An Analysis of the Effect of IEEE Publications on the Hewlett-Packard Co. (HP) Patent Portfolio Prepared by IEEE for Hewlett-Packard Co. (HP) Based on a study conducted by CHI Research, Inc. An Analysis of the Effect of IEEE Publications on the Hewlett-Packard Co. (HP) Patent Portfolio Executive Summary Introduction – Today's Patents Cite Scientific Literature In 2003, the IEEE commissioned CHI Research Inc., a worldwide leader in intellectual property consulting, to analyze how IEEE-published information influences patents in today’s top technologies. According to the studies, patents issued by the U.S. Patent office are citing scientific literature, primarily IEEE information, more than ever before. CHI found that patents today are based on the fundamental source – scientific and technical literature, representing a shift from just 20 years ago when patents issued in information technology cited primarily previous patents. In the study, CHI also identified the top 25 patenting organizations in 2002, which includes Hewlett-Packard Co. (HP). See Figure 1. Figure 1: Top 25 Patenting Firms in 2002 Rank 1 2 3 4 5 6 7 8 9 10 11 12 13 Company Name IBM Canon Inc NEC Corporation Hitachi Ltd Micron Technology Matsushita Electric General Electric Sony Corporation Samsung Group Mitsubishi Electric Hewlett-Packard Co. Fujitsu Limited Siemens AG #US Patents Rank 3334 1937 1920 1882 1851 1712 1681 1601 1563 1474 1391 1368 1357 14 15 16 17 18 19 20 21 22 23 24 25 Company Name Toshiba Corporation Philips Electronic N.V. Advanced Micro Devices Intel Corp Fuji Photo Film Co Ltd Lucent Technologies Robert Bosch GmbH Motorola Inc Ericsson (LM) Telephone Texas Instruments Inc. Eastman Kodak Co Honda #US Patents 1352 1276 1152 1088 1010 818 800 778 767 744 706 703 IEEE is the Science Base for the Top Patenting Organizations The analysis of the top 25 patenting organizations revealed that IEEE-published science was cited more often than that of other scholarly and commercial publishers: • 38% of all science references from the patents of the top 25 patenting organizations go to articles that appear in IEEE journals. This is more than three times as many references to the second place publisher. See Figure 2. • The results become even more impressive when we look at specific subcategories of patents. o Telecom: 58% of all science references come from IEEE o Computer hardware: 55% of all science references come from IEEE o Computer software: 45% of all science references come from IEEE o Semiconductors: 22% of all science references come from IEEE o Optics: 21% of all science references come from IEEE (see Report B: "Analysis of References to IEEE Articles from Patents in 5 Technology Areas," 23 March, 2004) • Referencing to IEEE articles in patents has increased 267% in the last decade. Continued on page 2... The Effect of IEEE Publications on the Hewlett-Packard Co. (HP) Patent Portfolio -1- ... Continued from page 1 • CHI has documented that high patent citation rankings for an organization have been shown to be associated with increases in sales, profits, and stock price. Technology that builds upon IEEE science is likely to be of more value than peer technology not built on IEEE science. Patents that reference the IEEE are cited more often than patents that do not reference IEEE. • The most highly cited patents build on IEEE science. There are more than 1,000 highly cited patents, which CHI calls "blockbuster" patents, that reference at least three IEEE articles (see Report B: "Analysis of References to IEEE Articles from Patents in 5 Technology Areas," 23 March, 2004). Figure 2: Number of Patent References from Top 25 Patenting Organizations to Top Publishers* IEEE 43694 12877 Amer. Inst. Physics 6564 Elsevier Science 5249 IEE 3786 Inst. Pure Applied Physics Electrochemical Soc. Amer. 3313 AVS Amer. Inst. Physics 3160 Amer. Chemical Soc. 2866 ACM 2725 Optical Soc. Amer. 2699 IBM Corp. 1761 Pennwell Pub. 1689 American Physical Soc. 1625 SPIE- Int. Soc. Opt. Eng. 1565 Pergamon-Elsevier 1501 John Wiley & Sons 1215 MRS Mat. Research Society 1128 Lucent 1058 Penton 1037 0 IEEE cited 3x more 10,000 20,000 30,000 40,000 50,000 *Publishers compiled from all journals referenced 100+ times total from 25 organizations. IEEE Science Drives Hewlett-Packard Co. (HP) Patents CHI Research analyzed the science references to journal articles from the top patenting organizations from 1983-2002. They found over 1,947 science references to IEEE from Hewlett-Packard Co. patents, which comprise over 28% of the total number of Hewlett-Packard science references in this time period. Hewlett-Packard Patent References to IEEE 72% Hewlett-Packard Patent References to other Publishers 28% Number of science references to journal articles for 1983-2002 Hewlett-Packard Co. (HP) patents The Effect of IEEE Publications on the Hewlett-Packard Co. (HP) Patent Portfolio -2- Hewlett-Packard is One of the Top 50 Patenting Firms That Cites IEEE Science CHI Research also analyzed the top patenting organizations that reference IEEE most in several key technology categories. Hewlett-Packard was identified as one of the top 50 firms with patent citations to IEEE published science in the following technology areas during the time period of 1983 to 2003: Technology Category Number of Hewlett-Packard Co. (HP) Patent Science References to IEEE Total Number of Hewlett-Packard Co. (HP) Patent Science References Percentage of Hewlett-Packard Co. (HP) References to IEEE Computer Hardware 414 1,107 37% Optics 167 576 29% Semiconductors 176 860 20% Software 631 2,395 26% Telecommunications 362 1,001 36% Hewlett-Packard "Blockbuster" Patents Are Based on IEEE Science The CHI report demonstrates that high citation rates are correlated with high impact patents. High patent citation rankings for an organization have been shown to be associated with increases in sales, profits, and stock price. There are more than 1000 highly cited patents that are based on IEEE science. The analysis finds that numerous Hewlett-Packard patents are both highly cited and extensively reference IEEE articles: Hewlett-Packard Co. (HP) Patent Name Patent No. IEEE Refs Cites received Expected citations Multiple processor system having shared memory with private-write capability 04965717 7 118 21.36 5.52 Fault-tolerant computer system with online recovery and reintegration of redundant components 05295258 5 89 18.41 4.83 Instruction storage method with a compressed format using a mask word 05057837 4 53 11.76 4.51 System and method for lossless image compression having improved sequential determination of golomb parameter 05764374 3 23 5.59 4.11 Computer-aided design methods and apparatus for multilevel interconnect technologies 05610833 3 48 11.91 4.03 Optical isolation amplifier with sigma-delta modulation 05287107 7 37 9.41 3.93 Compression using small dictionaries with applications to network packets 05389922 3 32 8.76 3.65 The Effect of IEEE Publications on the Hewlett-Packard Co. (HP) Patent Portfolio -3- Citation index* Hewlett-Packard Co. (HP) Patent Name Patent No. IEEE Refs Cites received Expected citations Polarization independent optical coherencedomain reflectometry Citation index* 05202745 7 28 7.99 3.51 Anisotropically etched ink fill slots in silicon 05308442 3 47 13.42 3.50 Voltage-controlled ring oscillator using complementary differential buffers for generating multiple phase signals 05239274 4 27 7.72 3.50 Process for forming lightly-doped-drain (LDD) without extra masking steps 04843023 5 53 15.36 3.45 Method for manufacturing test simulation in electronic circuit design 05539652 15 51 14.94 3.41 Fault-tolerant computer system with online recovery and reintegration of redundant components 06073251 4 13 3.83 3.39 Hierarchical priority branch handling for parallel execution in a parallel processor 04833599 4 72 21.71 3.32 *Examples pulled from list of the top 1000 patents in terms of citation index among those with at least 4 citations and at least 3 references to IEEE papers. Citation index is the number of citations divided by the expected citations; expected citations are the average number of citations for all patents in the same technology class and age. Conclusions The data presented here demonstrates the value of IEEE information to technological innovation for the top patenting organizations. Patents today are citing scientific literature, primarily IEEE information, more than ever before. This new analysis of the top patenting organizations revealed that IEEE-published science was cited more often than that of other scholarly and commercial publishers and the most innovative "blockbuster" patents build on IEEE science, demonstrating that IEEE is the science base for the top patenting organizations. The Effect of IEEE Publications on the Hewlett-Packard Co. (HP) Patent Portfolio -4- About CHI Research Inc., the company BusinessWeek called "A Search Engine For Tech Prospectors" CHI Research, Inc. is a highly focused research consultancy internationally recognized for its leadership in the development and analysis of technology and science indicators. Formed in 1968, CHI pioneered the development of science and technology citation analysis. Working with the U.S. National Science Foundation, CHI developed the first national-scale bibliometric indicators of scientific performance in the early 1970s. Since then, CHI has produced all the literature-to-literature, patent-to-literature and patent-topatent citation indicators ever used in the congressionally mandated Science and Engineering Indicators reports published by the U.S. National Science Board. About IEEE The IEEE is the world’s largest technical professional society with approximately 360,000 members in 170 countries. Through its members, the IEEE is a leading authority on areas ranging from aerospace, computers and telecommunications to biomedicine, electric power and consumer electronics. The IEEE produces 30 percent of the world’s literature in the electrical and electronics engineering and computer science fields, and has developed more than 900 active industry standards. The organization also sponsors or cosponsors more than 300 international technical conferences each year. Additional information is available at www.ieee.org. For more information, • Read the enclosed CHI Studies: Report A: "The Effect of IEEE Publications on Subsequent Patented Technology," 29 July, 2003. Report B: "Analysis of References to IEEE Articles from Patents in 5 Technology Areas," 23 March, 2004. • Contact Karen Hawkins, IEEE Senior Marketing Manager, at k.hawkins@ieee.org. The Effect of IEEE Publications on the Hewlett-Packard Co. (HP) Patent Portfolio -5- Top 50 Organizations That Cite IEEE in Computer Hardware Patents Organization 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 IBM Texas Instruments Incorporated Mitsubishi Electric Corp Micron Technology, Inc. Toshiba Corporation Motorola Inc Hitachi Ltd NEC Corporation Lucent Technologies LSI Logic Corp. Hewlett-Packard Company Intel Corp Seagate Technology Advanced Micro Devices Inc. Matsushita Electric Industrial Co Ltd Koninklijke Philips Electronics N.V. Fujitsu Limited STMicroelectronics N.V. Pioneer Corp Seiko Epson Corporation Rambus Inc. Siemens AG Cadence Design Systems, Inc. Sony Corporation Cirrus Logic Inc. General Electric Co Sun Microsystems Inc Canon Inc Altera Corp. Xerox Corporation National Semiconductor Corporation Eastman Kodak Co Synopsys Inc Komag Inc. Sharp Corporation Microsoft Corp Samsung Group Caterpillar Inc Raytheon Company Unisys Corp MIT/Mass Inst of Technology Xilinx Inc Microelectronics & Co Cypress Semiconductor Corp Sandisk Corp California Inst of Technology Analog Devices Inc Quantum Corp. Hynix Semiconductor Inc. Honeywell Inc # IEEE Refs # Total Science Refs 1526 966 598 572 519 489 457 447 434 425 414 382 374 332 308 307 288 284 270 258 255 241 241 228 205 201 165 162 146 145 144 134 127 120 116 112 112 103 99 98 95 81 78 75 72 72 67 65 63 61 3549 1558 970 1092 1066 805 1143 801 835 632 1107 567 552 824 759 656 629 438 569 460 363 543 438 479 307 429 422 847 346 535 258 392 165 237 365 386 257 187 201 202 387 142 191 99 107 163 96 118 75 126 % IEEE Refs 43.0 62.0 61.6 52.4 48.7 60.7 40.0 55.8 52.0 67.2 37.4 67.4 67.8 40.3 40.6 46.8 45.8 64.8 47.5 56.1 70.2 44.4 55.0 47.6 66.8 46.9 39.1 19.1 42.2 27.1 55.8 34.2 77.0 50.6 31.8 29.0 43.6 55.1 49.3 48.5 24.5 57.0 40.8 75.8 67.3 44.2 69.8 55.1 84.0 48.4 Note: The Table Above Represents Data Collected From 1983-2003 The Effect of IEEE Publications on the Hewlett-Packard Co. (HP) Patent Portfolio -6- Top Referenced Publisher Second Most Referenced Publisher IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IBM CORP IEE INST PURE APPLIED PHYSICS AMER INST PHYSICS AMERICAN PHYSICAL SOC MILLER FREEMAN AMER INST PHYSICS AMER INST PHYSICS IEE ELSEVIER SCIENCE ACM ACM AMER INST PHYSICS CMP MEDIA ELSEVIER SCIENCE PHILIPS CO AMER INST PHYSICS IEE OPTICAL SOC AMER ACM PENTON ELSEVIER SCIENCE PENTON SOC MOTION PICTURE TV ENG INC PENTON OPTICAL SOC AMER ACM AMER INST PHYSICS PENTON SPIE-INT SOCIETY OPTICAL ENG PENTON AMER INST PHYSICS IEE AMER INST PHYSICS INST PURE APPLIED PHYSICS ACM CMP MEDIA INDERSCIENCE ENTERPRISES LTD OPTICAL SOC AMER ACM ELSEVIER SCIENCE ACM AMER INST PHYSICS IECE IECE AMER INST PHYSICS IEE IBM CORP ACM AMER INST PHYSICS # Refs % Refs 229 104 45 106 65 93 66 33 40 27 84 26 61 179 46 29 26 21 40 31 18 30 31 36 22 17 73 144 79 36 12 30 8 73 37 25 34 12 17 19 27 8 27 4 6 15 6 18 2 17 6.5 6.7 4.6 9.7 6.1 11.6 5.8 4.1 4.8 4.3 7.6 4.6 11.1 21.7 6.1 4.4 4.1 4.8 7.0 6.7 5.0 5.5 7.1 7.5 7.2 4.0 17.3 17.0 22.8 6.7 4.7 7.7 4.8 30.8 10.1 6.5 13.2 6.4 8.5 9.4 7.0 5.6 14.1 4.0 5.6 9.2 6.3 15.3 2.7 13.5 Top 50 Organizations That Cite IEEE in Optics Patents Organization 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 Lucent Technologies NEC Corporation Siemens AG Fujitsu Limited Northrop Grumman Corporation MIT/Mass Inst of Technology Alcatel JDS Uniphase Corp British Telecommunications PLC Stanford University Raytheon Company Nortel Networks Corp US Navy Ericsson (LM) Telephone Co Inc General Electric Co Science Applications Int'l Matsushita Electric Industrial Co Ltd Hewlett-Packard Company Mitsubishi Electric Corp Canon Inc Corning Inc Nippon Telegraph and Telephone Corp. IBM Xerox Corporation France Telecom Hitachi Ltd Sharp Corporation Light Chip Inc Boeing Co, The Toshiba Corporation Coherent Inc. Koninklijke Philips Electronics N.V. Verizon Communications Hamamatsu Photonics KK US DOE Thales Group Lockheed Martin Corp. Fuji Photo Film Co Ltd Honeywell Inc Sumitomo Electric Industries Ltd MMM/Minnesota Mining & Mfg Co Pioneer Corp Motorola Inc Pirelli SpA A T & T Corp. Thermo Electron Corp University of California Ciena Corp Eastman Kodak Co California Inst of Technology # IEEE Refs # Total Science Refs % IEEE Refs 1317 381 357 285 284 270 260 233 228 221 218 209 205 185 176 174 173 167 163 151 148 146 136 133 132 129 116 113 109 108 106 105 105 98 93 84 83 82 82 81 76 73 68 67 67 66 65 60 60 59 4411 1296 1144 905 1018 1472 757 850 1131 1322 1295 574 1175 347 641 630 884 576 683 1282 611 639 879 911 421 792 1055 278 350 521 532 515 339 376 687 469 444 432 435 353 1055 259 210 222 134 445 688 104 556 399 29.9 29.4 31.2 31.5 27.9 18.3 34.3 27.4 20.2 16.7 16.8 36.4 17.4 53.3 27.5 27.6 19.6 29.0 23.9 11.8 24.2 22.8 15.5 14.6 31.4 16.3 11.0 40.6 31.1 20.7 19.9 20.4 31.0 26.1 13.5 17.9 18.7 19.0 18.9 22.9 7.2 28.2 32.4 30.2 50.0 14.8 9.4 57.7 10.8 14.8 Top Referenced Publisher Second Most Referenced Publisher IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEE OPTICAL SOC AMER AMER INST PHYSICS IEEE OPTICAL SOC AMER IEEE IEEE IEEE AMER INST PHYSICS IEEE AMER INST PHYSICS AMER INST PHYSICS IEEE IEE AMER INST PHYSICS AMER INST PHYSICS IEEE AMER INST PHYSICS AMER INST PHYSICS IEEE IEEE AMER INST PHYSICS OPTICAL SOC AMER IEEE IEEE IEEE AMER INST PHYSICS AMER INST PHYSICS AMER INST PHYSICS IEEE OPTICAL SOC AMER IEEE AMER INST PHYSICS IEEE IEEE IEE IEEE OPTICAL SOC AMER AMER INST PHYSICS IEEE AMER INST PHYSICS AMER INST PHYSICS IEE IEE IEE IEE OPTICAL SOC AMER OPTICAL SOC AMER IEE OPTICAL SOC AMER IEEE IEEE OPTICAL SOC AMER IEE AMER INST PHYSICS IEE OPTICAL SOC AMER AMER INST PHYSICS IEEE IEE IEEE IEEE OPTICAL SOC AMER IEEE IEEE IEEE IEE IEEE INST PURE APPLIED PHYS OPTICAL SOC AMER OPTICAL SOC AMER IEEE IEEE OPTICAL SOC AMER IEE OPTICAL SOC AMER OPTICAL SOC AMER IEEE IEEE AMER INST PHYSICS IEEE IEE OPTICAL SOC AMER OPTICAL SOC AMER IEE IEEE IEE AMER INST PHYSICS OPTICAL SOC AMER IEE OPTICAL SOC AMER OPTICAL SOC AMER Note: The Table Above Represents Data Collected From 1983-2003 The Effect of IEEE Publications on the Hewlett-Packard Co. (HP) Patent Portfolio -7- # Refs % Refs 830 215 172 157 255 247 231 179 228 221 216 110 239 54 101 153 173 75 163 151 134 146 136 133 114 129 139 63 65 108 106 75 67 60 126 84 83 63 82 73 127 37 40 67 23 82 68 23 79 63 18.8 16.6 15.0 17.3 25.0 16.8 30.5 21.1 20.2 16.7 16.7 19.2 20.3 15.6 15.8 24.3 19.6 13.0 23.9 11.8 21.9 22.8 15.5 14.6 27.1 16.3 13.2 22.7 18.6 20.7 19.9 14.6 19.8 16.0 18.3 17.9 18.7 14.6 18.9 20.7 12.0 14.3 19.0 30.2 17.2 18.4 9.9 22.1 14.2 15.8 Top 50 Organizations That Cite IEEE in Semiconductors Patents Organization 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 # Total Top # IEEE Science % IEEE Referenced Refs Refs Refs Publisher Micron Technology, Inc. 1296 Lucent Technologies 928 Mitsubishi Electric Corp 658 Texas Instruments Incorporated 608 IBM 581 NEC Corporation 506 Toshiba Corporation 493 Motorola Inc 395 STMicroelectronics N.V. 371 Fujitsu Limited 360 Siemens AG 345 National Semiconductor Corporation 284 Advanced Micro Devices Inc. 279 General Electric Co 260 Hitachi Ltd 256 MIT/Mass Inst of Technology 237 Matsushita Electric Industrial Co Ltd 236 Koninklijke Philips Electronics N.V. 214 Sharp Corporation 194 Raytheon Company 192 Hewlett-Packard Company 179 Canon Inc 177 Xerox Corporation 161 US Navy 143 Northrop Grumman Corporation 141 Nortel Networks Corp 138 Vishay Intertechnology, Inc. 137 JDS Uniphase Corp 126 Honeywell Inc 126 Sumitomo Electric Industries Ltd 125 University of California 122 North Carolina State University 119 Semiconductor Energy Laboratory Co Ltd 118 US Air Force 117 LSI Logic Corp. 107 Samsung Group 106 British Telecommunications PLC 105 Thales Group 102 US DOE 101 General Motors Corporation 101 Hynix Semiconductor Inc. 100 ABB Asea Brown Boveri 99 Intel Corp 96 France Telecom 95 Sony Corporation 92 Eastman Kodak Co 90 Taiwan Semiconductor Mfg. Co. Ltd. 88 Alcatel 85 Stanford University 82 Nippon Telegraph and Telephone Corp. 81 4003 4148 2035 2760 2959 1865 1812 1415 988 1563 1395 573 762 1100 1402 1510 1275 873 1210 999 860 1822 1038 1121 710 380 216 441 443 969 1040 760 1984 409 306 279 528 360 690 564 251 246 370 320 404 330 192 258 542 453 32.4 22.4 32.3 22.0 19.6 27.1 27.2 27.9 37.6 23.0 24.7 49.6 36.6 23.6 18.3 15.7 18.5 24.5 16.0 19.2 20.8 9.7 15.5 12.8 19.9 36.3 63.4 28.6 28.4 12.9 11.7 15.7 5.9 28.6 35.0 38.0 19.9 28.3 14.6 17.9 39.8 40.2 25.9 29.7 22.8 27.3 45.8 32.9 15.1 17.9 IEEE AMER IEEE IEEE AMER IEEE IEEE IEEE IEEE AMER IEEE IEEE IEEE IEEE AMER AMER AMER IEEE AMER AMER AMER AMER AMER AMER AMER IEEE IEEE IEEE IEEE AMER AMER AMER AMER IEEE IEEE IEEE IEE IEEE AMER AMER IEEE IEEE IEEE IEEE AMER IEEE IEEE IEEE AMER AMER Note: The Table Above Represents Data Collected From 1983-2003 The Effect of IEEE Publications on the Hewlett-Packard Co. (HP) Patent Portfolio -8- INST PHYSICS INST PHYSICS Second Most Referenced Publisher AMER IEEE AMER AMER IEEE AMER AMER AMER INST PHYSICS INST PHYSICS INST PHYSICS INST PHYSICS INST PHYSICS INST PHYSICS ELECTROCHEMICAL SOC INC INST PHYSICS IEEE AMER INST PHYSICS AMER INST PHYSICS ELECTROCHEMICAL SOC INC INST PHYSICS INST PHYSICS INST PHYSICS INST PHYSICS INST PHYSICS INST PHYSICS INST PHYSICS INST PHYSICS INST PHYSICS INST PHYSICS INST PHYSICS INST PHYSICS INST PHYSICS INST PHYSICS INST PHYSICS INST PHYSICS AMER INST PHYSICS IEEE IEEE IEEE AMER INST PHYSICS IEEE IEEE IEEE ELSEVIER SCIENCE IEEE IEEE IEEE AMER INST PHYSICS PERGAMON-ELSEVIER AMER INST PHYSICS AMER INST PHYSICS ELSEVIER SCIENCE ELSEVIER SCIENCE IEEE ELSEVIER SCIENCE AMER INST PHYSICS AMER INST PHYSICS AMER INST PHYSICS IEEE AMER INST PHYSICS IEEE IEEE AMER INST PHYSICS AMER INST PHYSICS ELECTROCHEMICAL SOC INC INST PHYSICS AMER INST PHYSICS IEEE AMER INST PHYSICS ELECTROCHEMICAL SOC INC INST PHYSICS INST PHYSICS IEE IEEE IEEE # Refs % Refs 605 928 466 525 581 426 340 209 179 360 215 54 96 207 256 237 236 111 194 192 179 261 161 143 141 86 14 106 88 135 121 119 300 95 57 30 105 80 101 101 34 35 73 85 92 83 35 67 82 81 15.1 22.4 22.9 19.0 19.6 22.8 18.8 14.8 18.1 23.0 15.4 9.4 12.6 18.8 18.3 15.7 18.5 12.7 16.0 19.2 20.8 14.3 15.5 12.8 19.9 22.6 6.5 24.0 19.9 13.9 11.6 15.7 15.1 23.2 18.6 10.8 19.9 22.2 14.6 17.9 13.5 14.2 19.7 26.6 22.8 25.2 18.2 26.0 15.1 17.9 Top 50 Organizations That Cite IEEE in Software Patents Organization # IEEE Refs # Total Science Refs Top Referenced Publisher Second Most Referenced Publisher 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 IBM Lucent Technologies Hewlett-Packard Company Microsoft Corp Hitachi Ltd Motorola Inc NEC Corporation Intel Corp Sony Corporation Siemens AG Sun Microsystems Inc Xerox Corporation Matsushita Electric Industrial Co Ltd Fujitsu Limited Toshiba Corporation MIT/Mass Inst of Technology Canon Inc Koninklijke Philips Electronics N.V. Apple Computer Inc. Mitsubishi Electric Corp Silicon Graphics Inc. Ricoh Company Ltd Verizon Communications Texas Instruments Incorporated E I DuPont de Nemours & Co Ericsson (LM) Telephone Co Inc A T & T Corp. Secure Computing Corp. Digimarc Corp Digital Voice Systems, Inc. General Electric Co British Telecommunications PLC Nortel Networks Corp NCR Corporation Alcatel Micron Technology, Inc. Fuji Photo Film Co Ltd Cray Inc. SRI International Washington University Sharp Corporation Dolby Labs Licensing Corp. LSI Logic Corp. 1389 784 631 418 331 310 277 248 219 217 204 204 203 197 192 173 173 170 167 154 148 144 143 142 125 124 111 110 108 107 104 95 94 91 84 82 82 76 75 73 71 67 67 4593 1725 2395 1670 992 505 539 538 497 533 1291 770 508 529 496 487 502 415 683 383 647 271 238 321 212 232 296 350 330 119 267 294 178 252 216 120 207 118 121 237 149 133 119 30.2 45.4 26.3 25.0 33.4 61.4 51.4 46.1 44.1 40.7 15.8 26.5 40.0 37.2 38.7 35.5 34.5 41.0 24.5 40.2 22.9 53.1 60.1 44.2 59.0 53.4 37.5 31.4 32.7 89.9 39.0 32.3 52.8 36.1 38.9 68.3 39.6 64.4 62.0 30.8 47.7 50.4 56.3 IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE ACM IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE ACM IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE 146 161 45.2 39.1 IEEE IEEE 151 193 112 253 192 41.7 32.6 55.4 22.9 30.2 IEEE IEEE IEEE IEEE IEEE ACM ACM ACM ACM ACM CMP MEDIA ACM ACM LUCENT TECHNOLOGIES ACM IEEE ACM ELSEVIER SCIENCE ACM ACM ACM ACM ACM ACM ELSEVIER SCIENCE ACM ACM ACM ACM AMER INST CHEMICAL ENGINEERS ACM ACM IEEE CMP MEDIA IEE ELSEVIER SCIENCE IEE LUCENT TECHNOLOGIES ACM ELSEVIER SCIENCE IECE ACM ACM ACM AMER INST PHYSICS ELSEVIER SCIENCE AUDIO ENGINEERING SOC ELSEVIER SCIENCE ACOUSTICAL SOC AMER AMER INST PHYSICS MILLER FREEMAN ACOUSTICAL SOC AMER AMER INST PHYSICS ACM IEE ACM ACM 44 45 University of California Enterasys Networks Inc. 66 63 46 47 48 49 50 Lockheed Martin Corp. Unisys Corp STMicroelectronics N.V. EMC Corp Science Applications Int'l 63 63 62 58 58 % IEEE Refs Note: The Table Above Represents Data Collected From 1983-2003 The Effect of IEEE Publications on the Hewlett-Packard Co. (HP) Patent Portfolio -9- # Refs % Refs 688 150 346 215 107 22 37 56 36 42 204 141 38 41 60 78 43 31 92 21 60 20 11 21 15 11 31 110 28 1 20 17 11 51 16 11 13 9 8 23 7 23 10 15.0 8.7 14.4 12.9 10.8 4.4 6.9 10.4 7.2 7.9 15.8 18.3 7.5 7.8 12.1 16.0 8.6 7.5 13.5 5.5 9.3 7.4 4.6 6.5 7.1 4.7 10.5 31.4 8.5 0.8 7.5 5.8 6.2 20.2 7.4 9.2 6.3 7.6 6.6 9.7 4.7 17.3 8.4 13 12 8.9 7.5 14 60 8 37 35 9.3 31.1 7.1 14.6 18.2 Top 50 Organizations That Cite IEEE in Telecommunications Patents Organization 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 Lucent Technologies Motorola Inc Ericsson (LM) Telephone Co Inc Texas Instruments Incorporated NEC Corporation IBM Deutsche Telekom AG Koninklijke Philips Electronics N.V. General Electric Co Matsushita Electric Industrial Co Ltd Hitachi Ltd Alcatel Toshiba Corporation Siemens AG Fujitsu Limited Sony Corporation InterDigital Communications Corp. Nortel Networks Corp Hewlett-Packard Company Mitsubishi Electric Corp Raytheon Company Science Applications Int'l Verizon Communications MIT/Mass Inst of Technology Analog Devices Inc British Telecommunications PLC Intel Corp Thomson PARKERVISION, INC. Thales Group Sprint Corp Advanced Micro Devices Inc. Canon Inc Qualcomm Inc National Semiconductor Corporation A T & T Corp. Altera Corp. STMicroelectronics N.V. Nippon Telegraph and Telephone Corp. Micron Technology, Inc. Cirrus Logic Inc. Actel Corp. Northrop Grumman Corporation Nokia Group General Motors Corporation Sun Microsystems Inc US Navy Microsoft Corp Optex Corp. Lockheed Martin Corp. # IEEE Refs # Total Science Refs 2349 1261 1120 823 713 678 672 549 511 503 493 472 463 423 412 399 394 379 362 339 336 316 311 299 272 258 249 243 240 236 230 225 215 211 208 205 204 178 170 167 150 149 146 145 144 134 133 132 132 130 4543 1747 1741 1010 1265 1325 861 1041 900 1113 1002 1185 837 1063 922 867 657 661 1001 596 749 545 521 676 360 691 348 398 534 520 329 391 871 303 303 491 431 289 340 299 233 213 326 274 248 215 393 274 173 320 % IEEE Refs 51.7 72.2 64.3 81.5 56.4 51.2 78.0 52.7 56.8 45.2 49.2 39.8 55.3 39.8 44.7 46.0 60.0 57.3 36.2 56.9 44.9 58.0 59.7 44.2 75.6 37.3 71.6 61.1 44.9 45.4 69.9 57.5 24.7 69.6 68.6 41.8 47.3 61.6 50.0 55.9 64.4 70.0 44.8 52.9 58.1 62.3 33.8 48.2 76.3 40.6 Note: The Table Above Represents Data Collected From 1983-2003 The Effect of IEEE Publications on the Hewlett-Packard Co. (HP) Patent Portfolio -10- Top Referenced Publisher Second Most Referenced Publisher IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEEE IEE IEE L M ERICSSON IEE IEE IBM CORP ELSEVIER SCIENCE IEE SOC MOTION PICTURE TV ENG INC ELSEVIER SCIENCE ELSEVIER SCIENCE IEE IEE IEE IEE SOC MOTION PICTURE TV ENG INC LUCENT TECHNOLOGIES IEE IEE SOC MOTION PICTURE TV ENG INC AMER INST PHYSICS IEE IEE OPTICAL SOC AMER IEE IEE IEE ELSEVIER SCIENCE IEE IEE IEE IEE AMER INST PHYSICS IEE PENTON AT&T ACM IEE IEE IBM CORP IEE TAYLOR & FRANCIS OPTICAL SOC AMER IEE AMER INST PHYSICS JOHN WILEY & SONS AMER INST PHYSICS ACM IBM CORP AMER INST PHYSICS # Refs % Refs 402 105 84 26 96 90 68 77 112 64 52 168 42 97 109 60 37 45 43 32 64 54 53 47 25 134 10 17 151 33 25 49 97 18 21 49 61 23 47 33 23 9 30 24 11 8 53 29 15 40 8.8 6.0 4.8 2.6 7.6 6.8 7.9 7.4 12.4 5.8 5.2 14.2 5.0 9.1 11.8 6.9 5.6 6.8 4.3 5.4 8.5 9.9 10.2 7.0 6.9 19.4 2.9 4.3 28.3 6.3 7.6 12.5 11.1 5.9 6.9 10.0 14.2 8.0 13.8 11.0 9.9 4.2 9.2 8.8 4.4 3.7 13.5 10.6 8.7 12.5 For more information: IEEE 445 Hoes Lane Piscataway, NJ 08854 www.ieee.org/patentcitations 431-J 12/04