Development of a Radiofrequency Phase Shifter for use in Phased and Smart Antenna Arrays Octavian – Modest MANU Ștefan cel Mare University Suceava, Romania octavianm@eed.usv.ro Abstract: This paper presents the development of an ultra-high frequency phase shifter for use in phased arrays or smart antenna arrays. Several methods used in obtaining phase shifts of radio frequency signals are described along with a summary of advantages and disadvantages of each method. The solution adopted in the end is based on the use of a vector modulator in order to obtain a phase shifter capable of modifying both phase and amplitude of the signal. In the end the practical implementation of an advance phase shifter based on an Analog Devices 1GHz vector modulator is presented. Keywords: antenna arrays, phase shifter, ultra high frequency (UHF), vector modulator, vector network analyzer (VNA). I. Introduction The efforts of developing phase shifter systems have increased over the last years due to their multiple uses in instrumentation and metrology applications, amplifier linearization, power combining, etc. One of the most extensive uses of radio frequency phase shifters is for carrying out the beam-forming in phased antenna array applications. These smart antennas are used in telecommunication industry or military applications [1-4]. The non-inertial electronic beam-forming and beam scanning of the phased antenna arrays used for localization and monitoring applications, allows a very fast beam switching and target identification coupled with the ability to monitor multiple targets at the same time. These advantages are impossible to achieve using traditional inertial systems of rotating antennas. In the field of communication applications the higher antenna gain of the antenna arrays increases the signal to noise ratio, allowing the decreasing of the bit error rate over the communication channel. Other optimizations brought by smart antennas in the field of communication systems include the increasing of the spectral efficiency, the reducing of the transmitted power, of the co-channel interference, and of the multipath interferences [5-6]. Smart antennas can also monitor and track mobile users, allowing an improvement of both signal range and the quality of service. Figure 1 . Cross section through radiation pattern (H plane) of 8 element linear phased antenna array steered at 0°, 45° and -45° scanning angle. Figure 1 depicts a cross section of radiation pattern in horizontal plane of an eight elements antenna array, having an inter-elements distance d of half wavelength and scanned at 3 different angles of -45°, 0° and 45° to the array normal. In order to steer the main beams of a linear antenna array to the desired angle Φ it is necessary to apply a progressive phase shift Ψi between antenna array elements: i k0 (K i)d sin() for i 1,2,...K where k0 wavenumber. represents the free (1) space II. Phase shifter designs In order to implement a scanning antenna array a phase shifter capable to variable phase shift the signal applied to the antenna elements must be developed. The simplest design uses two delay lines with different length and switches to select through which line the signal is passing. The delay Φ obtained between the two paths is given by: 2 l p (2) where l represent the length difference between the two paths and the vp represent the phase velocity of the transmission line. The lines can be made of wave guides, radio frequency cables, coplanar waveguides, or microstrip lines. The main advantages of the delay line phase shifter are relative simple construction and the fact that the delays introduced are not influenced by the signal frequency. Among disadvantages must be noted that in order to obtain several different phase shift values a number of switched delay lines must be interconnected. Thus, the signal attenuation is not constant over the entire phase shift range. This type of phase shifter does not allow a continuous variation of phase shift values, providing only discrete phase shifts and in the case of a large number of phase shift values, the design complexity for this type of phase shifter increases very much. The directional properties of the half power hybrid coupler are used in the development of the analog reflection type phase shifter. This, being an analog variable phase shifter, allows an infinite number of phase steps over the entire phase shifter range. The device consists of a 3dB hybrid coupler and two variable reflective loads connected between coupler and ground. The signal is feed to Port 1 of the hybrid (input port) and it is split equally between Port 2 and Port 3 with 90° phase difference between them. From here signals are reflected back by the loads connected to the ground. Figure 2 . Analog reflection type phase shifter. The variable reflective loads induce a phase shift Φ on the reflected signal. At the Port 1 the half power signal having a phase shift of Φ reflected from Port 2 (coupled port) is added with the half power signal reflected from Port 3 (output port), which has a phase shift of 180° + Φ, thus nulling each other. At the Port 4 (isolated port) the half power signal reflected from Port 2 having a phase shift of 90° + Φ is added with the half power signal reflected from Port 3 also having a phase shift of 90°+Φ. Thus, at the Port 4 a signal having full power and a phase shift of 90°+Φ is obtained. If the variable reflective loads can vary the impedance between Zmin and Zmax, the phase shift ΔΦ induced by the devices is given by the formula: Z Z 2 tan1 L,max tan1 L,min Z0 Z0 (3) where Z0 is the reference impedance of the hybrid being used. Since -90° < tan-1 (x) < 90°, the maximum value of the phase shift obtained with this type of phase shifter is 180°. The reflective loads will always have a resistive component, thus the phase shifter will exhibit loss. Usually the variable reflective loads are made with varactors which, due to their low quality factor, exhibit large loss. An improved method of developing a phase shifter consists of using a phase modulator as the active element. This splits the input signal into two equal amplitude components phased 90 degree apart, which are then independently amplified with variable gain amplifiers (VGA) and then summed, forming the phase shifter output signal. If the gain of the in-phase (I) and quadrature (Q) VGAs is GI and GQ respectively, the desired gain and phase setpoints of the phase shifter are given by: 2 G arctan 180 arctan 180 arctan arctan GI GQ 2 (4) 2 GQ GI GQ GI GQ GI GQ GI if GI 0, GQ 0 if GI 0, GQ 0 (5) if GI 0, GQ 0 if GI 0, GQ 0 The vector modulator phase shifter provides several advantages over other designs, described shortly. The variable gain amplifiers can be developed using transistors and lumped elements, resulting in a very compact size and, if the gain of these amplifiers is greater than unity, the phase shifter itself can have gain. The vector modulator phase shifter can create any desired phase shift between 0° and 360°. Another great advantage is the possibility of adjusting both amplitude and phase errors of the phase shifter in site, only by varying the gain of the VGAs, thus allowing easy tuning of a phased antenna array comprised of several elements, equipped with vector modulator based phase shifters. The output of the VGAs are summed and feed to the output amplifier which delivers a differential output signal into the external load. This amplifier also has an output disable function. The block diagram of the phase shifter circuit is presented in Fig. 4, schematics in Fig. 5 and the PCB layout in Fig. 6. The differential I and Q control signals of the AD 8340 are provided by two Linear Technology LTC 2602 dual 16 bit rail– to–rail digital to analog converters (DAC)[8]. The voltage reference for the DACs is supplied by the National Semiconductor LM4140 high precision low noise low dropout voltage reference [9]. III. Hardware implementation The above mentioned benefits of the vector modulators lead us to the development of a phase shifter based on the Analog Devices AD8340 vector modulator, with possible use in the construction of a phased antenna array operating in the 868 MHz industrial, scientific and medical (ISM) band. The first stage of the AD8340 vector modulator, as seeing in the Fig. 3, consist of an in-phase – quadrature splitter, which splits the input signal into two components phased shifted 90° apart and having equal amplitude. The input signal can be driven either differential or single ended. This quadrature generator is made with a multistage resistor – condenser polyphase network tuned over the entire operating frequency range of 700 MHz to 1000 MHz [7]. Since the passive network is perfectly linear, the RF input signal amplitude and phase information are transmitted faithfully to both channels. The I and Q signals are feed to the corresponding differential variable gain attenuators having differential input control signals. Figure 3 . AD8340 diagram. Vector modulator Figure 4 . Phase shifter block diagram. Figure 5 . Phase shifter schematics block Figure 6 . Phase shifter printed circuit board. The DACs are controlled via a serial peripheral interface (SPI) by ATMEGA 16, an 8 bit reduced instruction set computing (RISC) microcontroller (MCU) manufactured by Atmel [10]. The MCU receives the phase and the attenuation values via an USB connection from a computer. The USB to USART signal conversion is made with FTDI 232BM integrated circuit. The phase shifter and the control board prototypes were manufactured on a dual layer FR4 copper laminate with a permittivity of approx. 4.5 and a loss tangent of 15·10-3 at a frequency of 1 GHz. The dielectric thickness is 1.5mm and the conductive layer height is 35 µm. The radio path of the circuit was design using with the help of freely available microwave numerical tools. An experiment was conducted in order to verify the correctness of the numerical tools. Several microstrip lines with different widths were etched on the same FR4 laminate. The lines were terminated with SMD resistors and the impedances were measured using Agilent Field a. b. c. d. e. f. Figure 7 . Measured impedance of microstrip lines with width of 3 mm (a), 2,863 mm (b), 2,5 mm (c), 2 mm (d), 1,7 mm (e), and 1,3 mm (f). Figure 8 . Controller printed circuit board. Figure 10 . S21 magnitude vs. phase. Figure 9 . Experimental setup. Fox N9912A Radiofrequency Analyzer between 600 MHz and 1 GHz. Smith Charts with the results are presented in Fig. 7. The computed width of a 50 ohm microstrip line for the above mentioned laminate was 2.863mm. As seen in Fig. 7 b) the 2.863 mm microstrip line has a complex impedance of 49.5 –j0.2 ohms, which is the closest value to the desired 50 ohm impedance. The phase shifter module prototype is compact having dimensions of 35 mm per 38 mm. Phase shifter uses SMA connectors for RF path and a HDR1X7 connector for power supply and serial communication with the controller board. The controller board is made on the same FR4 laminate, having the dimensions 64 mm by 41 mm. This circuit incorporates Atmega 16 microcontroller, FT 232 signal converter, an ISP connector for in-circuit serial programming of microcontroller and several LED used for indicating serial traffic status and diagnosis. The phase shifter characteristics were measured using an HP 8753E Vector Network Analyzer. The reflection coefficient was characterized between 800 MHz and 1 GHz including the RFID 865 MHz to 868 MHz band. and it was found to be between -42dB to -15dB over the entire frequency range. The complex transmission coefficient was measured at a given frequency of 866.5MHz for two attenuation values of 0% and Figure 11 . S21 absolute phase error. Figure 12 . Phase linearity. 25% over the entire phase range of 360° with a phase step of 1. As shown in Fig. 10 the variation of the S21 magnitude is lower than 0.85 dB resulting in a good stability of signal gain over the phase variation. The absolute error of the measured phase shift versus phase set point over the entire 360° interval is plotted in Fig. 11 and has a maximum value less than 4°. Fig. 12 depicts the linearity of measured phase over the entire phase setpoint interval. IV. Conclusions This article presented an analysis of several techniques for the development of radio frequency phase shifters for use in phased array antennas. The solution adopted for a practical implementation of a phase shifter consisted in using a vector modulator, due to the advantages offered over the other types of phase shifters such as: compact size; the ability to create any desired phase shift between 0° and 360°; easy in-site tuning of both phase and gain for each phase shifter. The hardware implementation uses the Analog Devices AD 8340 vector modulator which has an operating frequency between 700 MHz and 1 GHz. Controlling the vector modulator was done via two LTC 2602 digital to analog converters. The prototype was made on a dual layer FR4 copper laminate. Beside the phase shifter a controller board was also developed based on an 8 bit RISC microcontroller which transmitted the values of phase and gain set points via an SPI interface to the DACs. Testing the prototype was done with an HP 8753E Network Analyzer. The results showed that the developed phase shifter has good phase shift accuracy and stability in the frequency region of interest. V. Acknowledgements O.M. thanks CNCSIS-UEFISCSU PROJECT NUMBER RU-107/2010 for the financial support. VI. [1] [2] [3] [4] [5] [6] [7] [8] [9] [10] References VOLAKIS J. L., Antenna Engineering Handbook, McGraw-Hill Companies, 2007. FABRIZIO G., COLONE F., LOMBARDO P., et al. Adaptive beamforming for high-frequency over-the-horizon passive radar. IET Radar Sonar Navig., 2009, 3, (4), pp. 384–405. DYADYUK, V., GUO, Y.J., Towards multi-gigabit ad-hoc wireless networks in the E-band. Global Symp. on Millimeter Waves, Sendai, Japan, April 2009. 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LM 4140 datasheets from National Semiconductors available at: www.national.com/ds/LM/LM4140.pdf Atmega16 Datasheets from Atmel available at: www.atmel.com/atmel/acrobat/doc2466.pdf Octavian - Modest MANU PhD student, Ştefan cel Mare University from Suceava, Faculty of Computer Science and Electrical Engineering, PhD thesis: Contributions to the development of smart antennas and applications, PhD supervisor: Prof. Eng. Adrian GRAUR, PhD.