Materials Science and Engineering Program Contents 1. Aims and Scope ........................................................................................................... 3 2. Master’s Degree .......................................................................................................... 3 3. Master’s with Thesis Option ....................................................................................... 3 4. Master’s Non-Thesis Option ....................................................................................... 4 5. Ph.D. Degree ............................................................................................................... 5 5.1. Coursework.............................................................................................................. 5 5.2. Designation of a Dissertation Advisor ..................................................................... 6 5.3. Examinations ........................................................................................................... 6 5.4. Candidacy Status ..................................................................................................... 7 5.5. Dissertation Defense ............................................................................................... 7 6. Materials Science and Engineering Program Additional Program Information ......... 8 7. Materials Science and Engineering Program Course Descriptions ............................. 9 Materials Science and Engineering Program 2014-2015 Academic Year 1. Aims and Scope The Materials Science and Engineering (MSE) program equips students with fundamental and applied knowledge of nanomaterials and devices; energy conversion materials and devices; biomaterials; and advanced characterization techniques. MSE offers its M.S. and Ph.D. students a curriculum based on core and elective courses. Typically, students are evaluated by written exams, course assignments, and oral presentations. 2. Master’s Degree The M.S. degree is awarded upon successful completion of a minimum of 36 credit hours. There are two M.S. degree options, a thesis and a non-thesis option. A minimum of 36 credit hours is required for both options, consisting of the following: • • • Core Curriculum: (12 credits) Three core courses from the following list: MSE 301 Crystallography and Diffraction; MSE 302 Electronic Properties of Materials; MSE 303 Statistical Thermodynamics and Equilibrium Processes; MSE 304 Applied Quantum Mechanics; plus one Applied Math course Elective Curriculum: (12 credits) Four additional courses from either MSE or any other relevant program, upon approval of the student’s academic advisor Research/Capstone Experience: (12 credits) the requirements for the remaining 12 credits are dependent upon which M.S. Degree option is pursued and require the approval of the student’s advisor. Additionally, students are expected to attend seminars offered by MSE or other programs. Although seminar attendance is required, no degreSe credit shall be given. A grade of satisfactory/unsatisfactory is recorded for this requirement. M.S. students must attend seminars during two semesters to meet this requirement. 3. Master’s with Thesis Option Students pursuing the M.S. degree with Thesis option must apply by the ninth week of their second semester. Thesis students are expected to conduct research and compose the thesis during the Summer and subsequent Fall semesters. Extensions beyond this period will require permission from the thesis advisor. It is expected that students will register for 12 credits of thesis research (MSE 297) or internship (MSE 295), where the internship must be related to the thesis project. Under exceptional circumstances, students may be able to complete their thesis work in less than 12 credits. In that case, and with the permission of the M.S. thesis advisor, a student may enroll in one of the following options to earn the remaining credits of degree requirement: • • • Internship: Research-based summer internship (administered as directed research, MSE 295). A student may not enroll in more than one internship for credit. Broadening Experience Courses: Courses that broaden a student’s M.S. experience. Ph.D.-Level Courses: MSE courses numbered 300 or greater. Any course in the Ph.D. core requirements that is passed with a minimum grade of B– may be used towards meeting the core Ph.D. requirements of the MSE program if the student chooses to continue for a Ph.D. degree in MSE at KAUST. Students are permitted to register for more than 12 credits of M.S. thesis research as necessary and with the permission of the thesis advisor Evaluation of satisfactory completion of MS thesis work is performed by a committee comprised of the M.S. thesis advisor and two other members. The chair of the committee must be a faculty member in the MSE program. The evaluation of M.S. thesis credits is through a satisfactory/unsatisfactory grade. MSE thesis option students are required to give a public seminar based on the thesis research. For additional details on thesis requirements and committee formation, see General Degree Program Guidelines. The student is responsible for scheduling the thesis defense date with his/her supervisor and committee members. It is advisable that the student submit a final copy of the thesis to the thesis committee members at least two weeks prior to the defense date. 4. Master’s Non-Thesis Option Research requirement: A minimum of 6 credits of directed research (MSE 299) is required. Summer internship credits may be used to fulfill the research requirement provided that the summer internship is research-based. Summer internships are subject to approval by the student’s academic advisor. Students must complete the remaining credits through one or a combination of the options listed below: Broadening Experience Courses: Courses that broaden a student’s M.S. experience. Ph.D.-Level Courses: MSE courses numbered 300 or greater. Any course in the Ph.D. core requirements that is passed with a minimum grade of B– may be used toward meeting the core Ph.D. requirements of the MSE program if the student chooses to continue for a Ph.D. degree in MSE at KAUST. Internship: Research-based summer internship (MSE 295). A student may not take more than one internship for credit. It should be noted that a student may also take a combination of the above courses to satisfy the six-credit requirement. For example, a student could take one Ph.D.-level course and one graduate-level course in another program. A student may not enroll in two summer internships. Thesis format requirements are described in the KAUST Thesis and Dissertation Guidelines (http://libguides.kaust.edu.sa/theses Students may select a KAUST faculty member from another program to act as a research advisor (for either thesis or directed research), but must provide a one-page description of the research project and an explanation of how such research would be relevant to the M.S. degree program. Upon approval by the Program and the Dean, the faculty member would be allowed to act as an affiliated faculty member and advisor to the student for the duration of the student’s thesis. 5. Ph.D. Degree In accordance with KAUST regulations, the Ph.D. program in MSE includes the following requirements: Successful completion of Ph.D. coursework; Designating a research advisor; Passing a subject qualifying examination; Passing a proposal defense and obtaining candidacy status. Preparing, submitting and successfully defending a doctoral dissertation. 5.1. Coursework Students entering the Ph.D. program with a B.S degree must complete at least 96 credit hours, including the required coursework for the M.S. degree plus at least four courses at the 300 level. The required coursework is outlined below: M.S. Courses • Three Core Courses • Four Elective Courses from MSE or another program, as agreed upon with the student’s advisor • One Course in mathematical methods • Two Semesters of seminar (non-credit) Ph.D. Courses • Four MSE Courses at the 300 level • Four Semesters of seminar (non-credit) Students entering the program with a relevant M.S. from another institution may transfer coursework toward the requirements of the M.S. degree listed above upon the approval of the program. Students entering the program with a M.S. from KAUST may transfer coursework toward both the M.S. and Ph.D. MSE Program requirements listed above upon approval of the program and based on their program of study at the University. Students entering with a B.S. from another institution may transfer in up to 9 credits of graduate level coursework towards the above requirements upon approval of the program. In addition, students entering with a B.S. may also qualify to earn a M.S. degree by satisfying the MS degree requirements as part of the Ph.D. program Students are expected to attend seminars offered by MSE or other programs whose focus complements the student’s dissertation research or directed research activities. Seminar attendance is required, but no credit shall be given, and a satisfactory/unsatisfactory grade for seminar attendance will be recorded. For students who obtained their M.S. degree in MSE at KAUST, up to six credits of directed research or thesis research may be taken to replace two Ph.D. courses, if approved by the student’s advisor. 5.2. Designation of a Dissertation Advisor The Ph.D. dissertation advisor can be any MSE faculty member. The student may also select an advisor who is a faculty member in another program at KAUST. In this case, the student must seek the approval of the MSE Program prior to commencing research. 5.3. Examinations After completion of core course requirements, the student must successfully complete the required Ph.D. examinations. These include a written exam, called the qualifying examination, and an oral exam, called the dissertation proposal defense. Students entering the Ph.D. program with an M.S. degree must pass the qualifying examination within the first year of their Ph.D. program. Students entering the Ph.D. program with a B.S. degree must pass the qualifying examination within the first two years at KAUST. The following rules and procedures pertain to the qualifying examination: • The qualifying examination will cover the content of the Core Courses. The three selected core courses may vary from student to student. The student will be tested on the content of the three core courses in which they received credit. • The qualifying examination will be held on one day. Three core courses will be covered in three separate sessions divided by breaks. The qualifying examination will be offered three times per year (January, June, and August) and on an as-needed basis as determined by MSE faculty. • The students must declare their intent to take the exam 6 weeks before the exam date. The following rules and procedures pertain to the dissertation proposal defense: • • • • Student’s dissertation committee members must attend the oral dissertation proposal defense. The content of the oral dissertation proposal defense is based on the student’s proposed dissertation research project and can be attended by other students and faculty. The student is responsible for scheduling the oral proposal defense with her/his advisor and committee members The dissertation proposal defense can be taken only after the qualifying examination has been passed There are three possible outcomes for students who take the qualifying exam or the oral dissertation proposal defense: • Pass • Fail with option to retake • Fail without option to retake The decision to allow (or deny) a student to retake the qualifying examination shall be made by the faculty on a case-by-case basis. The decision to allow (or deny) a student to retake the dissertation proposal defense shall be made by the dissertation committee. Students allowed to retake the Ph.D. examinations (written or oral) do not have to retake the entire exam. For example, if the student passes the qualifying examination but fails the oral part, only the dissertation proposal defense must be retaken. In the case that a student is allowed to retake the qualifying examination, the student is expected to retake only the section(s) that he or she failed. Students who are not given the option to retake the exam, or who fail one or the other exam a second time, will be terminated from the program. 5.4. Candidacy Status A Ph.D. student is officially considered a Ph.D. Candidate after he/she passes both the qualifying examination and the dissertation proposal defense. Students entering the program with a B.S. degree are expected to complete the requirements of Ph.D. candidacy no later than three years after enrolling in the Ph.D. program at KAUST. Students entering the program with an M.S. degree are expected to become Ph.D. candidates within two years of starting at KAUST. 5.5. Dissertation Defense The Ph.D. dissertation must result from original research work and be written in English. The Dissertation Defense is the final exam of the program. It is a public presentation that consists of an oral presentation followed by questions. As a general rule, the dissertation advisor is appointed to chair the defense committee, which consists of four faculty members, two of whom must be from the MSE Program. A MSE faculty member in the defense committee (dissertation advisor excluded) will be responsible for certifying that the process is run in accordance with the University requirements The fourth member must be an external examiner who must write a report on the thesis and attend the thesis defense. It is the responsibility of the student to inform the dissertation committee of his/her progress, deadlines for submitting graduation forms, the defense date, etc. It is advisable that the student submits her/his dissertation six weeks prior the defense date in order to receive feedback from the committee members in a timely manner. The public defense of the dissertation may last a maximum of three hours. The agreement of the committee to pass the student must be unanimous. 6. Materials Science and Engineering Program Additional Program Information Required Training Sessions Every student in MSE must take all required Laboratory Safety and Practices training sessions. Participation in at least one Winter Enrichment Program (WEP) is mandatory for all students. Core and Elective Courses CORE COURSES MSE 301 Crystallography and Diffraction MSE 302 Electronic Properties of Materials MSE 303 Statistical Thermodynamics and Equilibrium Processes MSE 304 Applied Quantum Mechanics ELECTIVE COURSES MSE 200 Advanced Engineering Mathematics MSE 201 Fundamentals of Materials Science and Engineering MSE 305 Kinetics and Phase Transformations MSE 307 Materials CharacterizationMSE 309 Materials Modeling MSE 311 Soft Materials MSE 313 Functional Ceramics MSE 315 Thin Film Science and Engineering MSE 317 MSE 319 MSE 321 MSE 306 MSE 308 MSE 310 MSE 312 MSE 314 MSE 316 Mechanical Behavior of Engineering Materials Polymeric Materials Optical Properties of Materials Electrochemistry & Corrosion Biomaterials Materials for Energy Engineering Alloys Ab-initio Computational Methods Magnetic Materials MSE 318 Nanomaterials MSE 320 Solar Cell Materials and Devices MSE 322 Semiconductor Materials MSE 323 Surface Chemistry MSE 297 MSE 299 MS Thesis Research Directed Research- MS MSE 392 Advanced Topics in Materials Science I MSE 393 Advanced Topics in Materials Science II MSE 394 Advanced Topics in Materials Science III MSE 398 Graduate Seminar MSE 397 PhD Dissertation Research MSE 399 Directed Research- PhD 7. Materials Science and Engineering Program Course Descriptions MSE 100 Basic Principles of Physics (3-0-0) This course is a review of physics content normally taught at the senior undergraduate level. The course will cover electric field and potential, DC and AC current circuits, magnetism, magnetic induction, electromagnetic waves, and optical phenomena (transmission, reflection, diffraction, interference, etc). Further topics will include Blackbody radiation, photoelectric effect, atomic line spectra, Bohr hydrogen atom, de Broglie waves, Heisenberg Uncertainty Principle, free particle, particle in a box, particle on a ring, simple harmonic oscillation, quantum numbers, and angular momentum. Finally, an overview of the first, second, and third laws of Thermodynamics along with heat capacity, enthalpy, thermal conduction is presented. MSE 200. Advanced Engineering Mathematics (3-0-3) This course presents basic mathematical methods for engineers including: differentiation and integration, Taylor’s expansion, linear systems resolution and matrix formalism, partial differential equations, Laplace, Fourier and Legendre transforms, statistics and probability. MSE 201. Fundamentals of Materials Science and Engineering (3-0-3) This course is intended for students who do not have a materials science and engineering background. The course will cover four major topics including: fundamental concepts, microstructure development and phase equilibria, material properties and fabrication methods and applications. The course will cover atomic structure, atomic bonding, crystal structures, defects, and diffusion in materials. It also will cover phase transformations and phase equilibria and how they impact microstructure development. The electrical, magnetic, optical, thermal, and mechanical properties of materials will also be reviewed. The course will also highlight modern fabrication technologies and applications of metals, ceramics, semiconductors, and polymers. MSE 297. Thesis Research (variable credit) Master’s-level thesis research. MSE 298. Graduate Seminar (variable credit) Master’s-level seminar focusing on special topics within the field. MSE 299. Directed Research (variable credit) Master’s-level supervised research. MSE 301. Crystallography and Diffraction (3-0-3) The objective of this course is to present the basic concepts needed to understand the crystal structure of materials. Fundamental concepts including lattices, symmetries, point groups, and space groups will be discussed and the relationship between crystal symmetries and physical properties will be addressed. The theory of X-ray diffraction by crystalline matter along with the experimental x-ray methods used to determine the crystal structure of materials will be covered. Application of X-ray diffraction to proteins, electron diffraction and neutron diffraction will be briefly discussed. MSE 302. Electronic Properties of Materials (3-0-3) This course offers an overview of the electronic, optical, magnetic and thermal properties of materials, not limited to solid state. It covers the fundamental concepts of band structure and bonding of materials, electrical and thermal conduction in metals, semiconductors and dielectric. The interaction between light and matter will be addressed and important concepts such as excitons will be introduced. Finally magnetism will be introduced. MSE303. Statistical Thermodynamics & Equilibrium Processes (3-0-3) Prerequisite: Advanced Engineering Mathematics MSE 200 (Students might attend this course as corequisite). The course offers a modern fundamental understanding to the main concepts and practical applications of thermo-dynamics in materials science. The following major topics are discussed within the frame of this course: review of basic laws of classical thermodynamics, an introduction to phase equilibria including the theory of solutions, chemical reaction and surface and interfacial phenomena. Additionally, an introduction to statistical thermodynamics of gases and condensed matter is provided. MSE 304. Applied Quantum Mechanics (3-0-3) Prerequisite: Advanced Engineering Mathematics MSE200. Introduction to nonrelativistic quantum mechanics. Summary of classical mechanics and electrodynamics. Postulates of quantum mechanics, wave functions, and operator formalism. Stationary state problems, including quantum wells. Harmonic oscillator. Angular momentum and spin. Atoms, molecules, and band theory of solids. Time evolution, Approximation methods for time-independent as well as time-dependent interactions, including electromagnetism. Scattering theory. Modern applications. MSE 305. Kinetics and Phase Transformations (3-0-3) Prerequisite: MSE 303. The course offers a modern and fundamental understanding to the main concepts and practical applications of Kinetics and Phase Transformations in materials science. The following major topics are discussed within the frame of this course: kinetics of homogenous chemical reactions, thermodynamics of irreversible processes including an introduction to the Onsager postulates, mathematical description of Diffusion in Materials (Fick’s Laws and an atomistic description via random-walk process). Basic concepts of phase transformation theories, including homogeneous and heterogeneous nucleation and growth, spinodal decomposition and Landau theory of phase transformation. MSE 306. Electrochemistry and Corrosion (3-0-3) This course offers, in a first part, an overview of the fundamentals of electrochemistry including thermo-dynamics, nonequilibrium systems and Electrode/Electrolyte interfaces followed by an Introduction to modern applications of electrochemistry such as synthesis of nanoparticles, nanowires and thin films; as well as electrochemical means of energy conversion and storage. The second part deals with Corrosion phenomena: types of corrosion cells and damages, thermodynamics and kinetics, uniform corrosion, passivity, localized corrosion, atmospheric and high temperature corrosion, environmentally induced cracking. Prevention of corrosion using electrochemical and surface engineering means. Corrosion mechanisms and protection of materials of practical interest. MSE 307. Materials Characterization (3-0-3) This course will introduce the basic principles of materials characterization and the common characterization techniques available at KAUST. It will cover the following topics: Diffraction methods: basic principles, interaction of radiation and particle beams with matter, XRD, scattering techniques; Spectroscopic methods; Imaging: optical including confocal microscopy, scanning, transmission electron, scanning tunneling and field ion microscopy; Microanalysis and Tomography: energy dispersive, wavelength dispersive, Auger Processes, Electron, Ion and Atom Probe Tomography, SIMS, photoelectron spectroscopy; thermal analysis: DTA, DSC. Lab visits and demonstrations will be scheduled to the class to discuss some case studies. MSE 308. Biomaterials (3-0-3) This course offers a basic understanding of the concepts underlying the design and selection of materials for use in biological applications. It focuses on both hard and soft tissue materials. The class addresses modern topics including biosensors, surface and interface functionalization. Further topics include: A brief introduction to relevant tissue types: anatomy, biochemistry and physiology; concepts of biocompatibility, host response, material degradation, testing and selection criteria; an overview of current research on biomechanics and its relevance to prosthesis design and tissue engineering; basic concepts of drug delivery and molecular biomechanics. MSE 309. Materials Modeling (3-0-3) Introduction to the theory and application of materials modeling techniques. Advantages of modeling to the engineer. Principles and methods of programming. Data requirements and structuring. Comparison of analytical and numerical methods. Introduction to basic numerical algorithms. Modeling approaches for different length scales from atomistic to continuum. MSE 310. Materials for Energy (3-0-3) This course emphasizes materials engineering aspects and the role they play in important energy related technologies such as energy harvesting approaches, super capacitors and energy storage media, batteries, fuel cells, bio-energy, nuclear energy, solar and wind based power generation, thermoelectricity, and Hydrogen generation. MSE 311. Soft Materials (3-0-3) This course covers chemical and physical aspects of soft materials such as gels, polymers, lipids, surfactants and colloids; physical chemistry of soft materials; phase transformations and self-assembly; the role of intermolecular and surface forces in determining morphology and hierarchy. Membranes, catalysis, drug delivery, flexible and stretchable materials and devices. MSE 312. Engineering Alloys (3-0-3) This course offers a basic understanding of materials requirements of alloys for various applications. Topics covered include: the trade-off between properties (e.g., strength and toughness) and micro-structure; the impact of alloy composition on the microstructure; property differences and design philosophy in steels, nickel-, titanium- and aluminum- based alloys, focusing on construction, aerospace and automotive applications; alloy evolution and production routes. MSE 313. Functional Ceramics (3-0-3) Fundamental concepts relevant to functional ceramics will be reviewed, including defect chemistry and reactions, Brouwer diagrams, Ellingham diagrams, Heckman diagrams, ionic and electronic transport, and tensor notation. The physics, materials, and applications for the following classes of functional ceramics will be covered: linear dielectrics, ferroelectrics and multiferroics, piezoelectrics, pyroelectrics, electrooptics, thermoelectrics, and semiconducting oxides. Selected technological applications will be reviewed including varistors, sensors, MEMs, capacitors, memories, transistors, night vision systems, positive temperature coefficient resistors, and electro-optic devices. MSE 314. Ab-Initio Computational Methods (3-0-3) Prerequisite: Applied Quantum Mechanics (MSE 304). Band structure approaches for crystalline solids. Fundamentals and advanced applications of density functional theory. Introduction into classical and quantum molecular dynamics. Application and use of commercial and freeware computer packages. MSE 315. Thin Film Science & Engineering (3-0-3) Thin films and coatings are the material building blocks of many modern and pervasive technologies ranging from electronics to optics and photovoltaics, and from anticounterfeiting to glazings and hard coatings. The fundamentals and atomistics of thin film growth are discussed in detail. Deposition techniques for thin films and coatings are presented, including physical and chemical vapor depositions, molecular beam epitaxy, atomic layer deposition, and low-pressure plasma processes. Organic thin film deposition. Solution-processing and printing of inorganic, and hybrid organicinorganic thin films. Artificially structured and chemically modulated layered and nanocomposite materials. Ex situ/in situ characterization of thin films and coatings. MSE 316. Magnetic Materials (3-0-3) This course introduces fundamental concepts in modern magnetic materials together with the electronic properties of magnetic hybrid structures. (i) Diamagnetism, paramagnetism, ferromagnetism and antiferromagnetism will be introduced and the microscopic origin of magnetism will be addressed (metals, semiconductors, oxides, insulators, etc.). (ii) Experimental techniques to investigate magnetism and magnetic behavior will be mentioned (X-ray dichroism, Magneto-Optical Kerr effect, etc...). (iii) Advanced applications of modern magnetic materials will be presented and the electronic properties as well as magnetization dynamics of magnetic hybrid structures will be covered. MSE 317. Mechanical Behavior of Composite Materials (3-0-3) (Same as ME 343) Response of composite materials (fiber and particulate reinforced materials) to static, cyclic, creep and thermomechanical loading. Manufacturing process-induced variability and residual stresses. Fatigue behavior, fracture mechanics and damage development. Role of the reinforcement-matrix interface in mechanical behavior. Environmental effects. Dimensional stability and thermal fatigue. Application to polymer, metal, ceramic and carbon matrix composites. MSE 318. Nanomaterials (3-0-3) This course describes the most recent advances in the synthesis, fabrication and characterization of nanomaterials. Topics to be covered: Zero-dimensional nanomaterials, including nanoparticles, quantum dots and nanocrystals; one dimensional materials including nanowires and nanotubes; two-dimensional materials: including self-assembled monolayers, patterned surfaces and quantum well; threedimensional nanomaterials: including nanoporosity, nanocomposites, block copolymers, and supra-crystals. Emphasis on the fundamental surface and size-related physical and chemical properties of nanomaterials; and their applications in biosensing, nanomedicine, catalysis, photonics, and nanoelectronics. MSE 319. Polymeric Materials (3-0-3) This course describes polymerization processes; polymer solutions (Flory-Huggins model and application to polymer blends); polymer chain conformations; calculation of end-to-end distribution function W(r) for short range interacting chains; rotational isomeric state scheme and temperature dependence; chain with long range interactions (excluded volume effect); radius of gyration; the crystalline and amorphous states of polymers; the glass transition (configurational entropy model); mechanical, electrical and optical properties and characterization of polymers. MSE 320. Solar Cell Materials and Devices (3-0-3) This course will provide the students with an up-to-date basic knowledge of the physical and chemical principles of materials used in solar cells of various kinds including but not limited to technologies such as: 1) silicon-based solar cells, 2) CIGS, CIS and other inorganic thin film solar cells, 3) multijunction solar cells, 4) nanoparticles and quantum dots solar cells, 5) organic and hybrid solar cells and 6) thermal and concentrator solar power generation. MSE 321. Optical Properties of Materials (3-0-3) Prerequisite: basic knowledge of quantum mechanics, electromagnetism, and solid state physics. Introduction to optical coefficients and optical materials, classical propagation of light, Interband absorption processes and photodetectors, excitons, light emission including photoluminescence and electroluminescence, quantum confined structures, free electrons and plasmons, optical properties of molecules and polymers, color centers, phonons, polaritons, polarons and inelastic light scattering, introduction to nonlinear optical properties of materials including second and third order nonlinearities. MSE 322. Advanced Semiconductor Materials (3-0-3) The course covers the physico-chemical and electronic properties of advanced semiconductor materials other than Si and GaAs. The materials that will be covered include elemental semiconductors such as Ge and carbon (in the form of carbon nanotubes and graphene), compound semiconductors such as III-V and II-VI compounds, and wide-band gap semiconductors such as carbides and nitrides. Special classes of semiconductors such as oxides, chalcogenides, and polymeric semiconductors will be included. In each material category, the material processing and fabrication of select devices will be discussed including 1-dimensional and 2dimensional devices. Measurement protocols for the devices will be presented. MSE 323. Surface Chemistry (3-0-3) (same as CBE 313) Surface tension and surface free energy (theory and measurement methods); Surface films on liquid substrates (surface potential, monomolecular films, Langmuir-Blodgett layers); Electrical aspects of surface chemistry (electrical double layer, zeta potential, DLVO theory); Solid-liquid interface, stability of dispersions, stabilization of suspensions, steric stabilization of colloids; Contact angle (theory and measurement methods); Emulsions, foams and aerosols; Wetting of surfaces by liquids, Lotus effect; Flotation, aggregation and flocculation; Detergency, surfactants, selfassembly, micelles and vesicles; Friction, lubrication and adhesion; Adsorption (Langmuir, BET); Characterization of colloidal particles; Applications of colloid and surface science in petroleum recovery, coating and painting, food, pharmaceutical and cosmetic industry; Methods of surface characterization (AFM, STM, SIMS, XPS, LEED, GISAXS) MSE 392. Advanced Topics in Materials Science I (variable credit) Lecture-based class. MSE 393. Advanced Topics in Materials Science II (variable credit) Lecture-based class. MSE 393. Advanced Topics in Materials Science III (variable credit) Lecture-based class. MSE 397. Dissertation (variable credit) MSE 398. Graduate Seminar (variable credit) Doctoral-level seminar focusing on special topics in the field. MSE 399. Directed Research (variable credit) Doctoral-level supervised research. KAUST PROGRAM Guide Fall 2014 1. Contents Program and Degrees................................................................................................................ 17 4. Thesis Requirements................................................................................................................. 19 2. 3. 5. 6. 7. 8. KAUST offers the following two Degrees .......................................................................... 17 Program Requirements ............................................................................................................ 18 NON-THESIS OPTION ................................................................................................................ 20 PhD Program ................................................................................................................................ 21 University Guidelines ................................................................................................................ 23 Transferring Credits .................................................................................................................. 27 1. Program and Degrees King Abdullah University of Science and Technology (KAUST) advances science and technology through bold and collaborative research. It educates scientific and technological leaders, catalyzes the diversification of the Saudi economy and addresses challenges of regional and global significance, thereby serving the Kingdom, the region and the world. Research and education, as well as their transformative potential, are central to KAUST’s mission. KAUST has a three-part mission: Research at KAUST – both basic and goal-oriented – is dedicated to advancing science and technology of regional and global impact. Research excellence inspires teaching and the training of future leaders in science and technology. Research and education at KAUST energize innovation and enterprise to support knowledge-based economic diversification. Through the synergy of science and technology, and innovation and enterprise, KAUST is a catalyst for transforming people's lives. In support of this mission, King Abdullah University of Science and Technology offers eleven graduate programs leading to M.S. and Ph.D. degrees. 2. KAUST offers the following two Degrees • • The M.S. degree typically takes three semesters and a summer to complete (18 months). The degree allows flexibility for internships, research, and academics. Learn more about M.S. degree requirements. The Ph.D. degree is typically a three- to four-year post-master's degree. The Ph.D., involves original research, culminating in a research dissertation. Learn more about Ph.D. degree requirements. Three academic divisions, these are: Biological and Environmental Sciences and Engineering (BESE) • • • • Bioscience (B) Environmental Science and Engineering (EnSE) Marine Science (MarS) Plant Science Computer, Electrical and Mathematical Sciences and Engineering (CEMSE) • • • Applied Mathematics and Computational Science (AMCS) Computer Science (CS) Electrical Engineering (EE) Physical Sciences and Engineering Division (PSE) • Chemical and Biological Engineering (CBE) • Chemical Sciences (ChemS) • Earth Science and Engineering (ErSE) • Materials Science and Engineering (MSE) • Mechanical Engineering (ME) Each program is administered by a Graduate Committee and a Graduate Chair. Courses for each program will be listed at the 100 (non-credit), 200, 300 or 400 level. 3. Program Requirements MASTERS PROGRAM Admissions Admission to the M.S. program requires the satisfactory completion of an undergraduate B.S. degree in a relevant or related area, such as Engineering, Mathematics or the Physical, Chemical and Biological Sciences. Master’s Degree requirements The MS degree requires successful completion of 36 credits. Students are expected to complete the MS degree in three semesters plus one summer session. Degree requirements are divided into three sections: Core Curriculum; Elective Curriculum; and Research/Capstone Experience. • • • Core Curriculum (9-15 credits): This portion of the degree program is designed to provide a student with the background needed to establish a solid foundation in the program area over and above that obtained through undergraduate studies. Elective Curriculum (9-15 credits): This portion of the degree program is designed to allow each student to tailor his/her educational experience to meet individual research and educational objectives. Depending upon the program and the objectives, this may be met by added coursework or by additional research experience. Research/Capstone Experience (12 credits): The details of this portion of the degree program are uniquely determined by the student and his/her advisor and will involve a combination of research and other capstone experiences that build on the knowledge gained in coursework. • Satisfactory participation in KAUST’s Summer Session and Winter Enrichment Period (WEP) is mandatory. Summer Session courses are credit bearing and apply toward the degree. WEP courses do not earn credit towards the degree. At least thirty-six (36) degree credits must be completed in graduate-level courses and research projects. These courses should be 200-level or above and must be approved by the student’s advisor. Additional non-credit bearing activities, such as graduate seminars, may be required by the Program. Details on the specific program expectations, as well as the difference between the thesis and non-thesis degree options can be found through the link in the Program Guide (http://www.kaust.edu.sa/academics/programs/degrees.html). For a list of eligible faculty advisors, see: http://www.kaust.edu.sa/faculty-advisors.html 4. Thesis Requirements Students wishing to pursue a thesis as part of their MS degree, must identify a research advisor and must file for Thesis status. 1. The application for the thesis option is due to the Registrar’s Office by the ninth week of the student’s second semester at KAUST. 2. Criteria for Acceptance into the Master’s Degree with Thesis program. a. Students should have a well-constructed thesis proposal that includes a time-line for completion. b. The thesis proposal must be approved by the research advisor and the Dean of the Division. c. In the case of an optional thesis program, the student should have a minimum GPA of 3.2 and at least 12 credit hours completed at the conclusion of the first semester and be registered in at least 12 credit hours during the second semester. d. The research advisor must indicate that he/she endorses the thesis topic and scope of work and that it could reasonably be completed by the end of the third semester. Alternatively, the faculty member agrees to a longer time frame, not to exceed the end the fourth semester, and to cover the student and experimental costs that accrue during this period. The student’s program of study should be structured such that the student may change to the MS without Thesis option and finish the degree by the end of the student’s third semester. Committee Structure and Thesis Defense Evaluation of satisfactory completion of MS thesis work is performed by a committee comprising the M.S. thesis advisor and two other faculty members. The chair of the committee must be a faculty member within the program. One external faculty member or one Research Scientist may be allowed. The evaluation of MS thesis credits comprises of a satisfactory or unsatisfactory grade. The requirement of a public seminar based on the student’s work is left to the discretion of the MS thesis advisor. The student is responsible for scheduling the thesis defense date with his/her supervisor and committee members. It is advisable that the student submits a written copy of the thesis to the thesis committee members at least two weeks prior the defense date. 5. NON-THESIS OPTION Students wishing to pursue the Non Thesis options must complete a minimum of 6 credits of directed research credits (299) is required. Summer internship credits may be used to fulfill the research requirement provided that the summer internship is research-based. Summer internships are subject to approval by the student’s academic advisor. Students must complete the remaining credits through one or a combination of the options listed below: • • • Broadening Experience Courses: Courses that broaden a student’s M.S. experience. Ph.D.-Level Courses: Courses numbered 300 or greater. Any course in the PhD core requirements that is passed with a minimum grade of B– may be used towards meeting the core PhD requirements of the program if the student chooses to continue for a PhD degree in at KAUST. Internship: Research-based summer internship (295). Students are only allowed to take one internship. It should be noted that a student may also combine courses to satisfy the six-credit requirement. For example, a student could take one Ph.D.-level course and one graduate-level course in another program. A student may not enrol in two summer internships. Thesis format requirements are described in the KAUST Thesis and Dissertation Guidelines (http://libguides.kaust.edu.sa/theses). For a list of eligible faculty advisors, see: http://www.kaust.edu.sa/faculty-advisors.html Students may select a KAUST faculty member from another program to act as a research advisor (for either thesis or directed research), but must provide a one-page description of the research and an explanation of how such research would be relevant to the degree program. Upon approval by the program and the Dean, the faculty member would be allowed to act as an affiliated faculty member and advisor for the student. Please Note: Degree Programs may have additional requirement to those listed above. 6. PhD Program Admissions Ph.D. students apply for and enter a specific degree program. A faculty advisor is either immediately designated (in the case of a student being recruited by a specific faculty member) or temporarily assigned; in the latter case, the student is expected to identify a research advisor by (at the latest) the end of the first year. There are three phases and associated milestones for Ph.D. students: • • • Passing a qualifying exam; Passing an oral defence of the dissertation proposal Dissertation phase with a final defense milestone. PhD Degree Requirements Ph.D. program requires the successful completion of at least 96 credit hours, (inclusive of previous Masters Degree coursework). Qualification and advancement to candidacy are contingent upon: (i) successfully passing Ph.D. coursework, (ii) designating a research advisor, (iii) successfully passing a qualifying exam, and (iii) writing and orally defending a research proposal. Possible outcomes include pass, failure with complete retake, failures with partial retake, and failure with no retake. Students not permitted to retake the exam, or who fail the retake, will be dismissed from the University. The maximum allotted time for advancement to candidacy for a student entering with a M.S. degree is two years; three years for students entering with a B.S. Satisfactory participation in KAUST’s Summer Session and Winter Enrichment Period (WEP) is mandatory. Summer Session courses are credit bearing and apply toward the degree. WEP courses do not earn credit towards the degree. The required coursework is outlined below: M.S. Degree • • Core courses Elective courses Ph.D. Degree • • Two or more courses at the 300 level Graduate seminar if required by the program. Students entering the program with a relevant M.S. from another institution may transfer coursework toward the requirements of the M.S. degree listed above upon approval of the program. Students entering the program with a M.S. from KAUST may transfer coursework toward both the M.S. and Ph.D. requirements listed above upon approval of the program and based on their program of study at KAUST. Students entering with a B.S. from another institution may transfer in up to 9 credits of graduate level coursework towards the above requirements upon approval of the program. In addition, students entering with a B.S. may also qualify to earn a M.S. degree by satisfying the MS degree requirements as part of the Ph.D. program. Some degree programs may require a diagnostic entrance exam as a basis for admission, and students may be required to complete additional coursework depending on their degree-granting institution. If the M.S. degree is from a subject other than the Ph.D. degree program, there may be additional courses required and specified by the advisor. Candidacy Achieving Ph.D. candidacy is contingent upon successfully passing a qualifying examination, acceptance by the research advisor of a written research proposal and successfully passing an oral examination. Details should be confirmed in the individual degree program material. For a list of eligible faculty advisors for any degree program see: http://www.kaust.edu.sa/faculty-advisors.html Passing the qualification phase is achieved by acceptance of all committee members of the written proposal and a positive vote of all but, at most, one member of the oral exam committee. If more than one member casts a negative vote, one retake of the oral defense is permitted if the entire committee agrees. A conditional pass involves conditions (e.g., another course in a perceived area of weakness) imposed by the committee, with the conditional status removed when those conditions have been met. Once constituted, the composition of the qualification phase committee can only be changed upon approval by both the faculty research advisor and the division dean. Dissertation Research Credits Besides coursework (6 or more credit hours), dissertation research (course number 397) must be earned during the first (proposal preparation and defense) and second phases of the Ph.D. program. A full-time workload for Ph.D. students is considered to be 12 credit hours per semester (courses and 397) and 6 credit hours in summer (397 only). There is a minimum residency requirement (enrolment period at KAUST) of 2.5 years for students entering with an M.S. degree, 3.5 years for students entering with a B.S. degree. The maximum enrolment period is 5.0 years, extendable upon approval of both the faculty research advisor and the division dean. Dissertation and Dissertation Defense The Dissertation Defense is the final exam of the PhD degree. It involves a public presentation of the results of the dissertation research followed by a question and answer session. The Dissertation and Defense committee consists of 4 members of which at least 3 must be KAUST faculty members. The committee Chair plus one other member must be an affiliated faculty member. The committee must also include one external examiner who must write a report on the thesis and attend the thesis defense. Qualified Visiting Professors may be involved as on-campus committee members. It is the responsibility of the student to inform the dissertation committee of his/her progress and meet deadlines for submitting defense date and graduation forms. It is expected that students will submit their dissertations to their committee six weeks prior to the defense date in order to receive feedback from the committee members in a timely manner. However, the advisor may approve exceptions to this expected timeline. The dissertation format requirements are described in the KAUST Thesis and Dissertation Guidelines. (http://libguides.kaust.edu.sa/theses). The result of the defense will be made based on the recommendation of the committee. There are four possible results: (1) Pass: the student passes the exam and the dissertation is accepted as submitted; (2) Pass with revisions: the student passes the exam and the student is advised of the revisions that must be made to the text of the dissertation; (3) Failure with retake: normally this means the student must do more research to complete the dissertation. The student must revise the dissertation and give another oral examination within six months from the date of the first defense; and (4) Failure: the student does not pass the exam, the dissertation is not accepted, the degree is not awarded, and the student is dismissed from the University. Program Descriptions The Master’s and Doctoral degree program requirements listed above represent general university-level expectations. The specific details of each degree requirements are outlined in the descriptions of the individual degree programs. 7. University Guidelines Grading The KAUST grading system is a 4.0 scale utilizing letter grades, and these are the only grades that will be assigned. A AB+ B BC+ = = = = = = 4.00 3.67 3.33 3.00 2.67 2.33 C CD+ D DF = = = = = = 2.00 1.67 1.33 1.00 0.67 0.00 I IP W S U WF = = = = = = INCOMPLETE IN PROGRESS WITHDREW SATISFACTORY UNSATISFACTORY WITHDREW FAILED Incomplete Grades Students who complete the majority of the requirements for a course but are unable to finish the course may receive an incomplete (I) grade. A grade of Incomplete will be assigned only with the consent of the instructor of the course after the instructor and the student have agreed on the academic work that needs to be completed and the date it is due (but no later than the end of the second week of the following semester or session). When the requirements for the course are completed, the instructor will submit a grade that will replace the incomplete grade on the student’s academic record. Incompletes not completed by the end of the second week of the following semester or session will be changed to F (failing) grades. Grades for students that are due to graduate Note that any incomplete grades (as well as fail grades) will mean a student will not graduate or receive a diploma during the Commencement ceremony. Incomplete grades are granted to individual students on a case-by-case basis. Incomplete grades should not be used as a mechanism to extend the course past the end of the semester. Students are allowed only one incomplete grade while in a degree program at KAUST. In Progress grade (IP) Thesis Research (297) or Dissertation Research (397) should be graded as IP (In Progress), S ( satisfactory) or U (unsatisfactory) for each semester. (These IP grades will be converted by the Registrar’s Office to “S” grades for all semesters, once the Office has been notified that the thesis or dissertation has been submitted to the Library) Research or Seminar courses Use the following grades for these research or seminar courses: 297 Thesis Research Either IP or U 397 Dissertation Research Either IP or U 295/395 Internship(summer) Either S or U 298/398 Seminar Either S or U 299/399 Directed Research Either S or U Summer Session and Winter Enrichment Program Satisfactory participation in KAUST’s Summer Session and Winter Enrichment Period (WEP) is mandatory. Summer Session courses are credit bearing and apply toward the degree. WEP courses do not earn credit towards the degree. Cumulative Grade Point Average A minimum GPA of 3.0 must be achieved in all coursework. Individual courses require a minimum of a B- for course credit. A student’s academic standing is based on his/her cumulative performance assessment and a semester performance based on the number of credits earned and GPA during the most recently completed semester. Academic standing classifications are divided into four categories of decreasing levels of academic performance: (1) Good Standing; (2) Academic Notice; (3) Academic Probation; and (4) Academic Dismissal. Cumulative Assessment GPA 3.00 – 4.00 2.67 – 2.99 2.33 – 2.66 Below 2.33 S/U PERFORMANCE 0 – 2 credits 3 – 5 credits 6 – 8 credits 9+ credits Semester Assessment CREDITS EARNED 12 +credits 9 – 11 credits 6 – 8 credits 0 – 5 credits Summer Session Assessment CREDITS EARNED 6 credits 3 – 5 credits 0 – 2 credits ACADEMIC STANDING Good Standing Academic Notice Academic Probation Academic Dismissal ACADEMIC STANDING GPA Standing GPA Standing less one category GPA Standing less two categories Academic Dismissal ACADEMIC STANDING GPA Standing GPA Standing less one category GPA Standing less two category Academic Dismissal ACADEMIC STANDING GPA Standing GPA Standing less one category GPA Standing less two categories Definitions Good Standing: Student is making satisfactory academic progress toward the degree. Academic Notice: Student is not making satisfactory progress toward the degree. A student placed on Academic Notice will be monitored in subsequent semesters to ensure satisfactory progress toward the degree (see Good Standing). If the student’s performance does not improve in the following semester, the student will be placed on academic probation. Academic Probation: Student is not making satisfactory progress toward the degree. A student placed on Academic Probation will be monitored in subsequent semesters to ensure satisfactory progress toward the degree (see Good Standing). If the student’s performance does not improve in the following semester, the student will be academically dismissed. Academic Dismissal: Student is not making satisfactory progress toward the degree and is unlikely to meet degree requirements. Dismissed students will be required to leave the University. If deemed eligible, dismissed students will have one (1) week from receiving notice of dismissal to file an appeal. Appeal Process for Students Academically Dismissed: If the student is eligible to appeal, he/she must submit a written explanation why the dismissal should be rescinded along with any supporting documentation. The Committee on Academic Performance will hear the appeal and make a decision to grant or deny the appeal based on the appeal and documentation, the student’s past performance, and the likelihood that the student is capable of successfully completing his/her academic program. If the appeal is denied, the student will be required to leave the University. The decision of the Committee is final; no additional appeals are permitted. S/U Protection: Due to the significant impact of U grades, a faculty member giving a U grade for a course involving 6 or more credits must obtain concurrence of the Dean prior to submitting the grade. If the grade is given for only a single class (including research credit) the number of credits will be capped at 6 when using the academic standing table displayed above. Returning to Good Standing: A student not in good standing due to a GPA deficiency may return to Good Standing by improving his/her cumulative GPA such that it meets or exceeds 3.00. A student not in good standing due to U grades may return to Good Standing by completing at least 12 credits during the subsequent semester with no U grades and a semester GPA of at least 3.00 in traditionally graded courses. 8. Transferring Credits A student may petition to transfer graduate credits from another university, upon approval of the Program Chair and the Registrar. Each student’s application will be reviewed on a case-by-case basis. The following rules apply: • Up to three graduate-level courses not to exceed nine credits may be transferred for credit. Courses transferred for credit cannot have been counted as credits for another granted degree. • The course grade for any course to be transferred must be a B or above. • Courses transferred for degree credit must have been taken within three years prior to admission to KAUST. • The student must submit a completed KAUST Transfer of Credit form and include the Course syllabus and course description. The student is responsible for supplying an official transcript: • The transcript may be no more than three months old. • The transcript must be in English or accompanied by a certified English translation. • The grading key must be included with the transcript. • The transcript must include the course name, level, grade and credit value. • The credit value of the course must be equivalent to a minimum of three KAUST credit hours. Course Transfer and Equivalency Graduate credit hours taken from any KAUST program may be applied to other KAUST graduate programs under the guidelines of the degree program to which the student is admitted. Graduate courses taken from another university or KAUST program that are equivalent in level and content to the designated courses in a major track may be counted toward meeting the major track requirement if their equivalence is confirmed by the program chair. Students transferring from other PhD programs may receive some dissertation research and coursework credit units, on a case-by-case basis, for related work performed at their original institution. However, such students must satisfy the written and oral requirements for a research proposal (if the proposal had been submitted and approved at the original institution, the proposal may be the same, if approved by the research advisor). The minimum residency requirement for enrollment of such students at KAUST is two years. Policy for Adding and Dropping Courses A course may be added during the first week of the semester. Students may add courses after the first week with the permission of the instructor. Instructors have the right to refuse admission to a student if the instructor feels that the student will not have the time to sufficiently master the material due to adding the course late. A course may be dropped without penalty at any time during the first two weeks of the semester. Between the second and eighth week, students can drop a course but the course will appear on the student’s transcript with the grade of “W” (withdraw). After the eighth week of a full semester, courses may be dropped only under exceptional circumstances and with the approval of the Course Instructor, the Program Chair and the Registrar. Program Planning It is the sole responsibility of the student to plan her/his graduate program in consultation with her/his advisor. Students are required to meet all deadlines. Students should be aware that most core courses are offered only once per year.