Patents and 3D Printing

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Patents and 3-D Prin.ng

Overview of Patent-Related Issues Concerning

Libraries Providing 3-D Prin.ng Services

Harj Mann

Anissimoff Mann

Professional Corpora2on

&

Margaret Ann Wilkinson

Faculty of Law

Western University

December 4 th , 2015

B a r r i s t e r s & S o l i c i t o r s

Patent & Trademarks Agents

What is a Patent?

•   Specifica2on

•   Descrip2on

•   Preferred Embodiment

•   Variants

•   Claims

•   Define Scope of Monopoly

•   Drawings

Claim Construc.on (Sample Patent)

•   Claims read from perspec2ve of a person skilled in the art to which the inven2on relates.

•   Iden2fy essen2al elements of claims.

1.

A protec2ve case for a mobile device…comprising: a body for covering the rear face of the mobile device… a camera-exposing cutout provided at an edge of the body… a detachable lens cover comprising a slide cover and a plug-in cover…

[that slides or plugs into] the camera-exposing cutout… and cover the camera lens.

Claim Construc.on (Sample Patent)

•   Claims read from perspec2ve of a person skilled in the art to which the inven2on relates.

•   Iden2fy essen2al elements of claims. i.

  “body” (mobile phone case); ii.

  “cutout” (missing sec2on on case); iii.

  “cover” (slide/plug-in piece).

1.

A protec2ve case for a mobile device…comprising: a body for covering the rear face of the mobile device… a camera-exposing cutout provided at an edge of the body… a detachable lens cover comprising a slide cover and a plug-in cover…

[that slides or plugs into] the camera-exposing cutout… and cover the camera lens.

What rights are granted under the Patent

Act ?

•   S. 42 of the Patent Act grants:

•   “the exclusive right, privilege and liberty of making, construc2ng and using the inven2on and selling it to others to be used”.

•   O]en shortened to: “the exclusive right to make, use, and sell” (the inven2on).

What is Patent Infringement?

•   Ac2ons that interfere with or deprive the patentee of the full enjoyment of the monopoly granted by the patent. ( see Monsanto v. Schmeiser , 2004 SCC )

•   Infringement occurs when all the essen2al elements of a claim are present in the subject ar2cle. ( see Free World Trust v Électro Santé Inc , 2000 SCC

66; and Whirlpool Corp v Camco Inc , 2000 SCC 67 )

•   i.e. a “body” with a “cutout” and a “cover”

Excep.ons to Infringement

Patent

•   Experimental use

•   Repair

Notable Difference from

Copyright

•   Fair use excep2on does not apply to patent rights.

Experimental Use and Repair

•   Experimental Use

•   Non-commercial;

•   Tes2ng;

•   Not for stockpiling pre-expiry.

•   Repair

•   Repair permided, but not to the level of “remanufacture”.

•   Replacement parts may themselves be infringing or noninfringing.

What is Inducement?

•   Inducement is patent infringement by “inducing” another to carry out the infringing ac2vity.

•   Three-part test for inducement:

1.

  Act of direct infringement must be completed by a third party;

2.

  “Inducer” must have influenced the third party, such that the act of infringement would not have been completed, but for the influence of the “inducer”; and

3.

  “Inducer” must have knowledge that their influence would lead third party to complete act of direct infringement.

(see Corlac Inc. v. Weatherford Canada Inc.

, 2011 FCA 228)

Why are End Users Hard to Regulate?

•   Numerous;

•   Difficult to iden2fy/locate;

•   Expensive to enforce rights against numerous infringers separately for small amount.

•   The presence of an ins2tu2onal or commercial

“inducer” connected to numerous (direct) infringers presents an appealing enforcement target for rights holders.

3-D Prin.ng and Patent

•   Example: Patented

Mobile Phone Case

•   Easy to print from cheap materials;

•   Simple design; and

•   Claims may cover numerous possible variants.

•   Prin2ng a mobile phone case (“body”), having a

“cutout” for the camera lens, and a “cover” that slides or plugs into the

“cutout” may infringe.

Intersec.on of Copyright and Patent

•   CAD drawings may be “original” work and; therefore, not infringe any other copyright.

•   Nonetheless, once printed – the ar2cle defined by the CAD drawing may infringe a third party’s patent rights.

•   “Freeware” or “open source” CAD drawings are no guarantee of a non-infringing printed ar2cle.

•   Creator’s knowledge and inten2on are irrelevant.

•   Exclusive rights (under patent) are not limited to

“copying” or “reproducing” – it is the exclusive right to “make, use, or sell” the inven2on.

Roles of Various Players

•   CAD Creator – poten2al “inducer”

•   CAD Uploader – poten2al “inducer”

•   CAD Repository – poten2al “inducer”

•   CAD Downloader – no patent liability, for downloading only

•   3-D Printer Operator – poten2al (direct) infringer

•   End User – poten2al (direct) infringer

Roles of Various Players

•   CAD Creator and CAD Uploader may be doing nothing unlawful.

•   CAD repository may be out of the jurisdic2on.

•   Normally, CAD downloader, 3-D printer operator, and End User are the same person.

•   End users are difficult to prosecute.

•   This makes an ins2tu2on involved in the chain the most adrac2ve target for enforcement ac2ons.

•   Eg. By providing the 3-D printer equipment for use by members the public.

Involvement of Libraries

•   Providing 3-D prin2ng equipment for use by members of the public;

•   Providing supplies for 3-D prin2ng (plas2c, etc.);

•   Reviewing 3-D models and gran2ng permission before patrons allowed to print;

•   Opera2ng 3-D prin2ng equipment for patrons; and

•   Charging a fee for the above services.

•   As the level of involvement increases, so does the poten2al liability.

Libraries as Poten.al “Inducers”

•   Three requirements: (i) “direct infringement”, (ii)

“influence”, and (iii) “knowledge”.

•   Reviewing and approving a 3-D model, then providing access to a 3-D printer, for prin2ng the approved 3-D model by a patron.

•   May sa2sfy “influence” and “knowledge” requirements of the inducement test.

•   If the ar2cle printed by the patron infringes any third party patent rights – Library may be liable for patent infringement as an “inducer”.

What Protec.on is Available?

•   Legal defences to patent infringement are limited.

•   The limited quan2ty of infringing ar2cles that can be produced on a 3-D printer may limit damages.

•   Not so where ar2cles are very expensive.

•   Limited involvement in opera2on of 3-D printer may limit liability.

•   No opera2on of equipment, no review and approval of

3-D designs, no charging for printed ar2cles, etc.

Libraries as Third Par.es

•   End Users who are sued by a patent holder may bring the library into the lawsuit, by way of a

Third Party Claim.

•   End User may argue that, by reason of using the library’s equipment and an “open source”

3-D design, their ac2ons were lawful.

Plain2ff

Defendants

End User

1

Third Party

Patent

Holder

End User

2

Library

End User n

Looking to the Future

•   Increasing awareness of 3-D prin2ng capability.

•   Improvements in 3-D prin2ng technology may lead to risk of infringing patent rights in a broader range of technological fields.

•   Widespread use of 3-D prin2ng technology may increase enforcement pressure on IP rights holders.

Ques.ons?

Harj Mann harj@anissimoff.on.ca

Anissimoff Mann Professional Corpora2on

&

Margaret Ann Wilkinson mawilk@uwo.ca

Faculty of Law, Western University

December 4 th , 2015

B a r r i s t e r s & S o l i c i t o r s

Patent & Trademarks Agents

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