Lasers OPTOELECTRONICS 1 Prof. Wei-I Lee Stimulated Emission and Photon Amplification Stimulated Emission and Photon Amplification Light Amplification by Stimulated Emission or Radiation, Laser 3 features of stimulated emission : (1) 1 photon in, 2 photons out Æ light amplification (2) emitted photon in the same direction as the incoming photon (3) emitted photon in phase ( coherent ) with the incoming photon besides stimulated emission, need two more conditions to make lasers : (1) population inversion (2) metastable state ( long-lived state ) – a higher energy state in which ecan stay for a much longer time than in an ordinary excited state (10-3 sec vs. 10-8 sec ) a two-level system can not sustain laser OPTOELECTRONICS 2 Prof. Wei-I Lee Stimulated Emission and Photon Amplification Principle of Ruby Laser E1, E2, and E3 : energy levels of Cr+3 ion in Al2O3 crystal OPTOELECTRONICS 3 Prof. Wei-I Lee Stimulated Emission and Photon Amplification Characteristics of Laser characteristics of a laser : (1) unidirectional (2) high intensity ( Ex : He-Ne laser : ~ 100 W/m2 which is ~ 4000 x sunlight ) (3) nearly monochromatic (4) coherent T.H. Maiman holding the first laser ( 1960 ) OPTOELECTRONICS 4 Prof. Wei-I Lee Stimulated Emission and Photon Amplification Einstein Coefficients B12, A21, and B21 : Einstein coefficients (ρ : photon energy density per unit freq.) at thermal equilibrium : ratio of stimulated emission to spontaneous emission : ratio of stimulated emission to absorption : OPTOELECTRONICS 5 Prof. Wei-I Lee Stimulated Emission and Photon Amplification Lasing Requirements ratio of stimulated emission to spontaneous emission : Î need large ρ(hυ) Î need optical cavity to contain photons ratio of stimulated emission to absorption : Î need to achieve N2 > N1 Î population inversion from Boltzmann statistics (@T.E.) : N2 > N1 Î negative T (K) Î laser based on non-T.E. OPTOELECTRONICS 6 Prof. Wei-I Lee Optical Fiber Amplifiers Erbium Doped Fiber Amplifier ( EDFA ) Er3+ ions doped into the core region of an optical fiber to achieve light amplification Î need (stimulated emission > absorption) Î population inversion required ( N2 > N1 ) optical gain, Gop = K ( N2 – N1 ) K : a constant depends on pumping intensity Er-doped fiber is usually inserted into the fiber communication line by splicing OPTOELECTRONICS e b t 7 Prof. Wei-I Lee Optical Fiber Amplifiers Erbium Doped Fiber Amplifier ( EDFA ) Er-doped fiber usually inserted into fiber communication line by splicing gain efficiency : 8-10 dB/mW OPTOELECTRONICS 8 Prof. Wei-I Lee Gas Lasers : He-Ne Laser He-Ne Laser a gaseous mixture of He and Ne atoms ( 5:1 ) in a gas discharge tube stimulated emission from Ne atoms ( ground state : 1s22s22p6 ) He atoms ( ground state : 1s2 ) excite Ne atoms by atomic collisions He + e- Æ He* + eHe* : 1s12s1 w. parallel spin selection rule : Δl = ±1 for photon emission/absorption Î He* a metastable state Î He* build up He* + Ne Æ He + Ne* Ne* : 1s22s22p55s1 Î population inversion 1s22s22p55s1 Î ~ 2p53p1 : laser emission @ 632.8 nm OPTOELECTRONICS 9 Prof. Wei-I Lee Gas Lasers : He-Ne Laser More About He-Ne Laser ~2p55s1 : 4 closely spaced levels, ~2p53p1 : ten closely spaced levels Î lasing emissions contain a variety of λ there are also other levels which can generate lasing emissions ( e.g. in the infrared range ) reflecting mirrors can be made λ selective to suppress unwanted λ 1s22s22p53s1 Î 1s22s22p6 requires change in e- spin, which can not be achieved by photon radiation Î 1s22s22p53s1 : a metastable level Î needs collision w. the tube wall to return to the ground state Î thin tube required tube length ↑ Î emission intensity ( optical gain ) ↑ typical characteristics : Gaussian beam 0.5-1 mm beam diameter 1 milliradians divergence a few mW power OPTOELECTRONICS 10 Prof. Wei-I Lee Output Spectrum of Gas Laser Doppler Broadening gas atoms are in random motion with an average K.E. = 3/2 kBT assume these gas atoms emit radiation of freq. υo , due to Dopper effect : atom moving away from observer Î observer detects atom moving towards observer Î observer detects ( vx : relative v of atom along the laser tube w.r.t. the observer ) Î gas laser has an approximate “linewidth” Δυ = υ2 – υ1 Î Doppler broadened linewidth of a laser radiation gas atom velocity obeys Maxwell distribution Î stimulated emission λ exhibit distribution about a central λo= c/υo Î optical gain ( or photon gain ) shows similar distribution ( optical gain lineshape ) OPTOELECTRONICS 11 Prof. Wei-I Lee Output Spectrum of Gas Laser Optical Gain and Cavity Modes from Doppler broadening : optical gain lineshape Æ ~ Gaussian function with typical spread in frequency of 2-5 GHz FWHM of the optical gain vs. freq. spectrum (assuming Maxwell velocity distribution) : Î applied nearly to all gas lasers ( solid state lasers have different broadening mechanisms ) for Fabry-Perot optical resonator or etalon : only certain cavity modes with specified λ can be maintained as standing waves in the cavity m : mode number ( longitudinal axial modes ) OPTOELECTRONICS 12 Prof. Wei-I Lee Output Spectrum of Gas Laser Laser Output Spectrum laser output : (optical gain curve) x (allowed cavity modes) Î peaks at certain λ corresponding to various cavity modes with the envelop of optical gain curve due to Doppler broadening ( which is a Gaussian distribution ) the intensity spikes have finite width ( ~ 1kHz – 1 MHz ) due to nonidealities of the optical cavity ( e.g. thermal fluctuation of cavity length, nonideal mirrors etc. ) OPTOELECTRONICS 13 Prof. Wei-I Lee Laser Oscillation Conditions Optical Gain Coefficient if light intensity decreases along x due to absorption Î light intensity ∝ exp(-αx) , α : absorption coef. if light intensity increases along x: Î light intensity ∝ exp(g x) g : optical gain coefficient ( optical gain per unit length ) ,( ) ( ρ : photon energy density per unit freq. ) Î OPTOELECTRONICS 14 Prof. Wei-I Lee Laser Oscillation Conditions Threshold Gain assuming reached a steady state lasing emission in an optical cavity Î net round-trip optical gain, Gop = Pf / Pi = 1 exp( gx ) includes : stimulated emission and counter absorptions exp(- γx) includes : losses in cavity/wall acting against stimulated emission gain, e.g. light scattering at defects, absorption by impurities/ free carriers etc. ( γ : attenuation or loss coefficient of the medium ) ( R1, R2 : reflectance at reflecting surface ) Pf = Pi Î threshold gain gth : Î threshold population inversion : OPTOELECTRONICS 15 Prof. Wei-I Lee Laser Oscillation Conditions Pump Rate and Output Power round-trip optical gain = 1 Î threshold gain gth : Î threshold population inversion : simplified description of (N2 – N1) and Po vs. pump rate under steady state continuous waver operation OPTOELECTRONICS 16 Prof. Wei-I Lee Laser Oscillation Conditions Phase Condition round trip phase change : assume constant n and neglect phase changes at the mirrors Î only k values that satisfy the following phase condition can exist Î OPTOELECTRONICS ( longitudinal axial modes ) 17 Prof. Wei-I Lee Laser Oscillation Conditions Laser Modes simplified ideal analysis : plane wave & perfectly parallel mirrors assumed all practical laser cavities have finite transverse size and not all cavities have flat reflectors at the ends off-axis self-replicating rays can exist Î non-axial modes greater transverse size Î more off-axis modes a mode : a particular spatial electric field pattern at one reflector that can replicate itself after one round trip through the cavity OPTOELECTRONICS 18 Prof. Wei-I Lee Laser Oscillation Conditions Laser Modes - TEMpqm All modes can be represented by fields ( E & B ) that are nearly normal to the cavity axis Î transverse electric and magnetic (TEMpqm) modes p , q Î # of nodes in the field distribution along y and z ( transverse to the cavity axis x ) m ( longitudinal mode number ) Î # of nodes along the x-axis, usually very large ( ~ 106 in gas laser )and not written TEM00 : • lowest order mode • radially symmetric • lowest divergence • requires restrictions in transverse size of the cavity OPTOELECTRONICS 19 Prof. Wei-I Lee Principle of Laser Diode Population Inversion in Homojunction Laser Diode degenerately doped direct bandgap p-n junction diode Î EFn > Ec , EFp < Ev forward bias with eV > Eg Î population inversion at the junction incoming phonon hυ = Eg in active region Î more likely to cause stimulated emission than being absorbed Î optical gain OPTOELECTRONICS 20 Prof. Wei-I Lee Principle of Laser Diode Formation of Cavity in Laser Diode reflectors formed by cleaved surfaces ( ~ 30% reflecting ) mode of the cavity : OPTOELECTRONICS , ( n : refractive index ) 21 Prof. Wei-I Lee Principle of Laser Diode Threshold Current pumping mechanism : forward diode current at I = Itrans ( transparency current ) Î stimulated emission balances counter absorption at I > Ith ( threshold current ) Î optical gain g reached gth Î optical gain overcome photon losses from the cavity Î optical gain reached gth Î lasing emission Jth in homojunction laser diode is too high for practical uses ( can operate only at very low temp. ) OPTOELECTRONICS 22 Prof. Wei-I Lee Heterostructure Laser Diodes Heterostructure Laser Diodes to reduce Ith Î need better (1) carrier confinement (2) photon confinement improved carrier confinement in DH structure Î easier to achieve population inversion in narrow Eg active layer Î Ith ↓ narrow Eg semiconductor usually has higher refractive index Î better photon confinement in narrow Eg active region Î photon conc. ↑ Î stimulated emission rate ↑ Î Ith ↓ advantage of the AlGaAs DH laser Î lattice matched to substrate OPTOELECTRONICS 23 Prof. Wei-I Lee Heterostructure Laser Diodes Gain Guided Laser Diode Ex. stripe geometrical AlGaAs/GaAs/AlGaAs DH laser diode current flow confined to between path 2 & 3 J at path 1 > path 2 & 3 , region where J > Jth defines active region width of the active region decided by J and hence the optical gain Î gain guided laser advantages of stripe geometry : 1. reduced contact area Î Ith ↓ 2. reduced emission area Î easier coupling to optical fibers typical W ~ a few μm Î Ith ~ tens of mA poor lateral optical confinement of photons OPTOELECTRONICS 24 Prof. Wei-I Lee Heterostructure Laser Diodes Index Guided Laser Diode Ex. buried double heterostructure laser diode good lateral optical confinement by lower refractive index material Î stimulated emission rate ↑ active region confined to the waveguide defined by the refractive index variation Î index guided laser diode buried DH with right dimensions compared with the λ of radiation Î only fundamental mode can exist Î single mode laser diode DH AlGaAs/GaAs LD Î ~ 900 nm LD DH InGaAsP/InP LD Î 1.3/1.55 μm LD OPTOELECTRONICS 25 Prof. Wei-I Lee Elementary Laser Diode Characteristics Output Modes of LD output spectrum depends on 1. optical gain curve of the active medium 2. nature of the optical resonator L decides longitudinal mode separation W & H decides lateral mode separation with sufficiently small W & H Î only TEM00 lateral mode will exist ( from Kasap Ex. 4.5.1 : Number of laser modes depends on how the cavity modes intersect the optical gain curve. ) ( longitudinal modes depends on L ) diffraction at the cavity ends Î laser beam divergence ( aperture ↓ Î diffraction ↑) OPTOELECTRONICS 26 Prof. Wei-I Lee Elementary Laser Diode Characteristics Current Dependence of Power Spectrum output spectrum depends on (1) optical gain curve of the active medium, and (2) nature of the optical resonator output spectrum depends on pumping current level Ex. output spectrum from an index guided LD low current Æ multimode high current Æ single mode spectrum of most gain guided LD remain multimode even at high diode current OPTOELECTRONICS 27 Prof. Wei-I Lee Elementary Laser Diode Characteristics Temperature Dependence of Ith and λ Tj ↑Î Ith ↑ Tj ↑ Î Eg ↓ , n ↑ , cavity length ↑ Î λ0 ↑ in single mode LD : when shift of peak gain causes mode change to an adjacent longer λ mode Î mode hopping to restrict mode hopping Î design the device structure to keep modes sufficiently separated Tj depends on (1) ambient temperature (2) operation current OPTOELECTRONICS 28 Prof. Wei-I Lee Elementary Laser Diode Characteristics Slope Efficiency slope efficiency ηslope : typical ηslope < 1 W/A Po = ηslope ( I – Ith ) OPTOELECTRONICS 29 Prof. Wei-I Lee Steady State Semiconductor Rate Equations Rate Equations and Laser Diode Equation I Po = ? x ( J – Jth ) ( Δt = nL/c ) Nph = ? x ( J – Jth ) at steady state : ( neglecting nonradiative recombinations ) at I = Ith , n = nth, Nph ≈ 0 Î Î nth = Ithτsp / edLW Î OPTOELECTRONICS 30 Prof. Wei-I Lee Steady State Semiconductor Rate Equations Rate Equations and Laser Diode Equation II at steady state : ( τph : average time for a photon to be lost due to transmission through the end-faces, scattering and absorption ) Î nth = 1 / C τph Î Î ( laser diode equation ) OPTOELECTRONICS 31 Prof. Wei-I Lee Light Emitters For Optical Fiber Communications Light Emitters for Optical Fiber Communications LED adv. : simpler to drive, more economic, longer lifetime disadv. : wider output spectrum, less power Î usually used with multimode graded index fibers for short haul appl. LD adv. : narrow linewidth, high output power Î wide bandwidth long haul appl. rise time : the time for light output to rise from 10% to 90% of the final value ( with a step input ) OPTOELECTRONICS 32 Prof. Wei-I Lee Single Frequency Solid State Lasers Distributed Bragg Reflector Laser Diode typical Δλ of single frequency ( single mode ) lasers < 0.1 nm one way to achieve single mode operation Î freq. selective mirrors , λB : Bragg wavelength , q : diffraction order Î in-phase interference Î only particular Fabry-Perot cavity mode within the optical gain curve that is close to λB can lase and exist in the output OPTOELECTRONICS 33 Prof. Wei-I Lee Single Frequency Solid State Lasers Distributed Feedback Laser Diode I. radiation fed from active layer into guiding layer in the whole cavity length corrugated grating Îperiodic refractive index change Î partially reflected waves oppositely traveling waves can only coherently coupled to set up a standing wave, a mode, if their frequency is related to the corrugation periodictiy Λ OPTOELECTRONICS 34 Prof. Wei-I Lee Single Frequency Solid State Lasers Distributed Feedback Laser Diode II. allowed DFB modes with λm : , m = 0, 1, 2 …, L : effective length of diffraction grating relative threshold gain for higher mode is high Î only m = 0 mode can effectively lase asymmetry introduced by fabrication process or on purpose Î only one mode appear L >> Λ Î ( λm Æ λB ) OPTOELECTRONICS 35 Prof. Wei-I Lee Single Frequency Solid State Lasers Cleaved-Coupled-Cavity Laser couple two different laser optical cavities only waves that can exist as modes in both cavities are allowed Î restriction in modes and increase separation between modes Î single mode operation more easily OPTOELECTRONICS 36 Prof. Wei-I Lee Quantum Well Devices Single Quantum Well Structure very thin ( < 50 nm ) narrow Eg active region sandwiched between wider Eg semiconductors ( Ex. GaAs/AlGaAs SQW : ΔEc > ΔEv ) Î two-dimensional electron gas confined in the x-direction , d << Dy , Dz density of electronic states changes in a steplike fashion OPTOELECTRONICS 37 Prof. Wei-I Lee Quantum Well Devices SQW and MQW Lasers advantages of QW lasers to DH lasers : 1. lower threshold current 2. narrower linewidth in λ advantages of SQW can be extended by using MQW MQW design can be combined with a distributed feedback structure to obtain a single mode operation OPTOELECTRONICS 38 Prof. Wei-I Lee Vertical Cavity Surface Emitting Lasers (VCSELs) Vertical Cavity Surface Emitting Laser optical cavity along current flow direction distributed Bragg reflectors as mirrors with high reflectance at λ : λ chosen to coincide with the optical gain of the active layer very short cavity length ( a few μm ) : 1. need high reflectance end mirrors (~99%) 2. large separation between longitudinal modes Æ single mode more probable unwanted voltage drop thru DBR mirrors usually circular cross section matrix emitters possible Î applications in optical interconnect, optical computing , and higher optical power OPTOELECTRONICS 39 Prof. Wei-I Lee OPTOELECTRONICS 40 Prof. Wei-I Lee Optical Laser Amplifiers Optical Laser Amplifiers traveling wave semiconductor laser amplifier : 1. incoming light with λ within optical gain bandwidth of the laser structure Î stimulated emission and light amplification 2. AR coating at ends to suppress cavity oscillation 3. noise induced by spontaneous emission can be overcome by optical filter at the output Fabry-Perot laser amplifier : 1. operated below threshold current to suppress optical gain 2. presence of optical resonator Î λ around cavity resonant wavelength experience higher gain Î higher gain, but less stable OPTOELECTRONICS 41 Prof. Wei-I Lee