United States Patent [191 [11] [45] Cimini, Jr. et a1. TECHNIQUE FOR COHERENT OPTICAL COMMUNICATION Apr. 16, 1991 Y. Kodoh et al., “Polarization Control on Output of Single-Mode Optical Fibers”, IEEE J. Quant. Elec tron., vol. QE-l7, No. 6, pp. 991-994. H. C. Lefevre, “Single-Mode Fibre Fractional Wave [75] Inventors: Leonard J. Cimini, Jr., Howell; Isam M. I. Habbab, Old Bridge, both of NJ. Devices and Polarisation Controllers”, Electron. Lett., vol. 16, N0. 20, Sep. 25, 1980, pp. 778-780. T. Imai et al., “Optical Polarisation Control Utilising an [73] Assignee: AT&T Bell Laboratories, Murray Hill, NJ. Optical Heterodyne Detection Scheme”, Electron. [21] App]. No.: 308,697 [63] 5,008,958 on Single-Mode Optical Fibers”, Electron. Lett., vol. 16, No. 15, Jul. 17, 1980, p. 573. [54] POLARIZATION-INSENSITIVE [22] Filed: Patent Number: Date of Patent: Lett., vol. 21, Jan. 17, 1985, pp. 52-53. (List continued on next page.) Primary Examiner-Reinhard J. Eisenzopf Feb. 8, 1989 Related US. Application Data Continuation-in-part of Ser. No. 145,446, Jan. 19, 1988, Assistant Examiner—L. Van Beek abandoned, and a continuation-in-part of Ser. No. [57] ABSTRACT To exploit the potential advantages of coherent optical Attorney, Agent, or Firm—Samuel H. Dworetsky 145,358, Jan. 19, 1988, abandoned. communications systems, the polarization states of the received optical signal and the local oscillator waves must be matched. A mismatch may severely degrade [51] Int. Cl.5 ........................................... .. H04B 10/06 [52] US. Cl. .................................. .. 455/619; 455/608; [58] Field of Search ............. .. 455/619, 616, 600, 606, [56] 455/607, 608; 307/1, 3, 2 References Cited cause the received signal state of polarization changes with time and along the ?ber. We ?rst review several PUBLICATIONS l. P. Karninow, “Polarization in Optical Fibers”, IEEE J. Quant. Electron, vol. QE-l7, No. 1, Jan. 1981, pp. 15-22. T. Okoshi, “Recent Advances in Coherent Optical sitive technique reduces the problem of polarization mismatch by forcing the polarization state of either the 455/616 ’ detection performance. These mismatches occur be existing techniques for handling this problem, such as polarization-maintaining ?bers, polarization-state con trollers and polarization-diversity receivers. The insen transmitted signal or local oscillatorvto vary with time Fiber Communication Systems”, J. Lightwave Tech., in a non-adaptive manner so that polarization-insensi vol. LT-S, No. 1, Jan. 1987, pp. 44-52. adopts a completely new approach which uses high tive performance is obtained. The proposed scheme I. P. Kaminow, “Polarization Maintaining Fibers”, Ap plied Scienti?c Research, vol. 41, 1984, pp. 257-270. J. Noda et al., “Polarization-Maintaining Fibers and birefringence single-mode ?bers to implement polariza tion switching. These techniques require only a single Their Applications”, J. Lightwave Tech., vol. LT-4, mance, with a power penalty relative to ideal of 3 dB. A photodetector and give a ?xed level of detection perfor No. 8, Aug. 1986, pp. 1071-1089. speci?c technique is presented in which polarization M. Monierie, “Polarization-Maintaining Single-Mode insensitive heterodyne detection is achieved through Fiber Cables: In?uence of Joins”, App. Optics, vol. 20, No. 14, Jul. 1981, pp. 2400-2406. data-induced polarization switching. The polarization - switching is brought about by inserting a passive, bire fringent optical device in the path of the transmitted F SK signal. R. Ulrich, “Polarization Stabilization on Single-Mode Fiber”, App. Phys. Lett., vol. 35, No. 11, Dec. 1979, pp. 840-842. M. Kubota et a1., “Electro-Optical Polarisation Control A as 6 Claims, 24 Drawing Sheets 0mm #dun “MAL ' 1 our; M“ an 1 :L. ... 5,008,958 Page 2 L. J. Cimini, Jr., “Analysis and Simulation of a Digital OTHER PUBLICATIONS T. Okoshi et al., “New Polarisation-Control Scheme Mobile Channel Using Orthogonal Frequency Division Multiplexing”, IEEE Trans. Commun., vol. COM-33, for Optical Heterodyne Receiver Using Two Faraday No. 7, Jul. 1985, pp. 665-675. R. C. Alferness et al., “Electro-Optic Waveguide 1985, pp. 787-788. TE-TM Mode Converter with Low Drive Voltage”, T. Okoshi et al., “A New Polarisation-State Control ' Optics Lett., vol. 5, No. 11, Nov. 1980, pp. 473-475. Device: Rotatable Fiber Cranks”, Electron. Lett., vol. R. C. Alferness, “Electrooptic Guided-Wave Device 21, No. 20, Sep. 26, 1985, pp. 895-896. for General Polarization Transformations”, IEEE J. T. Okoshi, “Polarisation-State Control Schemes for Quant. Electron, vol. QE-17, No. 6, Jun. 1981, pp. Rotators”, Electron. Lett., vol. 21, No. 18, Aug. 29, Heterodyne or Homodyne Optical Fiber Communica tions”, J. Lightwave Tech., vol. LT-3, No. 6, Dec. 1985, pp. 1232-1237. 965-969. ‘ R. C. Alfemess et al., “High-Speed Waveguide Elec tro-Optic Polarization Modulator”, Optics Lett., vol. 7, T. Okoshi, “Heterodyne-Type Optical Fiber_Commu No. 10, Oct. 1982, pp. 500-502. R. C. Alferness et al., “Low Loss, Wavelength Tunable, nications”, IOOC ’81, San Francisco, Apr. 1981, p. 44. T. Okoshi, “Polarization-Diversity Receiver for Heterodyne/Coherent Optical Fiber Communica Waveguide Electro-Optic Polarization Control for A: 1.32 pm”, App. Physics Lett., vol. 47, No. 11, Dec. tions”, IOOC ’83, Jun. 1983, pp. 386-387. T. G. Hodgkinson et al., “Demodulation of Optical D. G. Carlson et al., “Intracavity Electrooptic Fre 1985, pp. 1137-1139. - DPSK Using In-Phase and Quadrature Detection”, Electron Lett., vol. 21, No. 19, Sep. 12, 1985, pp. quency Tuning Polarization Switching and Q-Switch ing of a NdzYAG Laser Oscillator”, IEEE J. Quant. Electron, vol. QE-4, No. 3, Mar. 1968, pp. 93-98. S. T. Hendow et al., “Observation of Bistable Behavior in the Polarization of a Laser”, Optics Lett., vol. 7, No. 867-868. B. Glance, “Polarization Independent Coherent Optical Receiver”, J. Lightwave Tech., vol. LT-5, No. 2, Feb. 1987, pp. 274-276. 8, Aug. 1982, pp- 356-358. H. L. Van Trees, Detection, Estimation and Modula Y. C. Chen et al., “Polarization Bistability in Sernicon tion Theory, Part I, John Wiley, 1968, pp. 335-348. ‘ ductor Lasers”, App. Phy. Lett., vol. 46, No. 1, Jan. D. Kreit et al.,_ “Polarization-Insensitive Optical Het _ ' 1985, pp. 356-358. erodyne Receiver for Coherent FSK Communrca- . tions”, Electron. Lett., vol. 23, No. 4, Feb. 12, 1987, pp. 168-169. A. J. Noda et al., “Single-Mode Fiber Devices”, Opto electronics-Devices and Technologies, vol. 1, No. 2, Dec. 1986, pp. 175-194. T. G. Hodgkinson et al., “Polarisation Insensitive Het 1 E L 5 S. E. Harris et al., “Optical Network Synthesis Using Birefringent Crystals”, IEEE Proc., vol. 52, No. 4, Apr. 1964, pp- 411-412. S. E. Harris, “Dernodulation of Phase-Modulated Light Using Birefringent Crystals”, IEEE Proc., vol. 52, No. 7, Jul. 1964, pp. 823-831. R. Ulrich et al., “Polarization Optics of Twisted Sin erodyne Detection Using Polarisation Scrambling”, gle-Mode Fibers”, App. Optics, vol. 18, No. 13, Jul. Electron. Lett., vol. 23, No. 10, May 7, 1987, pp. 1979, pp. 2241-2251. 513-514. M. Ross, Laser Receivers, Wiley, 1966, pp. 244-250. US. Patent Apr. 16, 1991 TEZw 462.10 .7205 Sheet 1 of 24 5,008,958 US. Patent Apr. 16, 1991 Sheet 2 of 24 N 5,008,958 > Mx x+ % 0 m2<tjwam am“: Fa..2 06 .i O 0 1200 .10 .20 . m0._<4=wO US. Patent Apr. 16, 1991 Sheet 3 of 24 65%um, _.02 05 .ZUCRO 5,008,958 US. Patent Apr. 16, 1991 Sheet 4 of 24 5,008,958 NA; “QM.ohm wm 0 .1. — . . l' |* 0Il4O205 _ . mo mu G mug-D0 %._<U.EO . EmJDnO. US. Patent Apr. 16, 1991 Sheet 5 of 24 5,008,958 FIG‘. 4 A ' \ Id 9s OPTICAL S'GNAL * $ _+ 5“) LOCAL OSCILLATOR 1r QLO'FE "910 $0)‘ 6 0 5a 1 q‘ Q L0 0 T D 5a 1 S") 25:50?) 5 "o a Q C05 0 0 £=cos2 6 0 T 5(2) 6S*0LO SWITCHING LQ C0506 sin 9 1 o T s ' 2 US. Patent m.65* Apr. 16, 1991 mZ.QEN8S obém Sheet 6 of 24 5,008,958 US. Patent Apr. 16, 1991 Sheet 7 of 24 ZmOrEkNwajJ?nz ¥m< 20.539: m dj (.55. 222cm 5,008,958 US. Patent Apr. 16, 1991 Sheet 8 0f 24 5,008,958 FIG. 7 DATA 1 MODULATOR H LASER H POLARIZATION LOCAL OSCILLATOR OUTPUT POLARIZATION ANGLE A # —H RECEIVER US. Patent FIG.8 Apr. 16, 1991 Sheet 9 of 24 5,008,958 US. Patent Apr. 16,1991 65km. Sheet 10 of 24 5,008,958 US. Patent Apr. 16,1991 Sheet 11 of 24 5,008,958 * 1.‘n:Ems-u l .!m9<458 120 -. U.S. Patent Apr. 16, 1991 Sheet 12 of 24 FIG‘. 11 ,0? 1"fre1q" +3: FIG‘. 14 5,008,958 US. Patent Apr. 16, ‘1991 Sheet 15 of 24 5,008,958 5 0%. AN 4(0 ; m4GNk (P5 EOhSJGw US. Patent Apr. 16, 1991 Sheet 16 of 24 5,008,958 F1616 OPTICAL SIGNAL ¢_ (BIT PERIOD-T) BIREFRINGENT FIBER PERIODIC WAVEFORM (PERIOD .1 T) -+ ON-OFF MODULATOR LOCAL OSCILLATOR RECEIVER US. Patent Apr. 16, 1991 Sheet 17 of 24 5,008,958 o. {.: TI 0...9v.9.2._l0. 6 6RN%. .‘ m . A w a .xo2w0u5 u.0. .48 _. a$4.:a 069m“. 2mo >§ mo<20 US. Patent Apr. 16,1991 Sheet 18 of 24 5,008,958 F16‘. I8 OPTICAL k (an S'GNAL PEHIODJ) ) # —0| nscav E a ‘ b 0 a ' ‘r REF o 1 T amemmasm Fmsea T c1 2 = B i as 6-m ON-OFF SIGNAL 0 l T 2 mean poumzsn "o to. PO e,.w, BIREFRINGENT T c FIBER a @045‘ FREQUENCY swncuso ‘'1 ‘to PERIODIC WAVEFORM (PEER-mm ‘ OSCILMTOR