ADC/DC(NZ) Accreditation Guidelines and Explanatory Notes (to accompany the ADC/DC(NZ) Accreditation Standards) OCTOBER 2012 Version 1.2 Australian Dental Council ABN 70 072 269 900 Level 2, 99 King Street Melbourne Victoria Australia Dental Council Level 5, 138 The Terrace PO Box 10-448 Wellington New Zealand © Copyright 2012 This work is copyright 2012. Copyright is held by the Australian Dental Council. It may be reproduced in whole or in part for study or training purposes subject to inclusion of an acknowledgment of the source. It may not be reproduced for commercial use or sale. Reproduction for purposes other than those indicated above requires a licence or written permission which may be obtained from: Australian Dental Council Level 2, 99 King Street Melbourne Victoria Australia Tel +61 (0)3 9657 1777 www.adc.org.au CONTENTS Guidelines 1. Key Terms.................................................................................................................. 4 2. Overview .................................................................................................................... 5 2.1 ADC ................................................................................................................ 5 2.2 DC(NZ) ........................................................................................................... 6 2.3 Accreditation ................................................................................................... 6 3. Accreditation Outcomes ............................................................................................. 7 4. The Aim of Accreditation ............................................................................................ 8 5. The Accreditation Process ......................................................................................... 9 5.1 Accreditation of New Programs....................................................................... 9 5.2 Accreditation Reviews....................................................................................10 5.3 Summary of the Accreditation Process ..........................................................11 5.4 A Peer Review Process .................................................................................12 5.5 Preparation by the School ..............................................................................13 5.6 Accreditation Submission ...............................................................................13 5.7 Accreditation Visit and Report ........................................................................12 5.8 Annual Reports ..............................................................................................13 5.9 Changes to Programs ....................................................................................13 5.10 Specific Reports.............................................................................................15 6. Accreditation Visit Schedule ......................................................................................15 7. Confidentiality ...........................................................................................................16 8. Unsatisfactory Progress Procedure ...........................................................................16 9. Accreditation Fees ....................................................................................................17 Explanatory Notes 10. Explanatory Notes .....................................................................................................18 10.1 Clinical Supervision and Outplacement ..........................................................18 10.2 Curricula – Courses and Topics .....................................................................18 _________________________________________________________________________________________ ADC/DCNZ Accreditation Guidelines and Explanatory Notes Version 1.1, October 2012 Page 3 1 KEY TERMS Accreditation Committee Appointed by the ADC/DC(NZ), this joint committee is responsible for advising the Councils on accreditation matters, including standards for the accreditation of education and training programs leading to registration as a dental practitioner and for assessing programs using these standards. The Accreditation Committee is also responsible for the accreditation review of programs and recommending the membership of Site Evaluation Teams. Accreditation Standards Accreditation Standards, developed by the Accreditation Committee and approved by the Councils and Dental Board of Australia, set out the criteria against which education and training programs are assessed for accreditation purposes. Site Evaluation Teams Appointed by the respective Councils, on the recommendation of the Accreditation Committee, to undertake the review and assessment for accreditation purposes of education and training programs leading to registration as a dental practitioner. Accreditation Submission Detailed information relating to the Accreditation Standards, based on a self-analysis and provided by a School to the Site Evaluation Team to support its application for program accreditation. Site Evaluation Team Report Report of the Site Evaluation Team completed at the conclusion of the assessment process. This report is presented to the Accreditation Committee and provides comments, analysis and recommendations on the accreditation/re-accreditation of the education and training program. Assessor Member of a Site Evaluation Team. Course The degree/study program delivered by a School. Curriculum The academic units/structure within the course/units of competence. Dental Practitioner A person registered by the DBA or the DC(NZ) to practise part or all of dentistry. Note; In Australia this means a dentist, dental specialist, dental hygienist, dental therapist, oral health therapist or dental prosthetist. In New Zealand this term (and Oral Health Practitioner) means a dentist, dental specialist, dental hygienist, orthodontic auxiliary, dental therapist, dental technician or clinical dental technician. Education Provider Established educational institution.1 Programs Courses of education and training delivered by a School leading to registration as a dental practitioner. School Faculty, school, department or discipline within a university or other education provider that delivers education and training programs leading to registration as a dental practitioner. Note: The term School is used throughout this document and the ADC/DC(NZ) Accreditation Standards; however, other terms such as department or discipline are used by some education providers. 1 Removal of reference to university as an example _________________________________________________________________________________________ ADC/DCNZ Accreditation Guidelines and Explanatory Notes Version 1.1, October 2012 Page 4 2 OVERVIEW This document provides guidance to education providers seeking accreditation (or reaccreditation) with the Australian Dental Council [ADC] and/or the Dental Council (New Zealand) [DC(NZ)] for their dental practitioner education and training programs. It outlines the elements of the ADC/DC(NZ) accreditation process for Australian and New Zealand Schools in the form of procedural guidelines and provides Explanatory Notes to support the various Accreditation Standards against which programs will be assessed. Schools and other interested parties are invited to contact the ADC or DC(NZ) with any queries or for any clarification: Australia New Zealand Accreditation Officer Australian Dental Council PO Box 13278 Law Courts Victoria 8010 Australia Tel: +61(0)3 9657 1777 Fax: +61(0)3 9657 1766 E-mail: accred@adc.org.au Senior Business Development Advisor Dental Council (New Zealand) Level 5 138 The Terrace (PO Box 10-448) Wellington 6143 New Zealand Tel: +64(0)4 4994820 Fax: +64(0)4 4991668 E-mail: Suzanne.Bornman@dcnz.org.nz This document draws on the following resource documents: (now superceded) ADC/DC(NZ) Accreditation Assessment Guidelines (used prior to 01 July 2010) ADC/DC(NZ) Accreditation Guidelines for Accreditation Site Evaluation Team Assessors ADC/DC(NZ) Monitoring Accredited Programs Annual Reports Australian Medical Council (AMC). Assessment and Accreditation of Medical Schools: Standards and Procedures, 2009 Australian Medical Council. Accreditation Framework Professions Australia. Standards for Professional Accreditation Processes (June 2008) Australian Health Practitioner Regulation Agency. Procedures for the Development of Accreditation Standards (16 November 2009). 2.1 The Australian Dental Council The Australian Dental Council [ADC] was formed in 1993. It is a national body concerned with the standards of education, training and practice of dental practitioners in Australia. A primary purpose for the establishment of the ADC was to accredit dental education programs in Australia. The ADC is a member-based organisation whose stakeholders are the education providers, professional associations and regulatory bodies for the dental and oral health professions in Australia. The ADC has been appointed under the Health Practitioner Regulation National Law Act 2009 [‘National Law’] as the external accreditation authority to undertake the accreditation functions for the Dental Board of Australia [DBA]. The DBA is the national regulatory board established for dental practitioners under the national registration and accreditation scheme that has been agreed by all governments across Australia. The DBA is responsible for approval of accredited programs whose qualifications are then approved for registration to practise in Australia. _________________________________________________________________________________________ ADC/DCNZ Accreditation Guidelines and Explanatory Notes Version 1.1, October 2012 Page 5 2.2 The Dental Council (New Zealand) The Dental Council (New Zealand) [DC(NZ)] is the statutory body constituted in New Zealand under the Health Practitioners Competence Assurance Act 2003 (HPCAA) with responsibility for protecting the health and safety of the public by ensuring that all registered oral health practitioners are competent and fit to practise. Under the HPCAA the DC(NZ) is charged with prescribing the qualifications for registration in dental scopes of practice and for that purpose accrediting and monitoring New Zealand education providers and degrees, courses of study or programs. 2.3 Accreditation Accreditation is the status granted by the ADC and the DC(NZ) to dental practitioner education and training programs that meet stated criteria of educational quality expressed as accreditation standards. The purpose of accreditation is both to assure the quality of education and training and to promote continuous improvement of quality to respond to evolving community needs and professional practice. Accreditation is also the process by which the ADC and DC(NZ) review and assess education and training programs and their facilities against the approved standards and recognise the programs as having met the defined accreditation standards. The accreditation process developed by the ADC and the DC(NZ) involves assessment of the quality of programs offered by education providers against approved accreditation standards (criteria). Accreditation of a program signifies that the program offered by the education provider has been found to meet the standards, and that the program provides graduating students with the knowledge, skills and professional attributes necessary to be registered to practise2 in Australia or New Zealand. For this purpose ADC/DC(NZ) Accreditation Standards have been developed by the Accreditation Committee and endorsed by the Board of Directors of the ADC [ADC Board] and the Dental Council (New Zealand). Under the provisions of the National Law, in Australia accreditation standards that are developed under the National Law must also be approved by the DBA and published on their website in order for them to come into effect.3 The suite of relevant Accreditation Standards includes: ADC/DC(NZ) Accreditation Standards: Education Programs for Dentists ADC/DC(NZ) Accreditation Standards: Education Programs for Dental Hygienists and Dental Therapists ADC/DC(NZ) Accreditation Standards: Education Programs for Dental Specialists ADC Accreditation Standards: Education Programs for Dental Prosthetists These Standards are published on the ADC website (http://www.adc.org.au) and made available to the education provider prior to the accreditation process. The Accreditation Standards are regularly monitored and modified based on experience and feedback from those involved in the accreditation process, and are periodically reviewed and updated with wide consultation and appropriate external assistance. While the ADC and the DC(NZ) retain jurisdictional authority for the accreditation of programs in their respective countries they have adopted a joint Australasian accreditation process. The Councils have established a joint ADC/DC(NZ) Accreditation Committee for 2 3 Removed ‘the profession’ Amended for correctness/consistency _________________________________________________________________________________________ ADC/DCNZ Accreditation Guidelines and Explanatory Notes Version 1.1, October 2012 Page 6 this purpose. The role of the Accreditation Committee is to advise the ADC and DC(NZ) on accreditation matters, including standards for the accreditation of education and training programs leading to registration as a dental practitioner, and to assess programs using these standards. The Accreditation Committee is assisted in its review of programs by Site Evaluation Teams, whose members (‘Assessors’) are recommended by the Committee and appointed by the respective Councils. The Teams work in accordance with the accreditation standards, guidelines and explanatory notes agreed by the two Councils. These Teams: 4 review documentation submitted by the education provider on the curriculum, facilities and resources that support the curriculum consult as appropriate with the education provider conduct an on-site visit, meeting with relevant personnel, including students, and visiting School facilities and associated teaching hospitals/clinics consult with relevant stakeholders prepare a detailed report. The draft report is reviewed by the School in relation to its factual accuracy, then finalised by the Team for consideration by the Accreditation Committee. The Committee scrutinises the Team’s report (after the School has had the opportunity to comment on the draft report) to ensure that it is balanced and that the conclusions drawn by the Team are sound. The ADC Board or DC(NZ), as relevant, makes the final decision on accreditation of the program based on the report and recommendation by the Accreditation Committee.5 In Australia, the ADC then reports its accreditation decision and forwards a copy of the accreditation report to the DBA. The DBA has responsibility for the approval of programs accredited by the ADC as providing a qualification for the purposes of registration in the following divisions: dentists, dental specialists, dental hygienists, dental therapists, oral health therapists and dental prosthetists. A graduate of a program that is accredited by the ADC and approved by the DBA is eligible for registration to practise in their discipline in any state or territory of Australia. In New Zealand the DC(NZ) has defined lists of prescribed qualifications for registration as a dentist, dental specialist, dental hygienist, orthodontic auxiliary, dental therapist, dental technician or clinical dental technician. 3 ACCREDITATION OUTCOMES The ADC and the DC(NZ) have adopted the following possible accreditation outcomes consistent with the Health Practitioner Regulation National Law Act 2009 (National Law) in Australia and the Health Practitioners Competence Assurance Act 2003 in New Zealand. These apply to all programs – newly accredited and established. Under the National Law in Australia the ADC may grant accreditation if it is reasonably satisfied that a program of study and the program provider meet an approved Accreditation Standard. It may also grant accreditation if it is reasonably satisfied that a program of study and the program provider substantially meet an approved accreditation standard and the imposition of conditions will ensure the program meets an approved Accreditation Standard within a reasonable time. 4 5 Previously ‘program’ This paragraph and the following one for NZ amended to match with current practice _________________________________________________________________________________________ ADC/DCNZ Accreditation Guidelines and Explanatory Notes Version 1.1, October 2012 Page 7 The period of accreditation (with or without conditions) that will be granted is up to a maximum of 7 years for dentist programs; 5 years for dental specialist programs and 5 years for hygienist, therapist, oral health therapist and dental prosthetist programs. Accreditation Accreditation indicates that the program achieves or exceeds the minimum standards for accreditation. Retention of this accreditation status is subject to monitoring. Accreditation Accreditation with Conditions indicates that the program substantially with Conditions meets the Accreditation Standards but the program has a deficiency or weakness in one or more Standards. The deficiency or weakness is considered to be of such a nature that it can be corrected within a reasonable period of time. Evidence of progress towards meeting the conditions within the timeline stipulated must be demonstrated in order to maintain accreditation of the program. Revocation of Accreditation can be revoked when: Accreditation - a program which has accreditation with conditions fails to demonstrate that progress has been made towards meeting the conditions within a reasonable period of time, and the program therefor does not comply with the Accreditation Standards. - a program is identified, at any time, as having serious deficiencies or weaknesses and fails to meet one or more Accreditation Standards. The serious nature of the deficiencies or weaknesses means that accreditation must be revoked. The ADC/DC(NZ) will advise the program provider of the reasons for its decision to revoke accreditation of the program and require the provider to advise the ADC/DC(NZ) of the management of currently enrolled students. Refusal of Accreditation can be refused if a new program or a program undergoing Accreditation reaccreditation has a serious deficiency or weakness in one or more Accreditation Standards that cannot be corrected within a reasonable period of time. The ADC/DC(NZ) will advise the program provider of the reasons for its decision to refuse accreditation of the program. 4 THE AIM OF ACCREDITATION In undertaking the accreditation function the Accreditation Committee acknowledges the diversity of teaching and learning approaches of the various Schools within the continuum of dental education, recognising that this diversity can strengthen the Australian and New Zealand education system, provided that each School continually evaluates its own methods. The Accreditation Committee uses a ‘fitness for purpose’ model as the basis for the accreditation process. This means that the Site Evaluation Teams focus on the stated aims and objectives of the education provider and the School objectives in relation to the relevant ADC Attributes and Competencies document. In this sense Site Evaluation Teams are not comparing programs against a pre-conceived “gold standard” but rather considering each program on its own merits and against the approved accreditation standards. Teams are interested in finding out how well the School’s existing or proposed activities match their stated aims and objectives and the relevant accreditation standard. The ADC and DC(NZ) believe that curricula must emphasise not only technical competence but also the social responsibilities of dentists and other members of the dental team in _________________________________________________________________________________________ ADC/DCNZ Accreditation Guidelines and Explanatory Notes Version 1.1, October 2012 Page 8 educating the public about the importance of oral health and its relationship to general health and in empowering individuals to assume responsibility for their own oral health. The programs should extend beyond explicit content-based learning objectives and also include opportunities for developing social responsibility and for personal growth. The areas of content, social responsibility and student development should be integral to the program and a continuous part of student activity within clinical practice. They should also permeate the whole of the curriculum and be included in the assessment process. As indicated earlier (see section 2.3 above), the ADC has developed statements on the professional attributes and competencies for newly graduated dentists, dental hygienists, dental therapists and oral health therapists. Whilst these statements do not prescribe the curriculum of an education and training program, nor are they intended to be read as a set of learning objectives, it is expected that education providers seeking to have their programs accredited by the ADC will use the statements to assist them in the self assessment stage of the accreditation process and to assess a program’s effectiveness. 5 THE ACCREDITATION PROCESS It is strongly recommended that education providers contact the ADC/DC(NZ) at the earliest point in time to consult regarding accreditation requirements and in order for the accreditation process to proceed in as timely and efficient manner as is possible. 5.1 Accreditation of New Programs Accreditation for new programs6 that are planned for introduction, whether in a new School or within an existing School, requires the following before commencement of the program. Notice of intention from the education provider/School to the ADC/DC(NZ) and DBA as appropriate (at least 24 months in advance of intended commencement of program). For Australian programs, referral of proposal/notice of intention from the DBA to the ADC for consideration in relation to the accreditation process (the ADC cannot proceed without this referral). The requirements where major changes are proposed to an existing program are similar and are set out below (section 5.9). Education providers making public announcements regarding proposed new programs (such as in promotional literature or course information on websites) should consult with the ADC/DC(NZ) regarding any reference to the ADC/DC(NZ) and the accreditation process. New programs are assessed against the same standards (criteria) as established programs. Proposals for accreditation of new programs7 will follow a two-stage assessment process. Stage 1 Assessment The education provider provides an initial (Stage 1) submission to the Accreditation Committee outlining its plans and providing written assurance(s) from the relevant authorities, well before the new program is to be introduced. 6 7 Previously dental and oral health programs Previously dental and oral health programs _________________________________________________________________________________________ ADC/DCNZ Accreditation Guidelines and Explanatory Notes Version 1.1, October 2012 Page 9 This initial submission is normally required at least 24 months in advance of the intended commencement of the program. The ADC/DC(NZ) will not proceed to Stage 2 of the assessment process, viz assessment of the curriculum plans, without written assurances that the program can and will be implemented. The Accreditation Committee will then undertake a Stage 1 assessment that will consider an overview of the program plans and its curriculum and the resources available to support all years of the proposed program. The purpose of this Stage 1 assessment is to determine whether the education provider’s plans are sufficiently well developed to proceed with the accreditation process and to establish whether the planned curriculum is likely to comply with the ADC/DC(NZ) Accreditation Standards. As such, the Stage 1 submission is a preliminary version of the Stage 2 submission. Where details have not yet been developed, an indication of how further development will be undertaken is appropriate. The Accreditation Committee may recommend either: (i) that the planned curriculum is likely to comply with the ADC/DC(NZ) Accreditation Standards and that the education provider has demonstrated that the new program can and will be implemented. The Accreditation Committee will recommend that the School be invited to submit more detailed plans for consideration, or (ii) that further development is required before the ADC/DC(NZ) can consider the curriculum in detail. Stage 2 Assessment In its Stage 2 submission, the School is required to present details of the full program and of the financial, physical and staff resources available to design and implement all years of the program, and to support the program when fully established. The assessment of the program will require an accreditation review and in most cases an on-site accreditation visit(s). The School’s Stage 2 documentation must be submitted well in advance of student selection and of the program commencement to allow the School to respond to any requirements of the ADC/DC(NZ) (and the DBA as appropriate). Although the ADC/DC(NZ) will proceed as expeditiously as possible with the accreditation process, accreditation of a new program usually takes some time from initial notification, through to Stage 1 assessment and then Stage 2 documentation submission and assessment, including site visit and final report. The ADC must also be mindful of the timeline for the DBA to consider the ADC accreditation decisions and accreditation reports for approval of the qualification for registration purposes. Schools are strongly advised to make initial contact with the ADC/DC(NZ) at least two years prior to the intended program commencement. 5.2 Accreditation Reviews The ADC and DC(NZ) will contact programs in advance with advice about forthcoming accreditation reviews and key dates, and to negotiate mutually acceptable timing and arrangements. 5.3 Summary of the Accreditation Process Key steps in the accreditation process are summarised in the following table (see above re new programs): ADC or DC(NZ) contacts programs with advice about forthcoming accreditation reviews and closing dates. _________________________________________________________________________________________ ADC/DCNZ Accreditation Guidelines and Explanatory Notes Version 1.1, October 2012 Page 10 ADC or DC(NZ) liaises with School about date(s) for accreditation visit. ADC or DC(NZ) consults the School and selects Site Evaluation Team, finalises accreditation protocol and funding arrangements. Accreditation Submission provided by the School, in hard copy and electronic format, at an agreed time before the accreditation visit (normally 3 months before the Site Evaluation Team visit). Site Evaluation Team plus ADC/DC(NZ) Secretariat staff member meet 1-2 months before the visit (usually by teleconference) to review Accreditation Submission and outline of the program for the accreditation visit. Team members are allocated specific responsibilities according to their expertise and interests. Schools are contacted for any additional information required. Site Evaluation Team visit commences. The Team interviews relevant groups and individuals in the School and the education provider and inspects the facilities. The Chair concludes the visit with a discussion of the Team’s preliminary findings with the Dean/Head of School. Site Evaluation Team produces a draft report for comment by the relevant Coordinator and Chair, Accreditation Committee (usually within 4 weeks of accreditation visit). Team draft report sent to the School for correction of any errors of fact (usually within 8 weeks of accreditation visit). Preparation of final report by Team and ADC/DC(NZ) Secretariat within 3 months of accreditation visit. The Accreditation Committee considers the final report and makes a recommendation to the ADC Board/DC(NZ), as relevant, on the accreditation status of the program/s. The ADC Board or DC(NZ) considers the recommendations and resolves the details of the accreditation decision. The relevant Council notifies the education provider/School. The ADC also notifies the DBA. ADC/DC(NZ) monitors the accredited program. The School provides annual reports and details of changes made (and other reports at intervals as required by any condition of accreditation). It is intended that the accreditation review process will be conducted in a positive, constructive and collegial manner, with the best interests of the community’s oral health, and the protection of the public, foremost in mind. The intention is to make the process, as much as possible, a self-assessment process by the Schools themselves, enabling the strengths and weaknesses of programs to be identified. _________________________________________________________________________________________ ADC/DCNZ Accreditation Guidelines and Explanatory Notes Version 1.1, October 2012 Page 11 The ADC/DC(NZ) accreditation process undergoes regular evaluation and modification based on previous experience, written feedback from participants, including Assessors and Schools, and periodic formal review with appropriate external assistance. 5.4 A Peer Review Process The accreditation process is intended to be a continuing, collegiate, interactive and constructive peer review process. The effectiveness of peer review depends upon a number of factors: value sharing: a strong common understanding of the standards and criteria against which the review is conducted adequate levels of commitment by the organisation being reviewed, and by the Assessors mutual trust: to facilitate the disclosure of data, information and documentation which are essential to the process; a large degree of trust and shared values among the participants should be present from the beginning credibility: there is a strong link between the credibility of the process and its capacity to influence. The approach of the Assessors is intended to be objective, fair and consistent, with reviews conducted against explicit, clear standards. Whilst peer review underlies the accreditation process for all programs being reviewed by the ADC/DC(NZ), the relevant Standards for the accreditation of dental specialty programs include a specific peer evaluation requirement for each dental specialty program being reviewed ( undertaken by the relevant specialist academy/society).8 5.5 Preparation by the School The accreditation review is not limited to the Site Evaluation Team’s visit and meetings. The process starts within the School with a process of self-assessment and analysis, the documentation of policies and practices, and the development of an accreditation submission. 5.6 Accreditation Submission The School begins preparing its accreditation submission well before the accreditation visit. The relevant ADC/DC(NZ) Accreditation Standards are provided to the School prior to the review as the basis for development of the accreditation submission. Normally, the completed accreditation submission is required three months before the actual review visit. The accreditation submission is the basis on which the review proceeds: it describes the School’s policies, processes and programs. It also contains the School’s own assessment of its strengths and the actions necessary to address its weaknesses and future challenges. 5.7 Accreditation Visit and Report The Site Evaluation Team’s preliminary assessments of the appropriateness and effectiveness of the School’s processes and programs are based on the School’s accreditation submission. The Team uses the accreditation submission to decide how to structure the site visit and meetings. 8 In this regard the ADC/DC(NZ) is currently involved in reviewing the peer evaluation requirements in relation to accreditation of dental specialty programs _________________________________________________________________________________________ ADC/DCNZ Accreditation Guidelines and Explanatory Notes Version 1.1, October 2012 Page 12 The accreditation submission also forms the framework of the Team’s report. The aim is for Schools to feel that they have some ownership of the process, both in terms of collating the information and also in relation to the final report. The Report follows the structure of the relevant ADC/DC(NZ) Accreditation Standards and includes the Team’s comments and observations on the School’s submission and arising from the accreditation visit. The Team summarises its views and assessment and makes appropriate suggestions and recommendations arising from their assessment of all aspects of the program. The School is invited to comment on the factual accuracy of the draft Team Report, which is then finalised for presentation to the Accreditation Committee. The Committee reviews the Team Report and forwards it with its accreditation recommendation to the DC(NZ) and the ADC Board for the accreditation decision to be made. In Australia, the ADC Board’s decision and the accreditation report are then transmitted to the DBA for approval of the accredited program as providing a qualification for the purposes of registration to practise as a dentist, dental specialist, dental hygienist, dental therapist, oral health therapist or dental prosthetist. 5.8 Annual Reports As part of the monitoring aspect of the accreditation process, the ADC and DC(NZ) require an Annual Report from each School for each accredited program. Details of any significant changes, planned or unplanned, must be specified in the Annual Report. It is the responsibility of Schools to notify the ADC/DC(NZ) Accreditation Committee in their Annual Reports of any planned significant changes of programs before they are implemented. It is expected that relevant recommendations and suggestions made at previous accreditation visits will also be addressed and documented in the Annual Report. The ADC/DC(NZ) provide a reporting template for this purpose. The information provided in the Annual Report is an important part of the accreditation process and allows for review of programs by the Schools as well as monitoring by the ADC/DC(NZ) of the quality of dental practitioner education and training and of compliance with any conditions on accreditation. Programs with conditions on their accreditation may have specific reporting requirements in addition to annual reports (see section 5.10 below). For more information on Annual Report requirements and the required standardised reporting format, see ADC/DC(NZ) Monitoring Accredited Programs: Annual Reports. 5.9 Changes to Programs Major changes to an education and training program that is accredited by the ADC or the DC(NZ) may affect the accreditation status of the program and will require a series of procedures to be instituted (as outlined below). The ADC/DC(NZ) may regard the following as major changes that might affect the accreditation status of an accredited dental practitioner education and training program: A change in the length (months/years) of the program A change in the format (delivery style) of the program An amendment to an existing course to provide for off-campus education A significant change in educational philosophy (pedagogy) or educational emphasis of a program or in institutional setting _________________________________________________________________________________________ ADC/DCNZ Accreditation Guidelines and Explanatory Notes Version 1.1, October 2012 Page 13 A substantial change in learning objectives in one or more subjects in a year or in subjects across years of the program The introduction of a new area of study A significant change in patient group/scope of practice. Discontinuation of a course or part-of a course A change in the number of units/time required to complete components of the program Changes to admission and enrolment processes, including arrangements for ongoing monitoring of processes A substantial change in student numbers relative to resources9 A change in the nature of funding Significant changes forced by a major change in resources10 leading to an inability to achieve the objectives of the existing program. The ADC/DC(NZ) does not consider the gradual evolution of a program in response to local initiatives and ongoing review to be a major change. The ADC/DC(NZ) expects to be informed prospectively of such developments, desirably 18 months in advance of their intended introduction. The Annual Reports required of accredited programs provide one avenue for advice on program changes, however if the change is major (as defined above), the ADC/DC(NZ) must be advised as soon as possible11 via the relevant ADC/DC(NZ) Secretariat, so that a process of review can be initiated well in advance of commencement of the proposed changes. The ADC/DC(NZ) Secretariat is available to provide general advice as to whether the proposed changes are likely to impact on the program’s accreditation status under ADC/DC(NZ) Accreditation Standards. The assessment of the impact of any changes will be undertaken with reference to the ADC/DC(NZ) Accreditation Standards in force at the time of the changes. The process of review of a major change involves the following steps: Notice of intent/Annual Report received from School Assessment by a Site Evaluation Team, to determine: (1) If the change is major but can be approved for introduction within the current accreditation of the program and does not require a full accreditation review. In this case the School will be required to submit a broad outline of the new program, transitional arrangements for existing students if appropriate, the resources including clinical teaching resources available to deliver the training program, and evidence of engagement of stakeholders. (2) If the change is of comprehensive impact that requires accreditation review of the whole program 9 10 Including capital, facilities, staff etc See above 11 Desirably at least 18 months in advance of the intended introduction of the major change(s) _________________________________________________________________________________________ ADC/DCNZ Accreditation Guidelines and Explanatory Notes Version 1.1, October 2012 Page 14 (3) If the change is not major and can be considered within the current status and period of accreditation. Consideration by the ADC/DC(NZ) Accreditation Committee of the Site Evaluation Team’s recommendation(s) Visit to the program (as required) Consideration by the ADC/DC(NZ) Accreditation Committee of the Site Evaluation Team’s recommendation(s) following any visit to the program Decision by the ADC Board/DC(NZ) (as appropriate) following consideration of the Accreditation Committee report of the Site Evaluation Team’s recommendation(s). In response to what it views as major changes in programs, the Accreditation Committee may consider revising any recommendations and/or conditions associated with the existing accreditation of the program. In these cases, the School will be advised and consulted. 5.10 Specific Reports Specific reports (apart from Annual Reports) may be required from Schools where programs are granted a shorter period of accreditation or where there are conditions on accreditation. Additional reports may also be requested where information available to the ADC or DC(NZ) indicates that there may be matters of concern in relation to the continued accreditation status of a program. 6 ACCREDITATION VISIT SCHEDULE The Site Evaluation Team’s interactions with the School comprise a series of meetings with selected individual staff and groups and committees that contribute to the delivery of the program, consumers of the program (eg students and recent graduates), other stakeholders (eg relevant professional bodies, registration bodies), community/public/private providers and users of clinical experience, and other important influences on the environment in which training occurs. These interactions will usually occur over a period of two to three days. Visits may be longer for multi-campus education providers or for concurrent reviews of multiple programs offered by a School. Teams are looking at two key objectives, firstly, to validate standards and, secondly, to review the academic curriculum through a process that recognises expertise on both sides and seeks to improve performance by discussion, constructive criticism and recommendations. There is a need to maintain, and to be seen to maintain, proper professional perspective throughout the process in order to deliver objective, unbiased and fair outcomes. Team members therefore limit their interaction with staff of the School and stakeholders during the period of the accreditation visit to occasions and purposes that are directly related to the visit. This also allows adequate time during the course of the visit for Team discussion, review, writing and planning. The Team (via the relevant Secretariat for the visit) will advise the School of the groups and individuals whom it wishes to meet and the range of teaching sites/facilities it wishes to visit. The School then develops an accreditation visit schedule in consultation with the ADC/DC(NZ) Secretariat. The accreditation visit schedule should provide opportunities for interactive discussions with staff and members of the profession and other stakeholders to present their views to the Team, and for relevant facilities to be viewed by the Site Evaluation Team. _________________________________________________________________________________________ ADC/DCNZ Accreditation Guidelines and Explanatory Notes Version 1.1, October 2012 Page 15 A sample list of those to be included in a visit schedule is outlined below: Who Vice Chancellor (or nominee) Dean of Faculty and/or Campus Director Head/Dean of School Director/Coordinator of Program/s Academic staff Conjoint staff Dental Clinics Support staff Clinical Placement staff P/T Clinical teaching staff Administrative/financial staff Director of Dental/Oral Health Services Representatives of relevant Professional Associations Students Recent graduates Comments Particularly for new School or new program If multi-campus program/s Included at the start of the visit for introduction and orientation, and at the end when the draft findings are presented As relevant for the education provider Senior academic and clinical teaching staff associated with the program/s Where there is teaching across disciplines or combined classes/subjects eg Clinic manager, Dental/Oral Health Program Coordinator for main teaching clinic/s eg Librarian, IT key staff Especially where programs have outplacement of students to remote clinics (ie other than main teaching clinics) eg Faculty business manager (as relevant) State and/or regional level, as relevant eg ADA, ADPA, NZDA, DHAA, NZDHA, ADOHTA, NZDTA Representatives of relevant Student Committee and students As relevant Communications on behalf of the Team occur through the ADC/DC(NZ) Secretariat with the office of the Dean/Head of School. All requests for information are made by the Secretariat to the Dean/Head’s office. The accreditation visit schedule is finalised in consultation with the Dean/Head of School. Any additional meetings are organised by the Dean/Head’s office at the Team's request. 7 CONFIDENTIALITY Confidentiality is an integral part of the accreditation process. In order to discharge its accreditation to a high standard, ADC/DC(NZ) requires a considerable amount of information from Schools, both in accreditation applications and in subsequent written submissions, as well as during site visits. This may include information of a sensitive nature, such as staff plans, budgets, honest appraisal of strengths and weaknesses, and commercial-in-confidence material. The ADC/DC(NZ) requires Assessors, Accreditation Committee members, ADC Board members, DC(NZ) Council members and Secretariat staff to keep as confidential the material provided to the ADC/DC(NZ) by Schools for the accreditation of their programs and to use such information only for the purpose for which it was obtained in conjunction with the ADC/DC(NZ) accreditation process. A final decision on accreditation is made only when the Accreditation Committee and the ADC Board or DC(NZ) have considered the report prepared by the Site Evaluation Team. Consequently, the recommendation on accreditation is confidential until the relevant Council _________________________________________________________________________________________ ADC/DCNZ Accreditation Guidelines and Explanatory Notes Version 1.1, October 2012 Page 16 has made an announcement regarding the status and period of accreditation and any conditions that may apply to that accreditation. 8 UNSATISFACTORY PROGRESS PROCEDURE A goal of the accreditation process is to encourage further improvements and developments in the dental practitioner course being assessed. During an assessment, in addition to identifying the relevant achievements and strengths of the School and the dental practitioner course, it is expected that the School and the Accreditation Team will identify areas for improvement. The Annual Reports and specific reporting process, described in Guidelines 5.8 and 5.10 above, is the mechanism by which Schools inform the ADC/DC(NZ) of their actions in response to recommendations of the accreditation report and accreditation conditions. The procedures described below are separate from this continuous improvement process. These relate to circumstances where the Accreditation Committee considers, on the basis of Annual Reports or specific reports or other material available to it, that there may be cause to consider: (i) the imposition of new or additional conditions on an existing accreditation; or (ii) a reduction in the current period of accreditation; or (iii) the revocation of accreditation. The Accreditation Committee informs the School of its concerns and the grounds on which they are based. The School will be given an opportunity to respond to the statement of concerns. If required, and on the recommendation of the ADC/DC(NZ) Accreditation Committee, the ADC Board or Dental Council (New Zealand), as appropriate, will set up a small team to investigate the concerns and prepare a report. The ADC will inform the DBA of its concerns and the grounds on which they are based, and the process to be implemented. A team comprising the Chair of the Accreditation Committee or nominee, one member of the original Accreditation Team and the CEO of the ADC or DC(NZ) as appropriate, or nominee, will normally investigate the concerns. Additional members with specific expertise may be appointed depending on the conditions set. The team reports to the Accreditation Committee, which may recommend to the ADC Board/DC(NZ) that: (i) the conditions on the accreditation are being met or are likely to be met in the near future. In this case, the ADC Board/DC(NZ) may affirm the accreditation of the dental practitioner program for a specified period subject to satisfactory periodic reports. (ii) the conditions on the accreditation are not being met and are unlikely to be met in the near future. In this case, in accordance with the options for accreditation outcomes, the ADC Board/DC(NZ) may: a. place further conditions on the accreditation. The ADC Board/DC(NZ) could specify actions to be taken or issues to be addressed by the School and/or further restrict the period of accreditation. A School with such conditions on accreditation of its program may apply for re-instatement of its full period of accreditation at any time subject to the normal procedures for review of accreditation; or b. withdraw accreditation from the program, if it considers that the School is unable to deliver the program at a standard or in a manner compatible with the Accreditation Standards. In this case, the ADC/DC(NZ) will work with the School to facilitate arrangements for the enrolled students to complete an accredited program. _________________________________________________________________________________________ ADC/DCNZ Accreditation Guidelines and Explanatory Notes Version 1.1, October 2012 Page 17 9 ACCREDITATION FEES For information on accreditation fees contact the ADC/DC(NZ) Secretariat as appropriate. _________________________________________________________________________________________ ADC/DCNZ Accreditation Guidelines and Explanatory Notes Version 1.1, October 2012 Page 18 10 EXPLANATORY NOTES The following Explanatory Notes have been developed by the ADC/DC(NZ) Accreditation Committee to assist in the interpretation and application of the various Accreditation Standards. 10.1 Clinical Supervision and Outplacement The ADC/DC(NZ) welcomes the development of outplacement/outreach arrangements for clinical teaching in dental practitioner education and training programs (from hereon the term outplacement will be used). A number and range of outplacement clinic arrangements have been introduced by Schools in Australia and New Zealand. The following list of recommended characteristics of outplacement arrangements are intended to assist Schools in providing quality experiences for students in outplacement arrangements. Clearly defined learning outcomes/teaching objectives Formal relationships/agreements between the education provider responsible for dental education and the agency engaged in the provision of teaching and supervision of students in the outplacement clinics/settings Appropriate educational, clinical and social facilities as well as suitable travel and accommodation arrangements to support this component of the students’ experience Site specific student orientation processes An appropriate number of available clinical chairs Appropriate IT and audio-visual equipment and relevant support staff Clear supervision arrangements with defined responsibilities for the practitioners who contribute to the delivery of the outplacement program and the responsibilities of the School to these practitioners The School facilitates the training of outplacement supervisors, and evaluates their effectiveness Opportunities for all staff involved in outplacement teaching to become fully integrated into the educational development, philosophy and practice of the School An appropriate case mix complementing the clinical experience in other parts of the program Clear student assessment procedures and School processes to support supervisors in their assessment role and to assist them in their professional development in this role Well developed quality assurance procedures. A robust financial plan based on sound costings. 10.2 Curricula – Courses and Topics See Standard 8 of the ADC/DC(NZ) Accreditation Standards: Education Programs for Dentists, ADC/DC(NZ) Accreditation Standards: Education Programs for Dental Hygienists and Dental Therapists and ADC Accreditation Standards: Education Programs for Dental Prosthetists. See also the ADC statements of the professional attributes and competencies (below) for the range of personal qualities, cognitive abilities and applied skills expected of the new graduate: Professional attributes and competencies of the newly qualified dentist Professional attributes and competencies of the newly qualified dental hygienist Professional attributes and competencies of the newly qualified dental therapist _________________________________________________________________________________________ ADC/DCNZ Accreditation Guidelines and Explanatory Notes Version 1.1, October 2012 Page 19 Professional attributes and competencies of the newly qualified oral health therapist At this stage the ADC has not defined the professional attributes and competencies of the newly qualified dental prosthetist. The Community Services and Health Industry Skills Council (Skills Council) Health Training Package provides the necessary information to indicate Courses/topics that might be expected to be included in an education program for dental prosthetists. Courses/topics12 that might be expected to be included in an education program for dentists are: Anatomy – gross, microscopic, neuro-anatomy Behavioural sciences, including communication Bicultural issues Biochemistry Biology, including oral biology Biostatistics Chemistry Community dentistry Community medicine Materials science Dental materials Dental occlusion Emergency procedures, CPR Endodontics Epidemiology Ethics and jurisprudence Forensic odontology General dental practice, utilisation of assistants General histology General immunology General medicine General microbiology General pathology General physiology General surgery Genetics, including molecular genetics Imaging, including radiology Infection control Molecular biology Nutrition Operative dentistry Oral anatomy 12 Recognising that Schools may use different terminology to describe these subjects _________________________________________________________________________________________ ADC/DCNZ Accreditation Guidelines and Explanatory Notes Version 1.1, October 2012 Page 20 Oral biology Oral diagnosis Oral histology and embryology Oral medicine Oral microbiology and immunology Oral pathology Oral physiology Oral surgery Orthodontics Paediatric dentistry Pain control Periodontology Pharmacology and therapeutics Physics Practice management, occupational health hazards Preventive dentistry Prosthodontics, fixed and removable, including implants. Research methodology, computer skills, and critical appraisal of the literature Responsibilities in vocational practice (team dentistry, safe practice, occupational health and safety, legislation governing practice). Special needs dentistry, including gerodontology, medically compromised, disabled Courses/topics13 that might be expected to be included in an education program in dental hygiene/dental therapy are: Anatomy – gross and microscopic; oral anatomy Behavioural sciences, including communication; models of learning, human development and behaviour change, social and cultural effects Bicultural issues, eg Mana Māori and the Treaty of Waitangi, and Aboriginal and Torres Strait Islander Health issues Dental diseases Dental materials Dental occlusion Dental radiography Emergency procedures, CPR Ethics and jurisprudence General histology General microbiology, immunology and oral pathology General pathology General physiology Infection control 13 Recognising that Schools may use different terminology to describe these subjects _________________________________________________________________________________________ ADC/DCNZ Accreditation Guidelines and Explanatory Notes Version 1.1, October 2012 Page 21 Diet and oral health Operative dentistry Oral biology (histology, embryology, microbiology and physiology) Oral diagnosis Oral health promotion Introductory orthodontics Paediatric dentistry Pain control Periodontology Pharmacology Preventive dentistry Public health policy Research methodology, computer skills, and critical appraisal of the literature Special needs dentistry, including gerodontology, medically compromised, disabled Responsibilities in vocational practice (team dentistry, safe practice, occupational health and safety, legislation governing practice). 10.3 Clinical experiences for Dental Students See Standard 10 of the ADC/DCNZ Accreditation Standards: Education Programs for Dentists. A guide to the clinical experiences undertaken by dental students is as follows: Completed examinations and treatment plans Preventive management □ dietary analysis and counselling □ oral hygiene instruction □ fluoride application Operative □ fissure sealants □ composite restorations, GICs □ amalgam restorations □ complex restorations (crowns, veneers etc) Endodontics □ number of single-rooted and multi-rooted teeth Oral surgery □ simple extractions □ other Orthodontics □ treatment plans □ removable appliances Paediatric dentistry □ patients treated □ pulp therapy □ amalgams □ composites □ space maintenance Periodontics _________________________________________________________________________________________ ADC/DCNZ Accreditation Guidelines and Explanatory Notes Version 1.1, October 2012 Page 22 □ patients treated □ scaling □ other Prosthodontics □ removable dentures □ complete dentures □ immediate dentures □ relines and repairs Fixed prosthodontics □ bridges Radiology □ intra-oral radiographs □ panoral radiographs Approved: ADC 8 April 2011 DC(NZ) 21 March 2011 Effective Date: October 2012 Version Control: v1.1 _________________________________________________________________________________________ ADC/DCNZ Accreditation Guidelines and Explanatory Notes Version 1.1, October 2012 Page 23