SCIENCE JOURNAL Ubonratchathani University Sci. J. UBU, Vol. 1, No. 1 (January-June, 2010) 51-57 http://scjubu.sci.ubu.ac.th Research Article Paper Coating with Biodegradable Polymer for Food Packaging S. Shawaphun1,2*, T. Manangan1,2 1 Department of Industrial Chemistry, Faculty of Applied Science, King Mongkut’s University of Technology North Bangkok, Bangkok 10800, Thailand. 2 Research Centre of Nano Industries and Bio-plastics, King Mongkut’s University of Technology North Bangkok, Bangkok 10800, Thailand. Received 24/12/09; Accepted 17/05/10 Abstract Commodity plastics are widely used for food packaging. However, their slow degradation and predicted exhaustion of the world petroleum reserves have become worldwide major environmental concerns. Therefore, it is necessary to quickly replace them with biodegradable polymers that can degrade in a short period when exposed to a biologically active environment. The possibility for the use of biopolymers, such as poly-3-hydroxybutyrate (PHB) and polylactide (PLA), in paper coating for food packaging has been investigated in this study. Dip coating process has the potential of providing an easy and economical way to form PHB and PLA coated layers on paper. The effects of dip coating operating parameters such as initial concentrations of polymer solution, types of solvent, types of paper and dipping periods have been investigated in this study. The dip-coated PHB and PLA papers were analyzed by gravimetric analysis and ATR-FTIR spectroscopy. The results showed that the polymer film weight also increased, as the polymer initial concentration and dipping period increased, and then reached the equilibrium state at the polymer initial concentration of 4%w/v and the dipping period of 5 minutes. By varying types of solvent, chloroform and dichloromethane gave almost the same satisfactory result for PHB dip coating while ethyl acetate provided the optimal result for PLA. By using different types of paper, the commercial bleached bagasse paper (Beermat®) showed the most satisfactory results with the maximum adsorbed capacity of 122.9 and 99.3 mg/g for PHB and PLA coated paper, respectively. Generally, most coated papers showed better barrier properties against air, water, and oil than the non-coated paper. However, the PHB coated paper showed higher water resistance but lower oil resistance than PLA coated paper. Keywords: Biodegradable plastic, PHB, PLA, Food packaging, Paper coating. *Corresponding author. E-mail address: sarinya73@yahoo.com Copyright 2010 Faculty of Science, Ubon Ratchathani University. All Rights Reserved. Paper Coating with Biodegradable Polymer for Food Packaging 52 1. Introduction Growing public concern about global warming and environmental pollution caused by accumulation of commodity plastic wastes has widely stimulated the development and design of environmental friendly food containers and packages [1]. Pulp and paper are renewable and versatile materials that also have been used for food containers and packages [2]. However, critical required characteristics of food contact packaging are their barrier properties especially against gas, water and grease [3]. Typically, paper provides low barrier properties against these kinds of molecules due to its porosity structure. Therefore, the common approach is to improve its barrier properties by coating a thin layer of materials [4]. Currently, wax and polyethylene film are used to give the paper containers and packages the desired properties, but they also cause undesired properties, non-recyclable and non-degradable [5-7]. Among starch based and other synthetic degradable plastics, two commercial biodegradable polyesters, polyhydroxyalkanoate (PHA) and polylactide (PLA), have gained ultimate attention in the past 10 years due to the environmental concerns and sustainable issues [8-9]. They have many potential uses, including many applications in the textile [10], the medical industries [11], as well as in the packaging industries [12-13] due to their various superb properties such as biodegradability, biocompatibility, good mechanical properties and proper degradation rate [14]. In general, paper can be coated for various decorative and functional purposes by using water borne, organic solvent borne, and solvent-free extruded materials. However, coating paper via organic solvent borne or water borne coating materials is considered to be more economical based on using less coating materials than solvent-free extruded materials and easier to apply onto the paper or paper food containers in Industrial scale production base on they can be applied onto any surface shape by using dip coating technique which is one common techniques used in paper coating industry. This technique is performed by dipping a substrate into a reservoir of polymer solution for some period of time, and then with-drawing the substrate form the solution bath [15]. Based on this technique, the effective coating will be much dependent on the ad-sorption process of polymer from solution during dipping period. Thus, some condition parameters, types of coating materials and types of paper have to be maximized to get the highest adsorption of polymer onto the paper. Although, there are some attempts to coat PLA or PHA onto paper via using organic solvent borne or water borne to improve the barrier properties of paper while making paper biodegradable and recyclable [16]. However, there are still some limited data on the adsorption study of these bio-polyesters from solution or suspension onto the cellulose paper. Thus, the aim of this work was to study some parameters that can affect the coating performance of these biodegradable polymers onto paper as well as the properties of paper before and after coating. These findings give insight into the way to improve coating ability of PHB and PLA onto the paper while improving the barrier properties of paper for using in food packaging. 2. Theory Polymer adsorption is the process by which the polymer molecules diffuse from the bulk of the solution towards the solid/liquid inter-face and attaches to it. Once attached to the surface, polymer molecules undergo a sub-sequent conformational rearrangement (i.e. spreading process). They change their coiled shapes to find the set of conformations at the interface which minimizes their free energy [17]. It is well known that the adsorption performance of polymer in liquid-phase adsorption depends on the following factors: nature of the polymer (e.g. chemical structure, MW, MWD, flexibility), quality of the adsorbent (e.g. surface functional groups, surface porosity), process variables (contact time, initial concentrate- Copyright 2010 Faculty of Science, Ubon Ratchathani University. All Rights Reserved. S. Shawaphun et al., Sci. J. UBU, Vol. 1, No. 1 (January-June, 2010) 51-57 53 ion), and the quality of the solvent (e.g. Adsorption Isotherm. The commercial bleapolarity, functional group) [18]. ched bagasse papers were cut into the rectangular shape with the size of 1 cm x 6 cm. Then it was immersed into the PHB or 3. Materials and Methods PLA solution at specified polymer concentration (0, 2, 4, 6, 8, 10%w/v) in chloroMaterials. A commercial grade of poly-3hydroxy butyrate (PHB) was obtained from form. After 20 minutes of dipping period, Tianan Biological Material Co. Ltd. (Ningbo, the paper was then withdrawn from the solution bath at a withdrawal velocity of Chaina) and poly-L-lactide (PLA) was obtained from Natureworks LLC (America). 1.95 mm/s. After taken out from the then it was dried in the oven at 80 Some physical properties of PHB and PLA solution, C for at least 2 hours or until all the solvent used in this study were shown in Table 1. was completely evaporated. The coated Chloroform (analytical grade), dichlorometpaper was then quantified the amount of hane (analytical grade), ethylacetate (analypolymer adsorbed by using gravimetric tical grade) were purchased from Sigma analysis or ATR-FTIR technique. Aldrich. Commercial bleached bagasse paper with the brand name Beermat® (700 gram or g/m2) and drawing paper (270 gram or g/m2) were purchased from the local bookstore. Homemade bleached bagasse paper (490 gram or g/m2) was kindly provided from the Department of Science Service, Thailand. Table PLA. Type PHB PLA Solvent Quality Effect. The commercial bleached bagasse paper cut into the rectangular shape with the size of 1 cm x 6 cm was immersed into PHB and PLA solutions (8%w/v) in various solvents: chloroform, dichloromethane or ethyl acet1. Physical properties of PHB and ate. After 20 minutes of dipping period, the paper was then withdrawn from the solution bath at a withdrawal speed of 1.95 mm/s. After dried in the oven at 80 C for at least 2 Mv [] in Tm (C) hours or until all the solvent was completely CHCl3 evaporated, the coated paper was then quan1.4967 286,000 164.15 tified the amount of polymer adsorbed by 2.1828 86,000 140.08 using gravimetric analysis. Adsorption Study. Adsorption Kinetic. The commercial bleached bagasse paper was cut into the rectangular shape with the size of 1 cm x 6 cm. Then it was immersed into the PHB or PLA solution at 4% w/v concentration in chloroform and kept an uncoated area on the top. After required contact time (0, 5, 10, 15, 20, 25 minutes), the paper was then withdrawn from the solution bath at a withdrawal speed of 1.95 mm/s. After taken out from the solution, then it was dried in the oven at 80 C for at least 2 hours or until all the solvent was completely evaporated. The coated paper was then quantified the amount of polymer adsorbed by using gravimetric analysis. Paper Quality Effect. Commercial bleached bagasse paper (Beermat®), homemade bleached bagasse paper and drawing paper were cut into the rectangular shape with the size of 1 cm x 6 cm. Then they were individually dip- coated with the PHB and PLA solutions (6%w/v) in chloroform same as above. The coated papers were then quantified the amount of polymer adsorbed by using gravimetric analysis. Characterization Methods. Attenuated Total Reflectance Fourier Transform Infrared Spectroscopy (ATR-FTIR). ATR-FTIR spectrometer (Perkin Elmer spectrum 2000) was used to examine the ad- Copyright 2010 Faculty of Science, Ubon Ratchathani University. All Rights Reserved. 54 Paper Coating with Biodegradable Polymer for Food Packaging sorption of PHB and PLA onto the paper. The peak of C=O stretching at the wave number of 1645-1670 cm-1 which belongs to polyester was expected. Then, the peak area of this peak was integrated to quantified amount of polyester adsorbed on the paper in comparison with the non-coated paper. Gravimetric Analysis. The adsorbed amount of coated polymer film on paper was determined by weighing the paper before and after coating and then calculated the film weight by using the following formula Film weight (g) = W2 – W1 (1) Where, W1 and W2 represent the weights (g) of paper before and after coating, respectively. 4. Results and Discussion Adsorption Kinetic. Contact time is an important parameter in adsorption process. Generally, the adsorption of polymer by adsorbent becomes higher on prolonging the contact time. However, in practice, it is necessary to optimize the contact time, considering the efficiency of coating process. From the results in Figure 1, the kinetic adsorption curve was initially very fast then slowly reached equilibrium after 5 minutes, where no additional polymer molecule was adsorbed onto paper. During this process, the paper surface is progressively blocked by the polymer molecules, until the surface is completely covered by polymer molecule. Liquid Absorptiveness Test (Cobb Method). Cobb method is used to determine the absorptiveness of papers to some liquids (e.g. water and oil) base on measuring the amount of liquid penetration into a sheet of paper. The definition of Cobb value for the sizing degree is the calculated mass of water absorbed in a specified time by m2 of material under specified conditions. Cobb tests performed in this work were based on ISO535. Air Resistance Test (Gurley Method). Gurley method is used to determine the air resistance of approximately 6.4 cm2 (1 inch2) circular area of paper using a pressure differential of approximately 3 kPa. Gurley method performed in this work was based on ISO/CD56365. Smoothness Test (Bekk Method). Bekk method is used to determine the smoothness of individual surfaces of paper by measuring air leakage under a clamping pressure of 100 kN/m2 and using an anvil with an effective area of 10.00 ± 0.05 cm2. Bekk method performed in this work was based on ISO5627. Figure 1. The adsorbed amount of PHB and PLA films adsorbed on the paper plotted with dipping period. Adsorption Isotherm. As shown in Figures 2 and 3, the amount of the polymer adsorbed onto paper increased with the increase of initial concentration of polymer solutions. This is due to the increase in the driving force of the concentration gradient with the higher initial polymer concentration. The shapes of adsorption isotherms in both figures look very similar and they were composed of 2 stages; the first stage showed a steep increase in the adsorbed polymer (indicating a great affinity of the adsorbent for the polymer), followed by the second stage (reaching equilibrium state) which represented a gradually increase of adsorbed Copyright 2010 Faculty of Science, Ubon Ratchathani University. All Rights Reserved. S. Shawaphun et al., Sci. J. UBU, Vol. 1, No. 1 (January-June, 2010) 51-57 polymer. The gradually increase during the second stage might be due to surface heterogeneous (porosity) on cellulose paper and the interaction between the adsorbed polymer molecules. Thus, this result was indicated multilayer coverage of polymer adsorption onto paper at the equilibrium state. 55 the adsorbed amount of PHB onto the paper. However, by changing of solvent from chloroform to ethyl acetate caused significant effect on the adsorbed amount of PLA onto the paper. Since, chloroform is a better solvent for PLA than ethyl acetate, thus the interaction force between PLA and chloroform is stronger than the interaction force between PLA and ethyl acetate. Consequently, PLA in chloroform is more difficult to adsorb onto the paper than PLA in ethyl acetate. Figure 2. The adsorbed amount of PHB and PLA films on the paper quantified by using film weight plotted with initial concentration of polymer solution. Figure 4. The adsorbed amount of PHB and PLA films on the paper as a function of solvent used to prepare polymer solution. Figure 3. The adsorbed amount of PHB and PLA films on the paper quantified by using the carbonyl peak area plotted with initial Figure 5. The adsorbed amount of PHB and concentration of polymer solution. PLA film on the paper as a function of types Solvent Quality Effect. To investigate the of paper used. effect of solvents on the adsorption performance of PHB and PLA, three different types of solvent including chloroform, dichloromethane and ethyl acetate have been used in this study. As shown in Figure 4, the change of solvent from chloroform to dichloromethane did not cause the significant effect on Paper Quality Effect. The paper quality effect was performed adsorption experiment by using three different types of paper including commercial bleached bagasse paper (bagasse-®), homemade bleached bagasse Copyright 2010 Faculty of Science, Ubon Ratchathani University. All Rights Reserved. Paper Coating with Biodegradable Polymer for Food Packaging 56 paper (bagasse) and drawing paper (drawing). As shown in Figure 5, the commercial bleached bagasse paper (bagasse®) gave the optimum result for both PHB and PLA dip coating and provided the maximum adsorption capacity of PHB and PLA at 122.9 and 99.3 mg per g of paper, respectively. This might be due to the commercial bleached bagasse paper is smoother and contained less porosity when comparing with homemade bleached bagasse paper and drawing paper, thus it contains more site for polymer to adsorb. Therefore, the polymer molecule tends to adsorb more on this type of paper. Characterization of Coated Paper. According to the results in Table 2, both PLA and PHB coated paper showed the improvement in barrier properties against air, water and grease when compared with the non-coated (bare) paper. Water and oil absorptiveness based on Cobb test for PLA and PHB coated papers are significantly decreased. The Cobb values of water absorptiveness for coated paper showed the decrease from 1351.3 g/m2 to 83 g/m2 and 43.7 g/m2 in PHB and PLA coated paper, respectively. Further-more, the oil absorptiveness of paper after coating showed the decrease of Cobb values from 1.5 g/m2 to 0.3 g/m2 and 0.1 g/m2 for PHB and PLA coated paper, respectively. These result suggested that PHB and PLA can improve water and oil resistance to the paper base on their chemical structures which are not too hydrophilic or hydrophobic and their large structures which can enhance their ability to patch up the pores on the paper. However, PLA coated paper seemed to absorb more water than PHB coated paper, but PHB coated paper seemed to absorb more oil than PLA coated paper, this might be due to the chemical structure of PHB that is a little bit more hydrophobic than that of PLA. In addition, all coated papers showed the increa-se of air resistance from 35.5 sec/100 mL to 145.6 sec/100 mL and 140.6 sec/100 mL for PHB and PLA coated paper, respectively. Furthermore, the surface of paper after coating also became smoother when compared with bare paper for both PLA and PHB coated papers, possibly, because the polymers can help to patch up some pores and heterogeneous structure on the paper surface after coating. Table 2. Smoothness and barrier properties of coated and non-coated papers. Test Smoothness (sec.bekk) Air Resistance (sec/100mL) Water absorptiveness (g/m2) Oil absorptiveness (g/m2) Bare paper 3 35.5 1351.3 1.5 5. Conclusions The adsorption of PHB and PLA solutions in organic solvent onto the surface of paper has been studied by using gravimetric analysis and ATR-FTIR spectroscopy. The adsorption rate experiments indicated that the adsorption of both PHB and PLA was very quick and reached the equilibrium state after 5 minutes PHB coated paper 4 145.6 83 0.3 PLA coated paper 4 140.5 43.7 0.1 of dipping period. Adsorption isotherms of PHB and PLA solutions in chloroform revealed that polymer can adsorb very strong to the paper, but the adsorbed layers of these polymers tended to get multilayer adsorption at very high initial concentraions based on interaction between polymer molecules. Commercial bleached bagasse paper (Beermat®) seemed to have the highest Copyright 2010 Faculty of Science, Ubon Ratchathani University. All Rights Reserved. S. Shawaphun et al., Sci. J. UBU, Vol. 1, No. 1 (January-June, 2010) 51-57 affinity to both polymers possibly due to less porosity structure than the homemade bagasse paper and drawing paper. Replacing chloroform with ethyl acetate for solvent showed a significant effect in PLA adsorption. All of coated papers showed satisfactory improvement of barrier properties towards air, water and oil. Barrier properties against air for PHB and PLA coated papers are almost the same. PHB coated paper showed better water barrier property than the PLA 57 coated paper. However, the PLA coated paper showed slightly better oil barrier property than the PHB coated paper. Acknowledgements The author would like to thank the department of Science Service for providing the homemade bleached bagasse paper used in this study. References [1] Chiellini, E. (2008). Environmentally compatible food packaging. Cambridge: Woodhead. [2] Kirwan, M.J. (2005). Paper and paperboard packaging technology. Oxford: Blackwell. [3] Kaplan, D.L. (1998). Biopolymers from renewable resources. Heidelberg: SpringerVerlag. [4] Berube, S. (2002). Repulpable Chlorine free barrier coating for packaging materials. US 6,441,080. [5] Stark, D. E. (1999). Repulpable moisture vapor barrier. US 5,897,411. 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