Proceedings of the 3rd International IEEE EMBS Conference on Neural Engineering Kohala Coast, Hawaii, USA, May 2-5, 2007 ThD1.20 Passive Backscatter Biotelemetry for Neural Interfacing Bruce C. Towe, Member, IEEE Abstract— Wireless telemetry of low level biopotentials from bioelectrodes can be accomplished over decimeter-order distances by using the biopotential to directly modulate the characteristics of a simple passive resonant circuit consisting of two varactor diodes and an inductor. Backscattered radio frequency energy at or near the circuit resonance in the 300 MHz region is amplitude modulated by the biopotential and detected by a remote receiver. The varactor circuit exhibits a high input impedance suited to bioelectrodes and a sensitivity to submillivolt levels. The circuit is miniaturizable to several cubic millimeters and can be realized with conventional commercially available surface mount components. S I. INTRODUCTION ensitive wireless transmitting and recording of bioelectrical events using miniature telemetry devices is important to a variety of research related to neuroprosthetics and to the relatively new field of man-machine interfaces. Miniaturization of radio transmitters for implantation in the human body has been of high interest but imposes particularly stringent requirements on device design, size, and powering. Depending on the biotelemetry application, there needs to be a high sensitivity to sub-millivolt biopotentials and desirably extending down to tens of microvolts generated by the brain. Good waveform fidelity of neural spikes desirably need bandwidths to 10 KHz. Design issues have been the chip space required for low noise amplification, device power dissipation and tissue heating, and poor antenna efficiency in small device sizes. There are also needs for signal conditioning, buffering for electrode high impedances, offset potential compensation, and space for an on-chip power supply. Fitting these circuitry requirements into a compact device is a daunting problem. Single channel devices as well as some multichannel are typically centimeter-order sizes in largest linear dimension [1]. If biotelemetry device sizes could be further reduced to something for example, that would fit through a syringe needle, then a larger number of neuroprosthetic biopotential and biosensor applications would appear possible on humans due to the reduced trauma of implantation. Our present work is a step in this direction. II. BACKGROUND The basic idea of using an RF exciter to couple power to a resonant circuit and then detecting the load-shift or reflected impedance change is the basis for a large industry that Manuscript received February 15, 2007. B. Towe is with the Harrington Department of Bioengineering Department, Arizona State University. (email:bruce.towe@asu.edu). Support for this project is pending. 1-4244-0792-3/07/$20.00©2007 IEEE. makes modern RF identification (RF-ID) tags such as found in card-key entry systems. The advantages of these devices are their simple circuitry, passive operation, and potentially compact size. An excellent review is presented by Finkenzeller [2]. UHF and microwave RF-ID systems are often known as backscatter systems for classification because common designs modulate their resonance to an incoming electromagnetic wave and so change the degree to which they reflect or scatter the energy. This can be done, for example, by shifting a tuned circuit’s resonant frequency relative to that emitted by a local RF exciter. Towe [3] in 1986 demonstrated a low power quasi-passive technique of resonant frequency shifting to telemeter analog bioelectrical waveforms. Investigators at the WIMS center at the University of Michigan [4] have developed miniature wireless neural interface biotelemetry devices. Tang et al. [5] have analyzed resonant load-shift keying as a method of digital data transmission. Troyk [6] has presented an overview of wireless monitoring. This present work is based on the observation that submillivolt level biopotentials can detectably modulate the L-C resonance of a nonlinear varactor diode circuit in a way that allows telemetry of analog biopotential waveform information. Although digital information has reportedly been telemetered by frequency keying of a passive resonant circuit [5,7], we have not found reports where low level biopotential information is simply and directly used for analog modulation of a passive circuit. This latter approach is remarkable in that there appears to be little or no need for on-chip signal amplification or processing of bioelectrical signals as usually required in conventional biotelemetry. This design strategy appears particularly appropriate for implantable wireless devices where only very short range communication is needed to a receiver outside the body. III. THEORY At frequencies greater than about 300 MHz, methods of characterizing the performance of passive telemetry systems can be treated with scattering theory [2]. The amount of backscattered microwave power Sback from a distant and small device is given by: Sback = P σ / (4π)2 r4 where P is the emitted power, σ is the backscatter aperture, and r is the distance [2]. In practice, for r distances that are more in the near field this relationship is not as useful. 144 The effective aperture σe is proportional to the antenna gain G at its resonant frequency: σe = λ0 2 G/4π. As a resonant circuit moves in and out of resonance with an applied RF carrier source, its gain at that frequency changes, as defined by its Q curve, and so modulates the amplitude of backscatter Sback. This is the principle of our biotelemetry system described here. In general, it is difficult for tuned structures of size far smaller than the physical wavelength λ0 (tens of centimeters in this case) to achieve high values of aperture. We want small tuned antenna structures to minimize implant size. The backscatter modulation is inefficient with small antennas, but we find adequate for short communication distances. As the operating frequency rises the aperture of small antennas increase, suggesting that small wireless devices for implants would best operate in the microwave frequency region. An issue that arises with microwave operation is RF penetration through tissues. Electromagnetic skin depth is smaller in the volume conductivity σ of tissue as frequency rises. The electromagnetic skin depth δ is inversely proportional to root frequency ω and given by: δ = c/(2πσµω)0.5 Calculation of signal path losses shows that backscatter telemetry systems for medical implants will probably need to operate in the mid-UHF or the low end of the GHz microwave spectrum in order to achieve ten centimeterorder penetrations in body tissue. As a compromise between potential implant size versus operating depth, we chose operating frequency in this work of about 300 MHz. Resonant circuits using capacitances that are voltagevariable such as varactor diodes offer an unusual capability. The diode value of C is given by C=C(V)m where m indicates an exponent related to the type of varactor diode. Changes in voltage across them by a modulating signal voltage causes a shift in the operating point of the varactor diode capacitance and hence shift in the LC resonant frequency modulating the backscatter amplitude. Figure 1. Schematic of the microtelemetry system. V1 models the telemetered biosensor signal. m=11 from 0.1 volt to 2.7 volts. This is a relatively large change in capacitance with voltage and is one of the factors responsible for the sensitivity of the circuit to low level signals. Although not a requirement, we have found improvements in circuit performance can often be achieved with some types of varactor diodes, by applying a small dc bias of -0.1 to -0.5 volts in series with the signal input. Electrode offset potentials from dissimilar electrode metals have been used to supply this bias in some cases to avoid complicating the circuit. The wireless circuit antenna is a major design issue and there is much room for improvement over what we report here. We use a loop inductor about 7 mm in diameter. This size was chosen to strongly RF-couple to the benchtop exciter and is a factor in determining range. Figure 2 shows a photomicrograph of a circuit built on a perforated circuit board and used for bench testing. Prototype versions used two turns of thin #28 gauge enameled copper wire as an inductor for 300 MHz. Excitation RF was provided by a HP 8640B signal generator and a power amplifier BGD904 (Phillips Inc.) in order to achieve excitation power up to 1 watt. IV. METHODS Figure 1 is a schematic diagram of the telemetry system electrical circuit. It consists of antenna-inductor L1, two back to back varactor diodes D1 and D2 whose capacitance resonates L1 to a specific operating frequency. There is also an isolating series input resistor R1 and a biopotential signal source modeled by V1. In some configurations the biopotential signal return path center taps the inductor. Our designs use epoxy packaged hyper-abrupt varactors MA4ST2000 series (Microwave Associates Inc.) that are packaged in SC-79 carriers of 0.94 mm width. These diodes have a capacitance of 4 pF with a Vr =1.0 volts. Capacitance ratio changes with voltage of typically Figure 2. Photomicrograph of the passive biotelemetry device reported in this work. The outer coil inductor is about 7 mm in diameter. The biopotential electrode lead wires have been removed for clarity. A phase synchronous direct conversion demodulation system (Loral Inc) was used to achieve both amplitude and 145 phase sensitive detection. The demodulator is constructed around a Mini-Circuits Inc. (Brooklyn, New York, USA) ZLW-1W frequency mixer. A reference signal from the RF exciter introduced into the frequency mixer produces a direct conversion receiver whose output is then amplified and bandpass filtered. Independent exciter and backscatter receive loops approximately 7.5 centimeters in diameter were arranged off-axis from each other and tilted to minimize their mutual coupling to each other while maintaining coupling to the wireless unit loop antenna. The separation distances of the two loop antennas from the telemetry device was a variable but in the range of 10 cm. was filtered 1 Hz-100 Hz and displayed on an oscilloscope. The observed ECG showed evidence of some motion artifact and muscle tremor. But in comparison to a hardwired ECG system the noise was not distinguishable from the telemetered waveform. V. RESULTS A. Biotelemetry When an RF carrier wave is applied to the resonant circuit at a drive frequency located on the skirt of its nominal LC resonance curve, amplitude and phase of the RF voltage induced across L1 changes with V1. This is due to the shifting of the resonance frequency with respect to the driver frequency and so causes a variation in backscatter aperture. Figure 3 shows a plot of the demodulated signal amplitude as a function of input signal to the telemetry circuit through a 50K ohm series input resistor R1. The demodulated waveform amplitude shows a sensitive linear response to millivolt level signals that saturates at about 80 mV. Present designs under optimum conditions, show the system noise level at about 30 microvolts in 1kHz bandwidths. The wireless device input port has relatively high impedance. We have been connecting its input directly to bioelectrodes with satisfactory performance. Figure 4 shows a human ECG waveform detected by commercial silver chloride electrodes placed over the precordial region of the chest of a human volunteer. The biopotential electrodes were directly applied to the telemetry circuit shown in Figure 1. The telemetry circuit was excited at 300 MHz and separated from the antenna loops by a distance of approximately 10 cm. The demodulated signal 0.4 R em otely D etected R esponse (relative units) 0.35 0.3 0.25 0.2 0.15 0.1 0.05 0 0 50 100 150 M illiv olts S ignal In put Figure. 3 Plot showing the relative demodulated amplitude of a 10 KHz sine wave applied to the circuit in Figure 1 as a function of input signal level. Figure 4. ECG waveform of about 1 mV amplitude from bioelectrodes on a human subject telemetered over a 10 cm distance using circuit in Figure 1. B. Parametric Amplification Under conditions of sufficient RF excitation, such that there is a volt or so of induced RF across L1 and the varactor diodes, we observe an apparent circuit voltage gain. The applied test signal V1 is observed to cause AM envelope modulation on L1 that is unexpectedly larger than the test signal V1. Apparent voltage gains of up to ten have been observed on the bench. Under some conditions of RF drive and bias levels applied to the diodes, we have observed the varactor circuit to break into spontaneous oscillation. This is consistent with a system that has gain. Why this should occur without active FETs or transistors is unclear. Our limited investigation of this suggests that this RFpumped time-varying capacitance device exhibits a form of parametric amplification. If so, this process is known in the literature [8,9]. The time varying parameter in this case is a capacitive reactance. Time-varying capacitance circuits are known to provide nearly noiseless amplification because pure reactances have no Johnson noise. Parametric amplifier circuits are not used much in semiconductor electronics because they are more complex and require an RF pump source and the use of carrier demodulators. These components however are all part of our wireless system. We speculate that parametric gain may be, in part, responsible for the unexpected sensitivity to low level bioelectric events. C. Telemetry Range Preliminary results show a transmission range of about a decimeter for a 7 cm receiving loop antenna but this can extend to at least several decimeters with larger antennas. The telemetry range enters into tradeoffs with other functional aspects such as modulating signal amplitude, bandwidth, exciter power, operating frequency, varactor Q’s, and design of the demodulation system. The performance and range of the system is most sensitive to the exciter RF power. With AM demodulation techniques the exciter is best located in a fixed position such 146 as on the body surface relative to an implanted wireless device. So far we have not developed techniques to accommodate ambulatory applications in small animals. D. Bandwidth Figure 5 plots the overall measured wireless system bandwidth including the demodulation system. This plot was made at an exciter frequency of 300 MHz. A 90K ohm resistor was in series with input signal lead to simulate an electrode impedance. D em o du lated O u tp ut (m V ) 70 60 50 40 30 20 10 0 1.E + 00 1.E + 02 1.E + 04 Inp u t S ig n al F requ ency (H z ) 1.E + 06 Figure 5. Experimentally measured bandpass of the wireless circuit system in Figure 1 with the inclusion of the demodulator .system. We observe that the modulation transfer frequency response is flat from dc (not shown) to about 100 KHz. Our test circuit exhibits response peaking due to an unknown cause at 500 KHz and then cuts off over about 1 MHz. VI. DISCUSSION These preliminary studies suggest an RF-powered biotelemetry design approach that is an unexpectedly simple yet sensitive method for short-range communication of low level bioelectrical events originating from bioelectrodes. Its design has a number of advantages for short range communication that includes potentially very small size, low parts count, ready availability of miniature components, and wide bandwidth. The design provides simplicity of the telemetry circuit by trading-off size for a relatively higher complexity in excitation and demodulation. The present demodulation approach recovers AM components of the backscatter signal. This makes the system sensitive to relative motion between the exciter and telemetry unit since separation distance will also amplitude modulate the received backscatter. Although motion artifacts can be filtered out, phase demodulation may be more resistant to these forms of artifact [5]. The device power dissipation is not easily measured and varies with excitation power. No device heating has been detected and dissipation is expected to be relatively low with high-Q LC components. Direct tissue heating by applied RF is a safety concern but only at higher power levels. The shown prototype system is relatively larger in physical size than it needs to be for short range neural applications. Commercial varactor diodes are submillimeter in package size. The more important size-limiting factor is the design of the antenna, which rapidly loses efficiency with smaller size. Even so, we find that reduced antennas compared to Figure 2, of about three millimeters in diameter operating above 500 MHz can be functional. There are design tradeoffs in bandwidth and excitation power that may enable further reduced size. Bench tests suggest that with good low impedance biopotential electrodes and sufficient attention to demodulator design, that telemetry of neural spike waveforms in the 50-500 µV range may be directly possible without additional pre-amplification. Multichannel operation is conceivable by using an array of small devices operating at multiple microwave frequencies. But due to resulting demodulation complexity, its unclear as to the practicality of high channel densities. This work suggests to us of the development of a class of ultra-miniature implantable biotelemetry devices for low level bioelectrical signals; perhaps something that can be introduced into tissue by simple injection. Among potential applications are telemetry of signals from the brain, muscle, and nervous system, to a small worn exciter-receiver on the body surface. VII. CONCLUSION We have shown the potential for an unusual approach to wireless biotelemetry of low level electrical signals from bioelectric sources. This approach has a remarkable simplicity in the circuit design and so appears a candidate for biomedical applications where there is need for exceptionally small size, short range, and low power performance. ACKNOWLEDGMENT This is to acknowledge the help and contributions of Dr. Darrin Rothe leading up to this work. REFERENCES [1] Mohseni, P, Najafi, K., Eliades, S. 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