Supporting Information On the Uniqueness of Ideality Factor and Voltage Exponent of Perovskite Based Solar Cells Sumanshu Agarwal1,*, Madhu Seetharaman2, Naresh K. Kumawat3, Anand S. Subbiah1, Shaibal K. Sarkar1, Dinesh Kabra3, Manoj A. G. Namboothiry2, and Pradeep R. Nair4,* 1 Department of Energy Science and Engineering, IIT Bombay, Powai, Mumbai, India, 2 School of Physics, IISER Thiruvananthapuram, Kerala, India, 3 Department of Physics, IIT Bombay, Powai, Mumbai, India, 4 Department of Electrical Engineering, IIT Bombay, Powai, Mumbai, India, E-mail: sumanshu@iitb.ac.in , prnair@ee.iitb.ac.in Correspondence should be addressed to: * Sumanshu Agarwal, Department of Energy Science and Engineering, IIT Bombay, Powai, Mumbai-400076, email: sumanshu@iitb.ac.in * Prof. Pradeep R. Nair, Department of Electrical Engineering, IIT Bombay, Powai, Mumbai400076, email: prnair@ee.iitb.ac.in 1 Section I: Device fabrication details: Cell C: To test the validity of our model predictions, we fabricated perovskite based solar cells with device structure of ITO/PEDOT:PSS/CH3NH3PbIxCl1-x/PCBM/Ag in inert conditions in Department of Physics at IIT Bombay. These cells showed reasonably good solar cell performance with typical PCE of ~ 6.3%. Perovskites films were prepared via solution process (by spin coating using 2000rpm for 45sec). After deposition films were annealed at 90⁰ C for 90 minutes in inert conditions with moisture level of < 0.1 ppm and typical thickness of these films were in the range ~ 330 nm. Cell D: This cell was made in IISER Thiruvananthapuram, India. This device has P3HT as HTL and TiO2 as ETL. TiO2 was deposited on FTO by spin coating TiO2 solution, made in 1-butanol, at 2000 rpm for 60 s. A solution of perovskite (CH3NH3PbI3-xClx) was prepared by dissolving methylammonium iodide and lead chloride in anhydrous DMF. This solution was spin deposited over dense TiO2 layer and annealed at 100oC for 90 min. The hole transporting layer of Poly(3-hexylthiophene-2,5-diyl) (P3HT) was prepared by spin coating 15 mg/ml solution in chlorobenzene at 1500 rpm for 2 mins. The substrates were loaded into a vacuum thermal evaporator and 120 nm of silver was thermal evaporated as counter electrode at a pressure of 6x10-6 mbar. Cell E: The TiO2 sol gel was prepared by adding 1 g of di-ethanol amine with 2.7 ml of Titanium iso-propoxide in 71 ml of ethanol. After subjecting this solution to heavy stirring, 70 µl of deionized water was added to the precursor solution and aged for a few hours. This solution was then spun on FTO substrates at 4000 rpm for 25 s and then the substrates were 2 annealed at 500o C for an hour. This procedure is carried out 5 times repeatedly to get a uniform thin film of compact TiO2 (~100 nm) on FTO. For thermal co-evaporation of CH3NH3PbI3-xClx, two separate sources Methyl ammonium iodide and Lead Chloride were evaporated simultaneously at the rate of 0.95±0.15 A/s and 8.5±1.5A/s respectively for a time period of 24 min. The films were then annealed at 90o C for 60 min to achieve perovskite absorber of approximately 400 nm thickness. Spiro-OMeTAD precursor solution was prepared by adding 80 mg of Spiro-OMeTAD in 1 ml of chloro-benzene with 34µl of 170 mg Li-TFSI/1 ml Acetonitrile and 14 µl of tert-butyl pyridine. This solution was spun at 2000 rpm for 30 s on TiO2/Perovskite structure followed by thermal evaporation of the metal Ag contacts using a metal mask (aperture area of ~ 0.07 cm2) to complete the device structure. 3 Section II: Extraction of Ideality factor from the dark I-V characteristics of experimental devices Supplementary Figure 1 |. Ideality factor extraction for experimental cells. Semilog plot of J-V characteristics with corresponding exponential fit (solid line) for experimental cells are shown here. Extracted ideality factor is also given in respective plot. Lower plot in each panel shows ideality factor extraction using formula . 4 Section III: Terminal currents for simulated device Supplementary Figure 2 | Terminal currents for the simulation results shown in Fig. 3 of main text. The solid line indicates the total current through the device, which is the summation of electron and hole components. Square symbols indicate the electron component at FC while open triangles represent the hole component at the BC. As the electron component at FC equals the total current, it is evident that there is negligible over the barrier transport of holes from perovskite to the ETL. Similarly, the hole component at BC equals the total current indicating negligible electron transport from perovskite to the HTL. The total current is given by the recombination of carriers in the perovskite region. 5 Section IV: Theoretical analysis for ideality factor and voltage exponents From the E-B diagram and the simulation results provided earlier (see Fig. 1 and 3 of main document, and Figure 2 of this document), it is clear that the dark current is due to the recombination of charge carriers inside the perovskite region. The rate of recombination due to trap limited SRH mechanism is given by eq. 1 np ni2 R n ( p p1 ) p (n n1 ) J Rdx (1) (2) Lp where, L p is the thickness of perovskite layer. From the classical theory of PN and PIN diodes 1, it is well known that SRH recombination at various locations leads to different ideality factors. For example, eq. (1) indicates that maximum recombination will occur at point where n p (for n p ). Accordingly, a PN junction diode exhibits an ideality factor of 2 during the low bias regime due to the recombination inside the depletion region. Similar arguments holds good for the recombination inside the I layer of a PIN diode, again resulting in an ideality factor of 2. However, SRH recombination can also lead to different ideality factors, other than 2. For example, in a classical long base diode, once the carriers cross the depletion region, they become minority carriers in the corresponding region. This minority carrier recombination also follows eq. (1). However, this case leads to an ideality factor of 1, as opposed to the recombination inside the depletion region. Hence the ideality factor is an important parameter that provides key insights regarding not just the type of recombination, but also about the spatial location that contributes significantly to the dark current. We now explain/interpret the range of ideality factors and voltage exponents observed in our simulations. Note that for all the cases considered in Fig. 4 of main text, the expected ideality factors and high bias voltage exponents can be explained using a simple analogy with either PN or PIN diode, with one crucial difference. For the perovskite cell, over the barrier transport is negligible, while such over the barrier transport plays a crucial role for traditional diodes. Hence, the operation of a perovskite solar cell can be conveniently understood in terms of the appropriate recombination current of traditional diodes. 6 Case I: ETL: undoped Perovskite & HTL: undoped Perovskite dielectric constant: low Large dielectric constant of ETL (TiO2) causes negligible potential drop in ETL and hence all the potential drop takes place in perovskite and HTL layer (see the EB diagram, Fig. 1b). Therefore maximum recombination will occur where n p . If n0 ( x) and p0 ( x) were the electron and hole concentration at point x under equilibrium conditions, then these concentrations at any applied bias Va can be expressed as n( x) n0 ( x) exp(Va / Vt ) (3) p( x) p0 ( x) exp((1 )Va / Vt ) (4) Here is the fraction of applied voltage dropped till point x from one contact and Vt is the thermal voltage. Solving eq. 3 and 4 for n( x) p( x) , we get 1 Vt ln(n0 ( x) / p0 ( x)) Va 2 Putting value of back in eq. 3 we get n( x) n0 ( x) exp( Va 1 n0 ( x) ln ) 2Vt 2 p0 ( x) (5) Under such conditions, it is evident from eqs. (1), (2), and (5), that the ideality factor will be 2. This case corresponds to Fig. 3 of main text. As the HTL is either intrinsic or low doped, the high bias regime could exhibit space charge effects. Now we will provide detailed analysis for all the cases discussed in the figure 4 of main text on the uniqueness of observed features. We first consider the role of ETL doping vs. ETL dielectric constant. 7 Case II: Effect of ETL doping vs. ETL dielectric constant The E-B diagrams shown below indicate that the effect of ETL dielectric constant and doping on the EB diagrams. For both cases, we assume that the ETL dielectric constant is large ( r 173 ) The figure on the left indicates the E-B diagram when the ETL is undoped, while the figure on the right indicates the case when the ETL is heavily doped. It is evident that both E-B diagrams are almost similar (due to the large dielectric constant of ETL), regardless of the doping level of ETL. In both the cases observed potential drop across ETL will be negligible and the device characteristics will be controlled by the drop across perovskite and the HTL. As a result the IV characteristics show similar trends for ideality factors and voltage exponents. Supplementary Figure 3 | Comparison of equilibrium energy band diagrams for ETL is undoped (left), and ETL is heavily doped (right). Now we provide detailed analysis for all the cases considered in Fig. 4 of main text. Here we assume that ETL is heavily doped and its dielectric constant is large. 8 Case III: When dielectric constant of perovskite is low (comparable to HTL) III.A: perovskite and HTL are intrinsic or low doped Low doping ( 11014 cm3 ) is similar to the case of intrinsic layer. The analysis done for Case I holds here as well. Hence the expected ideality factor is 2, along with a high bias voltage exponent of 2. III.B: perovskite is intrinsic or low doped with heavily doped HTL As already mentioned, low doping is almost similar to intrinsic material. Therefore, the device will acts as a P-I-N junction diode, which is well known to give an ideality factor of 2. As both the contacting layers are heavily doped, the device shows ohmic behavior with a voltage exponent of 1. III.C: perovskite heavily doped with HTL intrinsic or low doped Heavy doping in the perovskite with intrinsic or low doped HTL causes almost all the potential to drop inside HTL only. In this case the holes injected into the perovskite will be a minority carrier, and hence the scenario is very similar to the bulk recombination of injected minority carriers in a PN diode. As the applied potential drops entirely across the HTL (due to its low doping), this leads to an ideality factor 1. This low doped HTL will lead to a high bias voltage exponent of 2, due to space charge effects. III. D: Heavily doped perovskite and HTL High doping of both perovskite and HTL make it as PN junction and potential drop across depletion region will be distributed equally between the perovskite and HTL. Maximum recombination in this case again occur at the perovskite and HTL interface, but only half of the total potential is dropped inside the HTL. Hence an ideality factor 2 is expected. As all layers are highly doped, high bias regime exhibits a voltage exponent of 1. 9 Case IV: When dielectric constant of perovskite is large IV. A: undoped or low doped HTL Supplementary figure 5 compares the E-B diagram as a function of perovskite dielectric constants. The left figure shows the case for large dielectric constant while the right figure shows the E-B diagram when perovskite dielectric constant is low. It is evident that the large dielectric constant of perovskite (or heavy doping) as compared to HTL will cause the entire potential to drop across HTL this will give rise to ideality factor 1. This is similar to case III.C. Supplementary Figure 4 | Comparison of equilibrium energy band diagrams as a function of perovskite dielectric constant. The left figure corresponds to large dielectric constant while the right figure corresponds to low dielectric constant. IV.B: Heavily doped HTL with undoped or low doped perovskite With HTL being heavily doped, the structure resembles a PIN diode. It is expected that under such conditions the recombination inside the perovskite would lead to an ideality factor of 2 and high bias voltage exponent of 1. IV.C: Heavy doping in HTL and perovskite This case is almost similar to abrupt PN junction. The depletion region width will be much more in HTL than that in perovskite (note that the depletion region width in respective material at junction of two materials varies as 2 / 1 , where 1 the material for which we want to have the depletion width and is the dielectric constant for 2 is the dielectric constant for other material). As a result the entire applied bias will be dropped in HTL. As a result injected holes will act as a minority carrier in perovskite which leads to an ideality factor of 1. As all the layers are heavily doped, the high bias regime is expected to be ohmic with a voltage exponent of 1. 10 Section V: Ideality factor and voltage exponents from simulation results. Supplementary Figure 5 | Extraction of ideality factor and voltage exponent. Part (a) shows semilog plot of J vs V for simulation result for undoped HTL and perovskite. Solid line in the same plot shows an exponential fit giving ideality factor 2. Part (b) shows the ideality factor extracted from the derivative of the J-V characteristics. A voltage exponent fit, giving exponent 2, for intermediate bias range is shown in part c, while similar analysis for very high bias range (part d) gives asymptotic exponent equal to 1.8, a value very close to the exponent obtained from intermediate bias regime. 11 Section VI: Mobility extraction using Mott Gurney relation: Mobility was extracted from the slope of J vs V curve using Mott-Gurney relation2 which is given below J Here is the mobility and 9 0 V2 8 L3 is the dielectric constant of the material. L is the thickness of the layer causing space charge limited current. This equation says that J vs V curve will be linear in SCLC regime with slope of the curve being mobility dependent. Supplementary Figure 6 shows the linear regime of J vs V and the corresponding slopes. Supplementary Figure 6 | Extraction of mobility using Mott-Gurney relation. Part (a) shows vs for simulation result with HTL thickness being 450 nm. Part (b) shows the vs V for Cell C (experimental results). Current density units are mA/cm2. For mobility extraction HTL thickness was used and its dielectric constant was taken as 10 for all the cells (although the dielectric constant varies with HTL material. However this approximation is not expected to change the results/trends significantly). 12 References: (1) Sze, S. M.; Ng, K. K. Physics of Semiconductor Devices; Wiley-Interscience: Hoboken, NJ, 2007. (2) Mott, N. F.; Gurney, R. W. Electronic Processes in Ionic Crystals; Clarendon Press, 1948; p. 275. 13