ISB NEWS REPORT MAY 2013 Resistance Evolution to Plant-Produced Bt-toxins of the First Generation of Genetically Engineered Diabrotica-active Bt-Maize Events by Western Corn Rootworm: Management and Monitoring Considerations Yann Devos, Lisa N Meihls, József Kiss, Bruce E Hibbard Introduction Western corn rootworm (WCR; Diabrotica virgifera virgifera) is a major coleopteran maize pest in North America and the European Union (EU), and has traditionally been managed through crop rotation and broad-spectrum insecticides. Genetically engineered (GE) maize transformation events expressing insecticidal Bacillus thuringiensis (Bt) toxins against corn rootworms offer an additional management tool for WCR and have been valuable in reducing insecticide use and increasing farm productivity in North America. The mode of action of Bt-toxins is to bind selectively to specific receptors on the epithelial surface of the midgut of larvae of susceptible insect species, leading to death of larvae through pore formation, cell burst and subsequently septicaemia. Several Diabrotica-active Bt-maize transformation events are currently grown commercially in Argentina, Brazil, Canada and the United States (US). There is a concern that the widespread, repeated, and exclusive use of the same Bt-maize event expressing a single Bt-toxin against WCR will create significant selection pressure and increase the risk of WCR evolving resistance. Resistance evolution may lead to altered pest control practices that may cause adverse environmental effects. under field conditions after three to seven generations of selection6-7. As resistance to Cry34Ab1/35Ab1 and mCry3A also evolved relatively quickly under laboratory and/or greenhouse settings, field-selected resistance is possible too. Therefore, vigilance should be exercised, and farmers who grow Cry3Bb1-, Cry34Ab1/35Ab1- or mCry3Ab-expressing Bt-maize events should be advised to put appropriate risk mitigation measures in place to delay resistance evolution. However, there is also the possibility of a different mode of action for the binary Cry34Ab1/35Ab1 proteins9, which may result in an inherently lower risk of resistance evolution compared with Cry3Bb1. Resistance management To delay resistance evolution and to extend the durability of Bt-crops, insect resistance management (IRM) plans relying on the high dose/refuge (HDR) strategy have been implemented for several Bt-crops in several countries10. The HDR strategy prescribes planting Bt-crops that produce a very high concentration of the Bt-toxin, so that nearly all target insect pests that are heterozygous for resistance do not survive on it. In addition, a nearby structured refuge of the non-Bt-crop is required where the target insect pest does not encounter the Bt-toxin. (Note that non-Bt-crops or refuges are intended to mean areas under a crop that does not express Bt-toxins Resistance evolution In artificial selection experiments, resistance to the plant- that are active against the target insect pest.) Under produced Cry3Bb1, Cry34Ab1/35Ab1 and mCry3A these conditions, most of the rare resistant individuals proteins evolved in a relatively short time (in as few as surviving on the Bt-crop will mate with abundant three generations with no random mating), and resistance susceptible individuals emerging from nearby refuges to was found to remain at a similar level after six generations produce heterozygous offspring that are phenotypically of selection1-5. Laboratory- or greenhouse-selected WCR susceptible. If inheritance of resistance is recessive, then colonies with Cry3Bb1 and mCry3A resistance have the hybrid progeny from such matings will die on the increased resistance under field conditions2-3, indicating Bt-crop. The lack of resistance in some major insect pests that larval survival on Bt-maize plants in the greenhouse translated to larval survival on Bt-maize in the field. targeted by Bt-crops attests that the HDR strategy is Field-selected resistance of WCR to plant-produced Bt- capable of preventing or at least delaying resistance under toxins is documented in some US maize growing areas field conditions, despite 16 years of intensive use of some Bt-crops11. In contrast, when the conditions contributing for Cry3Bb1 only6-8. Given that Cry3Bb1 resistance has evolved within just to the success of the HDR strategy were not met, field12-14 a few generations in all artificial selection experiments selected resistance to Bt-crops has occurred . conducted, it is not surprising that resistance evolved ISB NEWS REPORT Evidence indicates that several conditions contributing to the success of the HDR strategy may not be met for the first generation of Diabrotica-active Btmaize events and WCR: (1) the Bt-toxins are expressed heterogeneously at a low-to-moderate dose in roots; (2) resistance alleles may be present at a higher frequency than initially assumed; (3) WCR may mate in a non-random manner; (4) resistance traits could have non-recessive inheritance; and (5) fitness costs may not necessarily be associated with resistance evolution (reviewed by 4, 15-16). While these factors are expected to increase the risk of WCR evolving resistance, models developed to estimate the evolution of resistance in WCR populations predicted that a 20% refuge can delay resistance evolution for Bt-maize under certain conditions17-18. Depending on the underlying model assumptions and parameter values used in these models, which explore more or less conservative scenarios, resistance has been predicted to evolve in three to more than 20 years. Resistance may evolve fast, as initial resistance allele frequencies in WCR may be 20-200 times higher than typical empirical estimates of 0.01-0.001 for other target insect pests15. In addition, modeling predictions often assume complete compliance with refuge requirements. If the high dose condition of the HDR strategy is not achieved, models predict that resistance evolution can be delayed by increasing refuge abundance to compensate for survival of hybrid progeny on Btcrops19-20. The strategy for managing resistance in WCR would rely solely on a refuge to maintain a susceptible population. Tabashnik and Gould (2012) recently advocated increasing refuge abundance by requiring a 50% refuge of non-Bt-maize instead of the current 20% for the first generation of Diabrotica-active Bt-maize events15. As the effectiveness of larger refuges may be diminished by the likely uneven dispersal of WCR under certain configurations, the authors recognised the need to fine-tune their recommendation and to account for different spatial configurations of refuges. Depending on refuge configurations, increased refuge abundance may have economic trade-offs that may offset incentives to implement refuges leading to reduced farmer compliance. Refuge configurations for Diabrotica-active Btmaize events may be best optimized within the Bt-maize field as row strips or seed blends. Seed blends will result in 100% compliance and are more convenient for farmers to plant than the usual block and row strip refuges21. The use of seed blends also distributes refuge plants relatively uniformly within the Bt-crop field. Further, when compared with block refuges, WCR emerging from refuge plants emerges more synchronously with MAY 2013 those emerging from Bt-maize plants in seed blends22. This increased proximity in both space and time may facilitate random mating between adults emerging from Bt-maize and refuge plants compared with block refuges23. Resistance evolved more slowly under seed blend scenarios than for WCR colonies reared fully on Bt-maize2,18,22,24-26, indicating that the WCR biology seems to lend itself to the seed blend concept. As WCR larvae feeding on Bt-maize roots may not be exposed to Bt-toxins uniformly due to their heterogeneous expression, Bt-maize itself may also act as (unstructured) refuge. Hibbard et al. (2010) demonstrated that many or most of WCR individuals initially surviving on Bt-maize after one generation of selection in the field had a susceptible phenotype27, suggesting that resistant individuals from the Bt-maize are not only mating with susceptible individuals from the refuge, but also with susceptible individuals that emerged from the Bt-maize field. Bt-maize that is not truly high dose could thus yield susceptible adults that are available to mate with any WCR potentially carrying resistance alleles, and hence contribute to slow the onset of resistance evolution. Further, evidence has shown that several grass species can support the growth of WCR larvae and may therefore serve as an additional (unstructured) refuge where such host plants are abundant and appropriately distributed. Owing to the remaining scientific uncertainties pertaining to the appropriateness of the HDR strategy for Bt-crops that are not truly high dose, it is advisable to complement this strategy with additional IRM measures. This would ensure that additional and diversified resistance management strategies, reliant on multiple tactics to control WCR, are implemented in an integrated manner28. Therefore, stewardship agreements should prescribe diversity in cropping and WCR management practices, and recommend: (1) rotating fields to crops that are not hosts of WCR larvae; (2) alternating a specific Diabrotica-active Bt-maize with other Bt-maize events that express one or more different Bt-toxins active against WCR; and/or (3) using additional pest management measures, such as insecticides or biological control agents, only when and where necessary in Btmaize. The pyramiding in the same plant of two or multiple Bt-toxins acting independently on WCR midgut receptors is expected to effectively delay the evolution of resistance to either Bt-toxin when most individuals that are resistant to one Bt-toxin are killed by the other, and when selection for resistance to one of the Bt-toxins does not cause cross-resistance to the other29-30. In the absence of crossresistance, models predict that the evolution of resistance ISB NEWS REPORT to a Bt-toxin in WCR is generally delayed by pyramided traits in Bt-maize compared with two single Bt-toxins deployed sequentially17. The transition to pyramided Btmaize alone is ongoing30, but the current landscape of Diabrotica-active Bt-maize events comprises a mosaic of Bt-maize expressing a single or multiple Bt-toxins. This situation poses a challenge, as mosaics could theoretically foster the evolution of resistance to pyramided Bt-maize if WCR evolved resistance to a single toxin Bt-maize that is also used in pyramided Bt-maize11. The efficacy of pyramided Bt-maize will also be diminished if crossresistance occurs. MAY 2013 of Bt-toxins are suitable methods to monitor WCR susceptibility. Although limitations are associated with the current diet-based bioassay methods31, results from these assays can assist in monitoring for WCR resistance. When the surface treatment of diets is utilized in diet bioassays to generate dose–response curves or to discriminate between resistant and susceptible individuals, instead of incorporating the Bt-toxin uniformly in the diet, it is important that the top Bt-toxin concentrations used in the bioassays are sufficiently high to cause consistently > 50% mortality for either field or laboratory WCR populations. Alternative methods for detecting population susceptibility include the use of the Resistance monitoring sublethal seedling assay (SSA)1,3,34 and single plant assays IRM plans for Bt-crops require routine monitoring for in the growth chamber6-7 or greenhouse2. SSA consists resistance evolution, so that early warning signs indicating of exposing populations of neonate WCR to seedlings increases in tolerance in the field may be detected31. A from either Bt-maize or the near-isogenic line for a fixed timely detection of such signs enables actions to limit duration of time and measuring the total larvae recovered the survival of resistant insects and to slow or prevent and age structure of the larval population. All plant-based their spread should resistance has evolved among assays have proven adequate to detect subtle changes in field populations32. A two-pronged approach is usually population susceptibility and are more sensitive than the followed to monitor resistance evolution. This approach standard diet bioassays that typically rely on mortality or consists of: (1) measuring the baseline susceptibility of growth inhibition as endpoints. WCR populations to the Bt-toxins and changes in that Unexpected field damage caused by WCR: The susceptibility; and (2) monitoring of unexpected field monitoring of greater-than-expected field damage due to damage caused by WCR. WCR is an important component of the early detection Baseline and monitoring WCR susceptibility: of resistance, as it allows capturing early warning signs Resistance monitoring aims to measure the baseline indicating increased tolerance in the field and reporting susceptibility of WCR to the Bt-toxins and shifts in that those in a timely manner. WCR control failures can susceptibility over time. This baseline susceptibility easily be observed and reported by farmers, provided should represent the natural variability in response to that farmers know what level of WCR damage is to be the Bt-toxins among WCR populations across their expected under various conditions and what level of geographic distribution range, preferably prior to the first WCR control is normally achieved. Such observations introductions of the Bt-maize33. To obtain comparable may reveal the occurrence of localized tolerance before data and to detect actual shifts in susceptibility at an early it spreads, and may serve as a trigger for further action. stage, a consistent methodology in terms of sampling, Farmers could be instructed to use alternative WCR laboratory bioassays and Bt-toxin standardization is management options. Moreover, sampling of WCR required13,16. adults in the fields of concern could be initiated for the Resistance monitoring, through targeted field purpose of further evaluation and laboratory testing to sampling in areas where the adoption of Diabrotica-active confirm potential resistance. It is critical that responses Bt-maize events is the highest and selection pressure is to farmer complaints about product failure and hence greatest, should reveal changes in susceptibility of these greater-than-expected-field-damage are taken in a timely WCR populations. Setting the most adequate and precise manner, so that suspected resistance can be confirmed susceptibility baselines can be achieved through random and remedial measures be implemented, or be refuted sampling. The sampled WCR populations need to be without undue delays. large enough to provide sufficient numbers of healthy individuals for collection. The F2 screen, which aims Next generation of GE Diabrotica-active maize to detect rare and highly recessive resistance alleles in events field-collected individuals, is not considered feasible for routine resistance monitoring. The dose–response The landscape of GE Diabrotica-active maize events and discriminating dose assays using the same source is changing quickly with several new products ISB NEWS REPORT being at various stages of development or close to commercialization. This new cohort of products relies on new Bt-toxins, uses alternative strategies involving a different mode of action than Bt-toxins, or combines alternative strategies with existing Bt-toxins. Bt-maize events expressing a hybrid-like toxin Cry1Ab/Cry3A protein (eCry3.1Ab) pyramided with mCry3A35 have been registered for commercial use by the US EPA and FDA and deregulated by USDA-APHIS, and will therefore be available for planting in the US in 2014. The use of RNA interference for the management of MAY 2013 target insect pests holds considerable promise36, and its potential was recently demonstrated in the case of WCR37-39. Whilst empirical data will be needed for each of these new GE maize products to develop optimized IRM plans to delay the evolution of resistance, they offer alternative means to manage WCR, and can complement existing management options. Unlike the first generation of Diabrotica-active Bt-maize events40-41, however, the safety of some of these GE maize products to human and animal health and the environment has yet to be investigated fully42-43. DISCLAIMER Opinions and views (if any) expressed in this publication do not necessarily reflect those of EFSA. This publication does not disclose any confidential information or data. Mention of proprietary products is solely for the purpose of providing specific information, and does not constitute an endorsement or a recommendation by EFSA or USDA-ARS for their use. 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Regulatory Toxicology and Pharmacology, DOI:http://dx.doi.org/10.1016/j.yrtph.2013.03.008. Yann Devos1,*, Lisa N Meihls2, József Kiss3, Bruce E Hibbard4 AFFILIATIONS 1 European Food Safety Authority (EFSA), GMO Unit, Via Carlo Magno 1, IT-43126 Parma, Italy 2 United States Department of Agriculture – National Institute of Food and Agriculture (USDA-NIFA), The Boyce Thompson Institute for Plant Research, Tower Road, Ithaca, New York, 14853-1801, USA 3 Szent István University, Plant Protection Institute, Pater Károly 1, HU-2100 GödöllÅ‘, Hungary 4 United States Department of Agriculture – Agricultural Research Service (USDA-ARS), Plant Genetics Research Unit, 205 Curtis Hall, University of Missouri, Columbia, MO 65211, USA *CORRESPONDING AUTHOR *European Food Safety Authority, GMO Unit, Via Carlo Magno 1, IT-43126 Parma, Italy Tel +39-0521/036.344 Fax +39-0521/036.524, Yann.Devos@efsa.europa.eu