation, Köln: Univ. zu Köln, 2005,
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magnetosonic foreshock waves: A Cluster case study. Geophys Res Lett, 2004,31,
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60. Chao J K, Wu D J, Lin C H, et al. Models for the size and shape of the Earth’s
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dipolarization fronts. Geophys. Res. Lett., (2013),40: 4503-4508
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Figure 1 Timing analysis results for one typical foreshock caviton. The left four panels (a-d) are for the
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leading boundary, and the right four panels (e-h) are for the trailing boundary. Four different magnetic
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field magnitudes marked by the four colored horizontal lines in Figures 1(a) are used to determine the
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time when the spacecraft crossed the caviton, corresponding to the different histograms of the same
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color in Figures 1b-1d. The magnetic field observed by the Cluster spacecraft (Figure 1a). And the
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black, red, green, and blue curve denotes Cluster 1, 2, 3, 4, respectively. Histograms of the velocities of
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the boundary in the spacecraft frame (Figure 1b). Histograms of the velocities in the solar wind frame
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(Figure 1c). Histograms of angles between any two normal vectors of leading boundary (Figure 1d).
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And the ultimate results of velocity, normal and their uncertainty considering four calculations are
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written in bold in every subgraph. Figures 1e-1h are results for the trailing boundary of this caviton,
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and the formats are the same as in Figures 1a-1d.
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Figure 2 MDD and STD analysis result: (a) magnetic field magnitude in GSE coordinates. (b)
541
eigenvalues
542
velocity along the maximum direction. The red shadowed area indicates the leading edge, while the
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blue shadowed area is the trailing edge.
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1 , 2 , and 3 . (c) normal along the maximum derivative direction of magnetic field. (d)
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Page 19 of 41
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Figure 3 Distribution of foreshock cavitons in GSE XY and XZ plane, with velocity vector in
549
the spacecraft frame (a and b) and in the solar wind frame (c and d). GSE coordinate system
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is used. The azure arrows denote the timing results, and the pink arrows denote the MDD and
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STD results. A bow shock model presented by Chao et al. [60] is used, under typical solar wi
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nd conditions ( Bz  0.35nT , D p  2.48nT , M ms  6.96,and   2.08) . The green curve
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denotes the nominal bow shock. The caviton observed on Mar 26, 2005 is marked by
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a black solid dot.
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Fo
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Figure 4 (a) The size of foreshock cavitons versus their propagation velocity of foreshock cavitons in
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the solar wind frame. The X axis shows the velocity from the timing or the MDD and STD methods in
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the solar wind frame, and the Y axis denotes the size of foreshock cavitons. The blue horizontal and
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vertical lines denote error bars. (b) The angle between the normal direction of the boundary of
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foreshock cavitons and the ambient magnetic field. The caviton observed on Mar 26, 2005 is
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marked as ’1’. In both plots, the blue thin diamonds denote the timing result, while the pink asterisks
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denote the MDD and STD results.
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Page 21 of 41
Leading Edge:2002−02−16 08:32:56−08:32:59
Leading Edge:2002−02−16 08:33:07−08:33:10
8
10.5
Bt (nT)
(a)
Bt (nT)
10
9.5
9
7.5
(e)
7
8.5
8
08:32:57
08:32:58
Time
40
rR
σ3=3.8km/s
U3=97.8km/s
σ4=3.7km/s
U4=98.3km/s
20
0
50
100
150
percentage
(c)
40
20
0
ie
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U(km/s)
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ev
200
−300
−200
V1=−218.7km/s
σ1=32.7km/s
V2=−219.2km/s
σ2=32.7km/s
V3=−221.4km/s
σ3=32.6km/s
V4=−217.5km/s
σ4=32.6km/s
V =−219.2km/s
σ =32.9km/s
−100
0
100
200
60
40
20
σ =4.1km/s
U =98.6km/s
0
percentage
σ2=4.1km/s
U2=99.9km/s
0
w
U1=100.3km/s
σ1=4.7km/s
U2=91.2km/s
σ2=4.1km/s
U3=90.8km/s
σ3=4.2km/s
U4=87.4km/s
σ4=4.2km/s
U =92.4km/s
σ =6.4km/s
0
50
On
60
ly
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0
300
−300
−200
U−dot(Vsw,n)(km/s)
20
150
200
V1=−200.1km/s
σ1=32.4km/s
V2=−217.4km/s
σ2=32.6km/s
V3=−216.0km/s
σ3=32.6km/s
V4=−217.3km/s
σ4=32.5km/s
V =−212.7km/s
σ =33.7km/s
−100
0
100
200
(g)
300
60
o
n1=(−0.97 0.05 0.22)
σ1=1.1
n2=(−0.98 0.11 0.18)
σ2=1.0o
n3=(−0.98 0.16 0.14)
σ3=1.0o
n4=(−0.96 0.24 0.14)
σ4=1.0o
n =(−0.97 0.14 0.17)
σ =1.8o
−20
−10
0
θn ,n
i
10
20
percentage
(d)
100
(f)
U−dot(Vsw,n)(km/s)
60
40
08:33:09
U(km/s)
percentage
percentage
Fo
σ1=4.4km/s
U1=98.6km/s
60
80
08:33:08
Time
80
80
(b)
08:33:07
pt
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08:32:56
percentage
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40
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n1=(−0.91 0.22 0.35)
σ1=0.4o
n2=(−0.94 0.17 0.30)
σ2=0.7o
n3=(−0.93 0.16 0.32)
σ3=0.6o
n4=(−0.93 0.15 0.34)
σ4=0.6o
n =(−0.93 0.18 0.33)
σ =1.8o
−20
j
−10
0
θn ,n
i
10
j
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(h)
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Cluster MDD and STD Analysis 2002−02−16
(a)
Bt [nT]
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−5
10
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0.5
λ3
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−1
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ny
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λ2
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(b)
Vn1 [km/s]
λ1
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(c)
C1
C2
C3
C4
Fo
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Vx
100
(d)
Vy
0
Vz
−100
−200
08:32:43
08:32:53
08:33:03
Vt
08:33:13
08:33:23
08:33:33
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Page 23 of 41
Spacecraft Frame
Solar Wind Frame
Timing results
MDD & STD results
Timing results
MDD & STD results
Timing results
MDD & STD results
100km/s
100km/s
100km/s
100km/s
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ZGSE(RE)
0
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ZGSE(RE)
Fo
20
0
10
XGSE(RE)
(a)
20
0
(b)
10
20
XGSE(RE)
0
(c)
10
20
XGSE(RE)
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20
10
pt
10
ed
Timing results
MDD & STD results
YGSE(RE)
20
YGSE(RE)
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(d)
10
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20
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2.0
1.5
1.0
0.5
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160
140
1
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MDD & STD results
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4.0
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Size (RE)
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Timing results
MDD & STD results
O80n
60
ly
1
1
40
(a)
0.0300 250 200 150 100 50 0 50 100
Velocity of cavitons in the solar wind frame (km/s)
20
00
(b)
2
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4
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Series number
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Page 25 of 41
Propagation properties of foreshock cavitons: Cluster
2
observations
3
WANG MengMeng1,2, YAO ShuTao1, SHI QuanQi1*, ZHANG Hui3, TIAN AnMin1,
4
DEGELING Alexander William1, ZHANG Shuai1, GUO RuiLong4, SUN WeiJie5,
5
LIU Ji2, BAI ShiChen1, SHEN XiaoChen1, ZHU XiaoQiong1, FU SuiYan6, PU
6
ZuYin6
7
1School
8
2National
9
3Geophysical
10
11
12
4Institute
5Department
Space Science Center, Chinese Academy of Sciences, Beijing, 100190, China
Institute, University of Alaska Fairbanks, Fairbanks, Alaska, 99775, USA
of Geology and Geophysics, Chinese Academy of Sciences, Beijing, 100029, China
of Space Physics and Applied Technology, Peking University, Beijing, 100871, China
*Corresponding author (email: sqq@sdu.edu.cn)
Abstract
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of Space Science and Physics, Shandong University, Weihai, 264209, China
of Climate and Space Sciences and Engineering, University of Michigan, Ann Arbor, 48113, USA
6Institute
13
pt
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Fo
15
Foreshock cavitons are transient phenomena observed in the terrestrial foreshock region.
16
They are characterized by a simultaneous depression of magnetic field magnitude and plasma
17
density, which are bounded with enhancements of these two parameters and surrounded by ultra
18
low frequency (ULF) waves. Previous studies focused on the interplanetary magnetic field
19
(IMF) conditions, solar wind (SW) conditions, and the growth of the foreshock waves related
20
to the generation of foreshock cavitons. Previously, a multipoint spacecraft analysis method
21
using Cluster data was applied to analyze only two foreshock cavitons, and this method did not
22
consider uncertainties. In this study, multipoint spacecraft analysis methods, including the tim-
23
ing method, the Minimum Directional Difference (MDD) method, and the Spatiotemporal Dif-
24
ference (STD) method are applied to determine the velocity in both spacecraft and solar wind
25
frames. The propagation properties show good agreement with previous results from simula-
26
tions and observations that most cavitons move sunward in the solar wind frame, with the ve-
27
locities larger than the Alfvén speed. The propagation properties of foreshock cavitons support
28
the formation mechanism of cavitons in previous simulations, which suggested that cavitons
29
are formed due to the nonlinear evolution of compressive ULF waves. We find that there is
30
clear decreasing trend between the size of cavitons and their velocity in the solar wind frame.
31
In addition, the timing method considering errors has been applied to study the evolution prop-
32
erties by comparing the velocities with errors of the leading and trailing edges, and we identify
33
three stable cavitons and one contracting caviton, which has not been studied before. Most
34
cavitons should remain stable when they travel toward the Earth’s bow shock. The relationship
35
between the size of foreshock cavitons and their distance from the bow shock is also discussed.
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Key words foreshock transient phenomena, cavitons, nonlinear evolution of ULF waves, prop-
37
agation and evolution properties of structures, multipoint spacecraft methods
38
1 Introduction
When the supermagnetosonic magnetized solar wind encounters the Earth’s magnetosphere,
40
the bow shock forms. The nature of the bow shock depends on the angle 𝜃𝐵𝑛 between the
41
interplanetary magnetic field (IMF) and the shock normal [1]. The shock is either quasi-parallel
42
(𝜃𝐵𝑛 < 45°) or quasi-perpendicular (𝜃𝐵𝑛 > 45°) . The foreshock, located upstream of the
43
quasi-parallel shock and the “shock foot” of the quasi-perpendicular shock [2] [3] [4], is popu-
44
lated with particles backstreaming from the bow shock, ULF waves [5][6] [7][8], hot flow
45
anomalies (HFAs) [9], spontaneous hot flow anomalies (SHFAs) [10] [11], and foreshock cav-
46
ities [12] [13]. These transients can modify the solar wind before they encounter the bow shock.
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Global hybrid simulations performed by Omidi [14] and Blanco-Cano et al. [15] [16] sug-
48
gested that a new category of transient structure called foreshock caviton exist in the foreshock
49
region. Foreshock cavitons are transient phenomena as common as HFAs and SHFAs in the
50
foreshock region, which saturate at a width of several 𝑅𝐸 , with a depressed core plasma density
51
and magnetic field strength bounded by a rim of enhanced plasma density and magnetic field
52
strength [14] [15] [16]. Cavitons are not associated with IMF discontinuities, and there is no
53
plasma heating or flow deflection inside the structures, which is in contrast to HFAs. Omidi et
54
al. [14] referred to cavitons as ‘foreshock cavities’ in their simulation of formation of foreshock
55
cavitons. However, foreshock cavitons are always embedded in a sea of ULF waves, which is
56
in contrast to other isolated cavities with no ULF waves nearby. Diffuse ions are found inside
57
and outside foreshock cavitons, while diffuse ions are only found inside foreshock cavities.
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Schwartz et al. [13] suggested foreshock cavities are formed by thermal expansion because of
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the magnetic field in cavities connected to the bow shock, which contrasts with notion that the
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wave interactions generate foreshock cavitons. Hence, Blanco-Cano et al. [15] [16] used the
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term, foreshock cavitons, to describe these new structures.
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The interaction of ULF waves in the foreshock contributes to the formation of foreshock
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cavitons. Under the condition of radial IMF, the foreshock region is permeated by parallel prop-
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agating sinusoidal fluctuations with right- or left-hand circular polarization, and fast, linearly
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polarized, oblique (FLO) waves. The nonlinear evolution of these two types of ultra-low fre-
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quency (ULF) waves generates foreshock cavitons [14] [15][16]. Global hybrid simulations
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performed by Blanco-Cano et al. [16] showed that foreshock cavitons could exist under a wide
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range of IMF [17] [18] orientations depending on the Mach number. They found that major
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features of foreshock cavitons do not vary with the IMF orientation. Statistical studies of fore-
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shock cavitons [20] [21] have shown that foreshock cavitons are observed for a wide range of
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IMF orientation and SW conditions. The time duration of cavitons is 65s and the size is 4.6𝑅𝐸
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on average. Inside cavitons, the variations of plasma density and magnetic field magnitude are
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73
highly correlated.
The foreshock-bow shock system is a significant region for the solar wind-magnetosphere
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coupling process. There are a plethora of multi-scale plasma physics processes and phenomena
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in foreshock, making it an important and excellent laboratory to study plasma physics. The
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generation and evolution of foreshock cavitons are an intrinsic process of the foreshock-bow
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shock system and play a considerable role in reformation of the system. Hybrid simulations
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suggest that the interaction between foreshock cavitons and the bow shock generate another
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transient phenomenon, namely, SHFAs [10][11]. Several cavitons even generate complicated
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and large structures if they arrive at the bow shock at the same time. They play an important
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role in the deformation of the bow shock and can lead to ripples on the surface of bow shock.
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Cavitons may lead to disturbances in the magnetosheath and surface waves on the magneto-
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pause [10] [11] [22] [23] [24]. Considering the magnetospheric response [25], foreshock cavi-
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tons are no less important than foreshock transients such as HFAs with large dynamic pressure
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pulses [26] [27]. Given that cavitons exhibit similar sudden dynamic pressure decreases, cavi-
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tons may generate ULF waves in the magnetosphere [28] [29] [30] [31] [32] and drive magne-
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tospheric vortices [33]. Foreshock cavitons may evolve into SHFAs, which can make the
89
plasma more inhomogeneous and contribute to the formation of magnetosheath jets [34] and
90
magnetosheath filamentary structures (MFS) [35]. Successive expansion and contraction of the
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magnetosphere caused by SHFAs are significant, which may excite ULF waves in the inner
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magnetosphere [36] [37] [38] [39] [40] [41].
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Blanco-Cano et al. [16] found that cavitons propagate sunward in the solar wind frame, as
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weakly compressive waves. In their simulations, the velocity of the example caviton in the solar
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wind frame is 98 km/s, which equals 1.9 𝑉𝐴 [16]. Kajdič et al. [19] analyzed two foreshock
97
cavitons observed by the multi-spacecraft Cluster mission. The two cavitons propagate sunward
98
in the solar wind frame at a speed of 188 km/s and 120 km/s. However, only the timing method
99
without calculating errors has been applied to calculate the velocities of these two cavitons [19].
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Although theories and simulations provide the formation conditions and the evolution of fore-
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shock cavitons, no observations of the evolution of foreshock cavitons have been reported.
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In this paper, we perform a study of the propagation properties of a series of foreshock cavi-
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tons using several multipoint spacecraft analysis methods, including the timing method [42],
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the Minimum Directional Derivative (MDD) method [43] and the Spatiotemporal Difference
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(STD) method [44]. Four cavitons with both velocities of leading edge and trailing edge con-
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sidering errors are classified into three stable structures and one contracting structure. We also
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examine the possible relationship between the size of foreshock cavitons and the distance from
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cavitons to the bow shock.
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2 Data and Methods
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2.1 Data and Event Selection
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Cluster mission consists of four identical spacecraft (C1, C2, C3, C4). We obtain the mag-
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netic field data with 0.2s resolution from the Fluxgate Magnetometer (FGM) [45] [46] [47]
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onboard all four spacecraft, and we obtain the ion data with 4s resolution from the Hot Ion
114
Analyzer (HIA) of the Cluster Ion Spectrometer (CIS) [48] on C1. We obtain the solar wind
115
and IMF data with 1-min resolution from the OMNI database, which indicate parameters near
116
the nose of the Earth’s bow shock.
All foreshock caviton events analyzed here are taken from [20], which presented 92 fore-
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shock cavitons selected using C1 data from 2001 to 2006. Firstly, foreshock cavitons observed
119
by all four Cluster spacecraft are selected. Then, we select the cavitons with clear leading and
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trailing boundaries and with the similar profiles observed by four spacecraft. Following these
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criteria, twelve foreshock cavitons are selected and their propagation properties are investi-
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gated. Further criteria, including the shape parameters of the tetrahedral spacecraft configura-
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tion can improve the precision of the timing analysis, MDD analysis, and STD analysis.
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2.2 Timing method
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The timing method has been widely applied to determine the velocity and normal direction
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of shocks, magnetic holes, magnetic peaks, and HFAs [42] [49] [50] [51] [52] [53]. To calculate
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the velocities and normal of the boundaries of foreshock cavitons, we apply a similar method
128
by analyzing magnetic field data detected by four Cluster spacecraft [54] [55]. By solving the
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following equation,
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𝑈(𝑡𝑖 − 𝑡𝑗 ) = (𝑟⃗𝑖 − 𝑟⃗𝑗 ) ∙ 𝑛⃗⃗,
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the unit normal direction 𝑛⃗⃗ and velocity magnitude U of the foreshock caviton leading and
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trailing boundaries are obtained. Here, ∆𝑡 = 𝑡𝑖 − 𝑡𝑗 is the time lag between two spacecraft
133
observing the same boundary, and 𝑟⃗𝑖𝑗 = 𝑟⃗𝑖 − 𝑟⃗𝑗 is their corresponding difference in position
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vectors. As Cluster mission consists of four spacecraft, three differences in position vectors,
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𝑟⃗12 , 𝑟⃗13 , 𝑟⃗14and three time lags, ∆𝑡12 = 𝑡1 − 𝑡2 , ∆𝑡13 = 𝑡1 − 𝑡3 , ∆𝑡14 = 𝑡1 − 𝑡4 are determined.
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Furthermore, we estimate the uncertainty of velocity magnitude and normal direction according
137
to [54]. An empirical relative error of time lag is δt = 0.1∆t . As the relative uncertainty of
138
the distance between satellites is 0.01, the time lag uncertainty contributes more to the error of
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results and is considered dominant. A pair of satellites can give an interval [∆t − δt, ∆t + δt].
140
The interval is divided into 11 equidistant points. In total 113 calculations of velocity and normal
141
are given due to three time intervals determined by four satellites. The mean velocity and nor-
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mal are given and the standard deviations estimate the uncertainty.
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2.3 The MDD method
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The Minimum Directional Derivative (MDD) method is a dimensionality determination
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technique with the help of multipoint measurements described by Shi et al. [43]. The eigenval-
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⃗⃗)(∇𝐵
⃗⃗)𝑇 indicate the dimensionality and the principal direcues and eigenvectors of L = (∇𝐵
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tions of the structure (where T denotes the transposition). Three directions corresponding to
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the maximum, intermediate and minimum variations of magnetic field are determined straight-
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forwardly by the MDD method, which can help us investigate the time variation of a structure’s
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characteristic direction. It is proved that the MDD method is feasible for the determination of
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the normal direction of 1-D structures including magnetic holes [50] [51] [56], and magnetic
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peaks [52].
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2.4 The STD method
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The Spatiotemporal Difference (STD) method [44] can be applied to calculate the velocity
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of quasi-stationary structures in any dimensionality using multipoint magnetic field measure-
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ments. Further, we can resolve time-variations of the velocity from the STD results. By esti-
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⃗⃗, the vemating the time variation of the magnetic field and the magnetic gradient tensor ∇𝐵
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⃗⃗𝑠𝑡𝑟 , is obtained from the equation of
locity of the structure in the spacecraft frame, 𝑉
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⃗⃗ = 0.
∇𝐵
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3 Propagation and evolution properties of foreshock cavitons
⃗⃗𝑠𝑡𝑟 ∙
+𝑉
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3.1.1 Timing analysis
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Timing method is applied to calculate the velocity of foreshock cavitons in the spacecraft
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and the solar wind frames. Here, the GSE coordinate system is used. We obtain the velocity of
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foreshock cavitons in the solar wind frame from
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𝑉 = 𝑈 − 𝑣⃗𝑠𝑤 ∙ 𝑛⃗⃗.
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(2)
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Here U is the velocity of caviton in the spacecraft frame obtained from the timing analysis,
168
as before. U is along the normal direction, 𝑛⃗⃗. The average value of the solar wind velocity
169
measured by CIS-HIA over a 10 minute interval including the cavitons is used to eliminate
170
fluctuations. In accordance with [48], an uncertainty in the solar wind velocity 𝑣⃗𝑠𝑤 of 10% in
171
magnitude and +/-5° in direction are considered. We carried out four timing calculations and
172
considered all four calculations to generate our results, including velocities, normal directions
173
and uncertainty estimates, represented as error bars in Figure 4. If the error bar crosses zero,
174
the caviton is probably stationary with respect to the solar wind. Examples of timing analysis
175
are shown in Figure 1. Figure 1(a-d) show the results for the leading boundary, and figure 1(e-
176
h) show the results for the trailing boundary. The mean speed of the leading boundary in the
177
spacecraft frame is 98.6 km/s and the uncertainty is 4.1 km/s as shown in Figure 1b. The average
178
velocity of leading boundary in the solar wind frame is −219.2 ± 32.9km/s along 𝑛⃗⃗𝐿 =
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(−0.97, 0.14, 0.17) with uncertainty of 1.8°. Figures 1e-1h show the detailed velocity of the
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trailing boundary with 𝑉𝑇 = −212.7 ± 33.7 𝑘𝑚/𝑠 𝑎𝑛𝑑 𝑛⃗⃗ 𝑇 = (−0.93,0.18,0.33) . Magnetic
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field data with different resolutions were employed to check the reliability of the results. The
182
results agree with those using data with 0.2 s cadence. The velocity with error not including
183
zero shows that the caviton is moving in the solar wind plasma.
3.1.2 MDD and STD analysis
185
Here, we apply the MDD and STD methods to calculate the dimensionality and velocity
186
vector and compare the results with those from the timing method. The analysis results of the
187
same case shown in Figure 1 are shown in Figure 2. As the MDD method suggested, the relative
188
size of the three eigenvalues indicate the dimensionality information of the structure. If 𝜆1 ≫
189
𝜆2 , 𝜆3 ,we can regard the structures as quasi-1D, and 𝜆1 is the eigenvalue of the maximum
190
variant direction of the magnetic field. The maximum variant direction 𝑛⃗⃗1 represents the nor-
191
mal of the boundary of foreshock caviton. The ratio of the average 𝜆1 and 𝜆2 in the limited
192
period indicated by orange shadow is 8.7 for the leading boundary. For the trailing boundary,
193
the ratio in the limited period indicated by the blue shadow is 19.6. Therefore, we regard this
194
caviton as quasi-1D structure.
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The propagation velocity of the leading boundary in the solar wind frame is -219.3 km/s
196
along 𝑛⃗⃗𝐿 = (−0.88, −0.29, 0.37)and for trailing boundary, the velocity is -222.0 km/s along
197
𝑛⃗⃗ 𝑇 = (−0.96, −0.27, 0.02). Here, L denotes the leading boundary and T denotes the trailing
198
boundary. These results fall within the velocity error from timing method as shown in Figure
199
4(a).
Statistical results
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3.1.3
201
The propagation velocity along the normal of the foreshock cavitons are given by equation
202
(2). The velocity vector of the cavitons in the spacecraft frame is equal to U multiplied by 𝑛⃗⃗,
203
while the velocity vector of the cavitons in the solar wind frame is equal to V multiplied by 𝑛⃗⃗.
204
Velocity magnitudes and directions of the twelve foreshock cavitons calculated by timing,
205
MDD and STD methods are plotted in GSE-XY and GSE-XZ planes. Velocity vectors in both
206
the spacecraft frame and the solar wind frame are plotted in Figure 3. In the spacecraft frame,
207
foreshock cavitons are moving towards the Earth. Eleven cavitons are propagating sunwards in
208
the solar wind frame, which is consistent with previous observations [19] and the predictions
209
of simulations [16]. Another caviton observed on Mar 26, 2005 has a velocity in the solar wind
210
frame that is close to zero, for which the error bar crosses zero.
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Sizes of foreshock cavitons are calculated using both the timing velocities and STD veloci-
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ties in the spacecraft frame. As foreshock cavitons propagate in the solar wind frame, we esti-
213
mate the spatial extents of the cavitons by multiplying their speed in the spacecraft frame by
214
their durations, rather than multiplying their durations by the solar wind velocity [20]. Since
215
foreshock cavitons remain stable when they travel towards the bow shock, the velocities of one
216
boundary are used to calculate the extents of cavitons.
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217
Figure 4 (a) shows a plot of the estimated size in RE of foreshock cavitons against their
218
propagation velocity in the solar wind frame. This figure shows the trend that smaller foreshock
219
cavitons have significantly higher velocity than larger ones in the solar wind frame.
220
normal of one edge of foreshock cavitons is obtained from the timing method and MDD & STD
221
method, we calculate the angle between the normal direction and the ambient magnetic field
222
vector. This indicates the direction of propagation for a 1-D structure [43] [44]. The results are
223
shown in Figure 4 (b). The average magnetic field value over a 10 minute interval excluding
224
the cavitons is used. We can see that the foreshock cavitons are propagating along the parallel
225
or anti-parallel direction. These results are obtained using two independent techniques (timing
226
and MDD and STD analysis as described above), with both techniques revealing the same trend.
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227
3.2 Evolution of foreshock cavitons
228
Here we show a stable caviton structure observed on 16 February 2002 by comparing the
229
velocities with errors of the leading edge and the trailing edge. The detailed process is as fol-
230
lows. The timing analysis shows that the leading edge travels at a speed of about −219.2 ±
231
32.9 km/s along the direction n
⃗⃗L = (−0.93, 0.14, 0.17) in the solar wind, while the trailing
232
edge moves at a speed of about −212.7 ± 33.7km/s along the direction n
⃗⃗T =
233
(−0.93, 0.18, 0.33) in the solar wind frame. Here, L denotes the leading boundary and T de-
234
notes the trailing boundary as before. We calculate the difference of velocities between the
235
leading boundary and trailing boundary by projecting the trailing boundary velocity to the nor-
236
mal of the leading boundary and subtracting the leading boundary velocity magnitude:
237
∆V = |𝑉𝑇 𝑐𝑜𝑠𝜃𝑛⃗⃗𝐿,𝑛⃗⃗𝑇 − 𝑉𝐿 |
238
where θn⃗⃗L,n⃗⃗T is the angle between the normal of the leading edge and trailing edge. As ∆V =
239
9.3km/s < σL + σT = 32.9 + 33.7 = 66.6km/s, we conclude that the leading edge and the
240
trailing edge of the caviton move at velocities that are indistinguishable given the error esti-
241
mates of the measurements. Consequently, the caviton can be regarded as a stable structure as
242
suggested in Xiao et al [53].
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Only four out of twelve cavitons have usable timing velocities considering errors of both the
244
leading boundary and trailing boundary, and we investigate the evolution properties of these
245
four cavitons. Three cavitons are stable, and only one shows property of contraction. Our results
246
indicate that cavitons remain stable when they are convected toward the bow shock.
247
4 Summary and Discussions
248
By using the timing method, MDD and STD method, we analyze the propagation and evo-
249
lution properties of twelve foreshock cavitons. We find that all cavitons move earthward in the
250
spacecraft frame and the normal of the edge of cavitons are nearly parallel or anti-parallel to
251
the ambient magnetic field. The velocities of cavitons in the solar wind frame are also calculated.
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Eleven cavitons of all cavitons move sunward in the solar wind frame. These results are con-
253
sistent with previous ones from simulations and observations. We also find that the caviton
254
observed on March 26, 2005 has features consistent with those of a mature caviton structure.
255
We find a clear decreasing trend between foreshock caviton size and their propagation velocity
256
in the solar wind frame. As for the evolution properties, the results suggest that most foreshock
257
cavitons remain stable when they propagate towards the bow shock. We find that there is no
258
clear correlation between the size of foreshock cavitons and their distance from the bow shock.
259
In the simulation of [16], one caviton moves upstream in the solar wind frame at a speed of
260
1.9 times of the Alfven speed. By Cluster observations, Kajdič et al. [19] found that two cavi-
261
tons move at 188 km/s and 120 km/s towards the sun in the solar wind frame. We have also
262
found that foreshock cavitons have a variety of propagation velocities, which is consistent with
263
simulation [16]. The nature of ULF waves and the nonlinear evolution of the waves contribute
264
to the propagation properties of cavitons. Weakly compressive waves propagate upstream in
265
the reference frame of background plasma, which is similar to the propagation direction of
266
cavitons. The normal of the edge of cavitons are nearly parallel or anti-parallel to the ambient
267
magnetic field, which suggests that parallel propagating weakly compressive waves are neces-
268
sary for the generation of foreshock cavitons. Consequently, the propagation properties imply
269
that foreshock cavitons form due to the nonlinear evolution of circularly polarized, parallel
270
propagating ULF waves and compressive, linearly polarized, oblique ULF waves. We find that
271
in all but one case, foreshock cavitons propagate sunward, and their speed can be shown to be
272
larger than the Alfvén speed. Previous results from simulations and observations have found
273
sunward propagating foreshock cavitons with speeds greater than the Alfvén speed. We appear
274
to have found one counter-example.
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For the caviton observed on Mar 26, 2005, the uncertainty in its velocity in the solar wind
276
frame is greater than its magnitude – in other words it has an error bar across zero. In this case
277
we consider that it is likely that the caviton is stationary with respect to the solar wind, however
278
the size of the uncertainty in velocity for this event is significant; on the order of the Alfven
279
speed. Compared to other cavitons in our study, this event is observed within a higher speed
280
solar wind (larger than 600 km/s) and lower plasma density (less than 3 cm-3) environment.
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This caviton does not show a double peak internal structure [19]. There are few small fluctua-
282
tions or high-frequency waves in the interior, and the profile of magnetic field magnitude is
283
similar to that of plasma density. Blanco-Cano et al. finds that the width of cavitons should
284
increase slightly during their evolution [16], and that towards the end of their evolution, the
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profiles of magnetic field magnitude and density should become similar. Therefore, this caviton
286
appears to be a mature structure with fewer wave features compared to the newly generated
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cavitons, possibly because these fluctuations have dissipated over time in this case.
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The correlation between the size of foreshock cavitons and their velocity in the solar wind
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Page 33 of 41
frame shows that the bigger scale the foreshock caviton has, the slower it moves in the solar
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wind flow. There is clear decreasing trend between the size of foreshock cavitons and their
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velocity in the solar wind frame. It is reasonable to expect that, although the structures were
292
found to be 1-D based on the scale-size of the Cluster satellite configuration, they may be at
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least 2-D on a larger scale. If we assume that they have roughly the same shape, then size
294
measurements we have obtained are a proxy for their scale size. A structure of a given size
295
propagating with respect to the solar wind will be subject to an effective drag force that in-
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creases with the structure’s size (which can be calculated by integrating the total pressure forces
297
around the structure). This may make the larger cavitons more easily be slowed down in the
298
solar wind plasma frame, explaining our observations.
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We studied the propagation properties of foreshock cavitons, which are similar to the propa-
300
gation properties of solitary waves reported in [50] [59]. Both cavitons and solitary waves are
301
fast-mode structures/waves, and they propagate in the background plasma frame. However, the
302
size of foreshock cavitons exceeds tens to several hundred ion gyroradii and there is no corre-
303
lation between the propagation velocity in solar wind and the velocity of fast magnetosonic
304
waves. Therefore, foreshock cavitons do not correspond to these kinds of solitary waves.
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Among the four foreshock cavitons in our study, three cavitons are stable and one is con-
306
tracting, indicating these are mature or near mature structures. The mature foreshock cavitons
307
are structures with a high correlation between the decrements in density and magnetic field
308
magnitude [20]. Due to the enhancement of the pressure of suprathermal ions, the total pressure
309
inside and outside foreshock cavitons is very similar, [16] [19] and the cavitons can maintain
310
equilibrium. However, when the cavitons are steepening and evolving, their sizes evaluated
311
from the density profile become larger as the structures will expand. These cavitons cannot be
312
selected using rigorous criteria [20] and we are still unable to diagnose their evolution from
313
generation to maturity using spacecraft data.
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We find that there is no clear correlation between the size of foreshock cavitons and their
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distance from the bow shock, which may be due to the origin of foreshock cavitons and their
316
evolution properties. The bow shock model presented in [54] [55] [56] under the corresponding
317
IMF and solar wind conditions is used to calculate the distance from the cavitons to the bow
318
shock. Hybrid simulations have shown that foreshock cavitons can appear in a broad area of
319
the ion foreshock [16] and be carried by the solar wind toward the bow shock. The foreshock
320
region is populated by the weakly compressive waves generated by field-aligned ions [63]. Fast,
321
linearly polarized, oblique waves will grow significantly on the condition that the backstream-
322
ing ions are cold. The density striations in the perpendicular direction caused by waves are
323
essential for the formation of foreshock cavitons. The nonlinear interaction of the two kinds of
324
waves generates foreshock cavitons. The process does not need a trigger and can be generated
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SCIENCE CHINA Technological Sciences
self-consistently around the bow shock, which is an intrinsic process in foreshock region. Fore-
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shock cavitons will not disappear on the way to the bow shock. The evolution properties in our
327
study show that cavitons will not expand or contract, instead, caviton width will change only
328
slightly when they are carried toward the bow shock. The width of cavitons depends on their
329
initial size. Therefore, the relationship between the size of cavitons and their distance from the
330
bow shock is not clear. On the other hand, even if foreshock cavitons will expand or contract
331
during their travel toward the bow shock, we cannot obtain the correlation between the size of
332
foreshock cavitons and their distance from the bow shock, as cavitons can be observed on their
333
way to the bow shock and their evolution stages are different from one-another.
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As hybrid simulations performed by Omidi et al. [10] suggested that SHFAs form due to the
335
interaction between foreshock cavitons and the bow shock, more work is required to understand
336
the relation between foreshock cavitons and SHFAs. Using high-resolution plasma data from
337
the Magnetospheric Multiscale (MMS) mission, the particles properties inside foreshock cavi-
338
tons can be analyzed.
339
Acknowledgments We acknowledge the Cluster Team for providing data. All Cluster data is
340
obtained from the Cluster Science Archive (http://www.cosmos.esa.int/web/csa/). We also
341
acknowledge NASA's Space Physics Data Facility (SPDF) for providing OMNI data
342
(https://omniweb.gsfc.nasa.gov/). This work was supported by the National Natural Science
343
Foundation of China (grants 41574157, 41628402, and 41774153), and Hui Zhang is partially
344
supported by NSF AGS-1352669. We are grateful to the International Space Science Institute-
345
Beijing for supporting the international team “Dayside Transient Phenomena and Their Impact
346
on the Magnetosphere-Ionosphere”. The project was also supported by the specialized research
347
fund for State Key Laboratories.
348
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Figure 1 Timing analysis results for one typical foreshock caviton. The left four panels (a-d) are for the
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leading boundary, and the right four panels (e-h) are for the trailing boundary. Four different magnetic
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field magnitudes marked by the four colored horizontal lines in Figures 1(a) are used to determine the
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time when the spacecraft crossed the caviton, corresponding to the different histograms of the same color
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in Figures 1b-1d. The magnetic field observed by the Cluster spacecraft (Figure 1a). And the black, red,
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green, and blue curve denotes Cluster 1, 2, 3, 4, respectively. Histograms of the velocities of the boundary
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in the spacecraft frame (Figure 1b). Histograms of the velocities in the solar wind frame (Figure 1c).
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Histograms of angles between any two normal vectors of leading boundary (Figure 1d). And the ultimate
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results of velocity, normal and their uncertainty considering four calculations are written in bold in every
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subgraph. Figures 1e-1h are results for the trailing boundary of this caviton, and the formats are the same
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as in Figures 1a-1d.
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Figure 2 MDD and STD analysis result: (a) magnetic field magnitude in GSE coordinates. (b) eigenvalues 𝜆1 , 𝜆2 , 𝑎𝑛𝑑 𝜆3 . (c) normal along the maximum derivative direction of magnetic field. (d) velocity
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along the maximum direction. The red shadowed area indicates the leading edge, while the blue shad-
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owed area is the trailing edge.
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Figure 3 Distribution of foreshock cavitons in GSE XY and XZ plane, with velocity vector in
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the spacecraft frame (a and b) and in the solar wind frame (c and d). GSE coordinate syste
m is used. The azure arrows denote the timing results, and the pink arrows denote the MDD
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and STD results. A bow shock model presented by Chao et al.[60] is used, under typical solar
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wind condition s (𝐵𝑍 = −0.35𝑛𝑇, 𝐷𝑝 = 2.48𝑛𝑇, 𝑀𝑚𝑠 = 6.96, 𝑎𝑛𝑑 𝛽 = 2.08). The green curve
iew
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denotes the nominal bow shock. The caviton observed on Mar 26, 2005 is marked by a
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black solid dot.
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Figure 4 (a) The size of foreshock cavitons versus their propagation velocity of foreshock cavitons in
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the solar wind frame. The X axis shows the velocity from the timing or the MDD and STD methods in
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the solar wind frame, and the Y axis denotes the size of foreshock cavitons. The blue horizontal and
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vertical lines denote error bars. (b) The angle between the normal direction of the boundary of foreshock
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cavitons and the ambient magnetic field. The caviton observed on Mar 26, 2005 is marked as ’1’.
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In both plots, the blue thin diamonds denote the timing result, while the pink asterisks denote the MDD
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and STD results.
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