Neuropsychology 2010, Vol. 24, No. 1, 9 –34 © 2010 American Psychological Association 0894-4105/10/$12.00 DOI: 10.1037/a0017336 Association Between Depression Severity and Neurocognitive Function in Major Depressive Disorder: A Review and Synthesis Shawn M. McClintock Mustafa M. Husain, Tracy L. Greer, and C. Munro Cullum University of Texas Southwestern Medical Center at Dallas and Columbia University University of Texas Southwestern Medical Center at Dallas The effects of major depressive disorder (MDD) on neurocognitive function remain poorly understood. Results from published studies vary widely in terms of methodological factors, and very little is known about the effects of depression severity and other clinical characteristics on neurocognitive function. The purpose of this review was to synthesize prior research findings regarding neurocognitive functioning in patients with MDD and varying levels of depression severity and to provide recommendations for future directions. Overall, this review suggests that MDD has been inconsistently associated with neurocognitive functioning and there is limited understanding regarding the relationship between depression severity and neurocognitive sequelae. There was much heterogeneity on depression severity-related factors across studies assessing neurocognitive function in MDD, as well as substantial variability in the consideration of depression severity among studies, which suggests a need to further explore this important issue. Keywords: major depressive disorder, neuropsychology, depression severity, neurocognitive function episodic memory (mean effect size, Cohen’s d ⫽ 0.73) and attention (mean effect size ⫽ 0.59) were the cognitive domains that tended to be most affected by depression. Moreover, neurophysiological studies have implicated the role of the prefrontal cortex and the hippocampus in MDD (Elliott, Rubinsztein, Sahakian, & Dolan, 2002; Schatzberg, 2002). However, there has been considerable variability in methodologies across studies thereby contributing to some of the inconsistencies in the neurocognitive associated effects of depression. The purpose of this review was to synthesize prior research findings regarding associations between depression severity and neurocognitive functioning in MDD, and further to provide recommendations for future directions. To accomplish a systematic literature review (Wright, Brand, Dunn, & Spindler, 2007), we searched the PsychInfo and Medline databases (English language literature, 1980 to 2008; OvidSP, Ovid Technologies, Inc.) with the following terms (e.g., OvidSP subject headings): major depressive disorder and neuropsychology. To control for duplicate information and redundancy, the results were imported and managed with Endnote (Version ⫻ 2 for Mac, The Thomson Corp., New York, NY). When we encountered studies with overlapping participant samples, the studies with the smaller sample sizes were excluded from consideration. A total of 35 studies (see Table 1) that focused on depression severity were included in this review. These studies were published between 1991 and 2007, from multiple countries of origin (Australia, Belgium, Canada, Denmark, France, Germany, Israel, New Zealand, Norway, Sweden, United Kingdom, United States), and the sample sizes ranged from 40 to 420 (M ⫽ 113.4, SD ⫽ 85.2). It has long been noted that major depressive disorder (MDD) can negatively affect neurocognitive function (Schatzberg, 2002; Shenal, Harrison, & Demaree, 2003; Zakzanis, Leach, & Kaplan, 1999). The majority of studies have focused on MDD collectively in relation to cognitive functioning, and in addition to sampling differences, many do not comment on unique or additional depression characteristics such as symptom severity at the time of assessment. Of clinical relevance, some patients with MDD show cognitive difficulties whereas others do not. The emphasis on MDD collectively has left a gap in the research, and in turn clinical practice, concerning the relationship between magnitude of depression severity and neurocognitive function (Zakzanis et al., 1999). The result of this gap is significant, as cognitive impairments associated with MDD can significantly reduce function, impair quality of life, and contribute to disability (Jaeger, Berns, Uzelac, & Davis-Conway, 2006; Naismith, Longley, Scott, & Hickie, 2007). Major depression has been negatively associated with the neuropsychological domains of executive function (Harvey et al., 2004), attention and concentration (Kampf-Sherf et al., 2004), memory (Fossati, Amar, Raoux, Ergis, & Allilaire, 1999), and processing speed (Nebes et al., 2000). In a meta-analysis of 22 studies, Zakzanis and colleagues (1999) showed that declarative or Shawn M. McClintock, Department of Psychiatry, University of Texas Southwestern Medical Center at Dallas and Department of Psychiatry, Division of Brain Stimulation and Therapeutic Modulation, New York State Psychiatric Institute, Columbia University; Mustafa M. Husain, Tracy L. Greer, and C. Munro Cullum, Department of Psychiatry, University of Texas Southwestern Medical Center at Dallas. We acknowledge the careful review and helpful suggestions of Cheryl H. Silver, Betsy Kennard, Carroll Hughes, and Judy Shaw. Correspondence concerning this article should be addressed to Shawn M. McClintock, Department of Psychiatry, University of Texas Southwestern Medical Center, 5323 Harry Hines Boulevard, Dallas, TX 75390 – 8898. E-mail: shawn.mcclintock@utsouthwestern.edu MDD Depression has been found to be the fourth leading cause of disability worldwide (Moussavi et al., 2007), and those with depression have a higher mortality rate relative to those persons not (text continues on page 25) 9 10 Table 1 Prior Research Investigations of Major Depressive Disorder (MDD), Depression Severity, and Neurocognitive Function Year Author Sample MDD (n ⫽ 13); dysthymics (n ⫽ 17); controls (n ⫽ 18) 1997 Paradiso, Lamberty, Garvey, & Robinson History of MDD (n ⫽ 20) or bipolar disorder (n ⫽ 11) who were currently euthymic, and nonpatient group (n ⫽ 19) 1998 Kessing et al. Neurocognitive measures Age range not reported, WCST, WAIS–R but mean ages ranged from 38.1 to 40.7 between groups; participants were not medicated Clinical measures DSM–III–R diagnoses established by SCID–I; depression severity assessed with BDI and 21-item HAM–D Age range not reported, TMT–A, TMT–B, CERAD DSM–III–R diagnoses but mean ages Word List Memory established by SCID–I; ranged from 49.8 Test, Stroop, and Digit symptom severity to 55.9 between Symbol subtest of assessed with 23-item groups; medication WAIS–R HAM–D (score of 14 or status varied, but less required), Manic most were on Behavior Rating Scale medications (score of 16 or less required) MDD with three or more Age range: ⬎ 40; CAMCOG, MDRS, GBS, Diagnosis established with depressive episodes patients were GDS, MMSE ICD–10 criteria; (n ⫽ 68); MDD with identified through depression severity one depressive episode Danish psychiatric assessed with 17-item (n ⫽ 50); bipolar case registry who HAM–D and BDI disorder with more had received than one episode (n ⫽ psychiatric 28) (all patient groups hospitalization; were in euthymic controls had same phase); controls access to care; (n ⫽ 58) medication status varied Outcome MDD group performed significantly worse on the Digit Span subtest of the WAIS–R; no group differences on WCST; however, BDI score significantly predicted WCST Total Errors, Perseverative Responses, and Failure to Maintain Set MDD group performed significantly worse than controls on TMT–A, TMT–B, Stroop, Digit Symbol, and the CERAD word list memory test On all cognitive measures, patients with recurrent depressive episodes were significantly more impaired than those with one episode; number of depressive episodes was significantly associated with cognitive decline as measured by the CAMCOG and MDRS; patients with recurrent depressive episodes were significantly more impaired on all measures than controls Characteristics of depression severity Symptom severity scores indicated depressed groups did not significantly differ from one another, with mean HAM–D scores of 19.0 ⫾ 8.88 in MDD group and 16.4 ⫾ 6.31 for dysthymics (both moderate range); BDI scores were in moderate range for depressed group (22.23 ⫾ 11.16) and mild for dysthymic (16.35 ⫾ 7.91); control scored in normal range Inclusion criteria required hospitalization and/or two or more MDEs within a 2-year period (i.e., all were chronic) Groups were compared on the basis of number of episodes (one vs. three or more) (table continues) MCCLINTOCK, HUSAIN, GREER, AND CULLUM 1991 Martin, Oren, & Boon Sample characteristics Table 1 (continued) Year Author Sample Sample characteristics Neurocognitive measures Clinical measures MDD inpatients (n ⫽ 41); normal controls (n ⫽ 20); MDD patients treated with pharmacotherapy, psychotherapy or both for 4.5 months and retested (n ⫽ 27) Age range: 31 to 68 years RAVLT Versions A and DSM–III–R diagnoses B, WMS–R, Corsi established by SCID–I; Block Tapping Test, symptom severity Five-Point Test, assessed with BDI, CSD, COWAT, Block Design, and MADRS Go/No-Go 1999 Fossati, Amar, Raoux, Ergis, & Allilaire MDD inpatients (n ⫽ 20); schizophrenic inpatients (n ⫽ 14); normal controls (n ⫽ 20) Age range: 18 to 45 years Verbal fluency, MCST, Delis test; WAIS–Digit Span Forward and Backward and Visuomotor Span Forward and Backward, Grober and Buschke’s Verbal Learning Test 2000 Burt, Prudic, Peyser, Clark, & Sackeim Young adult with MDD (n ⫽ 29), older group with MDD (n ⫽ 24), young adult with bipolar (n ⫽ 13) and older group with bipolar (n ⫽ 13) Inpatient sample SRT; paired-word and referred for treatment paired-face tasks; with ECT; older randomization to Rey– group defined as 60 Osterrieth, Taylor, or or greater; no Richie Figure, Randt medications except Memory Test lorazepam for 5 days prior to testing; psychotic symptoms allowed DSM–IV diagnoses established by checklist; symptom severity assessed with MADRS and SRRS (MDD required scores of 20 or more); schizophrenics required score of 60 or more on PANSS Diagnoses established with SADS; symptom severity assessed with 24-item HAM–D (score of 18 or more required) Characteristics of depression severity MDD group performed Although all participants significantly worse on were inpatients, there all tasks compared to was a wide range of controls at first severity based on examination; treated symptom scores— patients at follow-up median MADRS showed significant was 16 (mild range), improvements on visual with a range paired association test, from 5 (no depression/ Block Design, Corsi remission) to 43 Block-Tapping, (severe-very severe COWAT, design range) fluency, and reaction times in the flexibility task; responders showed better improvements than nonresponders MDD and patients with All were inpatients with schizophrenia moderate level of significantly worse severity required compared to controls at entry (mean on: Digit Span Forward, MADRS ⫽ 23.7 Visuospatial Backward, ⫾ 4.3) semantic fluency, and spontaneous and structured sorting on the Delis test; MDD significantly worse compared to controls on Verbal Span Backward; no correlation between symptom severity ratings and cognitive performance Older group with MDD Although sample was had poorer performance inpatients referred for on delayed reproduction ECT, HAM–D score of complex figures than required for entry young MDD or young was at upper end of bipolar; greater mild range (18) depression severity was associated with greater impairment on delayed recognition memory (table continues) DEPRESSION SEVERITY AND NEUROCOGNITIVE FUNCTION 1999 Beblo, Baumann, Bogerts, Wallesch, & Herrman Outcome 11 12 Table 1 (continued) Year Author Sample One group of adults recruited for aging project (n ⫽ 50) 2000 Nebes et al. Older group MDD (n ⫽ 39); normal older controls (n ⫽ 19) 2000 Sweeney, Kmiec, & Kupfer Inpatients with bipolar (n ⫽ 35; 21 in depressed state, 14 in mixed or manic state) or MDD (n ⫽ 58); healthy controls (n ⫽ 51) Age range: 56 to 84 years Neurocognitive measures Clinical measures Outcome PASAT; TMT-B; WAIS–R Digit Span Depression severity assessed Significant positive with BDI and GDS correlations were found between the TMT–B and both depression severity measures; total BDI score accounted for 18% of the variance on TMT–B Age range not reported, n back test; WAIS–R Digit DSM–IV diagnosis Patients performed but mean age was Symbol Substitution established by SCID–I; significantly worse than ⬃70 or greater; test; Block Design depression severity controls on working participants were subtest of WAIS–III, assessed with 17-item memory and processing tested before and Logical Memory subtest HAM–D (required score speed tasks; processing after treatment with of WMS–III, CVLT, of 15 or more) reductions appear to either nortriptyline or and CFT mediate impairments on paroxetine episodic memory tasks; baseline HAM–D and age of onset of illness did not affect results Age range not reported, CANTAB but mean ages ranged from 31.9 to 36.31 between groups DSM–IV diagnosis established by SCID–I; symptom severity assessed with 17-item HAM–D, BPRS, BRMS, SAPS MDD performed significantly worse on measures of episodic memory (Delayed Matching to sample); MDD reaction times were relatively fast, suggesting a speed/accuracy tradeoff; severity of depression and psychosis severity correlated with performance on many of the tasks Characteristics of depression severity Mean symptom severity scores were not reported, but were used to correlate with neuropsychological performance Inclusion required HAM–D in moderate range—mean was 23.3 ⫾ 4.5; 20 participants were recurrent, 19 were experiencing first episode; 15 were early onset (before age 59), 24 were late onset (age 60 or later) All were inpatients, but level of symptom severity was varied— mixed bipolar group had mean HAM–D score consistent with mild depression (12.93 ⫾ 9.09), bipolar depressed group was in moderate range (17.30 ⫾ 5.46), and nonbipolar depressed was in severe range (21.64 ⫾ 4.30) (table continues) MCCLINTOCK, HUSAIN, GREER, AND CULLUM 2000 McBride & Abeles Sample characteristics Table 1 (continued) Year Author Sample Sample characteristics Neurocognitive measures Clinical measures MDD (n ⫽ 123); healthy Nonbipolar, nonchronic TMT–A, Digit Span, CPT, controls (n ⫽ 26) outpatients; the mean Hopkins Verbal age of MDD group Learning Test, WMS– was 39.0 ⫾ 10.4, R–Visual Reproduction and mean age of the Scale, Halstead–Reitan healthy control group Category Test, was 40.2 ⫾ 9.7 COWAT, WCST, TMT–B, CANTAB DSM–IV diagnosis established by SCID–I; depression severity assessed with 17-item HAM–D (required score of 15 or more) 2001 Kiosses, Klimstra, Murphy, & Alexopoulos Older MDD (n ⫽ 126) DSM–IV and RDC diagnoses established with SADS; symptom severity assessed with 24-item HAM–D Age range: 60 or greater; both outpatients and inpatients; medication status was varied DRS Characteristics of depression severity MDD group performed Moderate symptom significantly worse than severity required healthy controls on at entry (M ⫽ WCST (categories, 16.7 ⫾ 5.4); sample perseverative responses was nonchronic and errors, and failure (episode less than 2 to maintain set); years duration); clinician-rated number of episodes depression severity was varied with 42 having related to performance single episode, 38 on two executive having 1–2 episodes, function tasks (ID/ED and 43 having 3 or task), motor skill and more episodes; mean reaction time from age of onset was CANTAB; patients who 27.9 ⫾ 12.5 years did not improve after 28 days of treatment were more impaired on the WCST and the ID/ED task from CANTAB; age of onset of first episode significantly negatively correlated with measures of attention, psychomotor speed, and executive function; longer depressive episodes were associated with poorer performance on WCST failure to maintain set Impairment on the Severity was varied, with initiation and inclusion of both perseveration subscale outpatients and was associated with inpatients; mean more functional HAM–D was 27.29 ⫾ impairment and 5.88, but ranged disability than severity from 18 to 44 (mild to of depression (using a very severe) HAM–D cut-off score of 27) (table continues) DEPRESSION SEVERITY AND NEUROCOGNITIVE FUNCTION 2001 Grant, Thase, & Sweeney Outcome 13 14 Table 1 (continued) Year Author Sample Sample characteristics Neurocognitive measures Clinical measures MDD (n ⫽ 22); healthy controls (n ⫽ 30) Age range not specified, but mean age was ⬃40 for both groups; no medications (antidepressants, lithium or neuroleptics) for at least 1 month prior to testing APT (Tasks a to d), APT DSM–III–R diagnosis Choice Reaction Time, established by SCID–I; difference between depression severity TMT–B and TMT–A, assessed with BDI Digit Symbol Test, PASAT, Digit Span Forward, Randt Memory Test, Kimura Recurring Recognition Figures Test, COWAT, WAIS Block Design 2001 Neu et al. Inpatient group (n ⫽ 80) comprised of MDD, bipolar disorder, dysthymia, and schizoaffective disorder, depressive type; healthy controls (n ⫽ 62); patients tested at admission and discharge Age range: 30 to 60 years; medication status varied—about two thirds were medicated and one third was not at time of admission RAVLT Animal Naming, WMS Visual Memory subscale, TMT–A DSM–IV diagnoses established with clinical interview; depression severity assessed with BRMS Characteristics of depression severity MDD group scored Majority (n ⫽ 16) of significantly lower than patients were controls on selective recurrent; mean BDI attention, working score was 23.0 ⫾ 6.7 memory, verbal long(moderate range); term memory, and controls scored in verbal fluency; selective normal range attention and working memory met criteria for selective or differential deficits in the MDD group; BDI scores did not correlate with neuropsychological test performance Group with depression (all Group with depression patient group) had median of 3.0 performed significantly episodes of illness worse than controls on and 2.0 inpatient verbal memory, hospitalizations; psychomotor speed, and mean age at onset of verbal fluency at MDD was 41.38 ⫾ admission; MDD group 12.96; mean BRMS performed significantly score was worse on verbal 19.74 ⫾ 4.86 memory only at admission and showed significant improvements on verbal memory and verbal fluency at discharge; BRMS score was used as covariate, but did not influence any of the results (table continues) MCCLINTOCK, HUSAIN, GREER, AND CULLUM 2001 Landro, Stiles, & Sletvold Outcome Table 1 (continued) Year Author Sample Sample characteristics Neurocognitive measures Group with depression Age range: 19 to 72 Free and cued selective (n ⫽ 49) comprised of years; inpatients; reminding procedure, both MDD (n ⫽ 36) sample divided into 4 MCST and bipolar disorder subgroups with an (n ⫽ 16); normal age cut-off of 45 controls (n ⫽ 70) years to assess the effect of age on memory performance 2002 Rohling, Green, Allen, & Iverson Patients with a variety of health issues (n ⫽ 420) who were divided into two groups based on BDI score quartiles: low depression group (bottom quartile; n ⫽ 115) and high depression group (highest quartile; n ⫽ 112) Age range not reported, WCST, Thurstone Word but mean Fluency Test, Ruff age ⫽ 42.4; Figural Fluency Test, medication status not Category Test; CVLT, reported, but likely RMT–W, CSRT; CFT, varied based on RMT–F; WAIS–R Digit treatments for Span, TMT; Finger different medical Tapping Test, Grip diagnoses; patients Strength, Grooved who failed symptom Pegboard, Finger Tip validity tests were Number Writing excluded DSM–IV diagnoses established by checklist; depression severity assessed with MADRS and SRRS (MDD required scores of 20 or more) Outcome Characteristics of depression severity Patients showed All were inpatients with significant impairments at least moderate compared to controls on severity required at free recall that was not inclusion; mean attributed to age effects; MADRS score was patients with mild slightly greater executive impairment than 25 for both based on the MCST had older and younger significantly lower depressives, recall scores that those indicating moderate with no executive severity; older impairment, which was depressed had greater again not associated age at first episode with age (45.7 ⫾ 13.21) compared to younger (25.3 ⫾ 6.71), but longer duration of illness; groups were similar with respect to number of episode and hospitalizations Depression severity assessed No significant differences Low depression group with BDI, MMPI–2 were noted between had a mean BDI (Depression Scale), and high and low depressed score consistent with SCL-90-R (Depression groups on effortful or no depression; high Scale) automatic tasks; the depressed group was high depressive group consistent with severe performed significantly depression; difference worse on two tasks between groups was from the psychomotor verified with MMPI– and sensory-perceptual 2 and SCL–90–R category: the Grooved scores; groups Pegboard and Finger differed significantly Tip Number Writing on all three measures (left hand) (table continues) DEPRESSION SEVERITY AND NEUROCOGNITIVE FUNCTION 2002 Fossati, Coyette, Ergis, & Allilaire Clinical measures 15 16 Table 1 (continued) Year Author 2002 Taylor, Wagner, & Steffens Sample 2003 Farrin, Hull, Unwin, Mildly depressed (n ⫽ Wykes, & David 43); nondepressed (n ⫽ 59) 2003 Hammar, Lund, & Hugdahl MDD (n ⫽ 21) tested at two time points—inclusion and 6-month follow-up; healthy controls (n ⫽ 21) Neurocognitive measures Age range: 60 or MMSE greater; medication status varied, but all participants were in a treatment program; patients tested at baseline, 6 months, and 12 months All male U.K. military personnel; age range: 22 to 58 years SART, PASAT, Stroop; WMS–R Logical Memory and Paired Associates subtests Age range: 20 to 56 years; patients received antidepressant treatment; both inpatients and outpatients, but majority were inpatients (n ⫽ 18) Visual search paradigm examining automatic and effortful processing Clinical measures Outcome Characteristics of depression severity Depression severity assessed Both symptom severity Inclusion required mild with MADRS (score and cognitive status depression; mean of 15 or greater required) improved over time; a MADRS score was in higher baseline moderate range MADRS was associated (30.3 ⫾ 8.7) with a lower baseline decreasing to mild MMSE and less range at 12 months improvement in MMSE (10.1 ⫾ 9.2) over time Mild depression defined as Mildly depressed scored Mean BDI ⫽ 18.19 ⫾ BDI score ⬎ 10; significantly lower on 6.50, consistent with nondepressed defined as Logical Memory mild range; BDI ⬍ 10 immediate recall, made nondepressed mean significantly more errors in normal range of commission on the SART, and had a slower reaction time following an error on the SART DSM–IV criteria met for MDD significantly All participants had recurrent MDD; differed from healthy recurrent depression; depression severity controls on effortful mean HAM–D ⫽ assessed with HAM–D processing at both 21.9 ⫾ 3.7; did not (required score of 18 or testing sessions, despite include information on more) improvements in duration of illness, but depressive severity suggested that this could have impacted results (table continues) MCCLINTOCK, HUSAIN, GREER, AND CULLUM Older patients with depression (n ⫽ 52), were diagnosed with mild cognitive impairment at baseline Sample characteristics Table 1 (continued) Year Author Sample Sample characteristics Neurocognitive measures Clinical measures MDD (n ⫽ 27); healthy controls (n ⫽ 23) Age range: 26 to 59 years; mixture of inpatients and outpatients; all but one patient was taking at least one antidepressant or mood stabilizer Probability Reversal task; CANTAB Spatial Working Memory task; groups were divided such that half received negative feedback and half did not 2003 Naismith et al. MDD (n ⫽ 55); healthy controls (n ⫽ 22) Age range: 30 to 82 years (MDD), 40 to 74 years (controls); medication status varied; both inpatients and outpatients included; both nonpsychotic and psychotic features included; 12 participants diagnosed with bipolar disorder TMT–B, RAVLT, Raven’s DSM–IV diagnoses Colored Progressive established with SCID–I; Matrices, WAIS–R depression severity Block Deign and assessed with 21-item Vocabulary subtests, HAM–D Benton Visual Retention Test (Form D, Administration A), Phonetic and Semantic Fluency, computerized WCST, simple and choice reaction time, computerized version of the Tower of London DSM–IV diagnoses established with clinical interview; depression severity assessed with HAM–D, MADRS, CID; control participants assessed with BDI (score or 9 or less required) Characteristics of depression severity Patients had significantly Symptom severity was in worse performance on moderate to severe maintenance failure range—mean HAM–D and matching on the score was 23.6 ⫾ Probability Reversal 4.2, MADRS was task and between34.3 ⫾ 5.4 search errors on the Spatial Working Memory task; feedback improved performance in both MDD and controls; no relationship between symptom severity scores and neuropsychological test performance MDD patients performed Mean HAM–D was in significantly worse on all severe range; average tests except WAIS–R duration of illness Vocabulary and WCST; was 45 weeks higher HAM–D scores were significantly associated with lower z scores on semantic fluency and WCST (perseverations); no association between length of episode or lifetime diagnoses and neuropsychological test performance; inpatients were significantly worse on RAVLT percentage retention; later age of onset (ⱖ50 years) performed worse than early onset on WAIS–R Block Design, CPT, TMT–B, Tower of London, and Raven’s Matrices, although only Tower of London remained significant when age was added as a covariate (table continues) DEPRESSION SEVERITY AND NEUROCOGNITIVE FUNCTION 2003 F. C. Murphy, Michael, Robbins, & Sahakian Outcome 17 18 Table 1 (continued) Year Author 2003 Porter, Gallagher, Thompson, & Young Sample MDD (n ⫽ 44); healthy controls (n ⫽ 44) Neurocognitive measures Clinical measures Age range: 18 to 65 Digit Symbol Substitution years; free of all Test; RAVLT; psychotropic Visuospatial CANTAB medications at least 6 Paired-Associates weeks prior to Learning, Pattern recruitment Recognition, Spatial Recognition and Simultaneous/Delayed Matching to Sample subtests; COWAT, ELFT, Vigil CPT, and CANTAB Spatial Working Memory and Tower of London subtests DSM–IV criteria were met; depression severity assessed with 17-item HAM–D, MADRS, BDI Age range: 20 to 64 years; 47 participants across the four depressed groups were treated with psychotropic medications DSM–IV diagnoses established by SCAN Episodic memory task consisting of 32 words in eight categories; Word Association Test, TMT–A, TMT–B Outcome Characteristics of depression severity MDD performed Most were first episode significantly worse than (n ⫽ 30); mean controls on the RAVLT symptom severity (list-learning and scores were in the distractor list); all moderate range, but CANTAB visuospatial range was—mean tasks; all sustained HAM–D ⫽ 21.1 ⫾ 4.4 attention and executive (range 15 to 30), function tasks except MADRS ⫽ 28.9 ⫾ 5.5 the Tower of London (range 18 to 38); task; HAM–D scores BDI ⫽ 27.9 ⫾ 10.2 were significantly (range 8 to 47) correlated with performance on RAVLT (retroactive interference, long-term recall, and retroactive interference), pattern recognition (percentage correct), Delayed Matching to Sample and PairedAssociates Learning (total trials); illness characteristics were provided but were not related to neuropsychological test performance MDD group recalled Severity was based on fewer words on free categorical and cued recall psychiatric diagnosis; compared to controls; Symptom severity at mixed anxietytime of testing was depressive disorder not assessed group recalled fewer cued recall words than controls; combined depressed group (i.e., all four subgroups) had a longer TMT–B completion time compared to controls, only the dysthymic subgroup independently differed from controls on the TMT–B (table continues) MCCLINTOCK, HUSAIN, GREER, AND CULLUM 2004 Airaksinen, Larsson, MDD (n ⫽ 68); Lundberg, & dysthymia (n ⫽ 28); Forsell mixed anxietydepressive disorder (n ⫽ 25); minor depression (n ⫽ 66); controls (n ⫽ 175) Sample characteristics Table 1 (continued) Year Author Sample Sample characteristics Older MDD (n ⫽ 21); normal control (n ⫽ 19) MDD age range: 53 to 93 years; control age range: 61 to 85 years; no medications, no psychotic features 2004 Biringer et al. Recurrent MDD (n ⫽ 50) tested before and after (n ⫽ 30) a 26month test–retest interval Age range: 20 to 50 years; majority on psychotropic medication Clinical measures Outcome COWAT, CET, Hayling DSM–IV diagnosis MDD group performed Test, SCIT, TMT–A, established by clinical significantly worse than TMT–B, Graphic interview, MADRS, GDS, controls on Logical Sequences of Luria, and ERD; must have Memory I and all MCST, Logical Memory MADRS ⬎ 20 executive function I, Digit Span Forward, measures except Corsi Block Tapping Hayling Test; severity Test (MADRS) was significantly correlated with performance on many executive function measures (COWAT, MCST, TMT–B [time], Hayling test [Section B]) WCST (categories DSM–IV diagnoses HAM–D change scores completed, perseverative established with MINI; (reverse scaled) were errors, failure to depression severity significantly positively maintain set, assessed with 17-item correlated with a nonperseverative errors), HAM–D and MADRS composite change score PASAT (2- and 3-s (minimum scores of 18 of executive function subtests), WAIS–R– on both) based on all measures; Backward Digit Span, the only significant Stroop, COWAT correlation on (phonemic and semantic individual tasks was categories) between HAM–D and COWAT (number of words in semantic categories); recovered patients (HAM–D ⬍ 8, i.e., remitted) showed greater mean improvements on 8 of the 10 measurements than nonrecovered patients; course of illness characteristics were not related to neuropsychological test performance Characteristics of depression severity Moderate level of severity required for entry; group with depression had mean MADRS of 33.3 ⫾ 6.3, which falls in the moderate severity range; control group scores consistent with no depression Mean HAM–D in severe range; all had long duration of disease, but those who did retest differed significantly from those who did not (mean years 13.6 ⫾ 9.3 vs. 6.1 ⫾ 5.1, respectively) DEPRESSION SEVERITY AND NEUROCOGNITIVE FUNCTION 2004 Baudic, Tzortzis, Barba, & Traykov Neurocognitive measures (table continues) 19 20 Table 1 (continued) Year Author Sample Sample characteristics Neurocognitive measures Clinical measures MDD inpatients (n ⫽ 22); healthy controls (n ⫽ 22) Age range: 22 to 53 years; medication status varied, but most were on tricyclic antidepressants 2004 Kampf-Sherf et al. MDD (n ⫽ 55) Age range not reported; TMT–A, TMT–B, Purdue participants were Pegboard, CFT, tested at baseline and RAVLT, BVRT, again following 6 WAIS–R Arithmetic, weeks of SSRI Block Design and treatment Similarities subtests, HVOT, modified verbal fluency measure, VFOT DSM–IV diagnosis of MDD established with SCID–I; depression severity assessed with HAM–D 2004 Leuchter et al. MDD (n ⫽ 51); NP testing occurred at baseline and was included to determine whether it might predict participants who were likely to respond to placebo Age range: ⬎ 21; treatment with either fluoxetine, venlafaxine, or placebo ⫹15 to 20 min of brief supportive psychotherapy DSM–IV diagnosis of MDD established with SCID–I; depression severity assessed with 17-item HAM–D (required score ⱖ 16) Verbal n-back task; load DSM–IV diagnoses and mental manipulation established with MINI; within working memory depression severity assessed with three assessed with MADRS different levels of (score of 20 or higher complexity; required) and BDI WAIS–Digit Span Forward and Backward and Visuospatial Span Forward and Backward, TMT–A, TMT–B, MCST, Stroop, word fluency TMT–A, Stroop A and B, Digit Symbol Test, TMT–B, WCST, Auditory Consonant Trigrams, COWAT, Stoop Trail, Language: Boston Naming Test, verbal learning: RAVLT, WMS–R Visual Reproduction, CFT Figure, Digit Span, WAIS–R Block Design, CFT Copy, Benton Facial Recognition Characteristics of depression severity MDD group scored Moderate level of significantly lower than severity was required; controls on all mean MADRS score complexity levels of the was in the moderate n-back test, the TMT–B range (27.7 ⫾ 4.3); test, number of mean years of illness perseverative errors on was 8.2 ⫾ 11.3 the WCST, number and years; mean number speed of response on of depressive the Stroop (color and episodes was 2.8 ⫾ interference); those with 2.4; mean number of multiple hospitalizations hospitalizations for performed lower on depression was n-back test compared to 1.9 ⫾ 1.2 those hospitalized for the first time SSRI responders Symptom severity performed more poorly scores on HAM–D than nonresponders on not reported, but more complex tasks were rank ordered by WAIS–R subtests, responsiveness HVOT, BVRT correct (difference between responses and scores before and perseverations, and CFT after treatment); those strategy and performed with difference scores better than of 9 and above were nonresponders on verbal classified as fluency and VFOT responders Placebo responders Baseline HAM–D was performed significantly in severe range for faster on the Digit all groups Symbol Test than placebo nonresponders, medication responders, and medication nonresponders (table continues) MCCLINTOCK, HUSAIN, GREER, AND CULLUM 2004 Harvey et al. Outcome Table 1 (continued) Year Author Sample Sample characteristics Neurocognitive measures Clinical measures MDD or bipolar disorder Age range: 18 to 69 inpatients in depressive years; all but four episode (n ⫽ 73) tested were receiving before and after pharmacological admission to hospital treatment at time of (mean time ⫽ first testing; 10 had 12 weeks); recovered psychotic features (n ⫽ 19) retested 6 months later German assessments of alertness, divided attention, two selective attention tasks, German equivalents of the TMT and Stroop tests, verbal and short-term memory: WMS–R Digit Span Forward and Backward, computerized version of WCST DSM–IV diagnoses established with clinical interview; depression severity assessed with 21-item HAM–D, MADRS, BDI 2004 Stordal et al. Recurrent MDD (n ⫽ 45); healthy controls (n ⫽ 50) Age range: 19 to 51 years; mix of inpatients and outpatients; medication status varied COWAT, Tower of London, PASAT, WAIS–R Digits Backward, Stoop, WCST; simple reaction time from the California Computerized Assessment Package DSM–IV diagnoses established with SCID–I; depression severity assessed with 17-item HAM–D (score of 18 or greater required) and MADRS 2005 Alexopoulos et al. Nondemented older patients with MDD (n ⫽ 112) Age ⬎ 60 years; MDD of MDRS–IP, Stroop moderate severity (HAM–D score 24.33 ⫾ 4.70); all participants treated with 40 mg citalopram for 8 weeks; NP testing was used to predict response to citalopram DSM–IV diagnoses established with the SADS and parts of the SCID–I, patient version; depression severity assessed with 24-item HAM–D Characteristics of depression severity 36 participants had Patients were impaired on single episode, 32 all cognitive tests at admission except Digit recurrent; wide range Span Forward and of symptom severity, Stroop; impairments with means in the remained at discharge moderate to severe with the exception of range—HAM–D ⫽ performance on the letter 29.27 ⫾ 6.97, cancellation task MADRS ⫽ 33.52 ⫾ assessing selective 7.44, BDI ⫽ attention; nonresponders 25.7 ⫾ 10.27 and nonremitters performed significantly worse on the divided attention task at admission; significant positive correlations between lifetime duration of illness and reaction time on alertness and divided attention tasks; divided attention was significantly associated with course of disorder MDD patients performed All participants were significantly worse recurrent with two to compared to controls on five MDEs; both the COWAT (phonemic inpatients and and categorical verbal outpatients who were fluency), Stroop (Colormoderate to severely Word subtest), WCST depressed—mean (failure to maintain set HAM–D ⫽ 28.80 ⫾ and perseverative errors), 4.39, MADRS ⫽ PASAT, and Digits 22.41 ⫾ 4.42 Backward; psychomotor speed accounted for approximately one fourth of the observed impairments Citalopram nonresponders Inclusion criteria performed significantly required moderate worse on the MDRS–IP symptom severity; subscale and the Stroop; response defined however, they were as ⱖ 50% change in older, less educated, HAM–D score and had a greater medical burden 21 (table continues) DEPRESSION SEVERITY AND NEUROCOGNITIVE FUNCTION 2004 Majer et al. Outcome 22 Table 1 (continued) Year Author 2005 Rapp et al. Sample Sample characteristics Older MDD (n ⫽ 116); Age range: 60 to 97 two-by-two factorial design—one factor was current MDE (present vs. absent), the other was recurrent MDD (present vs. absent) Age ⱖ 60 Clinical measures TMT–A, TMT–B, Digit Symbol Substitution Test, Verbal Fluency, task comprised of listlearning, recognition and delayed recall DSM–III–R or DSM–IV diagnosis of MDD established with questionnaire; depression severity assessed with GDS CVLT; WCST, Letter–Number Sequences from WAIS–III, Stroop (Part 1) DSM–IV diagnosis of MDD established with SCID–I and HAM–D ⬎ 15; minor depression defined as presence of low mood and/or interest and one additional depressive symptom from DSM–IV checklist and HAM–D between 8–16 Outcome Characteristics of depression severity MDD with current MDE Late onset was defined performed significantly as no previous worse than those not history of MDD; with current MDE on recurrent was defined attention/executive as at least one prior function tasks; patients MDE; current with late-onset MDD symptoms on GDS worse than all other were significantly groups on attention/ different for those in executive function versus out of current tasks; patients with MDE, irrespective of recurrent MDD chronicity performed worse on episodic memory tasks than those with lateonset MDD Major and minor older Mean HAM–D scores participants with were 10.8 ⫾ 2.0 depression recalled (mild range) for significantly fewer minor depression, words on Trial 1 of List 17.4 ⫾ 4.4 (moderate A and on List B and range) for MDD were more impaired on semantic and serial clustering compared to controls; mediation analyses conducted with the other tasks showed that performance differences on Trial 5 are secondary to executive dysfunction; while both early and late onset participants’ depression diagnosis mediated CVLT semantic clustering and WCST performance; effects were stronger in late onset participants (table continues) MCCLINTOCK, HUSAIN, GREER, AND CULLUM 2006 Elderkin-Thompson, MDD (n ⫽ 63); minor Mintz, Haroon, depression (n ⫽ 32); Lavretsky, & healthy controls Kumar (n ⫽ 71) Neurocognitive measures Table 1 (continued) Year Author Sample Sample characteristics Neurocognitive measures Outcome MDD performed significantly worse than normal controls on Stroop errors, number correct on shifting attention test, and reaction time on the continuous performance test; MDD performed significantly worse than treated MDD on complex attention and vigilance tasks; treated MDD did not differ significantly from controls on pairwise comparisons, but summary scores indicated that treated MDD performed worse on four of six domains and 10 of 15 primary scores, suggesting that treatment did not normalize performance No significant performance differences were found 2006 Gualtieri, Johnson, & Benedict MDD on no psychotropic medications (n ⫽ 38); MDD on psychotropic medications who had been successfully treated for at least 4 weeks (n ⫽ 31); normal controls (n ⫽ 69) Age range: 18 to 65 years CNS Vital Signs computerized battery DSM–IV diagnosis of MDD established with clinical interview; depression severity assessed with HAM–D and BDI 2006 Wang et al. MDD currently depressed (n ⫽ 57); MDD previously depressed (n ⫽ 42); healthy controls never depressed (n ⫽ 46) Mean ages ranged from 26.9 to 31.0 between groups; medication status varied, but majority were not medicated CVLT DSM–IV criteria were met; depression severity assessed with BDI Characteristics of depression severity Mean BDI ⫽ 16.86, HAM–D ⫽ 15 in untreated MDD group; treated group had mean scores in the remitted range (mean BDI ⫽ 1.5, HAM–D ⫽ 6) Mean BDI scores were in mild to moderate range for currently depressed (15.8 ⫾ 8.6) and normal range for previously and never depressed (6.4 ⫾ 4.0 versus 1.1 ⫾ 1.7, respectively) (table continues) DEPRESSION SEVERITY AND NEUROCOGNITIVE FUNCTION Clinical measures 23 24 Table 1 (continued) Year Author 2007 Cysique et al. Sample Neurocognitive measures Clinical measures Age range not reported; mean age ⫽ 32.1; participants were grouped into two groups: those with a history of MDD (trait positive) and those without (trait negative); also grouped based on whether criteria for MDE were met at follow-up (state positive and state negative) Subtests from WAIS–R and Halstead–Reitan Battery, PASAT, Figure Memory Test, Story Memory Test, Boston Naming Test, Thurstone Word Fluency Test, motor skills: Finger Tapping, Grooved Pegboard DSM–III–R diagnoses established with the SCID–I; depression severity assessed with the BDI and HAM–D Outcome Characteristics of depression severity Neither trait nor state Participants did not groups significantly meet criteria for differed on MDD and mean neuropsychological test symptom severity performance; however, scores were within state-positive normal range at participants at follow-up baseline; statewere more likely to positive participants report subjective had significant neurocognitive increases in symptom complaints at both severity scores at baseline and follow-up follow-up Note. WCST ⫽ Wisconsin Card Sorting Test; WAIS–R ⫽ Wechsler Adult Intelligence Scale–Revised; DSM ⫽ Diagnostic and Statistical Manual of Mental Disorders; SCID–I ⫽ Structured Clinical Interview for DSM–IV; BDI ⫽ Beck Depression Inventory; HAM–D ⫽ Hamilton Rating Scale for Depression; TMT–A ⫽ Trail Making Test–Part A; TMT–B ⫽ TMT–Part B; CERAD ⫽ Consortium to Establish a Registry for Alzheimer’s Disease; Stroop ⫽ Stroop Color and Word Test; CAMCOG ⫽ Cambridge Cognitive Examination total score; MDRS ⫽ Mattis Dementia Rating Scale; GBS ⫽ Gottfries-Brane-Steen Dementia Rating Scale; GDS ⫽ Geriatric Depression Scale; MMSE ⫽ Mini-Mental State Examination; ICD–10 ⫽ International Classification of Diseases-10; RAVLT ⫽ Rey Auditory Verbal Learning Test; WMS–R ⫽ Wechsler Memory Test–Revised; COWAT ⫽ Controlled Oral Word Association Test; CSD ⫽ Cornell Depression Scale; MADRS ⫽ Montgomery and Asberg Depression Rating Scale; MCST ⫽ Modified Card Sorting Test; SRRS ⫽ Salpétrière Retardation Rating Scale; PANSS ⫽ Positive and Negative Symptom Scale; SRT ⫽ Buschke Selective Reminding; SADS ⫽ Schedule for Affective Disorders and Schizophrenia; ECT ⫽ electroconvulsive therapy; WAIS–III ⫽ WAIS–3rd edition; PASAT ⫽ Paced Auditory Serial Addition Test; CVLT ⫽ California Verbal Learning Test; CFT ⫽ Rey–Osterrieth Complex Figure Test; CANTAB ⫽ Cambridge Neuropsychological Test Automated Battery; BPRS ⫽ Brief Psychiatric Rating Scale; BRMS ⫽ Bech–Rafaelsen Melancholia Scale; SAPS ⫽ Scale for the Assessment of Positive Symptoms; CPT ⫽ Continuous Performance Test; ID/ED ⫽ Intra-dimensional/Extra-dimensional; DRS ⫽ Dementia Rating Scale; RDC ⫽ Research Diagnostic Criteria; APT ⫽ Automated Psychological Test; RMT–W ⫽ Warrington’s Recognition Memory Test–Words; RMT–F ⫽ RMT–Faces; CSRT ⫽ CogniSyst Story Recall Test; MMPI–2 ⫽ Minnesota Multiphasic Personality Inventory–2; SCL–90 –R ⫽ Symptom Checklist–90 –Revised; SART ⫽ Sustained Attention to Response Task; CID ⫽ Clinical Interview for Depression; ELFT ⫽ Exclude Letter Fluency Test; SCAN ⫽ Schedules for Clinical Assessment in Neuropsychiatry; CET ⫽ Cognitive Estimates Test; SCIT ⫽ Stroop Color Interference Test; ERD ⫽ Scale for the Evaluation of Psychomotor Retardation in Depressed Patients; MINI ⫽ Mini International Neuropsychiatric Interview; SSRI ⫽ selective serotonin reuptake inhibitor; BVRT ⫽ Benton Visual Retention Test; HVOT ⫽ Hooper Visual Organization Test; VFOT ⫽ Visual Frequency of Occurrence Test; MDRS–IP ⫽ Mattis Dementia Rating Scale Initiation-Perseveration subtest; MDE ⫽ major depressive episode; CNS ⫽ CNS vital signs. MCCLINTOCK, HUSAIN, GREER, AND CULLUM HIV-infected adult men who did not meet criteria for serious mental illness or current major depressive episode at baseline (n ⫽ 227) Sample characteristics DEPRESSION SEVERITY AND NEUROCOGNITIVE FUNCTION depressed (Cuijpers & Smit, 2002). The lifetime prevalence of MDD ranges between 5% and 20% (Hamet & Tremblay, 2005; Kessler et al., 2003). The annual incidence of MDD has been found to be three to five adults per 1,000 (J. M. Murphy, Laird, Monson, Sobol, & Leighton, 2000) and it has been estimated that 5% to 25% of the population will experience depression at some point in their lifetime (Kessler et al., 2003). Women are consistently diagnosed with MDD more frequently than men at a ratio of 2:1 (Kessler, 2003; Marcus et al., 2005), and younger cohorts (50 years and younger) have been found to have higher rates of depression relative to older (51 years and older) cohorts (Husain et al., 2005). Defining Depression Severity Severity of depression, and its potential effects on cognitive function, should be considered both with respect to the level of symptom severity at the time of neuropsychological testing (i.e., state of depressive symptomatology), and with respect to course of illness (i.e., number and duration of depressive episodes, duration of illness, treatment resistance). These different aspects of severity may influence both neuropsychological performance and the potential resolution of cognitive impairments with treatment. Evaluation of depressive symptoms at a particular time point is typically done with symptom rating scales, such as the Hamilton Rating Scale for Depression (HAM–D; Hamilton, 1960), or the Inventory of Depressive Symptomatology (IDS; Rush, Gullion, Basco, Jarrett, & Trivedi, 1996). Different total scores correspond to various levels of severity. For example, scores ranging between 0 and 11 on the 30-item IDS and 0 to 7 on the 17-item HAM–D represent no depression (or remission), whereas 47 or greater on the IDS and 26 or greater on the HAM–D represent very severe depression (http://www.ids-qids.org). These symptom severity scores are often correlated with neuropsychological test performance to evaluate the relationship between symptom severity and cognitive function. The presence or absence of psychotic features is also evaluated when examining depression severity at the symptom level (Fennig, Craig, Lavelle, Kovasznay, & Bromet, 1994). Psychosis, per the Diagnostic and Statistical Manual of Mental Disorders (4th ed., text rev.; DSM–IV–TR; American Psychiatric Association, 2000), is an indicator of depression severity rather than a subtype of depression, and is qualified as either mood congruent (e.g., content is consistent with depressive theme) or mood incongruent. Research has suggested that persons diagnosed with psychotic depression are older, have worse premorbid functioning and longer depressive episode duration, and are more prone to future psychotic depressive episodes (Bromet et al., 1992; Craig, Grossman, Bromet, Fochtmann, & Carlson, 2007; Naz et al., 2007). In addition, aspects about individuals’ course of illness—such as number of depressive episodes and duration of episodes, as well as age at onset of depression—may impact cognitive performance. Treatment resistance is also a relevant consideration, as it contributes to longer episodes, as well as the likelihood for exposure to more types of psychotropic medications and combinations of psychotropic medications for a longer period of time, which is negatively associated with cognitive function (Gibel & Ritsner, 2008; Neumann et al., 2002). 25 Of note, many studies included both inpatients and outpatients, which contributes to a wide range of severity in study samples being assessed. These patient samples (inpatients or outpatients) are likely to differ on all aspects of severity discussed above. In addition, they are likely to differ with respect to current treatments, as well as past treatment history, both of which may be associated with cognitive performance. Therefore, it is important to consider the distribution of such patients in studies examining cognitive impairment in depression. Recurrent and Single Episode Depression For those persons diagnosed with MDD, between 50% and 75% experience more than one depressive episode (Gold & Chrousos, 2002; Harkness, Monroe, Simons, & Thase, 1999; Kennedy & Paykel, 2004). Typically, the subsequent depressive episode occurs within 6 months after recovering from the first episode, with recurrence increasing proportionally to the number of subsequent episodes (Angst, 1999). Illustrating the high recurrence rate, a longitudinal study following 69 participants with MDD over a 20-year time period showed that over 92% recovered on average by 12 months (median recovery time was 7 months) and 67% of those who recovered later had a recurrence of depression (Kennedy, Abbott, & Paykel, 2003). Recurrent depression has been suggested to be more severe and disabling than single episode depression (Paradis, Reinherz, Giaconia, & Fitzmaurice, 2006). Those with chronic, recurrent depression have been shown to have more Axis I (i.e., anxiety, substance abuse), Axis II (i.e., personality disorder), and Axis III (i.e., somatic complaints, somatic diseases) comorbidities (Katon, 2003; Vuorilehto, Melartin, & Isometsa, 2005). Moreover, recurrent depression has been associated with increased negative perceptions of social stimuli (i.e., vocal expressions, facial expressions) and self (Bos et al., 2005), as well as poor marital and interpersonal relationships and poor employment functioning (Elinson, Houck, Marcus, & Pincus, 2004; Judd et al., 2000; Kennedy & Paykel, 2004; Kessler, 1997; Wilhelm, Parker, Dewhurst-Savellis, & Asghari, 1999), which suggests recurrent depression, relative to single episode, may be more deleterious. However, in The Netherlands Mental Health Survey and Incidence Study (Kruijshaar, Hoeymans, Bijl, Spijker, & Essink-Bot, 2003), the severity of the depressive episode was found to be more related to increasing levels of disability as opposed to the number of depressive episodes. Thus, there is conflicting evidence as to whether severity of the depressive episode or the number of depressive episodes may contribute more strongly to the level of functional impairment. Physiological correlates of recurrent MDD have included increased cortisol (Bos et al., 2005), glucocorticoids (Lampe et al., 2003), and decreased hippocampal volume (Neumeister et al., 2005). The reduction in the hippocampus was found to be most prominent in the posterior region that has specific implications in spatial learning and memory (Porter, Gallagher, Thompson, & Young, 2003). A relationship has been shown to exist between recurrent MDD and increased cortisol and decreased hippocampal volume, as well as reduced cerebral gray matter volume (i.e., decrease in neuron and glial cell density and size; Cotter, Mackay, Landau, Kerwin, & Everall, 2001; Rajkowska, 2000). There is conflicting information regarding the association between cognitive function and recurrent depression. A major de- 26 MCCLINTOCK, HUSAIN, GREER, AND CULLUM pressive episode (MDE) can be conceptualized as a traumatic event that potentially could harm the brain and negatively impact cognitive functioning, with more MDEs causing more harm than one (Altshuler, 1993; Fossati, Coyette, Ergis, & Allilaire, 2002; Rapp et al., 2005). Various researchers (Burt, Prudic, Peyser, Clark, & Sackeim, 2000; Grant, Thase, & Sweeney, 2001) have speculated that there is a cumulative, neurotoxic effect of MDEs on brain physiology, which may be associated with neuropsychological dysfunction. For example, the number of depressive episodes has been associated with a decrease in cognitive performance (Kessing, 1998) on the Cambridge Cognitive Examination total score (CAMCOG; Huppert, Brayne, Gill, Paykel, & Beardsall, 1995), a computerized neuropsychological screening tool. Also, those with recurrent depression were found to be more impaired on the Wisconsin Card Sorting Test (Heaton et al., 1993), a measure of problem solving, the Paced Auditory Serial Addition Test (Gronwall, 1977), a measure of attention and working memory, and the Stroop test (Stroop, 1935), a measure of inhibition and executive function, compared to control participants (Stordal et al., 2004). In contrast, research by Grant et al. (2001) showed no relationship between the number of MDEs and performance on the Cambridge Neuropsychological Test Automated Battery (CANTAB; Fray, Robbins, & Sahakian, 1996), a computerized screening battery that assesses memory, attention, and executive function. The conflicting information regarding the association between the number of MDEs and neurocognitive performance could be attributable to multiple factors including methodological (i.e., different neurocognitive instruments) or sample (i.e., sociodemographic or clinical characteristics) related differences among studies. Also, although the number of MDEs may have a cumulative effect on cognitive function, several investigators suggested that after the depressive episode remits, cognitive functioning often returns to normal. During the euthymic state, it is believed that the brain heals itself, in turn improving and returning cognitive functioning back to normal (Hammar, Lund, & Hugdahl, 2003; Neu et al., 2005). However, other recent studies have suggested that at least certain aspects of neurocognitive dysfunction (e.g., effortful attention) are resistant to antidepressant treatment (e.g., selective serotonin reuptake inhibitors, serotonin–norepinephrine reuptake inhibitor) and remain even when the depressive episode has remitted (Gualtieri, Johnson, & Benedict, 2006; Paelecke-Habermann, Pohl, & Leblow, 2005). Neurophysiological and Neurobiological Correlates of MDD In general, MDD has often been associated with neurophysiological changes (Liotti & Mayberg, 2001). Studies using positron emission tomography (PET) have shown decreased regional cerebral blood flow (rCBF) in areas that have been implicated in affective disorders including the medial prefrontal cortex, anterior cingulate, and the orbital frontal cortex (Dolan, Bench, Brown, Scott, & Frackowiak, 1994; Elderkin-Thompson, Boone, Hwang, & Kumar, 2004). Moreover, in a study of 10 depressed patients assessing mood-congruent processing biases using functional magnetic resonance imaging (fMRI), it was found that abnormal responses were associated with the medial and orbital prefrontal cortices (Elliott et al., 2002). Other neuroimaging studies have shown abnormal functioning in frontal and limbic connections using fMRI (Krishnan, Hays, & Blazer, 1997), or increased glucose metabolism in the caudate nucleus (Drevets, 2000), and the limbic regions (Alexopoulos et al., 2005) using PET. In the study by Krishan et al. (1997), late-life depression was hypothesized to be related to vascular lesions in the frontal and limbic connections that may dysregulate norepinephrine and serotonin circuitry. This concept of “vascular depression” was proposed by Alexopoulos et al. (1997), based on their finding of associations between depression, vascular lesions, and vascular risk factors. Additional research has found that cerebral emboli were greatly associated with depressive symptoms, even after adjusting for demographic factors in a cohort of older patients with vascular dementia (Purandare et al., 2006). Though no investigations have examined the association between vascular lesions and depression severity, this line of investigation could provide useful information particularly with regard to addressing the effects of the number of lesions and depression severity, and then followed by treatment options (for a comprehensive review, see Blazer, 2009). Neurobiologically, serotonergic and hypothalamic pituitary axis (HPA) dysfunction has been suggested to impact neurocognitive functioning in those persons with depression (McAllister-Williams, Ferrier, & Young, 1998). As identified in PET studies, the serotonergic system is abnormal in depressed patients as there are fewer serotonin receptors (i.e., 5-HT1a) and the serotonin transportation mechanism (5-HTT) is inefficient (Drevets, Frank, & Price, 1999). The above information helps to support the association between MDD, neuroanatomical regions, and neuropsychological processes; however, the nature of that relationship and the potential impact of other factors is unclear. Pseudodementia Depression, when very severe, has been reported to cause such significant cognitive impairments in some individuals such that persons may be described as having pseudodementia, which is defined as reversible impairment of memory secondary to depression (Salzman & Guitfreund, 1986). Although it may be difficult in rare cases to differentiate dementia from pseudodementia, in true dementia, cognitive decline progresses over time, whereas in pseudodementia, the cognitive loss follows after the onset of MDD (McBride & Abeles, 2000; Reynolds & Hoch, 1987; Reynolds et al., 1988). Disorders that cause dementia such as Alzheimer’s disease also tend to have characteristic neuropsychological profiles that help distinguish dementia from depression (Kasahara et al., 2006; Naugle, Cullum, & Bigler, 1998). There has been considerable debate as to whether depression serves as a prodromal stage (Broe et al., 1990) or a risk factor for dementia (Barnes, Alexopoulos, Lopez, Williamson, & Yaffe, 2006; Devanand et al., 1996; Geda et al., 2006). For example, in a large cohort (N ⫽ 1,070) of community living people over the age of 65, pseudomentia showed a 0.6% prevalence rate, and of the six persons diagnosed with pseudodementia, only two developed dementia (Copeland et al., 1992). However, in a separate large cohort (N ⫽ 1,070) of persons age 60 years or older who were part of a dementia registry, baseline depressed mood was found to increase the risk of incident dementia (Devanand et al., 1996). Also, Saez-Fonseca, Lee, and Walker (2007) found a relative risk of 3.929, 95% CI [1.985, 7.775], for the development of dementia in patients with DEPRESSION SEVERITY AND NEUROCOGNITIVE FUNCTION depression and pseudodementia on a 5- or 7-year follow-up examination. Further, a recent study suggested that patients with late-life depression, even after successful antidepressant treatment, were more likely to be diagnosed with mild cognitive impairment (nonamnestic or amnestic subtype) or dementia, relative to a matched control group (Bhalla et al., 2009). Thus, there is a complex association between depression and dementia (for a comprehensive review of the relationship between depression, pseudodementia, and dementia, see Butters et al., 2008). Neurocognitive Studies of MDD Cognitive dysfunction related to MDD (see Table 1 for details of the studies discussed in this section) has been reported in some, but not all studies (Gorlyn et al., 2006; F. C. Murphy, Michael, Robbins, & Sahakian, 2003; Shenal et al., 2003) that examined varying degrees of depression severity (Landro, Stiles, & Sletvold, 2001). In a study comparing 22 patients with nonpsychotic MDD to 30 healthy normal participants, Landro and colleagues (2001) found that those with MDD performed significantly worse in the domains of attention, working memory, verbal long-term memory, and verbal fluency. The depressed group scored more than 1.5 standard deviations lower in attention and working memory, 1.0 standard deviation lower in verbal long-term memory, and 0.5 standard deviations lower in verbal fluency. This is consistent with other findings indicating impairment in verbal fluency and cognitive flexibility (Beblo, Baumann, Bogerts, Wallesch, & Herrman, 1999; Leuchter et al., 2004). For example, Beblo et al. (1999) found that 41 depressed patients, compared to a control group, performed worse (i.e., 1 standard deviation) on verbal fluency (Controlled Oral Word Association Test; Benton & Hamsher, 1983) and design fluency. Another study comparing patients with bipolar disorder or MD, and controls found the MDD group scored lower on a measure of nonverbal memory from the CANTAB battery (i.e., Match to Sample Task) relative to the control group, but the difference was minimal (Sweeney, Kmiec, & Kupfer, 2000). Clinically, the relationship between MDD and global cognitive function may be modulated by depression severity. For example, one report noted that patients who required hospitalization for depression were found to have greater cognitive difficulties (Rohling, Green, Allen, & Iverson, 2002). Even during euthymic and remission phases, the effects of depression severity may linger, influencing cognitive effectiveness. It has been postulated that due to the negative effects of the MDE, the brain, during the euthymic phase, is in a period of healing and may not function at its normal level (Kessing, 1998; Paradiso, Lamberty, Garvey, & Robinson, 1997). However, Hammar et al. (2003) found in a cohort of 21 patients (18 hospitalized) with MDD that cognitive functioning returned to normal during remission. Depression severity may particularly impact aspects of memory. In research comparing 26 patients with MDD, 28 with minor depression, and 38 healthy controls, those with MDD were significantly more impaired on tests of verbal recall and set maintenance relative to the other groups. Those with minor depression were found to be mildly impaired on a measure of executive functioning (ElderkinThompson et al., 2003), relative to healthy controls. Minor depression, as defined in the DSM–IV–TR (American Psychiatric Association, 2000), is similar to MDD, except it consists of having only 27 two to five depressive symptoms (one symptom must be either sad mood or anhedonia) for a minimum of 2 weeks. In the above study by Elderkin-Thompson et al. (2003), working memory was assessed with the Digit Span subtest of the revised Wechsler Memory Scale (Wechsler, 1987) and executive functioning was assessed with a modified version of the Wisconsin Card Sorting Test. We found it interesting that other research has suggested that those with minor depression perform as well as controls on cognitive measures (Airaksinen, Larsson, Lundberg, & Forsell, 2004). Even though much of the above information suggests that MDD is negatively associated with cognitive functioning, some research has disagreed with that relationship (Austin, Mitchell, & Goodwin, 2001). Particularly in young adult patients with mild to moderate depression, cognitive compromise seems to be rare. For example, Wang et al. (2006) found no differences in performance on a comprehensive battery of neuropsychological tests including the CANTAB, Trail Making Test Parts A and B, Digit Span, Continuous Performance Test, verbal fluency, the WCST, and the Category Test between mild to moderate depressed (N ⫽ 123, based on DSM–IV; American Psychiatric Association, 1994, criteria and the Beck Depression Inventory [BDI]; Beck, 1978) and healthy young adult control (N ⫽ 36) cohorts. Gorlyn et al. (2006) examined performance on the Wechsler Adult Intelligence Scale (3rd ed., WAIS–III; Wechsler, 1997) in 121 severely depressed patients (based on DSM–IV criteria and the HAM–D) and 41 healthy controls. The depressed group performed worse on the performance IQ subtests, particularly those that were timed (e.g., Coding, Symbol Search), which also resulted in low scores on the processing speed index. In a longitudinal study (Cysique et al., 2007) assessing the impact of depression on cognitive functioning in a cohort of HIV positive men (N ⫽ 227), no relationship was found between mild trait depression and objective neuropsychological measures, although a relationship was found between trait depression and subjective cognitive complaints. In the Cysique et al. (2007) study, neuropsychological performance was analyzed using normative adjusted T scores from the revised version of the Wechsler Adult Intelligence Scale (WAIS–R; Wechsler, 1981) and the Halstead–Reitan Battery (Heaton et al., 1991). Moreover, in a study of 30 patients with MDD, executive function was found to improve after remission was achieved (Biringer et al., 2005). Further research may help elucidate the relationship between depression severity and neurocognitive functioning as well as discern if normalization of function is time dependent postremission. Attention and Memory Both automatic and effortful attention can be negatively affected by MDD. In a study (Farrin, Hull, Unwin, Wykes, & David, 2003) of 102 men with MDD compared to 59 controls, the depressed group performed significantly worse on the Sustained Attention to Response Task (SART; Robertson, Manly, & Andrade, 1997), a computer-administered test of visual attention. Also, impairment in divided attention, defined as difficulty in attending to both visual and auditory stimuli, was found to be predictive of the outcome of the depressive course in one study (Majer et al., 2004). In the study by Majer et al. (2004), the analyses controlled for age, gender, years of education, depression severity (as rated on the HAM–D), duration of illness, duration of hospitalization, type of antidepres- 28 MCCLINTOCK, HUSAIN, GREER, AND CULLUM sant (activating or sedating), and other psychotropic medications (neuroleptic, mood stabilizer, tranquilizer). Depression may also negatively impact different types of memory, including explicit, implicit, short term, long term, and working memory (Nitschke, Heller, Etienne, & Miller, 2004; Wang et al., 2006). Performance on verbal memory tasks may result from poor frontal-temporal lobe functioning, preoccupation with negative thoughts, or decreased processing speed (Nebes et al., 2000). In a study examining the relationship of the BDI (Beck, 1978) to different versions of the California Verbal Learning Test (CVLT; e.g., adult, child; Delis, Kramer, Kaplan, & Ober, 1987; Delis, Kramer, Kaplan, & Ober, 1994), once adjusted for age, gender, and intelligence, depression accounted for only 2% of the variance in the CVLT score (O’Jile, Schrimsher, & O’Bryant, 2005). Contrary to the above, persons with MDD have been found to score between 0.5 and 1 standard deviation (corrected for age, education, and gender) below the normative population on the CVLT List A total Trials 1 to 5 (Otto et al., 1994). Behaviorally, MDD may also decrease individuals’ abilities to carry out instrumental activities of daily living, which may affect patients’ abilities to comply with cognitive testing (Kiosses & Alexopoulos, 2005) Thus, there is an indication that those with MDD may not perform as well as those without MDD on measures of attention and/or memory. Executive Functioning Executive functioning (EF) has been defined as “the ability to maintain an appropriate problem-solving set for attainment of a future goal” (Welsch & Pennington, 1988, p. 201). Expanding this definition, Welsch, Pennington, and Groisser (1991) added that EF includes the abilities of planning, performing organized searches, and controlling impulses. EF can be negatively affected by depression as it has been shown to decrease initiation and problem solving (Elderkin-Thompson, Mintz, Haroon, Lavretsky, & Kumar, 2006; Harvey et al., 2004; Kiosses, Klimstra, Murphy, & Alexopoulos, 2001), affect planning (Rogers et al., 2004), impair verbal fluency (Henry & Crawford, 2005), and impede cognitive flexibility (Baudic, Tzortzis, Barba, & Traykov, 2004; Butters et al., 2004). Although there is no consensus on the mechanisms of action, it is believed that depression is associated with frontal cortical impairment, which in turn leads to executive dysfunction because EF is mainly governed by the frontal cortices (Alvarez & Emory, 2006; Bravers et al., 1997; Carpenter, Just, & Reichle, 2000; Dolan et al., 1994; Kaiser et al., 2003). Research has indicated that depression severity may play a role in the degree of executive impairment (Taylor, Wagner, & Steffens, 2002). Although the Taylor et al. (2002) study included patients who were diagnosed with MCI at baseline, in a small cohort (N ⫽ 13) study, depression severity, as measured by the HAM–D (Hamilton, 1960) was found to be an independent predictor of total errors, perseverative responses, and failure to maintain set on the WCST (Martin, Oren, & Boon, 1991). Contrary to this finding, Harvey and colleagues (2004) found no relationship between depression severity and the WCST in 22 depressed patients. Also, in one study, those with MDD were found to perform similarly to those with schizophrenia on the California Card Sorting Test (Delis, Squire, Bihrle, & Massman, 1992). Both groups were found to be impaired in generating spontaneous sorts and they were unable to identify some of the sorting principles in the structured sort. The variable findings between the studies suggest that the relationship between EF and depression severity may be moderated by the EF measure used. Influence of Medications and Comorbid Illness on Cognitive Function in MDD It is important to consider not only the positive influence that antidepressant medication may have on cognitive function in depression, but also the potential adverse effects of pharmacotherapy. Here again, the impact of chronicity of depression is important because there is some evidence to suggest that long term and/or repeated exposure to some antidepressant medications may adversely affect cognitive function. For example, tricyclic antidepressants (e.g., amitriptyline, nortriptyline) may worsen some cognitive processes such as reaction time and information processing speed, possibly due to the anticholinergic effects of these medications, whereas it has been noted that Selective Serotonin Reuptake Inhibitor (SSRI) may hold some benefit for cognitive function, particularly in older adults (Brooks & Hoblyn, 2007). Similarly, medications for specific symptoms of depression, such as hypnotics used for insomnia, may independently impair cognitive function. A related concern is the impact of comorbid diseases and depression. Depression is highly comorbid with many other chronic illnesses that can exert independent adverse effects on cognitive function. Increased age can be a contributing concern because the likelihood of comorbidity increases, as does the likelihood of polypharmacy, which may introduce additional adverse pharmacological effects on cognitive function. Psychiatric comorbidities such as substance abuse and anxiety are important to consider in depressed patients because of their independent potential effects on cognition. For example, substance abuse has been associated with both neurophysiological changes in frontostriatal brain regions, as well as objective cognitive impairments (Bechara & Martin, 2004; Lamers, Bechara, Rizzo, & Ramaekers, 2006; Robbins, Ersche, & Everitt, 2008; Salo, Ursu, Buonocore, Leamon, & Carter, 2009). Furthermore, treatments for substance use disorders, such as methadone and nicotine replacement therapies have also been associated with impaired cognitive function in some studies (Soyka et al., 2008; Spiga, Lintas, & Diana, 2008). Similarly, anxiety, also known to be highly comorbid with depression, can affect cognitive processing in some cases, and is often treated with benzodiazepines, which have known negative effects on cognitive function (Buffett-Jerrott & Stewart, 2002). In these cases, both the disease state and its treatment may contribute to cognitive impairments. Many other general medical chronic diseases, such as diabetes and vascular illness, are highly comorbid with depression and can also independently impact cognitive function. Diabetes has been associated with some cognitive impairments (Awad, Gagnon, & Messier, 2004; Cukierman-Yaffe et al., 2009), and these deficits may worsen with increasing age and/or the presence of vascular disease or depressive symptomatology (Awad et al., 2004). Vascular illness is another example of a general medical condition that is highly comorbid with depression and associated with independent adverse effects on cognitive function (Roman et al., 2004; Sachdev et al., 2004; Waldstein et al., 2003). The potential cumulative and additive cognitive impairments arising from comorbid psychiatric and medical condi- DEPRESSION SEVERITY AND NEUROCOGNITIVE FUNCTION tions, as well as their treatments, must be considered when evaluating cognitive function in depression. Summary of Findings Depression is a significant clinical disease with varying levels of severity, each associated with degrees of impairment in the areas of social, functional, and interpersonal abilities. However, depression has been inconsistently associated with neurocognitive functioning (Gualtieri et al., 2006) and there is limited understanding regarding the relationship between depression severity and neurocognitive sequelae. Although research has shown detrimental effects in the domains of attention, learning and memory, and EF related to depression, there is disagreement as to the mediators of neurocognitive impairment, and for that matter, the mechanisms underlying the neurocognitive impairment. Several aspects of depression severity have been associated with more pronounced cognitive impairment, such as increased symptom severity at the time of neuropsychological testing. The presence of depression with psychosis may negatively impact neuropsychological domains such as EF, verbal and visual memory, and psychomotor skills to a greater extent relative to depression without psychotic features (Reichenberg et al., 2008). In addition, recurrent depression has been associated with worse cognitive performance compared to single-episode depression (Kessing, 1998), and longer depressive episodes have been associated with greater impairments on some aspects of executive function compared to shorter episodes (Grant et al., 2001). Age of onset of depression (Driscoll et al., 2005) is a more complicated factor, with some evidence suggesting that an early onset depression (i.e., onset before age 55) is associated with poorer cognitive function (Majer et al., 2004), although other evidence suggests that late-onset depression (i.e., onset at age ⱖ 55) is associated with poorer cognitive function (Elderkin-Thompson et al., 2006; Rapp et al., 2005). However, many studies have found no relationship between course of illness factors and cognitive performance in depression (Biringer et al., 2005; Naismith et al., 2003; Porter et al., 2003), and still more have not included assessments of such a relationship. It is clear that there is much heterogeneity on severity-related factors (i.e., level of symptom severity, course of illness characteristics) within samples assessing cognitive function in MDD, as well as substantial variability in the consideration of severity among studies, resulting in the need to further explore this important issue. Future Directions Individual studies examining cognitive deficits associated with MDD tend to not provide consistent information regarding depression severity (Zakzanis et al., 1999), which has limited the understanding of the relationship between depression and neurocognitive function (Naismith et al., 2003). This may be attributed to many factors such as limitations in quantifying the level of depression severity and deciding how to measure depressive symptoms (Gullion & Rush, 1998). Although there is limited information regarding the cognitive effects associated with depression severity, this paucity in research demonstrates the importance of conducting further research in the relationship between cognitive functioning and intradomain specific depressive factors (Ebmeier, Donaghey, & Steele, 2006). 29 Although depression can negatively impact cognitive functioning in some cases (Shenal et al., 2003), it is important to understand what specifically about MDD is affecting cognitive abilities. Furthermore, the factors associated with cognitive dysfunction in depression are not well understood. There is considerable variability and not all persons with MDD show reduced cognitive performance, although estimates of dysfunction have been found to range from mild to severe in the depressive population (Elliott, 1998; Veiel, 1997). For example, is the variability in cognitive performance related to the number of depressive episodes, the severity of the major depressive episode, or the MDD subtype (i.e., melancholic, atypical)? Also, factors such as length of the depressive episode, onset of the depressive episode, and individual factors such as age, education, cognitive reserve, or genetic predisposition to depression, could play a role in the development of cognitive impairment secondary to depression. Prior research has helped increase the understanding of the complex relationship between cognitive function and MDD; however, this understanding has been limited by small sample sizes, limited sociodemographic information (e.g., socioeconomic status, parental education), limited neurocognitive evaluations, and the use of either selfreport or clinician-rated depressive instruments as opposed to both. To Table 2 Recommendations for Future Study Directions 1. Comprehensively characterize the sociodemographics of the study sample (a) Provide demographic adjusted neurocognitive scores (b) Allows for study of sociodemographic moderating factors 2. Include a comprehensive neuropsychological assessment that includes measures of (a) Learning and memory (both verbal and visual) (b) Visuospatial abilities (c) Working memory (both verbal and visual) (d) Attention/concentration (e) Psychomotor speed (f) Executive functioning (g) Language functions (h) Intelligence or estimate of intellectual functioning (i) Social cognition (j) Subjective cognitive complaints 3. Base psychiatric diagnoses of depression on standardized, research diagnostic criteria (a) Allows for establishing universally accepted diagnosis (b) Establishes homogenous groups (c) Collects comorbid psychiatric illnesses (d) Provides general assessment of global functioning 4. Utilize both clinician-rated and self-rated depression severity instruments that are identical in content (a) Provides a mechanism to assess the relationship between objective and subjective clinical ratings with neurocognitive functioning (b) Identical clinician-rated and self-rated measures increases confidence of the ratings by reducing confounding and unidentical items 5. Comprehensively characterize the depressive illness (a) Specify the depressive episode subtype (i.e., melancholic, atypical) (b) Specify the number of depressive episodes (c) Specify the duration of the current depressive episode (d) Specify age of onset of depressive episode 6. If diurnal variation is present, then provide assessment at opposite time (i.e., if mood worse in the morning, then test later in the day) 7. Include neurobiological methods such as neuroimaging (i.e., fMRI) or neurochemical (i.e., cortisol) measures Note. fMRI ⫽ functional MRI. 30 MCCLINTOCK, HUSAIN, GREER, AND CULLUM address these limitations, future investigations (see Table 2) may benefit from better characterizing the sociodemographic and clinical characteristics of the sample to account for potential moderating factors (De Santi et al., 2008; Manly, 2008; Manly & Echemendia, 2007; Marcopulos & McLain, 2003; Salthouse, 2007). Regarding depression severity, this could be enhanced by utilizing both self-report and clinician-rated depressive symptom severity instruments to help clarify the relationship between objective and subjective ratings on cognitive abilities. Also, the use of a standard neuropsychological battery that measures multiple-cognitive functions and includes demographic adjusted data would help to minimize age and education confounds. 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